Elevating Excellence in UV-Vis Analyses - Spectroscopy
Elevating Excellence in UV-Vis Analyses - Spectroscopy
Elevating Excellence in UV-Vis Analyses - Spectroscopy
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<strong>Elevat<strong>in</strong>g</strong> <strong>Excellence</strong><br />
<strong>in</strong> <strong>UV</strong>-<strong>Vis</strong> <strong>Analyses</strong><br />
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®<br />
September 2011 Volume 26 Number 9<br />
www.spectroscopyonl<strong>in</strong>e.com<br />
Surface-Enhanced<br />
Resonant Raman Scatter<strong>in</strong>g<br />
and Ink Analysis<br />
Ion Lifetimes <strong>in</strong> MS<br />
Measurement Techniques for Mercury<br />
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4 <strong>Spectroscopy</strong> 26(9) September 2011<br />
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6 <strong>Spectroscopy</strong> 26(9) September 2011<br />
®<br />
CONTENTS<br />
www.spectroscopyonl<strong>in</strong>e.com<br />
Volume 26 Number 9<br />
SEPTEMBER 2011<br />
September 2011<br />
Volume 26 Number 9<br />
Columns<br />
MASS SPECTROMETRY FORUM 12<br />
September 2011 Volume 26 Number 9<br />
www.spectroscopyonl<strong>in</strong>e.com<br />
®<br />
Consequences of F<strong>in</strong>ite Ion Lifetimes <strong>in</strong> Mass Spectrometry<br />
As we construct more-complex <strong>in</strong>struments that process packets of ions <strong>in</strong><br />
time and space, the issue of ion lifetimes is becom<strong>in</strong>g more important.<br />
Kenneth L. Busch<br />
THE BASELINE<br />
18<br />
Surface-Enhanced<br />
Resonant Raman Scatter<strong>in</strong>g<br />
and Ink Analysis<br />
Ion Lifetimes <strong>in</strong> MS<br />
Measurement Techniques for Mercury<br />
ICP-OES for Elemental Analysis<br />
Cover image courtesy of<br />
Getty Images/Chad Baker<br />
Maxwell’s Equations, Part III<br />
Here’s the fundamental calculus you need to understand Maxwell’s first equation.<br />
David W. Ball<br />
Periodic Reviews of Computerized Systems, Part I<br />
Annex 11 to the EU’s updated GMP regulations calls for periodic re-evaluation of<br />
computerized systems. This is what you need to know about the new rules.<br />
R.D. McDowall<br />
FOCUS ON QUALITY<br />
28<br />
ON THE WEB<br />
ATOMIC PERSPECTIVES<br />
40<br />
ON DEMAND WEB SEMINARS<br />
Pharmaceutical Surveillance with<br />
Multiple Distributed Portable<br />
Raman Spectrometers<br />
John Kauffman and Connie Ruzicka,<br />
Division of Pharmaceutical Analysis,<br />
U.S. Food and Drug Adm<strong>in</strong>istration<br />
A Compound-Based Approach to<br />
Simplify Method Development and<br />
Data Process<strong>in</strong>g for Multiple Residue<br />
Analysis by GC–MS-MS<br />
Jim Koers and Kefei Wang,<br />
Bruker Daltonics<br />
Problem Solv<strong>in</strong>g with<br />
Energy Dispersive Micro-XRF<br />
Bruce Scruggs and Andreas Wittkopp, Edax<br />
SPECTROSCOPY SPOTLIGHT<br />
Analyz<strong>in</strong>g Nanomaterials with Raman<br />
Mircea Chipara of the University of Texas-<br />
Pan American on us<strong>in</strong>g Raman to analyze<br />
carbonaceous nanomaterials.<br />
TECHNOLOGY FORUM<br />
The Future of Atomic Absorption<br />
Many laboratories are still f<strong>in</strong>d<strong>in</strong>g room for<br />
<strong>in</strong>novation with this mature technique.<br />
Jo<strong>in</strong> the<br />
<strong>Spectroscopy</strong> Group<br />
on L<strong>in</strong>kedIn<br />
Measurement Techniques for Mercury: Which Approach Is<br />
Right for You?<br />
The advantages and disadvantages of measur<strong>in</strong>g mercury with cold vapor atomic absorption<br />
spectroscopy, cold vapor atomic fluorescence spectroscopy, and direct analysis by thermal<br />
decomposition are expla<strong>in</strong>ed.<br />
David Pfeil<br />
Articles<br />
Spectrometers for Elemental Spectrochemical Analysis, Part IV:<br />
Inductively Coupled Plasma Optical Emission Spectrometers 44<br />
A tutorial on <strong>in</strong>ductively coupled plasma (ICP) excitation and sample <strong>in</strong>troduction systems.<br />
Carlos Augusto Cout<strong>in</strong>ho and Volker Thomsen<br />
DEPARTMENTS<br />
News Spectrum . . . . . . 10 Product Resources . . . . 54 Ad Index . . . . . . . . . . . . 58<br />
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8 <strong>Spectroscopy</strong> 26(9) September 2011<br />
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www.spectroscopyonl<strong>in</strong>e.com September 2011 <strong>Spectroscopy</strong> 26(9) 9<br />
Editorial Advisory Board<br />
Ramon M. Barnes University of Massachusetts<br />
Paul N. Bourassa Lifeblood<br />
Deborah Bradshaw Consultant<br />
Kenneth L. Busch Wyvern Associates<br />
Ashok L. Cholli University of Massachusetts at Lowell<br />
David M. Coleman Wayne State University<br />
Bruce Hudson Syracuse University<br />
Kathryn S. Kalas<strong>in</strong>sky Armed Forces Institute of Pathology<br />
David Lank<strong>in</strong> University of Ill<strong>in</strong>ois at Chicago, College of Pharmacy<br />
Barbara S. Larsen DuPont Central Research and Development<br />
Ian R. Lewis Kaiser Optical Systems<br />
Jeffrey Hirsch Thermo Fisher Scientific<br />
Howard Mark Mark Electronics<br />
R.D. McDowall McDowall Consult<strong>in</strong>g<br />
L<strong>in</strong>da Ba<strong>in</strong>e McGown Rensselaer Polytechnic Institute<br />
Robert G. Messerschmidt Rare Light, Inc.<br />
Francis M. Mirabella Jr. Equistar Technology Center<br />
John Monti Shimadzu Scientific Instruments<br />
Thomas M. Niemczyk University of New Mexico<br />
Anthony J. Nip CambridgeSoft Corp.<br />
John W. Olesik The Ohio State University<br />
Richard J. Saykally University of California, Berkeley<br />
Jerome Workman Jr. Consultant<br />
Contribut<strong>in</strong>g Editors:<br />
Fran Adar Horiba Job<strong>in</strong> Yvon<br />
David W. Ball Cleveland State University<br />
Kenneth L. Busch Wyvern Associates<br />
Howard Mark Mark Electronics<br />
Volker Thomsen Consultant<br />
Jerome Workman Jr. Consultant<br />
Process Analysis Advisory Panel:<br />
James M. Brown Exxon Research and Eng<strong>in</strong>eer<strong>in</strong>g Company<br />
Bruce Buchanan Sensors-2-Information<br />
Lloyd W. Burgess CPAC, University of Wash<strong>in</strong>gton<br />
James Rydzak Glaxo SmithKl<strong>in</strong>e<br />
Robert E. Sherman CIRCOR Instrumentation Technologies<br />
John Steichen DuPont Central Research and Development<br />
D. Warren Vidr<strong>in</strong>e Vidr<strong>in</strong>e Consult<strong>in</strong>g<br />
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10 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
News Spectrum<br />
Deborah Bradshaw Jo<strong>in</strong>s<br />
<strong>Spectroscopy</strong>’s Editorial Advisory Board<br />
<strong>Spectroscopy</strong> is pleased to announce that Deborah<br />
Bradshaw has jo<strong>in</strong>ed the Editorial Advisory Board.<br />
Bradshaw is an analytical chemist who has been<br />
work<strong>in</strong>g the field of atomic spectroscopy for over 30<br />
years. She began her career work<strong>in</strong>g as a chemist,<br />
us<strong>in</strong>g flame atomic absorption (AA), and then migrated<br />
<strong>in</strong>to graphite furnace <strong>in</strong> the 1980s, develop<strong>in</strong>g methods<br />
us<strong>in</strong>g Zeeman background-corrected techniques for<br />
the analysis of seawater samples. It was then a natural<br />
progression to migrate <strong>in</strong>to the plasma techniques. For<br />
the past 15 years, she has been work<strong>in</strong>g as a consultant<br />
<strong>in</strong> the field of atomic spectroscopy, conduct<strong>in</strong>g<br />
tra<strong>in</strong><strong>in</strong>g classes and giv<strong>in</strong>g technical support for AA<br />
and <strong>in</strong>ductively coupled plasma coupled with optical<br />
emission spectroscopy and mass spectrometry (ICP-<br />
OES and ICP-MS).<br />
Bradshaw’s technical affiliations <strong>in</strong>clude memberships<br />
<strong>in</strong> the American Chemical Society and the Society for<br />
Applied <strong>Spectroscopy</strong> (SAS). For 14 years, Bradshaw<br />
was the news column editor for the Journal of Applied<br />
<strong>Spectroscopy</strong>, SAS’s monthly publication. She also<br />
has sat on several SAS committees, and from 2002 to<br />
2004, was the treasurer of organization. She was the<br />
recipient of the SAS Dist<strong>in</strong>guished Service Award <strong>in</strong><br />
2008, and cont<strong>in</strong>ues to be active <strong>in</strong> that society today.<br />
Bradshaw has also been very <strong>in</strong>volved <strong>in</strong> efforts to<br />
promote spectroscopy education and to provide<br />
support to analysts us<strong>in</strong>g atomic spectroscopy<br />
techniques. She was the Atomic <strong>Spectroscopy</strong><br />
Symposia Chair for conference of the Federation of<br />
Analytical Chemistry and <strong>Spectroscopy</strong> Societies<br />
(FACSS) <strong>in</strong> 2007 and 2008, has organized technical<br />
symposia at both FACSS and the<br />
Pittsburgh Conference, has been<br />
a short course <strong>in</strong>structor for SAS,<br />
and has been a short course<br />
<strong>in</strong>structor at the W<strong>in</strong>ter Plasma<br />
Conference on Spectrochemical<br />
Analysis s<strong>in</strong>ce 2000.<br />
Deborah Bradshaw<br />
She cont<strong>in</strong>ues to be a reviewer<br />
for publications and journals <strong>in</strong><br />
her field.<br />
Market Profile: Handheld and Portable FT-IR<br />
Major technological advances have allowed the market<br />
for handheld and portable Fourier-transform <strong>in</strong>frared<br />
(FT-IR) spectroscopy to develop almost overnight.<br />
Demand from a variety of <strong>in</strong>dustries and applications<br />
is cont<strong>in</strong>u<strong>in</strong>g to take shape, and many major vendors<br />
<strong>in</strong> the market have taken note and made sure to grab<br />
themselves a major stake <strong>in</strong> this fast grow<strong>in</strong>g area.<br />
Similarly to the laboratory benchtop IR<br />
spectroscopy market, the vast majority of portable<br />
and handheld IR spectrometers are based on FT-IR<br />
configurations. Technological<br />
advances over the past two<br />
decades <strong>in</strong> areas such as lasers,<br />
batteries, software, and micro<br />
electromechanical systems<br />
(MEMS) now allow for vendors<br />
to rout<strong>in</strong>ely design and build<br />
rugged, compact, portable<br />
FT-IR <strong>in</strong>struments that have<br />
2010 handheld and portable FT-IR demand by <strong>in</strong>dustry.<br />
the same or even better performance than benchtop<br />
systems of just a few years ago.<br />
Government applications, such as for defense,<br />
HazMat, and other first responders, still account for<br />
the largest percentage by far of <strong>in</strong>dustrial demand for<br />
portable and handheld FT-IR. However, demand from<br />
other sectors, <strong>in</strong>clud<strong>in</strong>g polymers and plastics, have<br />
become much more important.<br />
12%<br />
13%<br />
12%<br />
15%<br />
30%<br />
The competitive landscape has changed<br />
considerably over the past few years, with large<br />
diversified vendors acquir<strong>in</strong>g much smaller<br />
companies that have largely paved the way <strong>in</strong> the<br />
market. In 2010, Thermo Fisher Scientific acquired<br />
Ahura Scientific, which was a fairly recent start-up<br />
that saw <strong>in</strong>credible growth and success. This year<br />
Agilent acquired A2 technologies, which along with<br />
Bruker and Smiths Detection, makes for four major<br />
competitors <strong>in</strong> the market. These vendors, comb<strong>in</strong>ed<br />
with a few others, accounted<br />
18%<br />
Government<br />
Polymers & Plastics<br />
Pa<strong>in</strong>ts & Coat<strong>in</strong>gs<br />
Chemicals<br />
Oil & Gas<br />
Other<br />
for revenues of around $65<br />
million for portable and<br />
handheld FT-IR <strong>in</strong> 2010,<br />
which should grow to more<br />
than $100 million by 2015.<br />
The forego<strong>in</strong>g data were<br />
based on SDi’s market analysis<br />
and perspectives report<br />
entitled Global Assessment Report, 11th Edition:<br />
The Laboratory Life Science and Analytical Instrument<br />
Industry, October 2010. For more <strong>in</strong>formation,<br />
contact Stuart Press, Vice President – Strategic<br />
Analysis, Strategic Directions International, Inc.,<br />
6242 Westchester Parkway, Suite 100, Los Angeles,<br />
CA 90045, (310) 641-4982, fax: (310) 641-8851,<br />
www.strategic-directions.com.
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12 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Mass Spectrometry Forum<br />
Consequences of F<strong>in</strong>ite Ion<br />
Lifetimes <strong>in</strong> Mass Spectrometry<br />
An advertis<strong>in</strong>g slogan suggests that “diamonds are forever,” lead<strong>in</strong>g to some <strong>in</strong>terest<strong>in</strong>g discussions<br />
of long-term thermodynamic stability <strong>in</strong> freshman chemistry classes. For mass spectrometry<br />
(MS), the f<strong>in</strong>ite lifetime of organic ions has practical consequences. Simply stated, we<br />
want ions, once formed, to survive unchanged until we either force a change <strong>in</strong> mass, charge,<br />
or structure (as <strong>in</strong> MS-MS analysis), or until the ions arrive at the <strong>in</strong>strument detector after<br />
mass analysis. Instead of millions of years for the lifetime of diamonds, our focus is shifted<br />
to a lifetime scale usually rang<strong>in</strong>g from microseconds to milliseconds for ions derived from<br />
organic and biochemical compounds. As we construct more-complex <strong>in</strong>struments that process<br />
packets of ions <strong>in</strong> time and space, the issue of ion lifetimes grows <strong>in</strong> importance. On one end<br />
of the scale, groups of specialists use MS to measure the masses of very short-lived radioactive<br />
nuclides. On the other end of the scale, our ability to store atomic ions for very long periods <strong>in</strong><br />
ion traps leads to fundamental experimental determ<strong>in</strong>ations <strong>in</strong> metrology.<br />
Kenneth L. Busch<br />
In teach<strong>in</strong>g organic mass spectrometry (MS) with electron<br />
ionization, we usually <strong>in</strong>voke the Franck–Condon pr<strong>in</strong>ciple<br />
(1–3, for various spectroscopic applications) to describe the<br />
tim<strong>in</strong>g perspective of the ionization process and subsequent<br />
passage of the ions through the mass spectrometer. Classically,<br />
the Franck–Condon pr<strong>in</strong>ciple states that the electronic transition<br />
that leads to ionization of the molecule occurs much faster<br />
than any changes <strong>in</strong> the bond<strong>in</strong>g or positions of the atoms of<br />
the molecule. The molecular ion thus (at least <strong>in</strong>itially) reta<strong>in</strong>s<br />
the structure of the molecule from which it is formed. Ions are<br />
accelerated “promptly” from the source <strong>in</strong>to the mass analyzer.<br />
If we completed the story of the tim<strong>in</strong>g framework, me might<br />
suggest that ions pass so quickly through the <strong>in</strong>strument that<br />
the relatively slow rate at which we scan a mass analyzer (as <strong>in</strong> a<br />
sector-based mass spectrometer) is of no practical consequence.<br />
We use the k<strong>in</strong>etic energy equation to calculate the velocity<br />
of ions mov<strong>in</strong>g through the MS system as an example of this<br />
framework. In any mass spectrometer, the accelerat<strong>in</strong>g potential<br />
of the source V provides the ion with a potential energy that is<br />
equal to the k<strong>in</strong>etic energy, def<strong>in</strong>ed as (1/2)mv 2 , where m is the<br />
mass of the ion <strong>in</strong> kilograms and v is the velocity <strong>in</strong> meters per<br />
second. The calculational exercise (Table I) is especially useful <strong>in</strong><br />
that it l<strong>in</strong>ks ion masses <strong>in</strong> terms of daltons (Da) to ion masses <strong>in</strong><br />
kilograms and also provides a real sense of the speed of ions as<br />
they pass through a laboratory-scale <strong>in</strong>strument. Table I collects<br />
calculated results for a variety of ions, with a range of masses<br />
and charges, and their calculated velocities and passage through<br />
a 1-m l<strong>in</strong>ear flight path <strong>in</strong> a time-of-flight (TOF) <strong>in</strong>strument<br />
with 5000 V accelerat<strong>in</strong>g potential. The calculation easily leads<br />
to a discussion of where an ion spends most of its time <strong>in</strong> a mirror<br />
TOF system and to further consideration of the length of ion<br />
flight paths <strong>in</strong> other mass analyzers.<br />
As MS <strong>in</strong>struments for organic analyses were developed,<br />
scientists scann<strong>in</strong>g the basel<strong>in</strong>e observed reproducible signals<br />
of different characters than the normal stable ions <strong>in</strong> the mass<br />
spectrum. The signals were metastable ions (4). A metastable ion
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 13<br />
appears <strong>in</strong> the mass spectrum obta<strong>in</strong>ed<br />
with a magnetic-sector mass analyzer<br />
as a low-<strong>in</strong>tensity diffuse peak (Figure<br />
1), contrasted with the sharp peaks for<br />
stable ions drawn from the source of<br />
the mass spectrometer and dispersed <strong>in</strong><br />
normal fashion by the magnetic sector.<br />
A metastable signal arises due to the dissociation<br />
of a parent ion to a product ion,<br />
after acceleration from the source, and<br />
<strong>in</strong> a field-free region before entrance <strong>in</strong>to<br />
the mass analyzer. This physical region<br />
is termed a field-free region because it is<br />
not subject to the acceleration potential<br />
that draws ions from the source and the<br />
ion has not yet entered the mass analyzer<br />
field. It is not strictly field-free, as<br />
focus<strong>in</strong>g elements may be placed there,<br />
but the term persists. In a Nier-Johnson<br />
geometry <strong>in</strong>strument, parent ions m 1<br />
that<br />
dissociate <strong>in</strong> the first field-free region to<br />
a product ion m 2<br />
constitute a metastable<br />
ion m * observed <strong>in</strong> the mass spectrum at<br />
an apparent mass of m * = (m 2 2 /m 1<br />
). Furthermore,<br />
the k<strong>in</strong>etic energy release associated<br />
with the dissociation shapes the<br />
peak so that the observed signal is broad<br />
Normal “sharp” peak shape<br />
“Broad” peak shape for<br />
metastable ion transitions<br />
14 15 16 17 18 19 20 21 22<br />
m/z<br />
Figure 1: Different peak shapes observed for normal ions (sharp) and metastable ion transitions<br />
(broad) with<strong>in</strong> the low-mass range on a Nier-Johnson <strong>in</strong>strument. (Created from Figure 15 <strong>in</strong><br />
reference 4.)
14 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Table I: Calculation of ion velocities and flight times through a mass spectrometer of 1-m<br />
flight path from source to detector, illustrated for a range of ion masses and charges<br />
Ion (Da) m/z Ion Velocity (m/s) Flight Time (s)<br />
1 + 1 9.82 × 10 5 1.02 × 10 -6<br />
1000 + 1000 3.11 × 10 4 3.22 × 10 -5<br />
100,000 + 100,000 3.11 × 10 3 3.22 × 10 -4<br />
100,000 10+ 10,000 9.82 × 10 3 1.02 × 10 -4<br />
100,000 100+ 1000 3.11 × 10 4 3.22 × 10 -5<br />
1,000,000 + 1,000,000 9.82 × 10 2 1.02 × 10 -3<br />
1,000,000 10+ 100,000 3.11 × 10 3 3.22 × 10 -4<br />
1,000,000 100+ 10,000 9.82 × 10 3 1.02 × 10 -4<br />
compared to “normal” peaks. Figure 1<br />
shows metastable ions observed between<br />
ions of m/z 14 and m/z 26 <strong>in</strong> such an<br />
<strong>in</strong>strument. The sharp peaks (represent<strong>in</strong>g<br />
ion beams for “normal” fragment<br />
ions) contrasts sharply with the diffuse<br />
peak shapes of the metastable ion signals.<br />
Metastable ions are a f<strong>in</strong>gerpr<strong>in</strong>t of fragmentation<br />
reactions, just as those that<br />
lead to the “normal” mass spectrum. The<br />
<strong>in</strong>sightful early works <strong>in</strong>to their orig<strong>in</strong>s<br />
and use were notable. These studies led<br />
to determ<strong>in</strong>ations of the half-lives of ions<br />
and measurements of the few percent that<br />
dissociate <strong>in</strong> metastable transitions (5),<br />
to the <strong>in</strong>ference of molecular ions when<br />
not otherwise observed (6), and to stereochemical<br />
determ<strong>in</strong>ations for ions (7).<br />
Instruments for<br />
Study<strong>in</strong>g Metastable Ions<br />
Although many of these early studies<br />
of metastable ions derived from organic<br />
compounds were carried out with sectorbased<br />
<strong>in</strong>struments, the ions don’t “know”<br />
about the nature of the <strong>in</strong>strument used<br />
to study them. Metastable ions dissociate<br />
accord<strong>in</strong>g to their structure, charge state,<br />
and <strong>in</strong>ternal energy, and our <strong>in</strong>struments<br />
may or may not be able to observe these<br />
reactions. Let’s consider metastable ions<br />
<strong>in</strong> a TOF <strong>in</strong>strument. In the idealized<br />
TOF source, all ions are formed <strong>in</strong> the<br />
same place at the same time and are accelerated<br />
through the same potential <strong>in</strong>to<br />
the flight tube. Their race through the<br />
flight tube is timed, with the lighter mass<br />
ions arriv<strong>in</strong>g at the detector first (Table I).<br />
What happens if an ion dissociates after<br />
acceleration <strong>in</strong>to the flight tube but before<br />
arrival at the detector? The fragment<br />
ions and neutral species cont<strong>in</strong>ue mov<strong>in</strong>g<br />
through the flight tube at essentially the<br />
same velocity as the dissociat<strong>in</strong>g parent<br />
ion (8). The signal generated by the detector<br />
is therefore due to the co<strong>in</strong>cident<br />
arrival of a comb<strong>in</strong>ation of undissociated<br />
parent ions, fragment ions, and even fast<br />
neutral species. Stand<strong>in</strong>g discusses the<br />
significance of the ion-to-neutral conversion<br />
<strong>in</strong> his personal review of TOF-MS<br />
(9). Szymczak and Wittmaack discuss<br />
the process of ion-to-neutral conversion<br />
<strong>in</strong> secondary ion MS with a TOF<br />
<strong>in</strong>strument (10). Neutral-ion co<strong>in</strong>cidence<br />
measurements can <strong>in</strong>crease the signalto-noise<br />
ratios <strong>in</strong> the MS-MS spectrum<br />
recorded with a TOF <strong>in</strong>strument (11).<br />
The early study of metastable ions and<br />
the later redevelopment of TOF <strong>in</strong>struments<br />
for biomolecular analysis at higher<br />
masses helped to reveal the diversity of<br />
dissociation reactions of energized ions as<br />
they move through mass spectrometers<br />
— through a certa<strong>in</strong> physical space (the<br />
flight path) or with<strong>in</strong> a certa<strong>in</strong> period<br />
<strong>in</strong> a constra<strong>in</strong>ed trap (the flight time).<br />
While we implicitly expect the ions to<br />
be stable, the ions may have other ideas.<br />
The advent of MS <strong>in</strong>struments other<br />
than sector-based <strong>in</strong>struments, and the<br />
almost universal use of computerized<br />
data acquisition, may dim<strong>in</strong>ish our recognition<br />
that metastable ion dissociations<br />
are <strong>in</strong>evitable. Although the footpr<strong>in</strong>t of<br />
MS <strong>in</strong>struments has been reduced, the<br />
total flight path and flight time for ions<br />
can be surpris<strong>in</strong>gly long, allow<strong>in</strong>g ample<br />
opportunity for ion dissociation. For<br />
example, a quadrupole mass filter may be<br />
approximately 25 cm <strong>in</strong> physical length,<br />
but ions follow an oscillat<strong>in</strong>g orbital path<br />
through the filter that is longer. Also,<br />
<strong>in</strong> the quadrupole mass filter, the ions<br />
are not accelerated to as high a velocity<br />
as <strong>in</strong> a sector-based <strong>in</strong>strument and are<br />
mov<strong>in</strong>g more slowly. In an ion-trap or a<br />
Fourier-transform (FT)-MS <strong>in</strong>strument,<br />
the ions orbit <strong>in</strong> the center of the trap and<br />
may rema<strong>in</strong> there for milliseconds, or<br />
much longer <strong>in</strong> specialized experiments.<br />
In an Orbitrap <strong>in</strong>strument (Thermo<br />
Fisher Scientific, Waltham, Massachusetts),<br />
the ions are kept <strong>in</strong> the trap until<br />
the desired mass measurement accuracy<br />
is achieved, sometimes for seconds. In a<br />
TOF <strong>in</strong>strument with a mirror, the flight<br />
path is lengthened because the ions travel<br />
from the source to the mirror and then<br />
from the mirror to the detector. In any<br />
<strong>in</strong>strument, the velocities of the ions may<br />
change slightly with focus<strong>in</strong>g elements,<br />
or much more drastically with deceleration–acceleration<br />
schemes. For <strong>in</strong>stance,<br />
<strong>in</strong> a mirror TOF <strong>in</strong>strument, the ions<br />
spend a seem<strong>in</strong>gly disproportionate time<br />
with<strong>in</strong> the mirror; as the ion velocities are<br />
slowed their directional vector changes<br />
and the ions are then reaccelerated.<br />
Hybrid Instruments<br />
In the quest for higher performance,<br />
manufacturers now offer a variety of<br />
“hybrid” <strong>in</strong>struments for MS-MS. Hybrid<br />
mass spectrometers are <strong>in</strong>struments<br />
constructed with at least two component<br />
“mass” analyzers of different types, arranged<br />
<strong>in</strong> sequence from ion source to<br />
ion detector. Hybrid mass spectrometers<br />
can be composed of beam components<br />
(an ion beam moves through the component)<br />
or trap components (a packet<br />
of ions resides with<strong>in</strong> the component).<br />
In hybrid <strong>in</strong>struments, the concepts of<br />
flight path and flight time become even<br />
more complex and the ions have ample<br />
opportunity to dissociate when we do not<br />
expect them to. Time (as <strong>in</strong> determ<strong>in</strong><strong>in</strong>g<br />
a flight time) is a malleable parameter <strong>in</strong><br />
a hybrid mass spectrometer because ions<br />
can be transferred between hybrid <strong>in</strong>strument<br />
components <strong>in</strong> discrete packages<br />
and <strong>in</strong>dependent processes can occur <strong>in</strong><br />
<strong>in</strong>dependent components. In a trap–trap<br />
hybrid <strong>in</strong>strument, for example, the f<strong>in</strong>al<br />
trap can be process<strong>in</strong>g a population of<br />
product ions by mass selection or ion<br />
activation, or prov<strong>in</strong>g an accurate mass<br />
measurement, while the <strong>in</strong>itial trap can<br />
be process<strong>in</strong>g s<strong>in</strong>gle-stage mass spectral<br />
data, or even complet<strong>in</strong>g lower resolution
© 2010 Perk<strong>in</strong>Elmer, Inc. 400219_01. All trademarks or registered trademarks are the property of Perk<strong>in</strong>Elmer, Inc. and/or its subsidiaries.<br />
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Abstract Deadl<strong>in</strong>e • November 1, 2011 Abstract Submission Site Opens October 1, 2011<br />
Co-sponsored by the Japan Society of Applied Physics*<br />
April 9–13<br />
San Francisco, CA<br />
ELECTRONICS AND PHOTONICS<br />
A<br />
B<br />
C<br />
D<br />
E<br />
F<br />
G<br />
H<br />
I<br />
J<br />
K<br />
L<br />
M<br />
Amorphous and Polycrystall<strong>in</strong>e Th<strong>in</strong>-Film Silicon Science<br />
and Technology<br />
Heterogeneous Integration Challenges of MEMS, Sensor,<br />
and CMOS LSI*<br />
Interconnect Challenges for CMOS Technology–Materials,<br />
Processes, and Reliability for Downscal<strong>in</strong>g, Packag<strong>in</strong>g,<br />
and 3D Stack<strong>in</strong>g<br />
Nanocontacts–Emerg<strong>in</strong>g Materials and Process<strong>in</strong>g<br />
for Ohmicity and Rectification<br />
Materials and Physics of Emerg<strong>in</strong>g Nonvolatile Memories*<br />
Phase-Change Materials for Memory and Reconfigurable<br />
Electronics Applications<br />
Reliability and Materials Issues of III-V and II-VI<br />
Semiconductor Optical and Electron Devices and Materials II*<br />
Silicon Carbide–Materials, Process<strong>in</strong>g, and Devices<br />
Recent Advances <strong>in</strong> Superconductors, Novel Compounds,<br />
and High-T c<br />
Materials*<br />
Organic and Hybrid-Organic Electronics<br />
Advanced Materials and Processes for “Systems-on-Plastic”*<br />
Group IV Photonics for Sens<strong>in</strong>g and Imag<strong>in</strong>g*<br />
Optical Interconnects–Materials, Performance, and Applications<br />
MATERIALS SCIENCE AND MATERIALS<br />
CHEMISTRY FOR ENERGY<br />
N<br />
O<br />
P<br />
Q<br />
R<br />
S<br />
T<br />
U<br />
V<br />
W<br />
Y<br />
Z<br />
One-Dimensional Nanostructured Materials<br />
for Energy Conversion and Storage<br />
Next-Generation Energy Storage Materials and Systems<br />
Advanced Materials and Nanoframeworks<br />
for Hydrogen Storage and Carbon Capture<br />
Titanium Dioxide Nanomaterials<br />
Bandgap Eng<strong>in</strong>eer<strong>in</strong>g and Interfaces of Metal Oxides for Energy<br />
Design of Materials for Susta<strong>in</strong>able Nuclear Energy<br />
Bio-<strong>in</strong>spired Materials for Energy Applications<br />
Materials for Catalysis <strong>in</strong> Energy<br />
Advanced Materials Process<strong>in</strong>g for Scalable Solar-Cell<br />
Manufactur<strong>in</strong>g II<br />
Nanostructured Solar Cells<br />
Act<strong>in</strong>ides–Basic Science, Applications, and Technology<br />
Conjugated Organic Materials for Energy Conversion,<br />
Energy Storage, and Charge Transport<br />
NANOSTRUCTURED MATERIALS AND DEVICES<br />
AA<br />
BB<br />
Inorganic Nanowires and Nanotubes–Synthesis, Properties,<br />
and Device Applications*<br />
Solution Synthesis of Inorganic Films<br />
and Nanostructured Materials<br />
CC<br />
DD<br />
EE<br />
FF<br />
GG<br />
HH<br />
II<br />
JJ<br />
KK<br />
LL<br />
Hierarchically Self-assembled Materials–<br />
From Molecule to Nano and Beyond<br />
De Novo Carbon Nanomaterials<br />
New Functional Nanocarbon Devices*<br />
Nanodiamond Particles and Related Materials–<br />
From Basic Science to Applications<br />
