Caprioli et al. A method to measure visual field rates 1 A Method to ...
Caprioli et al. A method to measure visual field rates 1 A Method to ...
Caprioli et al. A method to measure visual field rates 1 A Method to ...
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IOVS Papers in Press. Published on April 5, 2011 as Manuscript iovs.10-6414<br />
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
A M<strong>et</strong>hod <strong>to</strong> Measure and Predict Rates of Region<strong>al</strong> Visu<strong>al</strong> Field Decay in Glaucoma<br />
Joseph <strong>Caprioli</strong>, 1 Dennis Mock, 1 Elena Bitrian, 1 Abdelmonem A. Afifi, 2 Fei Yu, 1,2 Kouros<br />
Nouri-Mahdavi, 1 and Anne L. Coleman 1<br />
1 The Jules Stein Eye Institute, University of C<strong>al</strong>ifornia at Los Angeles School of Medicine, Los<br />
Angeles, C<strong>al</strong>ifornia and the 2 Department of Biostatistics, University of C<strong>al</strong>ifornia at Los Angeles<br />
School of Public He<strong>al</strong>th, Los Angeles, C<strong>al</strong>ifornia<br />
Presented in part at the 2010 annu<strong>al</strong> me<strong>et</strong>ing of the Association for Research in Vision and<br />
Ophth<strong>al</strong>mology, Fort Lauderd<strong>al</strong>e, Florida. Supported in part by unrestricted grants from<br />
Research <strong>to</strong> Prevent Blindness, Inc., and Pfizer Inc.<br />
Corresponding Author:<br />
Joseph <strong>Caprioli</strong>, M.D.<br />
Department of Ophth<strong>al</strong>mology<br />
David Geffen School of Medicine<br />
University of C<strong>al</strong>ifornia, Los Angeles<br />
Los Angeles, CA 90025<br />
caprioli@ucla.edu<br />
Word count: 4037<br />
1<br />
Copyright 2011 by The Association for Research in Vision and Ophth<strong>al</strong>mology, Inc.
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Abstract<br />
Purpose: To <strong>measure</strong> the rate of visu<strong>al</strong> <strong>field</strong> (VF) decay in glaucoma, <strong>to</strong> separate faster and<br />
slower components of decay, and <strong>to</strong> predict the rate of VF decay.<br />
M<strong>et</strong>hods: Patients with primary glaucoma and ≥6 years of follow-up were used. Thresholds at<br />
each VF location were regressed with linear, quadratic, and exponenti<strong>al</strong> models. The best model<br />
was used <strong>to</strong> parse the VF in<strong>to</strong> slower and faster rate components. Two independent cohorts<br />
(glaucoma and cataract cohorts, n=87 and 38, respectively) were used <strong>to</strong> d<strong>et</strong>ermine the<br />
technique’s ability <strong>to</strong> distinguish areas of glaucoma<strong>to</strong>us VF changes from those caused by<br />
cataract. VF forecasts, derived from the first h<strong>al</strong>f of follow-up, were compared <strong>to</strong> actu<strong>al</strong> VF<br />
thresholds at the end of follow-up.<br />
Results: The mean (±SD) follow-up and number of VFs for the main cohort (389 eyes of 309<br />
patients) were 8.2 (±1.1) years and 15.7 (±3.0), respectively. The proportions of best fits were:<br />
linear 2%, quadratic 1%, and exponenti<strong>al</strong> 97%. Proportions of eyes with exponenti<strong>al</strong> <strong>rates</strong> of<br />
decay ≥10% for the entire visu<strong>al</strong> <strong>field</strong>, faster and slower components were 20%, 56%, and 4%,<br />
respectively. The difference in decay <strong>rates</strong> b<strong>et</strong>ween the faster and slower components was greater<br />
in the independent glaucoma cohort (19% ± 10%) than in the cataract cohort (5%±5%, p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Introduction<br />
The <strong>measure</strong>ment of <strong>rates</strong> of change in glaucoma helps identify those patients who are<br />
d<strong>et</strong>eriorating quickly and distinguish them from those who are worsening slowly 1 The fast<br />
progressors may require suitably aggressive treatment while the slow progressors might be<br />
spared the expense and morbidity of unnecessary treatments. This <strong>to</strong>pic is particularly important<br />
for an aging population with limited resources for medic<strong>al</strong> care. Advancing damage in glaucoma<br />
can be <strong>measure</strong>d by structur<strong>al</strong> or function<strong>al</strong> changes, the latter most often estimated with<br />
perim<strong>et</strong>ric <strong>measure</strong>ments. In this paper, we address the <strong>measure</strong>ment of <strong>rates</strong> of damage with<br />
standard achromatic au<strong>to</strong>mated perim<strong>et</strong>ry. Our go<strong>al</strong>s are <strong>to</strong> develop a m<strong>et</strong>hod <strong>to</strong> reliably <strong>measure</strong><br />
the rate of function<strong>al</strong> decline in glaucoma, <strong>to</strong> use it <strong>to</strong> identify the fast progressors, and <strong>to</strong><br />
provide clinic<strong>al</strong>ly useful forecasts of the disease <strong>to</strong> help guide treatment. To be useful, the<br />
m<strong>et</strong>hod should perform well across the entire range of disease severity.<br />
The many problems with measuring <strong>rates</strong> with perim<strong>et</strong>ry are well known. Mainly, these include a<br />
low sign<strong>al</strong>-<strong>to</strong>-noise ratio, the requirement of multiple tests <strong>to</strong> reduce the noise, the requirement of<br />
confirma<strong>to</strong>ry tests <strong>to</strong> v<strong>al</strong>idate the sign<strong>al</strong>, and an inherent lack of extern<strong>al</strong> v<strong>al</strong>idation <strong>to</strong> ev<strong>al</strong>uate<br />
any new m<strong>et</strong>hod. A m<strong>et</strong>hod <strong>to</strong> estimate glob<strong>al</strong> <strong>rates</strong> of visu<strong>al</strong> <strong>field</strong> progression in glaucoma, the<br />
