McKee et al 2007.pdf - Yale School of Medicine - Yale University
McKee et al 2007.pdf - Yale School of Medicine - Yale University
McKee et al 2007.pdf - Yale School of Medicine - Yale University
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ORIGINAL INVESTIGATION<br />
Smoking Status as a Clinic<strong>al</strong> Indicator<br />
for Alcohol Misuse in US Adults<br />
Sherry A. <strong>McKee</strong>, PhD; Tracy F<strong>al</strong>ba, PhD; Stephanie S. O’M<strong>al</strong>ley, PhD;<br />
Jody Sindelar, PhD; Patrick G. O’Connor, MD, MPH<br />
Background: Screening for <strong>al</strong>cohol use in primary care<br />
s<strong>et</strong>tings is recommended by clinic<strong>al</strong> care guidelines but<br />
is not adhered to as strongly as screening for smoking.<br />
It has been proposed that smoking status could be used<br />
to enhance the identification <strong>of</strong> <strong>al</strong>cohol misuse in primary<br />
care and other medic<strong>al</strong> s<strong>et</strong>tings, but nation<strong>al</strong> data<br />
are lacking. Our objective was to investigate smoking status<br />
as a clinic<strong>al</strong> indicator for <strong>al</strong>cohol misuse in a nation<strong>al</strong><br />
sample <strong>of</strong> US adults, following clinic<strong>al</strong> care guidelines<br />
for the assessment <strong>of</strong> these behaviors.<br />
M<strong>et</strong>hods: An<strong>al</strong>yses are based on a sample <strong>of</strong> 42 374 US<br />
adults from the Nation<strong>al</strong> Epidemiologic<strong>al</strong> Survey on Alcohol<br />
and Related Conditions (Wave I, 2001-2002). Odds<br />
ratios (ORs), 95% confidence interv<strong>al</strong>s (CIs), and test characteristics<br />
(sensitivity, specificity, positive and negative<br />
predictive v<strong>al</strong>ues, and positive likelihood ratio <strong>of</strong> smoking<br />
behavior [daily, occasion<strong>al</strong>, or former]) were d<strong>et</strong>ermined<br />
for the d<strong>et</strong>ection <strong>of</strong> hazardous drinking behavior<br />
and <strong>al</strong>cohol-related diagnoses, assessed by the Alcohol<br />
Use Disorder and Associated Disabilities Interview Schedule-IV.<br />
Author Affiliations:<br />
Departments <strong>of</strong> Psychiatry<br />
(Drs <strong>McKee</strong> and O’M<strong>al</strong>ley),<br />
Epidemiology and Public<br />
He<strong>al</strong>th (Drs F<strong>al</strong>ba and<br />
Sindelar), and Intern<strong>al</strong><br />
<strong>Medicine</strong> (Dr O’Connor), Y<strong>al</strong>e<br />
<strong>University</strong> <strong>School</strong> <strong>of</strong> <strong>Medicine</strong>,<br />
New Haven, Conn. Dr F<strong>al</strong>ba is<br />
now with the Department <strong>of</strong><br />
Economics, Duke <strong>University</strong>,<br />
Durham, NC.<br />
THE CURRENT NATIONAL INstitute<br />
on Alcoholism and<br />
Alcohol Abuse (NIAAA)<br />
Clinician’s Guide, Helping<br />
Patients Who Drink Too<br />
Much, 1 not only recommends screening for<br />
<strong>al</strong>cohol use disorders but <strong>al</strong>so advocates<br />
screening for less severe “at risk” or hazardous<br />
drinking. The US Preventive Services<br />
Task Force (USPSTF) 2 recommends<br />
screening for <strong>al</strong>cohol misuse (which<br />
includes hazardous drinking, <strong>al</strong>cohol<br />
abuse, and <strong>al</strong>cohol dependence) and has<br />
assigned a grade-B recommendation for<br />
screening and brief interventions for hazardous<br />
<strong>al</strong>cohol consumption in primary<br />
care s<strong>et</strong>tings. Even though screening 3-6 and<br />
brief interventions 7,8 provided in primary<br />
care s<strong>et</strong>tings are effective, clinicians have<br />
low rates <strong>of</strong> adherence to the guidelines<br />
for screening for <strong>al</strong>cohol misuse. 9,10 Using<br />
a nation<strong>al</strong> sample, Edlund <strong>et</strong> <strong>al</strong> 11 estimate<br />
that only 30% <strong>of</strong> individu<strong>al</strong>s who had a<br />
Results: Daily, occasion<strong>al</strong>, and ex-smokers were more<br />
likely than never smokers to be hazardous drinkers (OR,<br />
3.23 [95% CI, 3.02-3.46]; OR, 5.33 [95% CI, 4.70-<br />
6.04]; OR, 1.19 [95% CI, 1.10-1.28], respectively). Daily<br />
and occasion<strong>al</strong> smokers were more likely to me<strong>et</strong> criteria<br />
for <strong>al</strong>cohol diagnoses (OR, 3.52 [95% CI, 3.19-3.90]<br />
and OR, 5.39 [95% CI, 4.60-6.31], respectively). For the<br />
d<strong>et</strong>ection <strong>of</strong> hazardous drinking by current smoking (occasion<strong>al</strong><br />
smokersdaily smokers), sensitivity was 42.5%;<br />
specificity, 81.9%; positive predictive v<strong>al</strong>ue, 45.3% (vs<br />
population rate <strong>of</strong> 26.1%); and positive likelihood ratio,<br />