Functional Inorganic Nanoparticle-Polymer Composites<br />
with Eng<strong>in</strong>eered Structures and Coupled Properties<br />
Nanocomposites, Nanostructures, and Heterostructures<br />
of Correlated Oxide Systems*<br />
Nanoscale Materials Modification by Photon, Ion,<br />
and Electron Beams*<br />
Nanoscale Thermoelectrics–<br />
Materials and Transport Phenomena<br />
Plasmonic Materials and Metamaterials<br />
New Trends and Developments <strong>in</strong> Nanomagnetism<br />
MM Topological Insulators<br />
BIOLOGICAL, BIOMEDICAL AND BIO-INSPIRED MATERIALS<br />
NN DNA Nanotechnology<br />
OO Structure-Function Design Strategies<br />
for Bio-enabled Materials Systems<br />
PP Manipulat<strong>in</strong>g Cellular Microenvironments<br />
QQ Mechanobiology of Cells and Materials<br />
RR Molecules to Materials–Multiscale Interfacial<br />
Phenomena <strong>in</strong> Biological and Bio-<strong>in</strong>spired Materials<br />
SS Structure/Property Relationships <strong>in</strong> Biological<br />
and Biomimetic Materials at the Micro-, Nano-,<br />
and Atomic-Length Scales<br />
TT Interfaces <strong>in</strong> Materials, Biology, and Physiology<br />
UU Integration of Natural and Synthetic Biomaterials<br />
with Organic Electronics<br />
VV Nanomedic<strong>in</strong>e for Molecular Imag<strong>in</strong>g and Therapy<br />
WW Plasma Process<strong>in</strong>g and Diagnostics for Life Sciences*<br />
GENERAL MATERIALS SCIENCE<br />
XX<br />
YY<br />
ZZ<br />
Computational Materials Design <strong>in</strong> Heterogeneous Systems<br />
Rare-Earth-based Materials<br />
Transform<strong>in</strong>g Education <strong>in</strong> Materials Science and Eng<strong>in</strong>eer<strong>in</strong>g<br />
AAA Synthesis, Fabrication, and Assembly of Functional Particles<br />
and Capsules<br />
BBB Functional Materials and Ionic Liquids<br />
CCC Local Prob<strong>in</strong>g Techniques and In-Situ Measurements<br />
<strong>in</strong> Materials Science<br />
www.mrs.org/spr<strong>in</strong>g2012<br />
2012 MRS SPRING MEETING CHAIRS<br />
Lara A. Estroff<br />
Cornell University<br />
lae37@cornell.edu<br />
Jun Liu<br />
Pacific Northwest National Laboratory<br />
jun.liu@pnl.gov<br />
Kornelius Nielsch<br />
University of Hamburg<br />
kornelius.nielsch@physik.uni-hamburg.de<br />
Kazumi Wada<br />
University of Tokyo<br />
kwada@material.t.u-tokyo.ac.jp<br />
DON’T MISS THESE FUTURE MRS MEETINGS!<br />
2012 MRS Fall Meet<strong>in</strong>g & Exhibit November 26-30, 2012<br />
Hynes Convention Center & Sheraton Boston Hotel Boston, Massachusetts<br />
2013 MRS Spr<strong>in</strong>g Meet<strong>in</strong>g & Exhibit April 1-5, 2013<br />
Moscone West & San Francisco Marriott Marquis San Francisco, California<br />
506 Keystone Drive Warrendale, PA 15086-7573<br />
Tel 724.779.3003 Fax 724.779.8313<br />
<strong>in</strong>fo@mrs.org www.mrs.org
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 17<br />
MS-MS analyses <strong>in</strong> its own right. Even<br />
as we construct such <strong>in</strong>struments for<br />
discrete and separate stages of ion activation<br />
and analysis, a certa<strong>in</strong> percentage<br />
of the ions will dissociate on their own<br />
at some po<strong>in</strong>t. Because the <strong>in</strong>strumental<br />
parameters are set to pass or preserve<br />
stable ions, these metastable ions are lost<br />
to further process<strong>in</strong>g, <strong>in</strong>variably reduc<strong>in</strong>g<br />
the overall <strong>in</strong>strument sensitivity.<br />
Is there anyth<strong>in</strong>g that can be done<br />
to reduce the metastable ion loss? As<br />
discussed <strong>in</strong> a previous column (12),<br />
pressure and vacuum are not really<br />
trivial. Seem<strong>in</strong>gly small changes <strong>in</strong><br />
pressure lead to large changes <strong>in</strong> ion<br />
transmission through <strong>in</strong>strument<br />
components simply as a result of scatter<strong>in</strong>g.<br />
Factor <strong>in</strong> processes such as<br />
collision-<strong>in</strong>duced dissociation and<br />
the consequential effect grows. In a<br />
complex hybrid <strong>in</strong>strument, careful<br />
attention to the pressure profile along<br />
the ion flight path is crucial. Better<br />
pump<strong>in</strong>g, lead<strong>in</strong>g to a lower pressure<br />
at crucial locations <strong>in</strong> the <strong>in</strong>strument,<br />
is almost always guaranteed to lead<br />
to better overall performance. Recent<br />
strategies for sampl<strong>in</strong>g directly at<br />
atmospheric pressure generate their<br />
own set of eng<strong>in</strong>eer<strong>in</strong>g challenges for<br />
the pump<strong>in</strong>g system of the mass spectrometer.<br />
Although it may be possible<br />
to operate an <strong>in</strong>strument at “higher<br />
than optimal” pressures engendered<br />
by the atmospheric pressure sampl<strong>in</strong>g,<br />
its performance will <strong>in</strong>variably<br />
be degraded.<br />
In contrast to ions derived from<br />
organic and biological compounds,<br />
atomic ions have no paths to dissociation<br />
and more limited paths to neutralization.<br />
Long-lived atomic ions<br />
have been measured <strong>in</strong> mass spectrometers<br />
to determ<strong>in</strong>e their accurate<br />
masses. For example, the high-massmeasurement<br />
accuracy of the FT-MS<br />
<strong>in</strong>strument, used to great advantage<br />
<strong>in</strong> organic and biomolecular analysis,<br />
translates to atomic ion mass<br />
measurement as well (13). Introduction<br />
and ma<strong>in</strong>tenance of s<strong>in</strong>gle ions<br />
with<strong>in</strong> a Penn<strong>in</strong>g trap <strong>in</strong>strument,<br />
and mass measurements with a high<br />
degree of precision and accuracy, is<br />
a fundamental metrological experiment<br />
(14). Such experiments <strong>in</strong>form<br />
the basic foundations on which measurement<br />
science is based (15), but<br />
are unfortunately not broadly recognized<br />
with<strong>in</strong> the community devoted<br />
<strong>in</strong>creas<strong>in</strong>gly to biomolecular analysis.<br />
However, the fundamental measurement<br />
of mass for short-lived radioactive<br />
nuclides depends explicitly on<br />
MS (16), and the exact<strong>in</strong>g procedures<br />
developed <strong>in</strong> such work to m<strong>in</strong>imize<br />
errors are <strong>in</strong>structive for all researchers<br />
<strong>in</strong> the field.<br />
Conclusion<br />
F<strong>in</strong>ally, we note that trapped ions<br />
can be evaluated not for their mass,<br />
but as an optical clock (17). The mass<br />
of a s<strong>in</strong>gle trapped ion is a constant,<br />
whether it is measured or not. An<br />
atomic clock has been devised based<br />
on optical transitions between trapped<br />
199 Hg + and 27 Al + ions. This highaccuracy<br />
clock represents a new basis<br />
for the measurement of time itself.<br />
We close this column with a quote<br />
(17): “The uncerta<strong>in</strong>ties <strong>in</strong> the atomic<br />
clocks reported here occur at the excit<strong>in</strong>g<br />
<strong>in</strong>tersection of relativity, geodesy,<br />
and quantum physics, and the total<br />
uncerta<strong>in</strong>ty of 5.2 × 10 −17 shows unprecedented<br />
sensitivity to gravitational<br />
effects and cosmological fluctuations.<br />
Future improvements <strong>in</strong> these atomic<br />
clocks will provide even more sensitive<br />
probes of nature.” Cosmological fluctuations?<br />
I always thought that <strong>in</strong>strument<br />
performance was somehow tied<br />
to phases of the moon, and I may have<br />
been right all along.<br />
References<br />
(1) S.E. Schwartz, J. Chem. Educ. 50,<br />
608–610 (1973).<br />
(2) R.L. Dunbrack, Jr., J. Chem. Educ. 63,<br />
953–955 (1986).<br />
(3) F. Ahmed, J. Chem. Educ. 64, 427–<br />
428 (1987).<br />
(4) R.G. Cooks, J.H. Beynon, R.M. Caprioli,<br />
and G.R. Lester <strong>in</strong> Metastable<br />
Ions (Elsevier, Amsterdam, 1973).<br />
(This book has been repr<strong>in</strong>ted by<br />
the American Society for Mass<br />
Spectrometry.)<br />
(5) J.A. Hipple, Phys. Rev. 71, 594–599<br />
(1947).<br />
(6) L.A. Shadoff, Anal. Chem. 39, 1902–<br />
1903 (1967).<br />
(7) K.C. Kim and R.G. Cooks, J. Org.<br />
Chem. 40, 511–513 (1975).<br />
(8) C.R. Ponciano and E.F. da Silveira, J.<br />
Phys. Chem. A 106, 10139–10143<br />
(2002).<br />
(9) K.G. Stand<strong>in</strong>g, Int. J. Mass Spectrom.<br />
200, 597–610 (2000).<br />
(10) W. Szymczak and K. Wittmaack, Appl.<br />
Surf. Sci. 203–204, 170–174 (2003).<br />
(11) F.H. Strobel and D.H. Russell, Anal.<br />
Chem. 64, 2879–2881 (1992).<br />
(12) K.L. Busch, <strong>Spectroscopy</strong> 24(11),<br />
16–22, (2009).<br />
(13) M.V. Gorshkov, S.H. Guan, and A.G.<br />
Marshall, Int. J. Mass Spectrom. Ion<br />
Phys. 128, 47–60 (1993).<br />
(14) R.C. Thompson, Meas. Sci. Technol.<br />
1, 93–105 (1990).<br />
(15) F. DiFillipo, V. Natarajan, K.R. Boyce,<br />
and D.E. Pritchard, Phys. Rev. Letters<br />
73(11), 1481–1484 (1994).<br />
(16) http://isoltrap.web.cern.ch/<br />
isoltrap/<br />
(17) T. Rosenband, D.B. Hume, P.O.<br />
Schmidt, C.W. Chou, A. Brusch, L.<br />
Lor<strong>in</strong>i, W.H. Oskay, R.E. Drull<strong>in</strong>ger,<br />
T.M. Fortier, J.E. Stalnaker, S.A.<br />
Diddams, W.C. Swann, N.R. Newbury,<br />
W.M. Itano, D.J. W<strong>in</strong>eland,<br />
and J.C. Bergquist, Science 319,<br />
1808–1812 (2008).<br />
Kenneth L. Busch is<br />
amused to th<strong>in</strong>k that, at<br />
one extreme, our experiments<br />
def<strong>in</strong>e time with<br />
such precision and accuracy<br />
that we can watch for<br />
cosmological fluctuations.<br />
On another level, Samoa<br />
is scheduled to leap back across the International<br />
Datel<strong>in</strong>e at the end of this year,<br />
los<strong>in</strong>g an entire day (and a Friday at that!).<br />
Their last change was <strong>in</strong> 1892, apparently<br />
accomplished without too great an <strong>in</strong>convenience.<br />
In 2011, we assume there’s<br />
already an ID hop app, and if there’s not,<br />
sooner or later (pun <strong>in</strong>tended), there will<br />
be. This column is the sole responsibility of<br />
the author, who can be reached at WyvernAssoc@yahoo.com.<br />
For more <strong>in</strong>formation on<br />
this topic, please visit:<br />
www.spectroscopyonl<strong>in</strong>e.com/busch
18 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
The Basel<strong>in</strong>e<br />
Maxwell’s Equations, Part III<br />
This is the third part of a multipart series on Maxwell’s equations of electromagnetism.<br />
The discussion lead<strong>in</strong>g up to the first equation got so long that we had to separate it <strong>in</strong>to<br />
two parts. However, the ultimate goal of the series is a def<strong>in</strong>itive explanation of these four<br />
equations; readers will be left to judge how def<strong>in</strong>itive it is. As a rem<strong>in</strong>der, figures are be<strong>in</strong>g<br />
numbered sequentially throughout this series, which is why the first figure <strong>in</strong> this column is<br />
Figure 16. I hope this does not cause confusion. Another note: this is go<strong>in</strong>g to get a bit mathematical.<br />
It can’t be helped: models of the physical universe, like Newton’s second law F =<br />
ma, are based <strong>in</strong> math. So are Maxwell’s equations.<br />
David W. Ball<br />
In the previous <strong>in</strong>stallment, we started <strong>in</strong>troduc<strong>in</strong>g<br />
the concepts of slope and discussed how calculus<br />
deals with slopes of curved l<strong>in</strong>es. Here, we’ll start<br />
with calculus aga<strong>in</strong>, with our ultimate goal be<strong>in</strong>g the<br />
understand<strong>in</strong>g of Maxwell’s first equation.<br />
More Advanced Calculus<br />
We have already discussed the derivative, which is a<br />
determ<strong>in</strong>ation of the slope of a function (straight or<br />
curved). The other fundamental operation <strong>in</strong> calculus is<br />
<strong>in</strong>tegration, whose representation is called an <strong>in</strong>tegral:<br />
a<br />
∫ f(x) dx<br />
[1]<br />
b<br />
where the symbol ∫ is called the <strong>in</strong>tegral sign and represents<br />
the <strong>in</strong>tegration operation; f(x) is called the <strong>in</strong>tegrand<br />
and is the function to be <strong>in</strong>tegrated; dx is the <strong>in</strong>f<strong>in</strong>itesimal<br />
of the dimension of the function; and a and b<br />
are the limits between which the <strong>in</strong>tegral is numerically<br />
evaluated, if it is to be numerically evaluated. (If the <strong>in</strong>tegral<br />
sign looks like an elongated “s”, it should — Leibniz,<br />
one of the cofounders of calculus [with Newton],<br />
adopted it <strong>in</strong> 1675 to represent “sum”, s<strong>in</strong>ce an <strong>in</strong>tegral<br />
is a limit of a sum.) A statement called the fundamental<br />
theorem of calculus establishes that <strong>in</strong>tegration and differentiation<br />
are the opposites of each other, a concept<br />
that allows us to calculate the numerical value of an <strong>in</strong>tegral.<br />
For details of the fundamental theorem of calculus,<br />
consult a calculus text. For our purposes, all we need<br />
to know is that the two are related and calculable.<br />
The most simple geometric representation of an <strong>in</strong>tegral<br />
is that it represents the area under the curve given<br />
by f(x) between the limits a and b and bound by the x<br />
axis. Look, for example, at Figure 16a. It is a figure of<br />
the l<strong>in</strong>e y = x or, <strong>in</strong> more general terms, f(x) = x. What is<br />
the area under this function but above the x axis, shaded<br />
gray <strong>in</strong> Figure 16a? Simple geometry <strong>in</strong>dicates that the<br />
area is ½ units — the box def<strong>in</strong>ed by x = 1 and y = 1 is 1<br />
unit (1 × 1), and the right triangle that is shaded gray is<br />
one-half of that total area, or ½ unit <strong>in</strong> area. Integration<br />
of the function f(x) = x gives us the same answer. The<br />
rules of <strong>in</strong>tegration will not be discussed here; it is assumed<br />
that the reader can perform simple <strong>in</strong>tegration:<br />
1<br />
∫<br />
1<br />
∫<br />
1<br />
f(x) dx = x dx = ½ x 2 = ½ (1) 2 – ½ (0) 2 = ½ – 0 = ½<br />
0<br />
0<br />
0 [2]<br />
It is a bit messier if the function is more complicated.<br />
But, as first demonstrated by Reimann <strong>in</strong> the 1850s, the<br />
area can be calculated geometrically for any function <strong>in</strong><br />
one variable (easy to visualize, but <strong>in</strong> theory this can be
NIR, Kjeldahl, Dumas,<br />
Fall<strong>in</strong>g Number<br />
Sample Preparation of<br />
Food and Feed<br />
Ultra Centrifugal Mill<br />
ZM 200<br />
Knife Mill<br />
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Knife Mill<br />
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Cyclone Mill<br />
TWISTER
For optimum<br />
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Application examples TWISTER ZM 200<br />
Raw material<br />
GM 200 /<br />
GM 300<br />
Wheat + + o<br />
Corn o + +<br />
Hay/straw + + –<br />
Feeds<br />
Pig food pellets + + o<br />
Pet food pellets + + o<br />
Fish food pellets + + o<br />
Dry food<br />
Rice + + o<br />
Cereals + + o<br />
Peanuts – o +<br />
Almonds – o +<br />
Soy beans + + o<br />
Sun⇓ower seed o + o<br />
Cookies – – +<br />
Moist food<br />
Tomatoes – – +<br />
Cheese – – +<br />
Sausages – – +<br />
Cooked pasta – – +<br />
With<strong>in</strong> the RETSCH range of mills and gr<strong>in</strong>ders<br />
there is a specialist for every application.<br />
But what they have <strong>in</strong> common is that they<br />
produce a perfectly homogeneous, unaltered<br />
and uncontam<strong>in</strong>ated sample so that the subsequent<br />
analysis is always trustworthy and<br />
mean<strong>in</strong>gful. If you require professional solutions<br />
that comb<strong>in</strong>e high performance, ease<br />
of use, a maximum of operational safety and<br />
a long lifetime, then RETSCH’s equipment is<br />
your only choice!<br />
Ideal for forage, feeds and gra<strong>in</strong>s<br />
CYCLONE MILL TWISTER<br />
Q Rotor mill with sieve <strong>in</strong>sert (1 mm or 2 mm)<br />
and gr<strong>in</strong>d<strong>in</strong>g r<strong>in</strong>g<br />
Q Sieve <strong>in</strong>serts 0.5 mm and 0.8 mm (option)<br />
Q 3 controlled rotor speeds<br />
Q Cyclone separator with 250 ml collect<strong>in</strong>g bottle for quick<br />
extraction of sample<br />
Q Connection for vacuum cleaner<br />
Q No cross contam<strong>in</strong>ation thanks to easy clean<strong>in</strong>g<br />
Q Professional <strong>in</strong>dustrial design with long lifetime<br />
Q Convenient operat<strong>in</strong>g panel<br />
www.retsch.com/twister<br />
+ highly suitable 0 suitable – not suitable<br />
WET CHEMICAL AND ELEMENT ANALYSES<br />
RETSCH laboratory mills are suitable for sample preparation<br />
not only to NIR analysis but a variety of analytical<br />
methods. Achievable gr<strong>in</strong>d sizes of approximately<br />
500 microns are ideal for prote<strong>in</strong> analysis accord<strong>in</strong>g<br />
to Kjeldahl and Dumas. The same is true<br />
for the determ<strong>in</strong>ation of fall<strong>in</strong>g numbers.<br />
The gr<strong>in</strong>d size is also suitable for the determ<strong>in</strong>ation of<br />
fat and organic contam<strong>in</strong>ants through extraction,<br />
resp. of <strong>in</strong>organic contam<strong>in</strong>ants through digestion.<br />
NEW<br />
Cyclone Mill<br />
TWISTER
SAMPLE PREPARATION TO NIR ANALYSIS<br />
Near Infrared <strong>Spectroscopy</strong> is<br />
the most important analysis<br />
method for the determ<strong>in</strong>ation<br />
of prote<strong>in</strong> content, moisture,<br />
fat and ash <strong>in</strong> feeds and forage.<br />
The advantage over classical<br />
methods such as Kjeldahl<br />
is the simultaneous determ<strong>in</strong>ation<br />
of several parameters.<br />
Moreover, NIR spectroscopy<br />
is a quick method which neither<br />
requires consumables<br />
nor reagents. Therefore it is<br />
used whenever high sample<br />
throughput and great ⇓exibility<br />
are required.<br />
The identi⇒cation and quali⇒cation<br />
of raw materials as well<br />
as the quantitative analysis<br />
of convenience products can<br />
be carried out with<strong>in</strong> seconds<br />
to guarantee highest product<br />
quality and safety.<br />
A much discussed issue related<br />
to NIR analysis is the<br />
necessity of sample preparation.<br />
Users often face the<br />
problem of hav<strong>in</strong>g to decide<br />
whether sample preparation is<br />
required or not.<br />
Sample preparation to NIR<br />
does not require digestion or<br />
extraction, it is ma<strong>in</strong>ly about<br />
size reduction of the sample<br />
material.<br />
This <strong>in</strong>volves two aspects:<br />
1. Homogeniz<strong>in</strong>g<br />
the sample<br />
2. Achiev<strong>in</strong>g the<br />
required gr<strong>in</strong>d size<br />
Whereas an <strong>in</strong>homogeneous<br />
sample leads to systematic<br />
errors <strong>in</strong> the subsequent<br />
analysis, a sample which is too<br />
coarse causes statistical errors<br />
(see example on next page).<br />
MOISTURE<br />
FAT<br />
FIBERS<br />
F<strong>in</strong>e gr<strong>in</strong>d<strong>in</strong>g of gra<strong>in</strong>s, oilseeds, corn, animal feed<br />
pellets, spices, dried pasta and plants, tea, cocoa and<br />
raw coffee<br />
ULTRA CENTRIFUGAL MILL ZM 200<br />
Q High-throughput process<strong>in</strong>g of samples for NIR and ICP<br />
Q Large r<strong>in</strong>g sieve allows for quick sample process<strong>in</strong>g<br />
Q Option for load-controlled automatic feeder<br />
Q Cyclone separator for 230 ml to 4.5 l sample material.<br />
Optional dust extraction for optimum material discharge<br />
Q Heavy-duty “Powerdrive”<br />
Q Speed range 6,000 rpm to 18,000 rpm<br />
Q Wide selection of accessories<br />
www.retsch.com/zm200<br />
Ideal for samples high <strong>in</strong> water and oil content<br />
KNIFE MILL GRINDOMIX GM 300<br />
Q Homogenization of up to 4.5 liters sample material<br />
Q Variable speed from 500 – 4,000 rpm<br />
Q Autoclavable gr<strong>in</strong>d<strong>in</strong>g tools<br />
Q Patented gravity lids ensure homogenization of<br />
the ENTIRE sample<br />
Q Mode for prelim<strong>in</strong>ary and f<strong>in</strong>e gr<strong>in</strong>d<strong>in</strong>g<br />
Q Sturdy <strong>in</strong>dustrial motor<br />
Q Comprehensive range of accessories<br />
www.retsch.com/gm300<br />
KNIFE MILL<br />
GRINDOMIX GM 200<br />
Q For up to 700 ml<br />
of sample material<br />
Q Variable speed from 2,000<br />
to 10,000 rpm<br />
www.retsch.com/gm200<br />
Knife Mill<br />
GRINDOMIX<br />
GM 300<br />
Ultra Centrifugal Mill<br />
ZM 200
Improved results thanks to<br />
correct sample preparation<br />
EXAMPLE: ANALYSIS OF WHEAT<br />
The different properties of ground and unground samples<br />
when analyzed with NIR are demonstrated exemplarily with<br />
gra<strong>in</strong>s of wheat. The samples were analyzed 10 times, the<br />
spectrometer was refilled for every measurement. The wheat<br />
gra<strong>in</strong>s were previously ground <strong>in</strong> RETSCH’s cyclone mill<br />
TWISTER.<br />
The table shows a considerable difference between ground<br />
and unground sample, particularly with regards to ash and<br />
⇒ber content. This is due to the fact that only the surface of<br />
the unground wheat gra<strong>in</strong>s is analyzed result<strong>in</strong>g <strong>in</strong> an over<br />
representation of the kernel shell.<br />
NIR spectroscopy allows to determ<strong>in</strong>e a series of relevant parameters<br />
<strong>in</strong> feeds and gra<strong>in</strong>s without great effort. The prevalent<br />
op<strong>in</strong>ion is that sample preparation is not required for NIR<br />
analysis. However, the results presented here clearly <strong>in</strong>dicate<br />
that it is bene⇒cial to pulverize the samples with a suitable<br />
laboratory mill before analyz<strong>in</strong>g it, particularly if the material<br />
is <strong>in</strong>homogeneous. That is the only way to guarantee<br />
mean<strong>in</strong>gful and reliable analysis results.<br />
Parameter Ash Moisture<br />
unground wheat<br />
Fiber<br />
content<br />
Fat<br />
Prote<strong>in</strong><br />
average 0.10 9.80 6.90 1.38 8.46<br />
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ground wheat<br />
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standard deviation 0.03 0.09 0.05 0.03 0.07<br />
Fiber content<br />
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Subject to technical modification and errors · 99.100.1065/US-05-2011
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 19<br />
extended to any number of dimensions)<br />
by us<strong>in</strong>g rectangles of progressively<br />
narrower widths, until the<br />
area becomes a limit<strong>in</strong>g value as the<br />
number of rectangles goes to <strong>in</strong>f<strong>in</strong>ity<br />
and the width of each rectangle<br />
gets <strong>in</strong>f<strong>in</strong>itely narrow — one reason<br />
a good calculus course beg<strong>in</strong>s with<br />
a study of <strong>in</strong>f<strong>in</strong>ite sums and limits!<br />
But I digress. For the function <strong>in</strong><br />
Figure 16b, which is f(x) = x 2 , the<br />
area under the curve, now poorly approximated<br />
by the shaded triangle, is<br />
calculated exactly with an <strong>in</strong>tegral:<br />
1<br />
∫<br />
0<br />
1<br />
∫<br />
f(x) dx = x 2 dx = x 3 = – (0) =<br />
0<br />
1<br />
1 1 1 3 3 3<br />
[3]<br />
As with differentiation, <strong>in</strong>tegration<br />
can also be extended to functions<br />
of more than one variable. The<br />
issue to understand is that when<br />
consider<strong>in</strong>g functions, the space you<br />
need to use has one more dimension<br />
than variables because the function<br />
needs to be plotted <strong>in</strong> its own dimension.<br />
Thus, a plot of a one-variable<br />
function requires two dimensions,<br />
one to represent the variable<br />
and one to represent the value of the<br />
function. Figures 9 and 10 <strong>in</strong> the<br />
previous <strong>in</strong>stallment (1) are therefore<br />
two-dimensional plots. A twovariable<br />
function needs to be plotted<br />
or visualized <strong>in</strong> three dimensions,<br />
like Figures 11 or 12 <strong>in</strong> the previous<br />
column. Look<strong>in</strong>g at the two-variable<br />
function <strong>in</strong> Figure 17, we see a l<strong>in</strong>e<br />
across the function’s values, with<br />
its projection <strong>in</strong> the (x,y) plane. The<br />
l<strong>in</strong>e on the surface is parallel to the<br />
y axis, so it is show<strong>in</strong>g the trend of<br />
the function only as the variable x<br />
changes. If we were to <strong>in</strong>tegrate this<br />
multivariable function with respect<br />
only to x (<strong>in</strong> this case), we would be<br />
evaluat<strong>in</strong>g the <strong>in</strong>tegral only along<br />
this l<strong>in</strong>e, called a l<strong>in</strong>e <strong>in</strong>tegral. One<br />
<strong>in</strong>terpretation of this <strong>in</strong>tegral would<br />
be that it is simply the part of the<br />
volume under the overall surface<br />
that is beneath the given l<strong>in</strong>e; that is,<br />
it is the area under the l<strong>in</strong>e.<br />
If the surface represented <strong>in</strong><br />
Figure 17 represents a field (either<br />
scalar or vector), then the l<strong>in</strong>e <strong>in</strong>tegral<br />
represents the total effect of<br />
that field along the given l<strong>in</strong>e. The<br />
0<br />
formula for calculat<strong>in</strong>g the “total effect”<br />
might be unusual, but it makes<br />
sense if we start from the beg<strong>in</strong>n<strong>in</strong>g.<br />
Consider a path whose position is<br />
def<strong>in</strong>ed by an equation P, which is<br />
a function of one or more variables.<br />
What is the distance of the path?<br />
One way of calculat<strong>in</strong>g the distance s<br />
is velocity v times time t, or<br />
s = v × t [4]<br />
But velocity is the derivative of position<br />
P with respect to time, or dP/dt.<br />
Let us represent this derivative as P΄.<br />
Our equation becomes<br />
s = P΄ × t [5]<br />
This is for f<strong>in</strong>ite values of distance<br />
and time, and for that matter, for constant<br />
P΄. (For example: total distance<br />
at 2.0 m/s for 4.0 s = 2.0 m/s × 4.0 s =<br />
8.0 m. In this example, P΄ is 2.0 m/s<br />
and t is 4.0 s.) For <strong>in</strong>f<strong>in</strong>itesimal values<br />
of distance and time, and for a path<br />
whose value may be a function of the<br />
variable of <strong>in</strong>terest (<strong>in</strong> this case, time),<br />
the <strong>in</strong>f<strong>in</strong>itesimal form is<br />
ds = P΄dt [6]<br />
To f<strong>in</strong>d the total distance, we <strong>in</strong>tegrate<br />
between the limits of the <strong>in</strong>itial<br />
position a and the f<strong>in</strong>al position b<br />
s =<br />
(a)<br />
∫<br />
b<br />
1<br />
a<br />
P’ dt<br />
f(x) = x<br />
[7]<br />
(b)<br />
1 1<br />
1<br />
f(x) = x 2<br />
Figure 16: The geometric <strong>in</strong>terpretation of a simple <strong>in</strong>tegral is the area under a function and<br />
bounded on the bottom by the x-axis (that is, y = 0). (a) For the function f(x) = x, the areas as<br />
calculated by geometry and <strong>in</strong>tegration are equal. (b) For the function f(x) = x 2 , the approximation<br />
from geometry is not a good value for the area under the function. A series of rectangles can<br />
be used to approximate the area under the curve, but <strong>in</strong> the limit of an <strong>in</strong>f<strong>in</strong>ite number of<br />
<strong>in</strong>f<strong>in</strong>itesimally-narrow rectangles, the area is equal to the <strong>in</strong>tegral.<br />
The po<strong>in</strong>t is that it’s not the path P<br />
we need to determ<strong>in</strong>e the l<strong>in</strong>e <strong>in</strong>tegral<br />
— it’s the change <strong>in</strong> P, denoted<br />
as P΄. This seems counter<strong>in</strong>tuitive<br />
at first, but hopefully the above example<br />
makes the po<strong>in</strong>t clear. It’s also<br />
a bit of overkill when one remembers<br />
that derivatives and <strong>in</strong>tegrals<br />
are opposites of each other: The<br />
above analysis has us determ<strong>in</strong>e a<br />
derivative and then take the <strong>in</strong>tegral,<br />
undo<strong>in</strong>g our orig<strong>in</strong>al operation, to<br />
get the answer. One might have just<br />
kept the orig<strong>in</strong>al equation and determ<strong>in</strong>ed<br />
the answer from there. We’ll<br />
address this issue shortly. One more<br />
po<strong>in</strong>t: It doesn’t have to be a change<br />
with respect to time. The derivative<br />
<strong>in</strong>volved can be a change with<br />
respect to a spatial variable. This<br />
allows us to determ<strong>in</strong>e l<strong>in</strong>e <strong>in</strong>tegrals<br />
with respect to space as well as time.<br />
Suppose the function for the path<br />
P is a vector? For example, consider<br />
a circle C <strong>in</strong> the (x,y) plane hav<strong>in</strong>g<br />
radius r. Its vector function is C =<br />
rcosθi + rs<strong>in</strong>θj + 0k (see Figure 18),<br />
which is a function of the variable<br />
θ, the angle from the positive x axis.<br />
What is the circumference of the circle;<br />
that is, what is the path length as<br />
θ goes from 0 to 2π, the radian measure<br />
of the central angle of a circle?<br />
Accord<strong>in</strong>g to our formulation above,<br />
we need to determ<strong>in</strong>e the derivative<br />
of our function. But for a vector, if<br />
we want the total length of the path,
20 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
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Figure 17: A multivariable function f(x,y) with a l<strong>in</strong>e parallel<strong>in</strong>g the<br />
y axis.<br />
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Figure 18: How far is the path around the circle? A l<strong>in</strong>e <strong>in</strong>tegral can tell<br />
us and it agrees with what basic geometry predicts (2πr).<br />
we care only about the magnitude of the vector and not<br />
its direction. Thus, we’ll need to derive the change <strong>in</strong><br />
the magnitude of the vector. We start by def<strong>in</strong><strong>in</strong>g the<br />
magnitude: the magnitude |m| of a three-magnitude<br />
