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AN INTEGRATED APPROACH<br />

TO INFRASTRUCTURE<br />

<strong>Community</strong><br />

<strong>Outreach</strong> <strong>and</strong><br />

<strong>Capacity</strong> <strong>Building</strong><br />

INTERNATIONAL RELIEF & DEVELOPMENT<br />

MAY 2012


<strong>Community</strong><br />

COMMUNITY OUTREACH AND<br />

CAPACITY BUILDING<br />

Policy Advisory<br />

<strong>Capacity</strong> <strong>Building</strong><br />

Partnership<br />

Economic Development<br />

GovErnmEnt<br />

Engagement<br />

mobilization<br />

Awareness<br />

risk mitigation &<br />

<strong>Capacity</strong> <strong>Building</strong><br />

PrivAtE SECtor<br />

opportunity<br />

training<br />

Assistance<br />

IRD’s <strong>Community</strong> <strong>Outreach</strong> <strong>and</strong> <strong>Capacity</strong><br />

<strong>Building</strong> model comprises an integrated<br />

set of activities designed to improve<br />

government buy-in <strong>and</strong> community<br />

acceptance, reduce risk, <strong>and</strong> increase<br />

local capacity to deliver high-quality<br />

projects — <strong>and</strong> maintain them after<br />

they are completed. While the approach<br />

is tailored to each project, the overarching<br />

goal is to support clients to manage<br />

their infrastructure needs independently<br />

for the long term.


The COCB Model<br />

Rebuilding infrastructure in nations<br />

emerging from conflict or natural disaster<br />

requires capacities beyond those required<br />

by typical construction projects. Since<br />

1998, IRD has worked with thous<strong>and</strong>s<br />

of communities, contractors, <strong>and</strong><br />

government bodies to design <strong>and</strong> manage<br />

infrastructure development projects on<br />

both small- <strong>and</strong> very large-scale. Key to<br />

our success working in unstable, kinetic,<br />

<strong>and</strong> other difficult environments is use<br />

of the service model we developed called<br />

community outreach <strong>and</strong> capacity building<br />

(COCB). The COCB approach ensures<br />

successful project delivery by addressing<br />

the capacity needs of three core players in<br />

the infrastructure sector: the government<br />

<strong>and</strong> public sector, the private sector, <strong>and</strong><br />

beneficiary communities.<br />

IRD has learned that improvement in one sector<br />

without gains in the others does not generally lead<br />

to long-term growth <strong>and</strong> improved overall capacity.<br />

Use of the COCB model improves<br />

government buy-in <strong>and</strong> community<br />

acceptance, reduces risk, <strong>and</strong> increases<br />

local capacity to deliver high-quality<br />

projects – <strong>and</strong> maintain them after they<br />

are completed. While the approach is<br />

tailored to each project, the overarching<br />

goal is to support our clients to manage<br />

their infrastructure needs independently<br />

for the long term. This capacity must be<br />

developed among all three stakeholders.<br />

IRD has learned that improvement in one<br />

sector without gains in the others does not<br />

generally lead to long-term growth <strong>and</strong><br />

improved overall capacity.


While IRD’s clients <strong>and</strong> donors specify their<br />

infrastructure needs, our community-based<br />

approaches support project implementation <strong>and</strong><br />

simultaneously build capacity for the long term.<br />

Benefits of COCB<br />

A community’s infrastructure is the<br />

most visible measure of its stability <strong>and</strong><br />

economic development. Residents <strong>and</strong><br />

visitors alike can easily gauge the number<br />

<strong>and</strong> condi tion of schools, healthcare<br />

facilities, water systems, power grids,<br />

<strong>and</strong> roads. While IRD’s clients <strong>and</strong> donors<br />