2.34. For the d<strong>et</strong>ection <strong>of</strong> <strong>al</strong>cohol diagnoses by current<br />
smoking, sensitivity was 51.4%; specificity, 78.0%; positive<br />
predictive v<strong>al</strong>ue, 17.8% (vs population rate <strong>of</strong> 8.5%);<br />
and positive likelihood ratio, 2.33.<br />
Conclusions: Occasion<strong>al</strong> and daily smokers were at<br />
heightened risk for hazardous drinking and <strong>al</strong>cohol use<br />
diagnoses. Smoking status can be used as a clinic<strong>al</strong> indicator<br />
for <strong>al</strong>cohol misuse and as a reminder for <strong>al</strong>cohol<br />
screening in gener<strong>al</strong>.<br />
Arch Intern Med. 2007;167:716-721<br />
(REPRINTED) ARCH INTERN MED/ VOL 167, APR 9, 2007 WWW.ARCHINTERNMED.COM<br />
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primary care visit reported being screened<br />
for an <strong>al</strong>cohol or drug use problem. In contrast,<br />
physicians are much more likely to<br />
screen and apply brief interventions to<br />
address smoking behavior. 12,13 Studies <strong>of</strong><br />
physician and patient reports and medic<strong>al</strong><br />
record reviews find that the majority<br />
<strong>of</strong> primary care patients are screened for<br />
smoking status (81%). 14 Smoking status is<br />
more likely to be recorded in the medic<strong>al</strong><br />
chart than is drinking behavior. 15,16 Studies<br />
<strong>of</strong> medic<strong>al</strong> patients suggest that smoking<br />
status and <strong>al</strong>cohol misuse are highly<br />
associated, such that current smoking<br />
status may be used to help identify problem<br />
drinkers. 17-21 In a sample <strong>of</strong> German<br />
medic<strong>al</strong> patients, the rate <strong>of</strong> daily smoking<br />
was 47.1% in those with <strong>al</strong>cohol misuse,<br />
compared with 18.4% in the gener<strong>al</strong><br />
population. 20 In a sample <strong>of</strong> medic<strong>al</strong> and<br />
dent<strong>al</strong> patients, the rate <strong>of</strong> hazardous drinking<br />
was 20.3% in current smokers and<br />
11.7% in current nonsmokers. 21
The Nation<strong>al</strong> Epidemiologic<strong>al</strong> Survey on Alcohol and<br />
Related Conditions (NESARC; Wave I, 2001-2002) 22 provides<br />
a unique opportunity to investigate the sensitivity<br />
and specificity <strong>of</strong> smoking status as an indicator <strong>of</strong> <strong>al</strong>cohol<br />
misuse among US adults following clinic<strong>al</strong> care guidelines<br />
for the assessment <strong>of</strong> these behaviors. Current and<br />
prior smoking behavior (daily, occasion<strong>al</strong>, or former<br />
smoker) was assessed rather than nicotine dependence to<br />
be consistent with clinic<strong>al</strong> care guidelines for screening<br />
<strong>of</strong> smoking status in primary care s<strong>et</strong>tings. 23,24 Drinking<br />
behavior was assessed according to NIAAA screening guidelines,<br />
which recommend first assessing current drinking<br />
status and then hazardous drinking status, followed by <strong>al</strong>cohol<br />
use diagnoses. Thus, the go<strong>al</strong>s <strong>of</strong> this study were to<br />
use the NESARC database to answer the following questions:<br />
(1) Can smoking status (daily, occasion<strong>al</strong>, or former)<br />
be used to d<strong>et</strong>ect <strong>al</strong>cohol misuse (hazardous drinking and<br />
<strong>al</strong>cohol-related diagnoses)? And (2) Is smoking status differenti<strong>al</strong>ly<br />
related to <strong>al</strong>cohol misuse?<br />
METHODS<br />
DATA SOURCES<br />
The NESARC study (Wave I, 2001-2002) was conducted by the<br />
NIAAA. The data were collected by person<strong>al</strong> interviews with<br />
43 093 civilian, noninstitution<strong>al</strong>ized adults (age, 18 years) residing<br />
in the United States. The response rate was reported to<br />
be 81% and was c<strong>al</strong>culated by multiplying the household response<br />
rate (89%), person response rate (93%), and sample frame<br />
response rate (99%). 22 African Americans, Hispanics, and adults<br />
aged 18 to 24 years were oversampled. In our an<strong>al</strong>yses, the data<br />
were weighted to account for oversampling and to adjust for<br />
nonresponse. The weighted data were further adjusted to be<br />
representative <strong>of</strong> the US civilian population using the 2000 decenni<strong>al</strong><br />
census. Further d<strong>et</strong>ails <strong>of</strong> the sampling, purpose, and<br />
weighting have been published elsewhere. 22<br />
DEFINITIONS OF SMOKING STATUS<br />
AND ALCOHOL MISUSE<br />
Current (anytime within the past 12 months) smoking and<br />
drinking behavior and <strong>al</strong>cohol diagnostic criteria were assessed<br />