(or lesser) vector is the Pythagorean comb<strong>in</strong>ation of its<br />
components<br />
|m| = √ x 2 + y 2 + z 2<br />
[8]<br />
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For the derivative of the path/magnitude with respect to<br />
time, which is the velocity, we have<br />
|m’| = √ (x’) 2 + (y’) 2 + (z’) 2<br />
[9]<br />
For our circle, we have the magnitude as simply the i,<br />
j, and k terms of the vector. These <strong>in</strong>dividual terms are<br />
also functions of θ. We have
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 21<br />
x<br />
d(r cos θ i)<br />
x’ = = –r s<strong>in</strong> θ i<br />
dθ<br />
d(r s<strong>in</strong> θ j)<br />
y’ = = –r cos θ j<br />
z’ = 0<br />
dθ<br />
From this we have<br />
[10]<br />
(x’) 2 = r 2 s<strong>in</strong> 2 θ i 2<br />
[11]<br />
(y’) = r 2 cos 2 θ j 2<br />
(and we will ignore the z part, s<strong>in</strong>ce<br />
it’s just zero). For the squares of the<br />
unit vectors, we have i 2 = j 2 = i·i = j·j<br />
= 1. Thus, we have<br />
a<br />
s = P’ dt =<br />
b<br />
∫<br />
2π<br />
∫ ()<br />
0<br />
√<br />
r 2 s<strong>in</strong> 2 θ + r 2 cos 2 θ dθ<br />
[12]<br />
We can factor out the r 2 term from<br />
each term and then out of the square<br />
root to get<br />
s =<br />
2π<br />
r<br />
0<br />
f(x,y)<br />
Figure 19: A surface S over which a function<br />
f(x,y) will be <strong>in</strong>tegrated.<br />
F<br />
F<br />
∫ √[13]<br />
s<strong>in</strong> 2 θ + cos 2 θ dθ<br />
n<br />
Flow<br />
Flow<br />
Figure 20: Flux is another word for amount of<br />
flow. (a) In a tube that is cut straight, the flux<br />
can be determ<strong>in</strong>ed from simple geometry.<br />
(b) In a tube cut at an angle, some vector<br />
mathematics is needed to determ<strong>in</strong>e flux.<br />
R<br />
S<br />
y<br />
Because, from elementary trigonometry,<br />
s<strong>in</strong> 2 θ + cos 2 θ equals 1, we have<br />
s = (r<br />
2π<br />
2π<br />
∫2π<br />
0<br />
√<br />
1)dθ<br />
∫<br />
= rdθ = r . θ<br />
0<br />
0<br />
= r(2π – 0) = 2πr<br />
[14]<br />
This seems like an awful lot of work<br />
to show what we all know, that the<br />
circumference of a circle is 2πr. But<br />
hopefully it will conv<strong>in</strong>ce you of the<br />
propriety of this particular mathematical<br />
formulation.<br />
Now, back to “total effect.” For<br />
a l<strong>in</strong>e <strong>in</strong>tegral <strong>in</strong>volv<strong>in</strong>g a field,<br />
there are two expressions we need<br />
to consider: the def<strong>in</strong>ition of the<br />
field F[x(q),y(q),z(q)] and the def<strong>in</strong>ition<br />
of the vector path p(q), where q<br />
represents the coord<strong>in</strong>ate along the<br />
path. (Note that at least <strong>in</strong>itially, the<br />
field F is not necessarily a vector.)<br />
In that case, the total effect s of the<br />
field along the l<strong>in</strong>e is given by<br />
s =<br />
∫]<br />
F<br />
p [<br />
x(q), y(q), z(q) . p’(q) dq<br />
[15]<br />
The <strong>in</strong>tegration is over the path p,<br />
which needs to be determ<strong>in</strong>ed by<br />
the physical nature of the system of<br />
<strong>in</strong>terest. Note that <strong>in</strong> the <strong>in</strong>tegrand,<br />
the two functions F and |p΄| are multiply<strong>in</strong>g<br />
together.<br />
If F is a vector field over the vector<br />
path p(q), denoted F[p(q)], then the<br />
l<strong>in</strong>e <strong>in</strong>tegral is def<strong>in</strong>ed similarly<br />
s =<br />
F<br />
p<br />
p(q) .<br />
[ p’(q) dq<br />
[16]<br />
∫ ]<br />
Here, we need to take the dot product<br />
of the F and p΄ vectors.<br />
A l<strong>in</strong>e <strong>in</strong>tegral is an <strong>in</strong>tegral over<br />
one dimension that gives, effectively,<br />
the area under the function. We can<br />
perform a two-dimensional <strong>in</strong>tegral<br />
over the surface of a multidimensional<br />
function, as pictured <strong>in</strong> Figure<br />
19. That is, we want to evaluate<br />
the <strong>in</strong>tegral<br />
∫ s<br />
g(x,y,z) dS<br />
[17]<br />
where g(x,y,z) is some scalar function<br />
on a surface S. Technically,<br />
this expression is a double <strong>in</strong>tegral<br />
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22 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
y<br />
z<br />
x<br />
F = xi + yj<br />
F = 2<br />
n k<br />
(x,y,z)<br />
z<br />
Figure 22: The divergence of the vector field F<br />
= xi + yj is 2, <strong>in</strong>dicat<strong>in</strong>g a constant divergence,<br />
a constant spread<strong>in</strong>g out, of the field at any<br />
po<strong>in</strong>t <strong>in</strong> the (x,y) plane.<br />
x<br />
y<br />
x<br />
Figure 21: What is the surface <strong>in</strong>tegral of a cube as the cube gets <strong>in</strong>f<strong>in</strong>itely small?<br />
y<br />
over two variables. This is generally<br />
called a surface <strong>in</strong>tegral.<br />
The mathematical tactic for<br />
evaluat<strong>in</strong>g the surface <strong>in</strong>tegral is<br />
to project the functional value <strong>in</strong>to<br />
the perpendicular plane, account<strong>in</strong>g<br />
for the variation of the function’s<br />
angle with respect to the projected<br />
plane. The proper variation<br />
is the cos<strong>in</strong>e function, which gives<br />
you a relative contribution of 1 if<br />
the function and the plane are parallel<br />
(for example, cos 0° = 1) and<br />
a relative contribution of 0 if the<br />
function and the plane are perpendicular<br />
(for example, cos 90° = 0).<br />
This automatically makes us th<strong>in</strong>k<br />
of a dot product. If the space S is<br />
be<strong>in</strong>g projected <strong>in</strong>to the (x,y) plane,<br />
then the dot product will <strong>in</strong>volve<br />
the unit vector <strong>in</strong> the z direction,<br />
or k. (If the space is projected <strong>in</strong>to<br />
other planes, other unit vectors<br />
are <strong>in</strong>volved, but the concept is the<br />
same.) If n(x,y,z) is the unit vector<br />
that def<strong>in</strong>es the l<strong>in</strong>e perpendicular<br />
to the plane marked out by g(x,y,z)<br />
(called the normal vector), then<br />
the value of the surface <strong>in</strong>tegral is<br />
given by<br />
∫ R<br />
g(x,y,z)<br />
∫dx<br />
n(x,y,z) .<br />
dy<br />
k<br />
[18]<br />
where the denom<strong>in</strong>ator conta<strong>in</strong>s a<br />
dot product and the <strong>in</strong>tegration is<br />
over the x and y limits of the
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 23<br />
x<br />
Force from other<br />
particle<br />
+ -<br />
Force from other<br />
particle<br />
Figure 24: It is an experimental fact that charges exert forces on each<br />
other. That fact is modeled by Coulomb’s law.<br />
Figure 23: A nonconstant divergence is illustrated by this onedimensional<br />
field F = x 2 i whose divergence is equal to 2x. The<br />
arrowheads represent length of the vector field at values of x = 1, 2, 3,<br />
4, and so forth. The greater the value of x, the farther apart the vectors<br />
get — that is, the greater the divergence.<br />
region R <strong>in</strong> the (x,y) plane of Figure 19. The dot<br />
product <strong>in</strong> the denom<strong>in</strong>ator is actually fairly easy<br />
to generalize. When that happens, the surface<br />
<strong>in</strong>tegral becomes<br />
g(x,y,z)<br />
1<br />
f<br />
x<br />
2 2<br />
f<br />
y<br />
dx dy<br />
[19]<br />
where f represents the function of the surface and g represents<br />
the function you are <strong>in</strong>tegrat<strong>in</strong>g over. Typically,<br />
to make g a function of only two variables, you let z =<br />
f(x,y) and substitute the expression for z <strong>in</strong>to the function<br />
g, if z appears <strong>in</strong> the function g.<br />
If, <strong>in</strong>stead of a scalar function g we had a vector function<br />
F, the above equation gets a bit more complicated.<br />
In particular, we are <strong>in</strong>terested <strong>in</strong> the effect that is normal<br />
to the surface of the vector function. Because we<br />
previously def<strong>in</strong>ed n as the vector normal to the surface,<br />
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24 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
F ndS<br />
s<br />
[20]<br />
r<br />
q 1<br />
For a vector function F = F x<br />
i + F y<br />
j + F z<br />
k and a surface<br />
given by the expression f(x,y) = z, this surface <strong>in</strong>tegral is<br />
F ndS<br />
s<br />
R<br />
f f<br />
F x<br />
F y<br />
F z<br />
x y<br />
dx dy<br />
[21]<br />
This is a bit of a mess! Is there a better, easier, more concise<br />
way of represent<strong>in</strong>g this?<br />
A Better Way<br />
There is a better way to represent this last <strong>in</strong>tegral, but<br />
we need to back up a bit: What exactly is F∙n? Actually,<br />
it’s just a dot product, but the <strong>in</strong>tegral<br />
r<br />
F ndS<br />
s<br />
[22]<br />
Figure 25: A charge <strong>in</strong> the center of a spherical shell with radius r has a<br />
normal unit vector equal to r, <strong>in</strong> the radial direction and with unit length,<br />
at any po<strong>in</strong>t on the surface of the sphere.<br />
we’ll use it aga<strong>in</strong>: We want the surface <strong>in</strong>tegral <strong>in</strong>volv<strong>in</strong>g<br />
F∙n, or<br />
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is called the flux of F. The word flux comes from the<br />
Lat<strong>in</strong> word fluxus, mean<strong>in</strong>g flow. For example, suppose<br />
you have some water flow<strong>in</strong>g through the end of<br />
a tube, as represented <strong>in</strong> Figure 20a. If the tube is cut<br />
straight, the flow is easy to calculate from the velocity<br />
of the water (given by F) and the geometry of the tube.<br />
If you want to express the flow <strong>in</strong> terms of the mass of<br />
water flow<strong>in</strong>g, you can use the density of the water as<br />
a conversion. But what if the tube isn’t cut straight, as<br />
shown <strong>in</strong> Figure 20b? In this case, we need to use some<br />
more complicated geometry — vector geometry — to<br />
determ<strong>in</strong>e the flux. In fact, the flux is calculated us<strong>in</strong>g<br />
the last <strong>in</strong>tegral <strong>in</strong> the previous section. Therefore, flux<br />
is calculable.<br />
Consider an ideal cubic surface with the sides parallel<br />
to the axes, as shown <strong>in</strong> Figure 21, that surrounds the<br />
po<strong>in</strong>t (x,y,z). This cube represents our function F and we<br />
want to determ<strong>in</strong>e the flux of F. Ideally, the flux at any<br />
po<strong>in</strong>t can be determ<strong>in</strong>ed by shr<strong>in</strong>k<strong>in</strong>g the cube until it<br />
gets to a s<strong>in</strong>gle po<strong>in</strong>t. We will start by determ<strong>in</strong><strong>in</strong>g the<br />
flux for a f<strong>in</strong>ite-sized side, then take the limit of the flux<br />
as the size of the side goes to zero. If we look at the top<br />
surface, which is parallel to the (x,y) plane, it should be<br />
obvious that the normal vector is the same as the k vector.<br />
For this surface by itself, the flux is then<br />
F kdS<br />
s<br />
[23]<br />
If F is a vector function, its dot product with k elim<strong>in</strong>ates<br />
the i and j parts (s<strong>in</strong>ce i∙k = j∙k = 0) and only the z-<br />
component of F rema<strong>in</strong>s. Thus, the <strong>in</strong>tegral above is just<br />
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s F dS z<br />
[24]<br />
If we assume that the function F z<br />
has some average<br />
value on that top surface, then the flux is simply that<br />
average value times the area of the surface, which we<br />
will propose is equal to Δx∙Δy. We need to note, though,<br />
that the top surface isn’t located at z (the center of the
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 25<br />
cube), but at z + Δz/2. Therefore, we<br />
have for the flux at the top surface<br />
z<br />
top flux F z x,y,z x y<br />
2<br />
[25]<br />
where the symbol ≈ means “approximately<br />
equal to.” It will become<br />
“equal to” when the surface area<br />
shr<strong>in</strong>ks to zero.<br />
The flux of F on the bottom side<br />
is exactly the same except for two<br />
small changes. First, the normal<br />
vector is now –k, so there is a negative<br />
sign on the expression. Second,<br />
the bottom surface is lower than the<br />
center po<strong>in</strong>t, so the function is evaluated<br />
at z – Δz/2. Thus, we have<br />
z<br />
bottom flux F z<br />
x,y,z x y<br />
2<br />
[26]<br />
The total flux through these two<br />
parallel planes is the sum of the two<br />
expressions<br />
change <strong>in</strong> z, the first term <strong>in</strong> the product<br />
above is simply the def<strong>in</strong>ition of the<br />
derivative of F z<br />
with respect to z! Of<br />
course, it’s a partial derivative, because<br />
F depends on all three variables, but we<br />
can write the flux more simply as<br />
flux<br />
F z<br />
z<br />
V<br />
[31]<br />
A similar analysis can be performed<br />
for the two sets of parallel planes;<br />
only the dimension labels will<br />
change. We ultimately get<br />
total flux<br />
F x<br />
x<br />
F y<br />
F<br />
V V V x F y<br />
V<br />
y z x y z<br />
F z F z<br />
[32]<br />
(Of course, as Δx, Δy, and Δz go to<br />
zero, so does ΔV, but this doesn’t affect<br />
our end result.) The expression<br />
<strong>in</strong> the parentheses above is so useful<br />
that it is def<strong>in</strong>ed as the divergence of<br />
the vector function F:<br />
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z<br />
flux F z x,y,z x y F z<br />
2<br />
x,y,z<br />
z<br />
2<br />
x y<br />
[27]<br />
We can factor the ΔxΔy out of both<br />
expressions. Now, if we multiply this<br />
expression by Δz/Δz (which equals<br />
1), we have<br />
flux<br />
z<br />
F z x,y,z F<br />
2 z<br />
x,y,z<br />
z<br />
2<br />
We rearrange:<br />
flux<br />
x y<br />
z<br />
z<br />
[28]<br />
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z<br />
z<br />
F z x,y,z F<br />
2 z x,y,z<br />
2<br />
x y z<br />
z<br />
[29]<br />
and recognize that ΔxΔyΔz is the<br />
change <strong>in</strong> volume of the cube, ΔV:<br />
flux<br />
F z x,y,z<br />
z<br />
z<br />
F x,y,z<br />
2 z<br />
2<br />
z<br />
V<br />
[30]<br />
As the cube shr<strong>in</strong>ks, Δz approaches<br />
zero. In the limit of <strong>in</strong>f<strong>in</strong>itesimal<br />
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26 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
divergence of F<br />
F x<br />
F y F z<br />
x y z<br />
where F F x i F y j F z k<br />
[33]<br />
Because divergence of a function is<br />
def<strong>in</strong>ed at a po<strong>in</strong>t and the flux (two<br />
equations above) is def<strong>in</strong>ed <strong>in</strong> terms<br />
of a f<strong>in</strong>ite volume, we can also def<strong>in</strong>e<br />
the divergence as the limit as volume<br />
goes to zero of the flux density (def<strong>in</strong>ed<br />
as flux divided by volume):<br />
divergence of F<br />
(total flux)<br />
lim<br />
V 0<br />
F x<br />
F y F z<br />
x y z<br />
1<br />
V s<br />
F ndS<br />
lim<br />
1<br />
(<br />
V 0<br />
V<br />
There are two abbreviations to<br />
<strong>in</strong>dicate the divergence of a vector<br />
function. One is to simply use the<br />
abbreviation “div” to represent divergence:<br />
div F<br />
[34]<br />
x y z<br />
[35]<br />
F x<br />
F y F z<br />
The other way to represent the divergence<br />
is with a special function.<br />
The function ∇ (called “del”) is def<strong>in</strong>ed<br />
as<br />
i j k<br />
x y z<br />
If one were to take the dot product<br />
between ∇ and F, we would get the<br />
follow<strong>in</strong>g result:<br />
F i j k<br />
x y z<br />
F x<br />
F y F z<br />
x y z<br />
[36]<br />
F x i F y j F z k<br />
[37]<br />
which is the divergence! Note that,<br />
although we expect to get n<strong>in</strong>e terms<br />
<strong>in</strong> the dot product above, cross terms<br />
between the unit vectors (like i∙k or<br />
k∙j) all equal zero and cancel out, while<br />
like terms (that is, j∙j) all equal 1 because<br />
the angle between a vector and<br />
itself is zero and cos 0 = 1. As such, our<br />
n<strong>in</strong>e-term expansion collapses to only<br />
three nonzero terms. Alternately, one<br />
can th<strong>in</strong>k of the dot product <strong>in</strong> terms<br />
of its other def<strong>in</strong>ition:<br />
a∙b = Σa i<br />
b i<br />
= a 1<br />
b 1<br />
+ a 2<br />
b 2<br />
+ a 3<br />
b 3<br />
[38]<br />
where a 1<br />
, a 2<br />
, and so forth are the<br />
scalar magnitudes <strong>in</strong> the x, y, etc.,<br />
directions. So, the divergence of a<br />
vector function F is <strong>in</strong>dicated by<br />
divergence of F = ∇∙F<br />
[39]<br />
What does the divergence of a<br />
function mean? First, note that the<br />
divergence is a scalar, not a vector,<br />
field. No unit vectors rema<strong>in</strong> <strong>in</strong> the<br />
expression for the divergence. This<br />
is not to imply that the divergence<br />
is a constant — it may <strong>in</strong> fact be<br />
a mathematical expression whose<br />
value varies <strong>in</strong> space. For example,<br />
for the field<br />
F = x 3 i [40]<br />
the divergence is<br />
∇∙F = 3x 2 [41]<br />
which is a scalar function. Thus, the<br />
divergence changes with position.<br />
Divergence is an <strong>in</strong>dication of how<br />
quickly a vector field spreads out at<br />
any given po<strong>in</strong>t; that is, how fast it<br />
diverges. Consider the vector field<br />
F = xi + yj<br />
[42]<br />
which we orig<strong>in</strong>ally showed <strong>in</strong> Figure<br />
13 of the last column and are<br />
reshow<strong>in</strong>g <strong>in</strong> Figure 22. It has a<br />
constant divergence of 2 (easily verified),<br />
<strong>in</strong>dicat<strong>in</strong>g a constant “spread<strong>in</strong>g<br />
out” over the plane. However, for<br />
the field<br />
F = x 2 i [43]<br />
whose divergence is 2x, the vectors<br />
get farther and farther apart as x <strong>in</strong>creases<br />
(see Figure 23).<br />
Maxwell’s First Equation<br />
If two electric charges were placed <strong>in</strong><br />
space near each other, as is shown <strong>in</strong><br />
Figure 24, there would be a force of<br />
attraction between the two charges.<br />
The charge on the left would exert a<br />
force on the charge on the right, and<br />
vice versa. That experimental fact<br />
is modeled mathematically by Coulomb’s<br />
law, <strong>in</strong> which a vector form is<br />
F<br />
q 1<br />
q 2<br />
r<br />
r 2<br />
[44]<br />
where q 1<br />
and q 2<br />
are the magnitudes<br />
of the charges (<strong>in</strong> elementary units,<br />
where the elementary unit is equal to<br />
the charge on the electron) and r is<br />
the scalar distance between the two<br />
charges. The unit vector r represents<br />
the l<strong>in</strong>e between the two charges q 1<br />
and q 2<br />
. The modern version of Coulomb’s<br />
law <strong>in</strong>cludes a conversion factor<br />
between charge units (coulombs,<br />
C) and force units (newtons, N), and<br />
is written as<br />
F<br />
q 1<br />
q 2 r<br />
4 0r 2<br />
[45]<br />
where ε 0<br />
is called the permittivity of<br />
free space and has an approximate<br />
value of 8.854… × 10 -12 C 2 /Nm 2 .<br />
How does a charge cause a force<br />
to be felt by another charge? Michael<br />
Faraday suggested that a charge had<br />
an effect <strong>in</strong> the surround<strong>in</strong>g space<br />
called an electric field, a vector field,<br />
labeled E. The electric field is def<strong>in</strong>ed<br />
as the Coulombic force felt by<br />
another charge divided by the magnitude<br />
of the orig<strong>in</strong>al charge, which<br />
we will choose to be q 2<br />
:<br />
E<br />
F<br />
q 2<br />
4<br />
q 1<br />
r<br />
0r 2<br />
[46]<br />
where <strong>in</strong> the second expression we<br />
have substituted the expression for F.<br />
Note that E is a vector field (as <strong>in</strong>dicated<br />
by the bold-faced letter) and is<br />
dependent on the distance from the<br />
orig<strong>in</strong>al charge. E also has a unit vector<br />
that is def<strong>in</strong>ed as the l<strong>in</strong>e between<br />
the two charges <strong>in</strong>volved, but <strong>in</strong> this<br />
case the second charge has yet to be<br />
positioned, so <strong>in</strong> general E can be<br />
thought of as a spherical field about<br />
the charge q 1<br />
. The unit for an electric<br />
field is newton per coulomb, or N/C.<br />
Because E is a field, we can pretend<br />
it has flux — that is, someth<strong>in</strong>g is<br />
“flow<strong>in</strong>g” through any surface that<br />
encloses the orig<strong>in</strong>al charge. What is
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 27<br />
flow<strong>in</strong>g? It doesn’t matter; all that matters is that we can def<strong>in</strong>e<br />
the flux mathematically. In fact, we can use the def<strong>in</strong>ition<br />
of flux given earlier. The electric flux Φ is given by<br />
E ndS [47]<br />
s<br />
which is perfectly analogous to our previous def<strong>in</strong>ition<br />
of flux.<br />
Let us consider a spherical surface around our orig<strong>in</strong>al<br />
charge that has some constant radius r. The normal<br />
unit vector n is simply r, the radius unit vector, s<strong>in</strong>ce the<br />
radius unit vector is perpendicular to the spherical surface<br />
at any of its po<strong>in</strong>ts (Figure 25). Because we know the<br />
def<strong>in</strong>ition of E from Coulomb’s law, we can substitute<br />
<strong>in</strong>to the expression for electric flux<br />
q 1 r r dS<br />
s 4 [48]<br />
0r 2<br />
The dot product r∙r is simply 1, so this becomes<br />
q 1 dS [49]<br />
s 4 0r 2<br />
If the charge q 1<br />
is constant, 4 is constant, π is constant,<br />
the radius r is constant, and the permittivity of free<br />
space is constant, these can all be removed from the <strong>in</strong>tegral<br />
to get<br />
q 1 dS [50]<br />
4 0r 2 s<br />
What is this <strong>in</strong>tegral? Well, we def<strong>in</strong>ed our system as a<br />
sphere, so the surface <strong>in</strong>tegral above is the surface area<br />
of a sphere. The surface area of a sphere is known: 4πr 2 .<br />
Thus, we have<br />
q 1<br />
4 r<br />
4 0r 2<br />
[51]<br />
2<br />
The 4, the π, and the r 2 terms cancel. We are left with<br />
q 1<br />
0<br />
Recall, however, that we previously def<strong>in</strong>ed the divergence<br />
of a vector function as<br />
div F<br />
F x<br />
F y F z<br />
x y z<br />
lim<br />
V 0<br />
[52]<br />
1 1<br />
(total flux) lim F ndS<br />
V<br />
V 0<br />
V s<br />
[53]<br />
Note that the <strong>in</strong>tegral <strong>in</strong> the def<strong>in</strong>ition has exactly the<br />
same form as the electric field flux Φ. Therefore, <strong>in</strong><br />
terms of the divergence, we have for E<br />
div E<br />
lim<br />
V 0<br />
1<br />
lim<br />
1<br />
1<br />
E ndS lim<br />
V<br />
V 0<br />
s<br />
V V 0 V [54]<br />
where we have made the appropriate substitutions to get the<br />
f<strong>in</strong>al expression. We will rewrite this last expression as<br />
div E<br />
lim<br />
V 0<br />
V<br />
q 1<br />
0<br />
[55]<br />
The expression q 1<br />
/ΔV is simply the charge density at a<br />
po<strong>in</strong>t, which we will def<strong>in</strong>e as ρ. This last expression<br />
simply becomes<br />
div E [56]<br />
This equation is Maxwell’s first equation of electromagnetism.<br />
It is also written as<br />
E [57]<br />
Maxwell’s first equation is also called Gauss’ law, after<br />
Carl Friedrich Gauss, the German polymath who first<br />
determ<strong>in</strong>ed it but did not publish it. (It was f<strong>in</strong>ally published<br />
<strong>in</strong> 1867 after his death by his colleague William<br />
Weber; Gauss had a habit of not publish<strong>in</strong>g much of his<br />
work, and his many contributions to science and mathematics<br />
were only realized posthumously.)<br />
In the next <strong>in</strong>stallment, we will expand on our discussion<br />
by look<strong>in</strong>g at Maxwell’s second equation. In that case,<br />
we will be concerned with our old friend magnetism.<br />
References<br />
(1) D.W. Ball, <strong>Spectroscopy</strong> 26(6), 14–21 (2011).<br />
(2) B. Baigrie, Electricity and Magnetism (Greenwood Press,<br />
Westport, Connecticut, 2007).<br />
(3) D. Halliday, R. Resnick, and J. Walker, Fundamentals of<br />
Physics 6th Ed. (John Wiley and Sons, New York, New<br />
York, 2001).<br />
(4) J.E. Marsden and A.J. Tromba, Vector Calculus 2nd Ed. (W.<br />
H. Freeman and Company, 1981).<br />
(5) H.M. Schey, Div, Grad, Curl, and All That: An Informal Text<br />
on Vector Calculus 4th Ed. (W. W. Norton and Company,<br />
New York, New York, 2005).<br />
David W. Ball is normally a professor of<br />
chemistry at Cleveland State University <strong>in</strong> Ohio.<br />
For a while, though, th<strong>in</strong>gs will not be normal:<br />
start<strong>in</strong>g <strong>in</strong> July 2011 and for the commenc<strong>in</strong>g<br />
academic year, David will be serv<strong>in</strong>g as<br />
Dist<strong>in</strong>guished <strong>Vis</strong>it<strong>in</strong>g Professor at the United<br />
States Air Force Academy <strong>in</strong> Colorado Spr<strong>in</strong>gs,<br />
Colorado, where he will be teach<strong>in</strong>g chemistry<br />
to Air Force cadets. He still, however, has two books on spectroscopy<br />
available through SPIE Press, and just recently published two new<br />
textbooks with Flat World Knowledge. Despite his relocation, he still<br />
can be contacted at d.ball@csuohio.edu. And f<strong>in</strong>ally, while at USAFA<br />
he will still be work<strong>in</strong>g on this series, dest<strong>in</strong>ed to become another<br />
book at an SPIE Press web page near you.<br />
For more <strong>in</strong>formation on this topic, please visit:<br />
www.spectroscopyonl<strong>in</strong>e.com/ball
28 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Focus on Quality<br />
Periodic Reviews of<br />
Computerized Systems, Part I<br />
In the first of a two part series, this month’s column looks at <strong>in</strong>terpret<strong>in</strong>g the Annex 11 regulations<br />
and understand<strong>in</strong>g the pr<strong>in</strong>ciples of a periodic review. The second part will discuss how to carry out<br />
the review and report it.<br />
R.D. McDowall<br />
In my last Focus on Quality column we looked at the<br />
new European Union Good Manufactur<strong>in</strong>g Practice<br />
(EU GMP) regulations, fous<strong>in</strong>g on Annex 11 (computerized<br />
systems) and Chapter 4 (documentation) (1) that<br />
became effective on June 30 of this year. A new requirement<br />
<strong>in</strong> Annex 11 (2) is for periodic evaluation or periodic<br />
review. The regulation states <strong>in</strong> clause 11, “Computerized<br />
systems should be periodically evaluated to confirm that<br />
they rema<strong>in</strong> <strong>in</strong> a valid state and are compliant with GMP.<br />
Such evaluations should <strong>in</strong>clude, where appropriate, the<br />
current range of functionality, deviation records, <strong>in</strong>cidents,<br />
problems, upgrade history, performance, reliability, security,<br />
and validation status reports.”<br />
Some of the <strong>in</strong>terpretations of this clause are<br />
• You have to conduct periodic reviews of computerized<br />
systems.<br />
• There are no exceptions to this regulation (for example,<br />
only critical systems need to be evaluated); all systems<br />
must be reviewed.<br />
• The frequency of the review is determ<strong>in</strong>ed by the company’s<br />
quality assurance or laboratory management and justified<br />
where necessary to an <strong>in</strong>spector. Implicit <strong>in</strong> this statement<br />
is that you should apply a risk assessment to determ<strong>in</strong>e the<br />
frequency. Also, it is explicitly stated <strong>in</strong> clause 1 of Annex 11<br />
that risk assessment is conducted throughout the life cycle<br />
of a computerized system.<br />
• The aim of any review is to ensure that the system is compliant<br />
with the applicable regulations and that it rema<strong>in</strong>s <strong>in</strong> a<br />
validated state over the time period s<strong>in</strong>ce the last review.<br />
• The scope of the periodic review can cover the last full<br />
validation, change control records s<strong>in</strong>ce the last validation,<br />
problems and their resolution, user account management,<br />
user tra<strong>in</strong><strong>in</strong>g, and IT support such as data backup.<br />
What is not stated <strong>in</strong> the regulation however, is the formality<br />
of the process. So how can we demonstrate to an <strong>in</strong>spector<br />
that periodic reviews have been carried out? Unless the reviews<br />
are formally documented, then you can’t; it’s as simple as that.<br />
So we will look at the overall process of a periodic review <strong>in</strong><br />
this column and then <strong>in</strong> the next <strong>in</strong>stallment we will exam<strong>in</strong>e<br />
the practicalities of perform<strong>in</strong>g and report<strong>in</strong>g such a review.<br />
A Small Regulatory Problem<br />
Why perform a periodic review? This is probably one question<br />
that you may ask when read<strong>in</strong>g the section above. In<br />
life, it is always better to use real examples to illustrate po<strong>in</strong>ts<br />
you are try<strong>in</strong>g to make because it demonstrates that other<br />
organizations can sometimes make bigger mistakes than you<br />
do. Take, for example, the follow<strong>in</strong>g citation from a Food and<br />
Drug Adm<strong>in</strong>istration (FDA) warn<strong>in</strong>g letter (3):<br />
6. Your firm failed to check the accuracy of the <strong>in</strong>put to and output<br />
from the computer or related systems of formulas or other records or<br />
data and establish the degree and frequency of <strong>in</strong>put/output verifications<br />
[21 CFR § 211.68(b)].<br />
For example, the performance qualification of your <br />
system software failed to <strong>in</strong>clude verification of the expiration<br />
date calculations <strong>in</strong> the system. In addition, there is no<br />
established degree and frequency of perform<strong>in</strong>g the verification.<br />
Discrepancy reports have documented that product label<strong>in</strong>g with<br />
<strong>in</strong>correct expiration dates have been created and issued for use.
