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Notes for Dialogue <strong>23</strong> - “The Living Word” Part II.<br />

[[I highlight here the splendid minutes of Franklin Zhao for the 2008 version of<br />

Dialogue <strong>23</strong>, stored in the archives of the Heroes site.]]<br />

[[I need to say at the beginning that Socrates, even though he is being set up to become<br />

a cult hero in Plato’s Apology and Phaedo, resists this role. That is why he is the first true<br />

Anti-Hero in this course. As I said at the very beginning of the course, the true ‘hero’ of<br />

this course is the word, the logos, as brought to life in dialogue, Socratic dialogue.]]<br />

The key word for this dialogue is sōzein (verb) ‘save; be a sōtēr (for someone)’; sōtēr<br />

‘savior’ (either ‘bringing to safety’ or, mystically, ‘bringing back to life’); sōtēria ‘safety,<br />

salvation’. I am not borrowing this concept of “savior” and “salvation” from Christian<br />

discourse. Christian discourse inherited the words sōtēr ‘savior’ and sōzein (verb) ‘save;<br />

be a sōtēr (for someone)’ from pre-Christian phases of the Greek language.<br />

A1. Let us examine this word in the context of the following passage, which is the<br />

beginning of Plato’s Phaedo:<br />

A) Plato’s Phaedo (57a-58c):<br />

Echecrates. [57a] Were you yourself, Phaedo, in the prison with Socrates on the day<br />

when he drank the poison [pharmakon]?<br />

Phaedo. Yes, Echecrates, I was.<br />

Ech. I wish that you would tell me about his death. What did he say in his last hours?<br />

We were informed that he died by taking poison [pharmakon], but no one knew<br />

anything more; for no Phliasian ever goes to Athens now, [57b] and a long time has<br />

elapsed since any Athenian found his way to Phlius, and therefore we had no clear<br />

account.<br />

Phaed. [58a] Did you not hear of the proceedings at the trial?<br />

Ech. Yes; someone told us about the trial, and we could not understand why, having<br />

been condemned, he was put to death, as appeared, not at the time, but long<br />

afterwards. What was the reason of this?<br />

Phaed. An accident [tukhē], Echecrates. The reason was that the stern of the ship which<br />

the Athenians send to Delos happened to have been garlanded [stephein] on the day<br />

before he was tried.<br />

Ech. What is this ship?<br />

Phaed. This is the ship in which, as the Athenians say, Theseus went to Crete when he<br />

took with him the fourteen youths, [58b] and was the savior [sōzein] of them and of<br />

himself. And they were said to have vowed to Apollo at the time, that if they were saved<br />

[sōzein] they would make an annual pilgrimage [theōria] to Delos. Now this custom still<br />

continues, and the whole period of the pilgrimage [theōria] to and from Delos, [58c]<br />

beginning when the priest of Apollo garlands [stephein] the stern of the ship, is the<br />

season of the theōria, during which the city is not allowed to be polluted by public<br />

executions; and often, when the vessel is detained by adverse winds, there may be a<br />

very considerable delay. As I was saying, the ship was garlanded [stephein] on the day


efore the trial, and this was the reason why Socrates lay in prison and was not put to<br />

death until long after he was condemned.<br />

I return to a question I posed the last time. Where was Plato when Socrates died? Plato<br />

was “weak” and couldn’t attend. To repeat, the single naming of Plato in the Phaedo is<br />

the only place, besides the single naming of Plato in the Apology, where Plato is<br />

mentioned at all in Plato’s own works. This authorial self-effacement is relevant to the<br />

objectives of Socratic dialogue.<br />

Earlier, we saw that Socrates composes a Hymn to Apollo, without the medium of writing<br />

(the word for ‘compose’ in this context is poieîn ‘make’ - not graphein ‘write’). The word<br />

that we translate as ‘hymn’ is prooimion. This word conveys the idea that a perfect<br />

beginning of a song is metonymically a perfect song in its entirety, even though that<br />

song is only potential in the prooimion.<br />

We now see, in the passage we are considering, that Theseus is the sōtēr of the city of<br />