with the Alcohol Use Disorders and Associated Disabilities<br />
Interview Schedule–DSM-IV [Diagnostic and Statistic<strong>al</strong> Manu<strong>al</strong><br />
<strong>of</strong> Ment<strong>al</strong> Disorders, Fourth Edition] Version (AUDADIS-IV). 25<br />
The AUDADIS-IV has demonstrated both reliability and v<strong>al</strong>idity<br />
for the assessment <strong>of</strong> smoking and drinking behavior and<br />
<strong>al</strong>cohol use disorders. 26-28<br />
Cigar<strong>et</strong>te Use<br />
In the present study, the NESARC data were coded into the following<br />
categories for past 12-month cigar<strong>et</strong>te use 29 :<br />
v Daily: someone who at the time <strong>of</strong> the survey was smoking<br />
cigar<strong>et</strong>tes at least once per day.<br />
v Occasion<strong>al</strong>: someone who currently smokes cigar<strong>et</strong>tes but<br />
not every day.<br />
v Ex-smoker: a nonuser who has previously been a daily or<br />
occasion<strong>al</strong> smoker.<br />
v Never smoker: a nonuser who has never used any tobacco<br />
product.<br />
Smoking status was assessed with the following variables:<br />
“tobacco use status” (current user, ex-user, or lif<strong>et</strong>ime non-<br />
user), “cigar<strong>et</strong>te smoking status” (smoked in the past 12 months<br />
or smoked prior to the last 12 months), and “usu<strong>al</strong> frequency<br />
when smoked.” As defined, these variables were designed to<br />
replicate the smoking status information that is typic<strong>al</strong>ly collected<br />
by he<strong>al</strong>th care providers in primary care and other medic<strong>al</strong><br />
s<strong>et</strong>tings and are recommended by clinic<strong>al</strong> care guidelines.<br />
23,24<br />
Hazardous Drinking<br />
The NIAAA guidelines, 1 which define hazardous drinkers as<br />
those exceeding sex-specific weekly limits (men, 14 drinks<br />
per week; women, 7 drinks per week) or exceeding daily drinking<br />
limits (men, 5 drinks per day; women, 4 drinks per day<br />
at least once in the past year) were used to define hazardous<br />
drinking. Current drinking in the NESARC was defined as<br />
“drank at least 1 <strong>al</strong>coholic drink in the last 12 months.” To d<strong>et</strong>ermine<br />
wh<strong>et</strong>her weekly quantity limits were exceeded, we converted<br />
the variable “average daily volume <strong>of</strong> <strong>et</strong>hanol intake” (see<br />
NESARC data notes for c<strong>al</strong>culation 30 ) to weekly number <strong>of</strong> drinks<br />
consumed (using a standard <strong>of</strong> 0.6 oz [17.0 g] <strong>of</strong> <strong>et</strong>hanol per<br />
drink). 31 To d<strong>et</strong>ermine wh<strong>et</strong>her daily criteria were exceeded,<br />
frequency <strong>of</strong> binge drinking was assessed with the variable <strong>of</strong><br />
“how <strong>of</strong>ten an individu<strong>al</strong> consumed 5 or more (for men) or 4<br />
or more drinks (for women) <strong>of</strong> any <strong>al</strong>cohol in the last 12<br />
months.” Frequencies <strong>of</strong> binge drinking were converted to days<br />
per week using the midpoints <strong>of</strong> the categoric<strong>al</strong> responses. These<br />
criteria for hazardous drinking are easily assessed in primary<br />
care s<strong>et</strong>tings.<br />
Alcohol Diagnoses<br />
The AUDADIS-IV uses DSM-IV 32 criteria to d<strong>et</strong>ermine <strong>al</strong>cohol<br />
diagnoses. In he<strong>al</strong>th care s<strong>et</strong>tings, DSM-IV criteria are the standard<br />
by which <strong>al</strong>cohol abuse and dependence are diagnosed.<br />
A diagnosis <strong>of</strong> <strong>al</strong>cohol dependence requires 3 or more <strong>of</strong> the<br />
following events in the past year: tolerance; withdraw<strong>al</strong>; drinking<br />
more or longer than intended; persistent desire or unsuccessful<br />
efforts to cut down or control <strong>al</strong>cohol use; a great de<strong>al</strong><br />
<strong>of</strong> time spent obtaining <strong>al</strong>cohol, using it, or recovering from<br />
its effect; important soci<strong>al</strong>, occupation<strong>al</strong>, or recreation<strong>al</strong> activities<br />
given up or reduced because <strong>of</strong> <strong>al</strong>cohol; and continued<br />
use despite knowledge <strong>of</strong> having a persistent or recurrent physic<strong>al</strong><br />
or psychologic<strong>al</strong> problem caused or exacerbated by <strong>al</strong>cohol.<br />
A diagnosis <strong>of</strong> <strong>al</strong>cohol abuse requires 1 or more <strong>of</strong> the following<br />
events in the past year: recurrent use resulting in failure<br />
to fulfill major role obligations at work, school, or home; recurrent<br />
use in physic<strong>al</strong>ly hazardous situations; recurrent <strong>al</strong>coholrelated<br />