visu<strong>al</strong> <strong>field</strong> index (VFI), has been presented by Bengtsson and Heijl. 2 The index is weighted<br />
more heavily <strong>to</strong>ward the centr<strong>al</strong> visu<strong>al</strong> <strong>field</strong> in proportion <strong>to</strong> the cortic<strong>al</strong> representation of vision,<br />
is norm<strong>al</strong>ized <strong>to</strong> the entire range of visu<strong>al</strong> <strong>field</strong> function, and provides some predictive capability<br />
as a linear extrapolation of the index . 3 It requires the use of propri<strong>et</strong>ary, s<strong>to</strong>red normative data,<br />
and assumes a linear rate of worsening. A shortcoming of the glob<strong>al</strong> indices in gener<strong>al</strong> is the lack<br />
of any spati<strong>al</strong> information with regard <strong>to</strong> the regions of the visu<strong>al</strong> <strong>field</strong> showing faster<br />
progression.<br />
We hypothesize that progression in glaucoma is frequently nonuniform and that it is possible <strong>to</strong><br />
identify a faster spati<strong>al</strong> component for visu<strong>al</strong> <strong>field</strong> decay which can be distinguished from the<br />
remaining test locations that have a slower rate of decay. The latter frequently includes<br />
components related <strong>to</strong> aging and media opacity, <strong>al</strong>though in some cases the slow component may<br />
indeed represent true glaucoma<strong>to</strong>us progression. 4 To test this hypothesis, we have developed a<br />
novel m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> decay with a large cohort of glaucoma patients with long-<br />
3
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
term follow-up. The m<strong>et</strong>hod identifies visu<strong>al</strong> <strong>field</strong> locations progressing at the fastest <strong>rates</strong>,<br />
provides a m<strong>et</strong>hod <strong>to</strong> spati<strong>al</strong>ly separate test locations demonstrating slower progression from<br />
those showing faster progression, and predicts future visu<strong>al</strong> <strong>field</strong> <strong>measure</strong>ments with appropriate<br />
confidence interv<strong>al</strong>s while preserving spati<strong>al</strong> information.<br />
4
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
M<strong>et</strong>hods<br />
Patient data collected during the conduct of the Advanced Glaucoma Intervention Study (AGIS)<br />
were used as our main study sample. A description of the AGIS design and m<strong>et</strong>hods is reported<br />
in d<strong>et</strong>ail elsewhere. 5,6 In this study, patients with ≥ 6 years of follow-up and ≥ 12 visu<strong>al</strong> <strong>field</strong><br />
(VF) exams were included. The VFs were collected according <strong>to</strong> the AGIS pro<strong>to</strong>col, which<br />
required acceptable visu<strong>al</strong> <strong>field</strong> reliability scores. 7 VF tests were performed with the Humphrey<br />
Visu<strong>al</strong> Field An<strong>al</strong>yzer I (Carl Zeiss Ophth<strong>al</strong>mic Systems Inc., Dublin, C<strong>al</strong>ifornia) with the 24-2<br />
test pattern, size III white stimulus, and full threshold strategy. The 24-2 program records<br />
sensitivities from 55 locations in the visu<strong>al</strong> <strong>field</strong>, including the physiologic blind spot. All<br />
patients gave written informed consent for participation in AGIS and the study was approved by<br />
the individu<strong>al</strong> Institution<strong>al</strong> Review Boards of the respective clinic<strong>al</strong> centers. The Institution<strong>al</strong><br />
Review Board of the University of C<strong>al</strong>ifornia at Los Angeles approved the current study. All<br />
research procedures followed the ten<strong>et</strong>s s<strong>et</strong> forth in the Declaration of Helsinki.<br />
Modeling of Seri<strong>al</strong> Visu<strong>al</strong> Field Threshold Sensitivities<br />
We performed regression an<strong>al</strong>ysis of the threshold sensitivity (in dB) against time for each visu<strong>al</strong><br />
<strong>field</strong> location with three models: linear, quadratic, and exponenti<strong>al</strong>. The regression coefficients<br />
are d<strong>et</strong>ermined over the entire VF series for each test location for each model. The relationship<br />
b<strong>et</strong>ween the response variable (threshold sensitivity) and explana<strong>to</strong>ry variable (duration of<br />
follow-up) is characterized by the following three mathematic<strong>al</strong> forms:<br />
1) 1 st order linear: y = a + bx ,<br />
2) 2 nd order linear (quadratic): y = a + bx +cx 2 , and<br />
3) 1 st order exponenti<strong>al</strong>: y = e a+bx , or, equiv<strong>al</strong>ently, ln y=a+bx.<br />
The rate of change is represented by the coefficient b in each model. For models 1 and 2, b<br />
represents the average annu<strong>al</strong> rate of change (increase or decrease) in y. For model 3, b is the<br />
average annu<strong>al</strong> rate of change (increase or decrease) in ln y. Equiv<strong>al</strong>ently, for model 3, e b<br />
represents the ratio of y in a given year <strong>to</strong> y in the year before (on the average), i.e., e b is<br />
interpr<strong>et</strong>ed as the average annu<strong>al</strong> rate of decline of y. The rate of decay is defined as (1 – e b ).<br />
5
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Post-regression diagnostics were applied <strong>to</strong> test the fit for each model. The Akaike information<br />
