Investment Management Seminar Agenda - K&L Gates
Investment Management Seminar Agenda - K&L Gates
Investment Management Seminar Agenda - K&L Gates
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WEDNESDAY, NOVEMBER 7, 2007 (cont.)<br />
(All times Eastern Standard Time)<br />
4:30 pm – 5:15 pm MUTUAL FUND PRICING AND FAIR VALUATION<br />
Presented by: Fatima S. Sulaiman<br />
• Daily, Forward Pricing Requirement—Rule 22c–1<br />
• Market and Fair Value Determinations—Section 2(a)(41) and Rule 2a–4<br />
• Correction of Pricing Errors<br />
Ms. Sulaiman’s practice consists principally of representing investment<br />
companies and investment advisory firms as to regulatory and compliance<br />
issues, including issues related to federal securities law disclosure and<br />
SEC registration, as well as in connection with business transactions. She<br />
has drafted registration statements, proxy statements, SEC exemptive<br />
applications, and legal documents relating to the formation and termination<br />
of corporate entities and investment companies. Reach her on 202.778.9223<br />
or fatima.sulaiman@klgates.com.<br />
5:15 pm – 5:45 pm SPECIAL REQUIREMENTS FOR MONEY MARKET FUNDS (RULE 2a–7)<br />
Presented by: Arthur C. Delibert<br />
Mr. Delibert represents and advises open- and closed-end investment<br />
companies, investment advisers, investment company independent trustees,<br />
and fund distributors. Mr. Delibert is responsible for organizing the firm’s<br />
<strong>Investment</strong> <strong>Management</strong> Training <strong>Seminar</strong>. Reach him on: 202.778.9042<br />
or arthur.delibert@klgates.com.
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