leg<strong>al</strong> problems; and continued use despite having persistent<br />
or recurrent soci<strong>al</strong> or interperson<strong>al</strong> problems caused or<br />
exacerbated by <strong>al</strong>cohol. Individu<strong>al</strong>s who m<strong>et</strong> criteria for either<br />
<strong>al</strong>cohol abuse or dependence were categorized as having an <strong>al</strong>cohol<br />
diagnosis.<br />
STATISTICAL ANALYSES<br />
Absolute and relative frequencies <strong>of</strong> <strong>al</strong>cohol misuse by smoking<br />
status were c<strong>al</strong>culated both with and without sample<br />
weights for each <strong>of</strong> the 3 outcomes (hazardous drinkers vs <strong>al</strong>l<br />
others, hazardous drinkers vs nonhazardous drinkers, and<br />
those with an <strong>al</strong>cohol diagnosis vs <strong>al</strong>l others). Logistic regressions<br />
were used to an<strong>al</strong>yze the statistic<strong>al</strong> significance <strong>of</strong> differences<br />
in <strong>al</strong>cohol misuse rates by daily, occasion<strong>al</strong>, and former<br />
smokers relative to never smokers. Using these regression results,<br />
we d<strong>et</strong>ermined an ordering <strong>of</strong> smoking status risk for<br />
the following ev<strong>al</strong>uation <strong>of</strong> smoking status as a clinic<strong>al</strong> indicator<br />
for each <strong>of</strong> the <strong>al</strong>cohol misuse outcomes. Occasion<strong>al</strong> smok-<br />
(REPRINTED) ARCH INTERN MED/ VOL 167, APR 9, 2007 WWW.ARCHINTERNMED.COM<br />
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Table 1. Alcohol Misuse Outcomes by Smoking Status*<br />
Smoking<br />
Status<br />
All,<br />
No. (%)<br />
ers represented the highest risk level, followed by current smokers<br />
(occasion<strong>al</strong> daily), current or prior smokers<br />
(occasion<strong>al</strong>dailyformer), and last, <strong>al</strong>l subjects (occasion<strong>al</strong>dailyformernever).<br />
Specificity, sensitivity, positive<br />
predictive v<strong>al</strong>ue (PPV), negative predictive v<strong>al</strong>ue (NPV),<br />
and positive likelihood ratio (LR ) statistics were c<strong>al</strong>culated<br />
for successively lower levels <strong>of</strong> smoking risk. Sensitivity was<br />
c<strong>al</strong>culated as the proportion <strong>of</strong> individu<strong>al</strong>s with <strong>al</strong>cohol misuse<br />
who were at a particular smoking risk level (ie, rate <strong>of</strong> true<br />
positives). Specificity was c<strong>al</strong>culated as the proportion <strong>of</strong> individu<strong>al</strong>s<br />
without <strong>al</strong>cohol misuse, who were not at that particular<br />
smoking risk level (ie, rate <strong>of</strong> true negatives). Positive<br />
predictive v<strong>al</strong>ue was c<strong>al</strong>culated as the probability that the individu<strong>al</strong><br />
misused <strong>al</strong>cohol given that a particular level <strong>of</strong> smoking<br />
risk was m<strong>et</strong>. Conversely, NPV was c<strong>al</strong>culated as the probability<br />
that a person did not misuse <strong>al</strong>cohol given that the<br />
individu<strong>al</strong> was not at that level <strong>of</strong> smoking risk. The LR was<br />
c<strong>al</strong>culated as the ratio <strong>of</strong> the chance <strong>of</strong> <strong>al</strong>cohol misuse in individu<strong>al</strong>s<br />
who were at a particular smoking risk level relative to<br />
those who did not me<strong>et</strong> criteria for <strong>al</strong>cohol misuse. Positive likelihood<br />
ratio is a m<strong>et</strong>hod <strong>of</strong> converting the pr<strong>et</strong>est probability<br />
(ie, population prev<strong>al</strong>ence for <strong>al</strong>cohol misuse) into posttest probabilities.<br />
33 All estimates, standard errors, and 95% confidence<br />
interv<strong>al</strong>s (CIs) were generated by STATA version 9.1 (Stata-<br />
Corp, College Station, Tex) using survey commands to account<br />
for the complex sampling design <strong>of</strong> the NESARC data.<br />
RESULTS<br />
Full Sample<br />
Any Alcohol Diagnosis† Hazardous Drinking‡<br />
No,<br />
No. (%)<br />
Yes,<br />
No. (%)<br />
OR<br />
(95% CI)<br />
No,<br />
No. (%)<br />
The population prev<strong>al</strong>ence <strong>of</strong> hazardous drinking and <strong>al</strong>cohol<br />
diagnoses were 26.1% and 8.5%, respectively. Current<br />
drinkers made up 65.5% <strong>of</strong> the population, and their<br />
rate <strong>of</strong> hazardous drinking was 39.9%. Prev<strong>al</strong>ence rates<br />
for the smoking status categories were 20.6% for daily<br />
smokers, 3.9% for occasion<strong>al</strong> smokers, 19.5% for former<br />
smokers, and 56.0% for never smokers.<br />
