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The Ottoman Empire<br />

Dates: 1453-1923<br />

Political Considerations<br />

The Ottoman Empire, founded by Osman I (r. 1290-<br />

1326), dominated much of southeastern Europe, the<br />

Middle East, and North Africa between the fourteenth<br />

and early twentieth centuries. Ottoman military<br />

superiority in the Balkans in the fifteenth and<br />

sixteenth centuries stemmed from the use of new<br />

modern armaments integrating infantry and cavalry<br />

with innovative tactics. The Ottomans borrowed<br />

methods from their adversaries and even used Christian<br />

and Jewish soldiers and officers in their cam-<br />

587<br />

paigns. In addition to a magnificent army, they had a<br />

navy that was among the best in the Mediterranean<br />

area. However, one aspect of the early Ottoman success<br />

has been greatly exaggerated—that of the Ottomans’<br />

superiority in numbers. The Ottomans’ rapid<br />

conquest of the Christian, Greek-speaking, Eastern<br />

Roman Byzantine Empire, as well as the other Balkan<br />

states in the years from 1290 to 1453, came not<br />

from larger forces but from essentially waiting for<br />

their Christian rivals to destroy each other in battle<br />

and then moving in and taking over the remaining<br />

territory. The Ottoman sultans made alliances with<br />

Library of Congress<br />

The Ottoman Turks seize Constantinople from the Byzantines in 1453 to establish the Ottoman Empire.


