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Elevating Excellence in UV-Vis Analyses - Spectroscopy

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<strong>Elevat<strong>in</strong>g</strong> <strong>Excellence</strong><br />

<strong>in</strong> <strong>UV</strong>-<strong>Vis</strong> <strong>Analyses</strong><br />

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[OLJVTWL[P[PVU<br />

.L[[OLZJVVWVU7HNL<br />

VY]PZP[^^^ZZPZOPTHKa\JVT


®<br />

September 2011 Volume 26 Number 9<br />

www.spectroscopyonl<strong>in</strong>e.com<br />

Surface-Enhanced<br />

Resonant Raman Scatter<strong>in</strong>g<br />

and Ink Analysis<br />

Ion Lifetimes <strong>in</strong> MS<br />

Measurement Techniques for Mercury<br />

ICP-OES for Elemental Analysis


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© Agilent Technologies, Inc. 2011


te<br />

4 <strong>Spectroscopy</strong> 26(9) September 2011<br />

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6 <strong>Spectroscopy</strong> 26(9) September 2011<br />

®<br />

CONTENTS<br />

www.spectroscopyonl<strong>in</strong>e.com<br />

Volume 26 Number 9<br />

SEPTEMBER 2011<br />

September 2011<br />

Volume 26 Number 9<br />

Columns<br />

MASS SPECTROMETRY FORUM 12<br />

September 2011 Volume 26 Number 9<br />

www.spectroscopyonl<strong>in</strong>e.com<br />

®<br />

Consequences of F<strong>in</strong>ite Ion Lifetimes <strong>in</strong> Mass Spectrometry<br />

As we construct more-complex <strong>in</strong>struments that process packets of ions <strong>in</strong><br />

time and space, the issue of ion lifetimes is becom<strong>in</strong>g more important.<br />

Kenneth L. Busch<br />

THE BASELINE<br />

18<br />

Surface-Enhanced<br />

Resonant Raman Scatter<strong>in</strong>g<br />

and Ink Analysis<br />

Ion Lifetimes <strong>in</strong> MS<br />

Measurement Techniques for Mercury<br />

ICP-OES for Elemental Analysis<br />

Cover image courtesy of<br />

Getty Images/Chad Baker<br />

Maxwell’s Equations, Part III<br />

Here’s the fundamental calculus you need to understand Maxwell’s first equation.<br />

David W. Ball<br />

Periodic Reviews of Computerized Systems, Part I<br />

Annex 11 to the EU’s updated GMP regulations calls for periodic re-evaluation of<br />

computerized systems. This is what you need to know about the new rules.<br />

R.D. McDowall<br />

FOCUS ON QUALITY<br />

28<br />

ON THE WEB<br />

ATOMIC PERSPECTIVES<br />

40<br />

ON DEMAND WEB SEMINARS<br />

Pharmaceutical Surveillance with<br />

Multiple Distributed Portable<br />

Raman Spectrometers<br />

John Kauffman and Connie Ruzicka,<br />

Division of Pharmaceutical Analysis,<br />

U.S. Food and Drug Adm<strong>in</strong>istration<br />

A Compound-Based Approach to<br />

Simplify Method Development and<br />

Data Process<strong>in</strong>g for Multiple Residue<br />

Analysis by GC–MS-MS<br />

Jim Koers and Kefei Wang,<br />

Bruker Daltonics<br />

Problem Solv<strong>in</strong>g with<br />

Energy Dispersive Micro-XRF<br />

Bruce Scruggs and Andreas Wittkopp, Edax<br />

SPECTROSCOPY SPOTLIGHT<br />

Analyz<strong>in</strong>g Nanomaterials with Raman<br />

Mircea Chipara of the University of Texas-<br />

Pan American on us<strong>in</strong>g Raman to analyze<br />

carbonaceous nanomaterials.<br />

TECHNOLOGY FORUM<br />

The Future of Atomic Absorption<br />

Many laboratories are still f<strong>in</strong>d<strong>in</strong>g room for<br />

<strong>in</strong>novation with this mature technique.<br />

Jo<strong>in</strong> the<br />

<strong>Spectroscopy</strong> Group<br />

on L<strong>in</strong>kedIn<br />

Measurement Techniques for Mercury: Which Approach Is<br />

Right for You?<br />

The advantages and disadvantages of measur<strong>in</strong>g mercury with cold vapor atomic absorption<br />

spectroscopy, cold vapor atomic fluorescence spectroscopy, and direct analysis by thermal<br />

decomposition are expla<strong>in</strong>ed.<br />

David Pfeil<br />

Articles<br />

Spectrometers for Elemental Spectrochemical Analysis, Part IV:<br />

Inductively Coupled Plasma Optical Emission Spectrometers 44<br />

A tutorial on <strong>in</strong>ductively coupled plasma (ICP) excitation and sample <strong>in</strong>troduction systems.<br />

Carlos Augusto Cout<strong>in</strong>ho and Volker Thomsen<br />

DEPARTMENTS<br />

News Spectrum . . . . . . 10 Product Resources . . . . 54 Ad Index . . . . . . . . . . . . 58<br />

<strong>Spectroscopy</strong> (ISSN 0887-6703 [pr<strong>in</strong>t], ISSN 1939-1900 [digital]) is published monthly by Advanstar Communications, Inc.,<br />

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8 <strong>Spectroscopy</strong> 26(9) September 2011<br />

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Director of Content


www.spectroscopyonl<strong>in</strong>e.com September 2011 <strong>Spectroscopy</strong> 26(9) 9<br />

Editorial Advisory Board<br />

Ramon M. Barnes University of Massachusetts<br />

Paul N. Bourassa Lifeblood<br />

Deborah Bradshaw Consultant<br />

Kenneth L. Busch Wyvern Associates<br />

Ashok L. Cholli University of Massachusetts at Lowell<br />

David M. Coleman Wayne State University<br />

Bruce Hudson Syracuse University<br />

Kathryn S. Kalas<strong>in</strong>sky Armed Forces Institute of Pathology<br />

David Lank<strong>in</strong> University of Ill<strong>in</strong>ois at Chicago, College of Pharmacy<br />

Barbara S. Larsen DuPont Central Research and Development<br />

Ian R. Lewis Kaiser Optical Systems<br />

Jeffrey Hirsch Thermo Fisher Scientific<br />

Howard Mark Mark Electronics<br />

R.D. McDowall McDowall Consult<strong>in</strong>g<br />

L<strong>in</strong>da Ba<strong>in</strong>e McGown Rensselaer Polytechnic Institute<br />

Robert G. Messerschmidt Rare Light, Inc.<br />

Francis M. Mirabella Jr. Equistar Technology Center<br />

John Monti Shimadzu Scientific Instruments<br />

Thomas M. Niemczyk University of New Mexico<br />

Anthony J. Nip CambridgeSoft Corp.<br />

John W. Olesik The Ohio State University<br />

Richard J. Saykally University of California, Berkeley<br />

Jerome Workman Jr. Consultant<br />

Contribut<strong>in</strong>g Editors:<br />

Fran Adar Horiba Job<strong>in</strong> Yvon<br />

David W. Ball Cleveland State University<br />

Kenneth L. Busch Wyvern Associates<br />

Howard Mark Mark Electronics<br />

Volker Thomsen Consultant<br />

Jerome Workman Jr. Consultant<br />

Process Analysis Advisory Panel:<br />

James M. Brown Exxon Research and Eng<strong>in</strong>eer<strong>in</strong>g Company<br />

Bruce Buchanan Sensors-2-Information<br />

Lloyd W. Burgess CPAC, University of Wash<strong>in</strong>gton<br />

James Rydzak Glaxo SmithKl<strong>in</strong>e<br />

Robert E. Sherman CIRCOR Instrumentation Technologies<br />

John Steichen DuPont Central Research and Development<br />

D. Warren Vidr<strong>in</strong>e Vidr<strong>in</strong>e Consult<strong>in</strong>g<br />

European Regional Editors:<br />

John M. Chalmers VSConsult<strong>in</strong>g, United K<strong>in</strong>gdom<br />

David A.C. Compton Industrial Chemicals Ltd.<br />

<strong>Spectroscopy</strong>’s Editorial Advisory Board is a group of dist<strong>in</strong>guished <strong>in</strong>dividuals<br />

assembled to help the publication fulfill its editorial mission to promote the effective<br />

use of spectroscopic technology as a practical research and measurement tool.<br />

With recognized expertise <strong>in</strong> a wide range of technique and application areas, board<br />

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and to the spectroscopy community as a whole.<br />

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10 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

News Spectrum<br />

Deborah Bradshaw Jo<strong>in</strong>s<br />

<strong>Spectroscopy</strong>’s Editorial Advisory Board<br />

<strong>Spectroscopy</strong> is pleased to announce that Deborah<br />

Bradshaw has jo<strong>in</strong>ed the Editorial Advisory Board.<br />

Bradshaw is an analytical chemist who has been<br />

work<strong>in</strong>g the field of atomic spectroscopy for over 30<br />

years. She began her career work<strong>in</strong>g as a chemist,<br />

us<strong>in</strong>g flame atomic absorption (AA), and then migrated<br />

<strong>in</strong>to graphite furnace <strong>in</strong> the 1980s, develop<strong>in</strong>g methods<br />

us<strong>in</strong>g Zeeman background-corrected techniques for<br />

the analysis of seawater samples. It was then a natural<br />

progression to migrate <strong>in</strong>to the plasma techniques. For<br />

the past 15 years, she has been work<strong>in</strong>g as a consultant<br />

<strong>in</strong> the field of atomic spectroscopy, conduct<strong>in</strong>g<br />

tra<strong>in</strong><strong>in</strong>g classes and giv<strong>in</strong>g technical support for AA<br />

and <strong>in</strong>ductively coupled plasma coupled with optical<br />

emission spectroscopy and mass spectrometry (ICP-<br />

OES and ICP-MS).<br />

Bradshaw’s technical affiliations <strong>in</strong>clude memberships<br />

<strong>in</strong> the American Chemical Society and the Society for<br />

Applied <strong>Spectroscopy</strong> (SAS). For 14 years, Bradshaw<br />

was the news column editor for the Journal of Applied<br />

<strong>Spectroscopy</strong>, SAS’s monthly publication. She also<br />

has sat on several SAS committees, and from 2002 to<br />

2004, was the treasurer of organization. She was the<br />

recipient of the SAS Dist<strong>in</strong>guished Service Award <strong>in</strong><br />

2008, and cont<strong>in</strong>ues to be active <strong>in</strong> that society today.<br />

Bradshaw has also been very <strong>in</strong>volved <strong>in</strong> efforts to<br />

promote spectroscopy education and to provide<br />

support to analysts us<strong>in</strong>g atomic spectroscopy<br />

techniques. She was the Atomic <strong>Spectroscopy</strong><br />

Symposia Chair for conference of the Federation of<br />

Analytical Chemistry and <strong>Spectroscopy</strong> Societies<br />

(FACSS) <strong>in</strong> 2007 and 2008, has organized technical<br />

symposia at both FACSS and the<br />

Pittsburgh Conference, has been<br />

a short course <strong>in</strong>structor for SAS,<br />

and has been a short course<br />

<strong>in</strong>structor at the W<strong>in</strong>ter Plasma<br />

Conference on Spectrochemical<br />

Analysis s<strong>in</strong>ce 2000.<br />

Deborah Bradshaw<br />

She cont<strong>in</strong>ues to be a reviewer<br />

for publications and journals <strong>in</strong><br />

her field.<br />

Market Profile: Handheld and Portable FT-IR<br />

Major technological advances have allowed the market<br />

for handheld and portable Fourier-transform <strong>in</strong>frared<br />

(FT-IR) spectroscopy to develop almost overnight.<br />

Demand from a variety of <strong>in</strong>dustries and applications<br />

is cont<strong>in</strong>u<strong>in</strong>g to take shape, and many major vendors<br />

<strong>in</strong> the market have taken note and made sure to grab<br />

themselves a major stake <strong>in</strong> this fast grow<strong>in</strong>g area.<br />

Similarly to the laboratory benchtop IR<br />

spectroscopy market, the vast majority of portable<br />

and handheld IR spectrometers are based on FT-IR<br />

configurations. Technological<br />

advances over the past two<br />

decades <strong>in</strong> areas such as lasers,<br />

batteries, software, and micro<br />

electromechanical systems<br />

(MEMS) now allow for vendors<br />

to rout<strong>in</strong>ely design and build<br />

rugged, compact, portable<br />

FT-IR <strong>in</strong>struments that have<br />

2010 handheld and portable FT-IR demand by <strong>in</strong>dustry.<br />

the same or even better performance than benchtop<br />

systems of just a few years ago.<br />

Government applications, such as for defense,<br />

HazMat, and other first responders, still account for<br />

the largest percentage by far of <strong>in</strong>dustrial demand for<br />

portable and handheld FT-IR. However, demand from<br />

other sectors, <strong>in</strong>clud<strong>in</strong>g polymers and plastics, have<br />

become much more important.<br />

12%<br />

13%<br />

12%<br />

15%<br />

30%<br />

The competitive landscape has changed<br />

considerably over the past few years, with large<br />

diversified vendors acquir<strong>in</strong>g much smaller<br />

companies that have largely paved the way <strong>in</strong> the<br />

market. In 2010, Thermo Fisher Scientific acquired<br />

Ahura Scientific, which was a fairly recent start-up<br />

that saw <strong>in</strong>credible growth and success. This year<br />

Agilent acquired A2 technologies, which along with<br />

Bruker and Smiths Detection, makes for four major<br />

competitors <strong>in</strong> the market. These vendors, comb<strong>in</strong>ed<br />

with a few others, accounted<br />

18%<br />

Government<br />

Polymers & Plastics<br />

Pa<strong>in</strong>ts & Coat<strong>in</strong>gs<br />

Chemicals<br />

Oil & Gas<br />

Other<br />

for revenues of around $65<br />

million for portable and<br />

handheld FT-IR <strong>in</strong> 2010,<br />

which should grow to more<br />

than $100 million by 2015.<br />

The forego<strong>in</strong>g data were<br />

based on SDi’s market analysis<br />

and perspectives report<br />

entitled Global Assessment Report, 11th Edition:<br />

The Laboratory Life Science and Analytical Instrument<br />

Industry, October 2010. For more <strong>in</strong>formation,<br />

contact Stuart Press, Vice President – Strategic<br />

Analysis, Strategic Directions International, Inc.,<br />

6242 Westchester Parkway, Suite 100, Los Angeles,<br />

CA 90045, (310) 641-4982, fax: (310) 641-8851,<br />

www.strategic-directions.com.


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12 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Mass Spectrometry Forum<br />

Consequences of F<strong>in</strong>ite Ion<br />

Lifetimes <strong>in</strong> Mass Spectrometry<br />

An advertis<strong>in</strong>g slogan suggests that “diamonds are forever,” lead<strong>in</strong>g to some <strong>in</strong>terest<strong>in</strong>g discussions<br />

of long-term thermodynamic stability <strong>in</strong> freshman chemistry classes. For mass spectrometry<br />

(MS), the f<strong>in</strong>ite lifetime of organic ions has practical consequences. Simply stated, we<br />

want ions, once formed, to survive unchanged until we either force a change <strong>in</strong> mass, charge,<br />

or structure (as <strong>in</strong> MS-MS analysis), or until the ions arrive at the <strong>in</strong>strument detector after<br />

mass analysis. Instead of millions of years for the lifetime of diamonds, our focus is shifted<br />

to a lifetime scale usually rang<strong>in</strong>g from microseconds to milliseconds for ions derived from<br />

organic and biochemical compounds. As we construct more-complex <strong>in</strong>struments that process<br />

packets of ions <strong>in</strong> time and space, the issue of ion lifetimes grows <strong>in</strong> importance. On one end<br />

of the scale, groups of specialists use MS to measure the masses of very short-lived radioactive<br />

nuclides. On the other end of the scale, our ability to store atomic ions for very long periods <strong>in</strong><br />

ion traps leads to fundamental experimental determ<strong>in</strong>ations <strong>in</strong> metrology.<br />

Kenneth L. Busch<br />

In teach<strong>in</strong>g organic mass spectrometry (MS) with electron<br />

ionization, we usually <strong>in</strong>voke the Franck–Condon pr<strong>in</strong>ciple<br />

(1–3, for various spectroscopic applications) to describe the<br />

tim<strong>in</strong>g perspective of the ionization process and subsequent<br />

passage of the ions through the mass spectrometer. Classically,<br />

the Franck–Condon pr<strong>in</strong>ciple states that the electronic transition<br />

that leads to ionization of the molecule occurs much faster<br />

than any changes <strong>in</strong> the bond<strong>in</strong>g or positions of the atoms of<br />

the molecule. The molecular ion thus (at least <strong>in</strong>itially) reta<strong>in</strong>s<br />

the structure of the molecule from which it is formed. Ions are<br />

accelerated “promptly” from the source <strong>in</strong>to the mass analyzer.<br />

If we completed the story of the tim<strong>in</strong>g framework, me might<br />

suggest that ions pass so quickly through the <strong>in</strong>strument that<br />

the relatively slow rate at which we scan a mass analyzer (as <strong>in</strong> a<br />

sector-based mass spectrometer) is of no practical consequence.<br />

We use the k<strong>in</strong>etic energy equation to calculate the velocity<br />

of ions mov<strong>in</strong>g through the MS system as an example of this<br />

framework. In any mass spectrometer, the accelerat<strong>in</strong>g potential<br />

of the source V provides the ion with a potential energy that is<br />

equal to the k<strong>in</strong>etic energy, def<strong>in</strong>ed as (1/2)mv 2 , where m is the<br />

mass of the ion <strong>in</strong> kilograms and v is the velocity <strong>in</strong> meters per<br />

second. The calculational exercise (Table I) is especially useful <strong>in</strong><br />

that it l<strong>in</strong>ks ion masses <strong>in</strong> terms of daltons (Da) to ion masses <strong>in</strong><br />

kilograms and also provides a real sense of the speed of ions as<br />

they pass through a laboratory-scale <strong>in</strong>strument. Table I collects<br />

calculated results for a variety of ions, with a range of masses<br />

and charges, and their calculated velocities and passage through<br />

a 1-m l<strong>in</strong>ear flight path <strong>in</strong> a time-of-flight (TOF) <strong>in</strong>strument<br />

with 5000 V accelerat<strong>in</strong>g potential. The calculation easily leads<br />

to a discussion of where an ion spends most of its time <strong>in</strong> a mirror<br />

TOF system and to further consideration of the length of ion<br />

flight paths <strong>in</strong> other mass analyzers.<br />

As MS <strong>in</strong>struments for organic analyses were developed,<br />

scientists scann<strong>in</strong>g the basel<strong>in</strong>e observed reproducible signals<br />

of different characters than the normal stable ions <strong>in</strong> the mass<br />

spectrum. The signals were metastable ions (4). A metastable ion


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 13<br />

appears <strong>in</strong> the mass spectrum obta<strong>in</strong>ed<br />

with a magnetic-sector mass analyzer<br />

as a low-<strong>in</strong>tensity diffuse peak (Figure<br />

1), contrasted with the sharp peaks for<br />

stable ions drawn from the source of<br />

the mass spectrometer and dispersed <strong>in</strong><br />

normal fashion by the magnetic sector.<br />

A metastable signal arises due to the dissociation<br />

of a parent ion to a product ion,<br />

after acceleration from the source, and<br />

<strong>in</strong> a field-free region before entrance <strong>in</strong>to<br />

the mass analyzer. This physical region<br />

is termed a field-free region because it is<br />

not subject to the acceleration potential<br />

that draws ions from the source and the<br />

ion has not yet entered the mass analyzer<br />

field. It is not strictly field-free, as<br />

focus<strong>in</strong>g elements may be placed there,<br />

but the term persists. In a Nier-Johnson<br />

geometry <strong>in</strong>strument, parent ions m 1<br />

that<br />

dissociate <strong>in</strong> the first field-free region to<br />

a product ion m 2<br />

constitute a metastable<br />

ion m * observed <strong>in</strong> the mass spectrum at<br />

an apparent mass of m * = (m 2 2 /m 1<br />

). Furthermore,<br />

the k<strong>in</strong>etic energy release associated<br />

with the dissociation shapes the<br />

peak so that the observed signal is broad<br />

Normal “sharp” peak shape<br />

“Broad” peak shape for<br />

metastable ion transitions<br />

14 15 16 17 18 19 20 21 22<br />

m/z<br />

Figure 1: Different peak shapes observed for normal ions (sharp) and metastable ion transitions<br />

(broad) with<strong>in</strong> the low-mass range on a Nier-Johnson <strong>in</strong>strument. (Created from Figure 15 <strong>in</strong><br />

reference 4.)


14 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Table I: Calculation of ion velocities and flight times through a mass spectrometer of 1-m<br />

flight path from source to detector, illustrated for a range of ion masses and charges<br />

Ion (Da) m/z Ion Velocity (m/s) Flight Time (s)<br />

1 + 1 9.82 × 10 5 1.02 × 10 -6<br />

1000 + 1000 3.11 × 10 4 3.22 × 10 -5<br />

100,000 + 100,000 3.11 × 10 3 3.22 × 10 -4<br />

100,000 10+ 10,000 9.82 × 10 3 1.02 × 10 -4<br />

100,000 100+ 1000 3.11 × 10 4 3.22 × 10 -5<br />

1,000,000 + 1,000,000 9.82 × 10 2 1.02 × 10 -3<br />

1,000,000 10+ 100,000 3.11 × 10 3 3.22 × 10 -4<br />

1,000,000 100+ 10,000 9.82 × 10 3 1.02 × 10 -4<br />

compared to “normal” peaks. Figure 1<br />

shows metastable ions observed between<br />

ions of m/z 14 and m/z 26 <strong>in</strong> such an<br />

<strong>in</strong>strument. The sharp peaks (represent<strong>in</strong>g<br />

ion beams for “normal” fragment<br />

ions) contrasts sharply with the diffuse<br />

peak shapes of the metastable ion signals.<br />

Metastable ions are a f<strong>in</strong>gerpr<strong>in</strong>t of fragmentation<br />

reactions, just as those that<br />

lead to the “normal” mass spectrum. The<br />

<strong>in</strong>sightful early works <strong>in</strong>to their orig<strong>in</strong>s<br />

and use were notable. These studies led<br />

to determ<strong>in</strong>ations of the half-lives of ions<br />

and measurements of the few percent that<br />

dissociate <strong>in</strong> metastable transitions (5),<br />

to the <strong>in</strong>ference of molecular ions when<br />

not otherwise observed (6), and to stereochemical<br />

determ<strong>in</strong>ations for ions (7).<br />

Instruments for<br />

Study<strong>in</strong>g Metastable Ions<br />

Although many of these early studies<br />

of metastable ions derived from organic<br />

compounds were carried out with sectorbased<br />

<strong>in</strong>struments, the ions don’t “know”<br />

about the nature of the <strong>in</strong>strument used<br />

to study them. Metastable ions dissociate<br />

accord<strong>in</strong>g to their structure, charge state,<br />

and <strong>in</strong>ternal energy, and our <strong>in</strong>struments<br />

may or may not be able to observe these<br />

reactions. Let’s consider metastable ions<br />

<strong>in</strong> a TOF <strong>in</strong>strument. In the idealized<br />

TOF source, all ions are formed <strong>in</strong> the<br />

same place at the same time and are accelerated<br />

through the same potential <strong>in</strong>to<br />

the flight tube. Their race through the<br />

flight tube is timed, with the lighter mass<br />

ions arriv<strong>in</strong>g at the detector first (Table I).<br />

What happens if an ion dissociates after<br />

acceleration <strong>in</strong>to the flight tube but before<br />

arrival at the detector? The fragment<br />

ions and neutral species cont<strong>in</strong>ue mov<strong>in</strong>g<br />

through the flight tube at essentially the<br />

same velocity as the dissociat<strong>in</strong>g parent<br />

ion (8). The signal generated by the detector<br />

is therefore due to the co<strong>in</strong>cident<br />

arrival of a comb<strong>in</strong>ation of undissociated<br />

parent ions, fragment ions, and even fast<br />

neutral species. Stand<strong>in</strong>g discusses the<br />

significance of the ion-to-neutral conversion<br />

<strong>in</strong> his personal review of TOF-MS<br />

(9). Szymczak and Wittmaack discuss<br />

the process of ion-to-neutral conversion<br />

<strong>in</strong> secondary ion MS with a TOF<br />

<strong>in</strong>strument (10). Neutral-ion co<strong>in</strong>cidence<br />

measurements can <strong>in</strong>crease the signalto-noise<br />

ratios <strong>in</strong> the MS-MS spectrum<br />

recorded with a TOF <strong>in</strong>strument (11).<br />

The early study of metastable ions and<br />

the later redevelopment of TOF <strong>in</strong>struments<br />

for biomolecular analysis at higher<br />

masses helped to reveal the diversity of<br />

dissociation reactions of energized ions as<br />

they move through mass spectrometers<br />

— through a certa<strong>in</strong> physical space (the<br />

flight path) or with<strong>in</strong> a certa<strong>in</strong> period<br />

<strong>in</strong> a constra<strong>in</strong>ed trap (the flight time).<br />

While we implicitly expect the ions to<br />

be stable, the ions may have other ideas.<br />

The advent of MS <strong>in</strong>struments other<br />

than sector-based <strong>in</strong>struments, and the<br />

almost universal use of computerized<br />

data acquisition, may dim<strong>in</strong>ish our recognition<br />

that metastable ion dissociations<br />

are <strong>in</strong>evitable. Although the footpr<strong>in</strong>t of<br />

