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A basic guide to cosmetic formulation - Creative Developments

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A Basic Guide <strong>to</strong><br />

Cosmetic &<br />

Toiletry Development<br />

John Woodruff<br />

john.woodruff@creative-developments.co.uk 1


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

<br />

<br />

<br />

<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 2


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 3


What is a <strong>cosmetic</strong> product?<br />

European Regulations specify 6 functions for<br />

<strong>cosmetic</strong> products, namely:-<br />

<br />

<br />

<br />

<br />

<br />

<br />

<strong>to</strong> perfume<br />

<strong>to</strong> clean<br />

<strong>to</strong> change the appearance<br />

<strong>to</strong> protect<br />

<strong>to</strong> keep in good condition<br />

<strong>to</strong> correct body odours<br />

john.woodruff@creative-developments.co.uk 4


To perfume<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Perfume<br />

Toilet waters<br />

Mists & sprays<br />

Aromatherapy preparations<br />

Bath additives<br />

Shower gels<br />

Deodorants<br />

Body lotions<br />

These products<br />

should<br />

not penetrate the skin<br />

but perfume<br />

compounds<br />

including essential<br />

oils may do so.<br />

john.woodruff@creative-developments.co.uk 5


To clean<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Soap<br />

Syndet bars<br />

Bath additives<br />

Shower gels<br />

Cleansing emulsions<br />

Scrubs<br />

Cleansing masks<br />

Shampoos<br />

These products should<br />

not penetrate the skin<br />

but they do affect the<br />

skin surface (Stratum<br />

corneum – SC), they<br />

can remove skin lipids,<br />

affect skin barrier<br />

properties, increase<br />

cell turn- over, change<br />

pH & cause loss of<br />

moisture<br />

john.woodruff@creative-developments.co.uk 6


To change the appearance<br />

<br />

<br />

<br />

<br />

<br />

Decorative <strong>cosmetic</strong>s<br />

Foundation creams<br />

Blushers<br />

Lipsticks & eye shadows<br />

Fake tans<br />

Cover fine lines & wrinkles<br />

Plump out fine lines & wrinkles*<br />

Freeze facial muscles*<br />

DHA tanning*<br />

Skin lightening*<br />

These products should<br />

not penetrate the skin.<br />

*These products need<br />

<strong>to</strong> penetrate the S.C.<br />

john.woodruff@creative-developments.co.uk 7


To protect<br />

<br />

<br />

<br />

Sun protection<br />

Barrier creams<br />

Antiseptic washes<br />

These products should<br />

not penetrate the skin.<br />

<br />

<br />

Anti-oxidants*<br />

Protect immune system*<br />

*These products need<br />

<strong>to</strong> penetrate the S.C.<br />

john.woodruff@creative-developments.co.uk 8


To keep in good condition<br />

<br />

<br />

<br />

<br />

Moisturise<br />

Occlusive film<br />

Humectants<br />

NMF*<br />

Anti-oxidants*<br />

Support immune system*<br />

Plump out fine lines & wrinkles*<br />

NMF = Urea, cholesterol,<br />

sodium lactate, lactic acid,<br />

amino acids, phospholipids,<br />

sodium PCa, water<br />

*Generally these<br />

products need <strong>to</strong><br />

penetrate the S.C.<br />

john.woodruff@creative-developments.co.uk 9


To correct body odours<br />

<br />

<br />

<br />

Deodorants<br />

Antiperspirants<br />

Cleansing*<br />

e.g.washing<br />

These products should<br />

not penetrate the skin.<br />

*These products may<br />

affect the S.C.<br />

john.woodruff@creative-developments.co.uk 10


Field of application<br />

The field of application of <strong>cosmetic</strong>s is <strong>to</strong><br />

