note a guide to waiver after echostar and seagate - UW Law School
note a guide to waiver after echostar and seagate - UW Law School
note a guide to waiver after echostar and seagate - UW Law School
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BELDEN - FINAL 11/29/2007 4:08 PM<br />
2007:933 A Guide <strong>to</strong> Waiver After EchoStar <strong>and</strong> Seagate 965<br />
practical problems. 285 Instead, the court held the scope of <strong>waiver</strong> <strong>to</strong><br />
include “documents <strong>and</strong> communications that contain opinions (formal<br />
or informal) <strong>and</strong> advice central <strong>and</strong> highly material” <strong>to</strong> the subject<br />
matter of the opinion of counsel upon which the alleged infringer<br />
relies. 286 The court reasoned that this approach would exclude most<br />
low-level documents <strong>and</strong> communications regarding trial strategy from<br />
the <strong>waiver</strong> while still allowing the plaintiff discovery of opinions <strong>and</strong><br />
advice of trial counsel relevant <strong>to</strong> the willfulness inquiry. 287<br />
The District Court for the Eastern District of Missouri created yet<br />
another intermediate approach in Iridex Corp. v. Synergetics, Inc., 288<br />
holding that the <strong>waiver</strong> extends <strong>to</strong> trial counsel except for opinions<br />
given solely <strong>to</strong> evaluate settlement options. 289 The court <strong>note</strong>d that<br />
although its approach may be inconsistent with other district court<br />
decisions, nothing in EchoStar expressly prohibited such an<br />
approach. 290 Furthermore, the court found its approach appropriate in<br />
light of the public policy favoring the compromise <strong>and</strong> settlement of<br />
disputes. 291<br />
(ii) In re Seagate Technology, LLC: The Federal Circuit Weighs In<br />
Again<br />
In light of the widespread confusion in the district courts exhibited<br />
by these many differing approaches, the Federal Circuit chose <strong>to</strong><br />
address en banc whether the <strong>waiver</strong> extends <strong>to</strong> trial counsel in In re<br />
Seagate Technology, LLC. 292 In Seagate, Convolve, Inc., <strong>and</strong> the<br />
Massachusetts Institute of Technology sued Seagate Technology, LLC,<br />
for willful patent infringement. 293 Seagate retained outside counsel <strong>to</strong><br />
provide opinions concerning the patents in question prior <strong>to</strong> the lawsuit<br />
but did not receive any opinions until <strong>after</strong> Convolve <strong>and</strong> MIT filed the<br />
complaint. 294 Seagate announced that it intended <strong>to</strong> raise the advice-of-<br />
285. The court expressed skepticism regarding a trial at<strong>to</strong>rney’s ability <strong>to</strong><br />
accurately judge what contradicts or casts doubt on the underlying opinion while<br />
simultaneously advocating for the client. Id. at 846. Furthermore, the court questioned<br />
what would constitute doubt sufficient <strong>to</strong> make disclosure necessary. Id.<br />
286. Id. at 847.<br />
287. Id.<br />
288. No. 4:05CV1916 CDP, 2007 U.S. Dist. LEXIS 7747 (E.D. Mo. Feb. 2,<br />
2007).<br />
289. Id. at *3–4.<br />
290. Id. at *4.<br />
291. Id.<br />
292. No. 06-M830, slip op. (Fed. Cir. Aug. 20, 2007).<br />
293. Id. at 2.<br />
294. Id.