MS <strong>in</strong>struments has been reduced, the<br />

total flight path and flight time for ions<br />

can be surpris<strong>in</strong>gly long, allow<strong>in</strong>g ample<br />

opportunity for ion dissociation. For<br />

example, a quadrupole mass filter may be<br />

approximately 25 cm <strong>in</strong> physical length,<br />

but ions follow an oscillat<strong>in</strong>g orbital path<br />

through the filter that is longer. Also,<br />

<strong>in</strong> the quadrupole mass filter, the ions<br />

are not accelerated to as high a velocity<br />

as <strong>in</strong> a sector-based <strong>in</strong>strument and are<br />

mov<strong>in</strong>g more slowly. In an ion-trap or a<br />

Fourier-transform (FT)-MS <strong>in</strong>strument,<br />

the ions orbit <strong>in</strong> the center of the trap and<br />

may rema<strong>in</strong> there for milliseconds, or<br />

much longer <strong>in</strong> specialized experiments.<br />

In an Orbitrap <strong>in</strong>strument (Thermo<br />

Fisher Scientific, Waltham, Massachusetts),<br />

the ions are kept <strong>in</strong> the trap until<br />

the desired mass measurement accuracy<br />

is achieved, sometimes for seconds. In a<br />

TOF <strong>in</strong>strument with a mirror, the flight<br />

path is lengthened because the ions travel<br />

from the source to the mirror and then<br />

from the mirror to the detector. In any<br />

<strong>in</strong>strument, the velocities of the ions may<br />

change slightly with focus<strong>in</strong>g elements,<br />

or much more drastically with deceleration–acceleration<br />

schemes. For <strong>in</strong>stance,<br />

<strong>in</strong> a mirror TOF <strong>in</strong>strument, the ions<br />

spend a seem<strong>in</strong>gly disproportionate time<br />

with<strong>in</strong> the mirror; as the ion velocities are<br />

slowed their directional vector changes<br />

and the ions are then reaccelerated.<br />

Hybrid Instruments<br />

In the quest for higher performance,<br />

manufacturers now offer a variety of<br />

“hybrid” <strong>in</strong>struments for MS-MS. Hybrid<br />

mass spectrometers are <strong>in</strong>struments<br />

constructed with at least two component<br />

“mass” analyzers of different types, arranged<br />

<strong>in</strong> sequence from ion source to<br />

ion detector. Hybrid mass spectrometers<br />

can be composed of beam components<br />

(an ion beam moves through the component)<br />

or trap components (a packet<br />

of ions resides with<strong>in</strong> the component).<br />

In hybrid <strong>in</strong>struments, the concepts of<br />

flight path and flight time become even<br />

more complex and the ions have ample<br />

opportunity to dissociate when we do not<br />

expect them to. Time (as <strong>in</strong> determ<strong>in</strong><strong>in</strong>g<br />

a flight time) is a malleable parameter <strong>in</strong><br />

a hybrid mass spectrometer because ions<br />

can be transferred between hybrid <strong>in</strong>strument<br />

components <strong>in</strong> discrete packages<br />

and <strong>in</strong>dependent processes can occur <strong>in</strong><br />

<strong>in</strong>dependent components. In a trap–trap<br />

hybrid <strong>in</strong>strument, for example, the f<strong>in</strong>al<br />

trap can be process<strong>in</strong>g a population of<br />

product ions by mass selection or ion<br />

activation, or prov<strong>in</strong>g an accurate mass<br />

measurement, while the <strong>in</strong>itial trap can<br />

be process<strong>in</strong>g s<strong>in</strong>gle-stage mass spectral<br />

data, or even complet<strong>in</strong>g lower resolution


© 2010 Perk<strong>in</strong>Elmer, Inc. 400219_01. All trademarks or registered trademarks are the property of Perk<strong>in</strong>Elmer, Inc. and/or its subsidiaries.<br />

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Abstract Deadl<strong>in</strong>e • November 1, 2011 Abstract Submission Site Opens October 1, 2011<br />

Co-sponsored by the Japan Society of Applied Physics*<br />

April 9–13<br />

San Francisco, CA<br />

ELECTRONICS AND PHOTONICS<br />

A<br />

B<br />

C<br />

D<br />

E<br />

F<br />

G<br />

H<br />

I<br />

J<br />

K<br />

L<br />

M<br />

Amorphous and Polycrystall<strong>in</strong>e Th<strong>in</strong>-Film Silicon Science<br />

and Technology<br />

Heterogeneous Integration Challenges of MEMS, Sensor,<br />

and CMOS LSI*<br />

Interconnect Challenges for CMOS Technology–Materials,<br />

Processes, and Reliability for Downscal<strong>in</strong>g, Packag<strong>in</strong>g,<br />

and 3D Stack<strong>in</strong>g<br />

Nanocontacts–Emerg<strong>in</strong>g Materials and Process<strong>in</strong>g<br />

for Ohmicity and Rectification<br />

Materials and Physics of Emerg<strong>in</strong>g Nonvolatile Memories*<br />

Phase-Change Materials for Memory and Reconfigurable<br />

Electronics Applications<br />

Reliability and Materials Issues of III-V and II-VI<br />

Semiconductor Optical and Electron Devices and Materials II*<br />

Silicon Carbide–Materials, Process<strong>in</strong>g, and Devices<br />

Recent Advances <strong>in</strong> Superconductors, Novel Compounds,<br />

and High-T c<br />

Materials*<br />

Organic and Hybrid-Organic Electronics<br />

Advanced Materials and Processes for “Systems-on-Plastic”*<br />

Group IV Photonics for Sens<strong>in</strong>g and Imag<strong>in</strong>g*<br />

Optical Interconnects–Materials, Performance, and Applications<br />

MATERIALS SCIENCE AND MATERIALS<br />

CHEMISTRY FOR ENERGY<br />

N<br />

O<br />

P<br />

Q<br />

R<br />

S<br />

T<br />

U<br />

V<br />

W<br />

Y<br />

Z<br />

One-Dimensional Nanostructured Materials<br />

for Energy Conversion and Storage<br />

Next-Generation Energy Storage Materials and Systems<br />

Advanced Materials and Nanoframeworks<br />

for Hydrogen Storage and Carbon Capture<br />

Titanium Dioxide Nanomaterials<br />

Bandgap Eng<strong>in</strong>eer<strong>in</strong>g and Interfaces of Metal Oxides for Energy<br />

Design of Materials for Susta<strong>in</strong>able Nuclear Energy<br />

Bio-<strong>in</strong>spired Materials for Energy Applications<br />

Materials for Catalysis <strong>in</strong> Energy<br />

Advanced Materials Process<strong>in</strong>g for Scalable Solar-Cell<br />

Manufactur<strong>in</strong>g II<br />

Nanostructured Solar Cells<br />

Act<strong>in</strong>ides–Basic Science, Applications, and Technology<br />

Conjugated Organic Materials for Energy Conversion,<br />

Energy Storage, and Charge Transport<br />

NANOSTRUCTURED MATERIALS AND DEVICES<br />

AA<br />

BB<br />

Inorganic Nanowires and Nanotubes–Synthesis, Properties,<br />

and Device Applications*<br />

Solution Synthesis of Inorganic Films<br />

and Nanostructured Materials<br />

CC<br />

DD<br />

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FF<br />

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Hierarchically Self-assembled Materials–<br />

From Molecule to Nano and Beyond<br />

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New Functional Nanocarbon Devices*<br />

Nanodiamond Particles and Related Materials–<br />

From Basic Science to Applications<br />

Functional Inorganic Nanoparticle-Polymer Composites<br />

with Eng<strong>in</strong>eered Structures and Coupled Properties<br />

Nanocomposites, Nanostructures, and Heterostructures<br />

of Correlated Oxide Systems*<br />

Nanoscale Materials Modification by Photon, Ion,<br />

and Electron Beams*<br />

Nanoscale Thermoelectrics–<br />

Materials and Transport Phenomena<br />

Plasmonic Materials and Metamaterials<br />

New Trends and Developments <strong>in</strong> Nanomagnetism<br />

MM Topological Insulators<br />

BIOLOGICAL, BIOMEDICAL AND BIO-INSPIRED MATERIALS<br />

NN DNA Nanotechnology<br />

OO Structure-Function Design Strategies<br />

for Bio-enabled Materials Systems<br />

PP Manipulat<strong>in</strong>g Cellular Microenvironments<br />

QQ Mechanobiology of Cells and Materials<br />

RR Molecules to Materials–Multiscale Interfacial<br />

Phenomena <strong>in</strong> Biological and Bio-<strong>in</strong>spired Materials<br />

SS Structure/Property Relationships <strong>in</strong> Biological<br />

and Biomimetic Materials at the Micro-, Nano-,<br />

and Atomic-Length Scales<br />

TT Interfaces <strong>in</strong> Materials, Biology, and Physiology<br />

UU Integration of Natural and Synthetic Biomaterials<br />

with Organic Electronics<br />

VV Nanomedic<strong>in</strong>e for Molecular Imag<strong>in</strong>g and Therapy<br />

WW Plasma Process<strong>in</strong>g and Diagnostics for Life Sciences*<br />

GENERAL MATERIALS SCIENCE<br />

XX<br />

YY<br />

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Computational Materials Design <strong>in</strong> Heterogeneous Systems<br />

Rare-Earth-based Materials<br />

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AAA Synthesis, Fabrication, and Assembly of Functional Particles<br />

and Capsules<br />

BBB Functional Materials and Ionic Liquids<br />

CCC Local Prob<strong>in</strong>g Techniques and In-Situ Measurements<br />

<strong>in</strong> Materials Science<br />

www.mrs.org/spr<strong>in</strong>g2012<br />

2012 MRS SPRING MEETING CHAIRS<br />

Lara A. Estroff<br />

Cornell University<br />

lae37@cornell.edu<br />

Jun Liu<br />

Pacific Northwest National Laboratory<br />

jun.liu@pnl.gov<br />

Kornelius Nielsch<br />

University of Hamburg<br />

kornelius.nielsch@physik.uni-hamburg.de<br />

Kazumi Wada<br />

University of Tokyo<br />

kwada@material.t.u-tokyo.ac.jp<br />

DON’T MISS THESE FUTURE MRS MEETINGS!<br />

2012 MRS Fall Meet<strong>in</strong>g & Exhibit November 26-30, 2012<br />

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506 Keystone Drive Warrendale, PA 15086-7573<br />

Tel 724.779.3003 Fax 724.779.8313<br />

<strong>in</strong>fo@mrs.org www.mrs.org


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 17<br />

MS-MS analyses <strong>in</strong> its own right. Even<br />

as we construct such <strong>in</strong>struments for<br />

discrete and separate stages of ion activation<br />

and analysis, a certa<strong>in</strong> percentage<br />

of the ions will dissociate on their own<br />

at some po<strong>in</strong>t. Because the <strong>in</strong>strumental<br />

parameters are set to pass or preserve<br />

stable ions, these metastable ions are lost<br />

to further process<strong>in</strong>g, <strong>in</strong>variably reduc<strong>in</strong>g<br />

the overall <strong>in</strong>strument sensitivity.<br />

Is there anyth<strong>in</strong>g that can be done<br />

to reduce the metastable ion loss? As<br />

discussed <strong>in</strong> a previous column (12),<br />

pressure and vacuum are not really<br />

trivial. Seem<strong>in</strong>gly small changes <strong>in</strong><br />

pressure lead to large changes <strong>in</strong> ion<br />

transmission through <strong>in</strong>strument<br />

components simply as a result of scatter<strong>in</strong>g.<br />

Factor <strong>in</strong> processes such as<br />

collision-<strong>in</strong>duced dissociation and<br />

the consequential effect grows. In a<br />

complex hybrid <strong>in</strong>strument, careful<br />

attention to the pressure profile along<br />

the ion flight path is crucial. Better<br />

pump<strong>in</strong>g, lead<strong>in</strong>g to a lower pressure<br />

at crucial locations <strong>in</strong> the <strong>in</strong>strument,<br />

is almost always guaranteed to lead<br />

to better overall performance. Recent<br />

strategies for sampl<strong>in</strong>g directly at<br />

atmospheric pressure generate their<br />

own set of eng<strong>in</strong>eer<strong>in</strong>g challenges for<br />

the pump<strong>in</strong>g system of the mass spectrometer.<br />

Although it may be possible<br />

to operate an <strong>in</strong>strument at “higher<br />

than optimal” pressures engendered<br />

by the atmospheric pressure sampl<strong>in</strong>g,<br />

its performance will <strong>in</strong>variably<br />

be degraded.<br />

In contrast to ions derived from<br />

organic and biological compounds,<br />

atomic ions have no paths to dissociation<br />

and more limited paths to neutralization.<br />

Long-lived atomic ions<br />

have been measured <strong>in</strong> mass spectrometers<br />

to determ<strong>in</strong>e their accurate<br />

masses. For example, the high-massmeasurement<br />

accuracy of the FT-MS<br />

<strong>in</strong>strument, used to great advantage<br />

<strong>in</strong> organic and biomolecular analysis,<br />

translates to atomic ion mass<br />

measurement as well (13). Introduction<br />

and ma<strong>in</strong>tenance of s<strong>in</strong>gle ions<br />

with<strong>in</strong> a Penn<strong>in</strong>g trap <strong>in</strong>strument,<br />

and mass measurements with a high<br />

degree of precision and accuracy, is<br />

a fundamental metrological experiment<br />

(14). Such experiments <strong>in</strong>form<br />

the basic foundations on which measurement<br />

science is based (15), but<br />

are unfortunately not broadly recognized<br />

with<strong>in</strong> the community devoted<br />

<strong>in</strong>creas<strong>in</strong>gly to biomolecular analysis.<br />

However, the fundamental measurement<br />

of mass for short-lived radioactive<br />

nuclides depends explicitly on<br />

MS (16), and the exact<strong>in</strong>g procedures<br />

developed <strong>in</strong> such work to m<strong>in</strong>imize<br />

errors are <strong>in</strong>structive for all researchers<br />

<strong>in</strong> the field.<br />

Conclusion<br />

F<strong>in</strong>ally, we note that trapped ions<br />

can be evaluated not for their mass,<br />

but as an optical clock (17). The mass<br />

of a s<strong>in</strong>gle trapped ion is a constant,<br />

whether it is measured or not. An<br />

atomic clock has been devised based<br />

on optical transitions between trapped<br />

199 Hg + and 27 Al + ions. This highaccuracy<br />

clock represents a new basis<br />

for the measurement of time itself.<br />

We close this column with a quote<br />

(17): “The uncerta<strong>in</strong>ties <strong>in</strong> the atomic<br />

clocks reported here occur at the excit<strong>in</strong>g<br />

<strong>in</strong>tersection of relativity, geodesy,<br />

and quantum physics, and the total<br />

uncerta<strong>in</strong>ty of 5.2 × 10 −17 shows unprecedented<br />

sensitivity to gravitational<br />

effects and cosmological fluctuations.<br />

Future improvements <strong>in</strong> these atomic<br />

clocks will provide even more sensitive<br />

probes of nature.” Cosmological fluctuations?<br />

I always thought that <strong>in</strong>strument<br />

performance was somehow tied<br />

to phases of the moon, and I may have<br />

been right all along.<br />

References<br />

(1) S.E. Schwartz, J. Chem. Educ. 50,<br />

608–610 (1973).<br />

(2) R.L. Dunbrack, Jr., J. Chem. Educ. 63,<br />

953–955 (1986).<br />

(3) F. Ahmed, J. Chem. Educ. 64, 427–<br />

428 (1987).<br />

(4) R.G. Cooks, J.H. Beynon, R.M. Caprioli,<br />

and G.R. Lester <strong>in</strong> Metastable<br />

Ions (Elsevier, Amsterdam, 1973).<br />

(This book has been repr<strong>in</strong>ted by<br />

the American Society for Mass<br />

Spectrometry.)<br />

(5) J.A. Hipple, Phys. Rev. 71, 594–599<br />

(1947).<br />

(6) L.A. Shadoff, Anal. Chem. 39, 1902–<br />

1903 (1967).<br />

(7) K.C. Kim and R.G. Cooks, J. Org.<br />

Chem. 40, 511–513 (1975).<br />

(8) C.R. Ponciano and E.F. da Silveira, J.<br />

Phys. Chem. A 106, 10139–10143<br />

(2002).<br />

(9) K.G. Stand<strong>in</strong>g, Int. J. Mass Spectrom.<br />

200, 597–610 (2000).<br />

(10) W. Szymczak and K. Wittmaack, Appl.<br />

Surf. Sci. 203–204, 170–174 (2003).<br />

(11) F.H. Strobel and D.H. Russell, Anal.<br />

Chem. 64, 2879–2881 (1992).<br />

(12) K.L. Busch, <strong>Spectroscopy</strong> 24(11),<br />

16–22, (2009).<br />

(13) M.V. Gorshkov, S.H. Guan, and A.G.<br />

Marshall, Int. J. Mass Spectrom. Ion<br />

Phys. 128, 47–60 (1993).<br />

(14) R.C. Thompson, Meas. Sci. Technol.<br />

1, 93–105 (1990).<br />

(15) F. DiFillipo, V. Natarajan, K.R. Boyce,<br />

and D.E. Pritchard, Phys. Rev. Letters<br />

73(11), 1481–1484 (1994).<br />

(16) http://isoltrap.web.cern.ch/<br />

isoltrap/<br />

(17) T. Rosenband, D.B. Hume, P.O.<br />

Schmidt, C.W. Chou, A. Brusch, L.<br />

Lor<strong>in</strong>i, W.H. Oskay, R.E. Drull<strong>in</strong>ger,<br />

T.M. Fortier, J.E. Stalnaker, S.A.<br />

Diddams, W.C. Swann, N.R. Newbury,<br />

W.M. Itano, D.J. W<strong>in</strong>eland,<br />

and J.C. Bergquist, Science 319,<br />

1808–1812 (2008).<br />

Kenneth L. Busch is<br />

amused to th<strong>in</strong>k that, at<br />

one extreme, our experiments<br />

def<strong>in</strong>e time with<br />

such precision and accuracy<br />

that we can watch for<br />

cosmological fluctuations.<br />

On another level, Samoa<br />

is scheduled to leap back across the International<br />

Datel<strong>in</strong>e at the end of this year,<br />

los<strong>in</strong>g an entire day (and a Friday at that!).<br />

Their last change was <strong>in</strong> 1892, apparently<br />

accomplished without too great an <strong>in</strong>convenience.<br />

In 2011, we assume there’s<br />

already an ID hop app, and if there’s not,<br />

sooner or later (pun <strong>in</strong>tended), there will<br />

be. This column is the sole responsibility of<br />

the author, who can be reached at WyvernAssoc@yahoo.com.<br />

For more <strong>in</strong>formation on<br />

this topic, please visit:<br />

www.spectroscopyonl<strong>in</strong>e.com/busch


18 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

The Basel<strong>in</strong>e<br />

Maxwell’s Equations, Part III<br />

This is the third part of a multipart series on Maxwell’s equations of electromagnetism.<br />

The discussion lead<strong>in</strong>g up to the first equation got so long that we had to separate it <strong>in</strong>to<br />

two parts. However, the ultimate goal of the series is a def<strong>in</strong>itive explanation of these four<br />

equations; readers will be left to judge how def<strong>in</strong>itive it is. As a rem<strong>in</strong>der, figures are be<strong>in</strong>g<br />

numbered sequentially throughout this series, which is why the first figure <strong>in</strong> this column is<br />

Figure 16. I hope this does not cause confusion. Another note: this is go<strong>in</strong>g to get a bit mathematical.<br />

It can’t be helped: models of the physical universe, like Newton’s second law F =<br />

ma, are based <strong>in</strong> math. So are Maxwell’s equations.<br />

David W. Ball<br />

In the previous <strong>in</strong>stallment, we started <strong>in</strong>troduc<strong>in</strong>g<br />

the concepts of slope and discussed how calculus<br />

deals with slopes of curved l<strong>in</strong>es. Here, we’ll start<br />

with calculus aga<strong>in</strong>, with our ultimate goal be<strong>in</strong>g the<br />

understand<strong>in</strong>g of Maxwell’s first equation.<br />

More Advanced Calculus<br />

We have already discussed the derivative, which is a<br />

determ<strong>in</strong>ation of the slope of a function (straight or<br />

curved). The other fundamental operation <strong>in</strong> calculus is<br />

<strong>in</strong>tegration, whose representation is called an <strong>in</strong>tegral:<br />

a<br />

∫ f(x) dx<br />

[1]<br />

b<br />

where the symbol ∫ is called the <strong>in</strong>tegral sign and represents<br />

the <strong>in</strong>tegration operation; f(x) is called the <strong>in</strong>tegrand<br />

and is the function to be <strong>in</strong>tegrated; dx is the <strong>in</strong>f<strong>in</strong>itesimal<br />

of the dimension of the function; and a and b<br />

are the limits between which the <strong>in</strong>tegral is numerically<br />

evaluated, if it is to be numerically evaluated. (If the <strong>in</strong>tegral<br />

sign looks like an elongated “s”, it should — Leibniz,<br />

one of the cofounders of calculus [with Newton],<br />

adopted it <strong>in</strong> 1675 to represent “sum”, s<strong>in</strong>ce an <strong>in</strong>tegral<br />

is a limit of a sum.) A statement called the fundamental<br />

theorem of calculus establishes that <strong>in</strong>tegration and differentiation<br />

are the opposites of each other, a concept<br />

that allows us to calculate the numerical value of an <strong>in</strong>tegral.<br />

For details of the fundamental theorem of calculus,<br />

consult a calculus text. For our purposes, all we need<br />

to know is that the two are related and calculable.<br />

The most simple geometric representation of an <strong>in</strong>tegral<br />

is that it represents the area under the curve given<br />

by f(x) between the limits a and b and bound by the x<br />

axis. Look, for example, at Figure 16a. It is a figure of<br />

the l<strong>in</strong>e y = x or, <strong>in</strong> more general terms, f(x) = x. What is<br />

the area under this function but above the x axis, shaded<br />

gray <strong>in</strong> Figure 16a? Simple geometry <strong>in</strong>dicates that the<br />

area is ½ units — the box def<strong>in</strong>ed by x = 1 and y = 1 is 1<br />

unit (1 × 1), and the right triangle that is shaded gray is<br />

one-half of that total area, or ½ unit <strong>in</strong> area. Integration<br />

of the function f(x) = x gives us the same answer. The<br />

rules of <strong>in</strong>tegration will not be discussed here; it is assumed<br />

that the reader can perform simple <strong>in</strong>tegration:<br />

1<br />

∫<br />

1<br />

∫<br />

1<br />

f(x) dx = x dx = ½ x 2 = ½ (1) 2 – ½ (0) 2 = ½ – 0 = ½<br />

0<br />

0<br />

0 [2]<br />

It is a bit messier if the function is more complicated.<br />

But, as first demonstrated by Reimann <strong>in</strong> the 1850s, the<br />

area can be calculated geometrically for any function <strong>in</strong><br />

one variable (easy to visualize, but <strong>in</strong> theory this can be


NIR, Kjeldahl, Dumas,<br />

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Application examples TWISTER ZM 200<br />

Raw material<br />

GM 200 /<br />

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Wheat + + o<br />

Corn o + +<br />

Hay/straw + + –<br />

Feeds<br />

Pig food pellets + + o<br />

Pet food pellets + + o<br />

Fish food pellets + + o<br />

Dry food<br />

Rice + + o<br />

Cereals + + o<br />

Peanuts – o +<br />

Almonds – o +<br />

Soy beans + + o<br />

Sun⇓ower seed o + o<br />

Cookies – – +<br />

Moist food<br />

Tomatoes – – +<br />

Cheese – – +<br />

Sausages – – +<br />

Cooked pasta – – +<br />

With<strong>in</strong> the RETSCH range of mills and gr<strong>in</strong>ders<br />

there is a specialist for every application.<br />

But what they have <strong>in</strong> common is that they<br />

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Ideal for forage, feeds and gra<strong>in</strong>s<br />

CYCLONE MILL TWISTER<br />

Q Rotor mill with sieve <strong>in</strong>sert (1 mm or 2 mm)<br />

and gr<strong>in</strong>d<strong>in</strong>g r<strong>in</strong>g<br />

Q Sieve <strong>in</strong>serts 0.5 mm and 0.8 mm (option)<br />

Q 3 controlled rotor speeds<br />

Q Cyclone separator with 250 ml collect<strong>in</strong>g bottle for quick<br />

extraction of sample<br />

Q Connection for vacuum cleaner<br />

Q No cross contam<strong>in</strong>ation thanks to easy clean<strong>in</strong>g<br />

Q Professional <strong>in</strong>dustrial design with long lifetime<br />

Q Convenient operat<strong>in</strong>g panel<br />

www.retsch.com/twister<br />

+ highly suitable 0 suitable – not suitable<br />

WET CHEMICAL AND ELEMENT ANALYSES<br />

RETSCH laboratory mills are suitable for sample preparation<br />

not only to NIR analysis but a variety of analytical<br />

methods. Achievable gr<strong>in</strong>d sizes of approximately<br />

500 microns are ideal for prote<strong>in</strong> analysis accord<strong>in</strong>g<br />

to Kjeldahl and Dumas. The same is true<br />

for the determ<strong>in</strong>ation of fall<strong>in</strong>g numbers.<br />

The gr<strong>in</strong>d size is also suitable for the determ<strong>in</strong>ation of<br />

fat and organic contam<strong>in</strong>ants through extraction,<br />

resp. of <strong>in</strong>organic contam<strong>in</strong>ants through digestion.<br />

NEW<br />

Cyclone Mill<br />

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SAMPLE PREPARATION TO NIR ANALYSIS<br />

Near Infrared <strong>Spectroscopy</strong> is<br />

the most important analysis<br />

method for the determ<strong>in</strong>ation<br />

of prote<strong>in</strong> content, moisture,<br />

fat and ash <strong>in</strong> feeds and forage.<br />

The advantage over classical<br />

methods such as Kjeldahl<br />

is the simultaneous determ<strong>in</strong>ation<br />

of several parameters.<br />

Moreover, NIR spectroscopy<br />

is a quick method which neither<br />

requires consumables<br />

nor reagents. Therefore it is<br />

used whenever high sample<br />

throughput and great ⇓exibility<br />

are required.<br />

The identi⇒cation and quali⇒cation<br />

of raw materials as well<br />

as the quantitative analysis<br />

of convenience products can<br />

be carried out with<strong>in</strong> seconds<br />

to guarantee highest product<br />

quality and safety.<br />

A much discussed issue related<br />

to NIR analysis is the<br />

necessity of sample preparation.<br />

Users often face the<br />

problem of hav<strong>in</strong>g to decide<br />

whether sample preparation is<br />

required or not.<br />

Sample preparation to NIR<br />

does not require digestion or<br />

extraction, it is ma<strong>in</strong>ly about<br />

size reduction of the sample<br />

material.<br />

This <strong>in</strong>volves two aspects:<br />

1. Homogeniz<strong>in</strong>g<br />

the sample<br />

2. Achiev<strong>in</strong>g the<br />

required gr<strong>in</strong>d size<br />

Whereas an <strong>in</strong>homogeneous<br />

sample leads to systematic<br />

errors <strong>in</strong> the subsequent<br />

analysis, a sample which is too<br />

coarse causes statistical errors<br />

(see example on next page).<br />

MOISTURE<br />

FAT<br />

FIBERS<br />

F<strong>in</strong>e gr<strong>in</strong>d<strong>in</strong>g of gra<strong>in</strong>s, oilseeds, corn, animal feed<br />

pellets, spices, dried pasta and plants, tea, cocoa and<br />

raw coffee<br />

ULTRA CENTRIFUGAL MILL ZM 200<br />

Q High-throughput process<strong>in</strong>g of samples for NIR and ICP<br />

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Q Option for load-controlled automatic feeder<br />