588 Warfare in the Age of Expansion<br />

Ottoman Expansion Under Süleyman the Magnificent<br />

Spain<br />

Algeria<br />

Tunisia<br />

Ottoman Empire in 1520<br />

Sardinia<br />

Ottoman Empire at the end<br />

of Süleyman’s reign<br />

Venice<br />

Rome<br />

Tunis<br />

Holy<br />

Roman<br />

Empire<br />

Italy<br />

Sicily<br />

Mediterranean Sea<br />

Tripoli<br />

Hungary<br />

Bosnia<br />

Malta<br />

Vienna<br />

Serbia<br />

Poland<br />

Albania<br />

Transylvania<br />

Christian states, and Turkish soldiers served as mercenaries<br />

in Christian armies, just as Christians fought<br />

in the Turkish armies.<br />

National mythology has also greatly exaggerated<br />

the historical significance of key Ottoman victories<br />

before 1453, such as the defeat of the Serbs at Kosovo<br />

on June 15, 1389. In many ways the Ottomans inherited<br />

the Balkans by default, because the Byzantine<br />

army collapsed as a result of internal civil wars and<br />

external invasions by the Western European Christian<br />

Crusaders and other neighboring Christian states.<br />

The decisive victory that established the Ottoman<br />

domination of the Balkans was the Siege of Constantinople<br />

in 1453. The Turks had prepared for this battle<br />

for fifty years. According to legend, the city was to<br />

fall to a sultan bearing the name of the prophet Muwammad.<br />

Sultan Mehmed I (r. 1402-1421) initially<br />

appeared to be that man, but an internal contest for<br />

the throne and a war against Tamerlane in the east<br />

Wallachia<br />

Bucharest<br />

bulgaria<br />

Morea<br />

Crete<br />

Jedisan<br />

Istanbul<br />

Rhodes<br />

Tripoli Alexandria<br />

Egypt<br />

Khanate<br />

of the<br />

Crimea<br />

Black<br />

Sea<br />

Cyprus<br />

Cairo<br />

syria<br />

Aleppo<br />

Mesopotamia<br />

Red Sea<br />

Damascus<br />

Georgia<br />

Armenia<br />

Medina<br />

Mecca<br />

Iraq<br />

Caspian Sea<br />

Azerbaijan<br />

Tabriz<br />

Baghdad<br />

Luristan<br />

made his attack on the Byzantine capital impossible.<br />

However, when his grandson Mehmed II (1432-<br />

1481) ascended the throne in 1451, both sultan and<br />

people were ready.<br />

By 1453 Constantinople had become a shadow of<br />

its former self. The city’s population, which had once<br />

exceeded one million people, had declined to only<br />

several tens of thousands. Constantinople was no<br />

longer a unified city but rather a series of villages behind<br />

walls. Mehmed II prepared his attack carefully,<br />

building fortresses on both sides of the Bosporus—<br />

Anadolu Hisari on the Asian side and Rumeli Hisari<br />

on the European side—the ruins of which still stand.<br />

He strengthened the janissary corps, raising their<br />

pay and improving the officer ranks. He constructed<br />

causeways over the Galati hill north of the old city, so<br />

that he could have his ships dragged up and over to<br />

the Golden Horn, the harbor of Constantinople, circumnavigating<br />

the chain and flotilla that protected


The Ottoman Empire 589<br />

the entrance to the city’s vulnerable side. Mehmed’s<br />

fleet of 125 ships and an additional number of<br />

smaller support craft was five times larger than that<br />

of the Greeks. With this fleet, Mehmed prevented the<br />

Byzantines from bringing supplies by sea as they had<br />

done in the past. The first Turkish troops to reach the<br />

walls of Constantinople in April, 1453, were a few<br />

knights, who were successfully met by the Byzantine<br />

soldiers in a brief skirmish. Ottoman reinforcements<br />

then drove the Greeks back behind the walls. Massive<br />

Turkish forces gathered over the next days,<br />

including cavalry, infantry, engineers, and naval<br />

forces. Most important were the cannons Mehmed<br />

had placed at the heretofore impenetrable walls; they<br />

began a constant bombardment that continued for<br />

seven weeks until they finally breached the wall.<br />

Mehmed and his entourage of janissary soldiers,<br />

advisers, and imams, or religious leaders, took up their<br />

positions before the city. Mehmed offered the city either<br />

mercy if it surrendered without a fight, or pillage<br />

if it chose to fight. The Greeks chose to fight to the last.<br />

After the fall of Constantinople the Ottomans continued<br />

to expand throughout the Muslim world in the<br />

Near East and North Africa. At the height of the empire<br />

under the sultan Süleyman I the Magnificent<br />

(1494 or 1495-1566) the European boundaries<br />

reached beyond the Danube River to the gates of Vienna.<br />

Süleyman’s failure to take the Habsburg capital<br />

owed as much to the limitations of Ottoman military<br />

tactics, especially the definition of its campaigns by<br />

annual sorties lasting only from the spring to the fall,<br />

as it did to the defense of the Vien-<br />

nese. Süleyman also fought and lost<br />

to the naval forces of King Philip II<br />

of Spain (1527-1598) in the Mediterranean<br />

at the celebrated Battle of<br />

Lepanto (1571).<br />

After Süleyman the Ottoman Empire<br />

went into a decline. Succeeding<br />

sultans rarely left their palaces and<br />

placed state matters in the hands of<br />

their ministers, most of whom were<br />

Christian slaves taken in the child<br />

tax from Balkan families. The Ottomans<br />

fought against Austria, Poland,<br />

the Papacy, and other European<br />

Turning Points<br />

states for control of the Danubian plain for two hundred<br />

years. However, they found a European ally in<br />

France. In the late seventeenth century the grand viziers<br />

of the Albanian Köprülü family arrested the<br />

decline of the Ottoman Empire and spearheaded a revival<br />

of its former power. However, in 1664 at Szentgotthárd,<br />

on the Austrian-Hungarian border, the Ottomans<br />

suffered their first loss of land to the Christian<br />

powers. After the Thirty Years’ War (1618-1648) the<br />

improved European armies surpassed the Turkish<br />

army in organization, tactics, training, armament,<br />

and even leadership. The Turks, whose advanced<br />

techniques and equipment had previously been their<br />

strong points, now found themselves falling behind<br />

their adversaries in these areas.<br />

The Ottomans’ failure to take Vienna in a second<br />

attempt (1683) began the loss of their territory to the<br />

European powers. In the eighteenth century the empire<br />

lost wars and land to both Austria and Russia.<br />

Inside the empire local warlords carved out virtually<br />

independent fiefdoms throughout the imperial provinces.<br />

The sultan’s personal authority in reality did<br />

not extend beyond Constantinople. The grand janissary<br />

corps, which had gained the right to marry, were<br />

less an effective fighting force than a collection of sinecures.<br />

In 1792 Sultan Selim III (1761-1808) turned<br />

to France, the empire’s old ally, for assistance in<br />

modernizing Ottoman armed forces, creating a modern<br />

corps in addition to the janissaries. However, the<br />

French Revolution (1789-1799) and the Napoleonic<br />

Wars (1793-1815) interrupted the partnership. The<br />

1453 With use of large cannons, the Turks capture Constantinople from<br />

the Byzantines, establishing the Ottoman Empire.<br />

1571 The Battle of Lepanto II, fought between the Ottoman Turks and<br />

the Christian forces of Don Juan de Austria, is the last major<br />

naval battle to be waged with galleys.<br />

1792 Modern French military techniques and arms are introduced into<br />

Turkey.<br />

1826 The janissary corps are destroyed and the Turkish army is<br />

modernized.<br />

1923 The Treaty of Lausanne creates the Republic of Turkey, bringing<br />

the Ottoman Empire to its official end.


