Investment Management Seminar Agenda - K&L Gates
Investment Management Seminar Agenda - K&L Gates
Investment Management Seminar Agenda - K&L Gates
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THURSDAY, NOVEMBER 8, 2007 (cont.)<br />
(All times Eastern Standard Time)<br />
12:15 pm – 1:00 pm LUNCH<br />
1:00 pm – 1:45 pm OVERVIEW OF FEDERAL TAX ASPECTS AFFECTING MUTUAL FUNDS<br />
Presented by: Theodore L. Press<br />
Mr. Press’ practice focuses on federal and state income tax matters involving<br />
financial institutions and other corporations, private investment and other<br />
partnerships and limited liability companies (including “hedge funds”),<br />
other “pass-through” entities (including regulated investment companies,<br />
common and collective trust funds, and group trusts), and individuals<br />
(including U.S. citizens, as well as resident and nonresident aliens).<br />
Reach him on: 202.778.9025 or ted.press@klgates.com.<br />
1:45 pm – 2:15 pm ERISA ISSUES<br />
Presented by: William A. Schmidt<br />
Mr. Schmidt works in the areas of institutional investing and employee<br />
benefits, with particular emphasis on fiduciary responsibility matters under<br />
the Employee Retirement Income Security Act of 1974 (“ERISA”). Mr.<br />
Schmidt advises major financial institutions, including banks, insurance<br />
companies, registered investment advisers and large employee benefit<br />
plans, about ERISA restrictions relating to plan investments and to fee<br />
arrangements for investment management and plan administrative services.<br />
Reach him on: 202.778.9373 or william.schmidt@klgates.com.<br />
2:15 pm – 2:45 pm ANTI-MONEY LAUNDERING<br />
Presented by: Beth R. Kramer and András P. Teleki<br />
Ms. Kramer focuses her practice in the investment management and<br />
securities field. She regularly advises registered investment companies,<br />
investment advisers, private domestic and offshore investment funds and<br />
financial institutions on structuring, organization, distribution, compliance,<br />
anti-money laundering, and other regulatory issues. Reach her on<br />
212.536.4024 or beth.kramer@klgates.com.<br />
Mr. Teleki focuses his practice on regulatory compliance issues facing<br />
registered investment companies, broker-dealers, and insurance<br />
companies with respect to variable insurance products. He frequently<br />
works on developing anti-money laundering solutions for banks, asset<br />
management and insurance company clients and is a frequent speaker<br />
on this topic.He also has experience in corporate governance issues.<br />
Reach him on 202.778.9477 or andras.teleki@klgates.com.
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