Q Cyclone separator for 230 ml to 4.5 l sample material.<br />

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Q Heavy-duty “Powerdrive”<br />

Q Speed range 6,000 rpm to 18,000 rpm<br />

Q Wide selection of accessories<br />

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Ideal for samples high <strong>in</strong> water and oil content<br />

KNIFE MILL GRINDOMIX GM 300<br />

Q Homogenization of up to 4.5 liters sample material<br />

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Q Autoclavable gr<strong>in</strong>d<strong>in</strong>g tools<br />

Q Patented gravity lids ensure homogenization of<br />

the ENTIRE sample<br />

Q Mode for prelim<strong>in</strong>ary and f<strong>in</strong>e gr<strong>in</strong>d<strong>in</strong>g<br />

Q Sturdy <strong>in</strong>dustrial motor<br />

Q Comprehensive range of accessories<br />

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KNIFE MILL<br />

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Q For up to 700 ml<br />

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to 10,000 rpm<br />

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Knife Mill<br />

GRINDOMIX<br />

GM 300<br />

Ultra Centrifugal Mill<br />

ZM 200


Improved results thanks to<br />

correct sample preparation<br />

EXAMPLE: ANALYSIS OF WHEAT<br />

The different properties of ground and unground samples<br />

when analyzed with NIR are demonstrated exemplarily with<br />

gra<strong>in</strong>s of wheat. The samples were analyzed 10 times, the<br />

spectrometer was refilled for every measurement. The wheat<br />

gra<strong>in</strong>s were previously ground <strong>in</strong> RETSCH’s cyclone mill<br />

TWISTER.<br />

The table shows a considerable difference between ground<br />

and unground sample, particularly with regards to ash and<br />

⇒ber content. This is due to the fact that only the surface of<br />

the unground wheat gra<strong>in</strong>s is analyzed result<strong>in</strong>g <strong>in</strong> an over<br />

representation of the kernel shell.<br />

NIR spectroscopy allows to determ<strong>in</strong>e a series of relevant parameters<br />

<strong>in</strong> feeds and gra<strong>in</strong>s without great effort. The prevalent<br />

op<strong>in</strong>ion is that sample preparation is not required for NIR<br />

analysis. However, the results presented here clearly <strong>in</strong>dicate<br />

that it is bene⇒cial to pulverize the samples with a suitable<br />

laboratory mill before analyz<strong>in</strong>g it, particularly if the material<br />

is <strong>in</strong>homogeneous. That is the only way to guarantee<br />

mean<strong>in</strong>gful and reliable analysis results.<br />

Parameter Ash Moisture<br />

unground wheat<br />

Fiber<br />

content<br />

Fat<br />

Prote<strong>in</strong><br />

average 0.10 9.80 6.90 1.38 8.46<br />

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ground wheat<br />

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standard deviation 0.03 0.09 0.05 0.03 0.07<br />

Fiber content<br />

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ground wheat<br />

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Subject to technical modification and errors · 99.100.1065/US-05-2011


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 19<br />

extended to any number of dimensions)<br />

by us<strong>in</strong>g rectangles of progressively<br />

narrower widths, until the<br />

area becomes a limit<strong>in</strong>g value as the<br />

number of rectangles goes to <strong>in</strong>f<strong>in</strong>ity<br />

and the width of each rectangle<br />

gets <strong>in</strong>f<strong>in</strong>itely narrow — one reason<br />

a good calculus course beg<strong>in</strong>s with<br />

a study of <strong>in</strong>f<strong>in</strong>ite sums and limits!<br />

But I digress. For the function <strong>in</strong><br />

Figure 16b, which is f(x) = x 2 , the<br />

area under the curve, now poorly approximated<br />

by the shaded triangle, is<br />

calculated exactly with an <strong>in</strong>tegral:<br />

1<br />

∫<br />

0<br />

1<br />

∫<br />

f(x) dx = x 2 dx = x 3 = – (0) =<br />

0<br />

1<br />

1 1 1 3 3 3<br />

[3]<br />

As with differentiation, <strong>in</strong>tegration<br />

can also be extended to functions<br />

of more than one variable. The<br />

issue to understand is that when<br />

consider<strong>in</strong>g functions, the space you<br />

need to use has one more dimension<br />

than variables because the function<br />

needs to be plotted <strong>in</strong> its own dimension.<br />

Thus, a plot of a one-variable<br />

function requires two dimensions,<br />

one to represent the variable<br />

and one to represent the value of the<br />

function. Figures 9 and 10 <strong>in</strong> the<br />

previous <strong>in</strong>stallment (1) are therefore<br />

two-dimensional plots. A twovariable<br />

function needs to be plotted<br />

or visualized <strong>in</strong> three dimensions,<br />

like Figures 11 or 12 <strong>in</strong> the previous<br />

column. Look<strong>in</strong>g at the two-variable<br />

function <strong>in</strong> Figure 17, we see a l<strong>in</strong>e<br />

across the function’s values, with<br />

its projection <strong>in</strong> the (x,y) plane. The<br />

l<strong>in</strong>e on the surface is parallel to the<br />

y axis, so it is show<strong>in</strong>g the trend of<br />

the function only as the variable x<br />

changes. If we were to <strong>in</strong>tegrate this<br />

multivariable function with respect<br />

only to x (<strong>in</strong> this case), we would be<br />

evaluat<strong>in</strong>g the <strong>in</strong>tegral only along<br />

this l<strong>in</strong>e, called a l<strong>in</strong>e <strong>in</strong>tegral. One<br />

<strong>in</strong>terpretation of this <strong>in</strong>tegral would<br />

be that it is simply the part of the<br />

volume under the overall surface<br />

that is beneath the given l<strong>in</strong>e; that is,<br />

it is the area under the l<strong>in</strong>e.<br />

If the surface represented <strong>in</strong><br />

Figure 17 represents a field (either<br />

scalar or vector), then the l<strong>in</strong>e <strong>in</strong>tegral<br />

represents the total effect of<br />

that field along the given l<strong>in</strong>e. The<br />

0<br />

formula for calculat<strong>in</strong>g the “total effect”<br />

might be unusual, but it makes<br />

sense if we start from the beg<strong>in</strong>n<strong>in</strong>g.<br />

Consider a path whose position is<br />

def<strong>in</strong>ed by an equation P, which is<br />

a function of one or more variables.<br />

What is the distance of the path?<br />

One way of calculat<strong>in</strong>g the distance s<br />

is velocity v times time t, or<br />

s = v × t [4]<br />

But velocity is the derivative of position<br />

P with respect to time, or dP/dt.<br />

Let us represent this derivative as P΄.<br />

Our equation becomes<br />

s = P΄ × t [5]<br />

This is for f<strong>in</strong>ite values of distance<br />

and time, and for that matter, for constant<br />

P΄. (For example: total distance<br />

at 2.0 m/s for 4.0 s = 2.0 m/s × 4.0 s =<br />

8.0 m. In this example, P΄ is 2.0 m/s<br />

and t is 4.0 s.) For <strong>in</strong>f<strong>in</strong>itesimal values<br />

of distance and time, and for a path<br />

whose value may be a function of the<br />

variable of <strong>in</strong>terest (<strong>in</strong> this case, time),<br />

the <strong>in</strong>f<strong>in</strong>itesimal form is<br />

ds = P΄dt [6]<br />

To f<strong>in</strong>d the total distance, we <strong>in</strong>tegrate<br />

between the limits of the <strong>in</strong>itial<br />

position a and the f<strong>in</strong>al position b<br />

s =<br />

(a)<br />

∫<br />

b<br />

1<br />

a<br />

P’ dt<br />

f(x) = x<br />

[7]<br />

(b)<br />

1 1<br />

1<br />

f(x) = x 2<br />

Figure 16: The geometric <strong>in</strong>terpretation of a simple <strong>in</strong>tegral is the area under a function and<br />

bounded on the bottom by the x-axis (that is, y = 0). (a) For the function f(x) = x, the areas as<br />

calculated by geometry and <strong>in</strong>tegration are equal. (b) For the function f(x) = x 2 , the approximation<br />

from geometry is not a good value for the area under the function. A series of rectangles can<br />

be used to approximate the area under the curve, but <strong>in</strong> the limit of an <strong>in</strong>f<strong>in</strong>ite number of<br />

<strong>in</strong>f<strong>in</strong>itesimally-narrow rectangles, the area is equal to the <strong>in</strong>tegral.<br />

The po<strong>in</strong>t is that it’s not the path P<br />

we need to determ<strong>in</strong>e the l<strong>in</strong>e <strong>in</strong>tegral<br />

— it’s the change <strong>in</strong> P, denoted<br />

as P΄. This seems counter<strong>in</strong>tuitive<br />

at first, but hopefully the above example<br />

makes the po<strong>in</strong>t clear. It’s also<br />

a bit of overkill when one remembers<br />

that derivatives and <strong>in</strong>tegrals<br />

are opposites of each other: The<br />

above analysis has us determ<strong>in</strong>e a<br />

derivative and then take the <strong>in</strong>tegral,<br />

undo<strong>in</strong>g our orig<strong>in</strong>al operation, to<br />

get the answer. One might have just<br />

kept the orig<strong>in</strong>al equation and determ<strong>in</strong>ed<br />

the answer from there. We’ll<br />

address this issue shortly. One more<br />

po<strong>in</strong>t: It doesn’t have to be a change<br />

with respect to time. The derivative<br />

<strong>in</strong>volved can be a change with<br />

respect to a spatial variable. This<br />

allows us to determ<strong>in</strong>e l<strong>in</strong>e <strong>in</strong>tegrals<br />

with respect to space as well as time.<br />

Suppose the function for the path<br />

P is a vector? For example, consider<br />

a circle C <strong>in</strong> the (x,y) plane hav<strong>in</strong>g<br />

radius r. Its vector function is C =<br />

rcosθi + rs<strong>in</strong>θj + 0k (see Figure 18),<br />

which is a function of the variable<br />

θ, the angle from the positive x axis.<br />

What is the circumference of the circle;<br />

that is, what is the path length as<br />

θ goes from 0 to 2π, the radian measure<br />

of the central angle of a circle?<br />

Accord<strong>in</strong>g to our formulation above,<br />

we need to determ<strong>in</strong>e the derivative<br />

of our function. But for a vector, if<br />

we want the total length of the path,


20 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

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x<br />

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Figure 17: A multivariable function f(x,y) with a l<strong>in</strong>e parallel<strong>in</strong>g the<br />

y axis.<br />

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r<br />

Figure 18: How far is the path around the circle? A l<strong>in</strong>e <strong>in</strong>tegral can tell<br />

us and it agrees with what basic geometry predicts (2πr).<br />

we care only about the magnitude of the vector and not<br />

its direction. Thus, we’ll need to derive the change <strong>in</strong><br />

the magnitude of the vector. We start by def<strong>in</strong><strong>in</strong>g the<br />

magnitude: the magnitude |m| of a three-magnitude<br />

(or lesser) vector is the Pythagorean comb<strong>in</strong>ation of its<br />

components<br />

|m| = √ x 2 + y 2 + z 2<br />

[8]<br />

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For the derivative of the path/magnitude with respect to<br />

time, which is the velocity, we have<br />

|m’| = √ (x’) 2 + (y’) 2 + (z’) 2<br />

[9]<br />

For our circle, we have the magnitude as simply the i,<br />

j, and k terms of the vector. These <strong>in</strong>dividual terms are<br />

also functions of θ. We have


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 21<br />

x<br />

d(r cos θ i)<br />

x’ = = –r s<strong>in</strong> θ i<br />

dθ<br />

d(r s<strong>in</strong> θ j)<br />

y’ = = –r cos θ j<br />

z’ = 0<br />

dθ<br />

From this we have<br />

[10]<br />

(x’) 2 = r 2 s<strong>in</strong> 2 θ i 2<br />

[11]<br />

(y’) = r 2 cos 2 θ j 2<br />

(and we will ignore the z part, s<strong>in</strong>ce<br />

it’s just zero). For the squares of the<br />

unit vectors, we have i 2 = j 2 = i·i = j·j<br />

= 1. Thus, we have<br />

a<br />

s = P’ dt =<br />

b<br />

∫<br />

2π<br />

∫ ()<br />

0<br />

√<br />

r 2 s<strong>in</strong> 2 θ + r 2 cos 2 θ dθ<br />

[12]<br />

We can factor out the r 2 term from<br />

each term and then out of the square<br />

root to get<br />

s =<br />

2π<br />

r<br />

0<br />

f(x,y)<br />

Figure 19: A surface S over which a function<br />

f(x,y) will be <strong>in</strong>tegrated.<br />

F<br />

F<br />

∫ √[13]<br />

s<strong>in</strong> 2 θ + cos 2 θ dθ<br />

n<br />

Flow<br />

Flow<br />

Figure 20: Flux is another word for amount of<br />

flow. (a) In a tube that is cut straight, the flux<br />

can be determ<strong>in</strong>ed from simple geometry.<br />

(b) In a tube cut at an angle, some vector<br />

mathematics is needed to determ<strong>in</strong>e flux.<br />

R<br />

S<br />

y<br />

Because, from elementary trigonometry,<br />

s<strong>in</strong> 2 θ + cos 2 θ equals 1, we have<br />

s = (r<br />

2π<br />

2π<br />

∫2π<br />

0<br />

√<br />

1)dθ<br />

∫<br />

= rdθ = r . θ<br />

0<br />

0<br />

= r(2π – 0) = 2πr<br />

[14]<br />

This seems like an awful lot of work<br />

to show what we all know, that the<br />

circumference of a circle is 2πr. But<br />

hopefully it will conv<strong>in</strong>ce you of the<br />

propriety of this particular mathematical<br />

formulation.<br />

Now, back to “total effect.” For<br />

a l<strong>in</strong>e <strong>in</strong>tegral <strong>in</strong>volv<strong>in</strong>g a field,<br />

there are two expressions we need<br />

to consider: the def<strong>in</strong>ition of the<br />

field F[x(q),y(q),z(q)] and the def<strong>in</strong>ition<br />

of the vector path p(q), where q<br />

represents the coord<strong>in</strong>ate along the<br />

path. (Note that at least <strong>in</strong>itially, the<br />

field F is not necessarily a vector.)<br />

In that case, the total effect s of the<br />

field along the l<strong>in</strong>e is given by<br />

s =<br />

∫]<br />

F<br />

p [<br />

x(q), y(q), z(q) . p’(q) dq<br />

[15]<br />

The <strong>in</strong>tegration is over the path p,<br />

which needs to be determ<strong>in</strong>ed by<br />

the physical nature of the system of<br />

<strong>in</strong>terest. Note that <strong>in</strong> the <strong>in</strong>tegrand,<br />

the two functions F and |p΄| are multiply<strong>in</strong>g<br />

together.<br />

If F is a vector field over the vector<br />

path p(q), denoted F[p(q)], then the<br />

l<strong>in</strong>e <strong>in</strong>tegral is def<strong>in</strong>ed similarly<br />

s =<br />

F<br />

p<br />

p(q) .<br />

[ p’(q) dq<br />

[16]<br />

∫ ]<br />

Here, we need to take the dot product<br />

of the F and p΄ vectors.<br />

A l<strong>in</strong>e <strong>in</strong>tegral is an <strong>in</strong>tegral over<br />

one dimension that gives, effectively,<br />

the area under the function. We can<br />

perform a two-dimensional <strong>in</strong>tegral<br />

over the surface of a multidimensional<br />

function, as pictured <strong>in</strong> Figure<br />

19. That is, we want to evaluate<br />

the <strong>in</strong>tegral<br />

∫ s<br />

g(x,y,z) dS<br />

[17]<br />

where g(x,y,z) is some scalar function<br />

on a surface S. Technically,<br />

this expression is a double <strong>in</strong>tegral<br />

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22 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

y<br />

z<br />

x<br />

F = xi + yj<br />

F = 2<br />

n k<br />

(x,y,z)<br />

z<br />

Figure 22: The divergence of the vector field F<br />

= xi + yj is 2, <strong>in</strong>dicat<strong>in</strong>g a constant divergence,<br />

a constant spread<strong>in</strong>g out, of the field at any<br />

po<strong>in</strong>t <strong>in</strong> the (x,y) plane.<br />

x<br />

y<br />

x<br />

Figure 21: What is the surface <strong>in</strong>tegral of a cube as the cube gets <strong>in</strong>f<strong>in</strong>itely small?<br />

y<br />

over two variables. This is generally<br />

called a surface <strong>in</strong>tegral.<br />

The mathematical tactic for<br />

evaluat<strong>in</strong>g the surface <strong>in</strong>tegral is<br />

to project the functional value <strong>in</strong>to<br />

the perpendicular plane, account<strong>in</strong>g<br />

for the variation of the function’s<br />

angle with respect to the projected<br />

plane. The proper variation<br />

is the cos<strong>in</strong>e function, which gives<br />

you a relative contribution of 1 if<br />

the function and the plane are parallel<br />

(for example, cos 0° = 1) and<br />

a relative contribution of 0 if the<br />

function and the plane are perpendicular<br />

(for example, cos 90° = 0).<br />

This automatically makes us th<strong>in</strong>k<br />

of a dot product. If the space S is<br />

be<strong>in</strong>g projected <strong>in</strong>to the (x,y) plane,<br />

then the dot product will <strong>in</strong>volve<br />

the unit vector <strong>in</strong> the z direction,<br />

or k. (If the space is projected <strong>in</strong>to<br />

other planes, other unit vectors<br />

are <strong>in</strong>volved, but the concept is the<br />

same.) If n(x,y,z) is the unit vector<br />

that def<strong>in</strong>es the l<strong>in</strong>e perpendicular<br />

to the plane marked out by g(x,y,z)<br />

(called the normal vector), then<br />

the value of the surface <strong>in</strong>tegral is<br />

given by<br />

∫ R<br />

g(x,y,z)<br />

∫dx<br />

n(x,y,z) .<br />

dy<br />

k<br />

[18]<br />

where the denom<strong>in</strong>ator conta<strong>in</strong>s a<br />

dot product and the <strong>in</strong>tegration is<br />

over the x and y limits of the


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 23<br />

x<br />

Force from other<br />

particle<br />

+ -<br />

Force from other<br />

particle<br />

Figure 24: It is an experimental fact that charges exert forces on each<br />

other. That fact is modeled by Coulomb’s law.<br />

Figure 23: A nonconstant divergence is illustrated by this onedimensional<br />

field F = x 2 i whose divergence is equal to 2x. The<br />

arrowheads represent length of the vector field at values of x = 1, 2, 3,<br />

4, and so forth. The greater the value of x, the farther apart the vectors<br />

get — that is, the greater the divergence.<br />

region R <strong>in</strong> the (x,y) plane of Figure 19. The dot<br />

product <strong>in</strong> the denom<strong>in</strong>ator is actually fairly easy<br />

to generalize. When that happens, the surface<br />

<strong>in</strong>tegral becomes<br />

g(x,y,z)<br />

1<br />

f<br />

x<br />

2 2<br />

f<br />

y<br />

dx dy<br />

[19]<br />

where f represents the function of the surface and g represents<br />

the function you are <strong>in</strong>tegrat<strong>in</strong>g over. Typically,<br />

to make g a function of only two variables, you let z =<br />

f(x,y) and substitute the expression for z <strong>in</strong>to the function<br />

g, if z appears <strong>in</strong> the function g.<br />

If, <strong>in</strong>stead of a scalar function g we had a vector function<br />

F, the above equation gets a bit more complicated.<br />

In particular, we are <strong>in</strong>terested <strong>in</strong> the effect that is normal<br />

to the surface of the vector function. Because we<br />

previously def<strong>in</strong>ed n as the vector normal to the surface,<br />

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24 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

F ndS<br />

s<br />

[20]<br />

r<br />

q 1<br />

For a vector function F = F x<br />

i + F y<br />

j + F z<br />

k and a surface<br />

given by the expression f(x,y) = z, this surface <strong>in</strong>tegral is<br />

F ndS<br />

s<br />

R<br />

f f<br />

F x<br />

F y<br />

F z<br />

x y<br />

dx dy<br />

[21]<br />

This is a bit of a mess! Is there a better, easier, more concise<br />

way of represent<strong>in</strong>g this?<br />

A Better Way<br />

There is a better way to represent this last <strong>in</strong>tegral, but<br />

we need to back up a bit: What exactly is F∙n? Actually,<br />

it’s just a dot product, but the <strong>in</strong>tegral<br />

r<br />

F ndS<br />

s<br />

[22]<br />

Figure 25: A charge <strong>in</strong> the center of a spherical shell with radius r has a<br />

normal unit vector equal to r, <strong>in</strong> the radial direction and with unit length,<br />

at any po<strong>in</strong>t on the surface of the sphere.<br />

we’ll use it aga<strong>in</strong>: We want the surface <strong>in</strong>tegral <strong>in</strong>volv<strong>in</strong>g<br />

F∙n, or<br />

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<strong>in</strong> Analysis<br />

is called the flux of F. The word flux comes from the<br />

Lat<strong>in</strong> word fluxus, mean<strong>in</strong>g flow. For example, suppose<br />

you have some water flow<strong>in</strong>g through the end of<br />

a tube, as represented <strong>in</strong> Figure 20a. If the tube is cut<br />

straight, the flow is easy to calculate from the velocity<br />

of the water (given by F) and the geometry of the tube.<br />

If you want to express the flow <strong>in</strong> terms of the mass of<br />

water flow<strong>in</strong>g, you can use the density of the water as<br />

a conversion. But what if the tube isn’t cut straight, as<br />

shown <strong>in</strong> Figure 20b? In this case, we need to use some<br />

more complicated geometry — vector geometry — to<br />

determ<strong>in</strong>e the flux. In fact, the flux is calculated us<strong>in</strong>g<br />

the last <strong>in</strong>tegral <strong>in</strong> the previous section. Therefore, flux<br />

is calculable.<br />

Consider an ideal cubic surface with the sides parallel<br />

to the axes, as shown <strong>in</strong> Figure 21, that surrounds the<br />

po<strong>in</strong>t (x,y,z). This cube represents our function F and we<br />

want to determ<strong>in</strong>e the flux of F. Ideally, the flux at any<br />

po<strong>in</strong>t can be determ<strong>in</strong>ed by shr<strong>in</strong>k<strong>in</strong>g the cube until it<br />

gets to a s<strong>in</strong>gle po<strong>in</strong>t. We will start by determ<strong>in</strong><strong>in</strong>g the<br />

flux for a f<strong>in</strong>ite-sized side, then take the limit of the flux<br />

as the size of the side goes to zero. If we look at the top<br />

surface, which is parallel to the (x,y) plane, it should be<br />

obvious that the normal vector is the same as the k vector.<br />

For this surface by itself, the flux is then<br />

F kdS<br />

s<br />

[23]<br />

If F is a vector function, its dot product with k elim<strong>in</strong>ates<br />

the i and j parts (s<strong>in</strong>ce i∙k = j∙k = 0) and only the z-<br />

component of F rema<strong>in</strong>s. Thus, the <strong>in</strong>tegral above is just<br />