Athens. The hero as sōtēr or ‘savior’ has been a central theme in this course. The<br />

occasion of ‘salvation’ here is the archetypal theōria of Theseus to Delos, where he<br />

celebrates his ‘salvation’ in Crete. In Plutarch’s Life of Theseus, we can read the details<br />

about the prototypical celebration in Crete. This celebration is re-enacted in the theōria<br />

from Athens to Delos and back. In Delos, the labyrinth of Crete is re-enacted by way of<br />

the “crane dance” at the festival of Apollo at Delos. The “crane dance” is the dance of<br />

the Cretan labyrinth (the labyrinth retraces the dance-steps of the “crane dance”).<br />

Delos is the site of this festival of Apollo, which becomes in the Phaedo the ritual frame<br />

for the pathos of Socrates. As we remember from the Apology, Socrates himself refers to<br />

his ordeal as his pathos, which he compares to the pathos of heroes in the heroic world.<br />

The ship of the theōria in ritual is a recreation of the prototypical ship of the theōria in<br />

myth. Notionally, it is the same ship, except that each of its parts has been replaced,<br />

one by one, in the course of time, so that the ship in the time of Socrates would have no<br />

piece in it that goes all the way back to the heroic age of Theseus. And yet, it is<br />

materially the exact replica of the “original” ship. The ship of the theōria in myth is the<br />

absolute ship, the ideal ship, comparable to an ideal ship in Plato’s theory of Forms,<br />

whereas the ship of the real world is not absolute, not ideal, just as the things of this<br />

world are not real in terms of Plato’s theory of Forms. The word in Greek that we<br />

translate as ‘Form’ is idea, and it is from this Greek word that such English words as<br />

idea, ideal, and idealism are borrowed. Of these borrowings, the adjective and noun<br />

ideal come closest to the philosophical concept of Form. (Another word that is used in<br />

Plato to express the idea of Form is eidos, which also conveys the idea of ‘genre’.)<br />

In general, I should stress that Plato’s Phaedo is like an introductory course on Plato’s<br />

theory of the Forms. “Forms 101,” as it were.<br />

The idea of salvation, which is notionally started (“launched”) by the notionally<br />

original theōria of Theseus, is to be continued by the theory that is generated by<br />

dialogue.


What is to be saved in Plato’s Phaedo is not the sōma of Socrates, not even his psukhē per<br />

se, but the word - that is, the word that he gets started by way of dialogue.<br />

These observations are relevant to the words stephein ‘to garland, to make garlands for’,<br />

and the derivative noun stephanos ‘garland’ that we saw in passage A. In Modern Greek,<br />

the word is stephanē (stepháni), likewise meaning ‘garland’. In the neuter plural, Modern<br />

Greek stéphana means ‘wedding garlands’; note the metonymy embedded in the phrase<br />

used to offer best wishes to newlywed couples: kalá stéphana. In one Modern Greek<br />

phrasebook for English-speakers, this expression is translated ‘may you have a quick<br />

and happy wedding’.<br />

Pictures of garlands. One picture shows an assortment of garlands on sale in a<br />

marketplace. The flowers that make up the garland in this case are sempreviva (in<br />

Venetian Italian, it means ‘eternally alive’; the local Greeks think it is a local Greek<br />

word). The locale is Cythera.<br />

The ritual of ‘garlanding’ (stephein) the stern of a ship is attested as far back as the 1600s<br />

BCE. In the frescos of Thera, we see the painting of a ship that features a cabin on the<br />

stern festooned with garlands. This practice survives to this day in the Greek-speaking<br />

world, on such festive occasions as Easter.<br />

When it comes to the treatment of traditional visions of immortalization involving<br />