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 29<br />
Your response states that you opened<br />
Investigation T-139 and you provide a<br />
January 29, 2010 through February 26,<br />
2010 completion timel<strong>in</strong>e. You have not<br />
provided a response to correct this violation<br />
and establish a corrective action<br />
plan to assure that computer systems are<br />
properly qualified.<br />
Plann<strong>in</strong>g<br />
phase<br />
(all systems)<br />
Periodic review/<br />
audit SOP<br />
Computerized<br />
system <strong>in</strong>ventory<br />
Periodic review<br />
schedule for<br />
year<br />
Systems classfied<br />
as critical<br />
major or m<strong>in</strong>or<br />
The po<strong>in</strong>t is that the <strong>in</strong>itial validation<br />
failed to check calculations <strong>in</strong> a<br />
computer system result<strong>in</strong>g <strong>in</strong> drug<br />
labels that were pr<strong>in</strong>ted with <strong>in</strong>correct<br />
expiry dates on them. Who picked up<br />
on the problem? The <strong>in</strong>spector! If the<br />
company had conducted a periodic<br />
review, this problem should have been<br />
identified by the reviewer, s<strong>in</strong>ce it is an<br />
explicit requirement of the US GMP<br />
regulations, as noted <strong>in</strong> the warn<strong>in</strong>g<br />
letter. It is an obvious po<strong>in</strong>t for potential<br />
problems with any computerized<br />
system and the issue should have been<br />
identified and resolved long before the<br />
<strong>in</strong>spector strolled through the door for<br />
tea and cookies.<br />
What’s <strong>in</strong> a Name?<br />
Although the Annex 11 regulation<br />
talks about a periodic evaluation (I<br />
have called it a periodic review), there<br />
are also laboratory audits carried<br />
out by the quality assurance departments.<br />
So are periodic evaluations,<br />
periodic reviews, or audits the same,<br />
or are they different? In my op<strong>in</strong>ion,<br />
periodic reviews or periodic evaluations<br />
are one and the same, and are<br />
focussed on a computerized system,<br />
the process it automates, and the<br />
support processes for it. In contrast,<br />
an audit can cover a computerized<br />
system, a laboratory process, quality<br />
system, or a subset of any portion of<br />
the laboratory. Therefore, an audit<br />
can be the same as a periodic review<br />
or evaluation, but can also be a wider<br />
check of laboratory operations to<br />
ensure compliance with regulations<br />
and <strong>in</strong>ternal procedures. An audit<br />
also can cover computerized systems<br />
that are part of the process, but generally<br />
the scope of an audit is wider<br />
than a periodic review. Therefore,<br />
looked at from another perspective,<br />
periodic reviews are a subset of laboratory<br />
audits. Thus, <strong>in</strong> this column I<br />
will refer only to periodic reviews but<br />
this will <strong>in</strong>clude periodic evaluation<br />
Execution<br />
phase<br />
(per system)<br />
Plan periodic<br />
review &<br />
read key<br />
documents<br />
Open<strong>in</strong>g meet<strong>in</strong>g<br />
<strong>in</strong>troductions<br />
and objectives<br />
Conduct review<br />
and check past<br />
corrective<br />
actions<br />
and general audits that <strong>in</strong>clude computerized<br />
systems.<br />
Overview of a Periodic Review<br />
The topic of a periodic review that<br />
we will discuss is shown <strong>in</strong> Figure<br />
1 and consists of two phases: plann<strong>in</strong>g<br />
and execution.<br />
So we have established that the periodic<br />
review is an <strong>in</strong>dependent audit of<br />
a computerized system to determ<strong>in</strong>e if<br />
the system has ma<strong>in</strong>ta<strong>in</strong>ed its validation<br />
status and, as said before, it is also<br />
a planned and formal activity. The<br />
first requirement for conduct<strong>in</strong>g a review<br />
is a standard operat<strong>in</strong>g procedure<br />
(SOP) cover<strong>in</strong>g the whole process. As a<br />
periodic review is a subset of an audit,<br />
the audit SOP should be relatively simple<br />
to adopt for a computerized system<br />
or you can use an exist<strong>in</strong>g audit SOP<br />
with a subsection for periodic reviews.<br />
The whole process should be described<br />
<strong>in</strong> the audit/review SOP and is shown<br />
<strong>in</strong> Figure 1.<br />
I have depicted the process as two parts:<br />
• The plann<strong>in</strong>g phase (cover<strong>in</strong>g all systems).<br />
This l<strong>in</strong>ks the <strong>in</strong>ventory of computerized<br />
systems for the laboratory<br />
with a risk classification of each system<br />
(the figure suggests critical, major, or<br />
Select system<br />
for review<br />
Conducted under the periodic<br />
review/audit SOP<br />
Reviewer’s<br />
closed meet<strong>in</strong>g<br />
Clos<strong>in</strong>g meet<strong>in</strong>g<br />
Figure 1: Flow chart for a periodic review or audit of a computerized system.<br />
Audit report<br />
and<br />
action plan<br />
m<strong>in</strong>or, but this is only a suggestion)<br />
to the SOP for periodic reviews and<br />
audits and the annual self-<strong>in</strong>spection<br />
schedule. The pr<strong>in</strong>ciple is that the<br />
critical systems are reviewed more frequently<br />
than major or m<strong>in</strong>or systems,<br />
and major systems are reviewed more<br />
frequently than m<strong>in</strong>or ones. The periodicity<br />
of review for each type of system<br />
is determ<strong>in</strong>ed by your company.<br />
• The execution phase (for each system<br />
reviewed). For each system selected for<br />
review there is a common process that<br />
consists of plann<strong>in</strong>g and preparation<br />
for the review, the open<strong>in</strong>g meet<strong>in</strong>g,<br />
perform<strong>in</strong>g the audit, <strong>in</strong>clud<strong>in</strong>g a check<br />
on the effectiveness of corrective actions<br />
from a previous review, the reviewer’s<br />
closed meet<strong>in</strong>g where the observations<br />
are exam<strong>in</strong>ed to determ<strong>in</strong>e if there are<br />
any f<strong>in</strong>d<strong>in</strong>gs or noncompliances, the<br />
clos<strong>in</strong>g meet<strong>in</strong>g where f<strong>in</strong>d<strong>in</strong>gs and<br />
observations are discussed, and f<strong>in</strong>ally<br />
the writ<strong>in</strong>g of the review report and an<br />
action plan for any corrective actions or<br />
preventative actions.<br />
In this <strong>in</strong>stallment, we will focus<br />
mostly on the plann<strong>in</strong>g phase and will<br />
present the execution phase <strong>in</strong> an overview.<br />
The next <strong>in</strong>stallment will cover<br />
the execution phase <strong>in</strong> more detail.
30 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
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Objectives of a Periodic Review<br />
There should be two ma<strong>in</strong> goals for a periodic review of a<br />
computerized system:<br />
• To provide <strong>in</strong>dependent assurance to the process owner<br />
and senior management that controls are <strong>in</strong> place around<br />
the system be<strong>in</strong>g reviewed and are function<strong>in</strong>g correctly.<br />
The system is validated and controls are work<strong>in</strong>g adequately<br />
to ma<strong>in</strong>ta<strong>in</strong> the validation status.<br />
• To identify those controls that are not work<strong>in</strong>g and to help<br />
the process owner and senior management improve them<br />
and thus elim<strong>in</strong>ate the identified weaknesses. The impact of<br />
a f<strong>in</strong>d<strong>in</strong>g may be applicable to a s<strong>in</strong>gle computerized laboratory<br />
system or all systems <strong>in</strong> a laboratory.<br />
It is the second objective that is the most important, <strong>in</strong> my<br />
view. Moreover, it is an important outcome from any periodic<br />
review for senior management to realize that some controls<br />
may require systematic resolution. If a problem is found <strong>in</strong> a<br />
procedure that is used for all systems, the resolution of this<br />
may affect all computerized systems used <strong>in</strong> the laboratory<br />
rather than just the one be<strong>in</strong>g reviewed.<br />
Who Performs a Periodic Review?<br />
Annex 11 does not say who should carry out the periodic review.<br />
So let’s consider the possibilities:<br />
• The process owner (the laboratory person who is responsible<br />
for the system)<br />
• The system owner (the person responsible for the availability<br />
and support of the system)<br />
• Quality assurance (QA)<br />
Hmmm, I can guess some of your answers. The po<strong>in</strong>t I<br />
want to make is that people directly <strong>in</strong>volved with a computerized<br />
system have a vested <strong>in</strong>terest <strong>in</strong> their system and<br />
cannot make an objective decision if an activity is under<br />
control and <strong>in</strong> compliance or not. QA may be appropriate<br />
to conduct a periodic review, but the <strong>in</strong>dividuals have to<br />
know about computerized system validation and understand<br />
the regulations and company procedures <strong>in</strong> relation<br />
to computerized systems; not many <strong>in</strong> QA fit these criteria.<br />
So to help us answer the question, what do the regulations<br />
say about this? European Union GMP chapter 9 (4)<br />
discusses self <strong>in</strong>spections (for example, audits and periodic<br />
reviews) <strong>in</strong> about two-thirds of a page, and the key elements<br />
of these regulations can be summarized as follows:<br />
• Regulated activities should be exam<strong>in</strong>ed at <strong>in</strong>tervals to ensure<br />
conformance with regulations.<br />
• Self <strong>in</strong>spections must be preplanned.<br />
• Self <strong>in</strong>spections should be conducted by <strong>in</strong>dependent<br />
and competent persons.<br />
• Self <strong>in</strong>spections should be recorded and conta<strong>in</strong> all the observations<br />
made dur<strong>in</strong>g the <strong>in</strong>spections.<br />
• Where applicable, corrective actions should be proposed.<br />
• Completion of the corrective actions should also be recorded.<br />
So, from the perspective of the European regulations,<br />
we need a periodic review to be <strong>in</strong>dependent to ensure an<br />
objective and not subjective approach to evaluat<strong>in</strong>g your<br />
computerized spectrometer system. Indeed, the def<strong>in</strong>ition
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 31<br />
Review depth<br />
<strong>in</strong>strument<br />
scope<br />
HPLC MS-MS detector<br />
System 01<br />
MS software<br />
HPLC<br />
MS-MS detector MS software<br />
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System 02<br />
Central<br />
network<br />
storage<br />
HPLC<br />
MS-MS detector<br />
MS software<br />
System 03<br />
Data process<strong>in</strong>g<br />
workstation<br />
MS software<br />
Laboratory<br />
scope<br />
IT dept<br />
scope<br />
Review breadth<br />
system scope<br />
Figure 2: Scop<strong>in</strong>g the periodic review of a computerized system.<br />
of <strong>in</strong>dependent is “not <strong>in</strong>fluenced or controlled by others;<br />
th<strong>in</strong>k<strong>in</strong>g or act<strong>in</strong>g for oneself” (5). If a person who knew<br />
the system well were to perform a periodic review there is<br />
the possibility that he or she could miss someth<strong>in</strong>g because<br />
it was familiar, that an <strong>in</strong>dependent reviewer could f<strong>in</strong>d.<br />
There is also the human tendency of a person <strong>in</strong>volved <strong>in</strong><br />
a system to focus on what they were do<strong>in</strong>g well rather than<br />
the <strong>in</strong>dependent person who would be focus<strong>in</strong>g on f<strong>in</strong>d<strong>in</strong>g<br />
activities that were not compliant or could be done <strong>in</strong> a<br />
more efficient way. Therefore, <strong>in</strong>dependence of the person<br />
conduct<strong>in</strong>g a periodic review is of prime importance.<br />
Skills and Tra<strong>in</strong><strong>in</strong>g of the Reviewer<br />
There are a number of requirements necessary for a person to<br />
effectively conduct a periodic review. These are<br />
• Knowledge of the current good laboratory practice<br />
(GLP) or good manufactur<strong>in</strong>g practice (GMP) regulations<br />
and the associated guidance documents issued by<br />
regulatory agencies or <strong>in</strong>dustry bodies. At a m<strong>in</strong>imum,<br />
this knowledge needs to be <strong>in</strong> the same good practice<br />
discipl<strong>in</strong>e that the laboratory works to, but knowledge<br />
of the other requirements of good practice discipl<strong>in</strong>es<br />
is an advantage because one discipl<strong>in</strong>e can be vague<br />
on a specific po<strong>in</strong>t that another might have more detail<br />
on. For example, <strong>in</strong> GMP there are no regulatory<br />
agency guidel<strong>in</strong>es for the SOPs required for a computerized<br />
system, but the FDA has issued one for cl<strong>in</strong>ical<br />
<strong>in</strong>vestigations (6), where a m<strong>in</strong>imum list of procedures<br />
can be found <strong>in</strong> Appendix A.<br />
• Note that the knowledge of regulations above said “current.”<br />
This criterion is <strong>in</strong>cluded because the regulations<br />
and guidel<strong>in</strong>es are chang<strong>in</strong>g at an <strong>in</strong>creas<strong>in</strong>g rate, especially<br />
<strong>in</strong> the European Union, where it is easier and<br />
quicker to change the regulations, as we have seen with<br />
Annex 11 itself (1).<br />
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know<strong>in</strong>g where (noncompliance) “bodies” can be buried<br />
and where bad practices can occur.<br />
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Vertical<br />
review/<br />
audit<br />
Figure 3: Types of audit or periodic review.<br />
• An understand<strong>in</strong>g of the current<br />
procedures used by the company,<br />
division, or laboratory for implement<strong>in</strong>g<br />
and operat<strong>in</strong>g validated<br />
computerized systems. This is the<br />
<strong>in</strong>terpretation of the regulations and<br />
guidance for the laboratory staff to<br />
work with that need to be both current<br />
and flexible.<br />
• An open and flexible approach,<br />
coupled with the understand<strong>in</strong>g that<br />
there are many ways of be<strong>in</strong>g <strong>in</strong> control.<br />
Therefore, the reviewer’s ways<br />
of validat<strong>in</strong>g a computerized system<br />
and ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g its validated<br />
state, or <strong>in</strong>deed those <strong>in</strong> the good<br />
automated manufactur<strong>in</strong>g practice<br />
(GAMP) guide (7) and GAMP Good<br />
Practice Guide, Risk Based Approach<br />
to the Operation of GXP Computerized<br />
Systems (8) are not the only<br />
way of work<strong>in</strong>g. As Judge Jenk<strong>in</strong>s<br />
stated <strong>in</strong> the case of the FDA versus<br />
Utah Medical, “Many roads lead to<br />
Rome”; the fact that a laboratory<br />
does someth<strong>in</strong>g different to what<br />
you th<strong>in</strong>k it should do should not<br />
preclude it from be<strong>in</strong>g compliant (9).<br />
We will return to this po<strong>in</strong>t aga<strong>in</strong><br />
when we discuss plann<strong>in</strong>g the audit.<br />
• F<strong>in</strong>ally, good <strong>in</strong>terpersonal skills<br />
coupled with a hide as thick as an<br />
elephant’s. The reviewer needs to ask<br />
open questions to understand what<br />
process is be<strong>in</strong>g carried out and <strong>in</strong>vestigate<br />
with pert<strong>in</strong>ent questions to<br />
Horizontal review/audit<br />
Diagonal<br />
review/audit<br />
<strong>in</strong>dentify if the work is adequate or<br />
if there are noncompliances. Persuasion<br />
may be required to change ways<br />
of work<strong>in</strong>g and a hide as thick as an<br />
elephant’s may be needed to ignore<br />
any personal remarks or <strong>in</strong>sults that<br />
may come your way.<br />
So that outl<strong>in</strong>es a periodic reviewer’s<br />
skill set. Now the reviewers have<br />
to perform the review, which we will<br />
discuss <strong>in</strong> part II of this series.<br />
How Critical Is Your System?<br />
Putt<strong>in</strong>g the head<strong>in</strong>g <strong>in</strong> a different way:<br />
Do we need to do a periodic review<br />
for all computerized systems? Well,<br />
the simplest answer to that question<br />
is to go back to clause 11 of Annex<br />
11, quoted at the start of this column.<br />
It says “computerized systems,” not<br />
critical ones or selected ones but all<br />
computerized systems. Therefore, this<br />
implies the need for categorization of<br />
computerized systems accord<strong>in</strong>g to<br />
risk. Figure 1 shows the plann<strong>in</strong>g process,<br />
from the <strong>in</strong>ventory to the annual<br />
schedule of periodic reviews to be conducted<br />
with<strong>in</strong> an organization.<br />
The start<strong>in</strong>g po<strong>in</strong>t is the <strong>in</strong>ventory<br />
of computerized systems conta<strong>in</strong>ed <strong>in</strong><br />
the laboratory validation master plan<br />
(10) that should be categorized accord<strong>in</strong>g<br />
to risk. Some of the risk categories<br />
<strong>in</strong>clude critical, major, m<strong>in</strong>or, no impact<br />
on good x practice (GxP), or high,<br />
medium, and low. You will want the<br />
most critical systems to be reviewed<br />
most often, as they pose the highest<br />
risk, and the lowest priority systems<br />
will be reviewed less frequently, as they<br />
pose the lowest risk. Most of the laboratory<br />
computerized systems featured<br />
<strong>in</strong> FDA warn<strong>in</strong>g letters are networked<br />
systems with multiple users, because<br />
they have the greatest impact.<br />
From the <strong>in</strong>ventory there will be<br />
developed a list<strong>in</strong>g of the most critical<br />
systems: These will have the most frequent<br />
reviews to ensure that they are<br />
<strong>in</strong> control, with decreas<strong>in</strong>g frequency<br />
for the major and m<strong>in</strong>or systems. A<br />
review schedule for all computerized<br />
systems <strong>in</strong> the laboratory would be<br />
drawn up for the com<strong>in</strong>g year. Typically,<br />
the schedule for the year will<br />
be written by the person responsible<br />
<strong>in</strong> QA the previous year and will list<br />
all systems to be reviewed and the<br />
months <strong>in</strong> which this will happen.<br />
When to Perform a Review?<br />
In my op<strong>in</strong>ion, there are three or four<br />
possible times to review a computerized<br />
system:<br />
• Before operational release of a system.<br />
This is to ensure that system<br />
development has been undertaken<br />
accord<strong>in</strong>g to corporate standards<br />
and the validation plan. You may<br />
th<strong>in</strong>k that with all the plann<strong>in</strong>g<br />
and documentation produced <strong>in</strong> a<br />
validation, this is the last time to<br />
perform a review. However, I believe<br />
that this is the right time, for the<br />
simple reason that if someth<strong>in</strong>g has<br />
been missed from the validation of<br />
a critical system, such as check<strong>in</strong>g<br />
that a calculation works correctly,<br />
do you really want to operate a<br />
system for a year or so and then discover<br />
it? I thought not.<br />
• Periodically, ensure that the operational<br />
system still rema<strong>in</strong>s validated.<br />
This will be a planned and scheduled<br />
activity and will be carried<br />
out on a regular basis for each computerized<br />
system <strong>in</strong> the laboratory<br />
while it is operational. There may be<br />
occasions when the review schedule<br />
is changed to l<strong>in</strong>k to a planned upgrade<br />
of the system, but this is typically<br />
performed after the system has<br />
gone live and is <strong>in</strong> operation.