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s F dS z<br />

[24]<br />

If we assume that the function F z<br />

has some average<br />

value on that top surface, then the flux is simply that<br />

average value times the area of the surface, which we<br />

will propose is equal to Δx∙Δy. We need to note, though,<br />

that the top surface isn’t located at z (the center of the


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 25<br />

cube), but at z + Δz/2. Therefore, we<br />

have for the flux at the top surface<br />

z<br />

top flux F z x,y,z x y<br />

2<br />

[25]<br />

where the symbol ≈ means “approximately<br />

equal to.” It will become<br />

“equal to” when the surface area<br />

shr<strong>in</strong>ks to zero.<br />

The flux of F on the bottom side<br />

is exactly the same except for two<br />

small changes. First, the normal<br />

vector is now –k, so there is a negative<br />

sign on the expression. Second,<br />

the bottom surface is lower than the<br />

center po<strong>in</strong>t, so the function is evaluated<br />

at z – Δz/2. Thus, we have<br />

z<br />

bottom flux F z<br />

x,y,z x y<br />

2<br />

[26]<br />

The total flux through these two<br />

parallel planes is the sum of the two<br />

expressions<br />

change <strong>in</strong> z, the first term <strong>in</strong> the product<br />

above is simply the def<strong>in</strong>ition of the<br />

derivative of F z<br />

with respect to z! Of<br />

course, it’s a partial derivative, because<br />

F depends on all three variables, but we<br />

can write the flux more simply as<br />

flux<br />

F z<br />

z<br />

V<br />

[31]<br />

A similar analysis can be performed<br />

for the two sets of parallel planes;<br />

only the dimension labels will<br />

change. We ultimately get<br />

total flux<br />

F x<br />

x<br />

F y<br />

F<br />

V V V x F y<br />

V<br />

y z x y z<br />

F z F z<br />

[32]<br />

(Of course, as Δx, Δy, and Δz go to<br />

zero, so does ΔV, but this doesn’t affect<br />

our end result.) The expression<br />

<strong>in</strong> the parentheses above is so useful<br />

that it is def<strong>in</strong>ed as the divergence of<br />

the vector function F:<br />

FDM Raman M<strong>in</strong>erals<br />

z<br />

flux F z x,y,z x y F z<br />

2<br />

x,y,z<br />

z<br />

2<br />

x y<br />

[27]<br />

We can factor the ΔxΔy out of both<br />

expressions. Now, if we multiply this<br />

expression by Δz/Δz (which equals<br />

1), we have<br />

flux<br />

z<br />

F z x,y,z F<br />

2 z<br />

x,y,z<br />

z<br />

2<br />

We rearrange:<br />

flux<br />

x y<br />

z<br />

z<br />

[28]<br />

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z<br />

z<br />

F z x,y,z F<br />

2 z x,y,z<br />

2<br />

x y z<br />

z<br />

[29]<br />

and recognize that ΔxΔyΔz is the<br />

change <strong>in</strong> volume of the cube, ΔV:<br />

flux<br />

F z x,y,z<br />

z<br />

z<br />

F x,y,z<br />

2 z<br />

2<br />

z<br />

V<br />

[30]<br />

As the cube shr<strong>in</strong>ks, Δz approaches<br />

zero. In the limit of <strong>in</strong>f<strong>in</strong>itesimal<br />

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26 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

divergence of F<br />

F x<br />

F y F z<br />

x y z<br />

where F F x i F y j F z k<br />

[33]<br />

Because divergence of a function is<br />

def<strong>in</strong>ed at a po<strong>in</strong>t and the flux (two<br />

equations above) is def<strong>in</strong>ed <strong>in</strong> terms<br />

of a f<strong>in</strong>ite volume, we can also def<strong>in</strong>e<br />

the divergence as the limit as volume<br />

goes to zero of the flux density (def<strong>in</strong>ed<br />

as flux divided by volume):<br />

divergence of F<br />

(total flux)<br />

lim<br />

V 0<br />

F x<br />

F y F z<br />

x y z<br />

1<br />

V s<br />

F ndS<br />

lim<br />

1<br />

(<br />

V 0<br />

V<br />

There are two abbreviations to<br />

<strong>in</strong>dicate the divergence of a vector<br />

function. One is to simply use the<br />

abbreviation “div” to represent divergence:<br />

div F<br />

[34]<br />

x y z<br />

[35]<br />

F x<br />

F y F z<br />

The other way to represent the divergence<br />

is with a special function.<br />

The function ∇ (called “del”) is def<strong>in</strong>ed<br />

as<br />

i j k<br />

x y z<br />

If one were to take the dot product<br />

between ∇ and F, we would get the<br />

follow<strong>in</strong>g result:<br />

F i j k<br />

x y z<br />

F x<br />

F y F z<br />

x y z<br />

[36]<br />

F x i F y j F z k<br />

[37]<br />

which is the divergence! Note that,<br />

although we expect to get n<strong>in</strong>e terms<br />

<strong>in</strong> the dot product above, cross terms<br />

between the unit vectors (like i∙k or<br />

k∙j) all equal zero and cancel out, while<br />

like terms (that is, j∙j) all equal 1 because<br />

the angle between a vector and<br />

itself is zero and cos 0 = 1. As such, our<br />

n<strong>in</strong>e-term expansion collapses to only<br />

three nonzero terms. Alternately, one<br />

can th<strong>in</strong>k of the dot product <strong>in</strong> terms<br />

of its other def<strong>in</strong>ition:<br />

a∙b = Σa i<br />

b i<br />

= a 1<br />

b 1<br />

+ a 2<br />

b 2<br />

+ a 3<br />

b 3<br />

[38]<br />

where a 1<br />

, a 2<br />

, and so forth are the<br />

scalar magnitudes <strong>in</strong> the x, y, etc.,<br />

directions. So, the divergence of a<br />

vector function F is <strong>in</strong>dicated by<br />

divergence of F = ∇∙F<br />

[39]<br />

What does the divergence of a<br />

function mean? First, note that the<br />

divergence is a scalar, not a vector,<br />

field. No unit vectors rema<strong>in</strong> <strong>in</strong> the<br />

expression for the divergence. This<br />

is not to imply that the divergence<br />

is a constant — it may <strong>in</strong> fact be<br />

a mathematical expression whose<br />

value varies <strong>in</strong> space. For example,<br />

for the field<br />

F = x 3 i [40]<br />

the divergence is<br />

∇∙F = 3x 2 [41]<br />

which is a scalar function. Thus, the<br />

divergence changes with position.<br />

Divergence is an <strong>in</strong>dication of how<br />

quickly a vector field spreads out at<br />

any given po<strong>in</strong>t; that is, how fast it<br />

diverges. Consider the vector field<br />

F = xi + yj<br />

[42]<br />

which we orig<strong>in</strong>ally showed <strong>in</strong> Figure<br />

13 of the last column and are<br />

reshow<strong>in</strong>g <strong>in</strong> Figure 22. It has a<br />

constant divergence of 2 (easily verified),<br />

<strong>in</strong>dicat<strong>in</strong>g a constant “spread<strong>in</strong>g<br />

out” over the plane. However, for<br />

the field<br />

F = x 2 i [43]<br />

whose divergence is 2x, the vectors<br />

get farther and farther apart as x <strong>in</strong>creases<br />

(see Figure 23).<br />

Maxwell’s First Equation<br />

If two electric charges were placed <strong>in</strong><br />

space near each other, as is shown <strong>in</strong><br />

Figure 24, there would be a force of<br />

attraction between the two charges.<br />

The charge on the left would exert a<br />

force on the charge on the right, and<br />

vice versa. That experimental fact<br />

is modeled mathematically by Coulomb’s<br />

law, <strong>in</strong> which a vector form is<br />

F<br />

q 1<br />

q 2<br />

r<br />

r 2<br />

[44]<br />

where q 1<br />

and q 2<br />

are the magnitudes<br />

of the charges (<strong>in</strong> elementary units,<br />

where the elementary unit is equal to<br />

the charge on the electron) and r is<br />

the scalar distance between the two<br />

charges. The unit vector r represents<br />

the l<strong>in</strong>e between the two charges q 1<br />

and q 2<br />

. The modern version of Coulomb’s<br />

law <strong>in</strong>cludes a conversion factor<br />

between charge units (coulombs,<br />

C) and force units (newtons, N), and<br />

is written as<br />

F<br />

q 1<br />

q 2 r<br />

4 0r 2<br />

[45]<br />

where ε 0<br />

is called the permittivity of<br />

free space and has an approximate<br />

value of 8.854… × 10 -12 C 2 /Nm 2 .<br />

How does a charge cause a force<br />

to be felt by another charge? Michael<br />

Faraday suggested that a charge had<br />

an effect <strong>in</strong> the surround<strong>in</strong>g space<br />

called an electric field, a vector field,<br />

labeled E. The electric field is def<strong>in</strong>ed<br />

as the Coulombic force felt by<br />

another charge divided by the magnitude<br />

of the orig<strong>in</strong>al charge, which<br />

we will choose to be q 2<br />

:<br />

E<br />

F<br />

q 2<br />

4<br />

q 1<br />

r<br />

0r 2<br />

[46]<br />

where <strong>in</strong> the second expression we<br />

have substituted the expression for F.<br />

Note that E is a vector field (as <strong>in</strong>dicated<br />

by the bold-faced letter) and is<br />

dependent on the distance from the<br />

orig<strong>in</strong>al charge. E also has a unit vector<br />

that is def<strong>in</strong>ed as the l<strong>in</strong>e between<br />

the two charges <strong>in</strong>volved, but <strong>in</strong> this<br />

case the second charge has yet to be<br />

positioned, so <strong>in</strong> general E can be<br />

thought of as a spherical field about<br />

the charge q 1<br />

. The unit for an electric<br />

field is newton per coulomb, or N/C.<br />

Because E is a field, we can pretend<br />

it has flux — that is, someth<strong>in</strong>g is<br />

“flow<strong>in</strong>g” through any surface that<br />

encloses the orig<strong>in</strong>al charge. What is


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 27<br />

flow<strong>in</strong>g? It doesn’t matter; all that matters is that we can def<strong>in</strong>e<br />

the flux mathematically. In fact, we can use the def<strong>in</strong>ition<br />

of flux given earlier. The electric flux Φ is given by<br />

E ndS [47]<br />

s<br />

which is perfectly analogous to our previous def<strong>in</strong>ition<br />

of flux.<br />

Let us consider a spherical surface around our orig<strong>in</strong>al<br />

charge that has some constant radius r. The normal<br />

unit vector n is simply r, the radius unit vector, s<strong>in</strong>ce the<br />

radius unit vector is perpendicular to the spherical surface<br />

at any of its po<strong>in</strong>ts (Figure 25). Because we know the<br />

def<strong>in</strong>ition of E from Coulomb’s law, we can substitute<br />

<strong>in</strong>to the expression for electric flux<br />

q 1 r r dS<br />

s 4 [48]<br />

0r 2<br />

The dot product r∙r is simply 1, so this becomes<br />

q 1 dS [49]<br />

s 4 0r 2<br />

If the charge q 1<br />

is constant, 4 is constant, π is constant,<br />

the radius r is constant, and the permittivity of free<br />

space is constant, these can all be removed from the <strong>in</strong>tegral<br />

to get<br />

q 1 dS [50]<br />

4 0r 2 s<br />

What is this <strong>in</strong>tegral? Well, we def<strong>in</strong>ed our system as a<br />

sphere, so the surface <strong>in</strong>tegral above is the surface area<br />

of a sphere. The surface area of a sphere is known: 4πr 2 .<br />

Thus, we have<br />

q 1<br />

4 r<br />

4 0r 2<br />

[51]<br />

2<br />

The 4, the π, and the r 2 terms cancel. We are left with<br />

q 1<br />

0<br />

Recall, however, that we previously def<strong>in</strong>ed the divergence<br />

of a vector function as<br />

div F<br />

F x<br />

F y F z<br />

x y z<br />

lim<br />

V 0<br />

[52]<br />

1 1<br />

(total flux) lim F ndS<br />

V<br />

V 0<br />

V s<br />

[53]<br />

Note that the <strong>in</strong>tegral <strong>in</strong> the def<strong>in</strong>ition has exactly the<br />

same form as the electric field flux Φ. Therefore, <strong>in</strong><br />

terms of the divergence, we have for E<br />

div E<br />

lim<br />

V 0<br />

1<br />

lim<br />

1<br />

1<br />

E ndS lim<br />

V<br />

V 0<br />

s<br />

V V 0 V [54]<br />

where we have made the appropriate substitutions to get the<br />

f<strong>in</strong>al expression. We will rewrite this last expression as<br />

div E<br />

lim<br />

V 0<br />

V<br />

q 1<br />

0<br />

[55]<br />

The expression q 1<br />

/ΔV is simply the charge density at a<br />

po<strong>in</strong>t, which we will def<strong>in</strong>e as ρ. This last expression<br />

simply becomes<br />

div E [56]<br />

This equation is Maxwell’s first equation of electromagnetism.<br />

It is also written as<br />

E [57]<br />

Maxwell’s first equation is also called Gauss’ law, after<br />

Carl Friedrich Gauss, the German polymath who first<br />

determ<strong>in</strong>ed it but did not publish it. (It was f<strong>in</strong>ally published<br />

<strong>in</strong> 1867 after his death by his colleague William<br />

Weber; Gauss had a habit of not publish<strong>in</strong>g much of his<br />

work, and his many contributions to science and mathematics<br />

were only realized posthumously.)<br />

In the next <strong>in</strong>stallment, we will expand on our discussion<br />

by look<strong>in</strong>g at Maxwell’s second equation. In that case,<br />

we will be concerned with our old friend magnetism.<br />

References<br />

(1) D.W. Ball, <strong>Spectroscopy</strong> 26(6), 14–21 (2011).<br />

(2) B. Baigrie, Electricity and Magnetism (Greenwood Press,<br />

Westport, Connecticut, 2007).<br />

(3) D. Halliday, R. Resnick, and J. Walker, Fundamentals of<br />

Physics 6th Ed. (John Wiley and Sons, New York, New<br />

York, 2001).<br />

(4) J.E. Marsden and A.J. Tromba, Vector Calculus 2nd Ed. (W.<br />

H. Freeman and Company, 1981).<br />

(5) H.M. Schey, Div, Grad, Curl, and All That: An Informal Text<br />

on Vector Calculus 4th Ed. (W. W. Norton and Company,<br />

New York, New York, 2005).<br />

David W. Ball is normally a professor of<br />

chemistry at Cleveland State University <strong>in</strong> Ohio.<br />

For a while, though, th<strong>in</strong>gs will not be normal:<br />

start<strong>in</strong>g <strong>in</strong> July 2011 and for the commenc<strong>in</strong>g<br />

academic year, David will be serv<strong>in</strong>g as<br />

Dist<strong>in</strong>guished <strong>Vis</strong>it<strong>in</strong>g Professor at the United<br />

States Air Force Academy <strong>in</strong> Colorado Spr<strong>in</strong>gs,<br />

Colorado, where he will be teach<strong>in</strong>g chemistry<br />

to Air Force cadets. He still, however, has two books on spectroscopy<br />

available through SPIE Press, and just recently published two new<br />

textbooks with Flat World Knowledge. Despite his relocation, he still<br />

can be contacted at d.ball@csuohio.edu. And f<strong>in</strong>ally, while at USAFA<br />

he will still be work<strong>in</strong>g on this series, dest<strong>in</strong>ed to become another<br />

book at an SPIE Press web page near you.<br />

For more <strong>in</strong>formation on this topic, please visit:<br />

www.spectroscopyonl<strong>in</strong>e.com/ball


28 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Focus on Quality<br />

Periodic Reviews of<br />

Computerized Systems, Part I<br />

In the first of a two part series, this month’s column looks at <strong>in</strong>terpret<strong>in</strong>g the Annex 11 regulations<br />

and understand<strong>in</strong>g the pr<strong>in</strong>ciples of a periodic review. The second part will discuss how to carry out<br />

the review and report it.<br />

R.D. McDowall<br />

In my last Focus on Quality column we looked at the<br />

new European Union Good Manufactur<strong>in</strong>g Practice<br />

(EU GMP) regulations, fous<strong>in</strong>g on Annex 11 (computerized<br />

systems) and Chapter 4 (documentation) (1) that<br />

became effective on June 30 of this year. A new requirement<br />

<strong>in</strong> Annex 11 (2) is for periodic evaluation or periodic<br />

review. The regulation states <strong>in</strong> clause 11, “Computerized<br />

systems should be periodically evaluated to confirm that<br />

they rema<strong>in</strong> <strong>in</strong> a valid state and are compliant with GMP.<br />

Such evaluations should <strong>in</strong>clude, where appropriate, the<br />

current range of functionality, deviation records, <strong>in</strong>cidents,<br />

problems, upgrade history, performance, reliability, security,<br />

and validation status reports.”<br />

Some of the <strong>in</strong>terpretations of this clause are<br />

• You have to conduct periodic reviews of computerized<br />

systems.<br />

• There are no exceptions to this regulation (for example,<br />

only critical systems need to be evaluated); all systems<br />

must be reviewed.<br />

• The frequency of the review is determ<strong>in</strong>ed by the company’s<br />

quality assurance or laboratory management and justified<br />

where necessary to an <strong>in</strong>spector. Implicit <strong>in</strong> this statement<br />

is that you should apply a risk assessment to determ<strong>in</strong>e the<br />

frequency. Also, it is explicitly stated <strong>in</strong> clause 1 of Annex 11<br />

that risk assessment is conducted throughout the life cycle<br />

of a computerized system.<br />

• The aim of any review is to ensure that the system is compliant<br />

with the applicable regulations and that it rema<strong>in</strong>s <strong>in</strong> a<br />

validated state over the time period s<strong>in</strong>ce the last review.<br />

• The scope of the periodic review can cover the last full<br />

validation, change control records s<strong>in</strong>ce the last validation,<br />

problems and their resolution, user account management,<br />

user tra<strong>in</strong><strong>in</strong>g, and IT support such as data backup.<br />

What is not stated <strong>in</strong> the regulation however, is the formality<br />

of the process. So how can we demonstrate to an <strong>in</strong>spector<br />

that periodic reviews have been carried out? Unless the reviews<br />

are formally documented, then you can’t; it’s as simple as that.<br />

So we will look at the overall process of a periodic review <strong>in</strong><br />

this column and then <strong>in</strong> the next <strong>in</strong>stallment we will exam<strong>in</strong>e<br />

the practicalities of perform<strong>in</strong>g and report<strong>in</strong>g such a review.<br />

A Small Regulatory Problem<br />

Why perform a periodic review? This is probably one question<br />

that you may ask when read<strong>in</strong>g the section above. In<br />

life, it is always better to use real examples to illustrate po<strong>in</strong>ts<br />

you are try<strong>in</strong>g to make because it demonstrates that other<br />

organizations can sometimes make bigger mistakes than you<br />

do. Take, for example, the follow<strong>in</strong>g citation from a Food and<br />

Drug Adm<strong>in</strong>istration (FDA) warn<strong>in</strong>g letter (3):<br />

6. Your firm failed to check the accuracy of the <strong>in</strong>put to and output<br />

from the computer or related systems of formulas or other records or<br />

data and establish the degree and frequency of <strong>in</strong>put/output verifications<br />

[21 CFR § 211.68(b)].<br />

For example, the performance qualification of your <br />

system software failed to <strong>in</strong>clude verification of the expiration<br />

date calculations <strong>in</strong> the system. In addition, there is no<br />

established degree and frequency of perform<strong>in</strong>g the verification.<br />

Discrepancy reports have documented that product label<strong>in</strong>g with<br />

<strong>in</strong>correct expiration dates have been created and issued for use.


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 29<br />

Your response states that you opened<br />

Investigation T-139 and you provide a<br />

January 29, 2010 through February 26,<br />

2010 completion timel<strong>in</strong>e. You have not<br />

provided a response to correct this violation<br />

and establish a corrective action<br />

plan to assure that computer systems are<br />

properly qualified.<br />

Plann<strong>in</strong>g<br />

phase<br />

(all systems)<br />

Periodic review/<br />

audit SOP<br />

Computerized<br />

system <strong>in</strong>ventory<br />

Periodic review<br />

schedule for<br />

year<br />

Systems classfied<br />

as critical<br />

major or m<strong>in</strong>or<br />

The po<strong>in</strong>t is that the <strong>in</strong>itial validation<br />

failed to check calculations <strong>in</strong> a<br />

computer system result<strong>in</strong>g <strong>in</strong> drug<br />

labels that were pr<strong>in</strong>ted with <strong>in</strong>correct<br />

expiry dates on them. Who picked up<br />

on the problem? The <strong>in</strong>spector! If the<br />

company had conducted a periodic<br />

review, this problem should have been<br />

identified by the reviewer, s<strong>in</strong>ce it is an<br />

explicit requirement of the US GMP<br />

regulations, as noted <strong>in</strong> the warn<strong>in</strong>g<br />

letter. It is an obvious po<strong>in</strong>t for potential<br />

problems with any computerized<br />

system and the issue should have been<br />

identified and resolved long before the<br />

<strong>in</strong>spector strolled through the door for<br />

tea and cookies.<br />

What’s <strong>in</strong> a Name?<br />

Although the Annex 11 regulation<br />

talks about a periodic evaluation (I<br />

have called it a periodic review), there<br />

are also laboratory audits carried<br />

out by the quality assurance departments.<br />

So are periodic evaluations,<br />

periodic reviews, or audits the same,<br />

or are they different? In my op<strong>in</strong>ion,<br />

periodic reviews or periodic evaluations<br />

are one and the same, and are<br />

focussed on a computerized system,<br />

the process it automates, and the<br />

support processes for it. In contrast,<br />

an audit can cover a computerized<br />

system, a laboratory process, quality<br />

system, or a subset of any portion of<br />

the laboratory. Therefore, an audit<br />

can be the same as a periodic review<br />

or evaluation, but can also be a wider<br />

check of laboratory operations to<br />

ensure compliance with regulations<br />

and <strong>in</strong>ternal procedures. An audit<br />

also can cover computerized systems<br />

that are part of the process, but generally<br />

the scope of an audit is wider<br />

than a periodic review. Therefore,<br />

looked at from another perspective,<br />

periodic reviews are a subset of laboratory<br />

audits. Thus, <strong>in</strong> this column I<br />

will refer only to periodic reviews but<br />

this will <strong>in</strong>clude periodic evaluation<br />

Execution<br />

phase<br />

(per system)<br />

Plan periodic<br />

review &<br />

read key<br />

documents<br />

Open<strong>in</strong>g meet<strong>in</strong>g<br />

<strong>in</strong>troductions<br />

and objectives<br />

Conduct review<br />

and check past<br />

corrective<br />

actions<br />

and general audits that <strong>in</strong>clude computerized<br />

systems.<br />

Overview of a Periodic Review<br />

The topic of a periodic review that<br />

we will discuss is shown <strong>in</strong> Figure<br />

1 and consists of two phases: plann<strong>in</strong>g<br />

and execution.<br />

So we have established that the periodic<br />

review is an <strong>in</strong>dependent audit of<br />

a computerized system to determ<strong>in</strong>e if<br />

the system has ma<strong>in</strong>ta<strong>in</strong>ed its validation<br />

status and, as said before, it is also<br />

a planned and formal activity. The<br />

first requirement for conduct<strong>in</strong>g a review<br />

is a standard operat<strong>in</strong>g procedure<br />

(SOP) cover<strong>in</strong>g the whole process. As a<br />

periodic review is a subset of an audit,<br />

the audit SOP should be relatively simple<br />

to adopt for a computerized system<br />

or you can use an exist<strong>in</strong>g audit SOP<br />

with a subsection for periodic reviews.<br />

The whole process should be described<br />

<strong>in</strong> the audit/review SOP and is shown<br />

<strong>in</strong> Figure 1.<br />

I have depicted the process as two parts:<br />

• The plann<strong>in</strong>g phase (cover<strong>in</strong>g all systems).<br />

This l<strong>in</strong>ks the <strong>in</strong>ventory of computerized<br />

systems for the laboratory<br />

with a risk classification of each system<br />

(the figure suggests critical, major, or<br />

Select system<br />

for review<br />

Conducted under the periodic<br />

review/audit SOP<br />

Reviewer’s<br />

closed meet<strong>in</strong>g<br />

Clos<strong>in</strong>g meet<strong>in</strong>g<br />

Figure 1: Flow chart for a periodic review or audit of a computerized system.<br />

Audit report<br />

and<br />

action plan<br />

m<strong>in</strong>or, but this is only a suggestion)<br />

to the SOP for periodic reviews and<br />

audits and the annual self-<strong>in</strong>spection<br />

schedule. The pr<strong>in</strong>ciple is that the<br />

critical systems are reviewed more frequently<br />

than major or m<strong>in</strong>or systems,<br />

and major systems are reviewed more<br />

frequently than m<strong>in</strong>or ones. The periodicity<br />

of review for each type of system<br />

is determ<strong>in</strong>ed by your company.<br />

• The execution phase (for each system<br />

reviewed). For each system selected for<br />

review there is a common process that<br />

consists of plann<strong>in</strong>g and preparation<br />

for the review, the open<strong>in</strong>g meet<strong>in</strong>g,<br />

perform<strong>in</strong>g the audit, <strong>in</strong>clud<strong>in</strong>g a check<br />

on the effectiveness of corrective actions<br />

from a previous review, the reviewer’s<br />

closed meet<strong>in</strong>g where the observations<br />

are exam<strong>in</strong>ed to determ<strong>in</strong>e if there are<br />

any f<strong>in</strong>d<strong>in</strong>gs or noncompliances, the<br />

clos<strong>in</strong>g meet<strong>in</strong>g where f<strong>in</strong>d<strong>in</strong>gs and<br />

observations are discussed, and f<strong>in</strong>ally<br />

the writ<strong>in</strong>g of the review report and an<br />

action plan for any corrective actions or<br />

preventative actions.<br />

In this <strong>in</strong>stallment, we will focus<br />

mostly on the plann<strong>in</strong>g phase and will<br />

present the execution phase <strong>in</strong> an overview.<br />

The next <strong>in</strong>stallment will cover<br />

the execution phase <strong>in</strong> more detail.


30 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

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Objectives of a Periodic Review<br />

There should be two ma<strong>in</strong> goals for a periodic review of a<br />

computerized system:<br />

• To provide <strong>in</strong>dependent assurance to the process owner<br />

and senior management that controls are <strong>in</strong> place around<br />

the system be<strong>in</strong>g reviewed and are function<strong>in</strong>g correctly.<br />

The system is validated and controls are work<strong>in</strong>g adequately<br />

to ma<strong>in</strong>ta<strong>in</strong> the validation status.<br />

• To identify those controls that are not work<strong>in</strong>g and to help<br />

the process owner and senior management improve them<br />

and thus elim<strong>in</strong>ate the identified weaknesses. The impact of<br />

a f<strong>in</strong>d<strong>in</strong>g may be applicable to a s<strong>in</strong>gle computerized laboratory<br />

system or all systems <strong>in</strong> a laboratory.<br />

It is the second objective that is the most important, <strong>in</strong> my<br />

view. Moreover, it is an important outcome from any periodic<br />

review for senior management to realize that some controls<br />

may require systematic resolution. If a problem is found <strong>in</strong> a<br />

procedure that is used for all systems, the resolution of this<br />

may affect all computerized systems used <strong>in</strong> the laboratory<br />

rather than just the one be<strong>in</strong>g reviewed.<br />

Who Performs a Periodic Review?<br />

Annex 11 does not say who should carry out the periodic review.<br />

So let’s consider the possibilities:<br />

• The process owner (the laboratory person who is responsible<br />

for the system)<br />

• The system owner (the person responsible for the availability<br />

and support of the system)<br />

• Quality assurance (QA)<br />

Hmmm, I can guess some of your answers. The po<strong>in</strong>t I<br />

want to make is that people directly <strong>in</strong>volved with a computerized<br />

system have a vested <strong>in</strong>terest <strong>in</strong> their system and<br />

cannot make an objective decision if an activity is under<br />

control and <strong>in</strong> compliance or not. QA may be appropriate<br />

to conduct a periodic review, but the <strong>in</strong>dividuals have to<br />

know about computerized system validation and understand<br />

the regulations and company procedures <strong>in</strong> relation<br />

to computerized systems; not many <strong>in</strong> QA fit these criteria.<br />

So to help us answer the question, what do the regulations<br />

say about this? European Union GMP chapter 9 (4)<br />

discusses self <strong>in</strong>spections (for example, audits and periodic<br />

reviews) <strong>in</strong> about two-thirds of a page, and the key elements<br />

of these regulations can be summarized as follows:<br />

• Regulated activities should be exam<strong>in</strong>ed at <strong>in</strong>tervals to ensure<br />

conformance with regulations.<br />

• Self <strong>in</strong>spections must be preplanned.<br />

• Self <strong>in</strong>spections should be conducted by <strong>in</strong>dependent<br />

and competent persons.<br />

• Self <strong>in</strong>spections should be recorded and conta<strong>in</strong> all the observations<br />

made dur<strong>in</strong>g the <strong>in</strong>spections.<br />

• Where applicable, corrective actions should be proposed.<br />

• Completion of the corrective actions should also be recorded.<br />

So, from the perspective of the European regulations,<br />

we need a periodic review to be <strong>in</strong>dependent to ensure an<br />

objective and not subjective approach to evaluat<strong>in</strong>g your<br />

computerized spectrometer system. Indeed, the def<strong>in</strong>ition


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 31<br />

Review depth<br />

<strong>in</strong>strument<br />

scope<br />

HPLC MS-MS detector<br />

System 01<br />

MS software<br />

HPLC<br />

MS-MS detector MS software<br />

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Central<br />

network<br />

storage<br />

HPLC<br />

MS-MS detector<br />

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System 03<br />

Data process<strong>in</strong>g<br />

workstation<br />

MS software<br />

Laboratory<br />

scope<br />

IT dept<br />

scope<br />

Review breadth<br />

system scope<br />

Figure 2: Scop<strong>in</strong>g the periodic review of a computerized system.<br />

of <strong>in</strong>dependent is “not <strong>in</strong>fluenced or controlled by others;<br />

th<strong>in</strong>k<strong>in</strong>g or act<strong>in</strong>g for oneself” (5). If a person who knew<br />

the system well were to perform a periodic review there is<br />

the possibility that he or she could miss someth<strong>in</strong>g because<br />

it was familiar, that an <strong>in</strong>dependent reviewer could f<strong>in</strong>d.<br />