Hades as a transition, we must beware of the translator’s (Jowett’s) assumptions as<br />

embedded in his translations. I offer the reader a general warning about Jowett’s<br />

translation “in the world below” (the Greek is simply ekei ‘over there’). In<br />

eschatological contexts, as in the Phaedo, the concept of Hades or “underworld” tends<br />

to be shaded over in the original Greek of Plato.<br />

The mystical language of immortalization is foregrounded in the Phaedo, as we see from<br />

the following passage:<br />

B) Plato Phaedo (69c):<br />

And I conceive that the founders of the mysteries [teletai] had a real meaning and were<br />

not mere triflers when they intimated in a figure [or ‘riddle’ = verb of ainigma] long ago<br />

that he who passes without initiation [amuētos] and without ritual induction [atelestos,<br />

from verb of telos] into the world below [= Hades] will live in a slough, but that he who<br />

arrives there after purification [= verb of katharsis] and induction [verb of telos] will<br />

dwell [verb of oikos] with the gods. For many, as they say in the mysteries [teletai], are<br />

the bearers of the thyrsos [narthēx], but few are the bakkhoi [= devotees of Bacchus].


We may compare again the Christian aphorism mentioned before: ‘many are called but<br />

few are chosen’ (Matthew 22:14). Examples of the unchosen are such “half-baked”<br />

initiates as Kadmos and Teiresias in the Bacchae of Euripides.<br />

What is at stake for Plato’s Socrates is not the resurrection of the body or the<br />

preservation of the psukhē but the resurrection of the word.<br />

The de-emphasis of corporeality can be seen even in the way the participants in the<br />

dialogue talk about remembering Socrates. It is *not* a matter of total recall. We see<br />

two people talking about Socrates, and one of the two, a man called Phaedo, makes<br />

extensive “quotations” from what he remembers Socrates said.<br />

When there is talk in the Phaedo about calling Socrates to mind, ‘to bring him to<br />

recollection’, the expression is memnēsthai + genitive. This is not total recall, which is<br />

expressed via memnēsthai + accusative.<br />

Also relevant to the question of corporeality is the word pharmakon in passage A. Let me<br />

stress, from the start, that pharmakon means not just ‘poison’; a better translation is<br />

‘potion’. A potion is a ritual drink (notice that Socrates has to drink the pharmakon). The<br />

semantics of libation are in effect. Note that Socrates, at the very end, wants to pour<br />

part of the potion into the ground as a libation. To whom? Here the idea of daimonion<br />

once again comes to mind.<br />

The effect of the pharmakon is either death or resurrection. In Plato’s Phaedrus, we learn<br />

that Socrates thinks of the technology of writing as a pharmakon. The pharmakon is the<br />

letter, that is, literacy, writing. The letter can kill the word or it can resurrect the word.<br />

We must keep this theme in mind when we come to the passage, later on, where<br />

Socrates says that he is ‘speaking like a book’. Or, more literally, he is speaking like an<br />

author who is communicating not by way of living speech but by way of speech<br />

embedded in a book. We see here a meditation on the fact that we as readers are<br />

introduced to Plato - or, in Plato’s terms, to Socrates - by way of a book. Initially,<br />

Socrates speaks to us as if he were a book, and yet, it is the live speech of dialogue that<br />

makes the word come alive. What matters is not his wording per se but the words that<br />

he is starting in dialogue, to be continued by his interlocutors and by succeeding<br />

interlocutors of generations to come, generation after generation, notionally forever.<br />

That is why the dialogues as framed by Plato are not authorial. That is why Socrates is<br />

not an author.<br />

C) Plato’s Phaedo (59d-60a):<br />

On the last morning the meeting was earlier than usual; [59e] this was owing to our<br />

having heard on the previous evening that the sacred ship had arrived from Delos, and<br />

therefore we agreed to meet very early at the accustomed place. On our going to the<br />

prison, the jailer who answered the door, instead of admitting us, came out and told us<br />

to wait and he would call us. “For the Eleven,” he said, “are now with Socrates; they are<br />

taking off his chains, and giving orders that he is to die today.” He soon returned and


said that we might come in. [60a] On entering we found Socrates just released from<br />

chains, and Xanthippe, whom you know, sitting by him, and holding his child in her<br />

arms. When she saw us she uttered a cry and said, as women will: “O Socrates, this is<br />

the last time that either you will converse with your friends, or they with you.”<br />