Table 1 presents smoking status by NIAAA criteria<br />
for hazardous drinking for the full sample. Daily (odds<br />
ratio [OR], 3.23; 95% CI, 3.02-3.46), occasion<strong>al</strong> (OR, 5.33;<br />
95% CI, 4.70-6.04), and ex-smokers (OR, 1.19; 95% CI,<br />
1.10-1.28) compared with never smokers were more likely<br />
Yes,<br />
No. (%)<br />
OR<br />
(95% CI)<br />
All,<br />
No. (%)<br />
to exceed the daily (5 drinks per day for men and 4<br />
drinks per day for women at least once in the past year)<br />
or weekly drinking limits (14 drinks per week for men<br />
and 7 drinks per week for women). Furthermore, occasion<strong>al</strong><br />
smokers (with daily smokers as the reference<br />
group) had the greatest odds <strong>of</strong> being a hazardous drinker<br />
(OR, 1.65; 95% CI, 1.45-1.88). A similar pattern was found<br />
for the presence <strong>of</strong> <strong>al</strong>cohol diagnoses and for hazardous<br />
drinking among the subs<strong>et</strong> <strong>of</strong> drinkers. There was 1 exception.<br />
Former smokers were not more likely than never<br />
smokers to have an <strong>al</strong>cohol diagnosis or to me<strong>et</strong> criteria<br />
for hazardous drinking (vs nonhazardous drinkers).<br />
Table 2 presents test characteristics for smoking status<br />
as a clinic<strong>al</strong> indicator for presence <strong>of</strong> hazardous drinking<br />
and <strong>al</strong>cohol diagnoses. Across the levels <strong>of</strong> smoking<br />
risk (excluding never smokers), sensitivity was low to<br />
moderate (8.3%-59.0%), whereas specificity was moderate<br />
to high (61.3%-97.7%) for the prediction <strong>of</strong> hazardous<br />
drinking in the full sample. The PPV and LR indicated<br />
that smoking status provided added information<br />
for the presence <strong>of</strong> hazardous drinking in the full sample;<br />
PPV (35.0%-55.8%) and LR (1.52-3.57) were found to<br />
increase as smoking status risk increased. This pattern<br />
<strong>of</strong> results was <strong>al</strong>so demonstrated for hazardous drinking<br />
in the drinkers subs<strong>et</strong> (PPV, 47.6%-63.7%; LR , 1.37-<br />
2.65) and for the presence <strong>of</strong> <strong>al</strong>cohol diagnoses (PPV,<br />
12.4%-23.5%; LR , 1.53-3.31).<br />
COMMENT<br />
Drinkers Only Sample:<br />
Hazardous Drinking§<br />
No,<br />
No. (%)<br />
Yes,<br />
No. (%)<br />
OR<br />
(95% CI)<br />
All 42 374 (100) 39 091 (91.5) 3283 (8.5) 32 252 (73.9) 10 122 (26.1) 26 511 (100)<br />
(65.5)<br />
16 389 (60.1) 10 122 (39.9)<br />
Never<br />
smoker<br />
24 533 (56.0) 23 312 (94.6) 1221 (5.4) 1 [Reference] 20 333 (80.8) 4200 (19.2) 1 [Reference] 5052 (50.5) 9532 (67.6) 4200 (32.4) 1 [Reference]<br />
Former<br />
smoker<br />
8012 (19.5) 7574 (94.3) 438 (5.7) 1.06 (0.93-1.21) 6359 (78.0) 1653 (22.0) 1.19 (1.10-1.28)# 5221 (20.2) 3568 (67.6) 1653 (32.4) 1.00 (0.92-1.09)<br />
Daily<br />
smoker<br />
8166 (20.6) 6884 (83.2) 1282 (16.8) 3.52 (3.19-3.90)# 4771 (56.6) 3395 (43.4) 3.23 (3.02-3.46)# 6131 (24.1) 2736 (43.2) 3395 (56.8) 2.74 (2.54-2.95)#<br />
Occasion<strong>al</strong><br />
smoker<br />
1663 (3.9) 1321 (76.5) 342 (23.5) 5.39 (4.60-6.31)# 789 (44.2) 874 (55.8) 5.33 (4.70-6.04)# 1427 (5.2) 553 (36.3) 874 (63.7) 3.65 (3.18-4.19)#<br />
Abbreviations: CI, confidence interv<strong>al</strong>; OR, odds ratio.<br />
*Unadjusted observation count is shown. All relative frequencies were c<strong>al</strong>culated using sample weights.<br />
†Any <strong>al</strong>cohol diagnosis includes both <strong>al</strong>cohol abuse and <strong>al</strong>cohol dependence vs no diagnoses.<br />
‡Full sample compares hazardous drinkers vs nonhazardous drinkers abstainers.<br />
§Drinkers only sample compares hazardous drinkers vs nonhazardous drinkers.<br />
Percentage <strong>of</strong> current drinkers in full sample.<br />
Never smokers were the reference category for logistic regressions.<br />
#P.001 compared with never smokers.<br />
Following clinic<strong>al</strong> care guidelines for the assessment <strong>of</strong><br />
smoking and drinking behaviors, we identified that current<br />
smokers were significantly more likely to be hazardous<br />
drinkers and to me<strong>et</strong> criteria for <strong>al</strong>cohol diagnoses<br />
compared with never smokers among US adults.<br />
Over<strong>al</strong>l, test characteristic data highlight that smoking<br />
status signifies heightened risk for <strong>al</strong>cohol misuse. While<br />
specificity was moderate to high (range, 56.8%-97.7%),<br />
(REPRINTED) ARCH INTERN MED/ VOL 167, APR 9, 2007 WWW.ARCHINTERNMED.COM<br />
718<br />
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www.archinternmed.com at Y<strong>al</strong>e <strong>University</strong>, on March 1, 2010<br />
©2007 American Medic<strong>al</strong> Association. All rights reserved.