one or more of the following:<br />

the epidermis<br />

the hair system<br />

the nails<br />

the lips<br />

the external genital organs<br />

the teeth<br />

the mucous membranes of the oral cavity<br />

john.woodruff@creative-developments.co.uk 11


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

Field of<br />

Application –<br />

anywhere<br />

visible, with<br />

or without<br />

swimming costumes<br />

john.woodruff@creative-developments.co.uk 12


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 13


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

The Brief<br />

A clear concise document produced by the<br />

marketing department after extensive<br />

market research with intended claims<br />

clearly defined.<br />

Or<br />

Woolly description full of pitfalls like<br />

“Natural” & “Organic” and claims changing<br />

as new ideas occur <strong>to</strong> origina<strong>to</strong>r.<br />

john.woodruff@creative-developments.co.uk 14


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

The Packaging<br />

Already identified and selected as the<br />

ideal pack form <strong>to</strong> contain and deliver the<br />

product.<br />

Or<br />

To be decided!<br />

<br />

Usually after 2 months stability testing on a<br />

product with a quite unsuitable rheology for the<br />

final pack choice.<br />

john.woodruff@creative-developments.co.uk 15


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

<br />

<br />

The Bench Mark<br />

An exciting & innovative product with clear<br />

functional benefits & with a similar selling price <strong>to</strong><br />

the product required.<br />

Or<br />

Two or three <strong>to</strong>tally different products, all 3x the<br />

selling price of the product required.<br />

Does the bench mark meet the product<br />

requirements?<br />

Claims, market niche, legislation?<br />

john.woodruff@creative-developments.co.uk 16


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

<br />

<br />

The Time Table<br />

A program agreed between all concerned,<br />

allowing sufficient time for <strong>formulation</strong>, testing and<br />

proceeding <strong>to</strong> manufacture via pilot scale batches.<br />

Or<br />

Marketing has a slot promised by a major s<strong>to</strong>re 5<br />

months ahead. That is plenty of time surely!<br />

<br />

Remember <strong>formulation</strong>s can fail at any<br />

stage.<br />

john.woodruff@creative-developments.co.uk 17


Tip<br />

Read the brief and also read between the<br />

lines:<br />

If “natural” claims then reduce non-naturals<br />

<strong>to</strong> a minimum & no animal ingredients<br />

If “organic” avoid all proscribed ingredients<br />

<br />

E.g. Ethoxylated materials<br />

Most preservatives / colours / minerals /<br />

petroleum-based materials etc.etc.<br />

john.woodruff@creative-developments.co.uk 18


Tip<br />

<br />

<br />

Read the brief and also read between the lines:<br />

If one cus<strong>to</strong>mer, obey special requirements<br />

If for sensitive areas, mucous membranes etc.<br />

avoid unsuitable colours & preservatives<br />

Mucous membranes<br />

in the vicinity of the eyes<br />

on the lips<br />

in the oral cavity<br />

on the external genital organs<br />

john.woodruff@creative-developments.co.uk 19


Tip<br />

<br />

Read the brief and also read between the lines:<br />

Identify target consumer<br />

<br />

<br />

<br />

Young – greasy, acne<br />

Cleanse, <strong>to</strong>ne & leave alone<br />

Old – mature, dry, sensitive, lacking radiance &<br />

resilience<br />

Cleanse, desquamate, moisturise, cover up<br />

Middle – combination skin<br />

Protect & moisturise<br />

john.woodruff@creative-developments.co.uk 20


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

<br />

<br />

<br />

<br />

<br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 21


Sources of Information<br />

Look at the bench mark & competi<strong>to</strong>rs products?<br />

Do they deliver their claims?<br />

If so how?<br />

<strong>cosmetic</strong>sdesign-europe.com<br />

Chemidex.com<br />

Cosmeticsbusiness.com<br />

Suppliers representatives & web sites<br />

Trade press & relevant articles<br />

Conference presentations<br />

Patent literature<br />

Text books<br />

john.woodruff@creative-developments.co.uk 22


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 23


The Regulations<br />

Ignore at your peril<br />

EU 76/768/EEC – The 7 th Amendment<br />

And all subsequent amendments<br />

The Cosmetic Products (Safety)<br />

Regulations 2004 SI 2185<br />

Cus<strong>to</strong>mer-specific requirements<br />

<br />

e.g. Boots GR-10<br />

john.woodruff@creative-developments.co.uk 24


The Regulations<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

EU 76/768/EEC – The 7 th Amendment<br />

It lists those materials that <strong>cosmetic</strong>s must not<br />

contain<br />

Those materials subject <strong>to</strong> restrictions in field of<br />

application and/or maximum allowed %<br />

A positive list of colours<br />

A positive list of antiperspirant materials<br />

A positive list of preservatives<br />

A positive list of UV absorbers<br />

john.woodruff@creative-developments.co.uk 25


Mucous membranes<br />

Be aware<br />

More prone <strong>to</strong> irritant reactions<br />

Restrictions on colours<br />

Restrictions on preservatives<br />

More stringent microbial rules<br />

Only ingestible products i.e.those with<br />

A.D.I., should be applied <strong>to</strong> the lips<br />

Tip - match pH <strong>to</strong> area of application e.g.<br />

Eyes are 7+/- 0.2 / Skin is ~5.3<br />

john.woodruff@creative-developments.co.uk 26


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 27


Formulating Cosmetics & Toiletries for the<br />

Global Marketplace<br />

EU / USA / Japan / Brazil etc.<br />

Each area has own regulations<br />

<br />

<br />

Particularly affecting<br />

Colours<br />

Preservatives<br />

Antiperspirants<br />

Sunscreens<br />

Also<br />

Labelling<br />

Names of ingredients<br />

john.woodruff@creative-developments.co.uk 28


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> techniques<br />

john.woodruff@creative-developments.co.uk 29


Cost effective <strong>formulation</strong> of<br />

Cosmetics & Toiletries<br />

Start with current material inven<strong>to</strong>ry<br />

Don’t add cost without adding value<br />

<br />