criterion (AIC) was used <strong>to</strong> choose the best-fitting model. 8 The AIC is defined as 2k – 2ln(L),<br />
where k = number of param<strong>et</strong>ers and L = natur<strong>al</strong> log (ln) of the maximum likelihood v<strong>al</strong>ue. From<br />
these results, the selected model (exponenti<strong>al</strong>) was used <strong>to</strong> <strong>measure</strong> the rate of decay of each test<br />
location for the entire VF series for each eye.<br />
Rates of Visu<strong>al</strong> Field Decay<br />
The <strong>rates</strong> of VF decay <strong>measure</strong>d with the exponenti<strong>al</strong> model were plotted as a frequency<br />
distribution. The glob<strong>al</strong> rate of decay (% per year) is d<strong>et</strong>ermined for each eye’s VF series by<br />
taking the mean of individu<strong>al</strong> decay <strong>rates</strong> for each of the 54 test locations an<strong>al</strong>yzed (the two<br />
locations at the blind spot are excluded from <strong>al</strong>l an<strong>al</strong>yses). Positive <strong>rates</strong> of decay indicate<br />
worsening of the VF, while negative <strong>rates</strong> indicate improvement.<br />
Faster and Slower Rate Components of Visu<strong>al</strong> Field Decay<br />
For each VF series, we defined a separation of the test locations for each eye whereby the decay<br />
rate at each location is assigned <strong>to</strong> one of two components: a faster VF rate component and a<br />
slower VF rate component. The 54 <strong>rates</strong> are ranked from fastest <strong>to</strong> slowest decay and partitioned<br />
in<strong>to</strong> two subgroups (faster and slower) of different sizes. For each partitioning we computed a t<br />
test statistic, and the corresponding p-v<strong>al</strong>ues adjusted for multiple testing. The null hypothesis is<br />
that the mean of the fast group = the mean of the slow group. The optim<strong>al</strong> partitioning was<br />
d<strong>et</strong>ermined by finding the fast subgroup yielding the minimum p-v<strong>al</strong>ue, with a minimum size of<br />
5 test locations per cluster. All other locations were assigned <strong>to</strong> the opposite group. Adjusted p-<br />
v<strong>al</strong>ues were used for this multiple testing procedure with the Benjamini-Hochberg correction. 9<br />
Each eye provided its own optim<strong>al</strong> partitioning. The eyes had different component sizes (but <strong>al</strong>l<br />
having at least 5 locations per component). For each eye, the mean decay rate was c<strong>al</strong>culated for<br />
each of the partitioned components. Frequency distributions of the faster and slower component<br />
<strong>rates</strong> and their difference were c<strong>al</strong>culated and displayed.<br />
The percentage rate of decline per year for the average of the slow and fast components was<br />
plotted separately against the percentage rate of decline in the mean deviation (MD) v<strong>al</strong>ue per<br />
year. A purely diffuse change would lie <strong>al</strong>ong a diagon<strong>al</strong> line of unity, while a loc<strong>al</strong>ized change<br />
would lie nearly on a horizont<strong>al</strong> line.<br />
6
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
H<strong>al</strong>f-lives for Fast and Slow Rate Components<br />
Visu<strong>al</strong> <strong>field</strong> decay h<strong>al</strong>f-lives were c<strong>al</strong>culated from the exponenti<strong>al</strong> decay <strong>rates</strong> of the fast and<br />
slow components. The h<strong>al</strong>f-life is defined as the time it takes for the visu<strong>al</strong> <strong>field</strong> sensitivity <strong>to</strong><br />
decline <strong>to</strong> h<strong>al</strong>f of its baseline v<strong>al</strong>ue at each location. Fast progressors were described as eyes in<br />
which the h<strong>al</strong>f-life for the fast component was ≤10 years.<br />
Forecast Models<br />
Visu<strong>al</strong> <strong>field</strong> forecasts were performed by predicting, for each test location, a fin<strong>al</strong> threshold v<strong>al</strong>ue<br />
from the first h<strong>al</strong>f of the follow up by exponenti<strong>al</strong> extrapolation. The spati<strong>al</strong> characteristics of the<br />
visu<strong>al</strong> <strong>field</strong> are thus maintained. Correlation coefficients of the predicted versus observed fin<strong>al</strong><br />
v<strong>al</strong>ues (average of the last three thresholds) were c<strong>al</strong>culated for <strong>al</strong>l test locations. Confidence<br />
interv<strong>al</strong>s for predictions were computed.<br />
Separate Cataract and Glaucoma Test Data S<strong>et</strong>s<br />
Two sm<strong>al</strong>ler, independent clinic<strong>al</strong> samples were assembled from the clinic<strong>al</strong> database at Jules<br />
Stein Eye Institute’s Glaucoma Division. Patients who were considered glaucoma suspects<br />
throughout their course (no change in optic nerve appearance and no glaucoma<strong>to</strong>us VF loss at<br />
any time) and who were phakic were included in the first group (CAT). The second group of<br />
patients (PGL) had primary open-angle glaucoma with clear or open posterior capsules. The PGL<br />
group was used <strong>to</strong> simulate patients with only glaucoma and no significant media opacity, while<br />
the CAT group was used <strong>to</strong> simulate patients with slowly progressive cataract but no significant<br />
glaucoma<strong>to</strong>us damage. The CAT and PGL groups were used <strong>to</strong> compare the relative<br />
contributions of the faster and slower components <strong>to</strong> over<strong>al</strong>l VF decay <strong>rates</strong>. The hypothesis was<br />
that the PGL eyes would have a stronger component of faster progression than would the CAT<br />