specify their infrastructure needs, our<br />

community-based approaches support<br />

project implementation <strong>and</strong> simultaneously<br />

build capacity for the long term. Projects<br />

that benefit from this approach include:<br />

••<br />

Projects in high-risk areas, conflict or<br />

post-conflict zones, <strong>and</strong> remote <strong>and</strong><br />

rural communities<br />

••<br />

Horizontal projects affecting multiple<br />

communities over a long distance, such<br />

as roads, railways, pipelines, <strong>and</strong> power<br />

transmission lines<br />

••<br />

Large-scale projects requiring<br />

construction of industrial or support<br />

facilities such as mineral extraction,<br />

energy development, <strong>and</strong><br />

government facilities<br />

••<br />

Donor-funded projects that are<br />

evaluated by results <strong>and</strong> long-term<br />

impact<br />

Targeted <strong>Capacity</strong> <strong>Building</strong><br />

In Afghanistan, where IRD successfully<br />

applied the COCB model on a very large<br />

road <strong>and</strong> bridge construction project<br />

in 2008–2011, the engineering <strong>and</strong><br />

construction industry had seriously<br />

atrophied as a result of decades of conflict.<br />

Donors <strong>and</strong> contractors working there were<br />

challenged by the high-risk environment<br />

<strong>and</strong> the low technical <strong>and</strong> managerial<br />

capacity of local firms. The national<br />

government was also challenged to develop,<br />

complete, <strong>and</strong> maintain projects. IRD met<br />

these challenges with a variety of tailored<br />

tools <strong>and</strong> training programs:<br />

••<br />

On-the-job mentoring for design-build<br />

contracts to local firms<br />

••<br />

Creation of a construction trade<br />

vocational school<br />

••<br />

Development of a mentor-protégé<br />

program to train local staff in various<br />

job skills<br />

••<br />

Training of subcontractors in<br />

construction methodology <strong>and</strong> contract<br />

<strong>and</strong> financial management<br />

••<br />

Training of technical monitors in quality<br />

assurance <strong>and</strong> field monitoring<br />

••<br />

Design of labor-intensive construction<br />

programs for combat-aged men<br />

••<br />

Provision of long-term advisory services<br />

<strong>and</strong> mentoring to government ministries<br />

••<br />

Development of a GIS-based monitoring<br />

system to track projects country-wide<br />

••<br />

Development of an internship program<br />

for university engineering students<br />

As a result of these responses, the capacity<br />

of government to budget, plan, <strong>and</strong> oversee<br />

infrastructure construction greatly<br />

increased. In addition, dozens of local firms<br />

now have the ability to bid on, manage,<br />

<strong>and</strong> complete complex infrastructure<br />

construction projects.


<strong>Community</strong> Engagement<br />

<strong>Community</strong> buy-in <strong>and</strong> support are<br />

sometimes difficult to gain but IRD knows<br />

both are essential. Small communities,<br />

especially in hard-to-reach or rural areas,<br />

may have limited information, suffer<br />

from low literacy, or do not communicate<br />

regularly with government agencies based<br />

in metropolitan areas. Without adequate<br />

outreach <strong>and</strong> engagement, community<br />

members may view the disruption created<br />

by large construction programs as against<br />

their interests, <strong>and</strong> this loss of goodwill<br />

increases risk. Once a community accepts<br />

the project, the dialogue must continue,<br />

addressing new issues as they arise to<br />

prevent or mitigate conflict. The continuous<br />

outreach also assists in addressing any<br />

short-term losses that may occur, such as of<br />

l<strong>and</strong> or homes.<br />

Well-planned infrastructure development<br />

projects address community priorities.<br />

IRD helps identify these priorities<br />

through outreach, dialogue, <strong>and</strong> rapid<br />

needs assessments. IRD has worked with<br />

thous<strong>and</strong>s of communities worldwide<br />

to identify <strong>and</strong> prioritize community<br />

development needs. We also employ<br />

local staff whenever possible to adapt<br />

this community engagement approach<br />

to the particular project. Among the<br />

many strategies we employ to engage<br />

communities are:<br />

••<br />

<strong>Outreach</strong> <strong>and</strong> dialogue with<br />

community leaders<br />

••<br />

Hiring <strong>and</strong> training of community project<br />

representatives<br />

••<br />

Mobilization of community leaders for<br />

decision-making<br />

••<br />

Inclusion strategies to broaden<br />

community ownership <strong>and</strong> support<br />

••<br />

Conflict mitigation to address issues as<br />

they arise<br />

••<br />

Information sharing <strong>and</strong> media<br />

campaigns<br />

••<br />

Comprehensive community needs<br />

assessments<br />

••<br />

Implementation of small grants programs<br />

to address gender, livelihoods, small<br />

infrastructure, <strong>and</strong> other needs<br />

••<br />

Development of processes for redress of<br />

l<strong>and</strong> acquisition<br />

••<br />

Procedures to ensure compliant<br />

disbursement of funds 1<br />

• • Rigorous monitoring <strong>and</strong> evaluation <strong>and</strong><br />

reporting procedures<br />

1 Successful community development programs comply with host-country government<br />

regulations <strong>and</strong> ensure that beneficiaries receive the maximum benefits. IRD procedures<br />

assure compliant disbursement of funds with documented results – a key to success in<br />

high-risk environments.