590 Warfare in the Age of Expansion<br />

The Ottoman Empire, c. 1700<br />

Portugal<br />

Morocco<br />

Spain<br />

France<br />

Algeria<br />

= Region of Ottoman rule<br />

Holy<br />

Roman<br />

Empire<br />

Tunisia<br />

Venice<br />

Rome<br />

Tunis<br />

Austria<br />

Tripoli<br />

Vienna<br />

Adriatic Sea<br />

Italy<br />

Tripoli<br />

empire suffered from internal revolutions, such as<br />

those by the Serbs and the Greeks, and from uprisings<br />

by warlords and rogue pashas such as Ali Pala (1741-<br />

1822), known as the Lion of Janina, in modern Albania,<br />

as well as wars with Russia and Persia. In a janissary<br />

revolt in 1806 Selim was dethroned and killed.<br />

His successor, Sultan Mahmud II (1785-1839), believed<br />

that the defeat of Napoleon would guarantee<br />

Ottoman territory at the Congress of Vienna (1814-<br />

1815), but when the Greek uprising of 1821 split the<br />

European alliance, Mahmud found himself at war<br />

against the combined forces of Russia, France, and<br />

England. In 1826, in order to modernize his forces, he<br />

did away with the janissaries.<br />

Mahmud’s successor, Abdülmecid I (1823-1861),<br />

allied himself to the powers by promising reforms in<br />

Hungary<br />

Balkans<br />

Greece<br />

M e d i t e r r a n e a n S e a<br />

Poland<br />

Constantinople<br />

Crete<br />

Aegean Sea<br />

Cyprus<br />

Palestine<br />

Alexandria Cairo<br />

Egypt<br />

Crimea<br />

Black Sea<br />

Syria<br />

Mesopotamia<br />

Damascus<br />

Red Sea<br />

Mecca<br />

Iraq<br />

Russia<br />

Caspian Sea<br />

Iran<br />

the treatment of his non-Muslim subjects. In the<br />

1830’s and 1840’s the powers protected Abdülmecid<br />

from a vassal revolt. In the 1850’s England and<br />

France joined Abdülmecid in the victorious Crimean<br />

War (1853-1856) against Russia. However, in 1877<br />

Russia again went to war against the Turks to aid a<br />

Balkan uprising. Although the Russians defeated the<br />

Turks and liberated the Christian states of the region,<br />

England, Turkey’s ally, prevented the Russian troops<br />

from taking Istanbul.<br />

In the early twentieth century the Young Turk<br />

Revolution brought constitutional government and<br />

more westernization to the empire. However, Turkey<br />

lost wars to Italy (1911) and to a coalition of Balkan<br />

states (1912-1913), only managing to regain a modest<br />

amount of European territory around Edirne in the


The Ottoman Empire 591<br />

Second Balkan War (May-June, 1913). After feeling<br />

betrayed by England and France, the Young Turk<br />

leaders turned toward friendship with Germany. After<br />

the outbreak of World War I in 1914, Turkey<br />

joined with the Central Powers in November of that<br />

year. Turkish troops faced the Russians in the Caucasus<br />

and the English in the Near East. The English had<br />

by then occupied Egypt and supported a revolt of the<br />

Arabs in Saudia Arabia and Palestine. With the collapse<br />

of Russia in 1917, the Turks received territory<br />

in the Caucasus, but the following year the Central<br />

Powers lost the war and the Allies divided up the territory<br />

of the empire among themselves.<br />

However, while the Allies occupied Constantinople,<br />

Mustafa Kemal (1881-1938), later named Atatürk,<br />

or Father of Turks, raised the standard of revolt<br />

in Ankara, where he set up a rival government.<br />

Kemal led the army to victory over the Greeks (1920-<br />

1922) and renegotiated the Treaty of Sèvres (1920) to<br />

his advantage in the Treaty of Lausanne (1923), creating<br />

the Republic of Turkey and bringing the Ottoman<br />

Empire to its official end.<br />

Military Achievement<br />

The Ottoman Empire in its early years successfully<br />

defeated the Christian powers of Europe and the Muslim<br />

states of the Near East. This success stemmed<br />

from the Ottomans’ innovative use of tactics and<br />

strategy integrating cavalry and infantry. The Ottoman<br />

cavalry, or sipahi (rendered in English as<br />

“spahi”), was drawn from the noble free-born Muslim<br />

class, whereas the infantry, the janissaries, were<br />

slaves of the sultan forcibly recruited from the children<br />

of conquered European peoples, converted to<br />

Islam, and trained as fierce fighters. There were also<br />

irregular cavalry and infantry troops. The Ottomans<br />

also did not hesitate, when it served their purposes, to<br />

use Christian or Jewish commanders, as well as<br />

Christian allies and mercenaries.<br />

The Muslims were among the first to effectively<br />

use cannon and gunpowder. Their success against<br />

European armies continued into the seventeenth century,<br />

when the decline of the empire began.<br />

Weapons, Uniforms, and Armor<br />

In the early centuries the Ottomans effectively used<br />

siege weapons and artillery, such as mortars, catapults,<br />

and large cannons, that fired both iron and<br />

stone shot. Mehmed II, also called Mehmed the Conqueror,<br />

wished to have the most modern weapons and<br />

ordered a Hungarian gunsmith to build him large<br />

cannons, one of which was used at Constantinople,<br />

that could fire 1,200-pound cannonballs. Janissaries<br />

used scimitars, knives, stabbing swords, battle-axes,<br />

and harquebuses. The Turks were also skilled marksmen<br />

using muskets. Ottoman archers continuously<br />

rained arrows on the defenders of cities they attacked.<br />

The Ottomans were renowned for their<br />

sappers as well, who attacked the enemy’s fortifications<br />

with axes. The spahi cavalry, true medieval<br />

warriors, carried bows, swords, lances, shields, and<br />

maces. The Ottoman navy consisted of corsairs and<br />

oared galleons.<br />

The Turks established local janissaries and other<br />

regional corps in different parts of the empire, each<br />

with its own distinct uniforms, pennants, and standards.<br />

The traditional Ottoman uniforms consisted of<br />

short, loose pantaloons, a short shirt with a large sash,<br />

a high turban, stockings that reached above the hem<br />

of the pantaloons, and Turkish-style slippers. Janissaries<br />

also wore long, flowing robes and felt hats.<br />

The akhis, or officers, wore pantaloons, sashes,<br />

capes, red boots, long fur-trimmed robes, and tall,<br />

elaborately carved, large-plumed helmets whose<br />

height depended on the wearer’s rank. Janissary food<br />

bearers wore black uniforms, sandals, pantaloons,<br />

short jackets with long sleeves, half-vestlike shirts,<br />

and conical hats. The sultans rode on caparisoned, or<br />

decoratively adorned, horses and carried bejeweled<br />

weapons.<br />

The janissaries’ standard was the scarlet crescent<br />

and double-edged sword symbol of Osman, the<br />

founder of the Ottoman dynasty. The akhis carried<br />

staffs with tails representing the sleeve of the sheik of<br />

the Bektashi dervishes, the janissaries’ religious order.<br />

The number of tails on the akhi’s staff depended<br />

on his rank. The janissaries’ staff bore a spoon symbolizing<br />

their higher standard of living. The insignia<br />

of the janissary corps was the soup pot and the spoon.