Pharmaceutical Surveillance with<br />
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Event Overview<br />
Globalization of the pharmaceutical supply cha<strong>in</strong> appears to be<br />
<strong>in</strong>creas<strong>in</strong>g the risk that pharmaceutical consumers will be exposed<br />
to drug products that have been adulterated. Traditional<br />
surveillance test<strong>in</strong>g by collect<strong>in</strong>g samples and send<strong>in</strong>g them to<br />
labs for analysis is <strong>in</strong>efficient and time consum<strong>in</strong>g. Higher efficiencies<br />
can be achieved by screen<strong>in</strong>g pharmaceuticals at site <strong>in</strong> order<br />
to selectively sample and further test suspect materials. Portable<br />
spectroscopic <strong>in</strong>struments are now readily available to support<br />
field test<strong>in</strong>g of pharmaceutical materials. Methods developed on<br />
these <strong>in</strong>struments must be rapid and have the sensitivity required<br />
to identify contam<strong>in</strong>ants <strong>in</strong> pharmaceutical materials. They must<br />
also have user friendly <strong>in</strong>terfaces, because field analysis is often<br />
performed by personnel who are not <strong>in</strong>strument specialists. F<strong>in</strong>ally,<br />
efficient procedures for method distribution must be developed<br />
so that calibration models need not be recreated on each<br />
<strong>in</strong>dividual <strong>in</strong>strument. This presentation will describe our development<br />
of portable Raman spectrometric methods for field analysis<br />
of diethylene glycol <strong>in</strong> glycer<strong>in</strong>. The measurements are rapid, requir<strong>in</strong>g<br />
less than 1 m<strong>in</strong>ute per sample, and chemometric methods<br />
of analysis provide the sensitivity required to detect diethylene<br />
glycol at levels anticipated when adulteration is economically motivated.<br />
The calibration transfer procedures utilized to distribute<br />
these methods to multiple <strong>in</strong>struments will also be described, and<br />
the sensitivity of the transferred methods will be compared to the<br />
sensitivity of methods developed on <strong>in</strong>dividual <strong>in</strong>struments.<br />
Who Should Attend:<br />
• Spectroscopists develop<strong>in</strong>g practical Raman<br />
quantitative methods on multiple <strong>in</strong>struments.<br />
• Spectroscopists <strong>in</strong>terested <strong>in</strong> transferr<strong>in</strong>g<br />
methods between <strong>in</strong>struments.<br />
For questions, contact Jamie Carpenter at<br />
jcarpenter@advanstar.com<br />
Key Learn<strong>in</strong>g Objectives:<br />
• Describe the challenges associated<br />
with pharmaceutical surveillance us<strong>in</strong>g<br />
portable, geographically distributed<br />
spectrometric <strong>in</strong>struments.<br />
• Describe why quantitative<br />
chemometric models are often<br />
necessary for identify<strong>in</strong>g adulterated<br />
pharmaceutical materials.<br />
• Describe the advantages of transferr<strong>in</strong>g<br />
calibration models us<strong>in</strong>g standardization<br />
procedures rather than develop<strong>in</strong>g<br />
global calibration models or <strong>in</strong>strumentspecific<br />
calibration models.<br />
PRESENTERS:<br />
MODERATOR:<br />
Presented by:<br />
Sponsored by:<br />
John Kauffman<br />
Research Chemist, FDA Division<br />
Pharmaceutical Analysis<br />
Connie Ruzicka<br />
Research Chemist, Division of<br />
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Food and Drug Adm<strong>in</strong>istration<br />
Laura Bush<br />
Editorial Director<br />
<strong>Spectroscopy</strong>
34 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
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• Before an <strong>in</strong>spection. Occasionally<br />
some companies may review a system<br />
before an <strong>in</strong>spection to ensure<br />
that there are no major compliance<br />
issues. However, if this approach is<br />
taken, ensure that the time between<br />
the audit and the <strong>in</strong>spection is sufficient<br />
to ensure that the remedial<br />
activities are implemented and work<br />
before the <strong>in</strong>spection. Personally, I<br />
believe that if a computerized system<br />
is truly critical it will be reviewed on<br />
a frequency that does not require a<br />
special review like this.<br />
• When a system is retired and the data<br />
are migrated. I will not discuss this<br />
topic further <strong>in</strong> these two columns.<br />
Although you can conduct a periodic<br />
review at these times dur<strong>in</strong>g the lifetime<br />
of a spectrometer system, the pr<strong>in</strong>ciples<br />
of what a review consists of and<br />
the way one is conducted are the same.<br />
Health Warn<strong>in</strong>g:<br />
Periodic Reviews Only Sample<br />
Periodic reviews and audits should<br />
carry a health warn<strong>in</strong>g. It is important<br />
to realize that all reviews and audits are<br />
sampl<strong>in</strong>g exercises. The reviewer will<br />
select the procedures, documents, or<br />
records to exam<strong>in</strong>e and draw conclusions<br />
based on them that are applicable<br />
to the whole process be<strong>in</strong>g exam<strong>in</strong>ed.<br />
Therefore, it is important to realize<br />
that noncompliances may exist where<br />
none have been found and reported,<br />
simply because the sample taken by the<br />
reviewer did not conta<strong>in</strong> any problems.<br />
Tra<strong>in</strong>ed reviewers and auditors know<br />
this and will <strong>in</strong>form the process owner<br />
of this, especially at the end of the review<br />
and also <strong>in</strong> the report. This is also<br />
known by GLP and GMP <strong>in</strong>spectors,<br />
and the FDA puts virtually the same<br />
text <strong>in</strong>to all warn<strong>in</strong>g letters to deserv<strong>in</strong>g<br />
organizations:<br />
The deviations detailed <strong>in</strong> this letter<br />
are not <strong>in</strong>tended to be an all-<strong>in</strong>clusive<br />
statement of deviations that exist at<br />
your facility. You are responsible for <strong>in</strong>vestigat<strong>in</strong>g<br />
and determ<strong>in</strong><strong>in</strong>g the causes<br />
of the deviations identified above and<br />
for prevent<strong>in</strong>g their recurrence and the<br />
occurrence of other deviations.<br />
There are two po<strong>in</strong>ts to note: First,<br />
the specific statement <strong>in</strong>dicat<strong>in</strong>g that the<br />
<strong>in</strong>spection is a sampl<strong>in</strong>g process and that<br />
the list of deviations from the regulations<br />
is never complete and cannot ever be<br />
unless the whole laboratory is reviewed.<br />
Second, and most important, is that the<br />
users, laboratory management, and quality<br />
assurance have the responsibility for<br />
ensur<strong>in</strong>g regulatory compliance. If you<br />
f<strong>in</strong>d a problem, it is your job, and not that<br />
of QA or the <strong>in</strong>spectorate, to resolve it.<br />
Therefore, if you want to hide beh<strong>in</strong>d<br />
a clean periodic review report, but know<br />
that noncompliant work<strong>in</strong>g practices<br />
are go<strong>in</strong>g on that the reviewer has not<br />
picked up on them, you are deceiv<strong>in</strong>g<br />
yourself. Moreover, it means that if an<br />
<strong>in</strong>spector identifies a problem, especially<br />
one that you have known of and<br />
done noth<strong>in</strong>g about, it means that the<br />
subsequent corrective action will be<br />
more str<strong>in</strong>gent than if you had found<br />
the problem yourself and fixed it under<br />
your terms. It is better for you to have<br />
found the problem and be <strong>in</strong> the process<br />
of fix<strong>in</strong>g it, rather than for an <strong>in</strong>spector<br />
to f<strong>in</strong>d it, as it demonstrates that<br />
you are do<strong>in</strong>g your job responsibly and<br />
diligently.<br />
Slic<strong>in</strong>g and Dic<strong>in</strong>g:<br />
Def<strong>in</strong><strong>in</strong>g the System Scope<br />
It is important to get the scope of the<br />
audit correct and not to miss anyth<strong>in</strong>g<br />
that could be significant <strong>in</strong> an <strong>in</strong>spection<br />
or could lead to question<strong>in</strong>g the<br />
quality of the results generated by the<br />
system (for example, unvalidated or<br />
<strong>in</strong>correct calculations). Figure 2 shows<br />
an example of a computerized system<br />
used for quantitative bioanalysis <strong>in</strong> a<br />
GLP-regulated laboratory. The system<br />
consists of three high performance liquid<br />
chromatography (HPLC) systems<br />
with mass spectrometry (MS) detectors;<br />
each <strong>in</strong>strument has the MS software<br />
<strong>in</strong>stalled on a workstation to control the<br />
<strong>in</strong>strument and then acquire and <strong>in</strong>terpret<br />
the chromatograms. Data are acquired<br />
directly to a central server that is<br />
supported by the IT department. In addition,<br />
there is a s<strong>in</strong>gle workstation used<br />
by analysts to <strong>in</strong>terpret chromatograms<br />
and relieve congestion on the <strong>in</strong>struments<br />
themselves for process<strong>in</strong>g data.<br />
The question is, How should a periodic<br />
review be scoped? From Figure<br />
2 we can see that the system scope
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 35<br />
can be broken down <strong>in</strong>to two parts.<br />
The breadth of the scope could <strong>in</strong>clude<br />
the portion of the system <strong>in</strong> the<br />
laboratory and the portion operated<br />
by the IT department. So the breadth<br />
of the audit needs to be decided: just<br />
the laboratory, just IT, or the whole<br />
system? As an aside, if the system had<br />
a server that is operated and ma<strong>in</strong>ta<strong>in</strong>ed<br />
by the laboratory, then the<br />
whole system scope is the responsibility<br />
of the laboratory.<br />
Then we need to determ<strong>in</strong>e the depth<br />
of the scope and determ<strong>in</strong>e how far to go<br />
review<strong>in</strong>g the <strong>in</strong>strument and software<br />
aspects of the system. In the situation<br />
shown <strong>in</strong> Figure 2, each workstation has<br />
a separate <strong>in</strong>stallation of the MS software.<br />
Therefore, does the review take a<br />
sample from a s<strong>in</strong>gle workstation and<br />
the attached <strong>in</strong>strumentation? From<br />
two, or all three <strong>in</strong>stallations? This is<br />
where risk management comes <strong>in</strong>. As<br />
the architecture of the overall system relies<br />
on three <strong>in</strong>dividual <strong>in</strong>stances of the<br />
MS software that have to be set up (for<br />
example, users, access privileges, and<br />
software configuration) <strong>in</strong>dependently,<br />
do you want to know if the software<br />
<strong>in</strong>stances are the same or not? How do<br />
you know that the three are the same?<br />
Although the <strong>in</strong>stallation and configuration<br />
documentation may say they are<br />
the same, has anyth<strong>in</strong>g changed s<strong>in</strong>ce<br />
then on one or more of the software<br />
<strong>in</strong>stances? So, the depth of the review<br />
can depend on the technical aspects of<br />
the system — for example, <strong>in</strong>dividual<br />
<strong>in</strong>stallations of software with multiple<br />
software configurations versus a client<br />
server architecture where there is just<br />
a s<strong>in</strong>gle configuration. Do not forget<br />
the data process<strong>in</strong>g workstation as well,<br />
because it will be another <strong>in</strong>dividual<br />
<strong>in</strong>stallation and software configuration<br />
to consider.<br />
Express<strong>in</strong>g a personal view, I would<br />
have a wide system breadth that<br />
would <strong>in</strong>clude both laboratory and<br />
IT aspects. The depth depends on the<br />
time available; <strong>in</strong> the case of Figure 2,<br />
I would review all <strong>in</strong>stances to ensure<br />
equivalence, both on paper and <strong>in</strong> the<br />
software, but, aga<strong>in</strong>, this is dependent<br />
on the time available.<br />
What is not shown <strong>in</strong> Figure 2 is<br />
whether the system has additional<br />
<strong>in</strong>stallations of the software for validation<br />
and tra<strong>in</strong><strong>in</strong>g. When these are<br />
present, then the periodic review also<br />
needs to check them to see that they<br />
are correctly set up and equivalent to<br />
the operational system.<br />
Also, consider an alternative to the<br />
system configuration <strong>in</strong> Figure 2: If the<br />
three systems were standalone with no<br />
reprocess<strong>in</strong>g workstation, then the periodic<br />
review could cover three <strong>in</strong>dependent<br />
standalone systems. In this case,<br />
one aim of the review would be to demonstrate<br />
that the systems were equivalent<br />
and that similar results would be<br />
obta<strong>in</strong>ed from any one of them.<br />
Types of Periodic Review<br />
Ok, we now have the scope of the<br />
audit def<strong>in</strong>ed <strong>in</strong> terms of breadth and<br />
depth; what we now have to decide<br />
is how we will approach the review.<br />
There are three basic ways you could<br />
conduct a periodic review or audit,<br />
shown <strong>in</strong> Figure 3. These <strong>in</strong>clude the<br />
horizontal, vertical, and diagonal approaches:<br />
• Horizontal audit or review: A horizontal<br />
review is conducted across the<br />
breadth of the system documentation;<br />
it attempts to cover all areas but at a<br />
low depth. It is typically undertaken if<br />
there is little time available to perform<br />
the review or if the system has not<br />
been reviewed before. The aim of this<br />
type of review is to give the confidence<br />
that all the major computer validation<br />
requisites are <strong>in</strong> place, but there may<br />
not be enough time to look <strong>in</strong> depth<br />
at how the various areas <strong>in</strong>tegrate<br />
together. Note that a horizontal audit<br />
can turn <strong>in</strong>to a vertical audit if a problem<br />
is found dur<strong>in</strong>g the review and<br />
the problem is required to be <strong>in</strong>vestigated<br />
<strong>in</strong> more detail.<br />
• Vertical audit or review: In contrast<br />
to a horizontal audit, a vertical<br />
audit takes a very narrow perspective,<br />
select<strong>in</strong>g one or more areas<br />
to review and then go<strong>in</strong>g <strong>in</strong>to a<br />
lot of detail, for <strong>in</strong>stance check<strong>in</strong>g<br />
that the controll<strong>in</strong>g procedure<br />
has been followed. As an example,<br />
a vertical review could look at the<br />
change control procedure, and all<br />
the change requests for a specific<br />
system could be exam<strong>in</strong>ed <strong>in</strong> much<br />
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more detail than possible with a<br />
horizontal audit.<br />
• Diagonal audit or review: As the<br />
name suggests, a diagonal review<br />
is a mixture of the horizontal and<br />
vertical audits. The purpose is<br />
to see that all the major validation<br />
elements are <strong>in</strong> place, operate<br />
correctly, and that all applicable<br />
processes work and are <strong>in</strong>tegrated<br />
together. Therefore, when exam<strong>in</strong><strong>in</strong>g<br />
the def<strong>in</strong><strong>in</strong>g user requirements<br />
<strong>in</strong> the horizontal portion of a review,<br />
the diagonal audit will assess<br />
the traceability of requirements<br />
from the uniform report<strong>in</strong>g system<br />
(URS) to the rest of the life-cycle<br />
documents. In addition, the review<br />
can also take a test script and trace<br />
it back to the URS. As you can see,<br />
the diagonal audit exam<strong>in</strong>es the<br />
system more thoroughly than a<br />
horizontal audit.<br />
In practice, all three types of audit<strong>in</strong>g<br />
can be used effectively dur<strong>in</strong>g a periodic<br />
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As mentioned above, a horizontal<br />
review can turn <strong>in</strong>to a vertical one. For<br />
example, dur<strong>in</strong>g a horizontal review of<br />
change control, the reviewer may ask<br />
to see three change requests selected at<br />
random from the list of change control<br />
requests; note the sampl<strong>in</strong>g process<br />
<strong>in</strong> the request. When exam<strong>in</strong>ed and<br />
compared with the procedure, it may<br />
be found that two out of three requests<br />
did not follow the correct procedure.<br />
So the reviewer asks for three additional<br />
requests, aga<strong>in</strong> selected by<br />
the reviewer at random. When exam<strong>in</strong>ed,<br />
two comply with the SOP<br />
and one does not. The reviewer now<br />
has a situation <strong>in</strong> which six change<br />
control requests have been reviewed<br />
and half comply with the procedure<br />
but, more worry<strong>in</strong>gly, half do not. So<br />
what should the reviewer do? One<br />
alternative is to leave the change control<br />
process and complete the audit.<br />
The second is to dig further <strong>in</strong>to the<br />
change control requests and the procedure<br />
to f<strong>in</strong>d out what is the true<br />
picture and leave the rest of the audit<br />
until the problem is <strong>in</strong>vestigated further.<br />
Because change control is such a<br />
vital mechanism for ensur<strong>in</strong>g cont<strong>in</strong>ued<br />
validation status, the archaeological<br />
excavation of the change control<br />
records should take precedence over<br />
the rest of the audit, <strong>in</strong> my op<strong>in</strong>ion.<br />
Also, consider that there might be a<br />
systematic issue with change control<br />
that could affect all computerized<br />
systems <strong>in</strong> the laboratory. Therefore,<br />
the horizontal review turns <strong>in</strong>to a<br />
vertical audit to discover how deep the<br />
problem goes: Has it been a consistent<br />
problem s<strong>in</strong>ce the last review or has<br />
the problem only recently started?<br />
Writ<strong>in</strong>g the Periodic Review Plan<br />
Return<strong>in</strong>g to the execution phase outl<strong>in</strong>ed<br />
<strong>in</strong> Figure 1, let’s look at the various<br />
tasks <strong>in</strong> order, start<strong>in</strong>g with writ<strong>in</strong>g<br />
the plan for the periodic review. This<br />
consists of a number of activities that<br />
cumulate <strong>in</strong> the plan:<br />
• Agree on the date or dates for the review.<br />
When a system is due to be reviewed,<br />
the reviewer will contact the<br />
process owner to agree on dates for<br />
the review to take place. How long
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 37<br />
the review will take depends on the<br />
size and complexity of the computerized<br />
system, but typically it takes between<br />
1–3 days. It is important that<br />
when dates are agreed on that key<br />
personnel will be available to discuss<br />
their specialist subject areas with the<br />
reviewer; otherwise the benefit of the<br />
review could be lost and noncompliances<br />
could be missed due to the<br />
lack of specialist knowledge. Smaller<br />
systems can be audited <strong>in</strong> a day but<br />
if the IT department needs to be<br />
<strong>in</strong>cluded or a larger system is be<strong>in</strong>g<br />
audited, then it is more likely that<br />
2–3 days will be required.<br />
• Agree on the scope of the review. The<br />
reviewer should ask for <strong>in</strong>formation<br />
about the system (if not known already)<br />
to determ<strong>in</strong>e the scope of the<br />
review. This is particularly important<br />
for systems for which the laboratory<br />
and IT each have responsibilities. In<br />
such cases, the <strong>in</strong>volvement of the two<br />
departments <strong>in</strong> the review needs to<br />
be coord<strong>in</strong>ated. If the IT department<br />
is outsourced, then the outsourc<strong>in</strong>g<br />
company needs to be contacted to ensure<br />
staff are available for the review.<br />
• Write the periodic review plan. A review<br />
plan is written that conta<strong>in</strong>s the<br />
name of the system to be reviewed,<br />
agreed dates of the review, the department<br />
and location where the<br />
system is sited, and the regulations<br />
and procedures that the review will<br />
be based upon (for example GMP or<br />
GLP regulations and <strong>in</strong>dustry guidance<br />
documents). Included <strong>in</strong> the<br />
plan should be a timetable of activities<br />
of when the reviewer wants to<br />
discuss specific subjects. This is important<br />
to <strong>in</strong>form the laboratory and<br />
any other staff when their participation<br />
will be required. It helps them<br />
plan their own work for the day of<br />
the audit and avoids people hang<strong>in</strong>g<br />
around wait<strong>in</strong>g unneccessarily.<br />
• Approval of the review plan. The periodic<br />
review plan is a formal document<br />
that needs to be signed by the<br />
reviewer as the author and a separate<br />
person as an approver. Depend<strong>in</strong>g<br />
on the company policies, the process<br />
owner may also need to sign the plan<br />
to acknowledge that he or she approves<br />
it and also to implement any<br />
corrective actions if there are any<br />
f<strong>in</strong>d<strong>in</strong>gs or noncompliances.<br />
Preparation for a Periodic Review<br />
What, I need to prepare for a periodic<br />
review? Yes! From the perspective of<br />
the reviewer, the <strong>in</strong>dividual needs to<br />
read up about the system and refresh<br />
his or her knowledge on any relevant<br />
SOPs that the system is validated and<br />
operates under. This means read<strong>in</strong>g<br />
key documents such as<br />
• computerized system validation SOPs<br />
• validation plan for the last full validation<br />
of the system to be reviewed and<br />
the correspond<strong>in</strong>g validation summary<br />
report<br />
• user requirements specification for<br />
the current version of software that is<br />
<strong>in</strong>stalled<br />
• organizational charts<br />
• list of applicable procedures as a m<strong>in</strong>imum<br />
and copies of some of the key<br />
SOPs, if possible, such as change control<br />
SOP and user SOPs.<br />
This approach allows the reviewer<br />
to have an understand<strong>in</strong>g of the<br />
system and procedures before arriv<strong>in</strong>g<br />
to perform the review and to be<br />
able to do some research, if required,<br />
before the review starts, thus sav<strong>in</strong>g<br />
time while on site. A reviewer could<br />
ask for more documents than listed<br />
above, but there is always a balance<br />
between the quantity of material and<br />
time used to prepare for the review<br />
and the time on site; personally I<br />
prefer to prepare us<strong>in</strong>g the key documents<br />
and procedures.<br />
The spectroscopists who will be subject<br />
to the audit also need to prepare. At the<br />
most basic level, tidy up the laboratory<br />
(you will be surprised how many laboratories<br />
do not do this). Also, check that all<br />
documents are current and approved. If<br />
there are any unapproved or unofficial<br />
documents, they must be removed from<br />
desks and offices and destroyed. There<br />
are also other areas where the laboratory<br />
can prepare — for example, by read<strong>in</strong>g<br />
the current procedures and ensur<strong>in</strong>g that<br />
tra<strong>in</strong><strong>in</strong>g records are up to date.<br />
Activities Dur<strong>in</strong>g<br />
the Periodic Review<br />
After the review plan has been written<br />
and approved and the reviewer<br />
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has prepared for the review, the<br />
great day dawns and the review<br />
takes place. As can be seen <strong>in</strong> Figure<br />
1, the activities that take place consist<br />
of the follow<strong>in</strong>g steps:<br />
• The open<strong>in</strong>g meet<strong>in</strong>g: This should<br />
be the shortest part of the periodic<br />
review, where the reviewer and the<br />
laboratory and, when appropriate,<br />
IT and QA staff who will be<br />
<strong>in</strong>volved with the audit, are <strong>in</strong>troduced<br />
to each other. The reviewer<br />
will outl<strong>in</strong>e the aims of the review<br />
along with a request for openness,<br />
as it is an <strong>in</strong>ternal audit designed to<br />
identify if the system is under control<br />
and rema<strong>in</strong>s validated or not.<br />
It is important that the head of the<br />
laboratory attend both the open<strong>in</strong>g<br />
and clos<strong>in</strong>g meet<strong>in</strong>gs to see if<br />
there are any issues to resolve. The<br />
importance of the laboratory head<br />
attend<strong>in</strong>g must not be underestimated.<br />
If this key <strong>in</strong>dividual is not<br />
present, it sends a sublim<strong>in</strong>al message<br />
to all, <strong>in</strong>clud<strong>in</strong>g the reviewer,<br />
that the <strong>in</strong>dividual has no <strong>in</strong>terest<br />
<strong>in</strong> the validation status of the<br />
computerized systems. I certa<strong>in</strong>ly<br />
would document his or her absence<br />
<strong>in</strong> the review report.<br />
• How do you work around here?<br />
I mentioned earlier that the person<br />
conduct<strong>in</strong>g a periodic review<br />
should not have fixed views of<br />
how a computer validation should<br />
be conducted, as there are many<br />
ways to be compliant. The key<br />
po<strong>in</strong>t <strong>in</strong> a periodic review is to<br />
keep ask<strong>in</strong>g the question, “Is the<br />
laboratory <strong>in</strong> control?” To orient<br />
myself for an audit or periodic<br />
review, after the open<strong>in</strong>g meet<strong>in</strong>g<br />
I prefer that the victims, sorry,<br />
auditees, give a short presentation<br />
of how validation is conducted <strong>in</strong><br />
this laboratory. This approach is<br />
very useful as it allows the person<br />
conduct<strong>in</strong>g the periodic review<br />
(for example, me) to understand<br />
the term<strong>in</strong>ology used by the laboratory<br />
and the overall validation<br />
strategy used for the system under<br />
review. In the long run, it helps<br />
to avoid misunderstand<strong>in</strong>gs and<br />
miscommunication between the<br />
two parties.<br />
• Carry<strong>in</strong>g out the periodic review. This<br />
is the heart of the periodic review<br />
where the last validation, organization,<br />
staff tra<strong>in</strong><strong>in</strong>g records, change control,<br />
backup, and recovery operation of the<br />
system and associated procedures, and<br />
so forth will be assessed. We will look<br />
at this <strong>in</strong> more detail <strong>in</strong> the second<br />
part of this column.<br />
• Reviewer’s private meet<strong>in</strong>g. This is<br />
the time for the person conduct<strong>in</strong>g<br />
the review to look over his or her<br />
notes and documents provided by<br />
the laboratory to see if any observations<br />
are identified as f<strong>in</strong>d<strong>in</strong>gs or<br />
noncompliances. Also, some outl<strong>in</strong>e<br />
notes for the clos<strong>in</strong>g meet<strong>in</strong>g are<br />
prepared; these must <strong>in</strong>clude all<br />
major issues to be discussed with the<br />
process owner and laboratory management<br />
— the reviewer should not<br />
omit bad news and then add these<br />
little gems to the report so that it<br />
comes as a surprise to the laboratory.<br />
• Clos<strong>in</strong>g meet<strong>in</strong>g. This is where the<br />
reviewer will <strong>in</strong>form the laboratory<br />
staff about <strong>in</strong>itial f<strong>in</strong>d<strong>in</strong>gs so that<br />
there will be no surprises when the<br />
draft report is issued for comment.<br />
All f<strong>in</strong>d<strong>in</strong>gs should be based on objective<br />
evidence, such as noncompliance<br />
with a procedure or regulation.<br />
There may be occasions when a difference<br />
comes down to <strong>in</strong>terpretation<br />
of regulations. In that case, the<br />
auditor should seek <strong>in</strong>formation <strong>in</strong><br />
<strong>in</strong>dustry guidance documents to<br />
support the f<strong>in</strong>d<strong>in</strong>g.<br />
• Write and approve the periodic review<br />
report and action plan. At the<br />
conclusion of the on-site portion of<br />
the review, the reviewer now has to<br />
draft the report, which will conta<strong>in</strong><br />
what the reviewer saw and the f<strong>in</strong>d<strong>in</strong>gs<br />
or noncompliances. Conta<strong>in</strong>ed<br />
either <strong>in</strong> the report or as a separate<br />
document will be the action plan for<br />
fix<strong>in</strong>g the noncompliances.<br />
• Implement<strong>in</strong>g corrective and preventative<br />
actions. Any f<strong>in</strong>d<strong>in</strong>gs and<br />
their associated corrective and or<br />
preventative action plans are implemented<br />
and monitored ready for review<br />
when the system comes due.<br />
All the activities listed <strong>in</strong> this section<br />
will be discussed <strong>in</strong> more detail<br />
and the second part of a periodic<br />
review will be addressed <strong>in</strong> the next<br />
“Focus on Quality” column.<br />
Summary<br />
In this <strong>in</strong>stallment, I have looked at a<br />
periodic review or evaluation for computerized<br />
systems. The function is an<br />
<strong>in</strong>dependent audit to confirm that a<br />
system ma<strong>in</strong>ta<strong>in</strong>s its validated status<br />
and to identify any areas of noncompliance.<br />
In the next <strong>in</strong>stallment, I<br />
will discuss conduct<strong>in</strong>g the periodic<br />
review, who is <strong>in</strong>volved, and report<strong>in</strong>g<br />
the observations and f<strong>in</strong>d<strong>in</strong>gs.<br />
References<br />
(1) R.D. McDowall, <strong>Spectroscopy</strong> 26(4),<br />
24–33 (2011).<br />
(2) EU GMP Annex 11, Computerized<br />
Systems.<br />
(3) FDA Warn<strong>in</strong>g letter, AVEVA Drug Delivery<br />
Systems, Inc., 21 May 2010.<br />
(4) EU GMP Chapter 9, Self Inspections.<br />
(5) Webster’s Dictionary (www.merriamwebster.com/dictionary).<br />
(6) FDA Guidance for Industry, Computerized<br />
Systems <strong>in</strong> Cl<strong>in</strong>ical Investigations,<br />
2007.<br />
(7) GAMP Guide, version 5, 2008, Appendix<br />
08, Periodic Reviews.<br />
(8) GAMP Good Practice Guide: Risk<br />
Based Approach to Operation of GXP<br />
Computerized Systems, 2010, Section<br />
12: Periodic Reviews.<br />
(9) C. Burgess and R.D. McDowall, QA<br />
Journal 10, 79–85 (2006).<br />
(10) R.D. McDowall, <strong>Spectroscopy</strong> 23(7),<br />
26–29 (2008).<br />
R.D. McDowall<br />
is pr<strong>in</strong>cipal of Mc-<br />
Dowall Consult<strong>in</strong>g<br />
and director of R.D.<br />
McDowall Limited,<br />
and the editor of<br />
the “Questions of<br />
Quality” column for<br />
LCGC Europe, <strong>Spectroscopy</strong>’s sister magaz<strong>in</strong>e.<br />
Direct correspondence to:<br />
spectroscopyedit@advanstar.com<br />
For more <strong>in</strong>formation on<br />
this topic, please visit:<br />
www.spectroscopyonl<strong>in</strong>e.com/mcdowall
For questions, contact Jamie Carpenter at jcarpenter@advanstar.com<br />
A Thermo-Electric Cool<strong>in</strong>g<br />
Approach to SWIR <strong>Spectroscopy</strong><br />
with InGaAs Array Detectors<br />
LIVE WEBCAST: Thursday, September 29, 2011 at 4:00pm BST, 11:00 am EDT, 8:00 am PDT<br />
Register free at http://spectroscopyonl<strong>in</strong>e.com/swir<br />
EVENT OVERVIEW:<br />
Perform<strong>in</strong>g low-light <strong>Spectroscopy</strong> <strong>in</strong> the Short Wave<br />
Infrared Region (SWIR) has historically been undertaken<br />
with Liquid Nitrogen (LN2)-based InGaAs array detectors to<br />
access the lowest sensor dark current possible.<br />
This web<strong>in</strong>ar will explore the actual effect of InGaAs array<br />
cool<strong>in</strong>g on Signal-to-Noise Ratios (SNR) by consider<strong>in</strong>g not<br />
only sensor dark noise, but also sensor Quantum Efficiency<br />
evolution with temperature and experimental setups black<br />
body radiation contributions. We will also discuss the suitability<br />
and advantages of Thermo-Electrically (TE) cooled<br />
approach to InGaAs sensor technology over LN2 for SWIR<br />
<strong>Spectroscopy</strong>, both from a performance and user convenience<br />
perspective.<br />
Presenter:<br />
Anto<strong>in</strong>e Varagnat<br />
Product Specialist <strong>Spectroscopy</strong> & Time-<br />
Resolved<br />
Andor Technology plc.<br />
Moderator:<br />
Laura Bush<br />
Editorial Director<br />
<strong>Spectroscopy</strong><br />
Key Learn<strong>in</strong>g Objectives:<br />
n Understand<strong>in</strong>g the true basis<br />
for CCD and InGaAs detector<br />
performance assessment (Signal-to-<br />
Noise Ratio (SNR))<br />
n Understand<strong>in</strong>g the effect of InGaAs<br />
sensor cool<strong>in</strong>g on thermal noise,<br />
Quantum Efficiency and associated<br />
SNR<br />
n Understand<strong>in</strong>g sensor cool<strong>in</strong>g<br />
requirement versus photon signal<br />
regime<br />
Who Should Attend:<br />
n Researchers and system <strong>in</strong>tegrators<br />
work<strong>in</strong>g <strong>in</strong> the field of Short Wave<br />
Infrared (SWIR) and Near-Infrared<br />
(NIR) <strong>Spectroscopy</strong><br />
Presented by<br />
Sponsored by<br />
For questions, contact Jamie Carpenter at jcarpenter@advanstar.com
40 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Atomic Perspectives<br />
Measurement Techniques for<br />
Mercury: Which Approach Is<br />
Right for You?<br />
Analytical techniques for measur<strong>in</strong>g mercury <strong>in</strong>clude cold vapor atomic absorption spectroscopy,<br />
cold vapor atomic fluorescence spectroscopy, and direct analysis by thermal decomposition.<br />
David Pfeil discusses the advantages and disadvantages of the techniques and provides<br />
tips for choos<strong>in</strong>g the right technique for various situations.<br />
David Pfeil<br />
The United States Environmental Protection<br />
Agency (US EPA) classifies mercury as a persistent,<br />
bio-accumulative tox<strong>in</strong> (1), <strong>in</strong>dicat<strong>in</strong>g that<br />
its toxicity does not dim<strong>in</strong>ish through decomposition<br />
or chemical reaction, and that it is absorbed faster<br />
than it can be excreted. Recently, efforts to m<strong>in</strong>imize<br />
the release of mercury, and to track its migration when<br />
released, have demanded more sensitive analytical<br />
techniques for its measurement. As these techniques<br />
have become available, regulatory agencies around the<br />
world have written new analytical methods specify<strong>in</strong>g<br />
their use. Table I provides a list<strong>in</strong>g of many of the regulatory<br />
methods that are available for use with today’s<br />
technologies.<br />
Let’s take a look at the analytical techniques <strong>in</strong><br />
more detail and then we’ll come back to the question<br />
of which technique is right for you.<br />
Cold Vapor Atomic Absorption <strong>Spectroscopy</strong><br />
In many parts of the world, cold vapor atomic absorption<br />
spectroscopy (CVAAS) is still the most commonly<br />
used technique for the determ<strong>in</strong>ation of mercury.<br />
Hallmarks of this approach <strong>in</strong>clude detection limits<br />
<strong>in</strong> the s<strong>in</strong>gle-digit parts-per-trillion (ppt) range, a<br />
dynamic range of 2–3 orders of magnitude, and an<br />
abundance of analytical methods that allow for the<br />
measurement of mercury <strong>in</strong> almost any sample matrix.<br />
The technique was <strong>in</strong>troduced <strong>in</strong> 1968 by Hatch and<br />
Ott (2) soon after the first available atomic absorption<br />
spectrometer. Their work described a device for flame<br />
AA that enabled them to reduce mercuric ions <strong>in</strong> solution<br />
to ground state atoms and transport the mercury<br />
to the optical path of the spectrometer for measurement.<br />
Thus, cold vapor atomic absorption was born.<br />
Very quickly CVAAS became the reference technique<br />
for mercury determ<strong>in</strong>ations. With<strong>in</strong> a few years, the<br />
US EPA adopted the technique for the determ<strong>in</strong>ation<br />
of mercury <strong>in</strong> water, soil, and fish. Now, almost<br />
40 years later, CVAAS rema<strong>in</strong>s one of the primary<br />
techniques for mercury analysis and is the reference<br />
method for monitor<strong>in</strong>g dr<strong>in</strong>k<strong>in</strong>g water per the Safe<br />
Dr<strong>in</strong>k<strong>in</strong>g Water Act (3).