Socrates turned to Crito and said: “Crito, let someone take her home.” Some of Crito’s<br />

people accordingly led her away, crying out and beating herself.<br />

We see from this passage the terminus of the sacred time frame of the pathos of<br />

Socrates. The defining moment is now at hand. Consider the use of the word hōra by<br />

Socrates in the Apology.<br />

Note that the figure of Xanthippe with the child is more like that of Andromache with<br />

Astyanax than what is imagined in later philosophical traditions. Xanthippe laments<br />

the end of opportunities to have dialogues with Socrates in person. She laments this<br />

termination not only for the friends of Socrates, but also, implicitly, for herself. When<br />

Socrates says “take her away!” it is not so much an unfeeling attitude toward his wife. It<br />

is more a matter of Plato’s own compartmentalization of family vs. friends. When<br />

Socrates chooses to take a bath before his death, his gesture is worded as an act of<br />

consideration toward his wife and other women kinfolk. Of course it is also a symbolic<br />

gesture. No laments for Socrates. No bathing of Socrates’ corpse by the women of his<br />

family after he dies: no, he wants to take his last bath while he is still alive. All the<br />

sequences of funerary practice, which is the ideological basis of both the cult of the<br />

dead and hero-cult, seem to be challenged by Socrates.<br />

D) Plato’s Phaedo (60e-61b):<br />

In the course of my life I have often had intimations in dreams “that I should make<br />

music [mousikē].” The same dream came to me sometimes in one form, and sometimes<br />

in another, but always saying the same or nearly the same words: Make and cultivate<br />

music [mousikē], said the dream. [61a] And hitherto I had imagined that this was only<br />

intended to exhort and encourage me in the study of philosophy, which has always<br />

been the pursuit of my life, and is the noblest and best of music [mousikē]. The dream<br />

was bidding me to do what I was already doing, in the same way that the competitor in<br />

a race is called on by the spectators to run when he is already running. But I was not<br />

certain of this, as the dream might have meant music [mousikē] in the popular sense of<br />

the word, and being under sentence of death, and the festival giving me a respite, I<br />

thought that I should be safer if I engaged with the holiness, [61b] and, in obedience to<br />

the dream, composed a few verses before I departed. And first I made a hymn [humnos]<br />

in honor of the god of the festival, and then considering that a poet, if he is really to be<br />

a poet or maker, should not only put words together but make stories [muthoi], and as I<br />

am not a maker of stories [muthologikos], I took some fables [muthoi] of Aesop, which I<br />

had ready at hand and knew, and turned them into verse.<br />

I repeated this passage here because I need to stress once again the symbolic value of<br />

the humnos ‘hymn’ as an inauguration of “music” still to come.<br />

E) Plato’s Phaedo (88c-89c):


[[Here Echecrates interrupts the narrative of Phaedo containing the dialogue of<br />

Socrates with Phaedo and others. The interruption of the narrative is like a derailment<br />

of the dialogue contained by the narrative.]]<br />

Ech. There I feel with you - I do, Phaedo, and when you were speaking, I was beginning<br />

to ask myself the same question: [88d] What argument can I ever trust again? For what<br />

could be more convincing than the argument of Socrates, which has now fallen into<br />

discredit? That the psukhē is a tuning [harmonia] is a doctrine which has always had a<br />

wonderful attraction for me, and, when mentioned, came back to me at once, as my<br />

own original conviction. And now I must begin again and find another argument which<br />

will assure me that when the man is dead the psukhē dies not with him. Tell me, I beg,<br />