592 Warfare in the Age of Expansion<br />

Officers bore titles from the kitchen such as the First<br />

Maker of Soup, First Cook, and First Water-Bearer.<br />

The soup pot was the sacred object around which the<br />

janissaries gathered to eat or discuss events and policies.<br />

In rebellions they traditionally overturned these<br />

soup pots.<br />

In the seventeenth and eighteenth centuries Turkish<br />

armament lagged behind the times. In 1796 the<br />

French ambassador General Jean-Baptiste Aubert-<br />

Dubayet brought to Turkey several pieces of modern<br />

armament and artillery as models for the Turks to<br />

copy and French engineers and artillery officers to<br />

teach the Turks modern methods. In the nineteenth<br />

and twentieth centuries the Ottoman Empire continued<br />

to modernize its forces and weaponry. Before<br />

World War I the Germans improved upon Turkish<br />

arms. German General Otto Liman von Sanders<br />

(1855-1929) came to Turkey to oversee the training<br />

of troops. During the war the Turks had excellent<br />

gunnery. However, two battleships ordered from England,<br />

which were to be the best of the fleet, had not<br />

been delivered before the Turks joined the Central<br />

Powers and were confiscated by the British. In the<br />

late nineteenth century the Turks adopted typical European<br />

khaki winter and summer army and blue navy<br />

uniforms. For officers, the fez—a brimless, flatcrowned<br />

hat—replaced the turban.<br />

Military Organization<br />

Within the Ottoman Empire the government and the<br />

military were closely linked. The empire was divided<br />

into two parts: European and Asian, each governed<br />

by aghas, area governors who administered the empire<br />

in the name of the sultan. Under the aghas stood<br />

the provincial governors, or sanjak beys. The sanjak,<br />

which has come to mean “province,” was literally the<br />

standard of the governor, or bey. In 1453 there were<br />

twenty sanjaks in Asia and twenty-eight in Europe.<br />

The sanjak beys commanded troops, operated the policing<br />

powers in their provinces, and collected taxes.<br />

Within the sanjaks there were two types of agricultural<br />

estates: large zaimets and smaller timars. Ottoman<br />

theory held that all land belonged to God and<br />

was managed by the sultan; the managers of these es-<br />

tates were free-born Muslim noblemen. The spahis,<br />

knights who served as the cavalry of the Ottoman armies,<br />

were the most numerous Ottoman warriors.<br />

The early sultans gave most of the land they conquered<br />

to these warriors, although a minor portion<br />

was reserved for government and diplomatic officials.<br />

The peasants, called rayah, literally “cattle,”<br />

were the serfs who worked the land. The other governing<br />

functions were handled by the various Muslim,<br />

Christian, and Jewish religious authorities who<br />

ruled their own communities.<br />

The Ottomans used both regular and irregular<br />

troops as police forces. The two most important regular<br />

land forces were the janissary infantry corps and<br />

the spahi knights. The Ottoman navy was a supplementary<br />

force that often carried janissary troops, as<br />

well as naval officers and sailors.<br />

The janissaries were Christian and Jewish boys, as<br />

young as seven years old, periodically gathered in the<br />

Balkans through a child tax, called devshirme. Girls<br />

were also gathered to serve in various harems. Sultan<br />

Orhan (c. 1288-c. 1360) started the corps as a bodyguard,<br />

and Murad I (c. 1326-1389) developed it as a<br />

militia to guard the European territories. The boys<br />

were selected for the janissary corps based on their<br />

strength and intelligence. They were educated as<br />

Muslim Bektashi dervishes, the religious order favored<br />

by Ohran, and housed in barracks at Bursa. After<br />

the fall of Constantinople in 1453, Mehmed II<br />

moved the main janissary barracks to the sultan’s<br />

palace in the capital. During battle, conquered fortresses<br />

served as their barracks, and local produce<br />

served as their food.<br />

Aminority, approximately 15 percent, of the most<br />

intelligent children were selected for government<br />

and diplomatic service, while the remainder were<br />

trained for the janissaries. The boys were educated in<br />

the palace school, where they studied subjects such<br />

as Turkish history, Muslim literature, and romantic<br />

and martial music. They practiced gymnastics and<br />

sports on both foot and horseback to increase their<br />

strength and agility. The students became expert<br />

in archery, swordsmanship, javelin throwing, and<br />

riding.<br />

Early janissaries could not own property, marry,<br />

or perform other service, but they were armed and


The Ottoman Empire 593<br />

well paid and had a strong esprit de corps. They were<br />

the most respected infantry in Europe: fearless, well<br />

trained, dedicated troops with intelligent and coolheaded<br />

commanders. At the dedication of the corps,<br />

the sheik of the Bektashi, an officer of the corps,<br />

promised, “Its visage shall be bright and shining, its<br />

arm strong, its sword keen, its arrow sharp-pointed. It<br />

shall be victorious in every battle and will never return<br />

except in triumph.” The janissaries were known<br />

for their military discipline, which rivaled that of the<br />

ancient Greeks and Romans.<br />

In contrast to the “inside aghas,” who were leaders<br />

of the government and palace service, the chief janissary<br />

officers held the title of “outside aghas.” In the<br />

time of Mehmed II they numbered a force of ten thousand.<br />

They were unique in Europe, where most armies<br />

consisted almost completely of cavalry. The<br />

janissaries were commanded only by aghas, who had<br />

been appointed by the sultan, and the provincial beys<br />

and pashas had no authority over them.<br />

When the Ottoman Empire went into decline, the<br />

Republic of Turkey, 1923<br />

GREECE<br />

Crete<br />

Izmir<br />

Mediterranean Sea<br />

Republic of Turkey in 1923<br />

Istanbul<br />

ANATOLIA<br />

Antalya<br />

janissary corps began to deteriorate. Muslims were<br />

recruited into the janissaries, affecting the traditional<br />

camaraderie. Janissaries also worked as artisans to<br />

supplement their income. During Süleyman’s reign,<br />

they received the right to marry, and their sons began<br />

entering the corps, first through loopholes in the law<br />

and later through quotas. Nepotism grew rampant.<br />

Murad IV (1612-1640), recognizing the de facto<br />

practice, abolished the devshirme. Janissaries often<br />

paid others to serve in the field in their place, while<br />

still collecting their pay and enjoying their privileges.<br />

The corps, if they disagreed with the imperial policies,<br />

would often mutiny in the field or in Constantinople.<br />

The janissaries began to influence politics as<br />

early as the fifteenth century, when they backed the<br />

sultan Mehmed I against his brothers, but in the seventeenth<br />

century the corps became stronger than the<br />

sultan. Sultans and ministers curried favor with the<br />

janissaries as well as the spahis through promotion<br />

and pay raises.<br />

Black Sea<br />

Cyprus<br />

REPUBLIC<br />

OF<br />

TURKEY<br />

SYRIA<br />

Erzerum<br />

Kur ds<br />

ARMENIA<br />

IRAQ<br />

RUSSIA<br />

PERSIA


594 Warfare in the Age of Expansion<br />

The vizier Köprülü Amca-z3de Hüseyin (died<br />

1702) tried to reverse the downward trend by revising<br />

the muster roles of the janissaries, improving military<br />

equipment for both the janissaries and the navy,<br />

building new barracks, and refurbishing the imperial<br />

defenses, but the measures proved to be only temporary.<br />

The Ottoman forces also included renowned artillery<br />

and engineering units and highly skilled artisans<br />

who were supported through a guild system.<br />

These artisans supplied the Ottoman armies and<br />

maintained their morale and standard of living.<br />

The Turkish sipahi cavalry were considered to be<br />

without peer. They were ready at any moment on the<br />

command of the sanjak beys to leave their fields and<br />

join in battle. Failure do so would mean loss of their<br />

position. Although the ranks were not hereditary, the<br />

son of a deceased spahi might be given a small<br />

amount of land for his needs. He would then have to<br />

prove himself in battle to earn a tamir or zaimet.<br />

There were also mounted soldiers at a lesser rank<br />

than spahi, and the spahis of the Porte in Constantinople,<br />

“the men of the sultan,” who formed a separate<br />

corps. In the seventeenth century the number of feudal<br />

spahis dwindled, and, like the janissaries, the<br />

spahi also began to hire substitutes, some of whom<br />

were unscrupulous adventurers. Spahis were no longer<br />

suited for all-year duty against the modern European<br />

artillery. At the Battle of Mezö-Keresztes<br />

(1596) against Hungary they left the field en masse.<br />

The sultan dismissed thirty thousand spahis, turning<br />

a large group of nobles into landless malcontents and<br />

further increasing the problems of the empire.<br />

In times of war the Ottoman Empire employed a<br />

supplemental irregular cavalry, the akinjis. Other irregular<br />

troops were the azab corps, a reserve infantry<br />

founded by Orhan. The sixteenth century governor of<br />

Bosnia used another irregular force to police his<br />

sanjak. These irregular troops did not receive regular<br />

pay but were rewarded with spoils of war. However,<br />

jealous of the pay and privileges of the regular forces,<br />

they sometimes rebelled.<br />

In the seventeenth century the Ottoman Empire<br />

also fell behind in inventory and supply. While the<br />

great powers of Europe established modern professional<br />

armies in the sixteenth and seventeenth centuries,<br />

the sultans stubbornly held on to their antiquated<br />

traditional techniques. They lacked modern financing<br />

procedures and an industrial system based on<br />

flexibility, free enterprise, and competition that was<br />

required for modern warfare. Pillaging and living off<br />

the land no longer sufficed. The haphazard Turkish<br />

system of taxes and economic restrictions held the<br />

empire’s military behind while its European enemies<br />

forged ahead. Furthermore, the janissaries and artisan<br />

guilds joined together to protect their traditional<br />

privileges and maintain the military’s traditional procedures.<br />

In the eighteenth century all aspects of the army—<br />

training, discipline, armament, fortifications, field<br />

maneuvers—fell to a substandard state. Incompetence<br />

and ignorance ruled even in the most elementary<br />

matters. Open defiance and mutiny were rampant<br />

among the troops. Theft of supplies by both<br />

officers and soldiers was common. Janissaries often<br />

did not go on campaign but hired people in their<br />

stead. Janissaries would fight with their officers or<br />

demand privileges reserved for officers. The corps<br />

became a parasitic burden, a shadow of the unbeatable<br />

force it had been in its early days.<br />

After a loss to the Russians in 1792, Sultan Selim<br />

III was anxious to reform his army. Although Selim’s<br />

many reforms were not limited to military matters,<br />

an overhaul of the army played a key part in his<br />

plans. Selim looked to France, where the French<br />

Revolution of 1789 had brought about a new order.<br />

He sent special ambassadors to the courts of Europe<br />

and studied their detailed reports. He was particularly<br />

interested in guns and artillery, about which<br />

he himself had written a treatise. He was especially<br />

impressed with the revolutionary French army and<br />

requested help from Paris to improve the Turkish<br />

military. The French experts improved Turkish gun<br />

foundries, arsenals, and equipment. In both the army<br />

and navy they taught the Turks gunnery, fortifications,<br />

navigation, and related subjects. The Turkish<br />

engineering school was brought up to modern standards.<br />

However, the sultan’s advisers were divided.<br />

Some insisted on maintaining the old Turkish ways at<br />

any cost, whereas others advocated the Western techniques<br />

only to restore the past Turkish glory; still<br />

others called for a complete overhaul of the Turkish


The Ottoman Empire 595<br />

military and society in the Western manner. Selim established<br />

the Topiji—a small force of prisoners, European<br />

deserters, and poor Muslims—and had them<br />

trained in the Western fashion as a prototype army.<br />

Impressed by the Topiji’s superiority, Selim tried to<br />

introduce their methods and arms into the Turkish<br />

forces. The spahis accepted the new methods, but the<br />

janissaries continued to resist modernization. Selim<br />

thus enlarged the Topiji force, which by then included<br />

some of the French officers who had remained<br />

in Turkey. In 1805 he introduced a draft but<br />

was assassinated the following year in a janissary revolt.<br />

Mahmud II then ascended the throne.<br />

The success of Mehmed Ali of Egypt in building a<br />

Western army with Muslims encouraged Mahmud to<br />

do away with the janissaries and rely solely upon the<br />

new army. Mahmud replaced the European officers<br />

F. R. Niglutsch<br />

The British defeat of the Ottoman fleet at the Battle of Navarino Bay in 1827 effectively destroyed the Ottoman<br />

