Espírito Santo Investment p.l.c. Banco Espírito Santo de ... - BES

amended by Section 70(d) of the Central Bank Act, 1997. The Notes do not have the status of bank deposits and
are not within the scope of the Deposit Protection Scheme operated by the Financial Regulator and the Issuer is
not regulated by the Financial Regulator arising from the issue of commercial paper.] 1
[For Bearer Notes or Registered Notes (other than Interbolsa Notes) only: Unless otherwise permitted by the
current laws and regulations or by the Financial Regulator, Notes having a term of less than one year must have a
minimum denomination of 125,000 (or its equivalent in any other currency).]
1. Issuer: [Espírito Santo Investment p.l.c./Banco Espírito Santo de
Investimento, S.A. acting through its [head
office]/[London branch/[New York branch] 2 ]
2. [(i)] Series Number: [ ]
[(ii) Tranche Number: [ ]
(If fungible with an existing Series, details of that Series,
including the date on which the Notes become fungible)]
3. Specified Currency or Currencies: [ ]
4. Aggregate Nominal Amount:
[(i)] Series: [ ]
[(ii)] Tranche: [ ]
5. Issue Price of Tranche: [ ] per cent. of the Aggregate Nominal Amount [plus
accrued interest from [[insert date] (if applicable)]
6. (a) Specified Denominations: [ ]
(N.B. If an issue of Notes is (i) NOT admitted to trading
on an European Economic Area exchange; and (ii) only
offered in the European Economic Area in circumstances
where a prospectus is not required to be published under
the Prospectus Directive the 50,000 minimum
denomination is not required)
(NB – where multiple denominations above [50,000] or
equivalent are being used the following sample wording
should be followed:
“[ 50,000] and integral multiples of [1,000] in excess
thereof up to and including [99,000]. No Notes in
definitive form will be issued with a denomination above
[99,000].”) 3
[ ]
(b) Calculation Amount (Applicable to
Notes in definitive form.)
(If only one Specified Denomination, insert the Specified
Denomination.
If more than one Specified Denomination, insert the
highest common factor. Note: There must be a common
factor in the case of two or more Specified
Denominations.)
7. [(i)] Issue Date: [ ]
[(ii) Interest Commencement Date: [specify/Issue Date/Not Applicable]
(N.B. An Interest Commencement Date will not be
relevant for certain Notes, for example Zero Coupon
Notes.) In addition, the Interest Commencement Date may
be subject to Condition 5 (d) (“ Interest Cancellation”) in
case of Undated Deeply Subordinated Notes.)
8. Maturity Date: [Fixed rate – specify date/Floating rate – Interest
Payment Date falling in [specify month and year]]
9. Interest Basis: [ [ ] per cent. Fixed Rate]
[[LIBOR/EURIBOR] [ ] per cent. Floating Rate]
[Zero Coupon]
[Indexed Interest Notes]
[And subject to Condition 5 (d) (“Interest Cancellation”)
(for Undated Deeply Subordinated Notes)]
[specify other]
(further particulars specified below)
1 Include if the Notes have a term of less than 366 days (to allow for a leap year).2 Notes issued by BESI through its New York
branch may not have contingent principal payments.3 Delete if Notes being issued are in registered form.
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