Colin Hession<br />

Keep it simple – but effective<br />

Look at methods of production<br />

Process plant availability<br />

Heating costs / cooling costs / mixing costs<br />

/ processing time costs<br />

Fill using current machinery<br />

john.woodruff@creative-developments.co.uk 30


Tip<br />

<br />

Think commercially<br />

Use materials that are already in current s<strong>to</strong>ck<br />

wherever possible<br />

Use labora<strong>to</strong>ry mixing equipment which<br />

represents that available in the fac<strong>to</strong>ry<br />

Think of the likely batch sizes<br />

<br />

Can they be made with existing equipment?<br />

If there is a problem can the formula be revised?<br />

Can the product be filled with existing equipment?<br />

john.woodruff@creative-developments.co.uk 31


Tips<br />

Use labora<strong>to</strong>ry mixing equipment which<br />

represents that available in the fac<strong>to</strong>ry<br />

john.woodruff@creative-developments.co.uk 32


Tips<br />

Use labora<strong>to</strong>ry<br />

mixing equipment<br />

which represents<br />

that available<br />

in the fac<strong>to</strong>ry<br />

john.woodruff@creative-developments.co.uk 33


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

What is a <strong>cosmetic</strong>?<br />

Understanding product briefs<br />

From concept <strong>to</strong> product <strong>formulation</strong><br />

Sources of information<br />

EU <strong>cosmetic</strong> regulations<br />

The global marketplace<br />

Cost effective <strong>formulation</strong><br />

Product stability & preservation<br />

Example <strong>formulation</strong> Techniques<br />

john.woodruff@creative-developments.co.uk 34


Stability and preservation of<br />

Cosmetics & Toiletries<br />

Preservative choice affected by<br />

Regulations<br />

Type of product<br />

<br />

Leave-on or Wash-off?<br />

pH of product<br />

pH < 6 / pH > 7<br />

Other ingredients<br />

<br />

<br />

Parabens inactivated by ethoxylates<br />

Phenoxyethanol thins many emulsions<br />

john.woodruff@creative-developments.co.uk 35


Stability and preservation of<br />

Cosmetics & Toiletries<br />

<br />

Stability checking is essential<br />

Minimal requirements are stability testing at 4C /<br />

RT / 40C for 3 months plus light where applicable<br />

<br />

<br />

<br />

<br />

<br />

<br />

45C used by some companies<br />

Freeze / thaw cycles<br />

Test in final packaging<br />

A product should remain stable for minimal 36 months at<br />

RT<br />

Continuing preservative efficacy over testing period is<br />

essential<br />

PAO = Period After Opening – depends on product type<br />

and packaging<br />

john.woodruff@creative-developments.co.uk 36


Tip<br />

Decide which preservatives can or cannot be<br />

used<br />

<br />

<br />

Talk <strong>to</strong> marketing. Talk <strong>to</strong> microbiologist<br />

<br />

The choice could affect your product stability<br />

Make selection of perfume a priority<br />

<br />

Talk <strong>to</strong> marketing and talk <strong>to</strong> the supplier<br />

<br />

The choice could affect your product stability<br />

If possible incorporate these two items in<br />

development samples from the outset<br />

john.woodruff@creative-developments.co.uk 37


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

Formulation Techniques<br />

john.woodruff@creative-developments.co.uk 38


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

Cosmetic functions<br />

<strong>to</strong> perfume<br />

<strong>to</strong> clean<br />

<strong>to</strong> change the appearance<br />

<strong>to</strong> protect<br />

<strong>to</strong> keep in good condition<br />

<strong>to</strong> correct body odours<br />

john.woodruff@creative-developments.co.uk 39


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

Functional products are those for which a<br />

claim can be made, and which meet that<br />

claim.<br />

They consist of the vehicle and the active<br />

ingredient(s).<br />

The two parts must be compatible and the<br />

final product must be pleasant <strong>to</strong> use.<br />

john.woodruff@creative-developments.co.uk 40


Claims substantiation<br />

<br />

<br />

All proposed claims and methods of<br />

substantiation should be agreed at the start of<br />

product development so that a clear justification<br />

of claims can be provided from controlled<br />

labora<strong>to</strong>ry trials.<br />

User trial results (responses from 50 people) or<br />

raw material data or a combination of the above<br />

can be used.<br />

<br />

From Boots document <strong>to</strong> own label suppliers<br />

john.woodruff@creative-developments.co.uk 41


Functional skin care<br />

<br />

<br />

The vehicle and the active ingredient(s).<br />

The two parts must be compatible and the<br />

final product must be pleasant <strong>to</strong> use.<br />

Which comes first?<br />

Depends on many fac<strong>to</strong>rs<br />

<br />

<br />

<br />

Product form<br />

Packaging<br />

Claim<br />

john.woodruff@creative-developments.co.uk 42


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

To keep in good condition<br />

Remove dead skin cells<br />

Protect from UV radiation<br />

Support immune system<br />

Protect from free radical species /ROS<br />

Replace lost lipids<br />

Moisturise<br />

john.woodruff@creative-developments.co.uk 43


A Basic Guide <strong>to</strong><br />

Formulating Cosmetics & Toiletries<br />

<br />

Narrowing the choice<br />

Cost<br />

Supporting the claim<br />

<br />

<br />

Check that claim support data is realistic and believable<br />

Will the product support the level of use on which claims<br />

data is based?<br />

Compatibility with vehicle<br />

Compatibility with packaging<br />

Safety assessment<br />

Patent search<br />

john.woodruff@creative-developments.co.uk 44


To keep in<br />

good<br />

condition<br />

Wash<br />

Scrub<br />

Remove dead skin cells<br />

Tape stripping!<br />

Peels including enzymes e.g. Papain<br />

Alpha hydroxy acids – AHAs<br />

<br />

Glycolic acid / citric acid / lactic acid / malic acid<br />

/ salicylic acid<br />

Fruit acids<br />

john.woodruff@creative-developments.co.uk 45


AHAs: Selecting the active<br />

<br />

Glycolic acid / citric acid / lactic acid / malic acid / salicylic acid<br />

<br />

Proprietary mixtures e.g. Acifruc<strong>to</strong>l Complex ex Gattefosse<br />