navy and paved the way for Greek independence.<br />

training the troops with Muslims and ordered 150<br />

troops from each janissary battalion to join the new<br />

corps. On June 15, 1826, as expected, the janissaries<br />

revolted, overturning their soup pots and invading<br />

the palace. Mahmud was ready. He had increased his<br />

loyal artillery troops, placing them in strategic points<br />

in the streets. They drove the rebels back to their barracks,<br />

where they barricaded themselves and were<br />

destroyed by artillery in less then an hour. More than<br />

six thousand died in the shelling. Mahmud executed<br />

the surviving leaders, disbanded the corps, and outlawed<br />

the Bektashi dervish religious order. The remaining<br />

janissaries were exiled to Asia.<br />

After the destruction of the janissaries, Mahmud<br />

reintroduced the old title serasker; originally held by<br />

a high commander of general rank, it was now given<br />

to the commander in chief who also served as minis-


596 Warfare in the Age of Expansion<br />

ter of war and handled police duties in Constantinople.<br />

He paid special attention to the new army.<br />

Twelve thousand men were stationed at Constantinople<br />

and elsewhere in the provinces. Mahmud turned<br />

to England and Prussia for assistance training the<br />

new army. Officers were sent to England, and British<br />

officers came to Turkey. Prussia sent Lieutenant<br />

Helmuth von Moltke (1800-1891), who later became<br />

an architect of Prussia’s renowned army, as a military<br />

adviser. Von Moltke helped to modernize the Ottoman<br />

Empire’s defenses and to train and organize the<br />

new troops. He was dissatisfied, however, with<br />

Mahmud and the Ottoman army, who resisted instruction<br />

from foreigners. Turkey and Prussia exchanged<br />

cadets and officers as well, establishing a<br />

German tradition that would continue through the<br />

life of the empire.<br />

In the 1840’s the army was reorganized into active<br />

and reserve units, and the term of active service was<br />

reduced from twelve to five years. Soldiers who had<br />

actively served for five years would serve the balance<br />

of seven years in their home provinces as reserves.<br />

The military was further reorganized along Western<br />

lines, the number of troops was increased to 250,000,<br />

and military schools were established.<br />

In 1808 the Young Turk Revolution brought German<br />

trained officers forward. Enver Pala (1881-<br />

1922), one of the leaders of the revolt, had trained in<br />

German methods as a young officer and now went to<br />

Berlin as military attaché. The war minister Sevket<br />

Pala (1858-1913) actually trained in Germany. Thus,<br />

the German influence that had existed since the time<br />

of Mahmud actually increased during the nineteenth<br />

century.<br />

After the Young Turk Revolution, the use of officers<br />

in government positions reduced the efficiency<br />

of the army and navy in the field. Furthermore, capable<br />

officers opposed to the government were sent to<br />

distant posts. The defeats of the Italian and Balkan<br />

Wars impressed upon the new leaders the need for<br />

massive reform. Enver Pala, who by that time had<br />

become one of the ruling triumvirate along with<br />

Mehmed Talât Pala (1872-1921) and Ahmed Cemal<br />

Pala (1872-1922) took this in hand. Much of the<br />

problem was the mistrust that the older officers had<br />

of the young military supporters of the revolution, a<br />

situation that demanded a general purge of the senior<br />

officers. Sevket Pala recognized the problem but refused<br />

to dismiss his friends in the officer corps.<br />

Therefore Enver Pala took over the ministry and convinced<br />

the reluctant Sultan Mehmed V (1844-1918)<br />

to issue a decree retiring officers over fifty-five years<br />

of age. A new agreement with Berlin brought forty<br />

German officers to Turkey. They were led by Liman<br />

von Sanders, who was placed in charge of the first<br />

army in Constantinople.<br />

Doctrine, Strategy, and Tactics<br />

From the early days of the Ottoman Empire, the doctrine<br />

of warfare called for the conquest of Muslim<br />

and Christian land in the name of God. In fact, all of<br />

the empire’s territory was seen to be God’s land, administered<br />

by the sultan through aghas, beys, and pashas,<br />

military leaders as well as government officials.<br />

When the Ottoman sultans became the rulers of the<br />

Muslims of the Near East, they revived the old title of<br />

caliph, for the religious leader of Islam.<br />

The Ottoman strategy was simple. On yearly campaigns,<br />

which, after 1453, began from Constantinople<br />

in a formal ceremonial military parade and lasted<br />

until late fall, their well-trained and courageous armies<br />

fought and conquered as much land and as<br />

many cities as they could. Victims who acquiesced<br />

were shown mercy. Those who resisted suffered a<br />

brief period of brutal pillage. In the fifteenth and sixteenth<br />

centuries the Ottomans managed the lands under<br />

their control well. Even non-Muslim communities<br />

had a great deal of autonomy. In the later<br />

centuries, inefficient government and arbitrary actions<br />

of virtually independent warlords, landlords,<br />

and local beys and pashas inflicted hardship.<br />

The Ottomans learned from their adversaries,<br />

studying Western military forces and strategies. After<br />

the seventeenth century the viziers, more often<br />

than the sultan, marched on campaigns and sometimes<br />

participated in battles. Although the army was<br />

the main force, a flotilla of hundreds of boats accompanied<br />

the troops on the rivers of the region under attack.<br />

Atypical order of battle in the open field consisted


The Ottoman Empire 597<br />

of three armies. For example, at Kosovo Field in<br />

1389, Sultan Murad I commanded the center with his<br />

janissary corps and spahi knights. By tradition the<br />

army of the region where the battle was fought occupied<br />

the right flank. Thus Bayezid I (c. 1360-1403),<br />

the sultan’s son and heir, led the army of Europe on<br />

his right. A younger son led the army of Asia on the<br />

left flank. At Kosovo an advance guard of two thousand<br />

archers began the attack. However, the standard<br />

Ottoman practice was to begin battle with an inferior<br />

line of irregulars. The janissaries would attack accompanied<br />

by drums and cymbals and exhorted by<br />

their non-janissary brothers of the Bektashi der-<br />

vishes. If the enemy forces outnumbered the Turks,<br />

the strategy changed, and the Ottomans would wait in<br />

hiding for the battle to begin.<br />

The Ottoman forces, well suited for siege warfare,<br />

used both cannons and mines. They dug trenches<br />

about 1,500 meters from the besieged city walls and<br />

set up their artillery behind the ridges. Archers then<br />

continually rained arrows on the city, while janissaries<br />

scaled the walls. The Turks were willing to continue<br />

a siege as long as it took for a city to surrender or<br />

fall. They often gave generous terms of surrender, allowing<br />

those who wished to leave the city to go<br />

freely.<br />

Contemporary Sources<br />

The best primary sources on the military history of the Ottoman Empire available in English<br />

and held in American libraries are memoirs and contemporary accounts of battles. Among the<br />

best of the former are the memoirs of Sir Edwin Pears (1835-1919), Forty Years in Constantinople:<br />

The Recollections of Sir Edwin Pears, 1873-1915 (1916), Evliya Çelebi’s (c. 1611-c. 1682)<br />

Travels in Palestine (1834), and Konstanty Michalowicz’s (born c. 1435) Memoirs of a Janissary<br />

(1975), an account of a fifteenth century Turkish warrior found in the microform collection<br />

of the University of Michigan. The University of Michigan is the repository of numerous eyewitness<br />

accounts of Turkish-Western battle, a number of which have been published. Suraiya<br />