There is also the human tendency of a person <strong>in</strong>volved <strong>in</strong><br />

a system to focus on what they were do<strong>in</strong>g well rather than<br />

the <strong>in</strong>dependent person who would be focus<strong>in</strong>g on f<strong>in</strong>d<strong>in</strong>g<br />

activities that were not compliant or could be done <strong>in</strong> a<br />

more efficient way. Therefore, <strong>in</strong>dependence of the person<br />

conduct<strong>in</strong>g a periodic review is of prime importance.<br />

Skills and Tra<strong>in</strong><strong>in</strong>g of the Reviewer<br />

There are a number of requirements necessary for a person to<br />

effectively conduct a periodic review. These are<br />

• Knowledge of the current good laboratory practice<br />

(GLP) or good manufactur<strong>in</strong>g practice (GMP) regulations<br />

and the associated guidance documents issued by<br />

regulatory agencies or <strong>in</strong>dustry bodies. At a m<strong>in</strong>imum,<br />

this knowledge needs to be <strong>in</strong> the same good practice<br />

discipl<strong>in</strong>e that the laboratory works to, but knowledge<br />

of the other requirements of good practice discipl<strong>in</strong>es<br />

is an advantage because one discipl<strong>in</strong>e can be vague<br />

on a specific po<strong>in</strong>t that another might have more detail<br />

on. For example, <strong>in</strong> GMP there are no regulatory<br />

agency guidel<strong>in</strong>es for the SOPs required for a computerized<br />

system, but the FDA has issued one for cl<strong>in</strong>ical<br />

<strong>in</strong>vestigations (6), where a m<strong>in</strong>imum list of procedures<br />

can be found <strong>in</strong> Appendix A.<br />

• Note that the knowledge of regulations above said “current.”<br />

This criterion is <strong>in</strong>cluded because the regulations<br />

and guidel<strong>in</strong>es are chang<strong>in</strong>g at an <strong>in</strong>creas<strong>in</strong>g rate, especially<br />

<strong>in</strong> the European Union, where it is easier and<br />

quicker to change the regulations, as we have seen with<br />

Annex 11 itself (1).<br />

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32 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Vertical<br />

review/<br />

audit<br />

Figure 3: Types of audit or periodic review.<br />

• An understand<strong>in</strong>g of the current<br />

procedures used by the company,<br />

division, or laboratory for implement<strong>in</strong>g<br />

and operat<strong>in</strong>g validated<br />

computerized systems. This is the<br />

<strong>in</strong>terpretation of the regulations and<br />

guidance for the laboratory staff to<br />

work with that need to be both current<br />

and flexible.<br />

• An open and flexible approach,<br />

coupled with the understand<strong>in</strong>g that<br />

there are many ways of be<strong>in</strong>g <strong>in</strong> control.<br />

Therefore, the reviewer’s ways<br />

of validat<strong>in</strong>g a computerized system<br />

and ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g its validated<br />

state, or <strong>in</strong>deed those <strong>in</strong> the good<br />

automated manufactur<strong>in</strong>g practice<br />

(GAMP) guide (7) and GAMP Good<br />

Practice Guide, Risk Based Approach<br />

to the Operation of GXP Computerized<br />

Systems (8) are not the only<br />

way of work<strong>in</strong>g. As Judge Jenk<strong>in</strong>s<br />

stated <strong>in</strong> the case of the FDA versus<br />

Utah Medical, “Many roads lead to<br />

Rome”; the fact that a laboratory<br />

does someth<strong>in</strong>g different to what<br />

you th<strong>in</strong>k it should do should not<br />

preclude it from be<strong>in</strong>g compliant (9).<br />

We will return to this po<strong>in</strong>t aga<strong>in</strong><br />

when we discuss plann<strong>in</strong>g the audit.<br />

• F<strong>in</strong>ally, good <strong>in</strong>terpersonal skills<br />

coupled with a hide as thick as an<br />

elephant’s. The reviewer needs to ask<br />

open questions to understand what<br />

process is be<strong>in</strong>g carried out and <strong>in</strong>vestigate<br />

with pert<strong>in</strong>ent questions to<br />

Horizontal review/audit<br />

Diagonal<br />

review/audit<br />

<strong>in</strong>dentify if the work is adequate or<br />

if there are noncompliances. Persuasion<br />

may be required to change ways<br />

of work<strong>in</strong>g and a hide as thick as an<br />

elephant’s may be needed to ignore<br />

any personal remarks or <strong>in</strong>sults that<br />

may come your way.<br />

So that outl<strong>in</strong>es a periodic reviewer’s<br />

skill set. Now the reviewers have<br />

to perform the review, which we will<br />

discuss <strong>in</strong> part II of this series.<br />

How Critical Is Your System?<br />

Putt<strong>in</strong>g the head<strong>in</strong>g <strong>in</strong> a different way:<br />

Do we need to do a periodic review<br />

for all computerized systems? Well,<br />

the simplest answer to that question<br />

is to go back to clause 11 of Annex<br />

11, quoted at the start of this column.<br />

It says “computerized systems,” not<br />

critical ones or selected ones but all<br />

computerized systems. Therefore, this<br />

implies the need for categorization of<br />

computerized systems accord<strong>in</strong>g to<br />

risk. Figure 1 shows the plann<strong>in</strong>g process,<br />

from the <strong>in</strong>ventory to the annual<br />

schedule of periodic reviews to be conducted<br />

with<strong>in</strong> an organization.<br />

The start<strong>in</strong>g po<strong>in</strong>t is the <strong>in</strong>ventory<br />

of computerized systems conta<strong>in</strong>ed <strong>in</strong><br />

the laboratory validation master plan<br />

(10) that should be categorized accord<strong>in</strong>g<br />

to risk. Some of the risk categories<br />

<strong>in</strong>clude critical, major, m<strong>in</strong>or, no impact<br />

on good x practice (GxP), or high,<br />

medium, and low. You will want the<br />

most critical systems to be reviewed<br />

most often, as they pose the highest<br />

risk, and the lowest priority systems<br />

will be reviewed less frequently, as they<br />

pose the lowest risk. Most of the laboratory<br />

computerized systems featured<br />

<strong>in</strong> FDA warn<strong>in</strong>g letters are networked<br />

systems with multiple users, because<br />

they have the greatest impact.<br />

From the <strong>in</strong>ventory there will be<br />

developed a list<strong>in</strong>g of the most critical<br />

systems: These will have the most frequent<br />

reviews to ensure that they are<br />

<strong>in</strong> control, with decreas<strong>in</strong>g frequency<br />

for the major and m<strong>in</strong>or systems. A<br />

review schedule for all computerized<br />

systems <strong>in</strong> the laboratory would be<br />

drawn up for the com<strong>in</strong>g year. Typically,<br />

the schedule for the year will<br />

be written by the person responsible<br />

<strong>in</strong> QA the previous year and will list<br />

all systems to be reviewed and the<br />

months <strong>in</strong> which this will happen.<br />

When to Perform a Review?<br />

In my op<strong>in</strong>ion, there are three or four<br />

possible times to review a computerized<br />

system:<br />

• Before operational release of a system.<br />

This is to ensure that system<br />

development has been undertaken<br />

accord<strong>in</strong>g to corporate standards<br />

and the validation plan. You may<br />

th<strong>in</strong>k that with all the plann<strong>in</strong>g<br />

and documentation produced <strong>in</strong> a<br />

validation, this is the last time to<br />

perform a review. However, I believe<br />

that this is the right time, for the<br />

simple reason that if someth<strong>in</strong>g has<br />

been missed from the validation of<br />

a critical system, such as check<strong>in</strong>g<br />

that a calculation works correctly,<br />

do you really want to operate a<br />

system for a year or so and then discover<br />

it? I thought not.<br />

• Periodically, ensure that the operational<br />

system still rema<strong>in</strong>s validated.<br />

This will be a planned and scheduled<br />

activity and will be carried<br />

out on a regular basis for each computerized<br />

system <strong>in</strong> the laboratory<br />

while it is operational. There may be<br />

occasions when the review schedule<br />

is changed to l<strong>in</strong>k to a planned upgrade<br />

of the system, but this is typically<br />

performed after the system has<br />

gone live and is <strong>in</strong> operation.


Pharmaceutical Surveillance with<br />

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Event Overview<br />

Globalization of the pharmaceutical supply cha<strong>in</strong> appears to be<br />

<strong>in</strong>creas<strong>in</strong>g the risk that pharmaceutical consumers will be exposed<br />

to drug products that have been adulterated. Traditional<br />

surveillance test<strong>in</strong>g by collect<strong>in</strong>g samples and send<strong>in</strong>g them to<br />

labs for analysis is <strong>in</strong>efficient and time consum<strong>in</strong>g. Higher efficiencies<br />

can be achieved by screen<strong>in</strong>g pharmaceuticals at site <strong>in</strong> order<br />

to selectively sample and further test suspect materials. Portable<br />

spectroscopic <strong>in</strong>struments are now readily available to support<br />

field test<strong>in</strong>g of pharmaceutical materials. Methods developed on<br />

these <strong>in</strong>struments must be rapid and have the sensitivity required<br />

to identify contam<strong>in</strong>ants <strong>in</strong> pharmaceutical materials. They must<br />

also have user friendly <strong>in</strong>terfaces, because field analysis is often<br />

performed by personnel who are not <strong>in</strong>strument specialists. F<strong>in</strong>ally,<br />

efficient procedures for method distribution must be developed<br />

so that calibration models need not be recreated on each<br />

<strong>in</strong>dividual <strong>in</strong>strument. This presentation will describe our development<br />

of portable Raman spectrometric methods for field analysis<br />

of diethylene glycol <strong>in</strong> glycer<strong>in</strong>. The measurements are rapid, requir<strong>in</strong>g<br />

less than 1 m<strong>in</strong>ute per sample, and chemometric methods<br />

of analysis provide the sensitivity required to detect diethylene<br />

glycol at levels anticipated when adulteration is economically motivated.<br />

The calibration transfer procedures utilized to distribute<br />

these methods to multiple <strong>in</strong>struments will also be described, and<br />

the sensitivity of the transferred methods will be compared to the<br />

sensitivity of methods developed on <strong>in</strong>dividual <strong>in</strong>struments.<br />

Who Should Attend:<br />

• Spectroscopists develop<strong>in</strong>g practical Raman<br />

quantitative methods on multiple <strong>in</strong>struments.<br />

• Spectroscopists <strong>in</strong>terested <strong>in</strong> transferr<strong>in</strong>g<br />

methods between <strong>in</strong>struments.<br />

For questions, contact Jamie Carpenter at<br />

jcarpenter@advanstar.com<br />

Key Learn<strong>in</strong>g Objectives:<br />

• Describe the challenges associated<br />

with pharmaceutical surveillance us<strong>in</strong>g<br />

portable, geographically distributed<br />

spectrometric <strong>in</strong>struments.<br />

• Describe why quantitative<br />

chemometric models are often<br />

necessary for identify<strong>in</strong>g adulterated<br />

pharmaceutical materials.<br />

• Describe the advantages of transferr<strong>in</strong>g<br />

calibration models us<strong>in</strong>g standardization<br />

procedures rather than develop<strong>in</strong>g<br />

global calibration models or <strong>in</strong>strumentspecific<br />

calibration models.<br />

PRESENTERS:<br />

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<strong>Spectroscopy</strong>


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• Before an <strong>in</strong>spection. Occasionally<br />

some companies may review a system<br />

before an <strong>in</strong>spection to ensure<br />

that there are no major compliance<br />

issues. However, if this approach is<br />

taken, ensure that the time between<br />

the audit and the <strong>in</strong>spection is sufficient<br />

to ensure that the remedial<br />

activities are implemented and work<br />

before the <strong>in</strong>spection. Personally, I<br />

believe that if a computerized system<br />

is truly critical it will be reviewed on<br />

a frequency that does not require a<br />

special review like this.<br />

• When a system is retired and the data<br />

are migrated. I will not discuss this<br />

topic further <strong>in</strong> these two columns.<br />

Although you can conduct a periodic<br />

review at these times dur<strong>in</strong>g the lifetime<br />

of a spectrometer system, the pr<strong>in</strong>ciples<br />

of what a review consists of and<br />

the way one is conducted are the same.<br />

Health Warn<strong>in</strong>g:<br />

Periodic Reviews Only Sample<br />

Periodic reviews and audits should<br />

carry a health warn<strong>in</strong>g. It is important<br />

to realize that all reviews and audits are<br />

sampl<strong>in</strong>g exercises. The reviewer will<br />

select the procedures, documents, or<br />

records to exam<strong>in</strong>e and draw conclusions<br />

based on them that are applicable<br />

to the whole process be<strong>in</strong>g exam<strong>in</strong>ed.<br />

Therefore, it is important to realize<br />

that noncompliances may exist where<br />

none have been found and reported,<br />

simply because the sample taken by the<br />

reviewer did not conta<strong>in</strong> any problems.<br />

Tra<strong>in</strong>ed reviewers and auditors know<br />

this and will <strong>in</strong>form the process owner<br />

of this, especially at the end of the review<br />

and also <strong>in</strong> the report. This is also<br />

known by GLP and GMP <strong>in</strong>spectors,<br />

and the FDA puts virtually the same<br />

text <strong>in</strong>to all warn<strong>in</strong>g letters to deserv<strong>in</strong>g<br />

organizations:<br />

The deviations detailed <strong>in</strong> this letter<br />

are not <strong>in</strong>tended to be an all-<strong>in</strong>clusive<br />

statement of deviations that exist at<br />

your facility. You are responsible for <strong>in</strong>vestigat<strong>in</strong>g<br />

and determ<strong>in</strong><strong>in</strong>g the causes<br />

of the deviations identified above and<br />

for prevent<strong>in</strong>g their recurrence and the<br />

occurrence of other deviations.<br />

There are two po<strong>in</strong>ts to note: First,<br />

the specific statement <strong>in</strong>dicat<strong>in</strong>g that the<br />

<strong>in</strong>spection is a sampl<strong>in</strong>g process and that<br />

the list of deviations from the regulations<br />

is never complete and cannot ever be<br />

unless the whole laboratory is reviewed.<br />

Second, and most important, is that the<br />

users, laboratory management, and quality<br />

assurance have the responsibility for<br />

ensur<strong>in</strong>g regulatory compliance. If you<br />

f<strong>in</strong>d a problem, it is your job, and not that<br />

of QA or the <strong>in</strong>spectorate, to resolve it.<br />

Therefore, if you want to hide beh<strong>in</strong>d<br />

a clean periodic review report, but know<br />

that noncompliant work<strong>in</strong>g practices<br />

are go<strong>in</strong>g on that the reviewer has not<br />

picked up on them, you are deceiv<strong>in</strong>g<br />

yourself. Moreover, it means that if an<br />

<strong>in</strong>spector identifies a problem, especially<br />

one that you have known of and<br />

done noth<strong>in</strong>g about, it means that the<br />

subsequent corrective action will be<br />

more str<strong>in</strong>gent than if you had found<br />

the problem yourself and fixed it under<br />

your terms. It is better for you to have<br />

found the problem and be <strong>in</strong> the process<br />

of fix<strong>in</strong>g it, rather than for an <strong>in</strong>spector<br />

to f<strong>in</strong>d it, as it demonstrates that<br />

you are do<strong>in</strong>g your job responsibly and<br />

diligently.<br />

Slic<strong>in</strong>g and Dic<strong>in</strong>g:<br />

Def<strong>in</strong><strong>in</strong>g the System Scope<br />

It is important to get the scope of the<br />

audit correct and not to miss anyth<strong>in</strong>g<br />

that could be significant <strong>in</strong> an <strong>in</strong>spection<br />

or could lead to question<strong>in</strong>g the<br />

quality of the results generated by the<br />

system (for example, unvalidated or<br />

<strong>in</strong>correct calculations). Figure 2 shows<br />

an example of a computerized system<br />

used for quantitative bioanalysis <strong>in</strong> a<br />

GLP-regulated laboratory. The system<br />

consists of three high performance liquid<br />

chromatography (HPLC) systems<br />

with mass spectrometry (MS) detectors;<br />

each <strong>in</strong>strument has the MS software<br />

<strong>in</strong>stalled on a workstation to control the<br />

<strong>in</strong>strument and then acquire and <strong>in</strong>terpret<br />

the chromatograms. Data are acquired<br />

directly to a central server that is<br />

supported by the IT department. In addition,<br />

there is a s<strong>in</strong>gle workstation used<br />

by analysts to <strong>in</strong>terpret chromatograms<br />

and relieve congestion on the <strong>in</strong>struments<br />

themselves for process<strong>in</strong>g data.<br />

The question is, How should a periodic<br />

review be scoped? From Figure<br />

2 we can see that the system scope


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 35<br />

can be broken down <strong>in</strong>to two parts.<br />

The breadth of the scope could <strong>in</strong>clude<br />

the portion of the system <strong>in</strong> the<br />

laboratory and the portion operated<br />

by the IT department. So the breadth<br />

of the audit needs to be decided: just<br />

the laboratory, just IT, or the whole<br />

system? As an aside, if the system had<br />

a server that is operated and ma<strong>in</strong>ta<strong>in</strong>ed<br />

by the laboratory, then the<br />

whole system scope is the responsibility<br />

of the laboratory.<br />

Then we need to determ<strong>in</strong>e the depth<br />

of the scope and determ<strong>in</strong>e how far to go<br />

review<strong>in</strong>g the <strong>in</strong>strument and software<br />

aspects of the system. In the situation<br />

shown <strong>in</strong> Figure 2, each workstation has<br />

a separate <strong>in</strong>stallation of the MS software.<br />

Therefore, does the review take a<br />

sample from a s<strong>in</strong>gle workstation and<br />

the attached <strong>in</strong>strumentation? From<br />

two, or all three <strong>in</strong>stallations? This is<br />

where risk management comes <strong>in</strong>. As<br />

the architecture of the overall system relies<br />

on three <strong>in</strong>dividual <strong>in</strong>stances of the<br />

MS software that have to be set up (for<br />

example, users, access privileges, and<br />

software configuration) <strong>in</strong>dependently,<br />

do you want to know if the software<br />

<strong>in</strong>stances are the same or not? How do<br />

you know that the three are the same?<br />

Although the <strong>in</strong>stallation and configuration<br />

documentation may say they are<br />

the same, has anyth<strong>in</strong>g changed s<strong>in</strong>ce<br />

then on one or more of the software<br />

<strong>in</strong>stances? So, the depth of the review<br />

can depend on the technical aspects of<br />

the system — for example, <strong>in</strong>dividual<br />

<strong>in</strong>stallations of software with multiple<br />

software configurations versus a client<br />

server architecture where there is just<br />

a s<strong>in</strong>gle configuration. Do not forget<br />

the data process<strong>in</strong>g workstation as well,<br />

because it will be another <strong>in</strong>dividual<br />

<strong>in</strong>stallation and software configuration<br />

to consider.<br />

Express<strong>in</strong>g a personal view, I would<br />

have a wide system breadth that<br />

would <strong>in</strong>clude both laboratory and<br />

IT aspects. The depth depends on the<br />

time available; <strong>in</strong> the case of Figure 2,<br />

I would review all <strong>in</strong>stances to ensure<br />

equivalence, both on paper and <strong>in</strong> the<br />

software, but, aga<strong>in</strong>, this is dependent<br />

on the time available.<br />

What is not shown <strong>in</strong> Figure 2 is<br />

whether the system has additional<br />

<strong>in</strong>stallations of the software for validation<br />

and tra<strong>in</strong><strong>in</strong>g. When these are<br />

present, then the periodic review also<br />

needs to check them to see that they<br />

are correctly set up and equivalent to<br />

the operational system.<br />

Also, consider an alternative to the<br />

system configuration <strong>in</strong> Figure 2: If the<br />

three systems were standalone with no<br />

reprocess<strong>in</strong>g workstation, then the periodic<br />

review could cover three <strong>in</strong>dependent<br />

standalone systems. In this case,<br />

one aim of the review would be to demonstrate<br />

that the systems were equivalent<br />

and that similar results would be<br />

obta<strong>in</strong>ed from any one of them.<br />

Types of Periodic Review<br />

Ok, we now have the scope of the<br />

audit def<strong>in</strong>ed <strong>in</strong> terms of breadth and<br />

depth; what we now have to decide<br />

is how we will approach the review.<br />

There are three basic ways you could<br />

conduct a periodic review or audit,<br />

shown <strong>in</strong> Figure 3. These <strong>in</strong>clude the<br />

horizontal, vertical, and diagonal approaches:<br />

• Horizontal audit or review: A horizontal<br />

review is conducted across the<br />

breadth of the system documentation;<br />

it attempts to cover all areas but at a<br />

low depth. It is typically undertaken if<br />

there is little time available to perform<br />

the review or if the system has not<br />

been reviewed before. The aim of this<br />

type of review is to give the confidence<br />

that all the major computer validation<br />

requisites are <strong>in</strong> place, but there may<br />

not be enough time to look <strong>in</strong> depth<br />

at how the various areas <strong>in</strong>tegrate<br />

together. Note that a horizontal audit<br />

can turn <strong>in</strong>to a vertical audit if a problem<br />

is found dur<strong>in</strong>g the review and<br />

the problem is required to be <strong>in</strong>vestigated<br />

<strong>in</strong> more detail.<br />

• Vertical audit or review: In contrast<br />

to a horizontal audit, a vertical<br />

audit takes a very narrow perspective,<br />

select<strong>in</strong>g one or more areas<br />

to review and then go<strong>in</strong>g <strong>in</strong>to a<br />

lot of detail, for <strong>in</strong>stance check<strong>in</strong>g<br />

that the controll<strong>in</strong>g procedure<br />

has been followed. As an example,<br />

a vertical review could look at the<br />

change control procedure, and all<br />

the change requests for a specific<br />

system could be exam<strong>in</strong>ed <strong>in</strong> much<br />

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36 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

more detail than possible with a<br />

horizontal audit.<br />

• Diagonal audit or review: As the<br />

name suggests, a diagonal review<br />

is a mixture of the horizontal and<br />

vertical audits. The purpose is<br />

to see that all the major validation<br />

elements are <strong>in</strong> place, operate<br />

correctly, and that all applicable<br />

processes work and are <strong>in</strong>tegrated<br />

together. Therefore, when exam<strong>in</strong><strong>in</strong>g<br />

the def<strong>in</strong><strong>in</strong>g user requirements<br />

<strong>in</strong> the horizontal portion of a review,<br />

the diagonal audit will assess<br />

the traceability of requirements<br />

from the uniform report<strong>in</strong>g system<br />

(URS) to the rest of the life-cycle<br />

documents. In addition, the review<br />

can also take a test script and trace<br />

it back to the URS. As you can see,<br />

the diagonal audit exam<strong>in</strong>es the<br />

system more thoroughly than a<br />

horizontal audit.<br />

In practice, all three types of audit<strong>in</strong>g<br />

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time there is available.<br />

As mentioned above, a horizontal<br />

review can turn <strong>in</strong>to a vertical one. For<br />

example, dur<strong>in</strong>g a horizontal review of<br />

change control, the reviewer may ask<br />

to see three change requests selected at<br />

random from the list of change control<br />

requests; note the sampl<strong>in</strong>g process<br />

<strong>in</strong> the request. When exam<strong>in</strong>ed and<br />

compared with the procedure, it may<br />

be found that two out of three requests<br />

did not follow the correct procedure.<br />

So the reviewer asks for three additional<br />

requests, aga<strong>in</strong> selected by<br />

the reviewer at random. When exam<strong>in</strong>ed,<br />

two comply with the SOP<br />

and one does not. The reviewer now<br />

has a situation <strong>in</strong> which six change<br />

control requests have been reviewed<br />

and half comply with the procedure<br />

but, more worry<strong>in</strong>gly, half do not. So<br />

what should the reviewer do? One<br />

alternative is to leave the change control<br />

process and complete the audit.<br />

The second is to dig further <strong>in</strong>to the<br />

change control requests and the procedure<br />

to f<strong>in</strong>d out what is the true<br />

picture and leave the rest of the audit<br />

until the problem is <strong>in</strong>vestigated further.<br />

Because change control is such a<br />

vital mechanism for ensur<strong>in</strong>g cont<strong>in</strong>ued<br />

validation status, the archaeological<br />

excavation of the change control<br />

records should take precedence over<br />

the rest of the audit, <strong>in</strong> my op<strong>in</strong>ion.<br />

Also, consider that there might be a<br />

systematic issue with change control<br />

that could affect all computerized<br />

systems <strong>in</strong> the laboratory. Therefore,<br />

the horizontal review turns <strong>in</strong>to a<br />

vertical audit to discover how deep the<br />

problem goes: Has it been a consistent<br />

problem s<strong>in</strong>ce the last review or has<br />

the problem only recently started?<br />

Writ<strong>in</strong>g the Periodic Review Plan<br />

Return<strong>in</strong>g to the execution phase outl<strong>in</strong>ed<br />