Aqua (Water)<br />

Citric Acid<br />

Citrus Grandis (Grapefruit) Fruit Extract<br />

Citrus Medica Limonum Extract<br />

Lactic Acid<br />

Malic Acid<br />

Propylene Glycol<br />

Solanum Lycopersicum (Toma<strong>to</strong>) Extract<br />

Vaccinium Myrtillus (Bilberry) Extract<br />

john.woodruff@creative-developments.co.uk 46


AHAs: Safety & legal issues<br />

<br />

<br />

The CIR Expert Panel concluded that glycolic and lactic<br />

Acid are safe for use in <strong>cosmetic</strong> products at<br />

concentrations 3.5<br />

Boots recommendations<br />

Glycolic acid must be less than 4% in formula and<br />

pH of final product must be > 3.8.<br />

Lactic acid must be less than 2.5% in formula and<br />

pH of final product must be > 5.<br />

If <strong>to</strong>tal AHAs are more than 4% then wording<br />

must appear on pack recommending<br />

consumers use products with AHAs in<br />

conjunction with sunscreen products.<br />

john.woodruff@creative-developments.co.uk 47


AHAs: Selecting the active<br />

Possible choice<br />

Glycolic acid<br />

Plus proprietary mixture<br />

<br />

Combines effectiveness with natural claims<br />

john.woodruff@creative-developments.co.uk 48


AHAs: Designing the vehicle<br />

Parameters<br />

pH 4 – 5<br />

Electrolytes<br />

Low oil content<br />

Penetration required<br />

Possible forms<br />

o/w emulsion<br />

foaming mousse<br />

light scrub<br />

john.woodruff@creative-developments.co.uk 49


AHAs: Designing the vehicle<br />

<br />

o/w emulsion<br />

Emulsifier suitable for pH 4 – 5<br />

Oil or ester resistant <strong>to</strong> acid hydrolysis<br />

Penetration enhancer ?<br />

<br />

Balance efficacy against safety<br />

Urea or ethoxydiglycol<br />

Or soften SC with emollients<br />

Anti-irritation ingredient e.g. Bisabolol<br />

Perfume / Preservatives / Rheology modifier<br />

john.woodruff@creative-developments.co.uk 50


AHAs: Possible <strong>formulation</strong><br />

3.00% Glyceryl stearate<br />

1.00% PEG-100 stearate<br />

3.00% Caprylic / capric triglyceride<br />

1.00% Paraffinum liquidum<br />

Aqua <strong>to</strong> 100%<br />

0.05% Disodium EDTA<br />

2.50% Glycolic acid<br />

3.00% Mixed fruit acids<br />

5.00% Ethoxydiglycol<br />

0.50% Bisabolol<br />

0.20% Xanthan gum<br />

Fragrance<br />

Preservatives e.g. Methyl + propyl paraben<br />

pH adjusted <strong>to</strong> 3.8 – 4.3<br />

john.woodruff@creative-developments.co.uk 51


To keep in<br />

good condition<br />

Protect from solar radiation<br />

Why we should do so!<br />

john.woodruff@creative-developments.co.uk 52


To keep in<br />

good<br />

condition<br />

Protect from solar radiation<br />

Sunscreen Actives<br />

<br />

<br />

Organic screens<br />

Less expensive<br />

Well known properties & technology<br />

But possible irritation<br />

Possibly unstable<br />

Product / pack interactions<br />

Inorganic<br />

Safe<br />

Broad spectrum<br />

But whitening on skin<br />

Drag on application<br />

john.woodruff@creative-developments.co.uk 53


UV Protect: Selecting the active<br />

Dependent on<br />

<br />

<br />

<br />

<br />

Required SPF<br />

Is UVA protection required?<br />

Intended market – legislation?<br />

Intended vehicle & pack form<br />

Clear gel<br />

o/w emulsion<br />

w/o emulsion<br />

Oil<br />

Spray<br />

john.woodruff@creative-developments.co.uk 54


UV Protect: Selecting the active<br />

Possible answer<br />

<br />

Organic UV absorber<br />

plus inorganic dispersion<br />

<br />

Not suitable for oil or clear gel<br />

e.g. Ethylhexyl methoxycinnamate – UVB<br />

TiO 2<br />

dispersion in oil phase <strong>to</strong> extend UV<br />

protection in<strong>to</strong> UVA or<br />

ZnO dispersion for increased UVA<br />

protection<br />

john.woodruff@creative-developments.co.uk 55


UV Protect: Designing the vehicle<br />

Design parameters<br />

pH<br />

ZnO approx 8<br />

Effect of inorganic dispersion aid<br />

Solubility of active<br />

Skin penetration not wanted<br />

Water-resistant<br />

Pleasant <strong>to</strong> apply<br />

john.woodruff@creative-developments.co.uk 56


UV Protect: Possible <strong>formulation</strong><br />

3.00% Propylene Glycol Dicaprylate<br />

2.00% Ethylhexyl Palmitate<br />

5.00% Ethylhexyl Methoxycinnamate<br />

1.50% Dimethicone &/or cyclopentasiloxane<br />

0.50% Potassium Cetyl Phosphate<br />

12.50% Titanium Dioxide dispersion in oil<br />

3.50% Cera Alba (Beeswax)<br />

3.50% Sorbitan Palmitate<br />

Aqua (Water) <strong>to</strong> 100%<br />

2.00% Hydroxypropyl Starch Phosphate<br />

2.00% Magnesium Aluminum Silicate + silica<br />

3.50% Polysorbate 20<br />

0.30% Sodium Lactate<br />

Fragrance / Preservatives<br />

john.woodruff@creative-developments.co.uk 57


To keep in<br />

good<br />

condition<br />

Support immune system<br />

Abstract USP 6,843,995<br />

The invention relates <strong>to</strong> a <strong>cosmetic</strong> preparation<br />