[88e] how did Socrates proceed? Did he appear to share the unpleasant feeling which<br />

you mention? or did he receive the interruption calmly and give a sufficient answer?<br />

Tell us, as exactly as you can, what passed.<br />

[[Here the narrative of Phaedo containing the dialogue of Socrates with Phaedo and<br />

others is resumed after the interruption, after the derailment.]]<br />

Phaed. Often, Echecrates, as I have admired Socrates, I never admired him more than at<br />

that moment. [89a] That he should be able to answer was nothing, but what astonished<br />

me was, first, the gentle and pleasant and approving manner in which he regarded the<br />

words of the young men, and then his quick sense of the wound which had been<br />

inflicted by the argument, and his ready application of the healing art. He might be<br />

compared to a general rallying his defeated and broken army, urging them to follow<br />

him and return to the field of argument.<br />

Ech. How was that?<br />

Phaed. You shall hear, for I was close to him on his right hand, seated on a sort of stool,<br />

[89b] and he on a couch which was a good deal higher. Now he had a way of playing<br />

with my hair, and then he smoothed my head, and pressed the hair upon my neck, and<br />

said: Tomorrow, Phaedo, I suppose that these fair locks of yours will be severed. Yes,<br />

Socrates, I suppose that they will, I replied. Not so if you will take my advice. What shall<br />

I do with them? I said. Today, he replied, and not tomorrow, if this argument dies and<br />

cannot be brought to life again [anabiōsasthai] by us, you and I will both shave our locks;<br />

[89c] and if I were you, and could not maintain my ground against Simmias and Cebes, I<br />

would myself take an oath, like the Argives, not to wear hair any more until I had<br />

renewed the conflict and defeated them. Yes, I said, but Herakles himself is said not to<br />

be a match for two. Summon me then, he said, and I will be your Iolaos until the sun<br />

goes down. I summon you rather, I said, not as Herakles summoning Iolaos, but as<br />

Iolaos might summon Herakles.<br />

As David Elmer pointed out (2004), we see here the first moment in the inset narrative<br />

of Phaedo where “the frame narrative breaks into the inset narrative” (this moment<br />

happens when Echecrates interrupts the inset narrative of Phaedo). Elmer continues:<br />

“This moment is just exactly after Socrates has asked someone else to respond to the<br />

objections of Simmias. In the inset narrative, Socrates then turns to Phaedo himself,<br />

who is the frame narrator to Echecrates.” After the objections of Simmias and Cebes,<br />

the dialogic partners of Socrates are at a loss, clearly. So the interruption by Echecrates<br />

happens at the moment when the flow of argumentation has in any case been<br />

interrupted by the inability of the dialogic partners to come up with a good response to


the objections of Simmias and Cebes. The dialogic partners’ model of immortality,<br />

which is pictured for them as the perfect tuning (harmonia) of the seven-string lyre, has<br />

been shattered. It is also being shattered for Echecrates, who expresses his feelings of<br />

despair to Phaedo as he interrupts Phaedo’s inset narrative. (On the concept of the<br />

shattered tuning . . . GN compares the tragedy Thamyras by Sophocles, where the lyre of<br />

Thamyras the singer disintegrates while he is playing it.)<br />

To compare Socrates to Herakles as someone that needs to be ‘summoned’ in an hour of<br />

need has one meaning in the world of heroes (the young nephew Iolaos ‘summons’<br />

Herakles to help him in his hour of need - and vice versa) and another meaning in the<br />

world of the present, when worshippers are worshipping heroes (the worshippers<br />

‘summon’ Herakles to help them in their hour of need). When Herakles is fighting solo<br />

against two, even he needs the help of his nephew Iolaos. After Socrates is dead, Phaedo<br />

will not be able to fight against the likes of Simmias and Cebes. That would be a oneagainst-two<br />

fight. The dialogic partner of Socrates, Phaedo, wants to summon Socrates<br />

from the dead as if Socrates were Herakles. Phaedo can be Iolaos to the Socrates as<br />