group. Worsening glaucoma would be represented by relatively faster decay (i.e. large difference<br />
in decay <strong>rates</strong> b<strong>et</strong>ween the faster and slower components) and worsening cataract would be<br />
represented by a more uniform decay rate, and hence a sm<strong>al</strong>ler difference b<strong>et</strong>ween the faster and<br />
slower component decay <strong>rates</strong>.<br />
7
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Results<br />
Patient Data<br />
Three hundred eighty-nine eyes of 309 patients with primary open-angle glaucoma were<br />
included in the main study group. The mean (± SD) follow up was 8.2 (± 1.1) years, and the<br />
average number of VFs was 15.7 (± 3.0). The characteristics of this group <strong>al</strong>ong with the<br />
demographic data for the independent PGL (87 eyes of 80 patients) and CAT (38 eyes of 31<br />
patients) groups are given in Table 1. The an<strong>al</strong>yses that follow pertain <strong>to</strong> the main study group<br />
unless otherwise stated. The initi<strong>al</strong> and fin<strong>al</strong> (at end of follow-up) distributions of the VF Mean<br />
Deviation (MD) are shown in Figure 1.<br />
Model Fitting of Seri<strong>al</strong> VF Threshold Sensitivities<br />
An example of each of the three model fits for a single test location is shown in Figure 2. The<br />
results from the AIC test for the goodness-of-fit for each of the three models (389 eyes each with<br />
54 test locations, with a <strong>to</strong>t<strong>al</strong> number of regression fits of 21,006) overwhelmingly selected the<br />
exponenti<strong>al</strong> model as being optim<strong>al</strong>. The <strong>to</strong>t<strong>al</strong> number of best fits for each of the models is as<br />
follows: linear 2.4%, quadratic 0.8%, and exponenti<strong>al</strong> 96.8%.<br />
Rates of Visu<strong>al</strong> Field Decay<br />
The glob<strong>al</strong> <strong>rates</strong> of VF decay (based on the exponenti<strong>al</strong> model) for each eye are shown as a<br />
frequency distribution in Figure 3. The distribution is skewed <strong>to</strong> the right, consistent with an<br />
over<strong>al</strong>l worsening of VFs over the course of follow-up (p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
distribution of the differences b<strong>et</strong>ween the faster and slower components (bot<strong>to</strong>m) is shifted <strong>to</strong><br />
the right (faster decay) and is proposed <strong>to</strong> largely represent the glaucoma<strong>to</strong>us component of<br />
decay, since it is corrected for the decay rate of the slower component. The mean number of<br />
worsening test locations per VF in the faster and slower components were 14.7 ± 8.9 and 39.3 ±<br />
8.9, respectively (p< 0.001).<br />
In Figure 6, the average percent rate of decay of the “fast” and “slow” components is plotted<br />
against the linear regression slope of the percent change in MD in eyes with declining levels of<br />
threshold sensitivity. As a reference, a line with a slope equ<strong>al</strong> <strong>to</strong> unity is drawn <strong>to</strong> represent<br />
compl<strong>et</strong>e agreement b<strong>et</strong>ween the rate components and the % MD change. The over<strong>al</strong>l rate of<br />
decay of test locations associated with diffuse loss would be expected <strong>to</strong> lie <strong>al</strong>ong this diagon<strong>al</strong><br />
line with a slope approaching 1. Here the fitted line for regression of the slower rate component<br />
against % MD change has a slope of 0.91 (p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
The ability of the exponenti<strong>al</strong> regression of individu<strong>al</strong> threshold sensitivities <strong>to</strong> predict future VF<br />
appearance was ev<strong>al</strong>uated by comparing the actu<strong>al</strong> versus predicted thresholds for <strong>al</strong>l declining<br />
test locations (n=389, for a <strong>to</strong>t<strong>al</strong> of 13,905 comparisons). The correlation b<strong>et</strong>ween actu<strong>al</strong> and<br />
predicted fin<strong>al</strong> threshold v<strong>al</strong>ues was strong (r 2 = 0.67 and p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Discussion<br />
With the novel m<strong>et</strong>hod described, it is possible <strong>to</strong> describe longitudin<strong>al</strong> decay of the visu<strong>al</strong> <strong>field</strong>s<br />
of glaucoma patients in terms of fast and slow components and <strong>to</strong> predict the appearance of<br />
future visu<strong>al</strong> <strong>field</strong>s. Previously published work in this area has not been abundant. Chauhan and<br />
colleagues published recommendations for measuring <strong>rates</strong> of visu<strong>al</strong> <strong>field</strong> change in glaucoma. 11<br />
Empiric<strong>al</strong> data were used <strong>to</strong> provide variability estimates of mean deviation. Models were<br />
developed <strong>to</strong> d<strong>et</strong>ermine the number of tests required over various periods of time <strong>to</strong> d<strong>et</strong>ect<br />
change. For example, 3 tests are required <strong>to</strong> d<strong>et</strong>ect a change in MD of 4 dB over two years in an<br />
eye with average long-term <strong>measure</strong>ment variability. Region<strong>al</strong> changes and foc<strong>al</strong> components of<br />
damage, <strong>to</strong> which MD change is not sensitive, are not addressed.<br />
Bengtsson, Heijl, and colleagues developed a visu<strong>al</strong> <strong>field</strong> index <strong>to</strong> c<strong>al</strong>culate glaucoma <strong>rates</strong> of<br />