containing an active complex comprised of an<br />

extract from truffles (Tuberaceae) in a<br />

<strong>cosmetic</strong>ally acceptable gel while being stabilized.<br />

A preferred active complex is one that additionally<br />

contains a champagne product. Cosmetic<br />

preparations containing this active complex lead<br />

<strong>to</strong> an improved stimulation of the immune<br />

system, an improved regenerative effect and thus<br />

<strong>to</strong> an improved balance in the ecosystem of the<br />

skin.<br />

john.woodruff@creative-developments.co.uk 58


Support immune system<br />

Possible <strong>formulation</strong><br />

Truffles<br />

Champagne<br />

john.woodruff@creative-developments.co.uk 59


To keep in<br />

good<br />

condition<br />

Anti- oxidants<br />

<br />

<br />

<br />

<br />

<br />

<br />

Protect against free radicals<br />

Vitamin E - Tocopherol<br />

Vitamin C – Ascorbic acid & ascorbyl compounds<br />

Ferulic acid<br />

Superoxide dismutase<br />

BHT / BHA / Propyl gallate / Thio compounds<br />

Numerous plant extracts e.g.<br />

Lycopene from <strong>to</strong>ma<strong>to</strong>es<br />

Rosmarinus officinalis (Rosemary) extract<br />

Camellia sinensis (Green tea) extract<br />

Punica granatum (Pomegranate) extract<br />

Rubus idaeus (Raspberry) leaf extract<br />

Salix nigra (Willow) bark extract<br />

john.woodruff@creative-developments.co.uk 60


To keep in<br />

good<br />

condition<br />

Replace lost lipids<br />

As skin ages the ceramide content of the SC<br />

decreases.<br />

Ceramides, cholesterol and fatty acids are<br />

effective in res<strong>to</strong>ring lost lipids and the barrier<br />

functions of the skin.<br />

<br />

<br />

Ceramides AKA Sphingosines (9 identified)<br />

Fatty acid = linoleic acid particularly effective<br />

Together with cholesterol, lamella structures are<br />

formed, which penetrate upper SC.<br />

john.woodruff@creative-developments.co.uk 61


To keep in<br />

good<br />

condition<br />

Moisturise<br />

There is a water- gradient from the lower levels of the<br />

skin <strong>to</strong> its surface where it evaporates as transepidermal<br />

water loss (TEWL)<br />

<br />

<br />

<br />

There is a decrease in moisture content from the base<br />

layers <strong>to</strong> the surface (70% - >10%)<br />

As skin ages it loses more moisture but all skin may be<br />

subject <strong>to</strong> increased moisture loss through<br />

environmental conditions<br />

Moisturising is the <strong>basic</strong> requirement for nearly all skin<br />

care products<br />

john.woodruff@creative-developments.co.uk 62


Moisturise<br />

Select the active<br />

The choice of moisturising ingredients is<br />

very wide<br />

Petrolatum & other oils & fats form an<br />

occlusive film, virtually preventing TEWL<br />

Lanolin has moisture holding properties<br />

and can penetrate upper SC<br />

john.woodruff@creative-developments.co.uk 63


Moisturise<br />

<br />

Select the active<br />

<br />

<br />

<br />

<br />

Glycerin & other hygroscopic humectants<br />

attract water <strong>to</strong> themselves; with more moisture<br />

on the skin there is a reduction in loss through<br />

evaporation<br />

Proteins hold moisture and are substantive <strong>to</strong><br />

skin<br />

NMF duplicates the skin moisturising system<br />

Lamellar structures penetrate SC, res<strong>to</strong>ring its<br />

natural barrier properties<br />

john.woodruff@creative-developments.co.uk 64


1,2,6-Hexanetriol Chi<strong>to</strong>san Lauroyl Glycinate Lac<strong>to</strong>se PEG-8<br />

Moisturising<br />

2,3-Butanediol Chi<strong>to</strong>san PCA Lauryl Methyl Gluceth-10 Hydroxypropyldimonium PEG-9 Chloride<br />

Acetamide MEA Cholesterol/HDI/Pullulan CopolymerLupine Amino Acids PEG-90<br />

Adansonia Digitata Fruit Extract Choline Chloride Lysine PCA Polyamino Sugar Condensate<br />

Adenophora Stricta Root Extract Copper PCA Malti<strong>to</strong>l Polyglyceryl Sorbi<strong>to</strong>l<br />

Agarose Corn Glycerides Manganese PCA Polyglyceryl-10 Dipalmitate<br />

Alanyl Glutamine Diglycerin Manni<strong>to</strong>l Polyglycerylmethacrylate<br />

Albatrellus Confluens (Mushroom) Extract Dimethyl Imidazolidinone MEA-Hydrolyzed Silk Potassium Lactate<br />

Albumen Extract Dimethylsilanol Hyaluronate Menthyl PCA Potassium PCA<br />

Alcaligenes Polysaccharides Erythri<strong>to</strong>l Methoxy PEG-10 PPG-10 Methyl Glucose Ether<br />

Algae Ethoxydiglycol Oleate Methoxy PEG-100 PPG-20 Methyl Glucose Ether<br />

Aloe Andongensis Extract Ethylhexyl PCA Methoxy PEG-16 PPG-24-PEG-21 Tallowaminopropylamine<br />

Aloe Andongensis Leaf Juice Fruc<strong>to</strong>se Methoxy PEG-40 PPG-6-Sorbeth-245<br />

Aloe Arborescens Leaf Pro<strong>to</strong>plasts Glucamine Methyl Gluceth-10 PPG-6-Sorbeth-500<br />

Aloe Barbadensis Leaf Juice Gluconic Acid Methyl Gluceth-20 Propylene Glycol<br />

Alpha-Glucan Oligosaccharide Glucosamine Orange Peel Wax Saccharide Hydrolysate<br />

Amidinoproline Glucose Panthenol Saccharide Isomerate<br />

Anserine Glucose Glutamate PCA Saccharomyces Lysate Extract<br />

Arginine PCA Glucuronic Acid PEG-10 Sesame Amino Acids<br />

Bacillus/Rice Bran Extract/Soybean Extract Glycereth-12 Ferment Filtrate<br />

PEG-10 Propylene Glycol Sodium Aspartate<br />

Backhousia Anisata Leaf Extract Glycereth-20 PEG-100 Sodium Behenoyl Lactylate<br />

Banksia Spinulosa Flower Extract Glycereth-26 PEG-12 Sodium Cocoyl Lactylate<br />

