Community Outreach and Capacity Building - International Relief ...
Community Outreach and Capacity Building - International Relief ...
Community Outreach and Capacity Building - International Relief ...
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AN INTEGRATED APPROACH<br />
TO INFRASTRUCTURE<br />
<strong>Community</strong><br />
<strong>Outreach</strong> <strong>and</strong><br />
<strong>Capacity</strong> <strong>Building</strong><br />
INTERNATIONAL RELIEF & DEVELOPMENT<br />
MAY 2012
<strong>Community</strong><br />
COMMUNITY OUTREACH AND<br />
CAPACITY BUILDING<br />
Policy Advisory<br />
<strong>Capacity</strong> <strong>Building</strong><br />
Partnership<br />
Economic Development<br />
GovErnmEnt<br />
Engagement<br />
mobilization<br />
Awareness<br />
risk mitigation &<br />
<strong>Capacity</strong> <strong>Building</strong><br />
PrivAtE SECtor<br />
opportunity<br />
training<br />
Assistance<br />
IRD’s <strong>Community</strong> <strong>Outreach</strong> <strong>and</strong> <strong>Capacity</strong><br />
<strong>Building</strong> model comprises an integrated<br />
set of activities designed to improve<br />
government buy-in <strong>and</strong> community<br />
acceptance, reduce risk, <strong>and</strong> increase<br />
local capacity to deliver high-quality<br />
projects — <strong>and</strong> maintain them after<br />
they are completed. While the approach<br />
is tailored to each project, the overarching<br />
goal is to support clients to manage<br />
their infrastructure needs independently<br />
for the long term.
The COCB Model<br />
Rebuilding infrastructure in nations<br />
emerging from conflict or natural disaster<br />
requires capacities beyond those required<br />
by typical construction projects. Since<br />
1998, IRD has worked with thous<strong>and</strong>s<br />
of communities, contractors, <strong>and</strong><br />
government bodies to design <strong>and</strong> manage<br />
infrastructure development projects on<br />
both small- <strong>and</strong> very large-scale. Key to<br />
our success working in unstable, kinetic,<br />
<strong>and</strong> other difficult environments is use<br />
of the service model we developed called<br />
community outreach <strong>and</strong> capacity building<br />
(COCB). The COCB approach ensures<br />
successful project delivery by addressing<br />
the capacity needs of three core players in<br />
the infrastructure sector: the government<br />
<strong>and</strong> public sector, the private sector, <strong>and</strong><br />
beneficiary communities.<br />
IRD has learned that improvement in one sector<br />
without gains in the others does not generally lead<br />
to long-term growth <strong>and</strong> improved overall capacity.<br />
Use of the COCB model improves<br />
government buy-in <strong>and</strong> community<br />
acceptance, reduces risk, <strong>and</strong> increases<br />
local capacity to deliver high-quality<br />
projects – <strong>and</strong> maintain them after they<br />
are completed. While the approach is<br />
tailored to each project, the overarching<br />
goal is to support our clients to manage<br />
their infrastructure needs independently<br />
for the long term. This capacity must be<br />
developed among all three stakeholders.<br />
IRD has learned that improvement in one<br />
sector without gains in the others does not<br />
generally lead to long-term growth <strong>and</strong><br />
improved overall capacity.
While IRD’s clients <strong>and</strong> donors specify their<br />
infrastructure needs, our community-based<br />
approaches support project implementation <strong>and</strong><br />
simultaneously build capacity for the long term.<br />
Benefits of COCB<br />
A community’s infrastructure is the<br />
most visible measure of its stability <strong>and</strong><br />
economic development. Residents <strong>and</strong><br />
visitors alike can easily gauge the number<br />
<strong>and</strong> condi tion of schools, healthcare<br />
facilities, water systems, power grids,<br />
<strong>and</strong> roads. While IRD’s clients <strong>and</strong> donors<br />
specify their infrastructure needs, our<br />
community-based approaches support<br />
project implementation <strong>and</strong> simultaneously<br />
build capacity for the long term. Projects<br />
that benefit from this approach include:<br />
••<br />
Projects in high-risk areas, conflict or<br />
post-conflict zones, <strong>and</strong> remote <strong>and</strong><br />
rural communities<br />
••<br />
Horizontal projects affecting multiple<br />
communities over a long distance, such<br />
as roads, railways, pipelines, <strong>and</strong> power<br />
transmission lines<br />
••<br />
Large-scale projects requiring<br />
construction of industrial or support<br />
facilities such as mineral extraction,<br />
energy development, <strong>and</strong><br />
government facilities<br />
••<br />
Donor-funded projects that are<br />