progression, and <strong>to</strong> predict loss by extrapolating of linear trends. 3 The authors propose that the<br />
index is less affected by cataract and cataract surgery than MD, and that the technique can be<br />
used <strong>to</strong> make clinic<strong>al</strong>ly useful predictions. The VFI is weighted more heavily <strong>to</strong>ward the centr<strong>al</strong><br />
VF according <strong>to</strong> cortic<strong>al</strong> projections of the visu<strong>al</strong> pathway, and is norm<strong>al</strong>ized for the entire range<br />
of perim<strong>et</strong>ric vision. Pattern deviation (PD) v<strong>al</strong>ues are used <strong>to</strong> select the <strong>to</strong>t<strong>al</strong> deviation (TD)<br />
v<strong>al</strong>ues used in the c<strong>al</strong>culation of the index, except when there is advanced VF damage (>20 dB<br />
loss), when <strong>al</strong>l TD v<strong>al</strong>ues are used. Predictions of future behavior of the VFI are performed by<br />
linear extrapolation. As with other glob<strong>al</strong> indices such as MD, no region<strong>al</strong> information about the<br />
VF is available with either the rate <strong>measure</strong>ment or the prediction. VFI has been recently used <strong>to</strong><br />
<strong>measure</strong> the relationship b<strong>et</strong>ween intraocular pressure reduction and <strong>rates</strong> of progressive VF loss<br />
in eyes with optic disc hemorrhage. 12 With this index, a benefici<strong>al</strong> effect on the rate of<br />
glaucoma<strong>to</strong>us damage with treatment in patients with disc hemorrhage was shown.<br />
Linear regression of summary indices, averages of threshold sensitivities in clusters of test<br />
locations, and threshold sensitivities at individu<strong>al</strong> test locations have been performed <strong>to</strong> estimate<br />
<strong>rates</strong>. Univariate linear regression was performed on mean deviation, corrected pattern standard<br />
deviation, mean thresholds of clusters corresponding <strong>to</strong> the Glaucoma Hemi<strong>field</strong> Test, and<br />
thresholds of 52 individu<strong>al</strong> test locations. 13 Subjects were classified as progressive or stable<br />
based on the slope and statistic<strong>al</strong> significance of the regressions. Rates of progression were in the<br />
11
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
range of 1 <strong>to</strong> 5 dB/year, depending on the number of <strong>field</strong>s, their variability, and the param<strong>et</strong>er<br />
that was used. Different m<strong>et</strong>hods of pointwise linear regression (PLR) were examined by<br />
Gardiner and Crabb. 14 They concluded that the most sensitive m<strong>et</strong>hod <strong>to</strong> identify VF progression<br />
was a statistic<strong>al</strong>ly significant linear slope (at the 1% level) of at least −1.0 dB/y. The most<br />
specific approach was <strong>to</strong> confirm change with a “three-omitting" <strong>al</strong>gorithm that employed the<br />
use of two confirmation <strong>field</strong>s.<br />
Attempts have been made <strong>to</strong> predict future VF appearance based on an initi<strong>al</strong> s<strong>et</strong> of seri<strong>al</strong><br />
<strong>measure</strong>ments. This technique has som<strong>et</strong>imes been applied <strong>to</strong> test the v<strong>al</strong>idity of a <strong>measure</strong>ment<br />
technique, with the argument that more clinic<strong>al</strong>ly useful <strong>measure</strong>ment techniques would have a<br />
b<strong>et</strong>ter ability <strong>to</strong> predict future outcomes. Nouri-Mahdavi and co-workers used the course of VF<br />
series over the first 4 years of follow-up <strong>to</strong> predict 8-year outcomes. 15 The sum of the slopes of<br />
individu<strong>al</strong> test locations regressed over time was used <strong>to</strong> estimate the probability of subsequent<br />
VF worsening with clinic<strong>al</strong>ly useful accuracy. Crabb and co-workers previously pointed out that<br />
predictions of visu<strong>al</strong> <strong>field</strong> progression with PLR could be improved by spati<strong>al</strong> processing<br />
(region<strong>al</strong> averaging). 16 Linear extrapolation of VFI has <strong>al</strong>so been used; predictions based on 5<br />
initi<strong>al</strong> examinations were found <strong>to</strong> be a reasonable predic<strong>to</strong>r of future <strong>field</strong> loss in most<br />
patients. 14<br />
The estimation of perim<strong>et</strong>ric <strong>rates</strong> is confounded by the variability of VF data, the requirement<br />
for many tests <strong>to</strong> establish trends beyond the noise of the data, the requirement <strong>to</strong> confirm the<br />
results with repeat tests, and the inherent lack of adequate extern<strong>al</strong> v<strong>al</strong>idation. In developing this<br />
new m<strong>et</strong>hod, we used a well-described patient database with long-term follow-up and many<br />
seri<strong>al</strong> visu<strong>al</strong> <strong>field</strong> tests. The m<strong>et</strong>hod uses an exponenti<strong>al</strong> model <strong>to</strong> fit the behavior of individu<strong>al</strong><br />
test locations and identifies the test locations d<strong>et</strong>eriorating at the fastest <strong>rates</strong>. Confirmation (the<br />
persistence of the decay sign<strong>al</strong>) is ev<strong>al</strong>uated by the fit of the exponenti<strong>al</strong> model. Comparison of<br />
the predicted and actu<strong>al</strong> outcomes provides some v<strong>al</strong>idation. It sepa<strong>rates</strong> components of slower,<br />
diffuse loss (more commonly caused by media opacities, age, and non-specific changes) from<br />
