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Attentus CDO I Offering Circular - Irish Stock Exchange

Attentus CDO I Offering Circular - Irish Stock Exchange

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VARY DEPENDING ON THE RELEVANT JURISDICTION, AND WHICH MAY REQUIRE<br />

RESALES TO BE MADE IN ACCORDANCE WITH EXEMPTIONS FROM REGISTRATION AND<br />

PROSPECTUS REQUIREMENTS. CANADIAN PURCHASERS (“PURCHASERS”) ARE ADVISED<br />

TO SEEK LEGAL ADVICE PRIOR TO ANY RESALE OF THE OFFERED NOTES.<br />

EACH PURCHASER WHO RECEIVES A PURCHASE CONFIRMATION REGARDING THE<br />

OFFERED NOTES WILL BE DEEMED TO HAVE REPRESENTED TO THE ISSUER, THE CO-<br />

ISSUER OR THE INITIAL PURCHASER, AS APPLICABLE, AND ANY DEALER FROM WHOM<br />

SUCH CONFIRMATION IS RECEIVED THAT (I) SUCH PURCHASER IS ENTITLED UNDER<br />

APPLICABLE CANADIAN PROVINCIAL SECURITIES LAWS TO PURCHASE SUCH<br />

SECURITIES WITHOUT THE BENEFIT OF A PROSPECTUS QUALIFIED UNDER SUCH<br />

SECURITIES LAWS, (II) SUCH PURCHASER HAS REVIEWED THE RESALE RESTRICTIONS IN<br />

THE DEFINITIVE OFFERING MEMORANDUM, (III) WHERE REQUIRED BY LAW, SUCH<br />

PURCHASER IS PURCHASING AS PRINCIPAL AND NOT AS AGENT, (IV) THE AGGREGATE<br />

ACQUISITION COST OF PURCHASING THE OFFERED NOTES FOR SUCH PURCHASER IS AT<br />

LEAST CDN $500,000 AND, IF PURCHASING AS AGENT IN THE PROVINCES OF MANITOBA<br />

OR ONTARIO, AT LEAST CDN $500,000 PER ACCOUNT ON BEHALF OF WHICH SUCH<br />

PURCHASE IS EFFECTED, (V) IF SUCH PURCHASER IS LOCATED IN MANITOBA, SUCH<br />

PURCHASER IS NOT AN INDIVIDUAL AND IS PURCHASING FOR INVESTMENT ONLY AND<br />

NOT WITH A VIEW TO RESALE OR DISTRIBUTION, (VI) IF SUCH PURCHASER IS LOCATED<br />

IN ONTARIO, A DEALER REGISTERED AS AN INTERNATIONAL DEALER IN ONTARIO MAY<br />

SELL SECURITIES TO SUCH PURCHASER, AND (VII) IF SUCH PURCHASER IS LOCATED IN<br />

QUEBEC, SUCH PURCHASER IS A “SOPHISTICATED PURCHASER” WITHIN THE MEANING<br />

OF SECTION 43 OF THE SECURITIES ACT (QUEBEC).<br />

CONTRACTUAL RIGHT OF ACTION FOR RESCISSION OR DAMAGES<br />

(OFFERING IN ONTARIO)<br />

THE SECURITIES WHICH WILL BE OFFERED ARE THOSE OF FOREIGN ISSUERS, AND<br />

ONTARIO PURCHASERS WILL NOT RECEIVE THE CONTRACTUAL RIGHT OF ACTION<br />

PRESCRIBED BY SECTION 32 OF THE REGULATION UNDER THE SECURITIES ACT<br />

(ONTARIO). AS A RESULT, ONTARIO PURCHASERS MUST RELY ON OTHER REMEDIES<br />

THAT MAY BE AVAILABLE, INCLUDING COMMON LAW RIGHTS OF ACTION FOR<br />

DAMAGES OR RESCISSION OR RIGHTS OF ACTION UNDER THE CIVIL LIABILITY<br />

PROVISIONS OF THE U.S. FEDERAL SECURITIES LAWS.<br />

THE ISSUER AND THE CO-ISSUER AS WELL AS THE OTHER PERSONS NAMED HEREIN<br />

MAY BE LOCATED OUTSIDE OF CANADA AND, AS A RESULT, IT MAY NOT BE POSSIBLE<br />

FOR ONTARIO PURCHASERS TO EFFECT SERVICE OF PROCESS WITHIN CANADA UPON<br />

THE ISSUER AND THE CO-ISSUER OR SUCH OTHER PERSONS. ALL OR A SUBSTANTIAL<br />

PORTION OF THE ASSETS OF THE ISSUER, THE CO-ISSUER AND SUCH OTHER PERSONS<br />

MAY BE LOCATED OUTSIDE OF CANADA AND, AS A RESULT, IT MAY NOT BE POSSIBLE<br />

TO SATISFY A JUDGMENT AGAINST THE ISSUER, THE CO-ISSUER OR SUCH OTHER<br />

PERSONS IN CANADA OR TO ENFORCE A JUDGMENT OBTAINED IN CANADIAN COURTS<br />

AGAINST SUCH ISSUER, CO-ISSUER OR OTHER PERSONS OUTSIDE OF CANADA.<br />

THE FOREGOING SUMMARY IS SUBJECT TO THE EXPRESS PROVISIONS OF THE<br />

SECURITIES ACT (ONTARIO), AND THE REGULATIONS THEREUNDER AND REFERENCE IS<br />

MADE THERETO FOR THE COMPLETE TEXT OF SUCH PROVISIONS. SUCH PROVISIONS<br />

MAY CONTAIN LIMITATIONS AND STATUTORY DEFENSES ON WHICH THE ISSUER AND<br />

THE CO-ISSUER MAY RELY.<br />

xiii

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