evaluated by results <strong>and</strong> long-term<br />
impact<br />
Targeted <strong>Capacity</strong> <strong>Building</strong><br />
In Afghanistan, where IRD successfully<br />
applied the COCB model on a very large<br />
road <strong>and</strong> bridge construction project<br />
in 2008–2011, the engineering <strong>and</strong><br />
construction industry had seriously<br />
atrophied as a result of decades of conflict.<br />
Donors <strong>and</strong> contractors working there were<br />
challenged by the high-risk environment<br />
<strong>and</strong> the low technical <strong>and</strong> managerial<br />
capacity of local firms. The national<br />
government was also challenged to develop,<br />
complete, <strong>and</strong> maintain projects. IRD met<br />
these challenges with a variety of tailored<br />
tools <strong>and</strong> training programs:<br />
••<br />
On-the-job mentoring for design-build<br />
contracts to local firms<br />
••<br />
Creation of a construction trade<br />
vocational school<br />
••<br />
Development of a mentor-protégé<br />
program to train local staff in various<br />
job skills<br />
••<br />
Training of subcontractors in<br />
construction methodology <strong>and</strong> contract<br />
<strong>and</strong> financial management<br />
••<br />
Training of technical monitors in quality<br />
assurance <strong>and</strong> field monitoring<br />
••<br />
Design of labor-intensive construction<br />
programs for combat-aged men<br />
••<br />
Provision of long-term advisory services<br />
<strong>and</strong> mentoring to government ministries<br />
••<br />
Development of a GIS-based monitoring<br />
system to track projects country-wide<br />
••<br />
Development of an internship program<br />
for university engineering students<br />
As a result of these responses, the capacity<br />
of government to budget, plan, <strong>and</strong> oversee<br />
infrastructure construction greatly<br />
increased. In addition, dozens of local firms<br />
now have the ability to bid on, manage,<br />
<strong>and</strong> complete complex infrastructure<br />
construction projects.
<strong>Community</strong> Engagement<br />
<strong>Community</strong> buy-in <strong>and</strong> support are<br />
sometimes difficult to gain but IRD knows<br />
both are essential. Small communities,<br />
especially in hard-to-reach or rural areas,<br />
may have limited information, suffer<br />
from low literacy, or do not communicate<br />
regularly with government agencies based<br />
in metropolitan areas. Without adequate<br />
outreach <strong>and</strong> engagement, community<br />
members may view the disruption created<br />
by large construction programs as against<br />
their interests, <strong>and</strong> this loss of goodwill<br />
increases risk. Once a community accepts<br />
the project, the dialogue must continue,<br />
addressing new issues as they arise to<br />
prevent or mitigate conflict. The continuous<br />
outreach also assists in addressing any<br />
short-term losses that may occur, such as of<br />
l<strong>and</strong> or homes.<br />
Well-planned infrastructure development<br />
projects address community priorities.<br />
IRD helps identify these priorities<br />
through outreach, dialogue, <strong>and</strong> rapid<br />
needs assessments. IRD has worked with<br />
thous<strong>and</strong>s of communities worldwide<br />
to identify <strong>and</strong> prioritize community<br />
development needs. We also employ<br />
local staff whenever possible to adapt<br />
this community engagement approach<br />
to the particular project. Among the<br />
many strategies we employ to engage<br />
communities are:<br />
••<br />
<strong>Outreach</strong> <strong>and</strong> dialogue with<br />
community leaders<br />
••<br />
Hiring <strong>and</strong> training of community project<br />
representatives<br />
••<br />
Mobilization of community leaders for<br />
decision-making<br />
••<br />
Inclusion strategies to broaden<br />
community ownership <strong>and</strong> support<br />
••<br />
Conflict mitigation to address issues as<br />
they arise<br />
••<br />
Information sharing <strong>and</strong> media<br />
campaigns<br />
••<br />
Comprehensive community needs<br />
assessments<br />
••<br />
Implementation of small grants programs<br />
to address gender, livelihoods, small<br />
infrastructure, <strong>and</strong> other needs<br />
••<br />
Development of processes for redress of<br />
l<strong>and</strong> acquisition<br />
••<br />
Procedures to ensure compliant<br />
disbursement of funds 1<br />
• • Rigorous monitoring <strong>and</strong> evaluation <strong>and</strong><br />
reporting procedures<br />
1 Successful community development programs comply with host-country government<br />
regulations <strong>and</strong> ensure that beneficiaries receive the maximum benefits. IRD procedures<br />
assure compliant disbursement of funds with documented results – a key to success in<br />
high-risk environments.