faster and more loc<strong>al</strong>ized loss (more likely caused by glaucoma), and provides predictions of VF<br />
appearance with appropriate confidence interv<strong>al</strong>s and preservation of spati<strong>al</strong> information. The<br />
m<strong>et</strong>hod describes the faster and slower components of visu<strong>al</strong> <strong>field</strong> decay in terms of h<strong>al</strong>f-lives,<br />
and presents an opportunity <strong>to</strong> identify fast progressors.<br />
12
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
The exponenti<strong>al</strong> fits of the differenti<strong>al</strong> light sensitivities at individu<strong>al</strong> test locations was b<strong>et</strong>ter<br />
than either the linear or quadratic fits in this patient group with moderate <strong>to</strong> advanced<br />
glaucoma<strong>to</strong>us damage. The exponenti<strong>al</strong> fits for individu<strong>al</strong> locations seem <strong>to</strong> work well in<br />
advanced damage, as v<strong>al</strong>ues usu<strong>al</strong>ly approach 0 dB in an asymp<strong>to</strong>tic fashion. The same would<br />
not gener<strong>al</strong>ly be true of summary indices, since these are glob<strong>al</strong> averages and only approach 0<br />
dB in the most severe cases. The problem of media opacity and non-specific causes of slow<br />
visu<strong>al</strong> <strong>field</strong> decline (including aging, since we used absolute threshold v<strong>al</strong>ues in the model) were<br />
addressed by identifying the slower, less clinic<strong>al</strong>ly relevant component of VF decay, and by<br />
subtracting this from the faster component of VF decay. Of course, there may be some diffuse<br />
loss caused by glaucoma that will remain und<strong>et</strong>ected. However, glaucoma<strong>to</strong>us VF change has<br />
been shown <strong>to</strong> be mostly foc<strong>al</strong> in the early <strong>to</strong> moderate stages. 17,18 In addition, our approach<br />
provides the clinician with both slower and faster <strong>rates</strong> of progression simultaneously so that<br />
these can actu<strong>al</strong>ly be compared and clinic<strong>al</strong> judgment applied (Figures 4, 10). In advanced<br />
disease, loss tends <strong>to</strong> become more diffuse as thresholds approach absolute v<strong>al</strong>ues over a large<br />
area of the VF; the fastest progressing locations will still be d<strong>et</strong>ected by the faster rate<br />
component with this m<strong>et</strong>hod.<br />
Our technique was tested in two sm<strong>al</strong>ler, independent cohorts of longitudin<strong>al</strong>ly followed patients.<br />
The CAT group was composed of phakic glaucoma suspects never judged <strong>to</strong> develop<br />
glaucoma<strong>to</strong>us disc or VF damage. The PGL group consisted of pseudophakic glaucoma patients<br />
with clear optic<strong>al</strong> media. We hypothesized that the former group would show little difference in<br />
magnitude b<strong>et</strong>ween their faster and slower VF components, and that this difference would be<br />
larger in the PGL group owing <strong>to</strong> the potenti<strong>al</strong>ly more prominent fast glaucoma component in<br />
these patients. This difference indeed existed and was statistic<strong>al</strong>ly significant.<br />
Forecasts were made with exponenti<strong>al</strong> fits and extrapolation, on a pointwise basis, <strong>to</strong> the time of<br />
fin<strong>al</strong> follow-up. The pointwise predictions <strong>al</strong>lowed for the spati<strong>al</strong> representation of future visu<strong>al</strong><br />
<strong>field</strong>s, with assigned v<strong>al</strong>ues for the 10 th , 50 th (median), and the 90 th percentile predictions. These<br />
may be considered reasonable representations of the best-case, most likely, and worst-case<br />
outcomes.<br />
An advantage of the technique reported here is that it does not depend on the use of propri<strong>et</strong>ary,<br />
machine-s<strong>to</strong>red normative data. The m<strong>et</strong>hod can be applied <strong>to</strong> other testing strategies, stimulus<br />
13
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
sizes, or even other machines without the need for establishing confidence interv<strong>al</strong>s for<br />
variability through normative databases. Also, since this approach is based on the clustering of<br />
test locations in<strong>to</strong> slower and faster decay components, it should be resistant <strong>to</strong> the confounding<br />
effect of media opacity in the presence of re<strong>al</strong> progression; this has had a preliminary v<strong>al</strong>idation<br />
in our separate cohorts of patients.<br />
There are some limitations <strong>to</strong> the technique. We required a minimum of 5 test locations for the<br />
sm<strong>al</strong>ler cluster of test locations <strong>to</strong> avoid d<strong>et</strong>ecting f<strong>al</strong>sely worsening fast clusters (f<strong>al</strong>se<br />
positives). It is not y<strong>et</strong> clear how this will affect d<strong>et</strong>ection of decay when a sm<strong>al</strong>ler number of<br />
test locations are actu<strong>al</strong>ly worsening. It is possible that some less quickly d<strong>et</strong>erorating locations<br />
would then be included in the faster cluster; hence, worsening at very few points may be diluted.<br />
The present forecast model was associated with an r 2 of 0.67, an encouraging correlation that<br />
helps v<strong>al</strong>idate the technique. However, since the <strong>rates</strong> of decay spati<strong>al</strong>ly cluster in well-defined<br />