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 41<br />
While simple, manual systems<br />
like that described by Hatch and<br />
Ott are still available today, most<br />
modern CVAAS <strong>in</strong>struments are<br />
more sensitive, automated, smaller,<br />
faster, and less expensive than<br />
generic flame spectrometers with<br />
cold vapor devices attached. Today’s<br />
CVAAS systems provide detection<br />
limits of just a few parts per<br />
trillion, analyze samples <strong>in</strong> about<br />
1 m<strong>in</strong>, require very little operator<br />
<strong>in</strong>teraction, and take up just a couple<br />
of square feet of bench space.<br />
Figure 1 provides an overview of a<br />
cold vapor atomic absorption system.<br />
With CVAAS <strong>in</strong>struments a<br />
peristaltic pump is typically used<br />
to <strong>in</strong>troduce sample and stannous<br />
chloride <strong>in</strong>to a gas–liquid separator<br />
where a stream of pure, dry gas is<br />
bubbled through the mixture to release<br />
mercury vapor. The mercury<br />
is then transported via carrier gas<br />
through a dryer and then <strong>in</strong>to an<br />
atomic absorption cell. Mercury<br />
absorbs 254-nm light <strong>in</strong> proportion<br />
to its concentration <strong>in</strong> the sample.<br />
Cold Vapor Atomic<br />
Fluorescence <strong>Spectroscopy</strong><br />
Hallmarks of cold vapor atomic<br />
fluorescence spectroscopy<br />
(CVAFS)-based mercury analyzers<br />
<strong>in</strong>clude sub-part-per-trillion<br />
detection limits and a much wider<br />
dynamic range than achieved by<br />
CVAAS; typically 5 orders of magnitude<br />
for CVAFS versus 2–3 for<br />
CVAAS. CVAFS <strong>in</strong>struments are<br />
available <strong>in</strong> two configurations;<br />
one employ<strong>in</strong>g simple atomic fluorescence<br />
and one that employs gold<br />
amalgamation to preconcentrate<br />
mercury prior to measurement by<br />
atomic fluorescence. The detection<br />
limit via the simple fluorescence<br />
approach is about 0.2 ppt whereas<br />
us<strong>in</strong>g the preconcentration approach<br />
with fluorescence detection<br />
can be as low as 0.02 ppt. The US<br />
EPA has promulgated methods for<br />
each of these approaches; Method<br />
245.7 (4) is for use without preconcentration<br />
and 1631 (5) is with<br />
preconcentration. These methods<br />
were developed to satisfy the need<br />
Sample<br />
Argon gas<br />
Reductant<br />
Hg lamp<br />
Pump<br />
Gas control<br />
for quantitation at the National<br />
Recommended Water Quality<br />
Criteria for mercury (6). These<br />
criteria are published pursuant to<br />
Section 304(a) of the Clean Water<br />
Act (CWA) and provide guidel<strong>in</strong>es<br />
for states to use <strong>in</strong> adopt<strong>in</strong>g water<br />
Mix<br />
Optical cell<br />
Figure 1: An overview of cold vapor atomic absorption.<br />
Sample<br />
Argon gas<br />
Reductant<br />
Pump<br />
Gas control<br />
Hg lamp<br />
Mix<br />
Optical cell<br />
Dryer<br />
Gas-liquid separator<br />
λ Selector<br />
Gas-liquid separator<br />
λ Selector<br />
AA detector<br />
Dryer<br />
AF detector<br />
Figure 2: An overview of cold vapor atomic fluorescence with gold amalgamation.<br />
Signal<br />
Valve<br />
quality standards that ensure ambient<br />
waters are safe to fish <strong>in</strong>, and<br />
subsequently, that fish are safe for<br />
consumption. Additional <strong>in</strong>formation<br />
on this subject is available at:<br />
http://water.epa.gov/scitech/swguidance/standards/current/<strong>in</strong>dex.cfm.<br />
A u<br />
t rap<br />
Signal
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The Best Technology For Your Science, The Right<br />
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atomic absorption. Today’s P<strong>in</strong>AAcle AA spectrometers<br />
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This newly designed light path not only shapes 100%<br />
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P<strong>in</strong>AAcle graphite furnace systems feature our TubeView <br />
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Other consumables and accessories <strong>in</strong>clude sample<br />
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our S10 Autosampler that turns your <strong>in</strong>strument <strong>in</strong>to a fully<br />
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©2011 Perk<strong>in</strong>Elmer, Inc. 400214_02. All rights reserved. Perk<strong>in</strong>Elmer ® is a registered trademark of Perk<strong>in</strong>Elmer, Inc. All other trademarks are the property of their respective owners.<br />
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Optima 8x00 Series ICP Optical Emission<br />
Spectrometers—Eye-Open<strong>in</strong>g Innovations For<br />
Unsurpassed Performance<br />
Cont<strong>in</strong>u<strong>in</strong>g Perk<strong>in</strong>Elmer’s long tradition of excellence <strong>in</strong> ICP<br />
technology, the Optima 8x00 series delivers a level of stability<br />
and detection limits never before seen <strong>in</strong> an ICP <strong>in</strong>strument.<br />
This breakthrough performance is the result of a series of<br />
cutt<strong>in</strong>g-edge designs and technologies that optimize sample<br />
<strong>in</strong>troduction, enhance plasma stability, simplify method<br />
development and dramatically reduce operat<strong>in</strong>g costs.<br />
Our new eNeb electronic nebulizer is the most efficient<br />
and consistent sample <strong>in</strong>troduction system available. By<br />
generat<strong>in</strong>g a constant flow of uniform droplets, the eNeb<br />
option optimizes trace element analysis—with detection limits<br />
2-4x better than those atta<strong>in</strong>able with other systems—to<br />
facilitate compliance across a broad range of segments, from<br />
pharmaceutical and food safety to environmental test<strong>in</strong>g.<br />
Our patented eNeb electronic nebulizer provides a<br />
constant tow of uniform droplets.<br />
Another <strong>in</strong>novation that delivers reduced operat<strong>in</strong>g costs is<br />
our new Flat Plate plasma technology, which replaces<br />
traditional helical load coils with ma<strong>in</strong>tenance-free plasma<br />
<strong>in</strong>duction plates. This technological advancement reduces<br />
argon consumption by up to 50% while generat<strong>in</strong>g the same,<br />
robust, matrix-tolerant plasma.<br />
With its optimized sample <strong>in</strong>troduction and cost-efficient<br />
operation, the Optima 8x00 series is ideal for laboratories<br />
analyz<strong>in</strong>g multiple elements <strong>in</strong> a wide range of samples. It’s<br />
also a great solution for laboratories need<strong>in</strong>g exceptional<br />
throughput when analyz<strong>in</strong>g complex matrices with vary<strong>in</strong>g<br />
levels of dissolved solids.<br />
A patented RF generator featur<strong>in</strong>g ma<strong>in</strong>tenance-free<br />
plasma <strong>in</strong>duction plates replaces traditional helical<br />
load coils.<br />
One feature that will literally change your view of ICP-OES is<br />
our PlasmaCam view<strong>in</strong>g camera that provides a cont<strong>in</strong>uous<br />
view of the plasma, simplify<strong>in</strong>g method development and<br />
enabl<strong>in</strong>g remote diagnostic capabilities for maximum uptime.<br />
The Optima 8x00 series also features patented dual view<strong>in</strong>g<br />
of the plasma, so elements with high and low concentrations<br />
can be measured <strong>in</strong> the same run, improv<strong>in</strong>g productivity <strong>in</strong><br />
such areas as food analysis and nutritional label<strong>in</strong>g.<br />
To complement all of its hardware <strong>in</strong>novations, the Optima 8x00<br />
series features an equally impressive array of enhancements to<br />
its W<strong>in</strong>Lab32 software, from improved ease-of-use to added<br />
security, mak<strong>in</strong>g it ideal for pharmaceutical and nutritional<br />
test<strong>in</strong>g labs.<br />
To further enhance your <strong>in</strong>strument’s functionality, Perk<strong>in</strong>Elmer<br />
offers a wide range of consumables and accessories, <strong>in</strong>clud<strong>in</strong>g<br />
our S10 Autosampler that can easily turn your Optima ICP-OES<br />
<strong>in</strong>to a fully automated workstation.<br />
Te PlasmaCam <strong>in</strong>tegrated color camera enables<br />
cont<strong>in</strong>uous view<strong>in</strong>g of the plasma for simpler method<br />
development and remote diagnostics.
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Optima 8x00 Series<br />
Open Your Eyes To The Revolutionary New Optima 8x00 Series. From the eNeb electronic nebulizertthat generates<br />
a constant flow of uniform droplets for superior stability and unsurpassed detection limitstto ma<strong>in</strong>tenance-free Flat Plate<br />
plasma technology that uses half the argon of traditional systems, the Optima 8x00 series features a range of breakthrough<br />
technologies that optimize sample <strong>in</strong>troduction, enhance plasma stability, simplify method development, and dramatically<br />
reduce operat<strong>in</strong>g costs. fie Optima 8x00 series. Discover a level of performance<br />
never before seen <strong>in</strong> an ICP <strong>in</strong>strument.<br />
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NexION 300 ICP-MS—Get Where You Want To Go<br />
With Three Modes Of Operation<br />
Eng<strong>in</strong>eered to deliver a level of stability, flexibility and<br />
performance never before seen <strong>in</strong> an ICP-MS <strong>in</strong>strument,<br />
the NexION 300 represents the first truly significant<br />
<strong>in</strong>dustry advancement <strong>in</strong> recent memory. For the first time<br />
ever, a s<strong>in</strong>gle ICP-MS <strong>in</strong>strument offers both the simplicity<br />
and convenience of a collision cell and the exceptional<br />
detection limits of a true reaction cell.<br />
With its patented Universal Cell Technology (UCT),<br />
analysts can now choose the most appropriate technique<br />
for their sample or application. No restrictions on which<br />
gases can be used. No limits on mass range. No<br />
compromises on how to work. And no hassles <strong>in</strong><br />
switch<strong>in</strong>g from mode to mode.<br />
The unique Quadrupole Ion Deflector turns ions<br />
90 degrees, focus<strong>in</strong>g those of a specified mass <strong>in</strong>to the<br />
universal cell and discard<strong>in</strong>g all neutral species, thereby<br />
enhanc<strong>in</strong>g sensitivity while keep<strong>in</strong>g the cell clean. The<br />
precise alignment of the deflector and ion beam with<br />
the Triple Cone Interface further aids <strong>in</strong> the prevention<br />
of drift and sample deposition.<br />
Positively<br />
Charged Ions<br />
Un-ionized Material<br />
In reaction mode, the NexION 300 provides ultimate<br />
detection limits, even with the most difficult elements or<br />
matrices. Interferences are removed with little or no loss<br />
of analyte sensitivity, mak<strong>in</strong>g the <strong>in</strong>strument ideal for<br />
biomedical analysis for human health monitor<strong>in</strong>g.<br />
In collision mode, a simple non-reactive gas is <strong>in</strong>troduced<br />
<strong>in</strong>to the cell to remove <strong>in</strong>terferences and deliver better<br />
detection limits than standard mode. It is ideal for<br />
rout<strong>in</strong>e applications such as those found <strong>in</strong> food test<strong>in</strong>g<br />
or environmental laboratories.<br />
But improved versatility is just one of the benefits you’ll<br />
enjoy with the NexION 300 series. Thanks to a new Triple<br />
Cone Interface and Quadrupole Ion Deflector, NexION<br />
tightly focuses the ion beam, dramatically reduc<strong>in</strong>g drift<br />
and deliver<strong>in</strong>g exceptional signal stability hour after hour.<br />
The new design ensures that ions and neutrals never<br />
impact the surfaces, elim<strong>in</strong>at<strong>in</strong>g clean<strong>in</strong>g requirements.<br />
Add to this our many other accessories and consumables,<br />
from autosamplers and mercury analyzers to sample<br />
preparation, spray chambers and standards, and there’s<br />
no question Perk<strong>in</strong>Elmer offers the most comprehensive,<br />
trustworthy solutions <strong>in</strong> ICP-MS.<br />
In addition to the sampler and skimmer cones, the NexION 300<br />
features a unique hyper-skimmer cone for the most tightly def<strong>in</strong>ed<br />
ion beam available.
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NexION 300 ICP-MS<br />
The NexION 300 ICP-MS: Three Modes Of Operation. One High-Performance Instrument. Noth<strong>in</strong>g keeps<br />
your laboratory mov<strong>in</strong>g forward like the revolutionary NexION® 300 ICP-MS. With three modes of operation (Standard,<br />
Collision and Reaction), it’s the only <strong>in</strong>strument of its k<strong>in</strong>d that can adapt as your samples, analytical needs or data<br />
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Gear<strong>in</strong>g Up For Your Specific Application<br />
Perk<strong>in</strong>Elmer’s atomic spectroscopy <strong>in</strong>struments are designed<br />
for a wide range of applications. We’re the name beh<strong>in</strong>d<br />
the lead<strong>in</strong>g labs <strong>in</strong> environmental, food/product safety,<br />
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the world over. To help you assemble the perfect solution for<br />
your application, we offer a variety of helpful resources.<br />
A good place to start is the Perk<strong>in</strong>Elmer Gateway. This onl<strong>in</strong>e<br />
community and educational resource <strong>in</strong>cludes a library of<br />
application notes as well as <strong>in</strong>dustry-specific webcasts, live<br />
chat <strong>in</strong> our Scientists’ Cafe, and our virtual Technology Expo.<br />
Check it out at: www.perk<strong>in</strong>elmer.com/gateway.<br />
For your convenience, Perk<strong>in</strong>Elmer also offers a selection<br />
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optimize a variety of application-specific analyses. It’s<br />
all part of our comprehensive approach to help<strong>in</strong>g you<br />
do your best work, year after year.<br />
Te W<strong>in</strong>n<strong>in</strong>g Comb<strong>in</strong>ation To Optimize Your Laboratory<br />
Your <strong>in</strong>struments are only as good as the components you add to them, as well as the care and attention you give<br />
them. That’s why Perk<strong>in</strong>Elmer places so much emphasis on deliver<strong>in</strong>g only the highest quality consumables,<br />
accessories, customer service and technical support.<br />
Based on over 50 years of experience <strong>in</strong> atomic spectroscopy, we understand your applications, methodologies and<br />
challenges. We also know that one size does not fit all. That’s why we offer the broadest range of high-end<br />
consumables and accessories <strong>in</strong> the <strong>in</strong>dustry, from sample preparation and <strong>in</strong>troduction systems to Perk<strong>in</strong>Elmer Pure<br />
Standards. It’s also why we offer customizable tra<strong>in</strong><strong>in</strong>g courses and service plans that meet your exact specifications,<br />
from compliance through ma<strong>in</strong>tenance.<br />
With over 1,500 tra<strong>in</strong>ed and certified eng<strong>in</strong>eers and service personnel around the world, our OneSource ® Laboratory<br />
Services offer the most complete portfolio of services <strong>in</strong> the <strong>in</strong>dustry, <strong>in</strong>clud<strong>in</strong>g complete care programs for virtually<br />
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supplier, and to take advantage of responsive, expert technical support—everyth<strong>in</strong>g you need to ensure your<br />
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From our full l<strong>in</strong>e of <strong>in</strong>dustry-lead<strong>in</strong>g <strong>in</strong>struments, consumables and accessories to the world’s largest and most<br />
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400231_01
42 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Table I: Commonly used regulatory methods<br />
Cold Vapor Atomic Absorption (CVAAS)<br />
Cold Vapor Atomic Fluorescence (CVAFS)<br />
Direct Analysis or<br />
Thermal Decomposition<br />
EPA 245.1 EPA 245.7 EPA 7473<br />
EPA 245.5 EPA 1631 ASTM 6722-01<br />
SM 3112B<br />
EPA 7470<br />
EN13506<br />
EN12338<br />
EPA 7471 ISO 17852:2008<br />
EN1483<br />
EN13806<br />
O 2<br />
Hg lamp<br />
Sample<br />
Gas control<br />
Optical cell<br />
With CVAFS <strong>in</strong>struments a<br />
peristaltic pump is typically used<br />
to <strong>in</strong>troduce sample and stannous<br />
chloride <strong>in</strong>to a gas–liquid separator<br />
where a stream of pure, dry<br />
gas (typically argon) is bubbled<br />
through the mixture to release<br />
mercury vapor. The mercury is<br />
then transported <strong>in</strong> the carrier gas<br />
through a dryer and then either<br />
directly to the fluorescence cell<br />
or to the preconcentration trap<br />
and then onto the fluorescence<br />
cell. With fluorescence the dry<strong>in</strong>g<br />
stage is quite important as water<br />
vapor and other molecular species<br />
can <strong>in</strong>terfere with the fluorescence<br />
measurement. Once <strong>in</strong> the<br />
detector, mercury vapor absorbs<br />
Fan<br />
Decomposition furnace<br />
50-900 o C<br />
High sensitivity<br />
λ Selector<br />
Low sensitivity<br />
Fan<br />
AA detector<br />
Figure 3: An overview of direct analysis us<strong>in</strong>g thermal decomposition.<br />
Catalyst furnace<br />
600 o C<br />
Signal<br />
Dryer<br />
Amalgam furnace<br />
254-nm light and fluoresces at the<br />
same wavelength. Measurement of<br />
the fluorescence signal is usually<br />
made at 90° to the <strong>in</strong>cident beam<br />
to m<strong>in</strong>imize scatter<strong>in</strong>g from the<br />
excitation source. The <strong>in</strong>tensity<br />
of the fluoresced light is directly<br />
proportional to the concentration<br />
of mercury.<br />
The concentration of standards<br />
and samples with this technique<br />
are typically 100–1000× lower<br />
than those used with CVAAS,<br />
demand<strong>in</strong>g much cleaner reagents.<br />
To ensure reagents are low <strong>in</strong><br />
mercury, methods such as EPA<br />
Method 1631 describe techniques<br />
to remove mercury from salts and<br />
some solutions.<br />
Direct Analysis by<br />
Thermal Decomposition<br />
Hallmarks of the direct analysis approach<br />
<strong>in</strong>clude elim<strong>in</strong>ation of the<br />
sample digestion step, fast analysis<br />
times, and a detection limit of<br />
about 0.005 ng. Elim<strong>in</strong>at<strong>in</strong>g digestions<br />
means solid samples can typically<br />
be run <strong>in</strong> their native form.<br />
For laboratories that analyze large<br />
numbers of solid samples, or that<br />
would simply rather not perform<br />
the digestion typically associated<br />
with CVAAS and CVAFS, direct<br />
analysis may be ideal. It is worth<br />
not<strong>in</strong>g that this approach also carries<br />
with it the benefit of generat<strong>in</strong>g<br />
less acid waste than the solutionbased<br />
techniques. However, direct<br />
analysis is not well suited for a<br />
laboratory whose need is to run<br />
large numbers of samples already <strong>in</strong><br />
aqueous solution. For liquid sample<br />
analysis, the detection limit available<br />
us<strong>in</strong>g direct analysis is not<br />
typically comparable with those of<br />
CVAAS or CVAFS. This is primarily<br />
because of the relatively small<br />
liquid volumes that are processed<br />
us<strong>in</strong>g direct analysis; typically less<br />
than 1 mL per sample. Consider,<br />
for example, that the total mercury<br />
<strong>in</strong> 1 mL of a sample that conta<strong>in</strong>s 5<br />
ppt (ng/L) of mercury is only 0.005<br />
ng — this is right at the detection<br />
limit for direct analysis. In contrast,<br />
5 ppt is a concentration that<br />
is trivial to measure by CVAFS.<br />
However, with solid samples the<br />
sensitivity difference is quite small<br />
s<strong>in</strong>ce the digestion required to put<br />
the sample <strong>in</strong>to solution <strong>in</strong>troduces<br />
a significant dilution.
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 43<br />
Figure 3 shows an overview of<br />
the direct analysis technique. With<br />
this approach, a weighed sample<br />
is <strong>in</strong>troduced <strong>in</strong>to the decomposition<br />
furnace with oxygen (or<br />
air) flow<strong>in</strong>g over the sample. The<br />
furnace temperature is ramped <strong>in</strong><br />
two stages; first to dry the sample<br />
and then to decompose it. As the<br />
evolved gases are released, they are<br />
carried <strong>in</strong>to a catalyst where further<br />
decomposition occurs and elemental<br />
mercury is released. When<br />
the gas stream leaves the catalyst<br />
elemental mercury is captured on<br />
the surfaces of a gold amalgamation<br />
trap. After the sample’s mercury<br />
has been collected, the gold<br />
trap is heated and the accumulated<br />
mercury proceeds to an atomic absorption<br />
detector for quantitation.<br />
ICP or ICP-MS<br />
Although some analysts prefer to<br />
utilize <strong>in</strong>ductively coupled plasma<br />
mass spectrometry (ICP-MS) for the<br />
determ<strong>in</strong>ation of mercury, it does<br />
<strong>in</strong>volve special sample handl<strong>in</strong>g<br />
<strong>in</strong>clud<strong>in</strong>g the addition of small<br />
amounts of gold to the sample to<br />
expedite basel<strong>in</strong>e recovery. And,<br />
the cost of such equipment can be<br />
as much as 3 to 5 times higher than<br />
dedicated CVAAS or CVAAF systems.<br />
Note: Although <strong>in</strong>ductively<br />
coupled plasma optical emission<br />
spectrometry (ICP-OES) based<br />
<strong>in</strong>struments can be used to measure<br />
mercury, trace level analysis is<br />
problematic due to poor sensitivity.<br />
Which Technique Is<br />
Right for You?<br />
Select<strong>in</strong>g the right technique really<br />
depends on your analytical needs.<br />
For some laboratories, the decision<br />
will be driven solely by the need to<br />
comply with a specific regulatory<br />
method. For example, if your laboratory<br />
is required to analyze samples<br />
us<strong>in</strong>g EPA method 245.1, then<br />
you will need to use the technique<br />
of CVAAS. If you are required to<br />
follow specific regulatory methods<br />
you may f<strong>in</strong>d Table I helpful.<br />
If your laboratory is not constra<strong>in</strong>ed<br />
by a regulatory method,<br />
the driv<strong>in</strong>g force for the decision<br />
will more likely be criteria such as<br />
• the characteristics of your sample<br />
matrix (for example, solid or liquid)<br />
• the detection limits you need to<br />
reach <strong>in</strong> that matrix<br />
• your preferences regard<strong>in</strong>g digest<strong>in</strong>g<br />
the sample or not<br />
• your budgetary constra<strong>in</strong>ts<br />
Answer<strong>in</strong>g a few simple questions<br />
will guide you <strong>in</strong> the direction<br />
of the technique which is right for<br />
you. The fundamental question: Is<br />
your sample a solid or a liquid?<br />
If your sample is a liquid (for example,<br />
wastewater or dr<strong>in</strong>k<strong>in</strong>g water)<br />
then you will be best served by one of<br />
the chemical reduction techniques of<br />
CVAAS or CVAFS.<br />
At this po<strong>in</strong>t you can let your<br />
detection limit requirements drive<br />
your decision; with the knowledge<br />
that CVAAS will provide a<br />
detection limit of about 2 ppt and<br />
CVAFS will provide a detection<br />
limit of about 0.2 ppt (or as low as<br />
0.02 ppt with gold amalgamation).<br />
With that said, unless you have a<br />
preference for CVAAS, our recommendation<br />
is that you should consider<br />
CVAFS. Its superior detection<br />
limits will allow you to report to<br />
lower levels and its wider dynamic<br />
range will be a real time saver from<br />
the perspective of not hav<strong>in</strong>g to do<br />
as many sample dilutions.<br />
If your sample is a solid, you<br />
have the choice of digest<strong>in</strong>g the<br />
sample and then analyz<strong>in</strong>g it by<br />
CVAAS or CVAFS. Alternatively,<br />
you may be able to skip the digestion<br />
step and go with direct analysis<br />
by thermal decomposition.<br />
For many laboratories, the simplicity<br />
of direct analysis is very<br />
appeal<strong>in</strong>g. For laboratories that<br />
already have digestion procedures<br />
<strong>in</strong> place the higher capital cost of<br />
direct analysis relative to CVAAS<br />
(or CVAFS), which could be up to<br />
$10,000, may drive the decision.<br />
Other factors, such as the sample<br />
homogeneity or volatility may be<br />
important considerations as well.<br />
Because direct analysis is limited<br />
to a relatively small quantity of<br />
sample (about 1 g), nonhomogeneous<br />
samples may be best dealt<br />
with by digest<strong>in</strong>g a larger quantity<br />
of sample followed by analysis<br />
us<strong>in</strong>g CVAAS or CVAFS.<br />
Additional assistance with your<br />
decision about which mercury analysis<br />
technique is right for you can<br />
be found at www.teledyneleemanlabs.com/hg_selector.<br />
References<br />
(1) Persistent bioaccumulative and toxic<br />
chemical program, EPA.gov/pbt.<br />
(2) W.R. Hatch and W.L. Ott, Anal. Chim.<br />
Acta 40, 2085–7 (1968).<br />
(3) Analytical Methods Approved for<br />
Dr<strong>in</strong>k<strong>in</strong>g Water Compliance Monitor<strong>in</strong>g<br />
of Inorganic Contam<strong>in</strong>ants and<br />
Other Inorganic Constituents, http://<br />
water.epa.gov/scitech/dr<strong>in</strong>k<strong>in</strong>gwa-<br />
ter/labcert/upload/methods_<strong>in</strong>or-<br />
ganic.pdf.<br />
(4) Method 245.7, Mercury <strong>in</strong> Water by<br />
Cold Vapor Atomic Fluorescence<br />
Spectrometry, Revision 2.0, February<br />
2005, U.S. Environmental Protection<br />
Agency.<br />
(5) Method 1631, Revision E: Mercury <strong>in</strong><br />
Water by Oxidation, Purge and Trap,<br />
and Cold Vapor Atomic Fluorescence<br />
Spectrometry, August 2002, U.S. Environmental<br />
Protection Agency.<br />
(6) National Recommended Water<br />
Quality Criteria (4304T), 2009, U.S.<br />
Environmental Protection Agency,<br />
(Federal Register: August 5, 1997<br />
62[150]).<br />
David Pfeil is an Hg<br />
product manager<br />
at Teledyne Leeman<br />
Labs <strong>in</strong> Hudson, New<br />
Hampshire. Direct correspondence<br />
to: dpfeil@<br />
teledyne.com.<br />
For more <strong>in</strong>formation on this topic,<br />
please visit our homepage at:<br />
www.spectroscopyonl<strong>in</strong>e.com
44 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Spectrometers for Elemental<br />
Spectrochemical Analysis, Part<br />
IV: Inductively Coupled Plasma<br />
Optical Emission Spectrometers<br />
In this tutorial, we discuss <strong>in</strong>ductively coupled plasma (ICP) spectrometers. The basic modules<br />
of spectrometer systems already have been discussed <strong>in</strong> Part I of this series (1). Here, we focus<br />
on the ICP excitation and sample <strong>in</strong>troduction system. A discussion of some optical configurations<br />
used <strong>in</strong> ICP is <strong>in</strong>cluded.<br />
Carlos Augusto Cout<strong>in</strong>ho and Volker Thomsen<br />
The plasma excitation spectrometer is a relative<br />
newcomer, <strong>in</strong>vented <strong>in</strong> the 1960s, although commercially<br />
available units were not sold until the<br />
late 1970s. The term “plasma” here describes what is<br />
commonly referred to as the “fourth state of matter;”<br />
that is, a very hot, ionized gas. Plasma sources are typically<br />
used for the analysis of liquids, f<strong>in</strong>d<strong>in</strong>g their primary<br />
application <strong>in</strong> environmental monitor<strong>in</strong>g and<br />
other areas where samples may be readily available <strong>in</strong><br />
liquid form. Although there are different ways to produce<br />
these plasmas, by far the most common is the <strong>in</strong>ductively<br />
coupled plasma (ICP).<br />
In ICP–optical emission spectroscopy (OES), the<br />
energy from the high-temperature argon plasma<br />
(5000−10,000 K) excites the sample atoms. Generally,<br />
the sample must be <strong>in</strong> liquid form.<br />
The Plasma<br />
A radio-frequency (RF) generator, typically run at either<br />
27.12 or 40.68 MHz and between 1 and 5 kW, provides<br />
energy to the argon gas flow<strong>in</strong>g through the quartz<br />
torch by means of an <strong>in</strong>duction coil or RF coil (Figure<br />
1). In terms of electronic design, the generators can<br />
be grouped as either “free run” or “quartz controlled”<br />
types, with similar overall performances. The former<br />
keeps the loaded energy transferred to the plasma constant,<br />
<strong>in</strong>dependently of variations <strong>in</strong> the physical properties<br />
of the sample aerosol, and the latter keeps the<br />
plasma frequency constant, controlled by a quartz oscillator,<br />
even under different aerosol conditions.<br />
RF power is applied to an air- or water-cooled coil,<br />
generat<strong>in</strong>g a magnetic field that <strong>in</strong>duces electrical currents<br />
<strong>in</strong> the matter with<strong>in</strong> the coil, thereby produc<strong>in</strong>g<br />
heat. Argon gas is <strong>in</strong>troduced through the torch and a<br />
high-voltage spark (typically generated by a Tesla coil) is<br />
applied, caus<strong>in</strong>g the argon atoms to ionize. The free electrons<br />
provide the conductive matter that allows the flow<br />
of electrical current, which results <strong>in</strong> a high-temperature<br />
gas (plasma). Part of the argon gas flow is swirled <strong>in</strong><br />
such a way as to shape and conta<strong>in</strong> the plasma.<br />
Gases other than argon can be used to generate<br />
plasma. However, for analytical purposes, argon is the<br />
most suitable. It presents the follow<strong>in</strong>g advantages:<br />
• It is an <strong>in</strong>ert gas and does not react with the sample<br />
constituents <strong>in</strong>troduced <strong>in</strong> the plasma.<br />
• It has the necessary electron energy to excite most of<br />
the element l<strong>in</strong>es <strong>in</strong> the periodic table.<br />
• It is relatively transparent to the bulk of emitted photons,<br />
which translates <strong>in</strong>to a l<strong>in</strong>ear relationship with<br />
the atom concentration of the elements <strong>in</strong> the sample<br />
(that is, straight l<strong>in</strong>e calibration curves).<br />
• It requires relatively low runn<strong>in</strong>g costs to cope with<br />
the high consumption required to keep the plasma<br />
operative (about 18 L/m<strong>in</strong>).