Faroqhi’s Approaching Ottoman History: An Introduction to the Sources (1999) is a general<br />

survey of sources in Turkish and other languages.<br />

Books and Articles<br />

Aksan, Virginia. “Ottoman War and Warfare, 1453-1812.” In European Warfare, 1453-1815,<br />

edited by Jeremy Black. New York: St. Martin’s <strong>Press</strong>, 1999.<br />

_______. Ottoman Wars, 1700-1870: An Empire Besieged. Harlow, England: Longman/<br />

Pearson, 2007.<br />

Almond, Ian. “Muslims, Protestants, and Peasants: Ottoman Hungary, 1526-1683.” In Two<br />

Faiths, One Banner: When Muslims Marched with Christians Across Europe’s Battlegrounds.<br />

Cambridge, Mass.: Harvard University <strong>Press</strong>, 2009.<br />

Faroqhi, Suraiya. “The Strengths and Weaknesses of Ottoman Warfare.” In The Ottoman Empire<br />

and the World Around It. New York: I. B. Tauris, 2004.<br />

Gabriel, Richard A. The Siege of Constantinople. Carlisle, Pa.: U.S. Army War College, 1992.<br />

Goodwin, Godfrey. The Janissaries. London: Saqi, 1992.<br />

Guilmartin, John F., Jr. “Ideology and Conflict: The Wars of the Ottoman Empire, 1453-1606.”<br />

In Warfare and Empires: Contact and Conflict Between European and Non-European Military<br />

and Maritime Forces and Cultures, edited by Douglas M. Peers. Brookfield, Vt.:<br />

Ashgate/Variorum, 1997.<br />

Imber, Colin. The Ottoman Empire, 1300-1650: The Structure of Power. New York: Palgrave<br />

Macmillan, 2002.<br />

Murphey, Rhoads. Ottoman Warfare, 1500-1700. New Brunswick, N.J.: Rutgers University<br />

<strong>Press</strong>, 1999.


598 Warfare in the Age of Expansion<br />

Nicole, David. Armies of the Ottoman Turks, 1300-1400. Botley, Oxford, England: Osprey,<br />

1985.<br />

Reid, James J. Crisis of the Ottoman Empire: Prelude to Collapse, 1839-1878. Stuttgart, Germany:<br />

Steiner, 2000.<br />

Turfan, M. Naim. Rise of the Young Turks: Politics, Military, and Ottoman Collapse. London:<br />

I. B. Taurus, 1999.<br />

Turnbull, Stephen. The Ottoman Empire, 1326-1699. New York: Routledge, 2003.<br />

Zorlu, Tuncay. Innovation and Empire in Turkey: Sultan Selim III and the Modernisation of the<br />

Ottoman Navy. New York: Tauris Academic Studies, 2008.<br />

Films and Other Media<br />

Lawrence of Arabia. Feature film. Columbia Pictures, 1962.<br />

The Ottoman Empire: The War Machine. Documentary. History Channel, 2006.<br />

The Ottoman Empire, 1280-1683. Documentary. Landmark Films, 1995.<br />

Suleyman the Magnificent. Documentary. National Gallery and Metropolitan Museum of Art,<br />