nerve fiber layer patterns, it may be possible <strong>to</strong> improve the forecasting model by using the<br />
correlation coefficients b<strong>et</strong>ween the test locations <strong>to</strong> weight the contributions of the locations in a<br />
smoothing procedure. We should <strong>al</strong>so note that the <strong>rates</strong> of decay are expressed in percentiles<br />
with the proposed technique and comparison of <strong>rates</strong> needs <strong>to</strong> take in<strong>to</strong> account the starting<br />
thresholds.<br />
This approach provides a statistic<strong>al</strong>ly and clinic<strong>al</strong>ly reasonable m<strong>et</strong>hod <strong>to</strong> develop<br />
approximations of <strong>rates</strong> of worsening of glaucoma patients, and can be entirely au<strong>to</strong>mated for<br />
rapid r<strong>et</strong>riev<strong>al</strong> and ev<strong>al</strong>uation of seri<strong>al</strong> visu<strong>al</strong> <strong>field</strong> data. It provides a m<strong>et</strong>hod <strong>to</strong> 1) isolate the<br />
faster and slower components of decay in the visu<strong>al</strong> <strong>field</strong>s of an individu<strong>al</strong> glaucoma patient; 2)<br />
identify those patients who are considered fast progressors for more intensive scrutiny and care,<br />
and 3) predict, with preservation of spati<strong>al</strong> information and with appropriate confidence<br />
interv<strong>al</strong>s, the future outcome of the VF. Addition<strong>al</strong> work <strong>to</strong> v<strong>al</strong>idate the technique includes<br />
testing on a separate, larger database of glaucoma patients with long-term follow-up outside of a<br />
clinic<strong>al</strong> tri<strong>al</strong>. We <strong>al</strong>so plan, based on the identification of fast progressors, <strong>to</strong> explore baseline<br />
risk fac<strong>to</strong>rs for fast VF decay, and <strong>to</strong> test the clinic<strong>al</strong> utility of the technique in practice.<br />
14
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Table 1. Characteristics of the study samples*<br />
Main Study<br />
Sample<br />
Glaucoma<br />
(PGL)<br />
Cataract<br />
(CAT)<br />
Number of eyes 389 87 38<br />
Number of patients 309 80 31<br />
Age (years) 64.7 ± 9.6 74.7 ± 11.8 63.7 ± 15.6<br />
Follow-up (years) 8.1 ± 1.1 8.3 ± 2.1 8.5 ± 3.8<br />
Baseline IOP (mmHg) 15.3 ± 5.0 13.2 ± 2.6 16.8 ± 5.0<br />
Baseline Number Medications 2.8 ± 0.9 1.5 ± 1.1 0<br />
Race<br />
Gender<br />
Eye<br />
Cataract Surgery<br />
White 174 (44.7 %) 63 (72.3 %) 35 (92.5 %)<br />
Black 211 (54.2 %) 10 (11.5 %) 0 (0 %)<br />
Other 4 (1 %) 14 (16.2 %) 3 (7.5 %)<br />
M<strong>al</strong>e 184 (47.3 %) 29 (33 %) 19 (50 %)<br />
Fem<strong>al</strong>e 205 (52.7 %) 58 (67 %) 19 (50 %)<br />
Right 186 (47.8 %) 54 (62 %) 21 (55 %)<br />
Left 203 (52.2 %) 33 (38 %) 17 (45 %)<br />
No 225 (57.8 %) 0 (0 %) 38 (100 %)<br />
Yes 164 (42.2 %) 87 (100 %) 0 (0 %)<br />
Number of Visu<strong>al</strong> Fields 15.7 ± 3.0 11.7 ± 3.9 8.6 ± 5.0<br />
Initi<strong>al</strong> MD † (dB) −10.9 ± 5.4 −8.4 ± 6.8 −0.4 ± 3.5<br />
Fin<strong>al</strong> MD (dB) −12.9 ± 6.9 −9.3 ± 7.5 −2.0 ± 2.3<br />
15
*Data are given as the mean ± SD.<br />
† Visu<strong>al</strong> <strong>field</strong> mean deviation.<br />
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figures and Legends<br />
Figure 1. The distributions of Mean Deviation (MD) of the visu<strong>al</strong> <strong>field</strong>s for the patients included<br />
in the main study sample (n=389 eyes). The initi<strong>al</strong> MD is shown in black and the fin<strong>al</strong> MD (at<br />
end of follow-up) is shown in gray. Frequency on the Y axis indicates the number of eyes..<br />
16
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 2. Example of regression fits for a single test location over time. The series of thresholds<br />
of a single test location is fit with linear, quadratic, and exponenti<strong>al</strong> models.<br />
17
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 3. Frequency distribution of glob<strong>al</strong> <strong>rates</strong> of visu<strong>al</strong> <strong>field</strong> decay in the main study sample<br />
(n=389). The <strong>rates</strong> are based on exponenti<strong>al</strong> best fits for each visu<strong>al</strong> <strong>field</strong> location. The average<br />
rate for each eye is shown. Visu<strong>al</strong> <strong>field</strong>s g<strong>et</strong>ting worse have a positive rate of decay (shift <strong>to</strong> the<br />
right). The distribution is significantly skewed <strong>to</strong>ward the right (p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 4. The partition of test location <strong>rates</strong> of decay in<strong>to</strong> “slower” and “faster” components. The<br />
gray sc<strong>al</strong>e on the left shows the spati<strong>al</strong> distribution of test locations assigned <strong>to</strong> faster and slower<br />
components of exponenti<strong>al</strong> decay. The graphs on the right show the time course of the faster and<br />
slower components separately, superimposed on a grid that quantifies the rate of exponenti<strong>al</strong><br />
decay. In this example the average slow component rate is 0%/year, while the average faster<br />
component rate is 30%/year.<br />
19
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 5. Frequency distributions of the faster and slower components of visu<strong>al</strong> <strong>field</strong> decay in <strong>al</strong>l<br />
eyes of the main study sample (n=389). An <strong>al</strong>gorithm differentiated the fast from slow<br />
components by assigning individu<strong>al</strong> locations <strong>to</strong> two regions of relatively faster or slower <strong>rates</strong><br />
