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CALIBRATION OF HEADWAY DISTRIBUTIONS

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<strong>CALIBRATION</strong> <strong>OF</strong> <strong>HEADWAY</strong> <strong>DISTRIBUTIONS</strong><br />

Ola Hagring<br />

Dept. of Technology and Society - University of Lund<br />

E-mail: ola.hagring@tft.lth.se<br />

1 INTRODUCTION<br />

Distribution of headways between vehicles have many applications in traffic and transport<br />

theory and practice (e.g. Sullivan and Troutbeck 1994). One area where they are of<br />

particular importance is in the modelling of traffic flow on a micro level, especially in<br />

stationary micromodels, i. e. models normally based on probability theory. Also dynamic<br />

micromodels, such as simulation models, are in need of headway models for the generation<br />

of vehicles.<br />

Stationary micro models are used for calculating the capacity of various road traffic<br />

facilities, such as of intersections without traffic signals and of roundabouts. Models of this<br />

type are the main topic of the present paper. More specifically, the paper concerns the<br />

calibration of headway distributions to be used in models of these kind for the planning or<br />

predicting. If only the current situation is to be analysed, the empirical headway distribution<br />

can suffice. However, the main application of capacity models is for estimating the<br />

performance of an intersection (or of some other type of road traffic facility) at some future<br />

time. The paper discusses certain important requirements for this.<br />

Luttinen (1996) has distinguished four different steps of the calibration procedure data<br />

collection, model identification, parameter estimation and goodness-of-fit tests. The present<br />

paper discusses the two last steps.<br />

2 REQUIREMENTS FOR THE <strong>HEADWAY</strong> <strong>DISTRIBUTIONS</strong><br />

Hagring (1996) has listed the following requirements that headway distributions need to<br />

fulfil: 1. that they must fit the observed data well, 2. that they must describe driver<br />

behaviour adequately and 3. that they should be useful for prediction.<br />

Sullivan and Troutbeck (1994) have discussed the requirements on a headway model more<br />

specifically, stating that in the design of roundabouts and of intersections without signals<br />

only headways that exceed then the critical gap in size need to be modelled accurately. This<br />

make selection of an appropriate headway distribution much easier, since small headways<br />

need not be modelled. This allows a Cowan M3 model (Cowan 1975), for example rather<br />

than the more complicated M4 model to be employed. The M3 model has the following<br />

cumulative distribution function:<br />

F(t) = 1- αe − ( t −∆)<br />

(1)<br />

where ∆ is the fixed minimum headway and α is the proportion of free vehicles, i.e. of<br />

vehicles with headways to their predecessors greater than ∆. λ is the modified intensity of<br />

the exponential distribution; it is related to the volume q by the following equation


λ= qα<br />

1− q∆ . (2)<br />

The M3 distribution is theoretically capable of fulfilling requirement 2. above because of<br />

the parameters ∆ and α, although not in the case of small headways. The modelling of small<br />

headways by a fixed value instead of by a complete distribution is based on a simplified<br />

model of driver behaviour.<br />

Requirements 1. and 3. are closely connected, in that it may be possible to fit a given<br />

headway distribution to a number of different observed headways. If one has a number of<br />

independent data sets, it may also be possible to fit a distribution to each of them. However,<br />

as Hagring (1996, 1998) has noted, if the variation in the estimated parameters, i.e. α and ∆,<br />

in a particular headway distribution cannot be related to some independent variable,<br />

normally the volume, the distribution is not useful for prediction purposes.<br />

3 TECHNIQUES FOR PARAMETER ESTIMATION<br />

Different methods can be used to obtain the parameter values in the M3 distribution. Three<br />

methods commonly employed are the method of moments, the maximum-likelihood method<br />

and the least squares method.<br />

4 PARAMETER ESTIMATION<br />

Hagring (1998) employed the three estimation methods just mentioned for estimating the<br />

parameters of the M3 distribution so as to obtain some relation between α and the volume<br />

that could be of use. ∆ was fixed and regression analysis was used to derive a linear<br />

relationship between α and q involving the parameters k 1 and k 2<br />

α = k1+ k2q<br />

(3)<br />

The ∆-values can be based on behavioural assumptions or, as in the present case, be taken as<br />

the inverse of the maximum flow in one lane during stationary conditions. Two data-sets<br />

containing headways from roundabouts with two circulating lanes were employed.


1<br />

0.9<br />

0.8<br />

0.7<br />

ML<br />

VR+<br />

D-<br />

D 2<br />

W2<br />

A<br />

0.6<br />

α<br />

0.5<br />

0.4<br />

0.3<br />

0.2<br />

0.1<br />

0<br />

0 200 400 600 800 1000 1200<br />

Volume (veh/h)<br />

Figure 1: Estimation of α by use of various goodness-of-fit measures and the maximum likelihood<br />

method (ML), for data-set 1.<br />

The result of the maximum likelhood estimation of α when ∆ was fixed to 1 s. is shown in<br />

Figure 1. Although some variation is still present there is a clear dependency of α on q.<br />

In an optimal model for α, α should be equal to 0 when the volume is at capacity and to 1<br />

when the volume is 0, i.e. k 1 should be equal to 1 and k 2 should be equal to the minimum<br />

headway. None of the estimated models were optimal. The method of moments appeared to<br />

give the most accurate results.<br />

5 IMPROVING THE FITTING <strong>OF</strong> A DISTRIBUTION<br />

If parameter estimation is performed by use of the maximum-likelihood method, it may be<br />

possible to improve the fitting of the estimated distribution such as by further minimising<br />

the variance of the residuals. Troutbeck (1997) has described a method of this sort In the<br />

present study, a number of other goodness-of-fit measures were also investigated: the<br />

supremum statistics, D + and D - ; the Cramer-von Mises statistic termed<br />

W 2 ; and the Anderson-Darling statistic termed A 2 . The formulas, including those used for<br />

computing purposes are given by Stephens (1986). Figure 1 shows the estimated α-values.<br />

These are quite close to each other, except that for data-set 2 (not shown) the α-values<br />

differed considerably. This was due to the traffic flow for some of the subsets being<br />

markedly disturbed by traffic signals.