1987.<br />

Frederick B. Chary


Literature and Warfare<br />

Overview<br />

War is life’s greatest conflict and the ultimate form of<br />

competition. As such, it continues to provide writers<br />

with a fertile field for examining the always intriguing<br />

complexities of human nature. Warfare is often railed<br />

against, and on occasion it has been chic to view it as<br />

obsolete. In the overall scheme of things, however,<br />

war has generally managed to remain popular. Indeed,<br />

the noted philosophers Will and Ariel Durant once<br />

calculated that in the past 3,000 years only 268 of<br />

those years have been free of war. With this in mind,<br />

it is perhaps not surprising that wars have provided<br />

grist for some of the world’s most enduring literature.<br />

Significance<br />

Literature that focuses on war recognizes how war<br />

affects human behavior through characters created in<br />

literature.<br />

History of Literature<br />

and Warfare<br />

Ancient World<br />

Organized armies have fought against each other for<br />

at least ten thousand years. Either at war or in anticipation<br />

of war, military infrastructures have played a<br />

key role in the organization of human societies. The<br />

earliest civilizations of China, for example, were established<br />

by organized armies.<br />

Accounts of the earliest conflicts were preserved<br />

in song and story through oral tradition, often setting<br />

warfare in a mythological context. Rigvedic hymns<br />

of ancient India, for instance, relate tales of the warrior<br />

god Indra. A Babylonian epic poem, “War of the<br />

Gods,” deals with the myth of world creation and the<br />

establishment of divine hierarchy, which formed part<br />

of a New Year’s festival.<br />

873<br />

The earliest literary work in the Western tradition<br />

to deal with war is found in the Iliad (c. 750 b.c.e.;<br />

English translation, 1611), ostensibly written by<br />

Homer (c. 750 b.c.e.), but whether or not it is a work<br />

of shared authorship is a moot point. One of the classics<br />

of world literature, the Iliad deals with the very<br />

long and savage war between Athens and Sparta—<br />

the Trojan War (c. 1200-1100 b.c.e.)—with the culminating<br />

siege of Troy, which dragged on for three<br />

decades. The war was originally based on a struggle<br />

for control of important trade routes across the<br />

Hellespont. However, in the Iliad, the story centers<br />

on one incident: the Trojans’ attempt to recover the<br />

abducted Helen of Troy. When Agamemnon—king<br />

of the Greeks (who invade Troy), refuses to ransom<br />

Chryseis to her father, the god Apollo inflicts a<br />

plague of pestilence on them, compelling Agamemnon<br />

to return the girl. Not to be entirely thwarted, Agamemnon<br />

takes Achilles’ prized concubine instead.<br />

Dishonored, Achilles withdraws his warriors. War<br />

here is depicted as not only mean and bloody but also<br />

a process of retaliation and quid pro quo. During this<br />

process, when a warrior is slain or an attack is perpetrated,<br />

the fury of the combatants escalates. Such<br />

endlessly escalating conflict required a resolution,<br />

and Homer offered one in the Odyssey (c. 725 b.c.e.;<br />

English translation, 1614), which tells the story of a<br />

survivor of the Trojan War, Odysseus (or Ulysses),<br />

who undergoes a series of adventures that function as<br />

tests and atonements before he can return home to a<br />

joyful reunion with his wife, Penelope. Both the Iliad<br />

and the Odyssey draw heavily on the rich storehouse<br />

of Greek mythology, and in so doing provide a “divine”<br />

perspective on the issues of loss and redemption<br />

surrounding the Greek view of war.<br />

In the Aeneid (29-19 b.c.e.; English translation,<br />

1553), war is the context for nation-building: The<br />

Roman poet Vergil (Publius Vergilius Maro) uses literature<br />

as a sort of genealogical tool to reconstruct<br />

the beginnings of the Roman Empire. In this epic<br />

poem, the Greek warrior Aeneas has fled his native


874 Culture and Warfare<br />

land following the Trojan War and—after a series of<br />

adventures, some harrowing—arrives in Italy, where<br />

he proceeds to recount the details of the Trojan War.<br />

After defeating the Rutulian leader Turnus in battle<br />

and miraculously recovering from a wound received<br />

in combat, Aeneas marries Lavinia (daughter of<br />

Latinus, king of the Latins) and establishes the new<br />

kingdom on the Seven Hills that has been promised<br />

to him in a dream.<br />

Medieval World<br />

The adopted nephew of Charlemagne, the knight<br />

Roland, and his bosom friend Oliver, together with<br />

their valiant comrades, sacrifice their lives to protect<br />

Charlemagne’s army by defending the pass at<br />

Roncesvalles in the Pyrenees Mountains in 778 c.e.<br />

Their epic defense was later immortalized in the<br />

anonymous Chanson de Roland (c. 1100; The Song<br />

of Roland).<br />

Among Germanic peoples, one of the most influential<br />

works of literature was the Nibelungenlied<br />

(c. 1200; English verse translation, 1848; prose translation,<br />

1877), set in the fifth century in north-central<br />

Europe. Although medieval in origins, the Nibelungenlied,<br />

like the Homeric writings, draws on numerous<br />

myths, including Siegfried’s titanic battle<br />

with a great dragon, including rituals of ancient worship<br />

that are woven throughout the work. War, again,<br />

is depicted in the context of national origins and identity,<br />

with an emphasis not on realism but on the<br />

mythic and glorified aspects of battle, reflecting an<br />

ancient Germanic cult of hero worship.<br />

By the late Middle Ages and early Renaissance,<br />

the literature of war had begun to depart from the reliance<br />

on mythology found in earlier literature and to<br />

concern itself more with historical reality. The topic<br />

of war continues to provide an opportunity for writers<br />

to speak of glory, honor, and courage, but with increasing<br />

fidelity to the background against which the<br />

story is set. William Shakespeare’s Henry plays, for<br />

example—Henry IV, Part I (1592), Henry IV, Part II<br />

(1597) and Henry V (c. 1598-1599)—smoothly<br />

blend poetry and history both to glorify England and<br />

to explain how the notoriously un-princely Henry V<br />

evolved from a rakish and somewhat unprincipled<br />

youth into a revered king, the hero of Agincourt. In<br />

the belief that he has as much lawful right to the<br />

throne of France as did Charles, the reigning French<br />

monarch, Henry V makes his claim for that crown.<br />

Insulted by Charles’s son, the Dauphin, Henry prepares<br />

for war. At the decisive Battle of Agincourt,<br />

Henry’s leadership carries the day, despite the fact<br />

that his army is outnumbered and weakened by illness.<br />

Shakespeare glorifies Henry V (r. 1413-1422)<br />

and his victory at Agincourt, and his contemporaries<br />

may well have regarded the portrayal as an overtly patriotic<br />

affirmation of contemporary warfare against<br />

Spain. However, many critics have seen in the play’s<br />

language and portrayals a more ambiguous attitude<br />

toward warfare and perhaps a veiled criticism of contemporary<br />

events in Elizabethan England (where<br />

open criticism of the monarchy and its policies would<br />

not have been safe). The play thus illustrates both the<br />

growth in literature referencing actual events and the<br />

sensitivities, and potential dangers, of doing so.<br />

Modern World<br />

As world civilizations advanced in age and (especially)<br />

technology, these achievements were reflected<br />

in world conflicts. Wars increasingly expanded<br />

their sphere of impact. Increasingly, battles<br />

were no longer confined to unpopulated areas. Accordingly,<br />

literature sought to keep pace with the<br />

evolution of modern warfare. Although the heroic<br />

values present in the literature of ancient and medieval<br />

wars was still to be found in literature the realism,<br />

the suffering and horror of war became increasingly<br />

evident.<br />

As warfare evolved into the so-called modern<br />

period, writers sought to present their subjects more<br />

realistically. Literary characters provided the opportunity<br />

and the voice to reveal a more accurate portrayal<br />

of the grim horrors found on the battlefield. In<br />

literature as in real life, war as a glorious confrontation<br />

of chivalric honor was now depicted as a bloody<br />

crucible of suffering and death.<br />

Novels, plays, and poems increasingly began to<br />

address not only the external events of war but also<br />

the soldier’s personal experience of such traumatic<br />

events, from courage to cowardice. In Stephen<br />

Crane’s classic Civil War novel, The Red Badge of<br />

Courage: An Episode of the American Civil War


Literature and Warfare 875<br />

(1895), young Henry Fleming finds himself tormented<br />

by fear. Having dreamed of glorious battles<br />

as a young farm lad, he was at first anxious to taste<br />

combat, as are many soldiers who find themselves on<br />

the field of war for the first time. Now, as his regiment<br />

advances, Henry sees battle as an escape from<br />

the boredom of inactivity. Then comes battle, with its<br />

cacophony of sounds, followed by an enemy counterattack<br />

and panic. Henry flees from the field and now<br />

thinks of himself as a coward. In a subsequent battle,<br />

he redeems himself, earning the praise of his lieutenant.<br />

The novel offers the reader an instructive psychological<br />

profile of one young man enduring the chaos,<br />

fear, and self-doubt that every soldier must face.<br />

In his 1929 novel of World War I, Im Westen<br />

nichts Neues (1929; All Quiet on the Western Front,<br />

1929), Erich Maria Remarque produced what is generally<br />

thought to be the best-known work of antiwar<br />

literature published between the two world wars. The<br />

novel was subsequently adapted for the screen, starring<br />

actor Lew Ayres. So forcefully did the film depict<br />

the horror of war that Ayres became a pacifist<br />

and later refused to serve in the military during<br />

World War II.<br />

Two other haunting and memorable literary statements<br />

to emerge from World War I are Lieutenant<br />

Colonel John McCrae’s poem “In Flanders Fields”<br />

(1915) and the poem “Rouge Bouquet” (1918), by<br />

Sergeant Joyce Kilmer (perhaps best known for his<br />

poem “Trees,” 1914). In “Rouge Bouquet,” Kilmer<br />

memorialized his World War I comrades, who had<br />

perished at Rouge Bouquet, near Baccarat in France.<br />

Many other poets emerged from this war, including<br />

the “war poets” Wilson Owen, who died in battle at the<br />

age of twenty-five, and his friend Siegfried Sassoon.<br />

World War I and its fierce trench warfare gave rise<br />

to what a group of writers called “the lost generation”;<br />

they not only depicted the horror of war but<br />

also questioned its value and necessity as a means of<br />

resolving disputes between nations. In his novel A<br />

Farewell to Arms (1929), Ernest Hemingway wrote<br />

what many regard as the strongest polemic against<br />

war. The story is told through the eyes of a young<br />

American officer, Lieutenant Frederic Henry, who is<br />

attached to a medical unit on the Italian front. There<br />

he meets and falls in love with a nurse, Catherine<br />

Barkley. Wounded, Henry is hospitalized and eventually<br />

has surgery on his knee. He and Catherine are<br />

together during his rehabilitation. She becomes pregnant.<br />

While attempting to avoid capture by the Germans,<br />

Henry deserts, and the two manage to reach<br />

Switzerland, where Catherine and the baby both subsequently<br />

die.<br />

One of the most meaningful works of modern literature<br />

to address the subject of war, Norman<br />

Mailer’s The Naked and the Dead (1948), is regarded<br />

by some as the best novel of World War II. The author<br />

set his story on a South Pacific island, focusing<br />

primarily on one platoon of soldiers: their trials and<br />

tribulations, their interactions with one another, and<br />

The Granger Collection, New York<br />

The original 1929 front jacket cover for Erich Maria<br />

Remarque’s All Quiet on the Western Front.