Meeting the Government’s Needs<br />
<strong>Building</strong> a nationwide transportation<br />
or energy network requires access to<br />
information as well as expertise in planning<br />
<strong>and</strong> management. While donor funding<br />
aids the process, government agencies<br />
must also have adequate resources <strong>and</strong><br />
oversight capacity to maximize the benefits<br />
<strong>and</strong> sustainability of public facilities. To<br />
strengthen this capacity, IRD has developed<br />
the following processes:<br />
••<br />
Baseline <strong>and</strong> gap analysis within<br />
government oversight organizations<br />
••<br />
Partnering, mentoring, <strong>and</strong> shadowing<br />
for knowledge transfer<br />
••<br />
Relationship building with stakeholders<br />
<strong>and</strong> associations<br />
••<br />
Policy advisory services, including<br />
planning <strong>and</strong> risk assessment<br />
••<br />
Training in management <strong>and</strong> specific<br />
construction disciplines<br />
••<br />
Training in use of industry-st<strong>and</strong>ard<br />
software <strong>and</strong> technology<br />
COCB for Infrastructure<br />
<strong>Outreach</strong><br />
<strong>Capacity</strong> <strong>Building</strong><br />
<strong>Community</strong> &<br />
Stakeholder Management<br />
Training &<br />
Development Programs<br />
• <strong>Outreach</strong> & promotion<br />
• Needs assessment<br />
• Conflict resolution<br />
• Ongoing dialogue<br />
• Needs-based grants<br />
• Training & mentoring<br />
• Economic opportunity<br />
• Labor-based projects<br />
• <strong>Community</strong> & local government support & inclusion<br />
• Investment yields maximum benefits<br />
• Monitoring & evaluation of impact on community<br />
• Overall risk reduction
Addressing Private Sector Needs<br />
In many emerging markets, construction<br />
contracting firms are newer businesses<br />
competing in a rapidly growing market. In<br />
Afghanistan, the influx of foreign aid <strong>and</strong><br />
the transition to country-led development,<br />
the need for local firms with strong design<br />
<strong>and</strong> construction capabilities was stronger<br />
than ever. While the capacity of these<br />
firms is increasing <strong>and</strong> industry leaders<br />
are emerging, many will require continued<br />
support from organizations like IRD to<br />
succeed. The same is true in many other<br />
developing <strong>and</strong> post-conflict countries.<br />
In countries like Kosovo, Jordan, Ethiopia,<br />
Afghanistan, <strong>and</strong> elsewhere, IRD has<br />
implemented the following strategies to<br />
increase private sector capacity:<br />
••<br />
Training programs in collaboration with<br />
trade associations <strong>and</strong> technical facilities<br />
••<br />
Internships for university students in<br />
design, construction, quality assurance,<br />
<strong>and</strong> project controls<br />
••<br />
Development of a construction<br />
vocational training center<br />
••<br />
Training classes in design, scheduling,<br />
quality assurance, <strong>and</strong> management<br />
••<br />
Contracting for on-the job experience<br />
••<br />
Provision <strong>and</strong> training in use of industryst<strong>and</strong>ard<br />
software<br />
••<br />
Development of alternate contracting<br />
strategies to address risk factors <strong>and</strong><br />
ensure an achievable scope of work<br />
••<br />
On-the-job mentoring <strong>and</strong> partnerships<br />
• • Provision of community outreach <strong>and</strong><br />
support to ensure successful project<br />
completion<br />
In many emerging markets, construction<br />
contracting firms are newer businesses competing<br />
in a rapidly growing market.<br />
To succeed over the long term, local<br />
contractors must complete progressively<br />
larger <strong>and</strong> more complex projects. IRD can<br />
facilitate this by advising donors <strong>and</strong> prime<br />
contractors on how to adapt the tender<br />
process to the capacity level of the region<br />
or country. In addition, we can provide<br />
linkages to other donors <strong>and</strong> stakeholders<br />
to fill in gaps, for example, access to banking<br />
services, credit, or insurance.
Partnering with IRD<br />
IRD has staff on h<strong>and</strong> who can visit your<br />
project site or office, <strong>and</strong> we have a large<br />
network of strategic partners <strong>and</strong> in-country<br />
relationships to support your project. We<br />
also offer professional consulting services<br />
in program development <strong>and</strong> can mobilize<br />
staff quickly to any part of the world. Our<br />
project development services include<br />
concept paper development, development<br />
of requests for proposals, feasibility studies,<br />
<strong>and</strong> risk analysis. IRD’s other operating units<br />
employ a vast array of experts in logistics,<br />
agriculture, community stabilization,<br />
health, governance, <strong>and</strong> relief who can<br />
assist with your programs as needed. IRD<br />
is headquartered in Arlington, Virginia,<br />
<strong>and</strong> maintains offices worldwide. For more<br />
information on our capacities <strong>and</strong> services,<br />
contact Director of Program Operations<br />
Gilbert Richard (grichard@ird-dc.org).<br />
IRD’s mission is to reduce the suffering of the world’s most<br />
vulnerable groups <strong>and</strong> provide the tools <strong>and</strong> resources<br />
needed to increase their self-sufficiency.<br />
INTERNATIONAL RELIEF & DEVELOPMENT | 1621 NORTH KENT STREET, 4TH FLOOR | ARLINGTON, VA 22209<br />
T 703.248.0161 | F 703.248.0194 | WWW.IRD.ORG