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Judicial Compensation in New York: A National Perspective, Report

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4 JUDICIAL COMPENSATION IN NEW YORK: A NATIONAL PERSPECTIVE<br />

I.<br />

THE STANDARD<br />

NCSC IS AN INDEPENDENT NOT-FOR-PROFIT ORGANIZATION dedicated to improv<strong>in</strong>g the<br />

adm<strong>in</strong>istration of justice through leadership and service to state courts. NCSC provides<br />

research, <strong>in</strong>formation and consult<strong>in</strong>g services to state court leaders on key national policy<br />

issues. NCSC has monitored and analyzed state judicial salary trends s<strong>in</strong>ce 1974. 1<br />

On April 9, 2007, Chief Judge Judith S. Kaye asked NCSC to undertake a study of<br />

judicial compensation trends <strong>in</strong> <strong>New</strong> <strong>York</strong> State and offer recommendations before the<br />

close of the State’s legislative session <strong>in</strong> late June 2007. 2<br />

In general, NCSC recommends that states establish and ma<strong>in</strong>ta<strong>in</strong> processes for<br />

determ<strong>in</strong><strong>in</strong>g judicial compensation that meet the objectives of equity, regularity, objectivity,<br />

and separation from politics. These four objectives emerged from the most comprehensive<br />

study conducted of state judicial compensation practices, undertaken by<br />

NCSC with fund<strong>in</strong>g from a private foundation. 3 They represent the practices, distilled<br />

from long national experience, best calculated to promote judicial <strong>in</strong>dependence and<br />

ma<strong>in</strong>ta<strong>in</strong> the proper balance of powers among the three branches of government.<br />

Equity: Careers <strong>in</strong> public service demand sacrifice, and those who jo<strong>in</strong> the bench<br />

must be ready to forego the more lucrative compensation available <strong>in</strong> the private sector.<br />

Nonetheless, judicial salaries should be broadly comparable to the remuneration<br />

received by attorneys tak<strong>in</strong>g similar career paths and by other public servants hav<strong>in</strong>g<br />

comparable responsibility, tra<strong>in</strong><strong>in</strong>g and experience.<br />

Regularity: The real value of judicial compensation should be ma<strong>in</strong>ta<strong>in</strong>ed through<br />

adjustments that respond to <strong>in</strong>flation so that the salary a judge accepts upon jo<strong>in</strong><strong>in</strong>g the<br />

bench is not eroded to the detriment of his or her family. Equity is rarely possible <strong>in</strong> the<br />

absence of regular reviews that respond to cost-of-liv<strong>in</strong>g <strong>in</strong>creases.<br />

Objectivity: <strong>Judicial</strong> compensation should be set and revised by reference to an<br />

agreed-upon set of objective criteria that can be easily evaluated by the public. The<br />

process also should be transparent to the public.<br />

Separation From Politics: Decisions on judicial compensation should not be a basis<br />

for express<strong>in</strong>g Legislative or Executive Branch dissatisfaction with specific court decisions.<br />

Nor should judicial pay be adversely affected because of disagreement between<br />

the Legislative and Executive Branches over policy issues unrelated to the compensation<br />

of public officers. Failure to raise judicial compensation or provide cost-of-liv<strong>in</strong>g adjustments<br />

is an <strong>in</strong>appropriate method for hold<strong>in</strong>g judiciaries accountable.<br />

1 NCSC’s resources on judicial compensation are on-l<strong>in</strong>e at http://www.ncsconl<strong>in</strong>e.org/d_kis/salary_ survey/home.asp.<br />

2 NCSC analyzed salary data for general jurisdiction trial court judges around the country, salary trends for comparable<br />

legal and nonlegal professional positions <strong>in</strong> both the public and private sectors, and various cost-of-liv<strong>in</strong>g <strong>in</strong>dicators<br />

such as the Consumer Price Index. NCSC also reviewed <strong>New</strong> <strong>York</strong>’s judicial compensation history s<strong>in</strong>ce the 1970s.<br />

3 The study was funded by the Cades Foundation to exam<strong>in</strong>e the mechanisms be<strong>in</strong>g used nationally to set judicial salary<br />

levels. The specific purpose was to propose a model for Hawaii, but the underly<strong>in</strong>g research was national <strong>in</strong> scope, drew<br />

general conclusions, and recommended “best approaches.” Bob Tob<strong>in</strong> & Kent Pankey, Sett<strong>in</strong>g <strong>Judicial</strong> Salaries <strong>in</strong><br />

Hawaii: Model Based on Comparative <strong>National</strong> Study for the Cades Foundation. Denver: Court Consult<strong>in</strong>g Services,<br />

<strong>National</strong> Center for State Courts (January 2003)

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