<strong>in</strong> Figure 1, let’s look at the various<br />

tasks <strong>in</strong> order, start<strong>in</strong>g with writ<strong>in</strong>g<br />

the plan for the periodic review. This<br />

consists of a number of activities that<br />

cumulate <strong>in</strong> the plan:<br />

• Agree on the date or dates for the review.<br />

When a system is due to be reviewed,<br />

the reviewer will contact the<br />

process owner to agree on dates for<br />

the review to take place. How long


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 37<br />

the review will take depends on the<br />

size and complexity of the computerized<br />

system, but typically it takes between<br />

1–3 days. It is important that<br />

when dates are agreed on that key<br />

personnel will be available to discuss<br />

their specialist subject areas with the<br />

reviewer; otherwise the benefit of the<br />

review could be lost and noncompliances<br />

could be missed due to the<br />

lack of specialist knowledge. Smaller<br />

systems can be audited <strong>in</strong> a day but<br />

if the IT department needs to be<br />

<strong>in</strong>cluded or a larger system is be<strong>in</strong>g<br />

audited, then it is more likely that<br />

2–3 days will be required.<br />

• Agree on the scope of the review. The<br />

reviewer should ask for <strong>in</strong>formation<br />

about the system (if not known already)<br />

to determ<strong>in</strong>e the scope of the<br />

review. This is particularly important<br />

for systems for which the laboratory<br />

and IT each have responsibilities. In<br />

such cases, the <strong>in</strong>volvement of the two<br />

departments <strong>in</strong> the review needs to<br />

be coord<strong>in</strong>ated. If the IT department<br />

is outsourced, then the outsourc<strong>in</strong>g<br />

company needs to be contacted to ensure<br />

staff are available for the review.<br />

• Write the periodic review plan. A review<br />

plan is written that conta<strong>in</strong>s the<br />

name of the system to be reviewed,<br />

agreed dates of the review, the department<br />

and location where the<br />

system is sited, and the regulations<br />

and procedures that the review will<br />

be based upon (for example GMP or<br />

GLP regulations and <strong>in</strong>dustry guidance<br />

documents). Included <strong>in</strong> the<br />

plan should be a timetable of activities<br />

of when the reviewer wants to<br />

discuss specific subjects. This is important<br />

to <strong>in</strong>form the laboratory and<br />

any other staff when their participation<br />

will be required. It helps them<br />

plan their own work for the day of<br />

the audit and avoids people hang<strong>in</strong>g<br />

around wait<strong>in</strong>g unneccessarily.<br />

• Approval of the review plan. The periodic<br />

review plan is a formal document<br />

that needs to be signed by the<br />

reviewer as the author and a separate<br />

person as an approver. Depend<strong>in</strong>g<br />

on the company policies, the process<br />

owner may also need to sign the plan<br />

to acknowledge that he or she approves<br />

it and also to implement any<br />

corrective actions if there are any<br />

f<strong>in</strong>d<strong>in</strong>gs or noncompliances.<br />

Preparation for a Periodic Review<br />

What, I need to prepare for a periodic<br />

review? Yes! From the perspective of<br />

the reviewer, the <strong>in</strong>dividual needs to<br />

read up about the system and refresh<br />

his or her knowledge on any relevant<br />

SOPs that the system is validated and<br />

operates under. This means read<strong>in</strong>g<br />

key documents such as<br />

• computerized system validation SOPs<br />

• validation plan for the last full validation<br />

of the system to be reviewed and<br />

the correspond<strong>in</strong>g validation summary<br />

report<br />

• user requirements specification for<br />

the current version of software that is<br />

<strong>in</strong>stalled<br />

• organizational charts<br />

• list of applicable procedures as a m<strong>in</strong>imum<br />

and copies of some of the key<br />

SOPs, if possible, such as change control<br />

SOP and user SOPs.<br />

This approach allows the reviewer<br />

to have an understand<strong>in</strong>g of the<br />

system and procedures before arriv<strong>in</strong>g<br />

to perform the review and to be<br />

able to do some research, if required,<br />

before the review starts, thus sav<strong>in</strong>g<br />

time while on site. A reviewer could<br />

ask for more documents than listed<br />

above, but there is always a balance<br />

between the quantity of material and<br />

time used to prepare for the review<br />

and the time on site; personally I<br />

prefer to prepare us<strong>in</strong>g the key documents<br />

and procedures.<br />

The spectroscopists who will be subject<br />

to the audit also need to prepare. At the<br />

most basic level, tidy up the laboratory<br />

(you will be surprised how many laboratories<br />

do not do this). Also, check that all<br />

documents are current and approved. If<br />

there are any unapproved or unofficial<br />

documents, they must be removed from<br />

desks and offices and destroyed. There<br />

are also other areas where the laboratory<br />

can prepare — for example, by read<strong>in</strong>g<br />

the current procedures and ensur<strong>in</strong>g that<br />

tra<strong>in</strong><strong>in</strong>g records are up to date.<br />

Activities Dur<strong>in</strong>g<br />

the Periodic Review<br />

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has prepared for the review, the<br />

great day dawns and the review<br />

takes place. As can be seen <strong>in</strong> Figure<br />

1, the activities that take place consist<br />

of the follow<strong>in</strong>g steps:<br />

• The open<strong>in</strong>g meet<strong>in</strong>g: This should<br />

be the shortest part of the periodic<br />

review, where the reviewer and the<br />

laboratory and, when appropriate,<br />

IT and QA staff who will be<br />

<strong>in</strong>volved with the audit, are <strong>in</strong>troduced<br />

to each other. The reviewer<br />

will outl<strong>in</strong>e the aims of the review<br />

along with a request for openness,<br />

as it is an <strong>in</strong>ternal audit designed to<br />

identify if the system is under control<br />

and rema<strong>in</strong>s validated or not.<br />

It is important that the head of the<br />

laboratory attend both the open<strong>in</strong>g<br />

and clos<strong>in</strong>g meet<strong>in</strong>gs to see if<br />

there are any issues to resolve. The<br />

importance of the laboratory head<br />

attend<strong>in</strong>g must not be underestimated.<br />

If this key <strong>in</strong>dividual is not<br />

present, it sends a sublim<strong>in</strong>al message<br />

to all, <strong>in</strong>clud<strong>in</strong>g the reviewer,<br />

that the <strong>in</strong>dividual has no <strong>in</strong>terest<br />

<strong>in</strong> the validation status of the<br />

computerized systems. I certa<strong>in</strong>ly<br />

would document his or her absence<br />

<strong>in</strong> the review report.<br />

• How do you work around here?<br />

I mentioned earlier that the person<br />

conduct<strong>in</strong>g a periodic review<br />

should not have fixed views of<br />

how a computer validation should<br />

be conducted, as there are many<br />

ways to be compliant. The key<br />

po<strong>in</strong>t <strong>in</strong> a periodic review is to<br />

keep ask<strong>in</strong>g the question, “Is the<br />

laboratory <strong>in</strong> control?” To orient<br />

myself for an audit or periodic<br />

review, after the open<strong>in</strong>g meet<strong>in</strong>g<br />

I prefer that the victims, sorry,<br />

auditees, give a short presentation<br />

of how validation is conducted <strong>in</strong><br />

this laboratory. This approach is<br />

very useful as it allows the person<br />

conduct<strong>in</strong>g the periodic review<br />

(for example, me) to understand<br />

the term<strong>in</strong>ology used by the laboratory<br />

and the overall validation<br />

strategy used for the system under<br />

review. In the long run, it helps<br />

to avoid misunderstand<strong>in</strong>gs and<br />

miscommunication between the<br />

two parties.<br />

• Carry<strong>in</strong>g out the periodic review. This<br />

is the heart of the periodic review<br />

where the last validation, organization,<br />

staff tra<strong>in</strong><strong>in</strong>g records, change control,<br />

backup, and recovery operation of the<br />

system and associated procedures, and<br />

so forth will be assessed. We will look<br />

at this <strong>in</strong> more detail <strong>in</strong> the second<br />

part of this column.<br />

• Reviewer’s private meet<strong>in</strong>g. This is<br />

the time for the person conduct<strong>in</strong>g<br />

the review to look over his or her<br />

notes and documents provided by<br />

the laboratory to see if any observations<br />

are identified as f<strong>in</strong>d<strong>in</strong>gs or<br />

noncompliances. Also, some outl<strong>in</strong>e<br />

notes for the clos<strong>in</strong>g meet<strong>in</strong>g are<br />

prepared; these must <strong>in</strong>clude all<br />

major issues to be discussed with the<br />

process owner and laboratory management<br />

— the reviewer should not<br />

omit bad news and then add these<br />

little gems to the report so that it<br />

comes as a surprise to the laboratory.<br />

• Clos<strong>in</strong>g meet<strong>in</strong>g. This is where the<br />

reviewer will <strong>in</strong>form the laboratory<br />

staff about <strong>in</strong>itial f<strong>in</strong>d<strong>in</strong>gs so that<br />

there will be no surprises when the<br />

draft report is issued for comment.<br />

All f<strong>in</strong>d<strong>in</strong>gs should be based on objective<br />

evidence, such as noncompliance<br />

with a procedure or regulation.<br />

There may be occasions when a difference<br />

comes down to <strong>in</strong>terpretation<br />

of regulations. In that case, the<br />

auditor should seek <strong>in</strong>formation <strong>in</strong><br />

<strong>in</strong>dustry guidance documents to<br />

support the f<strong>in</strong>d<strong>in</strong>g.<br />

• Write and approve the periodic review<br />

report and action plan. At the<br />

conclusion of the on-site portion of<br />

the review, the reviewer now has to<br />

draft the report, which will conta<strong>in</strong><br />

what the reviewer saw and the f<strong>in</strong>d<strong>in</strong>gs<br />

or noncompliances. Conta<strong>in</strong>ed<br />

either <strong>in</strong> the report or as a separate<br />

document will be the action plan for<br />

fix<strong>in</strong>g the noncompliances.<br />

• Implement<strong>in</strong>g corrective and preventative<br />

actions. Any f<strong>in</strong>d<strong>in</strong>gs and<br />

their associated corrective and or<br />

preventative action plans are implemented<br />

and monitored ready for review<br />

when the system comes due.<br />

All the activities listed <strong>in</strong> this section<br />

will be discussed <strong>in</strong> more detail<br />

and the second part of a periodic<br />

review will be addressed <strong>in</strong> the next<br />

“Focus on Quality” column.<br />

Summary<br />

In this <strong>in</strong>stallment, I have looked at a<br />

periodic review or evaluation for computerized<br />

systems. The function is an<br />

<strong>in</strong>dependent audit to confirm that a<br />

system ma<strong>in</strong>ta<strong>in</strong>s its validated status<br />

and to identify any areas of noncompliance.<br />

In the next <strong>in</strong>stallment, I<br />

will discuss conduct<strong>in</strong>g the periodic<br />

review, who is <strong>in</strong>volved, and report<strong>in</strong>g<br />

the observations and f<strong>in</strong>d<strong>in</strong>gs.<br />

References<br />

(1) R.D. McDowall, <strong>Spectroscopy</strong> 26(4),<br />

24–33 (2011).<br />

(2) EU GMP Annex 11, Computerized<br />

Systems.<br />

(3) FDA Warn<strong>in</strong>g letter, AVEVA Drug Delivery<br />

Systems, Inc., 21 May 2010.<br />

(4) EU GMP Chapter 9, Self Inspections.<br />

(5) Webster’s Dictionary (www.merriamwebster.com/dictionary).<br />

(6) FDA Guidance for Industry, Computerized<br />

Systems <strong>in</strong> Cl<strong>in</strong>ical Investigations,<br />

2007.<br />

(7) GAMP Guide, version 5, 2008, Appendix<br />

08, Periodic Reviews.<br />

(8) GAMP Good Practice Guide: Risk<br />

Based Approach to Operation of GXP<br />

Computerized Systems, 2010, Section<br />

12: Periodic Reviews.<br />

(9) C. Burgess and R.D. McDowall, QA<br />

Journal 10, 79–85 (2006).<br />

(10) R.D. McDowall, <strong>Spectroscopy</strong> 23(7),<br />

26–29 (2008).<br />

R.D. McDowall<br />

is pr<strong>in</strong>cipal of Mc-<br />

Dowall Consult<strong>in</strong>g<br />

and director of R.D.<br />

McDowall Limited,<br />

and the editor of<br />

the “Questions of<br />

Quality” column for<br />

LCGC Europe, <strong>Spectroscopy</strong>’s sister magaz<strong>in</strong>e.<br />

Direct correspondence to:<br />

spectroscopyedit@advanstar.com<br />

For more <strong>in</strong>formation on<br />

this topic, please visit:<br />

www.spectroscopyonl<strong>in</strong>e.com/mcdowall


For questions, contact Jamie Carpenter at jcarpenter@advanstar.com<br />

A Thermo-Electric Cool<strong>in</strong>g<br />

Approach to SWIR <strong>Spectroscopy</strong><br />

with InGaAs Array Detectors<br />

LIVE WEBCAST: Thursday, September 29, 2011 at 4:00pm BST, 11:00 am EDT, 8:00 am PDT<br />

Register free at http://spectroscopyonl<strong>in</strong>e.com/swir<br />

EVENT OVERVIEW:<br />

Perform<strong>in</strong>g low-light <strong>Spectroscopy</strong> <strong>in</strong> the Short Wave<br />

Infrared Region (SWIR) has historically been undertaken<br />

with Liquid Nitrogen (LN2)-based InGaAs array detectors to<br />

access the lowest sensor dark current possible.<br />

This web<strong>in</strong>ar will explore the actual effect of InGaAs array<br />

cool<strong>in</strong>g on Signal-to-Noise Ratios (SNR) by consider<strong>in</strong>g not<br />

only sensor dark noise, but also sensor Quantum Efficiency<br />

evolution with temperature and experimental setups black<br />

body radiation contributions. We will also discuss the suitability<br />

and advantages of Thermo-Electrically (TE) cooled<br />

approach to InGaAs sensor technology over LN2 for SWIR<br />

<strong>Spectroscopy</strong>, both from a performance and user convenience<br />

perspective.<br />

Presenter:<br />

Anto<strong>in</strong>e Varagnat<br />

Product Specialist <strong>Spectroscopy</strong> & Time-<br />

Resolved<br />

Andor Technology plc.<br />

Moderator:<br />

Laura Bush<br />

Editorial Director<br />

<strong>Spectroscopy</strong><br />

Key Learn<strong>in</strong>g Objectives:<br />

n Understand<strong>in</strong>g the true basis<br />

for CCD and InGaAs detector<br />

performance assessment (Signal-to-<br />

Noise Ratio (SNR))<br />

n Understand<strong>in</strong>g the effect of InGaAs<br />

sensor cool<strong>in</strong>g on thermal noise,<br />

Quantum Efficiency and associated<br />

SNR<br />

n Understand<strong>in</strong>g sensor cool<strong>in</strong>g<br />

requirement versus photon signal<br />

regime<br />

Who Should Attend:<br />

n Researchers and system <strong>in</strong>tegrators<br />

work<strong>in</strong>g <strong>in</strong> the field of Short Wave<br />

Infrared (SWIR) and Near-Infrared<br />

(NIR) <strong>Spectroscopy</strong><br />

Presented by<br />

Sponsored by<br />

For questions, contact Jamie Carpenter at jcarpenter@advanstar.com


40 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Atomic Perspectives<br />

Measurement Techniques for<br />

Mercury: Which Approach Is<br />

Right for You?<br />

Analytical techniques for measur<strong>in</strong>g mercury <strong>in</strong>clude cold vapor atomic absorption spectroscopy,<br />

cold vapor atomic fluorescence spectroscopy, and direct analysis by thermal decomposition.<br />

David Pfeil discusses the advantages and disadvantages of the techniques and provides<br />

tips for choos<strong>in</strong>g the right technique for various situations.<br />

David Pfeil<br />

The United States Environmental Protection<br />

Agency (US EPA) classifies mercury as a persistent,<br />

bio-accumulative tox<strong>in</strong> (1), <strong>in</strong>dicat<strong>in</strong>g that<br />

its toxicity does not dim<strong>in</strong>ish through decomposition<br />

or chemical reaction, and that it is absorbed faster<br />

than it can be excreted. Recently, efforts to m<strong>in</strong>imize<br />

the release of mercury, and to track its migration when<br />

released, have demanded more sensitive analytical<br />

techniques for its measurement. As these techniques<br />

have become available, regulatory agencies around the<br />

world have written new analytical methods specify<strong>in</strong>g<br />

their use. Table I provides a list<strong>in</strong>g of many of the regulatory<br />

methods that are available for use with today’s<br />

technologies.<br />

Let’s take a look at the analytical techniques <strong>in</strong><br />

more detail and then we’ll come back to the question<br />

of which technique is right for you.<br />

Cold Vapor Atomic Absorption <strong>Spectroscopy</strong><br />

In many parts of the world, cold vapor atomic absorption<br />

spectroscopy (CVAAS) is still the most commonly<br />

used technique for the determ<strong>in</strong>ation of mercury.<br />

Hallmarks of this approach <strong>in</strong>clude detection limits<br />

<strong>in</strong> the s<strong>in</strong>gle-digit parts-per-trillion (ppt) range, a<br />

dynamic range of 2–3 orders of magnitude, and an<br />

abundance of analytical methods that allow for the<br />

measurement of mercury <strong>in</strong> almost any sample matrix.<br />

The technique was <strong>in</strong>troduced <strong>in</strong> 1968 by Hatch and<br />

Ott (2) soon after the first available atomic absorption<br />

spectrometer. Their work described a device for flame<br />

AA that enabled them to reduce mercuric ions <strong>in</strong> solution<br />

to ground state atoms and transport the mercury<br />

to the optical path of the spectrometer for measurement.<br />

Thus, cold vapor atomic absorption was born.<br />

Very quickly CVAAS became the reference technique<br />

for mercury determ<strong>in</strong>ations. With<strong>in</strong> a few years, the<br />

US EPA adopted the technique for the determ<strong>in</strong>ation<br />

of mercury <strong>in</strong> water, soil, and fish. Now, almost<br />

40 years later, CVAAS rema<strong>in</strong>s one of the primary<br />

techniques for mercury analysis and is the reference<br />

method for monitor<strong>in</strong>g dr<strong>in</strong>k<strong>in</strong>g water per the Safe<br />

Dr<strong>in</strong>k<strong>in</strong>g Water Act (3).


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 41<br />

While simple, manual systems<br />

like that described by Hatch and<br />

Ott are still available today, most<br />

modern CVAAS <strong>in</strong>struments are<br />

more sensitive, automated, smaller,<br />

faster, and less expensive than<br />

generic flame spectrometers with<br />

cold vapor devices attached. Today’s<br />

CVAAS systems provide detection<br />

limits of just a few parts per<br />

trillion, analyze samples <strong>in</strong> about<br />

1 m<strong>in</strong>, require very little operator<br />

<strong>in</strong>teraction, and take up just a couple<br />

of square feet of bench space.<br />

Figure 1 provides an overview of a<br />

cold vapor atomic absorption system.<br />

With CVAAS <strong>in</strong>struments a<br />

peristaltic pump is typically used<br />

to <strong>in</strong>troduce sample and stannous<br />

chloride <strong>in</strong>to a gas–liquid separator<br />

where a stream of pure, dry gas is<br />

bubbled through the mixture to release<br />

mercury vapor. The mercury<br />

is then transported via carrier gas<br />

through a dryer and then <strong>in</strong>to an<br />

atomic absorption cell. Mercury<br />

absorbs 254-nm light <strong>in</strong> proportion<br />

to its concentration <strong>in</strong> the sample.<br />

Cold Vapor Atomic<br />

Fluorescence <strong>Spectroscopy</strong><br />

Hallmarks of cold vapor atomic<br />

fluorescence spectroscopy<br />

(CVAFS)-based mercury analyzers<br />

<strong>in</strong>clude sub-part-per-trillion<br />

detection limits and a much wider<br />

dynamic range than achieved by<br />

CVAAS; typically 5 orders of magnitude<br />

for CVAFS versus 2–3 for<br />

CVAAS. CVAFS <strong>in</strong>struments are<br />

available <strong>in</strong> two configurations;<br />

one employ<strong>in</strong>g simple atomic fluorescence<br />

and one that employs gold<br />

amalgamation to preconcentrate<br />

mercury prior to measurement by<br />

atomic fluorescence. The detection<br />

limit via the simple fluorescence<br />

approach is about 0.2 ppt whereas<br />

us<strong>in</strong>g the preconcentration approach<br />

with fluorescence detection<br />

can be as low as 0.02 ppt. The US<br />

EPA has promulgated methods for<br />

each of these approaches; Method<br />

245.7 (4) is for use without preconcentration<br />

and 1631 (5) is with<br />

preconcentration. These methods<br />

were developed to satisfy the need<br />

Sample<br />

Argon gas<br />

Reductant<br />

Hg lamp<br />

Pump<br />

Gas control<br />

for quantitation at the National<br />

Recommended Water Quality<br />

Criteria for mercury (6). These<br />

criteria are published pursuant to<br />

Section 304(a) of the Clean Water<br />

Act (CWA) and provide guidel<strong>in</strong>es<br />

for states to use <strong>in</strong> adopt<strong>in</strong>g water<br />

Mix<br />

Optical cell<br />

Figure 1: An overview of cold vapor atomic absorption.<br />

Sample<br />

Argon gas<br />

Reductant<br />

Pump<br />

Gas control<br />

Hg lamp<br />

Mix<br />

Optical cell<br />

Dryer<br />

Gas-liquid separator<br />

λ Selector<br />

Gas-liquid separator<br />

λ Selector<br />

AA detector<br />

Dryer<br />

AF detector<br />

Figure 2: An overview of cold vapor atomic fluorescence with gold amalgamation.<br />

Signal<br />

Valve<br />

quality standards that ensure ambient<br />

waters are safe to fish <strong>in</strong>, and<br />

subsequently, that fish are safe for<br />

consumption. Additional <strong>in</strong>formation<br />

on this subject is available at:<br />

http://water.epa.gov/scitech/swguidance/standards/current/<strong>in</strong>dex.cfm.<br />

A u<br />

t rap<br />

Signal


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AA | ICP-OES | ICP-MS<br />

Your Guide to the Latest Advances <strong>in</strong> Atomic <strong>Spectroscopy</strong>.


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With our long history of product <strong>in</strong>novation and proven<br />

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atomic absorption. Today’s P<strong>in</strong>AAcle AA spectrometers<br />

extend that reputation with a cutt<strong>in</strong>g-edge fiber optic<br />

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This newly designed light path not only shapes 100%<br />

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Other consumables and accessories <strong>in</strong>clude sample<br />

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Pure Standards, FIAS and mercury/hydride systems, and<br />

our S10 Autosampler that turns your <strong>in</strong>strument <strong>in</strong>to a fully<br />

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©2011 Perk<strong>in</strong>Elmer, Inc. 400214_02. All rights reserved. Perk<strong>in</strong>Elmer ® is a registered trademark of Perk<strong>in</strong>Elmer, Inc. All other trademarks are the property of their respective owners.<br />

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Optima 8x00 Series ICP Optical Emission<br />

Spectrometers—Eye-Open<strong>in</strong>g Innovations For<br />

Unsurpassed Performance<br />

Cont<strong>in</strong>u<strong>in</strong>g Perk<strong>in</strong>Elmer’s long tradition of excellence <strong>in</strong> ICP<br />

technology, the Optima 8x00 series delivers a level of stability<br />

and detection limits never before seen <strong>in</strong> an ICP <strong>in</strong>strument.<br />

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Our new eNeb electronic nebulizer is the most efficient<br />

and consistent sample <strong>in</strong>troduction system available. By<br />

generat<strong>in</strong>g a constant flow of uniform droplets, the eNeb<br />

option optimizes trace element analysis—with detection limits<br />

2-4x better than those atta<strong>in</strong>able with other systems—to<br />

facilitate compliance across a broad range of segments, from<br />

pharmaceutical and food safety to environmental test<strong>in</strong>g.<br />

Our patented eNeb electronic nebulizer provides a<br />

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Another <strong>in</strong>novation that delivers reduced operat<strong>in</strong>g costs is<br />

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argon consumption by up to 50% while generat<strong>in</strong>g the same,<br />

robust, matrix-tolerant plasma.<br />

With its optimized sample <strong>in</strong>troduction and cost-efficient<br />

operation, the Optima 8x00 series is ideal for laboratories<br />

analyz<strong>in</strong>g multiple elements <strong>in</strong> a wide range of samples. It’s<br />

also a great solution for laboratories need<strong>in</strong>g exceptional<br />

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A patented RF generator featur<strong>in</strong>g ma<strong>in</strong>tenance-free<br />

plasma <strong>in</strong>duction plates replaces traditional helical<br />

load coils.<br />

One feature that will literally change your view of ICP-OES is<br />

our PlasmaCam view<strong>in</strong>g camera that provides a cont<strong>in</strong>uous<br />

view of the plasma, simplify<strong>in</strong>g method development and<br />

enabl<strong>in</strong>g remote diagnostic capabilities for maximum uptime.<br />

The Optima 8x00 series also features patented dual view<strong>in</strong>g<br />

of the plasma, so elements with high and low concentrations<br />

can be measured <strong>in</strong> the same run, improv<strong>in</strong>g productivity <strong>in</strong><br />

such areas as food analysis and nutritional label<strong>in</strong>g.<br />

To complement all of its hardware <strong>in</strong>novations, the Optima 8x00<br />

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its W<strong>in</strong>Lab32 software, from improved ease-of-use to added<br />

security, mak<strong>in</strong>g it ideal for pharmaceutical and nutritional<br />

test<strong>in</strong>g labs.<br />

To further enhance your <strong>in</strong>strument’s functionality, Perk<strong>in</strong>Elmer<br />

offers a wide range of consumables and accessories, <strong>in</strong>clud<strong>in</strong>g<br />

our S10 Autosampler that can easily turn your Optima ICP-OES<br />

<strong>in</strong>to a fully automated workstation.<br />

Te PlasmaCam <strong>in</strong>tegrated color camera enables<br />

cont<strong>in</strong>uous view<strong>in</strong>g of the plasma for simpler method<br />

development and remote diagnostics.