Herakles, although Socrates thinks that he can be Iolaos and let Phaedo be Herakles in a<br />

debate with Simmias and Cebes. Either way, Socrates would be dead, and the living<br />

dialogic partner would have to team up with the dead words of Socrates who is shown<br />

engaging in dialogue inside a book. These dead words can be made to come alive only in<br />

a “live dialogue.”<br />

F) Plato Phaedo (102d): He [= Socrates] added, laughing, I am speaking like a book<br />

[sungraphikōs erein], but I believe that what I am now saying is true.<br />

G) Plato Phaedo (117a-118a):<br />

Crito, when he heard this, made a sign to the servant, and the servant went in, and<br />

remained for some time, and then returned with the jailer carrying a cup of poison<br />

[pharmakon]. Socrates said: You, my good friend, who are experienced in these matters,<br />

shall give me directions how I am to proceed. The man answered: You have only to<br />

walk about [117b] until your legs are heavy, and then to lie down, and the poison will<br />

act. At the same time he handed the cup to Socrates, who in the easiest and gentlest<br />

manner, without the least fear or change of color or feature, looking at the man with all<br />

his eyes, Echecrates, as his manner was, took the cup and said: What do you say about<br />

making a libation out of this cup to any god? May I, or not? The man answered: We only<br />

prepare, Socrates, just so much as we deem enough. I understand, he said: [117c] yet I<br />

may and must pray to the gods to prosper my journey from this to that other world—<br />

may this, then, which is my prayer, be granted to me. Then holding the cup to his lips,<br />

quite readily and cheerfully he drank off the poison. And hitherto most of us had been<br />

able to control our sorrow; but now when we saw him drinking, and saw too that he<br />

had finished the draught, we could no longer forbear, and in spite of myself my own<br />

tears were flowing fast; so that I covered my face and wept over myself, for certainly I<br />

was not weeping over him, [117d] but at the thought of my own calamity in having lost<br />

such a companion. Nor was I the first, for Crito, when he found himself unable to<br />

restrain his tears, had got up and moved away, and I followed; and at that moment.<br />

Apollodorus, who had been weeping all the time, broke out in a loud cry which made


cowards of us all. Socrates alone retained his calmness: What is this strange outcry? he<br />

said. I sent away the women mainly in order that they might not offend in this way,<br />

[117e] for I have heard that a man should die in peace. Be quiet, then, and have<br />

patience. When we heard that, we were ashamed, and refrained our tears; and he<br />

walked about until, as he said, his legs began to fail, and then he lay on his back,<br />

according to the directions, and the man who gave him the poison now and then looked<br />

at his feet and legs; and after a while he pressed his foot hard and asked him if he could<br />

feel; and he said, no; and then his leg, [118a] and so upwards and upwards, and showed<br />

us that he was cold and stiff. And he felt them himself, and said: When the poison<br />

reaches the heart, that will be the end. He was beginning to grow cold about the groin,<br />

when he uncovered his face, for he had covered himself up, and said (they were his last<br />

words)—he said: Crito, I owe the sacrifice of a rooster to Asklepios; will you remember<br />

to pay the debt? The debt shall be paid, said Crito; is there anything else? There was no<br />

answer to this question; but in a minute or two a movement was heard, and the<br />

attendants uncovered him; his eyes were set, and Crito closed his eyes and mouth. Such<br />

was the end, Echecrates, of our friend, whom I may truly call the wisest, and most just,<br />

and best of all the men whom I have ever known.<br />

In the figure of the hero Asklepios, we see the theme of resurrection. For Socrates, what<br />

matters is the resurrection of the word.<br />

Death is the necessary pharmakon for leaving the everyday life and for entering the<br />

everlasting cycle of resurrecting the word.

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