Benzyl Hyaluronate Glycereth-7 PEG-135 Sodium Glucuronate<br />

Bidens Pilosa Extract Glycereth-7 Caprylate/Caprate PEG-14 Sodium Lactate<br />

Bifida Ferment Extract Glycerin PEG-15 Butanediol Sodium PCA<br />

Bifida/Soybean Extract Ferment Glycol PEG-16 Sorbeth-20<br />

Bis-hydroxyethyl Tocopherylsuccinoylamido Hexacosyl Hydroxypropane<br />

Glycol PEG-18 Sorbeth-30<br />

Bis-PEG-18 Methyl Ether Dimethyl Silane Hydrogenated Honey PEG-180 Sorbeth-40<br />

Bittern Hydrogenated Starch Hydrolysate PEG-2 Lactamide Sorbeth-6<br />

Bixa Orellana Seed Oil Hydrolyzed Corn Starch PEG-20 Sorbi<strong>to</strong>l<br />

Black Strap Powder<br />

Hydrolyzed Wheat Protein/PEG-20 Acetate PEG-200Copolymer<br />

Sucrose<br />

Butyl Ethyl Propanediol Hydroxyethyl Sorbi<strong>to</strong>l PEG-240 TEA-Lactate<br />

C30-45 Alkyl Methicone Hydroxypropyltrimonium Honey PEG-32 TEA-PCA<br />

Calcium Fruc<strong>to</strong>borate Inosi<strong>to</strong>l PEG-4 Trehalose Dihydrate<br />

Calcium PCA Lactamide MEA PEG-40 Urea<br />

Caprylyl Glycol/Glycerin/Polyacrylic Acid Lactamidopropyl Copolymer Trimonium ChloridePEG-55<br />

Urea-D-Glucuronic Acid<br />

Carnitine HCI Lactic Acid PEG-6 Xyli<strong>to</strong>l<br />

Caryocar Coriaceum Seed Oil PEG-60 Xylitylglucoside<br />

Cellulose Succinate PEG-75 Yeast Polysaccharides<br />

john.woodruff@creative-developments.co.uk 65


Moisturise<br />

Narrowing the choice<br />

The brief<br />

Target skin type & area of application<br />

Claims<br />

The cost<br />

Petrolatum / glycerin etc are cheap<br />

Ceramides / yeast ferments etc are<br />

expensive<br />

Botanicals have consumer appeal<br />

john.woodruff@creative-developments.co.uk 66


Moisturise<br />

Narrowing the choice<br />

The pack form<br />

Spray / bottle / tube / jar<br />

The vehicle<br />

Gel / lotion / cream<br />

Other actives<br />

Multi-functional<br />

john.woodruff@creative-developments.co.uk 67


Moisturise<br />

Narrowing the choice<br />

If a gel<br />

<br />

What thickening system?<br />

Carbomers / cellulose / mineral /<br />

alginates?<br />

pH restraints?<br />

Clarity required?<br />

<br />

Oils & Fragrance create problems<br />

Compatibility issues?<br />

john.woodruff@creative-developments.co.uk 68


Moisturise<br />

Narrowing the choice<br />

If a gel<br />

<br />

What thickening system?<br />

Exposed <strong>to</strong> light?<br />

Pho<strong>to</strong>-degradation<br />

<br />

Thinning and/or discolouration<br />

Preservative system?<br />

Mixing requirements?<br />

<br />

Heating / cooling / high shear / slow<br />

mixing<br />

john.woodruff@creative-developments.co.uk 69


Moisturise<br />

Narrowing the choice<br />

Select gel form<br />

<br />

Carbomer<br />

pH 5.5 - 7.5<br />

No electrolytes<br />

Water- soluble actives<br />

Chelate ions<br />

Protect against UV<br />

Cold mixing possible<br />

High shear not required<br />

john.woodruff@creative-developments.co.uk 70


Moisturising gel<br />

Carbomer based<br />

Chelate + UV Absorber (EDTA2Na +B4)<br />

+ Neutraliser (e.g. NaOH or TEA or AMP)<br />

+ Preservative system (e.g. Parabens)<br />

Humectant (e.g. Glycerin or PG or Sorbi<strong>to</strong>l)<br />

Active e.g.<br />

<br />

<br />

Aloe barbadensis leaf juice<br />

Hydrolysed wheat protein<br />

john.woodruff@creative-developments.co.uk 71


Moisturise<br />

<br />

Narrowing the choice<br />

<br />

If a lotion<br />

<br />

What emulsifying system?<br />

Anionic / cationic / non- ionic<br />

w/o or o/w or w/Si/w<br />

pH restraints?<br />

Compatibility issues?<br />

Fragrance / polar & non- polar oils<br />

Stability<br />

Preservative system?<br />

Mixing requirements<br />

Heating / cooling / high shear / slow mixing<br />

john.woodruff@creative-developments.co.uk 72


Moisturise<br />

<br />

Narrowing the choice<br />

<br />

If a cream<br />

<br />

What emulsifying system?<br />

Anionic / cationic / non- ionic<br />

w/o or o/w or w/Si/w<br />

pH restraints?<br />

Compatibility issues?<br />

Stability<br />

Use of hydrocolloid<br />

Preservative system?<br />

Mixing requirements<br />

Heating / cooling / high shear / slow mixing<br />

john.woodruff@creative-developments.co.uk 73


Moisturising emulsions<br />

Aqueous Phase<br />

Oil phase<br />

Emulsifier system<br />

Rheological modifier<br />

Preservative system<br />

Active ingredients<br />

Fragrance<br />

john.woodruff@creative-developments.co.uk 74


Moisturising emulsions<br />

<br />

<br />

<br />

<br />

<br />

Aqueous Phase<br />

Humectant / Moisturiser – CTFA makes no difference but JW<br />

thinks of humectants as hygroscopic materials used as much<br />

<strong>to</strong> keep the product moist as for moisturising skin.<br />

Humectants<br />

Glycerin / Sorbi<strong>to</strong>l / Propylene glycol / Polyethylene glycol<br />