876 Culture and Warfare<br />

Time & Life Pictures/Getty Images<br />

Ernest Hemingway’s A Farewell to Arms.<br />

the same fears and issues with which young Henry<br />

Fleming grapples in The Red Badge of Courage. In<br />

the world of The Naked and the Dead, there is little<br />

empathy among the members of the platoon, and no<br />

sympathy whatever for their Japanese foes. Mailer<br />

introduces a second element to his novel, wherein he<br />

uses his story as a forum to describe ridiculous army<br />

rules and protocols, always the source of irritation for<br />

the soldiers. The novel also sets the conflict in perspective<br />

by providing background for the campaign<br />

and a critique of military judgment.<br />

Satire and comedy have been used in many modern<br />

works to depict and condemn war. Critique of<br />

war becomes an outright condemnation in Joseph<br />

Heller’s Catch-22 (1961), which uses satire to focus<br />

on the futility and sheer idiocy of the way in which<br />

the military prosecuted war. Heller’s main charac-<br />

ter, Yossarian, a bomber pilot based in Italy, has<br />

looked at enough sky. He has no interest in heroism,<br />

medals, or glory. His one abiding interest is to<br />

get rotated home. In what almost appears to be a<br />

contrived setup, Yossarian finds that each time he<br />

approaches the required number of missions to<br />

qualify for rotation home, the higher echelon increases<br />

the number. Determined, Yossarian resorts<br />

to various deceptions to try to defeat the system.<br />

Heller provides a supporting cast of characters every<br />

bit as devious as Yossarian. Hilarious in its satiric<br />

effect, Catch-22 speaks against war as loudly<br />

as more serious works—but here by casting war as<br />

a farce.<br />

The novel Mister Roberts (1946), by Thomas<br />

Heggen (adapted for the stage in 1948 by Heggen<br />

and Joshua Logan, and in 1955 released as a feature<br />

film), focuses on life as a soldier, making the<br />

audience aware that men in combat must deal not<br />

only with fear and suffering but also with the boredom<br />

of daily life in the backwater of war. The setting<br />

is a supply ship in the South Pacific commanded<br />

by a tyrannical captain who cares only<br />

about his next promotion. The hero, Lieutenant<br />

Douglas Roberts, who longs for a transfer to combat,<br />

finally gets his request for transfer approved<br />

by the captain—or rather by the members of the<br />

crew, who forge the captain’s signature in repayment<br />

for Roberts’s having managed to secure liberty<br />

for the crew by agreeing to give up challenging<br />

the captain’s authority.<br />

The Vietnam War (1961-1975) has occasioned<br />

many novels. In these works, realism has continued<br />

to be emphasized—including, again, the psychological<br />

experiences of the individual soldier. In the case<br />

of Tim O’Brien, a Vietnam War veteran, psychological<br />

realism renders his novels extremely personal to<br />

the point where, at times, the narrative crosses the<br />

boundary between actual fact and internal imaginings.<br />

Going After Cacciato (1978, revised 1989),<br />

which won a 1979 National Book Award, examines<br />

the conflicting moral imperatives of the Vietnam<br />

War when the point-of-view character, Paul Berlin,<br />

joins others in his platoon to retrieve the deserter<br />

Cacciato (literally “the hunted” in Italian), who has<br />

vowed to escape the war by walking to Paris. The ac-


Literature and Warfare 877<br />

tual events in the narrative are seamlessly interrupted<br />

by Berlin’s fantasies and fears, making the distinction<br />

between reality and Berlin’s psychological state<br />

difficult to discern. The clear sense, however, is that<br />

Cacciato, in attempting to carry out his insanely bold<br />

plan, is a hero—in some ways a goal to be pursued<br />

rather than a criminal to be hunted—as the soldiers<br />

grapple with the moral ambiguities of following orders<br />

not because they believe in the war but because<br />

they need to avoid the fate that Cacciato will inevitably<br />

meet when they finally locate him near the Laotian<br />

border.<br />

Books and Articles<br />

Barlow, Adrian. The Great War in British Literature. New York: Cambridge University <strong>Press</strong>,<br />

2000. Elucidates the different ways that World War I has been used in British literature and<br />

how that literature has impacted people.<br />

Berkvam, Michael L. Writing the Story of France in World War II: Literature and Memory,<br />

1942-1958. New Orleans: University <strong>Press</strong> of the South, 2000. Looks at the works of literature<br />

that portray French life during World War II, after the fall of Paris, showing that not all<br />

French resisted the Germans and many later wrote about it.<br />

Chakravarty, Prasanta. “Like Parchment in the Fire”: Literature and Radicalism in the English<br />

Civil War. New York: Routledge, 2006. Uses the literature of English sects during the Civil<br />

War to outline the roots of what would later be called liberalism.<br />

Dawes, James. The Language of War: Literature and Culture in the U.S. from the Civil War<br />

Through World War II. Cambridge, Mass.: Harvard University <strong>Press</strong>, 2002. Analyzes the<br />

ties between language and violence, looking at how words frame the experience and understanding<br />

of war.<br />

Griffin, Martin. Ashes of the Mind: War and Memory in Northern Literature, 1865-1900.<br />

Amherst: University of Massachusetts <strong>Press</strong>, 2009. Uses the literature of three northern poets<br />

and two writers of fiction to investigate the social memory of war and its place in cementing<br />

national values.<br />

Jones, Kathryn N. Journeys of Remembrance: Memories of the Second World War in French<br />

and German Literature, 1960-1980. London: Legenda, 2007. Focuses on the memory of the<br />

Holocaust in the literature of France, West Germany, and East Germany during 1960-1980.<br />

Mickenberg, Julia. Learning from the Left: Children’s Literature, the Cold War, and Radical<br />

Politics in the United States. New York: Oxford University <strong>Press</strong>, 2005. Examines a specific<br />

genre of children’s books during the 1920’s-1960’s that went against the Cold War rhetoric<br />

to teach so-called radical viewpoints, many of which are now mainstream.<br />

Natter, Wolfgang. Literature at War, 1914-1940: Representing the “Time of Greatness” in<br />

Germany. New Haven, Conn.: Yale University <strong>Press</strong>, 1999. Ties German literature about<br />

World War I to the rise of a military ethos that persisted through the German defeat and<br />

helped prepare the ground for Adolf Hitler’s rise and World War II.<br />

Phillips, Kathy J. Manipulating Masculinity: War and Gender in Modern British and American<br />

Literature. New York: Palgrave Macmillan, 2006. By using examples from the literature<br />

from World War I, World War II, Vietnam, and Iraq, this study illuminates how men are<br />

goaded into war mentality through the feminization of common traits.<br />

Taylor, Mark J. The Vietnam War in History, Literature, and Film. Tuscaloosa: University of<br />

Alabama <strong>Press</strong>, 2003. Uses a case study approach in looking at five episodes during the Vietnam<br />

War to examine how returning veterans are regarded in film and literature.<br />

Jerry Keenan

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