©2011 Perk<strong>in</strong>Elmer, Inc. 400217_02. All rights reserved. Perk<strong>in</strong>Elmer ® is a registered trademark of Perk<strong>in</strong>Elmer, Inc. All other trademarks are the property of their respective owners.<br />

Optima 8x00 Series<br />

Open Your Eyes To The Revolutionary New Optima 8x00 Series. From the eNeb electronic nebulizertthat generates<br />

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plasma technology that uses half the argon of traditional systems, the Optima 8x00 series features a range of breakthrough<br />

technologies that optimize sample <strong>in</strong>troduction, enhance plasma stability, simplify method development, and dramatically<br />

reduce operat<strong>in</strong>g costs. fie Optima 8x00 series. Discover a level of performance<br />

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NexION 300 ICP-MS—Get Where You Want To Go<br />

With Three Modes Of Operation<br />

Eng<strong>in</strong>eered to deliver a level of stability, flexibility and<br />

performance never before seen <strong>in</strong> an ICP-MS <strong>in</strong>strument,<br />

the NexION 300 represents the first truly significant<br />

<strong>in</strong>dustry advancement <strong>in</strong> recent memory. For the first time<br />

ever, a s<strong>in</strong>gle ICP-MS <strong>in</strong>strument offers both the simplicity<br />

and convenience of a collision cell and the exceptional<br />

detection limits of a true reaction cell.<br />

With its patented Universal Cell Technology (UCT),<br />

analysts can now choose the most appropriate technique<br />

for their sample or application. No restrictions on which<br />

gases can be used. No limits on mass range. No<br />

compromises on how to work. And no hassles <strong>in</strong><br />

switch<strong>in</strong>g from mode to mode.<br />

The unique Quadrupole Ion Deflector turns ions<br />

90 degrees, focus<strong>in</strong>g those of a specified mass <strong>in</strong>to the<br />

universal cell and discard<strong>in</strong>g all neutral species, thereby<br />

enhanc<strong>in</strong>g sensitivity while keep<strong>in</strong>g the cell clean. The<br />

precise alignment of the deflector and ion beam with<br />

the Triple Cone Interface further aids <strong>in</strong> the prevention<br />

of drift and sample deposition.<br />

Positively<br />

Charged Ions<br />

Un-ionized Material<br />

In reaction mode, the NexION 300 provides ultimate<br />

detection limits, even with the most difficult elements or<br />

matrices. Interferences are removed with little or no loss<br />

of analyte sensitivity, mak<strong>in</strong>g the <strong>in</strong>strument ideal for<br />

biomedical analysis for human health monitor<strong>in</strong>g.<br />

In collision mode, a simple non-reactive gas is <strong>in</strong>troduced<br />

<strong>in</strong>to the cell to remove <strong>in</strong>terferences and deliver better<br />

detection limits than standard mode. It is ideal for<br />

rout<strong>in</strong>e applications such as those found <strong>in</strong> food test<strong>in</strong>g<br />

or environmental laboratories.<br />

But improved versatility is just one of the benefits you’ll<br />

enjoy with the NexION 300 series. Thanks to a new Triple<br />

Cone Interface and Quadrupole Ion Deflector, NexION<br />

tightly focuses the ion beam, dramatically reduc<strong>in</strong>g drift<br />

and deliver<strong>in</strong>g exceptional signal stability hour after hour.<br />

The new design ensures that ions and neutrals never<br />

impact the surfaces, elim<strong>in</strong>at<strong>in</strong>g clean<strong>in</strong>g requirements.<br />

Add to this our many other accessories and consumables,<br />

from autosamplers and mercury analyzers to sample<br />

preparation, spray chambers and standards, and there’s<br />

no question Perk<strong>in</strong>Elmer offers the most comprehensive,<br />

trustworthy solutions <strong>in</strong> ICP-MS.<br />

In addition to the sampler and skimmer cones, the NexION 300<br />

features a unique hyper-skimmer cone for the most tightly def<strong>in</strong>ed<br />

ion beam available.


©2011 Perk<strong>in</strong>Elmer, Inc. 400222_02. All rights reserved. Perk<strong>in</strong>Elmer ® is a registered trademark of Perk<strong>in</strong>Elmer, Inc. All other trademarks are the property of their respective owners.<br />

NexION 300 ICP-MS<br />

The NexION 300 ICP-MS: Three Modes Of Operation. One High-Performance Instrument. Noth<strong>in</strong>g keeps<br />

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Gear<strong>in</strong>g Up For Your Specific Application<br />

Perk<strong>in</strong>Elmer’s atomic spectroscopy <strong>in</strong>struments are designed<br />

for a wide range of applications. We’re the name beh<strong>in</strong>d<br />

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the world over. To help you assemble the perfect solution for<br />

your application, we offer a variety of helpful resources.<br />

A good place to start is the Perk<strong>in</strong>Elmer Gateway. This onl<strong>in</strong>e<br />

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For your convenience, Perk<strong>in</strong>Elmer also offers a selection<br />

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Te W<strong>in</strong>n<strong>in</strong>g Comb<strong>in</strong>ation To Optimize Your Laboratory<br />

Your <strong>in</strong>struments are only as good as the components you add to them, as well as the care and attention you give<br />

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With over 1,500 tra<strong>in</strong>ed and certified eng<strong>in</strong>eers and service personnel around the world, our OneSource ® Laboratory<br />

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Perk<strong>in</strong>Elmer, Inc.<br />

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P: (800) 762-4000 or<br />

(+1) 203-925-4602<br />

www.perk<strong>in</strong>elmer.com<br />

For a complete list<strong>in</strong>g of our global offices, visit www.perk<strong>in</strong>elmer.com/ContactUs<br />

Copyright ©2011, Perk<strong>in</strong>Elmer, Inc. All rights reserved. Perk<strong>in</strong>Elmer ® is a registered trademark of Perk<strong>in</strong>Elmer, Inc. All other trademarks are the property of their respective owners.<br />

400231_01


42 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Table I: Commonly used regulatory methods<br />

Cold Vapor Atomic Absorption (CVAAS)<br />

Cold Vapor Atomic Fluorescence (CVAFS)<br />

Direct Analysis or<br />

Thermal Decomposition<br />

EPA 245.1 EPA 245.7 EPA 7473<br />

EPA 245.5 EPA 1631 ASTM 6722-01<br />

SM 3112B<br />

EPA 7470<br />

EN13506<br />

EN12338<br />

EPA 7471 ISO 17852:2008<br />

EN1483<br />

EN13806<br />

O 2<br />

Hg lamp<br />

Sample<br />

Gas control<br />

Optical cell<br />

With CVAFS <strong>in</strong>struments a<br />

peristaltic pump is typically used<br />

to <strong>in</strong>troduce sample and stannous<br />

chloride <strong>in</strong>to a gas–liquid separator<br />

where a stream of pure, dry<br />

gas (typically argon) is bubbled<br />

through the mixture to release<br />

mercury vapor. The mercury is<br />

then transported <strong>in</strong> the carrier gas<br />

through a dryer and then either<br />

directly to the fluorescence cell<br />

or to the preconcentration trap<br />

and then onto the fluorescence<br />

cell. With fluorescence the dry<strong>in</strong>g<br />

stage is quite important as water<br />

vapor and other molecular species<br />

can <strong>in</strong>terfere with the fluorescence<br />

measurement. Once <strong>in</strong> the<br />

detector, mercury vapor absorbs<br />

Fan<br />

Decomposition furnace<br />

50-900 o C<br />

High sensitivity<br />

λ Selector<br />

Low sensitivity<br />

Fan<br />

AA detector<br />

Figure 3: An overview of direct analysis us<strong>in</strong>g thermal decomposition.<br />

Catalyst furnace<br />

600 o C<br />

Signal<br />

Dryer<br />

Amalgam furnace<br />

254-nm light and fluoresces at the<br />

same wavelength. Measurement of<br />

the fluorescence signal is usually<br />

made at 90° to the <strong>in</strong>cident beam<br />

to m<strong>in</strong>imize scatter<strong>in</strong>g from the<br />

excitation source. The <strong>in</strong>tensity<br />

of the fluoresced light is directly<br />

proportional to the concentration<br />

of mercury.<br />

The concentration of standards<br />

and samples with this technique<br />

are typically 100–1000× lower<br />

than those used with CVAAS,<br />

demand<strong>in</strong>g much cleaner reagents.<br />

To ensure reagents are low <strong>in</strong><br />

mercury, methods such as EPA<br />

Method 1631 describe techniques<br />

to remove mercury from salts and<br />

some solutions.<br />

Direct Analysis by<br />

Thermal Decomposition<br />

Hallmarks of the direct analysis approach<br />

<strong>in</strong>clude elim<strong>in</strong>ation of the<br />

sample digestion step, fast analysis<br />

times, and a detection limit of<br />

about 0.005 ng. Elim<strong>in</strong>at<strong>in</strong>g digestions<br />

means solid samples can typically<br />

be run <strong>in</strong> their native form.<br />

For laboratories that analyze large<br />

numbers of solid samples, or that<br />

would simply rather not perform<br />

the digestion typically associated<br />

with CVAAS and CVAFS, direct<br />

analysis may be ideal. It is worth<br />

not<strong>in</strong>g that this approach also carries<br />

with it the benefit of generat<strong>in</strong>g<br />

less acid waste than the solutionbased<br />

techniques. However, direct<br />

analysis is not well suited for a<br />

laboratory whose need is to run<br />

large numbers of samples already <strong>in</strong><br />

aqueous solution. For liquid sample<br />

analysis, the detection limit available<br />

us<strong>in</strong>g direct analysis is not<br />

typically comparable with those of<br />

CVAAS or CVAFS. This is primarily<br />

because of the relatively small<br />

liquid volumes that are processed<br />

us<strong>in</strong>g direct analysis; typically less<br />

than 1 mL per sample. Consider,<br />

for example, that the total mercury<br />

<strong>in</strong> 1 mL of a sample that conta<strong>in</strong>s 5<br />

ppt (ng/L) of mercury is only 0.005<br />

ng — this is right at the detection<br />

limit for direct analysis. In contrast,<br />

5 ppt is a concentration that<br />

is trivial to measure by CVAFS.<br />

However, with solid samples the<br />

sensitivity difference is quite small<br />

s<strong>in</strong>ce the digestion required to put<br />

the sample <strong>in</strong>to solution <strong>in</strong>troduces<br />

a significant dilution.


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 43<br />

Figure 3 shows an overview of<br />

the direct analysis technique. With<br />

this approach, a weighed sample<br />

is <strong>in</strong>troduced <strong>in</strong>to the decomposition<br />

furnace with oxygen (or<br />

air) flow<strong>in</strong>g over the sample. The<br />

furnace temperature is ramped <strong>in</strong><br />

two stages; first to dry the sample<br />

and then to decompose it. As the<br />

evolved gases are released, they are<br />

carried <strong>in</strong>to a catalyst where further<br />

decomposition occurs and elemental<br />

mercury is released. When<br />

the gas stream leaves the catalyst<br />

elemental mercury is captured on<br />

the surfaces of a gold amalgamation<br />

trap. After the sample’s mercury<br />

has been collected, the gold<br />

trap is heated and the accumulated<br />

mercury proceeds to an atomic absorption<br />

detector for quantitation.<br />

ICP or ICP-MS<br />

Although some analysts prefer to<br />

utilize <strong>in</strong>ductively coupled plasma<br />

mass spectrometry (ICP-MS) for the<br />

determ<strong>in</strong>ation of mercury, it does<br />

<strong>in</strong>volve special sample handl<strong>in</strong>g<br />

<strong>in</strong>clud<strong>in</strong>g the addition of small<br />

amounts of gold to the sample to<br />

expedite basel<strong>in</strong>e recovery. And,<br />

the cost of such equipment can be<br />

as much as 3 to 5 times higher than<br />

dedicated CVAAS or CVAAF systems.<br />

Note: Although <strong>in</strong>ductively<br />

coupled plasma optical emission<br />

spectrometry (ICP-OES) based<br />

<strong>in</strong>struments can be used to measure<br />

mercury, trace level analysis is<br />

problematic due to poor sensitivity.<br />

Which Technique Is<br />

Right for You?<br />

Select<strong>in</strong>g the right technique really<br />

depends on your analytical needs.<br />

For some laboratories, the decision<br />

will be driven solely by the need to<br />

comply with a specific regulatory<br />

method. For example, if your laboratory<br />

is required to analyze samples<br />

us<strong>in</strong>g EPA method 245.1, then<br />

you will need to use the technique<br />

of CVAAS. If you are required to<br />

follow specific regulatory methods<br />

you may f<strong>in</strong>d Table I helpful.<br />

If your laboratory is not constra<strong>in</strong>ed<br />

by a regulatory method,<br />

the driv<strong>in</strong>g force for the decision<br />

will more likely be criteria such as<br />

• the characteristics of your sample<br />

matrix (for example, solid or liquid)<br />

• the detection limits you need to<br />

reach <strong>in</strong> that matrix<br />

• your preferences regard<strong>in</strong>g digest<strong>in</strong>g<br />

the sample or not<br />

• your budgetary constra<strong>in</strong>ts<br />

Answer<strong>in</strong>g a few simple questions<br />

will guide you <strong>in</strong> the direction<br />

of the technique which is right for<br />

you. The fundamental question: Is<br />

your sample a solid or a liquid?<br />

If your sample is a liquid (for example,<br />

wastewater or dr<strong>in</strong>k<strong>in</strong>g water)<br />

then you will be best served by one of<br />

the chemical reduction techniques of<br />

CVAAS or CVAFS.<br />

At this po<strong>in</strong>t you can let your<br />

detection limit requirements drive<br />

your decision; with the knowledge<br />

that CVAAS will provide a<br />

detection limit of about 2 ppt and<br />

CVAFS will provide a detection<br />

limit of about 0.2 ppt (or as low as<br />

0.02 ppt with gold amalgamation).<br />

With that said, unless you have a<br />

preference for CVAAS, our recommendation<br />

is that you should consider<br />

CVAFS. Its superior detection<br />

limits will allow you to report to<br />

lower levels and its wider dynamic<br />

range will be a real time saver from<br />

the perspective of not hav<strong>in</strong>g to do<br />

as many sample dilutions.<br />

If your sample is a solid, you<br />

have the choice of digest<strong>in</strong>g the<br />

sample and then analyz<strong>in</strong>g it by<br />

CVAAS or CVAFS. Alternatively,<br />

you may be able to skip the digestion<br />

step and go with direct analysis<br />

by thermal decomposition.<br />

For many laboratories, the simplicity<br />

of direct analysis is very<br />

appeal<strong>in</strong>g. For laboratories that<br />

already have digestion procedures<br />

<strong>in</strong> place the higher capital cost of<br />

direct analysis relative to CVAAS<br />

(or CVAFS), which could be up to<br />

$10,000, may drive the decision.<br />

Other factors, such as the sample<br />

homogeneity or volatility may be<br />

important considerations as well.<br />

Because direct analysis is limited<br />

to a relatively small quantity of<br />

sample (about 1 g), nonhomogeneous<br />

samples may be best dealt<br />

with by digest<strong>in</strong>g a larger quantity<br />

of sample followed by analysis<br />

us<strong>in</strong>g CVAAS or CVAFS.<br />

Additional assistance with your<br />

decision about which mercury analysis<br />

technique is right for you can<br />

be found at www.teledyneleemanlabs.com/hg_selector.<br />

References<br />

(1) Persistent bioaccumulative and toxic<br />

chemical program, EPA.gov/pbt.<br />

(2) W.R. Hatch and W.L. Ott, Anal. Chim.<br />

Acta 40, 2085–7 (1968).<br />

(3) Analytical Methods Approved for<br />

Dr<strong>in</strong>k<strong>in</strong>g Water Compliance Monitor<strong>in</strong>g<br />

of Inorganic Contam<strong>in</strong>ants and<br />

Other Inorganic Constituents, http://<br />

water.epa.gov/scitech/dr<strong>in</strong>k<strong>in</strong>gwa-<br />

ter/labcert/upload/methods_<strong>in</strong>or-<br />

ganic.pdf.<br />

(4) Method 245.7, Mercury <strong>in</strong> Water by<br />

Cold Vapor Atomic Fluorescence<br />

Spectrometry, Revision 2.0, February<br />

2005, U.S. Environmental Protection<br />

Agency.<br />

(5) Method 1631, Revision E: Mercury <strong>in</strong><br />

Water by Oxidation, Purge and Trap,<br />

and Cold Vapor Atomic Fluorescence<br />

Spectrometry, August 2002, U.S. Environmental<br />

Protection Agency.<br />

(6) National Recommended Water<br />

Quality Criteria (4304T), 2009, U.S.<br />

Environmental Protection Agency,<br />

(Federal Register: August 5, 1997<br />

62[150]).<br />

David Pfeil is an Hg<br />

product manager<br />

at Teledyne Leeman<br />

Labs <strong>in</strong> Hudson, New<br />

Hampshire. Direct correspondence<br />

to: dpfeil@<br />

teledyne.com.<br />

For more <strong>in</strong>formation on this topic,<br />

please visit our homepage at:<br />

www.spectroscopyonl<strong>in</strong>e.com


44 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Spectrometers for Elemental<br />

Spectrochemical Analysis, Part<br />

IV: Inductively Coupled Plasma<br />

Optical Emission Spectrometers<br />

In this tutorial, we discuss <strong>in</strong>ductively coupled plasma (ICP) spectrometers. The basic modules<br />

of spectrometer systems already have been discussed <strong>in</strong> Part I of this series (1). Here, we focus<br />

on the ICP excitation and sample <strong>in</strong>troduction system. A discussion of some optical configurations<br />

used <strong>in</strong> ICP is <strong>in</strong>cluded.<br />

Carlos Augusto Cout<strong>in</strong>ho and Volker Thomsen<br />

The plasma excitation spectrometer is a relative<br />

newcomer, <strong>in</strong>vented <strong>in</strong> the 1960s, although commercially<br />

available units were not sold until the<br />

late 1970s. The term “plasma” here describes what is<br />

commonly referred to as the “fourth state of matter;”<br />

that is, a very hot, ionized gas. Plasma sources are typically<br />

used for the analysis of liquids, f<strong>in</strong>d<strong>in</strong>g their primary<br />

application <strong>in</strong> environmental monitor<strong>in</strong>g and<br />

other areas where samples may be readily available <strong>in</strong><br />

liquid form. Although there are different ways to produce<br />

these plasmas, by far the most common is the <strong>in</strong>ductively<br />

coupled plasma (ICP).<br />

In ICP–optical emission spectroscopy (OES), the<br />

energy from the high-temperature argon plasma<br />

(5000−10,000 K) excites the sample atoms. Generally,<br />

the sample must be <strong>in</strong> liquid form.<br />

The Plasma<br />

A radio-frequency (RF) generator, typically run at either<br />

27.12 or 40.68 MHz and between 1 and 5 kW, provides<br />

energy to the argon gas flow<strong>in</strong>g through the quartz<br />

torch by means of an <strong>in</strong>duction coil or RF coil (Figure<br />

1). In terms of electronic design, the generators can<br />

be grouped as either “free run” or “quartz controlled”<br />

types, with similar overall performances. The former<br />

keeps the loaded energy transferred to the plasma constant,<br />

<strong>in</strong>dependently of variations <strong>in</strong> the physical properties<br />

of the sample aerosol, and the latter keeps the<br />

plasma frequency constant, controlled by a quartz oscillator,<br />

even under different aerosol conditions.<br />

RF power is applied to an air- or water-cooled coil,<br />

generat<strong>in</strong>g a magnetic field that <strong>in</strong>duces electrical currents<br />

<strong>in</strong> the matter with<strong>in</strong> the coil, thereby produc<strong>in</strong>g<br />

heat. Argon gas is <strong>in</strong>troduced through the torch and a<br />

high-voltage spark (typically generated by a Tesla coil) is<br />

applied, caus<strong>in</strong>g the argon atoms to ionize. The free electrons<br />

provide the conductive matter that allows the flow<br />

of electrical current, which results <strong>in</strong> a high-temperature<br />

gas (plasma). Part of the argon gas flow is swirled <strong>in</strong><br />

such a way as to shape and conta<strong>in</strong> the plasma.<br />

Gases other than argon can be used to generate<br />

plasma. However, for analytical purposes, argon is the<br />

most suitable. It presents the follow<strong>in</strong>g advantages:<br />

• It is an <strong>in</strong>ert gas and does not react with the sample<br />

constituents <strong>in</strong>troduced <strong>in</strong> the plasma.<br />

• It has the necessary electron energy to excite most of<br />

the element l<strong>in</strong>es <strong>in</strong> the periodic table.<br />

• It is relatively transparent to the bulk of emitted photons,<br />

which translates <strong>in</strong>to a l<strong>in</strong>ear relationship with<br />

the atom concentration of the elements <strong>in</strong> the sample<br />

(that is, straight l<strong>in</strong>e calibration curves).<br />

• It requires relatively low runn<strong>in</strong>g costs to cope with<br />

the high consumption required to keep the plasma<br />

operative (about 18 L/m<strong>in</strong>).


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 45<br />

Torch<br />

Height above<br />

load coil (mm)<br />

Plume<br />

Temperature<br />

2000 K<br />

Plasma<br />

Emission<br />

zone<br />

RF generator<br />

Ar flows<br />

RF<br />

coils<br />

Figure 1: Schematic diagram of ICP excitation<br />

source.<br />

The temperature profile <strong>in</strong> the<br />

plasma is shown <strong>in</strong> Figure 2. The<br />

<strong>in</strong>jected sample solution undergoes<br />

multiple transformations along the<br />

way, as described below.<br />

• The first step is desolvation, the<br />

removal of the solvent from the<br />

droplet, to leave a t<strong>in</strong>y salt particle,<br />

which is rapidly vaporized<br />

25<br />

20<br />

15<br />

Aerosol<br />

<strong>in</strong>put<br />

6000 K<br />

6200 K<br />

6500 K<br />

6800 K<br />

10000 K<br />

Figure 2: Schematic of the temperature profile<br />

<strong>in</strong> ICP plasmas.<br />

Auxiliary argon<br />

flow<br />

Sample aerosol<br />

flow<br />

Induction<br />

coils<br />

Magnetic<br />

field<br />

Quartz<br />

concentric<br />

tubes<br />

Typical flows<br />

Coolant: 7-20 L/m<strong>in</strong>.<br />

Auxiliary: 0-3 L/m<strong>in</strong>.<br />

Aerosol: 0.5-1 L/m<strong>in</strong>.<br />

Argon coolant<br />

flow<br />

Figure 3: Schematic diagram of an ICP torch.<br />

<strong>in</strong>to a gas of the molecule. This<br />

occurs at the very bottom of the<br />

plasma.<br />

• The second step is atomization,<br />

where the gaseous molecules are<br />

further broken down or dissociated<br />

<strong>in</strong>to their component atoms.<br />

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46 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Table I: Typical detection limits (ppb) for various elements <strong>in</strong> water, us<strong>in</strong>g spectrometers<br />

with different torch configurations — radial, axial, or axial with an ultrasonic<br />

nebulizer (USN)<br />

Element Atomic Number Radial Axial Axial + USN<br />

Li 3 1.1 0.02<br />

Be 4 0.05 0.06 0.009<br />

B 5 0.7 0.25<br />

Al 13 0.08 0.03 0.015<br />

P 15 3.3 0.9<br />

Cl 17 60 100<br />

V 23 1.2 0.29 0.07<br />

Cr 24 0.6 0.16 0.06<br />

Mn 25 0.08 0.02 0.008<br />

Fe 26 0.4 0.19 0.08<br />

Co 27 0.68 0.18 0.06<br />

Ni 28 0.65 0.2 0.11<br />

Cu 29 1 0.23 0.07<br />

Zn 30 0.18 0.06 0.03<br />

As 33 3.1 1.2 0.4<br />

Se 34 7.7 1.9 0.7<br />

Ag 47 1.1 0.2 8<br />

Cd 48 0.21 0.06 0.03<br />

Sn 50 1.7 0.44 0.25<br />

Sb 51 4.4 1.4 0.5<br />

Ba 56 0.14 0.03<br />

Hg 80 1.2 0.6<br />

Pb 82 3.4 0.95 0.3<br />

This occurs just above the desolvation<br />

zone.<br />

• The third step, excitation, takes<br />

place at the plasma’s hottest region,<br />

around 10,000 K, where the<br />

electrons of the atoms that constitute<br />

the sample elements are<br />

excited by the energy transferred<br />

from the plasma. The excited electrons<br />

jump to high energy levels<br />

with<strong>in</strong> the atoms or leave the atom<br />

completely, produc<strong>in</strong>g ions. The<br />

electrons of the ions may themselves<br />

be excited to higher energy<br />

levels.<br />

• The fourth step takes place <strong>in</strong> the<br />

lower temperature region, called<br />

the emission zone, from about<br />

7000 K to 6000 K. Here, the electrons<br />

return to their ground state,<br />

or lower energy levels, with a subsequent<br />

emission of photons with<br />

discrete characteristic energies.<br />

The ionic l<strong>in</strong>es of the element will<br />

be emitted at higher observation<br />

heights <strong>in</strong> the plasma.<br />

• F<strong>in</strong>ally, the recomb<strong>in</strong>ation step<br />

occurs <strong>in</strong> the plume of the plasma,<br />

where the free electrons and ions<br />

can recomb<strong>in</strong>e to produce neutral<br />

atoms and molecules. This<br />

region is responsible for partially<br />

absorb<strong>in</strong>g the emitted photons<br />

(self-absorption) and therefore<br />

must be removed <strong>in</strong> axial plasma<br />

view<strong>in</strong>g spectrometers (see below).<br />

As noted <strong>in</strong> reference 2, “Measurements<br />

<strong>in</strong> the plasma tail zone with<br />

pronounced temperature gradients<br />

are severely affected by <strong>in</strong>terferences<br />

ma<strong>in</strong>ly caused by the formation<br />

of molecular compounds<br />

and to the presence of EIEs (easily<br />

ionizable elements).”<br />

The Torch<br />

The ICP torch consists of three<br />

concentric tubes that allow appropriate<br />

argon flows to ma<strong>in</strong>ta<strong>in</strong> and<br />

constra<strong>in</strong> the plasma, as well as deliver<strong>in</strong>g<br />