(PEG) & various sugars<br />

Moisturisers<br />

Innumerable – 398 from Acetamide MEA <strong>to</strong> Zymomonas<br />

Ferment Extract in CTFA Dictionary, including sea water!<br />

Actives<br />

Most actives are water-soluble<br />

Preservative system<br />

john.woodruff@creative-developments.co.uk 75


Oil Phase: Selecting the emollients: Cognis<br />

Cascading theory<br />

means select a<br />

number of emollients<br />

so that the sensorial<br />

feel is spread<br />

throughout the time<br />

of application.<br />

Cosmetics should feel<br />

good!<br />

john.woodruff@creative-developments.co.uk 76


Oil Phase: Selecting the emollients: Degussa<br />

surface tension [mN/m]<br />

33<br />

32<br />

31<br />

30<br />

29<br />

28<br />

27<br />

26<br />

25<br />

24<br />

23<br />

22<br />

21<br />

20<br />

19<br />

18<br />

1<br />

4<br />

3<br />

2<br />

9<br />

5 6<br />

light, fresh<br />

7<br />

8<br />

12<br />

10<br />

11<br />

PP = pour point, CP = cloud<br />

point<br />

21 23<br />

17<br />

2 10 viscosity [mPas] 100<br />

13<br />

14<br />

15<br />

17<br />

18<br />

16<br />

19<br />

20<br />

1 Cyclopentasiloxane


Moisturising emulsions<br />

Oil Phase<br />

Watch out for<br />

<br />

<br />

<br />

Rancidity<br />

Oil phase incompatibilities e.g.<br />

Waxes crystallising<br />

Dimethicone / Mineral oil<br />

<br />

Melt & mix oil phase <strong>to</strong>gether; is it clear? Does<br />

it stay homogenous when cooled?<br />

Dragging / greasiness / odours<br />

john.woodruff@creative-developments.co.uk 78


Moisturising emulsions<br />

What emulsifying system?<br />

Anionic<br />

<br />

<br />

<br />

<br />

<br />

o/w<br />

More commonly associated with cleansing<br />

surfactants<br />

SLS - irritant<br />

TEA-Stearate – OK for cleansers / not leave-on<br />

Potassium cetyl phosphate – forms liquid<br />

crystals, worth attention<br />

john.woodruff@creative-developments.co.uk 79


Moisturising emulsions<br />

What emulsifying system?<br />

Cationic<br />

<br />

<br />

<br />

<br />

w/o<br />

More commonly associated with hair<br />

conditioning<br />

Irritancy concerns<br />

However at least one material supplier is<br />

promoting their use with the following claims:-<br />

Cationic O/W emulsifier based on renewable raw<br />

materials with excellent emulsifying properties<br />

john.woodruff@creative-developments.co.uk 80


Moisturising emulsions<br />

What emulsifying system?<br />

Cationic<br />

Excellent emulsification behaviour<br />

Light emulsions, matte finish<br />

Powdery, smooth and dry skin feel after<br />

application<br />

Low greasiness, stickiness or tack<br />

Inherent moisturisation<br />

Substantive <strong>to</strong> skin<br />

Extraordinary and unique skin feel<br />

john.woodruff@creative-developments.co.uk 81


Moisturising emulsions<br />

What emulsifying system?<br />

Non-ionic<br />

<br />

<br />

<br />

<br />

o/w or w/o<br />

Selection using HLB system possible<br />

Sorbitan esters / ethoxylated pair<br />

e.g. Sorbitan stearate / Polysorbate- 20<br />

Alkoxylated alcohols<br />

e.g. Ceteareth- 20<br />

But move against ethoxylates!<br />

john.woodruff@creative-developments.co.uk 82


Moisturising emulsions<br />

What emulsifying system?<br />

<br />

Recent introductions of sucrose esters and<br />

understanding the benefits of liquid crystal<br />

formation is driving new <strong>formulation</strong>s<br />

john.woodruff@creative-developments.co.uk 83


Moisturising emulsions<br />

Benefits of liquid crystal formation<br />

Water, fatty acids,<br />

cholesterol,<br />

triglycerides and<br />

ceramides form the<br />

lamellar (layered) gellike<br />

lipid system of the<br />

horny layer.<br />

john.woodruff@creative-developments.co.uk 84


Moisturising emulsions<br />

<br />

Non-ionic liquid crystal forming emulsifiers<br />

Cetearyl glucoside<br />

Cetearyl olivate / Sorbitan olivate<br />

Sucrose cocoate / Sorbitan stearate<br />

Sorbitan stearate / Sorbityl laurate<br />

Cetearyl polyglucoside<br />

Polyglyceryl-3 methylglucose distearate<br />

Cetearyl polyglucoside / polyglyceryl-2<br />

dipolyhydroxystearate<br />

john.woodruff@creative-developments.co.uk 85


Moisturising emulsions<br />

john.woodruff@creative-developments.co.uk 86


Moisturising emulsions<br />

<br />

Liquid crystals are<br />

states of matter that<br />

exist in between the<br />

solid and the ordinary<br />

liquid phase. The main<br />

characteristic of the<br />

phase is the existence<br />

of partial ordering<br />

(positional and<br />

orientational) like that<br />

of the crystal phase but<br />

the phase has the<br />

ability <strong>to</strong> flow like a<br />

liquid.<br />

john.woodruff@creative-developments.co.uk 87


Moisturising emulsions<br />

Oil Phase<br />

<br />

<br />

<br />

<br />

<br />

<br />

Refer <strong>to</strong> Cognis cascading theory of emollients<br />

Degussa selection chart<br />

Cyclopentasiloxane s<strong>to</strong>ps soaping up<br />

Vegetable oils are polar (& popular)<br />

Capric/caprylic triglyceride is good stuff<br />

Cetyl or cetearyl alcohol and/or glyceryl<br />

stearate helps stabilise LC structures<br />

john.woodruff@creative-developments.co.uk 88


Moisturising emulsions<br />

Rheology modifier<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Xanthan gum<br />