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 45<br />
Torch<br />
Height above<br />
load coil (mm)<br />
Plume<br />
Temperature<br />
2000 K<br />
Plasma<br />
Emission<br />
zone<br />
RF generator<br />
Ar flows<br />
RF<br />
coils<br />
Figure 1: Schematic diagram of ICP excitation<br />
source.<br />
The temperature profile <strong>in</strong> the<br />
plasma is shown <strong>in</strong> Figure 2. The<br />
<strong>in</strong>jected sample solution undergoes<br />
multiple transformations along the<br />
way, as described below.<br />
• The first step is desolvation, the<br />
removal of the solvent from the<br />
droplet, to leave a t<strong>in</strong>y salt particle,<br />
which is rapidly vaporized<br />
25<br />
20<br />
15<br />
Aerosol<br />
<strong>in</strong>put<br />
6000 K<br />
6200 K<br />
6500 K<br />
6800 K<br />
10000 K<br />
Figure 2: Schematic of the temperature profile<br />
<strong>in</strong> ICP plasmas.<br />
Auxiliary argon<br />
flow<br />
Sample aerosol<br />
flow<br />
Induction<br />
coils<br />
Magnetic<br />
field<br />
Quartz<br />
concentric<br />
tubes<br />
Typical flows<br />
Coolant: 7-20 L/m<strong>in</strong>.<br />
Auxiliary: 0-3 L/m<strong>in</strong>.<br />
Aerosol: 0.5-1 L/m<strong>in</strong>.<br />
Argon coolant<br />
flow<br />
Figure 3: Schematic diagram of an ICP torch.<br />
<strong>in</strong>to a gas of the molecule. This<br />
occurs at the very bottom of the<br />
plasma.<br />
• The second step is atomization,<br />
where the gaseous molecules are<br />
further broken down or dissociated<br />
<strong>in</strong>to their component atoms.<br />
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46 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Table I: Typical detection limits (ppb) for various elements <strong>in</strong> water, us<strong>in</strong>g spectrometers<br />
with different torch configurations — radial, axial, or axial with an ultrasonic<br />
nebulizer (USN)<br />
Element Atomic Number Radial Axial Axial + USN<br />
Li 3 1.1 0.02<br />
Be 4 0.05 0.06 0.009<br />
B 5 0.7 0.25<br />
Al 13 0.08 0.03 0.015<br />
P 15 3.3 0.9<br />
Cl 17 60 100<br />
V 23 1.2 0.29 0.07<br />
Cr 24 0.6 0.16 0.06<br />
Mn 25 0.08 0.02 0.008<br />
Fe 26 0.4 0.19 0.08<br />
Co 27 0.68 0.18 0.06<br />
Ni 28 0.65 0.2 0.11<br />
Cu 29 1 0.23 0.07<br />
Zn 30 0.18 0.06 0.03<br />
As 33 3.1 1.2 0.4<br />
Se 34 7.7 1.9 0.7<br />
Ag 47 1.1 0.2 8<br />
Cd 48 0.21 0.06 0.03<br />
Sn 50 1.7 0.44 0.25<br />
Sb 51 4.4 1.4 0.5<br />
Ba 56 0.14 0.03<br />
Hg 80 1.2 0.6<br />
Pb 82 3.4 0.95 0.3<br />
This occurs just above the desolvation<br />
zone.<br />
• The third step, excitation, takes<br />
place at the plasma’s hottest region,<br />
around 10,000 K, where the<br />
electrons of the atoms that constitute<br />
the sample elements are<br />
excited by the energy transferred<br />
from the plasma. The excited electrons<br />
jump to high energy levels<br />
with<strong>in</strong> the atoms or leave the atom<br />
completely, produc<strong>in</strong>g ions. The<br />
electrons of the ions may themselves<br />
be excited to higher energy<br />
levels.<br />
• The fourth step takes place <strong>in</strong> the<br />
lower temperature region, called<br />
the emission zone, from about<br />
7000 K to 6000 K. Here, the electrons<br />
return to their ground state,<br />
or lower energy levels, with a subsequent<br />
emission of photons with<br />
discrete characteristic energies.<br />
The ionic l<strong>in</strong>es of the element will<br />
be emitted at higher observation<br />
heights <strong>in</strong> the plasma.<br />
• F<strong>in</strong>ally, the recomb<strong>in</strong>ation step<br />
occurs <strong>in</strong> the plume of the plasma,<br />
where the free electrons and ions<br />
can recomb<strong>in</strong>e to produce neutral<br />
atoms and molecules. This<br />
region is responsible for partially<br />
absorb<strong>in</strong>g the emitted photons<br />
(self-absorption) and therefore<br />
must be removed <strong>in</strong> axial plasma<br />
view<strong>in</strong>g spectrometers (see below).<br />
As noted <strong>in</strong> reference 2, “Measurements<br />
<strong>in</strong> the plasma tail zone with<br />
pronounced temperature gradients<br />
are severely affected by <strong>in</strong>terferences<br />
ma<strong>in</strong>ly caused by the formation<br />
of molecular compounds<br />
and to the presence of EIEs (easily<br />
ionizable elements).”<br />
The Torch<br />
The ICP torch consists of three<br />
concentric tubes that allow appropriate<br />
argon flows to ma<strong>in</strong>ta<strong>in</strong> and<br />
constra<strong>in</strong> the plasma, as well as deliver<strong>in</strong>g<br />
the sample to the plasma.<br />
Figure 3 shows a diagram of the ICP<br />
torch. There are three separate argon<br />
flows:<br />
The Coolant Flow: The narrow<br />
spac<strong>in</strong>g between the outer and middle<br />
tubes is shaped <strong>in</strong> such a way as<br />
to make the argon gas spiral tangentially<br />
between the tubes as the gas<br />
rapidly rises. The function of this<br />
so-called “coolant gas” is to keep the<br />
walls of the torch cool and to shape<br />
and constra<strong>in</strong> the plasma.<br />
The Auxiliary Flow: The auxiliary,<br />
or <strong>in</strong>termediate, flow supports<br />
the plasma, allow<strong>in</strong>g the whole<br />
Axial<br />
Depth of field<br />
Induction<br />
coil<br />
Radial<br />
Central channel<br />
View<strong>in</strong>g<br />
volume<br />
View<strong>in</strong>g<br />
volume<br />
Central<br />
channel<br />
Slit height<br />
Work coil<br />
Figure 4: Schematic of the two torch<br />
configurations.<br />
plasma to be raised or lowered as<br />
the flow is <strong>in</strong>creased or decreased.<br />
By <strong>in</strong>creas<strong>in</strong>g the flow, the distance<br />
between the bottom of the plasma<br />
and the tip of the <strong>in</strong>jector tube becomes<br />
greater. Thus, the heat generated<br />
at the <strong>in</strong>jector’s tip is reduced,<br />
m<strong>in</strong>imiz<strong>in</strong>g the build-up of salts or<br />
carbon deposits (organics), which<br />
may clog the admission of the sample<br />
solution.<br />
The Nebulizer Flow: The nebulizer<br />
flow carries the sample aerosol<br />
up <strong>in</strong>to the plasma. The narrow<br />
tip at the end of the <strong>in</strong>jector allows<br />
the gas to flow at high velocity and<br />
punch a hole through the plasma.<br />
Torches may be made from a variety<br />
of materials, and may be one piece or<br />
of the demountable type. The outer<br />
tubes typically are manufactured<br />
from quartz, and the <strong>in</strong>jector tube<br />
may be made of quartz or a ceramic<br />
material if corrosion resistance<br />
(such as to HF) is required.<br />
Torches can be manufactured to<br />
work either <strong>in</strong> the vertical position<br />
(radial view) or a horizontal position<br />
(axial view). See Figure 4.<br />
The vertical torch, despite its<br />
smaller analytical view<strong>in</strong>g volume,<br />
allows the plasma to be viewed <strong>in</strong><br />
its various regions by a simple adjustment<br />
of the torch observation
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 47<br />
height. This reduces the background<br />
radiation from the high background<br />
emission zone just above the <strong>in</strong>duction<br />
coils. However, s<strong>in</strong>ce the<br />
emitted photons produced <strong>in</strong> the<br />
most unstable outer regions of the<br />
plasma also contribute to the total<br />
emission, the stability of measurement<br />
is affected and higher RSDs are<br />
produced.<br />
Horizontal torches are “viewed”<br />
by the optics along their entire axis,<br />
<strong>in</strong> the central region of the plasma.<br />
The useful analytical central volume<br />
region is the most stable region<br />
with<strong>in</strong> the plasma, as well as the<br />
least affected by the electromagnetic<br />
field that generates the plasma.<br />
Therefore, it produces a more stable<br />
emission result<strong>in</strong>g <strong>in</strong> less noise and,<br />
as a consequence, better detection<br />
limits. On average the LODs are<br />
2–10 times better than those obta<strong>in</strong>ed<br />
with vertical torches (Table<br />
I). The downside of these torches is<br />
that the optical system “sees” the entire<br />
plasma along its axis. Therefore,<br />
all the emission com<strong>in</strong>g from the<br />
higher temperature regions of the<br />
plasma, responsible for the higher<br />
background noise, are <strong>in</strong>corporated<br />
<strong>in</strong>to the result<strong>in</strong>g emission spectra.<br />
High molecular order samples, such<br />
as organic substances, may produce<br />
a complex spectral background, <strong>in</strong><br />
particular <strong>in</strong> the <strong>UV</strong> emission range.<br />
Also, the use of axially viewed<br />
torches requires the elim<strong>in</strong>ation of<br />
the plume region of the plasma. This<br />
region, because of its lower temperature,<br />
may absorb a great portion of<br />
the emitted photons, result<strong>in</strong>g <strong>in</strong><br />
the reduction of the analytical sensitivity<br />
and production of nonl<strong>in</strong>ear<br />
calibration curves (self-absorption).<br />
F<strong>in</strong>ally, because of their operational<br />
mode, horizontal torches usually<br />
require more frequent clean<strong>in</strong>g and<br />
replacement.<br />
Although both view<strong>in</strong>g modes<br />
can cope with any type of matrix, it<br />
is generally accepted that horizontal<br />
torches (axial) perform better<br />
for very low concentration levels <strong>in</strong><br />
relatively matrix-free sample environments,<br />
whereas vertical torches<br />
show better performance <strong>in</strong> matrices<br />
Dra<strong>in</strong><br />
Torch<br />
Spray chamber<br />
where flux agents or a high quantity<br />
of total dissolved solids (TDS) are<br />
present and where higher element<br />
concentrations are expected. Some<br />
<strong>in</strong>struments make use of a series<br />
of mirrors placed around a fixed<br />
horizontal (axially viewed) torch to<br />
allow a subsequent radial observation<br />
of the emitted radiation, thus<br />
comb<strong>in</strong><strong>in</strong>g both axial and radial<br />
views <strong>in</strong> one <strong>in</strong>strument.<br />
Sample Introduction System<br />
<strong>Analyses</strong> by ICP are usually carried<br />
out with samples <strong>in</strong> liquid form,<br />
although solid and gas forms also<br />
can be used. In this section we will<br />
restrict ourselves to liquid samples.<br />
The <strong>in</strong>troduction of samples <strong>in</strong> the<br />
solid and gas states will be discussed<br />
<strong>in</strong> the “Special Topics” section<br />
below.<br />
The reason for a sample <strong>in</strong>troduction<br />
system is to deliver a consistent<br />
flow of sample to the plasma torch<br />
through an argon flow (Figure 3).<br />
The aerosol generated to be <strong>in</strong>troduced<br />
<strong>in</strong>to the plasma consists of<br />
f<strong>in</strong>e droplets of the aqueous sample.<br />
Only small droplets of liquid will go<br />
through these stages reproducibly,<br />
and so a sample <strong>in</strong>troduction system<br />
must be capable of provid<strong>in</strong>g these.<br />
Only <strong>in</strong> this way can quantitative<br />
analysis be performed. If samples<br />
Nebulizer<br />
Figure 5: Schematic of an ICP sample <strong>in</strong>troduction system.<br />
Peristaltic<br />
pump<br />
are <strong>in</strong>jected at different rates <strong>in</strong>to<br />
the plasma, then results may not be<br />
comparable.<br />
How is the liquid sample <strong>in</strong>troduced<br />
<strong>in</strong>to the plasma? The sample<br />
<strong>in</strong>troduction system consists of several<br />
parts, as shown <strong>in</strong> Figure 5:<br />
• the peristaltic pump<br />
• the nebulizer<br />
• the spray chamber<br />
• the dra<strong>in</strong><br />
The Peristaltic Pump: Liquid<br />
samples are removed from the sample<br />
conta<strong>in</strong>er through a small bore<br />
(capillary) tube. This is generally<br />
produced by the action of a peristaltic<br />
pump, which provides even<br />
sample delivery. However, the peristaltic<br />
pump must be of a sufficient<br />
size and have a suitable number of<br />
rollers to ensure a constant flow of<br />
solution, rather than a pump<strong>in</strong>g action.<br />
The peristaltic tub<strong>in</strong>g (<strong>in</strong>ternal<br />
diameter of tube) also must be<br />
carefully selected to guarantee the<br />
appropriate sample delivery rate. It<br />
also must be chemically <strong>in</strong>ert with<br />
respect to the liquid be<strong>in</strong>g pumped<br />
through it.<br />
The Nebulizer: The sample runs<br />
through the tub<strong>in</strong>g from the peristaltic<br />
pump until it reaches the<br />
nebulizer. The purpose of the nebulizer<br />
is to generate an aerosol that<br />
can be consistently delivered to the
48 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
ICP torch<br />
Spray chamber<br />
Dra<strong>in</strong><br />
Bab<strong>in</strong>gton<br />
nebulizer<br />
Argon <strong>in</strong><br />
Figure 6: Introduction system for slurries.<br />
Aerosol <strong>in</strong>put<br />
Peristaltic pump<br />
Electrode<br />
Figure 7: Spark ablation sample <strong>in</strong>troduction.<br />
Magnetic stirrer<br />
Sample<br />
Ar <strong>in</strong>put<br />
plasma. There are two basic types of nebulizer used by<br />
ICP: pneumatic and ultrasonic. These terms merely describe<br />
the type of force used to break down the liquid<br />
<strong>in</strong>to an aerosol.<br />
Pneumatic nebulizers were the first to be used <strong>in</strong> ICP<br />
as they were simply an extension of those already <strong>in</strong> use<br />
<strong>in</strong> atomic absorption (AA) spectrometry <strong>in</strong>strumentation.<br />
The biggest difference between ICP and AA nebulizers<br />
is the delivery rate. It is typical for the delivery of<br />
the gas flow <strong>in</strong> AA to run at approximately 10 L/m<strong>in</strong>.<br />
The gas flow rate for the ICP is much lower, generally<br />
around 1 L/m<strong>in</strong>. More <strong>in</strong>formation on nebulizers may<br />
be found <strong>in</strong> Appendix I.<br />
Spray Chamber: The spray chamber connects the<br />
nebulizer to the torch. The primary function of the<br />
spray chamber is to remove the larger aerosol droplets<br />
and only allow the very f<strong>in</strong>est of the droplets, usually<br />
below 8 μm, to be carried <strong>in</strong>to the plasma. In fact, only<br />
about 2–3% of the sample volume reaches the plasma.<br />
Spray chambers vary <strong>in</strong> design, and <strong>in</strong>clude the Scott<br />
double pass, conical with impact bead, and cyclonic<br />
types. In each case, the construction of the spray chamber<br />
is such that it causes the larger drops to impact some<br />
part of the chamber and be transported to the dra<strong>in</strong>.<br />
Dra<strong>in</strong>: The dra<strong>in</strong> has two important functions; the<br />
obvious one is that it removes the excess sample solution<br />
from the spray chamber to a waste conta<strong>in</strong>er. The<br />
second function is to supply the back pressure necessary<br />
to ensure the nebulizer gas flows through the torch.<br />
Dra<strong>in</strong>s may be either gravity fed with a loop or U-tube<br />
to provide the necessary back pressure, or be pumped<br />
through peristaltic tub<strong>in</strong>g. The back pressure should be<br />
kept constant; otherwise it can change the sample flow<br />
<strong>in</strong>to the plasma and affect the emission signal.<br />
Optical System Configurations<br />
The pr<strong>in</strong>ciples of diffraction and <strong>in</strong>terference, on<br />
which the various optical arrangements are based, were<br />
discussed <strong>in</strong> Part I of this series (1). Some ICP spectrometers<br />
use an optical configuration other than the<br />
Paschen-Runge mount (1). Despite the different geometries,<br />
the optical configurations used <strong>in</strong> ICP spectrometers<br />
have the sole function of dispers<strong>in</strong>g the emission<br />
spectra of the sample generated <strong>in</strong> the plasma <strong>in</strong>to their<br />
characteristic spectral l<strong>in</strong>es.<br />
Types of ICP Optical Configurations: Many different<br />
types of optical arrangements are commercially available<br />
for ICP spectrometers. Perhaps the most common<br />
are the traditional Paschen-Runge mount, the echelle<br />
configuration, and the Czerny-Turner mount.<br />
The Paschen-Runge mount benefits from the sensitivity<br />
provided by the first-order diffraction and its few<br />
component elements, and can cope either with photomultiplier<br />
detectors or a multiple series of l<strong>in</strong>ear-array<br />
CCDs arranged along the Rowland Circle.<br />
The echelle optical configuration produces multiple<br />
diffraction patterns of higher orders displaced <strong>in</strong> a format<br />
specially designed to cope with a two-dimensional<br />
solid state detector array (CCD). For <strong>in</strong>struments cover<strong>in</strong>g<br />
wavelengths <strong>in</strong> the <strong>UV</strong> region, a specific optic–CCD<br />
comb<strong>in</strong>ation is required, avoid<strong>in</strong>g quartz components<br />
that heavily absorb the <strong>UV</strong> radiation.<br />
The use of large-size CCDs with a b<strong>in</strong>n<strong>in</strong>g array of<br />
sensitive pixels, or equipped with traditional photomultiplier<br />
detectors may require a different type of optical<br />
arrangement: the Czerny-Turner mount.<br />
Some ICP spectrometers nowadays make use of more<br />
than one optical system, mounted <strong>in</strong> one s<strong>in</strong>gle optical<br />
chamber, to improve their performance <strong>in</strong> specific<br />
wavelength ranges.<br />
It is worth mention<strong>in</strong>g that the emitted photons <strong>in</strong> the<br />
<strong>UV</strong> range are partially or even totally absorbed by the
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Additional<br />
argon<br />
Gas liquid<br />
separator<br />
To ICP<br />
To dra<strong>in</strong><br />
Carrier<br />
argon<br />
gas<br />
Acid<br />
Figure 8: Schematic of a hydride generator.<br />
Capillary tub<strong>in</strong>g<br />
Argon gas <strong>in</strong>let<br />
Mix<strong>in</strong>g<br />
cells<br />
NaBH 4<br />
Sample<br />
Sample <strong>in</strong>let<br />
• The sample is <strong>in</strong>troduced <strong>in</strong> the form of a slurry where<br />
the particles, after be<strong>in</strong>g reduced to a small mesh size,<br />
are mixed with a solvent and kept under cont<strong>in</strong>uous<br />
agitation by means of a magnetic stirrer before their<br />
<strong>in</strong>troduction <strong>in</strong> the plasma (Figure 6).<br />
• Us<strong>in</strong>g a more sophisticated sample <strong>in</strong>troduction system,<br />
such as an electrical spark or laser, t<strong>in</strong>y particles<br />
are ablated from the surface of the sample, which are<br />
then carried <strong>in</strong> a stream of argon to the plasma (Figure<br />
7). Because of the complexity of this type of matrix,<br />
a “robust” plasma condition is required. In the literature,<br />
a plasma condition is considered “robust” if it is<br />
capable of support<strong>in</strong>g the <strong>in</strong>troduction of a complex<br />
matrix aerosol without significantly chang<strong>in</strong>g the<br />
plasma physical properties. The assessment of such<br />
a state can be carried out by measur<strong>in</strong>g the <strong>in</strong>tensity<br />
ratio of two l<strong>in</strong>es, an atomic and an ionic, such as the<br />
Mg II (280.2 nm)/Mg I (285.2 nm) ratio. A ratio of<br />
around 10 is said to be an efficient <strong>in</strong>dicator of the<br />
plasma robustness to cope with complex matrices (3).<br />
The spark and laser ablation techniques tend to deliver<br />
the sample <strong>in</strong> a small discrete amount of time, and<br />
so the analytical read<strong>in</strong>g must be timed very carefully<br />
for the actual analysis.<br />
Introduction of Gases and Vapors: Some hydrideform<strong>in</strong>g<br />
elements, such as As, Se, and others (Hg, Sb,<br />
Bi, Ge, Pb, Te, and Sn), can be <strong>in</strong>troduced directly <strong>in</strong><br />
the plasma <strong>in</strong> the vapor form. This provides detection<br />
limits <strong>in</strong> the parts-per-billion and sub-part-per-billion<br />
range. A hydride-generat<strong>in</strong>g sample <strong>in</strong>troduction system<br />
is shown schematically <strong>in</strong> Figure 8.<br />
Figure 9: Schematic of a concentric nebulizer.<br />
air and moisture environment trapped <strong>in</strong>side the optical<br />
bench. Therefore, vacuum or an argon flush <strong>in</strong> the optical<br />
chamber is required. As the flush<strong>in</strong>g of a relatively<br />
large optical chamber may require a longer <strong>in</strong>strument<br />
start-up time to completely elim<strong>in</strong>ate all the air and<br />
moisture, some <strong>in</strong>struments have their optics factory<br />
sealed with argon, thus provid<strong>in</strong>g faster start-up with<br />
the additional benefit of no consumption of this gas.<br />
It is beyond the scope of this tutorial to comment on<br />
the advantages or disadvantages of each type of optical<br />
arrangement. However, Appendix II presents some<br />
guidel<strong>in</strong>es <strong>in</strong> terms of the follow<strong>in</strong>g performance characteristics:<br />
speed of analysis, resolution, stability, sensitivity,<br />
wavelength coverage, and overall cost.<br />
Special Topics<br />
Introduction of Solids: Under special circumstances,<br />
solid samples also may be analyzed us<strong>in</strong>g an ICP <strong>in</strong>strument.<br />
This <strong>in</strong>troduction of solid samples typically takes<br />
one of two forms:<br />
Summary<br />
The ICP excitation source provides a powerful addition<br />
for those <strong>in</strong>volved <strong>in</strong> optical emission spectrochemical<br />
analysis. Here, we have discussed the ICP excitation and<br />
sample <strong>in</strong>troduction system. A discussion of some optical<br />
configurations used <strong>in</strong> ICP-OES also has been <strong>in</strong>cluded.<br />
The flexibility of this technique to handle various<br />
types of materials, its ability to detect most of the<br />
elements <strong>in</strong> the periodic table over a very wide range of<br />
concentrations (from parts-per-billion to percent levels),<br />
and the capability of simultaneous analysis of a large<br />
number of elements per sample <strong>in</strong> times below 2 m<strong>in</strong>,<br />
makes ICP a very important tool <strong>in</strong> any modern laboratory.<br />
Appendix I: ICP Nebulizers<br />
There are three basic designs of pneumatic nebulizers.<br />
The first of these is the concentric nebulizer. A concentric<br />
nebulizer typically is made from glass and conta<strong>in</strong>s<br />
a very f<strong>in</strong>e capillary runn<strong>in</strong>g the length of the nebulizer.<br />
Concentric nebulizers (Figure 9) are very popular<br />
because of their excellent stability and sensitivity. The<br />
biggest drawback is the material that is used to manufacture<br />
them, which means these nebulizers are fragile<br />
and cannot be used with solutions conta<strong>in</strong><strong>in</strong>g hydroflu-
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 51<br />
Argon <strong>in</strong>let<br />
Liquid sample<br />
Argon <strong>in</strong>let<br />
Aerosol<br />
Liquid sample<br />
Groove<br />
Argon<br />
Figure 11: Schematic of a Bab<strong>in</strong>gton nebulizer.<br />
Liquid sample<br />
<strong>in</strong>let<br />
Figure 10: Schematic of a cross-flow<br />
nebulizer.<br />
oric (HF) acid. Also, because of the<br />
small capillary diameter, they tend<br />
to clog <strong>in</strong> the presence of solutions<br />
with high TDS content. There are<br />
variations on this type of nebulizer,<br />
<strong>in</strong>clud<strong>in</strong>g the microconcentric nebulizer,<br />
which is manufactured from<br />
plastic rather than glass and therefore<br />
does not suffer ill effects from<br />
the use of HF. However, the sample<br />
delivery rate is much lower.<br />
The second ma<strong>in</strong> design of pneumatic<br />
nebulizer is that of the crossflow<br />
nebulizer (Figure 10). This consists<br />
of two capillary tubes at right<br />
angles to each other. A high speed<br />
flow of argon is forced across the liquid<br />
stream <strong>in</strong> the second capillary,<br />
creat<strong>in</strong>g the aerosol. The slightly<br />
larger capillary tubes <strong>in</strong> this design<br />
m<strong>in</strong>imize clogg<strong>in</strong>g, which is an advantage<br />
over the concentric nebulizer,<br />
thus <strong>in</strong>creas<strong>in</strong>g their capacity<br />
to handle solutions with up to 20%<br />
TDS. However, depend<strong>in</strong>g on its design,<br />
the cross-flow may not be as<br />
efficient <strong>in</strong> produc<strong>in</strong>g the f<strong>in</strong>e droplets<br />
required for analysis, result<strong>in</strong>g<br />
<strong>in</strong> slightly poorer RSDs as compared<br />
to the concentric nebulizers.<br />
The third design of pneumatic<br />
nebulizer is the Bab<strong>in</strong>gton nebulizer.<br />
The sample solution is allowed<br />
to pour over a surface with a small<br />
orifice, through which high pressure<br />
argon is pass<strong>in</strong>g. The argon shears<br />
the liquid <strong>in</strong>to small droplets. Because<br />
it is only the argon gas that<br />
passes though the small hole, this<br />
design is perfect for both viscous<br />
samples and for samples conta<strong>in</strong><strong>in</strong>g<br />
high total dissolved solids, as it is<br />
essentially clog-proof (Figure 11). A<br />
variation on the Bab<strong>in</strong>gton is the V-<br />
groove nebulizer.<br />
The ultrasonic nebulizer (USN)<br />
uses the oscillations of a piezoelectric<br />
transducer to break up the<br />
sample <strong>in</strong>to the aerosol (Figure 12).<br />
This type of nebulization is more<br />
efficient than the previously mentioned<br />
pneumatic types, so more<br />
sample gets to the plasma. An important<br />
limitation of this type of<br />
nebulizer is its reduced capacity to<br />
handle high-TDS samples, ma<strong>in</strong>ly<br />
related to its clean<strong>in</strong>g and memory<br />
effects.<br />
Appendix II: Optical System<br />
Requirements for a Modern<br />
ICP Spectrometer<br />
This appendix presents some guidel<strong>in</strong>es<br />
regard<strong>in</strong>g the follow<strong>in</strong>g performance<br />
characteristics: analysis<br />
speed, resolution, stability, sensitivity,<br />
wavelength coverage, and overall<br />
cost.<br />
Analysis speed: Polychromators,<br />
fitted with various sensor devices,<br />
are capable of simultaneously carry<strong>in</strong>g<br />
out the analysis of multiple<br />
element l<strong>in</strong>es, thereby drastically<br />
reduc<strong>in</strong>g the overall time required<br />
to produce a result. The typical analysis<br />
time for this type of arrangement<br />
is around 1 m<strong>in</strong> for almost<br />
an unlimited number of elements.<br />
Monochromators, on the other<br />
hand, are capable of do<strong>in</strong>g only one<br />
or a limited number of elements at<br />
a time, carry<strong>in</strong>g out their analytical<br />
task <strong>in</strong> a sequential mode. Typical<br />
analysis time <strong>in</strong> this optical arrangement<br />
depends on the number of elements<br />
to be analyzed. On average,<br />
no more than two to three elements<br />
per m<strong>in</strong>ute are determ<strong>in</strong>ed, a rather<br />
long analysis time as compared with<br />
the immediate response of the simultaneous<br />
optical arrangements.<br />
Therefore, the use of sequential<br />
spectrometers should be considered<br />
only <strong>in</strong> laboratories with a limited<br />
sample throughput, or laboratories<br />
where the number of elements required<br />
per sample is small. Note:<br />
The widespread use of CCDs, replac<strong>in</strong>g<br />
the traditional photomultipliers,<br />
has greatly reduced the number of<br />
commercially available ICP spectrometers<br />
equipped with a monochromator<br />
design.<br />
Resolution: The resolution required<br />
depends on the spectral complexity<br />
of the sample matrix. Rare<br />
earth materials, for example, have<br />
notoriously complex spectra and an<br />
optical arrangement designed with<br />
a high capability of separat<strong>in</strong>g adjacent<br />
spectral l<strong>in</strong>es that is recommended<br />
to elim<strong>in</strong>ate spectral l<strong>in</strong>e<br />
<strong>in</strong>terferences. That is, an optical system<br />
with a high “resolv<strong>in</strong>g power” is<br />
required to cope with the problem of<br />
overlapp<strong>in</strong>g, unwanted l<strong>in</strong>es on the<br />
analytical l<strong>in</strong>es of <strong>in</strong>terest.<br />
Stability: The more components<br />
an optical arrangement has, the<br />
more complex its design and the<br />
longer the path length from the<br />
plasma-emitted photons to the detector<br />
or detectors. In this case,<br />
rigid thermal control of the optical<br />
bench may be necessary to prevent<br />
m<strong>in</strong>ute displacements of the optical<br />
components’ alignment because of<br />
thermal expansion and contraction.