of decay. The rate of change (%/year) is d<strong>et</strong>ermined by an exponenti<strong>al</strong> fit of the faster and<br />
slower components of each eye. We used a rank-based param<strong>et</strong>ric statistic, with p-v<strong>al</strong>ues<br />
adjusted for multiple testing, <strong>to</strong> partition the progression <strong>rates</strong> in<strong>to</strong> faster and slower components.<br />
The his<strong>to</strong>grams show the distribution of the average <strong>rates</strong> for the faster and slower components,<br />
and their difference in each eye.<br />
20
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 6. The average rate of decay of the fast and slow visu<strong>al</strong> <strong>field</strong> components is plotted<br />
against the rate of change of mean deviation for <strong>al</strong>l eyes (n=389). As a reference, a line with a<br />
slope equ<strong>al</strong> <strong>to</strong> unity is drawn <strong>to</strong> represent compl<strong>et</strong>e agreement b<strong>et</strong>ween the individu<strong>al</strong> rate<br />
components and the rate of MD change. The over<strong>al</strong>l rate of change of the component associated<br />
with purely diffuse changes would regress <strong>al</strong>ong this diagon<strong>al</strong> line with a slope of unity (labeled<br />
“Diffuse”). Here the regression line of the slow component has a slope = 0.91 (p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 8. H<strong>al</strong>f-lives of the faster and slower components of visu<strong>al</strong> <strong>field</strong> decay, and the<br />
identification of “fast progressors”. H<strong>al</strong>f-life is defined as the time (years) it would take for the<br />
visu<strong>al</strong> <strong>field</strong> or its components <strong>to</strong> lose h<strong>al</strong>f of their initi<strong>al</strong> sensitivity, here shown for the faster and<br />
slower components separately (n=389). Each visu<strong>al</strong> <strong>field</strong> was assigned a fast and slow<br />
component. Fast progressors are defined here as those eyes with a faster component of ≤10<br />
years, indicated by hatched bars.<br />
22
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 9. Distribution of the differences b<strong>et</strong>ween the faster and slower components of visu<strong>al</strong> <strong>field</strong><br />
decay in separate pseudophakic glaucoma and cataract cohorts (n=87 and n=38, respectively.)<br />
The pair of his<strong>to</strong>grams shows the comparison of the distribution of differenti<strong>al</strong> <strong>rates</strong> b<strong>et</strong>ween the<br />
faster from slower components as a rate of change (%/year) in both patient groups. The<br />
distribution of mean differenti<strong>al</strong> <strong>rates</strong> is statistic<strong>al</strong>ly different b<strong>et</strong>ween the glaucoma (18.7%<br />
±10.0%] and cataract (5.4% ± 5%) cohorts (p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 9. Predicted versus actu<strong>al</strong> test location thresholds. Predictions of test location thresholds<br />
at fin<strong>al</strong> follow up were made from exponenti<strong>al</strong> model fitting of the first h<strong>al</strong>f of follow-up. A<br />
stem-and-leaf plot shows the correspondence b<strong>et</strong>ween the actu<strong>al</strong> thresholds, separated in 2 dB<br />
bins and the predicted threshold. The plot marks the 10%, 25%, 50% (median), 75%, 90%, and<br />
mean (white line) levels for each bin. A line of unity (solid line), which represents a perfect<br />
prediction, is drawn. A linear regression of predicted against actu<strong>al</strong> thresholds for <strong>al</strong>l declining<br />
test locations in <strong>al</strong>l eyes was carried out (n=389, for a <strong>to</strong>t<strong>al</strong> of 13,905 comparisons) and was<br />
associated with r 2 = 0.67 and p
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
Figure 10. An example of a visu<strong>al</strong> <strong>field</strong> rate and prediction display that summarizes the behavior<br />
of the visu<strong>al</strong> <strong>field</strong> in a typic<strong>al</strong> glaucoma<strong>to</strong>us eye and provides predictions of future behavior of<br />
the visu<strong>al</strong> <strong>field</strong>s. Top left, graysc<strong>al</strong>e of the initi<strong>al</strong> visu<strong>al</strong> <strong>field</strong> in the series. Top middle, graysc<strong>al</strong>e<br />
of the graysc<strong>al</strong>e of the fin<strong>al</strong> visu<strong>al</strong> <strong>field</strong> in the series. Top right, graysc<strong>al</strong>e of the rate of decay<br />
(%/year) at each test location. Middle left, spati<strong>al</strong> partition of the visu<strong>al</strong> <strong>field</strong> in<strong>to</strong> slower (gray)<br />
and faster (black) components. Middle and middle right, average <strong>rates</strong> of decay of the slower<br />
(gray) and faster (black) components superimposed on gridlines for exponenti<strong>al</strong> decay. Bot<strong>to</strong>m<br />
row: gray sc<strong>al</strong>e predictions for the visu<strong>al</strong> <strong>field</strong> thresholds at fin<strong>al</strong> follow up for the 10 th<br />
percentile, 50 th percentile (median), and 90 th percentile confidence interv<strong>al</strong>s; predictions were<br />
c<strong>al</strong>culated based on the regression slopes derived from the first h<strong>al</strong>f of follow-up.<br />
25
<strong>Caprioli</strong> <strong>et</strong> <strong>al</strong>. A m<strong>et</strong>hod <strong>to</strong> <strong>measure</strong> visu<strong>al</strong> <strong>field</strong> <strong>rates</strong><br />
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