Table 2. Test Characteristics for Smoking Status as a Clinic<strong>al</strong> Indicator for Alcohol Misuse*<br />
Smoking Status Risk<br />
Sensitivity, %<br />
(SE)<br />
smoking status was gener<strong>al</strong>ly not a sensitive indicator for<br />
<strong>al</strong>cohol misuse (range, 8.3%-64.5%). However, other indicators<br />
(ie, PPV and LR ) demonstrated that smoking<br />
status provided added benefit for the prediction <strong>of</strong> hazardous<br />
drinking and <strong>al</strong>cohol diagnoses. Among individu<strong>al</strong>s<br />
with unknown drinking status (ie, full sample), 26.1%<br />
m<strong>et</strong> criteria for hazardous drinking and 8.5% m<strong>et</strong> criteria<br />
for an <strong>al</strong>cohol diagnosis. Among current smokers, these<br />
rates were 45.3% for hazardous drinking and 17.8% for<br />
an <strong>al</strong>cohol diagnosis. Among known drinkers, smoking<br />
status still provided added predictive power. The rate <strong>of</strong><br />
hazardous drinking among drinkers was 39.9%, and in<br />
drinkers who were <strong>al</strong>so current smokers, the rate was 58%.<br />
To our knowledge, this study is the first to document<br />
that occasion<strong>al</strong>, nondaily smoking confers the greatest<br />
risk associated with hazardous drinking (OR, 5.33; 95%<br />
CI, 4.70-6.04) and <strong>al</strong>cohol-related diagnoses (OR, 5.39;<br />
95% CI, 4.60-6.31). Occasion<strong>al</strong> smokers had a 55.8%<br />
probability <strong>of</strong> me<strong>et</strong>ing criteria for hazardous drinking in<br />
the full sample and 63.7% probability in the subs<strong>et</strong> <strong>of</strong><br />
drinkers. In addition, occasion<strong>al</strong> smoking was associated<br />
with an increased likelihood <strong>of</strong> me<strong>et</strong>ing criteria for<br />
an <strong>al</strong>cohol diagnosis (LR , 3.31; 95% CI, 3.00-3.73). In<br />
the current sample, occasion<strong>al</strong> smokers represented 17%<br />
<strong>of</strong> current smokers, which is consistent with other population<br />
studies that have reported rates <strong>of</strong> nondaily smoking<br />
at 18% to 24% <strong>of</strong> current smokers. 34-36 It was typic<strong>al</strong>ly<br />
assumed that these smokers were either transitioning<br />
in or out <strong>of</strong> daily use, but it has been demonstrated that<br />
many <strong>of</strong> these smokers have stable patterns <strong>of</strong> nondaily<br />
smoking. 37,38 We suspect that nondaily smoking is more<br />
likely to occur while drinking heavily, but this has y<strong>et</strong><br />
to be investigated in a nation<strong>al</strong> population. In samples<br />
<strong>of</strong> young adults, it has been found that intermittent smoking<br />
is most likely to occur during binge drinking. 39 Alcohol<br />
and tobacco are thought to potentiate each other’s<br />
reinforcing effects 40,41 and amounts consumed. 42<br />
Specificity, %<br />
(SE)<br />
PPV, %<br />
(SE)<br />
NPV, %<br />
(SE)<br />
LR <br />
(95% CI)<br />
Hazardous drinking (vs nonhazardous drinkers and abstainers)<br />
Occasion<strong>al</strong> 8.3 (0.27) 97.7 (0.08) 55.8 (1.23) 75.1 (0.21) 3.57 (3.25-3.93)<br />
Daily† 42.5 (0.47) 81.9 (0.22) 45.3 (0.49) 80.1 (0.22) 2.34 (1.90-2.89)<br />
Former‡ 59.0 (0.47) 61.3 (0.28) 35.0 (0.35) 80.8 (0.25) 1.52 (1.33-1.74)<br />
Never (All)§ 100.0 0.0 26.1 (0.22) NA 1 [Reference]<br />
Hazardous drinking (vs nonhazardous drinkers)<br />
Occasion<strong>al</strong> 8.3 (0.28) 96.9 (0.13) 63.7 (1.29) 61.4 (0.31) 2.65 (2.38-2.94)<br />
Daily† 42.5 (0.48) 79.6 (0.32) 58.0 (0.56) 67.6 (0.34) 2.08 (2.00-2.16)<br />
Former‡ 59.0 (0.48) 56.8 (0.39) 47.6 (0.44) 67.6 (0.40) 1.37 (1.33-1.40)<br />
Never (All)§ 100.0 0.0 39.91 (0.30) NA 1 [Reference]<br />
Alcohol diagnosis (vs none)<br />
Occasion<strong>al</strong> 10.7 (0.54) 96.8 (0.09) 23.5 (1.09) 92.1 (0.13) 3.31 (3.00-3.73)<br />
Daily† 51.4 (0.84) 78.0 (0.21) 17.8 (0.38) 94.5 (0.13) 2.33 (2.25-2.42)<br />
Former‡ 64.5 (0.79) 57.9 (0.25) 12.4 (0.35) 94.6 (0.14) 1.53 (1.49-1.57)<br />
Never (All)§ 100.0 0.0 8.5 (0.14) NA 1 [Reference]<br />
Abbreviations: CI, confidence interv<strong>al</strong>; LR , positive likelihood ratio; NA, not applicable; NPV, negative predictive v<strong>al</strong>ue; PPV, positive predictive v<strong>al</strong>ue.<br />
*All statistics were c<strong>al</strong>culated using sample weights.<br />
†Current smoking (occasion<strong>al</strong> daily smokers).<br />