Minerals – e.g. Ben<strong>to</strong>nite / Veegum / Laponite<br />

Carbomer<br />

Acrylates copolymer<br />

Sclerotium Gum<br />

Mannan<br />

Modified starch<br />

Gum tragacanth<br />

Alginates<br />

Silica<br />

Cellulose derivatives<br />

john.woodruff@creative-developments.co.uk 89


Moisturising emulsions<br />

•Preservative system<br />

•Affected by other ingredients<br />

•pH<br />

•Market trends<br />

•Active ingredients<br />

•Affected by marketing claims<br />

•Other ingredients<br />

•pH<br />

•Fragrance<br />

•No Fragrance / Perfume / Essential Oils<br />

•Affected by named allergens<br />

john.woodruff@creative-developments.co.uk 90


Moisturising emulsions: possible <strong>formulation</strong><br />

7.00% Caprylic/capric triglyceride<br />

2.50% Cetearyl alcohol<br />

5.00% Prunus amygdalus dulcis (Sweet almond) oil<br />

1.50% Cyclopentasiloxane<br />

0.01% Ceramide<br />

0.10% Tocopherol<br />

Aqua (Water) <strong>to</strong> 100%<br />

0.08% Disodium EDTA<br />

1.50% Cetearyl polyglucoside (emulsifier)<br />

0.20% Xanthan gum<br />

0.50% Niacinamide<br />

5.00% Glycerin<br />

1.00% Sodium PCa<br />

3.00% Aloe barbadensis leaf juice<br />

2.00% Punica granatum (Pomegranate) extract<br />

Preservatives / Fragrance / pH adjusters<br />

john.woodruff@creative-developments.co.uk 91


DLC Question<br />

A major brand of moisturising lotion lists its<br />

ingredients as<br />

<br />

Aqua, Cetyl Palmitate, Glycerin, Paraffinum<br />

liquidum, Petrolatum, Cetyl Alcohol, Glyceryl<br />

Hydroxystearate, Stearic Acid, Steareth 100,<br />

Dimethicone, Octyldodecyl Myristate, Fragrance,<br />

Potassium Hydroxide, DMDM Hydan<strong>to</strong>in,<br />

Iodopropynyl Butylcarbamate, Tetrasodium<br />

EDTA, Acrylates/C10-30 Alkyl Acrylate<br />

Crosspolymer, Carbomer, Red 4.<br />

john.woodruff@creative-developments.co.uk 92


DLC Question<br />

Claims are:-<br />

Softens and smoothes for radiant skin.<br />

Light, Non- Greasy Formula.<br />

Derma<strong>to</strong>logist Tested.<br />

Non- Comedogenic (Won't Clog Pores).<br />

Moisturizes- Penetrates quickly, providing your skin with<br />

immediate surge of active moisture <strong>to</strong> soothe dryness<br />

without greasy feel.<br />

Improves- Helps your skin replenish its own essential<br />

fluids so skin is softer, smoother and more supple.<br />

Res<strong>to</strong>res- Works like the essential fluids abundant in<br />

young skin <strong>to</strong> help res<strong>to</strong>re skin <strong>to</strong> its natural beauty and<br />

diminish the appearance of fine lines and wrinkles.<br />

john.woodruff@creative-developments.co.uk 93


DLC Question<br />

Using your knowledge of<br />

ingredients briefly describe the function of<br />

each ingredient in this product, give your<br />

best guess for the % by weight of the<br />

individual ingredients and in no more than<br />

100 words write a label description of the<br />

properties of this product aimed <strong>to</strong> sell it <strong>to</strong><br />

a consumer.<br />

john.woodruff@creative-developments.co.uk 94


DLC Question<br />

Aqua<br />

Cetyl Palmitate<br />

Glycerin<br />

Paraffinum liquidum<br />

Petrolatum<br />

Cetyl Alcohol<br />

Glyceryl Hydroxystearate<br />

Stearic Acid<br />

Steareth 100<br />

Dimethicone<br />

Octyldodecyl Myristate<br />

Fragrance<br />

Potassium Hydroxide<br />

DMDM Hydan<strong>to</strong>in<br />

Iodopropynyl<br />

Butylcarbamate<br />

Tetrasodium EDTA<br />

Acrylates/C10-30 Alkyl<br />

Acrylate Crosspolymer<br />

Carbomer<br />

Red 4<br />

john.woodruff@creative-developments.co.uk 95


DLC Question<br />

<br />

<br />

It is your task as head of product development <strong>to</strong><br />

reformulate this product in order <strong>to</strong> make strong<br />

moisturising claims and <strong>to</strong> avoid using materials<br />

that are no longer perceived as appealing <strong>to</strong><br />

consumers. There are no financial restraints on<br />

the material costs.<br />

Finally, list the reformulated product ingredients<br />

in descending order of concentration, show their<br />

approximate % in the new formula and rewrite<br />

the label copy <strong>to</strong> appeal <strong>to</strong> the target consumer.<br />

john.woodruff@creative-developments.co.uk 96


If you get it right!<br />

john.woodruff@creative-developments.co.uk 97


And if you get it wrong!<br />

john.woodruff@creative-developments.co.uk 98


john.woodruff@creative-developments.co.uk 99

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