Meeting the Government’s Needs<br />

<strong>Building</strong> a nationwide transportation<br />

or energy network requires access to<br />

information as well as expertise in planning<br />

<strong>and</strong> management. While donor funding<br />

aids the process, government agencies<br />

must also have adequate resources <strong>and</strong><br />

oversight capacity to maximize the benefits<br />

<strong>and</strong> sustainability of public facilities. To<br />

strengthen this capacity, IRD has developed<br />

the following processes:<br />

••<br />

Baseline <strong>and</strong> gap analysis within<br />

government oversight organizations<br />

••<br />

Partnering, mentoring, <strong>and</strong> shadowing<br />

for knowledge transfer<br />

••<br />

Relationship building with stakeholders<br />

<strong>and</strong> associations<br />

••<br />

Policy advisory services, including<br />

planning <strong>and</strong> risk assessment<br />

••<br />

Training in management <strong>and</strong> specific<br />

construction disciplines<br />

••<br />

Training in use of industry-st<strong>and</strong>ard<br />

software <strong>and</strong> technology<br />

COCB for Infrastructure<br />

<strong>Outreach</strong><br />

<strong>Capacity</strong> <strong>Building</strong><br />

<strong>Community</strong> &<br />

Stakeholder Management<br />

Training &<br />

Development Programs<br />

• <strong>Outreach</strong> & promotion<br />

• Needs assessment<br />

• Conflict resolution<br />

• Ongoing dialogue<br />

• Needs-based grants<br />

• Training & mentoring<br />

• Economic opportunity<br />

• Labor-based projects<br />

• <strong>Community</strong> & local government support & inclusion<br />

• Investment yields maximum benefits<br />

• Monitoring & evaluation of impact on community<br />

• Overall risk reduction


Addressing Private Sector Needs<br />

In many emerging markets, construction<br />

contracting firms are newer businesses<br />

competing in a rapidly growing market. In<br />

Afghanistan, the influx of foreign aid <strong>and</strong><br />

the transition to country-led development,<br />

the need for local firms with strong design<br />

<strong>and</strong> construction capabilities was stronger<br />

than ever. While the capacity of these<br />

firms is increasing <strong>and</strong> industry leaders<br />

are emerging, many will require continued<br />

support from organizations like IRD to<br />

succeed. The same is true in many other<br />

developing <strong>and</strong> post-conflict countries.<br />

In countries like Kosovo, Jordan, Ethiopia,<br />

Afghanistan, <strong>and</strong> elsewhere, IRD has<br />

implemented the following strategies to<br />

increase private sector capacity:<br />

••<br />

Training programs in collaboration with<br />

trade associations <strong>and</strong> technical facilities<br />

••<br />

Internships for university students in<br />

design, construction, quality assurance,<br />

<strong>and</strong> project controls<br />

••<br />

Development of a construction<br />

vocational training center<br />

••<br />

Training classes in design, scheduling,<br />

quality assurance, <strong>and</strong> management<br />

••<br />

Contracting for on-the job experience<br />

••<br />

Provision <strong>and</strong> training in use of industryst<strong>and</strong>ard<br />

software<br />

••<br />

Development of alternate contracting<br />

strategies to address risk factors <strong>and</strong><br />

ensure an achievable scope of work<br />

••<br />

On-the-job mentoring <strong>and</strong> partnerships<br />

• • Provision of community outreach <strong>and</strong><br />

support to ensure successful project<br />

completion<br />

In many emerging markets, construction<br />

contracting firms are newer businesses competing<br />

in a rapidly growing market.<br />

To succeed over the long term, local<br />

contractors must complete progressively<br />

larger <strong>and</strong> more complex projects. IRD can<br />

facilitate this by advising donors <strong>and</strong> prime<br />

contractors on how to adapt the tender<br />

process to the capacity level of the region<br />

or country. In addition, we can provide<br />

linkages to other donors <strong>and</strong> stakeholders<br />

to fill in gaps, for example, access to banking<br />

services, credit, or insurance.


Partnering with IRD<br />

IRD has staff on h<strong>and</strong> who can visit your<br />

project site or office, <strong>and</strong> we have a large<br />

network of strategic partners <strong>and</strong> in-country<br />

relationships to support your project. We<br />

also offer professional consulting services<br />

in program development <strong>and</strong> can mobilize<br />

staff quickly to any part of the world. Our<br />

project development services include<br />

concept paper development, development<br />

of requests for proposals, feasibility studies,<br />

<strong>and</strong> risk analysis. IRD’s other operating units<br />

employ a vast array of experts in logistics,<br />

agriculture, community stabilization,<br />

health, governance, <strong>and</strong> relief who can<br />

assist with your programs as needed. IRD<br />

is headquartered in Arlington, Virginia,<br />

<strong>and</strong> maintains offices worldwide. For more<br />

information on our capacities <strong>and</strong> services,<br />

contact Director of Program Operations<br />

Gilbert Richard (grichard@ird-dc.org).<br />

IRD’s mission is to reduce the suffering of the world’s most<br />

vulnerable groups <strong>and</strong> provide the tools <strong>and</strong> resources<br />

needed to increase their self-sufficiency.<br />

INTERNATIONAL RELIEF & DEVELOPMENT | 1621 NORTH KENT STREET, 4TH FLOOR | ARLINGTON, VA 22209<br />

T 703.248.0161 | F 703.248.0194 | WWW.IRD.ORG

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