‡Current or prior smoking (occasion<strong>al</strong> daily former smokers).<br />
§All subjects (occasion<strong>al</strong> daily former never smokers).<br />
Laboratory-based investigations have shown that nicotine<br />
decreases subjective intoxication and attenuates the<br />
sedating properties <strong>of</strong> <strong>al</strong>cohol, 43 potenti<strong>al</strong>ly <strong>al</strong>lowing for<br />
larger quantities to be consumed. Our results point to<br />
the importance <strong>of</strong> assessing binge drinking in nondaily<br />
smokers.<br />
Over<strong>al</strong>l, the addition <strong>of</strong> former smoker status to current<br />
smoker status represented little added benefit in the<br />
ability to predict <strong>al</strong>cohol misuse. Among current and<br />
former smokers, 35% were likely to me<strong>et</strong> criteria for hazardous<br />
drinking, and the likelihood <strong>of</strong> hazardous drinking<br />
was increased 1.52 times. Former smokers, compared<br />
with never smokers, had an increased risk for<br />
hazardous drinking (OR, 1.19; 95% CI, 1.10-1.28) in the<br />
full sample but not in the subs<strong>et</strong> <strong>of</strong> drinkers, nor was there<br />
an increased risk for <strong>al</strong>cohol diagnoses in the full sample.<br />
This suggests that former smokers made up a larger percentage<br />
<strong>of</strong> nonhazardous drinkers. Given the crosssection<strong>al</strong><br />
nature <strong>of</strong> these data, however, we are unable<br />
to infer caus<strong>al</strong>ity. It is possible that nonhazardous drinkers<br />
were more likely to be able to quit smoking. For example,<br />
<strong>al</strong>cohol use has been identified as a risk factor for<br />
poor smoking cessation outcome. 44 It is <strong>al</strong>so possible that<br />
smoking cessation was then followed by reductions in<br />
<strong>al</strong>cohol consumption. 45<br />
Clinic<strong>al</strong> care guidelines recommend routine screening<br />
and brief intervention for <strong>al</strong>cohol and tobacco use in<br />
primary and other he<strong>al</strong>th care s<strong>et</strong>tings. However, smoking<br />
behavior is more <strong>of</strong>ten assessed than <strong>al</strong>cohol use. 12-16<br />
Some have suggested that screening for smoking behavior<br />
be elevated to the status <strong>of</strong> a vit<strong>al</strong> sign. 46,47 In this regard,<br />
patients should be asked about their cigar<strong>et</strong>te use<br />
to identify daily, occasion<strong>al</strong>, or former smokers (eg, “Have<br />
you smoked any cigar<strong>et</strong>tes in the past year?” If no, “Have<br />
you smoked prior to the last 12 months?”). Our data suggest<br />
that smoking status provides an added benefit as an<br />
indicator <strong>of</strong> <strong>al</strong>cohol misuse. While the sensitivity was low<br />
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to moderate, information regarding potenti<strong>al</strong> <strong>al</strong>cohol misuse<br />
is gained at no addition<strong>al</strong> cost and with no risk, since<br />
smoking status is <strong>al</strong>ready being assessed.<br />
We are not suggesting that smoking status is a sufficient<br />
test <strong>of</strong> <strong>al</strong>cohol misuse. Its modest sensitivity is related<br />
to the fact that never smokers accounted for a sizeable<br />
proportion <strong>of</strong> those me<strong>et</strong>ing criteria for hazardous<br />
drinking and <strong>al</strong>cohol diagnoses (approximately 40%). Our<br />
data highlight the importance <strong>of</strong> physicians adopting standard<br />
<strong>al</strong>cohol screening questions into their practice. The<br />
NIAAA 1 suggests that screening m<strong>et</strong>hods for <strong>al</strong>cohol misuse<br />
can be as brief as a single question (How many times<br />
in the past year have you had 5 [for men] or 4 [for<br />
women] drinks in a day?). Identification <strong>of</strong> more than 1<br />
binge episode in the past year has excellent sensitivity<br />
but lower specificity for an <strong>al</strong>cohol diagnosis. 48<br />
Smoking status can be used to help identify primary<br />
care patients at higher risk for <strong>al</strong>cohol misuse (ie, current<br />
smokers) and as a helpful mnemonic for <strong>al</strong>cohol<br />
screening in gener<strong>al</strong>. Smoking status and <strong>al</strong>cohol use<br />