52 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
Heat<strong>in</strong>g element<br />
Transducer<br />
Argon <strong>in</strong>let<br />
To<br />
plasma<br />
Overall Cost: The comb<strong>in</strong>ation optical bench–detector<br />
is the most expensive component of an ICP spectrometer.<br />
Therefore, “simple” analytical tasks, a situation<br />
often found <strong>in</strong> laboratories carry<strong>in</strong>g out straight<br />
production control analysis of few elements at parts-permillion<br />
or percent concentration levels, do not necessarily<br />
require expensive optical devices. For this k<strong>in</strong>d of application,<br />
many <strong>in</strong>struments <strong>in</strong> the range of US$60,000<br />
are available.<br />
Readers must carefully balance all the optical performance<br />
requirements necessary to fulfill their particular<br />
analytical needs with the benefits brought by each arrangement.<br />
Dra<strong>in</strong><br />
Sample <strong>in</strong>let<br />
Water<br />
cool<strong>in</strong>g<br />
Figure 12: Schematic of an ultrasonic nebulizer.<br />
Dra<strong>in</strong><br />
Such temperature changes may result <strong>in</strong> spectral l<strong>in</strong>e<br />
shifts, which are responsible for long-term <strong>in</strong>strumental<br />
drift. Clever solutions to this problem have been<br />
adopted, such as a close monitor<strong>in</strong>g of a reference l<strong>in</strong>e<br />
throughout all the analysis <strong>in</strong>tegration time with automatic<br />
compensation and correction of eventual l<strong>in</strong>e<br />
shifts through a dedicated software mathematical<br />
model.<br />
Sensitivity: The more reflective or refractive surfaces<br />
<strong>in</strong> the light path of the optical system, the greater the<br />
attenuation of the beam, reduc<strong>in</strong>g overall sensitivity.<br />
Modern digital sensor devices can partially cope with<br />
this signal reduction by electronically enhanc<strong>in</strong>g the<br />
threshold peak values, sometimes at the expenses of an<br />
overall background noise <strong>in</strong>crease. In this type of <strong>in</strong>strument,<br />
a background reduction can be achieved by<br />
Peltier cool<strong>in</strong>g of the detector at temperatures around<br />
–30 °C, sometimes at the expense of a longer <strong>in</strong>strument<br />
start-up time.<br />
Wavelength Coverage: The greater the wavelength<br />
range that the optical system covers, the more versatile an<br />
ICP spectrometer will be. Certa<strong>in</strong> families of elements,<br />
such as the halogens, only have sensitive l<strong>in</strong>es below<br />
170 nm. Therefore, if their analysis is required, an optical<br />
system cover<strong>in</strong>g this region is mandatory. However,<br />
it should be noted that, depend<strong>in</strong>g on the optical system<br />
geometry, greater wavelength coverage may be obta<strong>in</strong>ed<br />
at the expense of <strong>in</strong>strument resolution.<br />
References<br />
(1) V. Thomsen, <strong>Spectroscopy</strong> 25(1), 46–54 (2010).<br />
(2) L. Trevizan and J. Nðbrega, J. Braz. Chem. Soc. 18(4), 678–690<br />
(2007).<br />
(3) J.M. Mermet and E. Poussel, Applied <strong>Spectroscopy</strong>, Focal Po<strong>in</strong>t<br />
49(10), 12A–18A (1995).<br />
Suggestions for Further Read<strong>in</strong>g<br />
P.W.J.M. Boumans, Ed. Inductively Coupled Plasma<br />
Emission <strong>Spectroscopy</strong> – Part I, Methodology, Instrumentation,<br />
and Performance (John Wiley & Sons, New<br />
York, 1987).<br />
P.W.J.M. Boumans, Ed. Inductively Coupled Plasma Emission<br />
<strong>Spectroscopy</strong> – Part II, Applications and Fundamentals (John<br />
Wiley & Sons, New York, 1987).<br />
P. Ga<strong>in</strong>es, ICP Operation, A Guide for New ICP Users. Onl<strong>in</strong>e<br />
at http:// www. ivstandards.com/tech/icp-ops/<br />
P. Ga<strong>in</strong>es, Reliable Measurements. Onl<strong>in</strong>e at<br />
http://www. ivstandards.com/tech/reliability/<br />
A. Montaser and D.W. Golightly, Inductively Coupled Plasmas<br />
<strong>in</strong> Analytical Atomic Spectrometry. (VCH, We<strong>in</strong>heim,<br />
Germany, 1992).<br />
Carlos Augusto Cout<strong>in</strong>ho, a retired senior researcher<br />
at Usim<strong>in</strong>as Steelworks R&D Analytical Division, is presently<br />
a consultant <strong>in</strong> Brazil. As a hobby, he enjoys read<strong>in</strong>g subjects<br />
related to anthropology and play<strong>in</strong>g the piano. He can be<br />
reached at cacout<strong>in</strong>ho@task.com.br.<br />
Volker Thomsen, a physicist by tra<strong>in</strong><strong>in</strong>g, has some 30<br />
years of experience <strong>in</strong> elemental spectrochemical analysis<br />
(OES and XRF). He is currently a consultant <strong>in</strong> this area from<br />
his home <strong>in</strong> Atibaia, São Paulo, Brazil. His other <strong>in</strong>terests<br />
<strong>in</strong>clude m<strong>in</strong>eralogy and history of science. Occasionally,<br />
he still plays the blues harmonica. He can be reached at<br />
vbet1951@uol.com.br. ◾<br />
For more <strong>in</strong>formation on this topic, please visit our<br />
homepage at: www.spectroscopyonl<strong>in</strong>e.com
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54 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
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these methods <strong>in</strong> academic laboratories. Perk<strong>in</strong>Elmer, Inc.,<br />
Seer Green, United K<strong>in</strong>gdom; www.perk<strong>in</strong>elmer.com/ftir<br />
head_products<br />
High voltage converters<br />
text_products High voltage converters text_products from<br />
text_products EMCO High Voltage text_products Corporation<br />
are designed text_products with a metal<br />
text_products<br />
text_products case and a shielded company transformer.<br />
The website 10-W converters<br />
name<br />
address,<br />
reportedly feature low EMI/<br />
RFI, low ripple, short-circuit<br />
protection, and <strong>in</strong>put–output<br />
isolation and filter<strong>in</strong>g. Accord<strong>in</strong>g<br />
to the company, the converters are PCB mountable and require<br />
no external components. EMCO High Voltage Corporation,<br />
Sutter Creek, CA; www.emcohighvoltage.com<br />
head_products<br />
Inert nebulizer<br />
text_products The Duramist text_products<br />
nebulizer<br />
text_products from Glass Expansion text_products<br />
text_products is designed to text_products<br />
be HF<br />
text_products resistant and to company handle<br />
name high concentrations address, website of<br />
dissolved solids. The<br />
nebulizer, which is made<br />
of PEEK, reportedly has<br />
sensitivity and precision comparable to that of the company’s<br />
concentric glass nebulizer but can be used <strong>in</strong> ICP-OES<br />
applications <strong>in</strong>volv<strong>in</strong>g HF. Glass Expansion, Inc.,<br />
Pocasset, MA; www.geicp.com<br />
head_products<br />
<strong>UV</strong>–vis spectrophometer<br />
text_products Agilent’s Cary text_products<br />
60 <strong>UV</strong>–vis<br />
text_products spectrophotometer text_products is<br />
text_products designed with text_products<br />
fiber-optics<br />
text_products capabilities that company allow for name<br />
address, remote sampl<strong>in</strong>g website rang<strong>in</strong>g<br />
from bulk solutions to cold<br />
biological samples. Accord<strong>in</strong>g<br />
to the company, the<br />
spectrophotometer’s lamp<br />
typically lasts 10 years. The<br />
<strong>in</strong>strument reportedly <strong>in</strong>cludes local language software and tutorials<br />
and has a scan rate of up to 24,000 nm/m<strong>in</strong>. Agilent Technologies,<br />
Santa Clara, CA; www.agilent.com
56 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
IR head_products<br />
spectrometer<br />
The text_products 4100 ExoScan text_products mid-IR spectrometer<br />
text_products from Agilent text_products is a onemodule,<br />
text_products 6.5-lb text_products<br />
system for use <strong>in</strong><br />
the text_products laboratory or company onsite. Accord<strong>in</strong>g<br />
to name the company, address, website the handheld<br />
system features a choice of <strong>in</strong>terchangeable<br />
sampl<strong>in</strong>g <strong>in</strong>terfaces<br />
and allows users to choose diffuse,<br />
graz<strong>in</strong>g angle, specular reflection,<br />
or spherical ATR sampl<strong>in</strong>g <strong>in</strong>terfaces.<br />
Applications <strong>in</strong>clude <strong>in</strong>frared<br />
absorb<strong>in</strong>g and scatter<strong>in</strong>g surfaces,<br />
reflective metal surfaces with coat<strong>in</strong>gs<br />
and films, and bulk materials such as powders and granules.<br />
Agilent Technologies, Santa Clara, CA; www.agilent.com<br />
Diffuse head_products reflectance accessory<br />
The text_products DiffusIR diffuse text_products reflectance<br />
text_products accessory text_products from Pike<br />
Technologies text_products is text_products designed to<br />
enable text_products catalytic company research, name<br />
<strong>in</strong>clud<strong>in</strong>g address, website <strong>in</strong>vestigation of<br />
reaction pathways and<br />
determ<strong>in</strong>ation of k<strong>in</strong>etics<br />
assays. Accord<strong>in</strong>g to the<br />
company, the accessory’s<br />
sealed environmental<br />
chambers may be configured<br />
for temperatures rang<strong>in</strong>g from 150 °C to 900 °C.<br />
Pike Technologies, Madison, WI; www.piketech.com<br />
EDXRF head_products spectrometer<br />
The text_products EDX-LE energy text_products dispersive<br />
X-ray text_products fluorescence text_products spectrometer<br />
from text_products Shimadzu text_products<br />
is designed for<br />
screen<strong>in</strong>g text_products elements company regulated by<br />
RoHS/EL name address, V directives. website Accord<strong>in</strong>g<br />
to the company, the spectrometer<br />
has automated analysis functions<br />
and a detector that does<br />
not require liquid nitrogen. Users<br />
can customize the functions accord<strong>in</strong>g to the management method.<br />
Accord<strong>in</strong>g to the company, threshold values can be set for each material<br />
or element, and the screen<strong>in</strong>g judgment can be changed depend<strong>in</strong>g<br />
on the <strong>in</strong>put method used for threshold values. Shimadzu Scientific<br />
Instruments Inc., Columbia, MD; www.ssi.shimadzu.com<br />
ICP-OES head_products system<br />
Perk<strong>in</strong>Elmer’s text_products text_products<br />
Optima 8x00<br />
ICP-OES text_products system text_products is designed<br />
to text_products optimize sample text_products <strong>in</strong>troduction,<br />
text_products enhance company plasma name<br />
stability, address, website simplify method<br />
development, and reduce<br />
operat<strong>in</strong>g costs. The system’s<br />
sample <strong>in</strong>troduction<br />
feature is designed to generate<br />
a constant flow of uniform droplets for stability and detection<br />
limits. Its plasma generator reportedly uses half the argon of<br />
traditional systems, and a camera offers cont<strong>in</strong>uous view<strong>in</strong>g of the<br />
plasma. Perk<strong>in</strong>Elmer, Waltham, MA; www.perk<strong>in</strong>elmer.com<br />
Mercury head_products analyzer<br />
The text_products Model RA-3000F text_products Gold+<br />
mercury text_products analyzer text_products from Nippon<br />
text_products Instruments text_products Corporation<br />
is text_products designed for company EPA Methods<br />
1631E name address, and 245.7. website Accord<strong>in</strong>g<br />
to the company, the <strong>in</strong>strument<br />
simplifies low to subppt<br />
mercury analysis and<br />
reduces reagent consumption<br />
and wastes by as much as<br />
80%. Nippon Instruments<br />
North America, College Station, TX; www.hg-nic.us<br />
Raman head_products system for <strong>in</strong>verted microscopy<br />
The text_products XploRA INV text_products<br />
compact analytical Ramam<br />
chemical text_products imag<strong>in</strong>g text_products<br />
microscope from HORIBA<br />
Scientific text_products reportedly text_products comb<strong>in</strong>es the automatization<br />
text_products features company and small footpr<strong>in</strong>t name of a<br />
standard address, confocal websiteRaman microscope with<br />
the capabilities of an <strong>in</strong>verted microscope<br />
for biological applications such as cell<br />
research, cancer detection, pharmaceutical<br />
verification of <strong>in</strong>tercellular activities, <strong>in</strong>clusion<br />
of microreactors, and <strong>in</strong>corporation of<br />
AFM units for tip-enhanced Raman spectroscopy. Accord<strong>in</strong>g to the company,<br />
the microscope’s open structure permits the use of options and add-ons for<br />
<strong>in</strong>verted microscopes, such as micromanipulators, “optical tweezers,” and<br />
specific enclosures for cell applications. HORIBA Scientific, Edison, NJ;<br />
www.horiba.com/scientific<br />
Spectra head_products library<br />
Fiveash text_products Data Management’s<br />
text_products<br />
FDM text_products Raman Organics text_products is<br />
a text_products library of 500 text_products Raman<br />
spectra text_products of model company organic<br />
compounds. name address, Accord<strong>in</strong>g website to the<br />
company, the spectra <strong>in</strong> the<br />
library were run <strong>in</strong>-focus on a<br />
6-cm -1 , whitelight-corrected<br />
spectrometer with a 780-<br />
nm laser, SNR of 500, and a range of 200–3200 cm -1 . The library<br />
reportedly is available <strong>in</strong> most spectral library formats. Fiveash<br />
Data Management, Madison, WI; www.fdmspectra.com<br />
Raman head_products analyzer<br />
The text_products EZRaman-1-9 text_products portable<br />
Raman text_products analyzer text_products from Enwave<br />
Optronics text_products is designed text_products to<br />
m<strong>in</strong>imize text_products fluorescence company and name<br />
maximize address, website capability of Raman<br />
analysis <strong>in</strong> difficult-to-measure<br />
samples. Accord<strong>in</strong>g to the<br />
company, the analyzer’s<br />
excitation wavelength is<br />
above 900 nm. Enwave<br />
Optronics, Inc., Irv<strong>in</strong>e, CA; www.enwaveopt.com
www.spectroscopyonl<strong>in</strong>e.com<br />
September 2011 <strong>Spectroscopy</strong> 26(9) 57<br />
Cathodolum<strong>in</strong>escence microscopes<br />
Quantitative cathodolum<strong>in</strong>escence<br />
microscopes<br />
from Attolight<br />
AG are designed for<br />
analysis from <strong>UV</strong> to<br />
IR with 10-nm spatial<br />
resolution throughout<br />
the 15–300 K temperature<br />
range. Two versions are available: the cont<strong>in</strong>uous wave<br />
CL10-Inf<strong>in</strong>ity system and the time-resolved CL10-10 system. The<br />
systems comprise a scann<strong>in</strong>g electron microscope, a n<strong>in</strong>e-axis<br />
cryo-nanostage, and an <strong>in</strong>tegrated cathodolum<strong>in</strong>escence system.<br />
Attolight AG, Lausanne, Switzerland; www.attolight.com<br />
AA spectrophotometer<br />
Shimadzu’s AA-7000 Series atomic<br />
absorption spectrophotometer is<br />
designed for flame and furnace<br />
analysis us<strong>in</strong>g a 3-D optical system.<br />
Accord<strong>in</strong>g to the company, the<br />
system achieves flame and furnace<br />
detection through adjustment of<br />
the light beam and digital filter<br />
and <strong>in</strong>cludes optical components<br />
that restrict light loss. The system<br />
reportedly comes equipped with standard background correction methods,<br />
a high-speed self-reversal method that provides correction over<br />
the 185–900 nm range, and safety features, <strong>in</strong>clud<strong>in</strong>g a vibration sensor<br />
and multimode automatic gas leak check. Shimadzu Scientific<br />
Instruments Inc., Columbia, MD; www.ssi.shimadzu.com<br />
Photovoltaic measurement system<br />
Newport Corporation’s Oriel<br />
IQE-200 photovoltaic cell measurement<br />
system is designed<br />
for simultaneous measurement<br />
of the external and <strong>in</strong>ternal<br />
quantum efficiency of solar cells,<br />
detectors, and other photonto-charge<br />
convert<strong>in</strong>g devices.<br />
The system reportedly splits the<br />
beam to allow for concurrent measurements. The system <strong>in</strong>cludes a<br />
light source, a monochromator, and related electronics and software.<br />
Accord<strong>in</strong>g to the company, the system can be used for the measurement<br />
of silicon-based cells, amorphous and mono/poly crystall<strong>in</strong>e,<br />
th<strong>in</strong>-film cells, copper <strong>in</strong>dium gallium diselenide, and cadmium telluride.<br />
Newport Corporation, Irv<strong>in</strong>e, CA; www.newport.com<br />
Microwave digestion system<br />
Milestone’s UltraWAVE benchtop<br />
microwave digestion system<br />
features the company’s<br />
S<strong>in</strong>gle Reaction Chamber<br />
design. Accord<strong>in</strong>g to the<br />
company, the system uses<br />
disposable glass vials <strong>in</strong>stead<br />
of traditional digestion vessels,<br />
reduc<strong>in</strong>g digestion<br />
acid volume and lower<strong>in</strong>g<br />
digestion blanks.<br />
Milestone, Shelton, CT;<br />
www.milestonesci.com<br />
Industrial gas system<br />
Thermo Fisher’s Antaris <strong>in</strong>dustrial<br />
gas system is designed<br />
to provide scann<strong>in</strong>g speeds<br />
as high as 5 Hz at 0.5-cm -1<br />
resolution. Accord<strong>in</strong>g to the<br />
company, the FT-IR-based<br />
analyzer is capable of monitor<strong>in</strong>g<br />
dozens of gases simultaneously<br />
while provid<strong>in</strong>g<br />
multicomponent gas analysis.<br />
Thermo Fisher Scientific,<br />
Madison, WI;<br />
www.thermofisher.com<br />
Electron microscopy software<br />
The TEAM EDS 2.0<br />
AnalysisSystem software<br />
from Edax Inc.<br />
is designed for use<br />
with electron microscopes<br />
and reportedly<br />
streaml<strong>in</strong>es analysis<br />
and report<strong>in</strong>g workflow,<br />
boosts user productivity,<br />
reduces analysis<br />
time, and m<strong>in</strong>imizes error potential. Accord<strong>in</strong>g to the company, the<br />
software can compare and review multiple maps simultaneously,<br />
extract spectra from the area of <strong>in</strong>terest us<strong>in</strong>g a histogram feature,<br />
and handle up to 120,000 counts/s. Edax, Inc., Mahwah, NJ;<br />
www.edax.com<br />
Crystallographic database<br />
Release 2011 of the Powder<br />
Diffraction File from ICDD<br />
conta<strong>in</strong>s 715,953 unique<br />
material data sets. Accord<strong>in</strong>g<br />
to the company, each<br />
data set conta<strong>in</strong>s diffraction,<br />
crystallographic, and<br />
bibliographic data, as well<br />
as experimental, <strong>in</strong>strument,<br />
and sampl<strong>in</strong>g conditions, and<br />
select physical properties <strong>in</strong><br />
a common standardized format.<br />
International Centre for Diffraction Data,<br />
Newtown Square, PA; www.icdd.com<br />
Dispersive Raman spectrometer<br />
The RamSpec-HR-1064<br />
dispersive Raman spectrometer<br />
from BaySpec is designed<br />
with a spectral range of<br />
200–3200 cm -1 , a high-power<br />
narrowband 1064-nm laser,<br />
and a high-throughput VPG<br />
grat<strong>in</strong>g-based spectrograph<br />
with the company’s deepcooled<br />
InGaAs detector array.<br />
The spectrometer reportedly<br />
supports multichannel <strong>in</strong>put ports and features a high-temperature<br />
extended-length reaction monitor<strong>in</strong>g probes. BaySpec, Inc.,<br />
San Jose, CA; www.bayspec.com
58 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />
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Call for Application Notes<br />
<strong>Spectroscopy</strong> is plann<strong>in</strong>g to publish the next edition<br />
of The Application Notebook <strong>in</strong> December 2011.<br />
As always, the publication will <strong>in</strong>clude paid position vendor<br />
application notes that describe techniques and applications<br />
of all forms of spectroscopy that are of immediate <strong>in</strong>terest<br />
to users <strong>in</strong> <strong>in</strong>dustry, academia, and government.<br />
If your company is <strong>in</strong>terested <strong>in</strong> participat<strong>in</strong>g<br />
<strong>in</strong> this special supplement, contact:<br />
6125 Cottonwood Drive<br />
Madison, WI 53719<br />
608.274.2721<br />
email: sales@piketech.com<br />
www.piketech.com<br />
Michael J. Tessalone, Group Publisher • (732) 346-3016<br />
Edward Fantuzzi, Publisher • (732) 346-3015<br />
or<br />
Stephanie Shaffer, East Coast Sales Manager • (508) 481-5885<br />
Ad Index<br />
ADVERTISER PG# ADVERTISER PG# ADVERTISER PG#<br />
Agilent Technologies 3, 5<br />
Andor Technologies Limited 36, 39<br />
Applied Rigaku Technologies 22<br />
B & W Tek Inc. 33, 37<br />
Bruker Daltonics 49<br />
Bruker Optics 11<br />
Craic Technologies 35<br />
Eastern Analytical Symposium 24<br />
Edmund Optics 34<br />
EMCO High Voltage Corp. 13<br />
Enwave Optronics Inc. 20<br />
Evans Analytical Group 8<br />
Fiveash Data Management 25<br />
Horiba Scientific<br />
CV4<br />
International Crystal Lab Outsert<br />
Materials Research Society 16<br />
Moxtek, Inc. 23, 58<br />
New Era Enterprises, Inc. 58<br />
Newport Corporation 9<br />
Nippon Instruments North America 58<br />
Perk<strong>in</strong>Elmer<br />
15, 42 A–H<br />
Pike Technologies 30, 31, 58<br />
Renishaw, Inc. 4<br />
Retsch, Inc. 18 A–D, 21<br />
Shimadzu Scientific<br />
Instruments<br />
Cover Sticker,<br />
7, 26 A–D<br />
Spectron 45<br />
SPIE 53<br />
Starna Cells, Inc. 8<br />
Thermo Fisher Scientific<br />
CV2<br />
W<strong>in</strong>ter Conference 2012<br />
CV3
2012 W<strong>in</strong>ter Conference<br />
on Plasma Spectrochemistry<br />
January 9-14, 2012, Tucson, Arizona<br />
The 2012 W<strong>in</strong>ter Conference explores the most recent applications,<br />
developments, fundamentals, and research achieved with analytical plasma<br />
sources <strong>in</strong>clud<strong>in</strong>g glow discharges, <strong>in</strong>ductively coupled plasmas, laser<br />
sources, and microwave discharges for elemental trace and ultratrace, stable<br />
isotope, and elemental speciation analyses.<br />
More than 300 Invited and Contributed Presentations<br />
Basic and Advanced Pre-conference Short Courses<br />
Instrumentation and Plasma Products Exhibition<br />
Three Special-Topic Workshops<br />
Twelve Plasma Spectrochemcial Symposia<br />
Six Heritage Lectures Featur<strong>in</strong>g Dist<strong>in</strong>guished Researchers<br />
•Advanced Instrumentation and Materials Analysis<br />
•Agriculture, Food, Nutrition Analysis<br />
•Aquatic, Earth, Mar<strong>in</strong>e Sciences<br />
•Cl<strong>in</strong>ical ICP-MS, Tissue Imag<strong>in</strong>g Analysis<br />
•Elemental Speciation<br />
•Environmental Sciences<br />
•Elemental, Isotopic Forensics<br />
•Laser Spectrochemistry<br />
•Nanomaterials Characterization, Analysis<br />
•Pharmaceutical, Nutraceutical Analysis<br />
•Sample Introduction, Sample Preparation<br />
•Semiconductor and High-Purity Materials Analysis<br />
Hilton Tucson El Conquistador Tennis and Golf Resort<br />
Pre-Registration Deadl<strong>in</strong>e October 14, 2011<br />
wc2012@chem.umass.edu, http://icp<strong>in</strong>formation.org<br />
This is the 17th <strong>in</strong> a series of biennial meet<strong>in</strong>gs featur<strong>in</strong>g developments <strong>in</strong><br />
chemical analysis employ<strong>in</strong>g electrical discharge sources know as “plasma<br />
spectrochemistry”. More than 500 <strong>in</strong>ternational scientists are expected, and 50<br />
short courses will be offered.
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