Capacity (veh/h)<br />

1500<br />

1400<br />

1300<br />

1200<br />

1100<br />

1000<br />

900<br />

ML<br />

VR<br />

D +<br />

D -<br />

W 2<br />

A 2<br />

obs<br />

800<br />

700<br />

600<br />

500<br />

0 200 400 600 800 1000 1200<br />

Volume (veh/h)<br />

Figure 2: Estimated and observed capacity for data-set 1. The estimated capacity is based on a linear<br />

relationship with α.<br />

The goodness-of-fit statistics is, However, by no mean a good measure of how good the<br />

estimated distribution is at predicting capacity for use in a capacity model, for example. A<br />

better measure for this is the capacity itself. This can be estimated in the present case in two<br />

different ways. One is to use the empirical distribution to calculate the capacity on the basis<br />

of critical gap theory. The other is to use some kind of estimated distribution. Here, the M3<br />

distribution was employed, the α-values given by their linear relation to the volume. The<br />

results are shown in Figure 2. The capacity values, based on the estimated distributions, are<br />

all close to the capacity values obtained from the observed distribution. Despite the large<br />

differences between the estimated α-values for data-set 2, the difference in capacity was<br />

small, although somewhat larger than for data-set 1.<br />

6 <strong>CALIBRATION</strong> BASED ON THE DIFFERENCE BETWEEN THE<br />

OBSERVED AND THE ESTIMATED CAPACITY<br />

A simple procedure minimising differences between the observed and the estimated values<br />

for the capacity was adopted. The α-values obtained for the maximum likelihood method,<br />

using a ∆-value of 1, are shown in Figure 3. This approach clearly produces inferior results<br />

since α-values greater than 1 can be obtained. The values given by Eq. (3) for k 1 =1, k 2 =-1<br />

(i.e. the boundary conditions) are plotted in Figure 3. On the average, the α-values obtained<br />

by the ML estimation are below this line, whereas the α-values from estimates based on<br />

minimising the difference in capacity are above the line.<br />

Thus, a simple solution to the estimation problem may be to use Eq. (3) with the boundary<br />

conditions fulfilled. The capacity values based on this relationship, plotted together with<br />

capacity values based on the empirical distribution, are shown in Figure 4.<br />

This simple solution obviously provides a good estimation of capacity.


1.4<br />

1.2<br />

ML<br />

Cap<br />

Eq. (3), k 1<br />

=1, k 2<br />

=-1<br />

1<br />

0.8<br />

α<br />

0.6<br />

0.4<br />

0.2<br />

0<br />

0 500 1000 1500 2000 2500 3000 3500 4000<br />

Volume (veh/h)<br />

Figure 3: Values of α, as estimated by the ML method and by minimising the difference in capacity<br />

between the observed and the estimated distribution.<br />

1400<br />

1300<br />

Eq. (2), k =1, k =-1<br />

1 2<br />

Observed capacity<br />

Capacity (veh/h)<br />

1200<br />

1100<br />

1000<br />

900<br />

800<br />

700<br />

600<br />

500<br />

0 200 400 600 800 1000 1200<br />

Volume (veh/h)<br />

Figure 4: Observed capacity and capacity based on Eq. (2) with boundary values fulfilled.<br />

It can thus be concluded that the M3 distribution is robust and that in most cases there is no<br />

need for extensive calibration, using Eq. (3) with the boundary conditions fulfilled being


good enough. There is the possibility however, that fitting some other distributions could<br />

yield better results.<br />

REFERENCES<br />

Cowan, R. J. (1975). Useful headway models. Transportation Research 9(6), pp. 371-375.<br />

Hagring, O. (1996). The use of the Cowan M3 distribution for modelling roundabout flow.<br />

Traffic Engineering & Control 37(5), pp. 328-332.<br />

Hagring, O. (1998). Vehicle-vehicle interactions at roundabouts and their implications for<br />

the entry capacity. Bulletin 159. Dept. of Traffic Planning and Engineering, Lund.<br />

Luttinen, T. (1992). Statistical Properties of Vehicle Time Headways. Highway Capacity<br />

and Traffic Flow. Transportation Research Record 1365.<br />

Stephens, M. (1986). Tests based on EDF statistics. In R. D’Agostino and M. Stephens (ed.)<br />

Goodness-of-fit techniques. Dekker, New York.<br />

Sullivan, D.P. and Troutbeck, R.J. (1994). The use of Cowan∋s M3 headway distribution for<br />

modelling urban traffic flow. Traffic Engineering & Control 35(7-8), pp. 445-450.<br />

Troutbeck, R. J. (1997). A review of the process to estimate the Cowan M3 headway<br />

distribution parameters. Traffic Engineering & Control 38(11) , pp. 600-603.

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