should be assessed using the aforementioned clinic<strong>al</strong>ly<br />
relevant questions. B<strong>et</strong>ter screening <strong>of</strong> <strong>al</strong>cohol use problems<br />
could lead to b<strong>et</strong>ter assessment and intervention related<br />
to <strong>al</strong>cohol misuse. Brief interventions are particularly<br />
suitable for addressing problem drinking, 7,8 but first,<br />
the risk for these problems must be identified. Identifying<br />
those with <strong>al</strong>cohol misuse is increasingly v<strong>al</strong>uable as<br />
evidence accumulates that medications such as n<strong>al</strong>trexone<br />
49,50 can be effective treatments in primary care s<strong>et</strong>tings.<br />
The spectrum <strong>of</strong> problem drinking behaviors that<br />
are amenable to <strong>of</strong>fice-based treatment in primary care<br />
is expanding from nondependent hazardous drinking to<br />
<strong>al</strong>cohol dependence. 50 Thus, improved screening approaches<br />
such as one that uses smoking behavior as a “trigger”<br />
to identify <strong>al</strong>cohol misuse become even more vit<strong>al</strong><br />
in promoting optim<strong>al</strong> patient management and outcomes.<br />
Accepted for Publication: December 7, 2006.<br />
Correspondence: Sherry A. <strong>McKee</strong>, PhD, Department <strong>of</strong><br />
Psychiatry, Y<strong>al</strong>e <strong>University</strong> <strong>School</strong> <strong>of</strong> <strong>Medicine</strong>, Substance<br />
Abuse Center–CMHC, 34 Park St, Suite S-211, New<br />
Haven, CT 06519 (sherry.mckee@y<strong>al</strong>e.edu).<br />
Author Contributions: Drs F<strong>al</strong>ba and <strong>McKee</strong> had full access<br />
to the data in the study and take responsibility for<br />
the integrity <strong>of</strong> the data and the accuracy <strong>of</strong> the data an<strong>al</strong>yses.<br />
Study concept and design: <strong>McKee</strong>, F<strong>al</strong>ba, Sindelar, and<br />
O’M<strong>al</strong>ley. An<strong>al</strong>ysis and interpr<strong>et</strong>ation <strong>of</strong> data: <strong>McKee</strong>, F<strong>al</strong>ba,<br />
and O’Connor. Drafting <strong>of</strong> the manuscript: <strong>McKee</strong> and<br />
F<strong>al</strong>ba. Critic<strong>al</strong> revision <strong>of</strong> the manuscript for important intellectu<strong>al</strong><br />
content: <strong>McKee</strong>, F<strong>al</strong>ba, Sindelar, O’M<strong>al</strong>ley, and<br />
O’Connor. Statistic<strong>al</strong> an<strong>al</strong>yses: <strong>McKee</strong> and F<strong>al</strong>ba. Obtained<br />
funding: <strong>McKee</strong> and Sindelar. Administrative, technic<strong>al</strong>,<br />
or materi<strong>al</strong> support. <strong>McKee</strong>, Sindelar, O’M<strong>al</strong>ley, and<br />
O’Connor. Study supervision: <strong>McKee</strong> and Sindelar.<br />
Financi<strong>al</strong> Disclosure: During the period that the study<br />
was conducted, Dr O’M<strong>al</strong>ley was a consultant for<br />
GlaxoSmithKline and Eli Lilly, was the princip<strong>al</strong> investigator<br />
on tri<strong>al</strong>s sponsored by OrthoMcNeill and Bristol<br />
Myers, received clinic<strong>al</strong> supplies from M<strong>al</strong>linckrodt Pharmaceutic<strong>al</strong>s,<br />
and is an investigator for a tri<strong>al</strong> that received<br />
clinic<strong>al</strong> supplies from San<strong>of</strong>i-Aventis; Dr O’M<strong>al</strong>ley<br />
is the inventor on patents held by Y<strong>al</strong>e <strong>University</strong> for n<strong>al</strong>trexone<br />
and smoking cessation.<br />
Funding/Support: This work was supported by the Nation<strong>al</strong><br />
Institute on Alcohol Abuse and Alcoholism (grant<br />
R03AA16267 [Dr <strong>McKee</strong>] and grants P50AA015632 and<br />
KO5AA014715 [Dr O’M<strong>al</strong>ley] and by the Robert Wood<br />
Johnson Foundation (grant 039787 [Dr Sindelar]).<br />
Role <strong>of</strong> the Sponsor: All study funding was from public<br />
grants for scientific research. The funding organizations<br />
had no role in the design <strong>of</strong> the study, an<strong>al</strong>yses, and<br />
interpr<strong>et</strong>ation <strong>of</strong> data, or in the preparation, review, or<br />
approv<strong>al</strong> <strong>of</strong> the manuscript.<br />
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