the sample to the plasma.<br />

Figure 3 shows a diagram of the ICP<br />

torch. There are three separate argon<br />

flows:<br />

The Coolant Flow: The narrow<br />

spac<strong>in</strong>g between the outer and middle<br />

tubes is shaped <strong>in</strong> such a way as<br />

to make the argon gas spiral tangentially<br />

between the tubes as the gas<br />

rapidly rises. The function of this<br />

so-called “coolant gas” is to keep the<br />

walls of the torch cool and to shape<br />

and constra<strong>in</strong> the plasma.<br />

The Auxiliary Flow: The auxiliary,<br />

or <strong>in</strong>termediate, flow supports<br />

the plasma, allow<strong>in</strong>g the whole<br />

Axial<br />

Depth of field<br />

Induction<br />

coil<br />

Radial<br />

Central channel<br />

View<strong>in</strong>g<br />

volume<br />

View<strong>in</strong>g<br />

volume<br />

Central<br />

channel<br />

Slit height<br />

Work coil<br />

Figure 4: Schematic of the two torch<br />

configurations.<br />

plasma to be raised or lowered as<br />

the flow is <strong>in</strong>creased or decreased.<br />

By <strong>in</strong>creas<strong>in</strong>g the flow, the distance<br />

between the bottom of the plasma<br />

and the tip of the <strong>in</strong>jector tube becomes<br />

greater. Thus, the heat generated<br />

at the <strong>in</strong>jector’s tip is reduced,<br />

m<strong>in</strong>imiz<strong>in</strong>g the build-up of salts or<br />

carbon deposits (organics), which<br />

may clog the admission of the sample<br />

solution.<br />

The Nebulizer Flow: The nebulizer<br />

flow carries the sample aerosol<br />

up <strong>in</strong>to the plasma. The narrow<br />

tip at the end of the <strong>in</strong>jector allows<br />

the gas to flow at high velocity and<br />

punch a hole through the plasma.<br />

Torches may be made from a variety<br />

of materials, and may be one piece or<br />

of the demountable type. The outer<br />

tubes typically are manufactured<br />

from quartz, and the <strong>in</strong>jector tube<br />

may be made of quartz or a ceramic<br />

material if corrosion resistance<br />

(such as to HF) is required.<br />

Torches can be manufactured to<br />

work either <strong>in</strong> the vertical position<br />

(radial view) or a horizontal position<br />

(axial view). See Figure 4.<br />

The vertical torch, despite its<br />

smaller analytical view<strong>in</strong>g volume,<br />

allows the plasma to be viewed <strong>in</strong><br />

its various regions by a simple adjustment<br />

of the torch observation


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 47<br />

height. This reduces the background<br />

radiation from the high background<br />

emission zone just above the <strong>in</strong>duction<br />

coils. However, s<strong>in</strong>ce the<br />

emitted photons produced <strong>in</strong> the<br />

most unstable outer regions of the<br />

plasma also contribute to the total<br />

emission, the stability of measurement<br />

is affected and higher RSDs are<br />

produced.<br />

Horizontal torches are “viewed”<br />

by the optics along their entire axis,<br />

<strong>in</strong> the central region of the plasma.<br />

The useful analytical central volume<br />

region is the most stable region<br />

with<strong>in</strong> the plasma, as well as the<br />

least affected by the electromagnetic<br />

field that generates the plasma.<br />

Therefore, it produces a more stable<br />

emission result<strong>in</strong>g <strong>in</strong> less noise and,<br />

as a consequence, better detection<br />

limits. On average the LODs are<br />

2–10 times better than those obta<strong>in</strong>ed<br />

with vertical torches (Table<br />

I). The downside of these torches is<br />

that the optical system “sees” the entire<br />

plasma along its axis. Therefore,<br />

all the emission com<strong>in</strong>g from the<br />

higher temperature regions of the<br />

plasma, responsible for the higher<br />

background noise, are <strong>in</strong>corporated<br />

<strong>in</strong>to the result<strong>in</strong>g emission spectra.<br />

High molecular order samples, such<br />

as organic substances, may produce<br />

a complex spectral background, <strong>in</strong><br />

particular <strong>in</strong> the <strong>UV</strong> emission range.<br />

Also, the use of axially viewed<br />

torches requires the elim<strong>in</strong>ation of<br />

the plume region of the plasma. This<br />

region, because of its lower temperature,<br />

may absorb a great portion of<br />

the emitted photons, result<strong>in</strong>g <strong>in</strong><br />

the reduction of the analytical sensitivity<br />

and production of nonl<strong>in</strong>ear<br />

calibration curves (self-absorption).<br />

F<strong>in</strong>ally, because of their operational<br />

mode, horizontal torches usually<br />

require more frequent clean<strong>in</strong>g and<br />

replacement.<br />

Although both view<strong>in</strong>g modes<br />

can cope with any type of matrix, it<br />

is generally accepted that horizontal<br />

torches (axial) perform better<br />

for very low concentration levels <strong>in</strong><br />

relatively matrix-free sample environments,<br />

whereas vertical torches<br />

show better performance <strong>in</strong> matrices<br />

Dra<strong>in</strong><br />

Torch<br />

Spray chamber<br />

where flux agents or a high quantity<br />

of total dissolved solids (TDS) are<br />

present and where higher element<br />

concentrations are expected. Some<br />

<strong>in</strong>struments make use of a series<br />

of mirrors placed around a fixed<br />

horizontal (axially viewed) torch to<br />

allow a subsequent radial observation<br />

of the emitted radiation, thus<br />

comb<strong>in</strong><strong>in</strong>g both axial and radial<br />

views <strong>in</strong> one <strong>in</strong>strument.<br />

Sample Introduction System<br />

<strong>Analyses</strong> by ICP are usually carried<br />

out with samples <strong>in</strong> liquid form,<br />

although solid and gas forms also<br />

can be used. In this section we will<br />

restrict ourselves to liquid samples.<br />

The <strong>in</strong>troduction of samples <strong>in</strong> the<br />

solid and gas states will be discussed<br />

<strong>in</strong> the “Special Topics” section<br />

below.<br />

The reason for a sample <strong>in</strong>troduction<br />

system is to deliver a consistent<br />

flow of sample to the plasma torch<br />

through an argon flow (Figure 3).<br />

The aerosol generated to be <strong>in</strong>troduced<br />

<strong>in</strong>to the plasma consists of<br />

f<strong>in</strong>e droplets of the aqueous sample.<br />

Only small droplets of liquid will go<br />

through these stages reproducibly,<br />

and so a sample <strong>in</strong>troduction system<br />

must be capable of provid<strong>in</strong>g these.<br />

Only <strong>in</strong> this way can quantitative<br />

analysis be performed. If samples<br />

Nebulizer<br />

Figure 5: Schematic of an ICP sample <strong>in</strong>troduction system.<br />

Peristaltic<br />

pump<br />

are <strong>in</strong>jected at different rates <strong>in</strong>to<br />

the plasma, then results may not be<br />

comparable.<br />

How is the liquid sample <strong>in</strong>troduced<br />

<strong>in</strong>to the plasma? The sample<br />

<strong>in</strong>troduction system consists of several<br />

parts, as shown <strong>in</strong> Figure 5:<br />

• the peristaltic pump<br />

• the nebulizer<br />

• the spray chamber<br />

• the dra<strong>in</strong><br />

The Peristaltic Pump: Liquid<br />

samples are removed from the sample<br />

conta<strong>in</strong>er through a small bore<br />

(capillary) tube. This is generally<br />

produced by the action of a peristaltic<br />

pump, which provides even<br />

sample delivery. However, the peristaltic<br />

pump must be of a sufficient<br />

size and have a suitable number of<br />

rollers to ensure a constant flow of<br />

solution, rather than a pump<strong>in</strong>g action.<br />

The peristaltic tub<strong>in</strong>g (<strong>in</strong>ternal<br />

diameter of tube) also must be<br />

carefully selected to guarantee the<br />

appropriate sample delivery rate. It<br />

also must be chemically <strong>in</strong>ert with<br />

respect to the liquid be<strong>in</strong>g pumped<br />

through it.<br />

The Nebulizer: The sample runs<br />

through the tub<strong>in</strong>g from the peristaltic<br />

pump until it reaches the<br />

nebulizer. The purpose of the nebulizer<br />

is to generate an aerosol that<br />

can be consistently delivered to the


48 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

ICP torch<br />

Spray chamber<br />

Dra<strong>in</strong><br />

Bab<strong>in</strong>gton<br />

nebulizer<br />

Argon <strong>in</strong><br />

Figure 6: Introduction system for slurries.<br />

Aerosol <strong>in</strong>put<br />

Peristaltic pump<br />

Electrode<br />

Figure 7: Spark ablation sample <strong>in</strong>troduction.<br />

Magnetic stirrer<br />

Sample<br />

Ar <strong>in</strong>put<br />

plasma. There are two basic types of nebulizer used by<br />

ICP: pneumatic and ultrasonic. These terms merely describe<br />

the type of force used to break down the liquid<br />

<strong>in</strong>to an aerosol.<br />

Pneumatic nebulizers were the first to be used <strong>in</strong> ICP<br />

as they were simply an extension of those already <strong>in</strong> use<br />

<strong>in</strong> atomic absorption (AA) spectrometry <strong>in</strong>strumentation.<br />

The biggest difference between ICP and AA nebulizers<br />

is the delivery rate. It is typical for the delivery of<br />

the gas flow <strong>in</strong> AA to run at approximately 10 L/m<strong>in</strong>.<br />

The gas flow rate for the ICP is much lower, generally<br />

around 1 L/m<strong>in</strong>. More <strong>in</strong>formation on nebulizers may<br />

be found <strong>in</strong> Appendix I.<br />

Spray Chamber: The spray chamber connects the<br />

nebulizer to the torch. The primary function of the<br />

spray chamber is to remove the larger aerosol droplets<br />

and only allow the very f<strong>in</strong>est of the droplets, usually<br />

below 8 μm, to be carried <strong>in</strong>to the plasma. In fact, only<br />

about 2–3% of the sample volume reaches the plasma.<br />

Spray chambers vary <strong>in</strong> design, and <strong>in</strong>clude the Scott<br />

double pass, conical with impact bead, and cyclonic<br />

types. In each case, the construction of the spray chamber<br />

is such that it causes the larger drops to impact some<br />

part of the chamber and be transported to the dra<strong>in</strong>.<br />

Dra<strong>in</strong>: The dra<strong>in</strong> has two important functions; the<br />

obvious one is that it removes the excess sample solution<br />

from the spray chamber to a waste conta<strong>in</strong>er. The<br />

second function is to supply the back pressure necessary<br />

to ensure the nebulizer gas flows through the torch.<br />

Dra<strong>in</strong>s may be either gravity fed with a loop or U-tube<br />

to provide the necessary back pressure, or be pumped<br />

through peristaltic tub<strong>in</strong>g. The back pressure should be<br />

kept constant; otherwise it can change the sample flow<br />

<strong>in</strong>to the plasma and affect the emission signal.<br />

Optical System Configurations<br />

The pr<strong>in</strong>ciples of diffraction and <strong>in</strong>terference, on<br />

which the various optical arrangements are based, were<br />

discussed <strong>in</strong> Part I of this series (1). Some ICP spectrometers<br />

use an optical configuration other than the<br />

Paschen-Runge mount (1). Despite the different geometries,<br />

the optical configurations used <strong>in</strong> ICP spectrometers<br />

have the sole function of dispers<strong>in</strong>g the emission<br />

spectra of the sample generated <strong>in</strong> the plasma <strong>in</strong>to their<br />

characteristic spectral l<strong>in</strong>es.<br />

Types of ICP Optical Configurations: Many different<br />

types of optical arrangements are commercially available<br />

for ICP spectrometers. Perhaps the most common<br />

are the traditional Paschen-Runge mount, the echelle<br />

configuration, and the Czerny-Turner mount.<br />

The Paschen-Runge mount benefits from the sensitivity<br />

provided by the first-order diffraction and its few<br />

component elements, and can cope either with photomultiplier<br />

detectors or a multiple series of l<strong>in</strong>ear-array<br />

CCDs arranged along the Rowland Circle.<br />

The echelle optical configuration produces multiple<br />

diffraction patterns of higher orders displaced <strong>in</strong> a format<br />

specially designed to cope with a two-dimensional<br />

solid state detector array (CCD). For <strong>in</strong>struments cover<strong>in</strong>g<br />

wavelengths <strong>in</strong> the <strong>UV</strong> region, a specific optic–CCD<br />

comb<strong>in</strong>ation is required, avoid<strong>in</strong>g quartz components<br />

that heavily absorb the <strong>UV</strong> radiation.<br />

The use of large-size CCDs with a b<strong>in</strong>n<strong>in</strong>g array of<br />

sensitive pixels, or equipped with traditional photomultiplier<br />

detectors may require a different type of optical<br />

arrangement: the Czerny-Turner mount.<br />

Some ICP spectrometers nowadays make use of more<br />

than one optical system, mounted <strong>in</strong> one s<strong>in</strong>gle optical<br />

chamber, to improve their performance <strong>in</strong> specific<br />

wavelength ranges.<br />

It is worth mention<strong>in</strong>g that the emitted photons <strong>in</strong> the<br />

<strong>UV</strong> range are partially or even totally absorbed by the


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Additional<br />

argon<br />

Gas liquid<br />

separator<br />

To ICP<br />

To dra<strong>in</strong><br />

Carrier<br />

argon<br />

gas<br />

Acid<br />

Figure 8: Schematic of a hydride generator.<br />

Capillary tub<strong>in</strong>g<br />

Argon gas <strong>in</strong>let<br />

Mix<strong>in</strong>g<br />

cells<br />

NaBH 4<br />

Sample<br />

Sample <strong>in</strong>let<br />

• The sample is <strong>in</strong>troduced <strong>in</strong> the form of a slurry where<br />

the particles, after be<strong>in</strong>g reduced to a small mesh size,<br />

are mixed with a solvent and kept under cont<strong>in</strong>uous<br />

agitation by means of a magnetic stirrer before their<br />

<strong>in</strong>troduction <strong>in</strong> the plasma (Figure 6).<br />

• Us<strong>in</strong>g a more sophisticated sample <strong>in</strong>troduction system,<br />

such as an electrical spark or laser, t<strong>in</strong>y particles<br />

are ablated from the surface of the sample, which are<br />

then carried <strong>in</strong> a stream of argon to the plasma (Figure<br />

7). Because of the complexity of this type of matrix,<br />

a “robust” plasma condition is required. In the literature,<br />

a plasma condition is considered “robust” if it is<br />

capable of support<strong>in</strong>g the <strong>in</strong>troduction of a complex<br />

matrix aerosol without significantly chang<strong>in</strong>g the<br />

plasma physical properties. The assessment of such<br />

a state can be carried out by measur<strong>in</strong>g the <strong>in</strong>tensity<br />

ratio of two l<strong>in</strong>es, an atomic and an ionic, such as the<br />

Mg II (280.2 nm)/Mg I (285.2 nm) ratio. A ratio of<br />

around 10 is said to be an efficient <strong>in</strong>dicator of the<br />

plasma robustness to cope with complex matrices (3).<br />

The spark and laser ablation techniques tend to deliver<br />

the sample <strong>in</strong> a small discrete amount of time, and<br />

so the analytical read<strong>in</strong>g must be timed very carefully<br />

for the actual analysis.<br />

Introduction of Gases and Vapors: Some hydrideform<strong>in</strong>g<br />

elements, such as As, Se, and others (Hg, Sb,<br />

Bi, Ge, Pb, Te, and Sn), can be <strong>in</strong>troduced directly <strong>in</strong><br />

the plasma <strong>in</strong> the vapor form. This provides detection<br />

limits <strong>in</strong> the parts-per-billion and sub-part-per-billion<br />

range. A hydride-generat<strong>in</strong>g sample <strong>in</strong>troduction system<br />

is shown schematically <strong>in</strong> Figure 8.<br />

Figure 9: Schematic of a concentric nebulizer.<br />

air and moisture environment trapped <strong>in</strong>side the optical<br />

bench. Therefore, vacuum or an argon flush <strong>in</strong> the optical<br />

chamber is required. As the flush<strong>in</strong>g of a relatively<br />

large optical chamber may require a longer <strong>in</strong>strument<br />

start-up time to completely elim<strong>in</strong>ate all the air and<br />

moisture, some <strong>in</strong>struments have their optics factory<br />

sealed with argon, thus provid<strong>in</strong>g faster start-up with<br />

the additional benefit of no consumption of this gas.<br />

It is beyond the scope of this tutorial to comment on<br />

the advantages or disadvantages of each type of optical<br />

arrangement. However, Appendix II presents some<br />

guidel<strong>in</strong>es <strong>in</strong> terms of the follow<strong>in</strong>g performance characteristics:<br />

speed of analysis, resolution, stability, sensitivity,<br />

wavelength coverage, and overall cost.<br />

Special Topics<br />

Introduction of Solids: Under special circumstances,<br />

solid samples also may be analyzed us<strong>in</strong>g an ICP <strong>in</strong>strument.<br />

This <strong>in</strong>troduction of solid samples typically takes<br />

one of two forms:<br />

Summary<br />

The ICP excitation source provides a powerful addition<br />

for those <strong>in</strong>volved <strong>in</strong> optical emission spectrochemical<br />

analysis. Here, we have discussed the ICP excitation and<br />

sample <strong>in</strong>troduction system. A discussion of some optical<br />

configurations used <strong>in</strong> ICP-OES also has been <strong>in</strong>cluded.<br />

The flexibility of this technique to handle various<br />

types of materials, its ability to detect most of the<br />

elements <strong>in</strong> the periodic table over a very wide range of<br />

concentrations (from parts-per-billion to percent levels),<br />

and the capability of simultaneous analysis of a large<br />

number of elements per sample <strong>in</strong> times below 2 m<strong>in</strong>,<br />

makes ICP a very important tool <strong>in</strong> any modern laboratory.<br />

Appendix I: ICP Nebulizers<br />

There are three basic designs of pneumatic nebulizers.<br />

The first of these is the concentric nebulizer. A concentric<br />

nebulizer typically is made from glass and conta<strong>in</strong>s<br />

a very f<strong>in</strong>e capillary runn<strong>in</strong>g the length of the nebulizer.<br />

Concentric nebulizers (Figure 9) are very popular<br />

because of their excellent stability and sensitivity. The<br />

biggest drawback is the material that is used to manufacture<br />

them, which means these nebulizers are fragile<br />

and cannot be used with solutions conta<strong>in</strong><strong>in</strong>g hydroflu-


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 51<br />

Argon <strong>in</strong>let<br />

Liquid sample<br />

Argon <strong>in</strong>let<br />

Aerosol<br />

Liquid sample<br />

Groove<br />

Argon<br />

Figure 11: Schematic of a Bab<strong>in</strong>gton nebulizer.<br />

Liquid sample<br />

<strong>in</strong>let<br />

Figure 10: Schematic of a cross-flow<br />

nebulizer.<br />

oric (HF) acid. Also, because of the<br />

small capillary diameter, they tend<br />

to clog <strong>in</strong> the presence of solutions<br />

with high TDS content. There are<br />

variations on this type of nebulizer,<br />

<strong>in</strong>clud<strong>in</strong>g the microconcentric nebulizer,<br />

which is manufactured from<br />

plastic rather than glass and therefore<br />

does not suffer ill effects from<br />

the use of HF. However, the sample<br />

delivery rate is much lower.<br />

The second ma<strong>in</strong> design of pneumatic<br />

nebulizer is that of the crossflow<br />

nebulizer (Figure 10). This consists<br />

of two capillary tubes at right<br />

angles to each other. A high speed<br />

flow of argon is forced across the liquid<br />

stream <strong>in</strong> the second capillary,<br />

creat<strong>in</strong>g the aerosol. The slightly<br />

larger capillary tubes <strong>in</strong> this design<br />

m<strong>in</strong>imize clogg<strong>in</strong>g, which is an advantage<br />

over the concentric nebulizer,<br />

thus <strong>in</strong>creas<strong>in</strong>g their capacity<br />

to handle solutions with up to 20%<br />

TDS. However, depend<strong>in</strong>g on its design,<br />

the cross-flow may not be as<br />

efficient <strong>in</strong> produc<strong>in</strong>g the f<strong>in</strong>e droplets<br />

required for analysis, result<strong>in</strong>g<br />

<strong>in</strong> slightly poorer RSDs as compared<br />

to the concentric nebulizers.<br />

The third design of pneumatic<br />

nebulizer is the Bab<strong>in</strong>gton nebulizer.<br />

The sample solution is allowed<br />

to pour over a surface with a small<br />

orifice, through which high pressure<br />

argon is pass<strong>in</strong>g. The argon shears<br />

the liquid <strong>in</strong>to small droplets. Because<br />

it is only the argon gas that<br />

passes though the small hole, this<br />

design is perfect for both viscous<br />

samples and for samples conta<strong>in</strong><strong>in</strong>g<br />

high total dissolved solids, as it is<br />

essentially clog-proof (Figure 11). A<br />

variation on the Bab<strong>in</strong>gton is the V-<br />

groove nebulizer.<br />

The ultrasonic nebulizer (USN)<br />

uses the oscillations of a piezoelectric<br />

transducer to break up the<br />

sample <strong>in</strong>to the aerosol (Figure 12).<br />

This type of nebulization is more<br />

efficient than the previously mentioned<br />

pneumatic types, so more<br />

sample gets to the plasma. An important<br />

limitation of this type of<br />

nebulizer is its reduced capacity to<br />

handle high-TDS samples, ma<strong>in</strong>ly<br />

related to its clean<strong>in</strong>g and memory<br />

effects.<br />

Appendix II: Optical System<br />

Requirements for a Modern<br />

ICP Spectrometer<br />

This appendix presents some guidel<strong>in</strong>es<br />

regard<strong>in</strong>g the follow<strong>in</strong>g performance<br />

characteristics: analysis<br />

speed, resolution, stability, sensitivity,<br />

wavelength coverage, and overall<br />

cost.<br />

Analysis speed: Polychromators,<br />

fitted with various sensor devices,<br />

are capable of simultaneously carry<strong>in</strong>g<br />

out the analysis of multiple<br />

element l<strong>in</strong>es, thereby drastically<br />

reduc<strong>in</strong>g the overall time required<br />

to produce a result. The typical analysis<br />

time for this type of arrangement<br />

is around 1 m<strong>in</strong> for almost<br />

an unlimited number of elements.<br />

Monochromators, on the other<br />

hand, are capable of do<strong>in</strong>g only one<br />

or a limited number of elements at<br />

a time, carry<strong>in</strong>g out their analytical<br />

task <strong>in</strong> a sequential mode. Typical<br />

analysis time <strong>in</strong> this optical arrangement<br />

depends on the number of elements<br />

to be analyzed. On average,<br />

no more than two to three elements<br />

per m<strong>in</strong>ute are determ<strong>in</strong>ed, a rather<br />

long analysis time as compared with<br />

the immediate response of the simultaneous<br />

optical arrangements.<br />

Therefore, the use of sequential<br />

spectrometers should be considered<br />

only <strong>in</strong> laboratories with a limited<br />

sample throughput, or laboratories<br />

where the number of elements required<br />

per sample is small. Note:<br />

The widespread use of CCDs, replac<strong>in</strong>g<br />

the traditional photomultipliers,<br />

has greatly reduced the number of<br />

commercially available ICP spectrometers<br />

equipped with a monochromator<br />

design.<br />

Resolution: The resolution required<br />

depends on the spectral complexity<br />

of the sample matrix. Rare<br />

earth materials, for example, have<br />

notoriously complex spectra and an<br />

optical arrangement designed with<br />

a high capability of separat<strong>in</strong>g adjacent<br />

spectral l<strong>in</strong>es that is recommended<br />

to elim<strong>in</strong>ate spectral l<strong>in</strong>e<br />

<strong>in</strong>terferences. That is, an optical system<br />

with a high “resolv<strong>in</strong>g power” is<br />

required to cope with the problem of<br />

overlapp<strong>in</strong>g, unwanted l<strong>in</strong>es on the<br />

analytical l<strong>in</strong>es of <strong>in</strong>terest.<br />

Stability: The more components<br />

an optical arrangement has, the<br />

more complex its design and the<br />

longer the path length from the<br />

plasma-emitted photons to the detector<br />

or detectors. In this case,<br />

rigid thermal control of the optical<br />

bench may be necessary to prevent<br />

m<strong>in</strong>ute displacements of the optical<br />

components’ alignment because of<br />

thermal expansion and contraction.


52 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

Heat<strong>in</strong>g element<br />

Transducer<br />

Argon <strong>in</strong>let<br />

To<br />

plasma<br />

Overall Cost: The comb<strong>in</strong>ation optical bench–detector<br />

is the most expensive component of an ICP spectrometer.<br />

Therefore, “simple” analytical tasks, a situation<br />

often found <strong>in</strong> laboratories carry<strong>in</strong>g out straight<br />

production control analysis of few elements at parts-permillion<br />

or percent concentration levels, do not necessarily<br />

require expensive optical devices. For this k<strong>in</strong>d of application,<br />

many <strong>in</strong>struments <strong>in</strong> the range of US$60,000<br />

are available.<br />

Readers must carefully balance all the optical performance<br />

requirements necessary to fulfill their particular<br />

analytical needs with the benefits brought by each arrangement.<br />

Dra<strong>in</strong><br />

Sample <strong>in</strong>let<br />

Water<br />

cool<strong>in</strong>g<br />

Figure 12: Schematic of an ultrasonic nebulizer.<br />

Dra<strong>in</strong><br />

Such temperature changes may result <strong>in</strong> spectral l<strong>in</strong>e<br />

shifts, which are responsible for long-term <strong>in</strong>strumental<br />

drift. Clever solutions to this problem have been<br />

adopted, such as a close monitor<strong>in</strong>g of a reference l<strong>in</strong>e<br />

throughout all the analysis <strong>in</strong>tegration time with automatic<br />

compensation and correction of eventual l<strong>in</strong>e<br />

shifts through a dedicated software mathematical<br />

model.<br />

Sensitivity: The more reflective or refractive surfaces<br />

<strong>in</strong> the light path of the optical system, the greater the<br />

attenuation of the beam, reduc<strong>in</strong>g overall sensitivity.<br />

Modern digital sensor devices can partially cope with<br />

this signal reduction by electronically enhanc<strong>in</strong>g the<br />

threshold peak values, sometimes at the expenses of an<br />

overall background noise <strong>in</strong>crease. In this type of <strong>in</strong>strument,<br />

a background reduction can be achieved by<br />

Peltier cool<strong>in</strong>g of the detector at temperatures around<br />

–30 °C, sometimes at the expense of a longer <strong>in</strong>strument<br />

start-up time.<br />

Wavelength Coverage: The greater the wavelength<br />

range that the optical system covers, the more versatile an<br />

ICP spectrometer will be. Certa<strong>in</strong> families of elements,<br />

such as the halogens, only have sensitive l<strong>in</strong>es below<br />

170 nm. Therefore, if their analysis is required, an optical<br />

system cover<strong>in</strong>g this region is mandatory. However,<br />

it should be noted that, depend<strong>in</strong>g on the optical system<br />

geometry, greater wavelength coverage may be obta<strong>in</strong>ed<br />

at the expense of <strong>in</strong>strument resolution.<br />

References<br />

(1) V. Thomsen, <strong>Spectroscopy</strong> 25(1), 46–54 (2010).<br />

(2) L. Trevizan and J. Nðbrega, J. Braz. Chem. Soc. 18(4), 678–690<br />

(2007).<br />

(3) J.M. Mermet and E. Poussel, Applied <strong>Spectroscopy</strong>, Focal Po<strong>in</strong>t<br />

49(10), 12A–18A (1995).<br />

Suggestions for Further Read<strong>in</strong>g<br />

P.W.J.M. Boumans, Ed. Inductively Coupled Plasma<br />

Emission <strong>Spectroscopy</strong> – Part I, Methodology, Instrumentation,<br />

and Performance (John Wiley & Sons, New<br />

York, 1987).<br />

P.W.J.M. Boumans, Ed. Inductively Coupled Plasma Emission<br />

<strong>Spectroscopy</strong> – Part II, Applications and Fundamentals (John<br />

Wiley & Sons, New York, 1987).<br />

P. Ga<strong>in</strong>es, ICP Operation, A Guide for New ICP Users. Onl<strong>in</strong>e<br />

at http:// www. ivstandards.com/tech/icp-ops/<br />

P. Ga<strong>in</strong>es, Reliable Measurements. Onl<strong>in</strong>e at<br />

http://www. ivstandards.com/tech/reliability/<br />

A. Montaser and D.W. Golightly, Inductively Coupled Plasmas<br />

<strong>in</strong> Analytical Atomic Spectrometry. (VCH, We<strong>in</strong>heim,<br />

Germany, 1992).<br />

Carlos Augusto Cout<strong>in</strong>ho, a retired senior researcher<br />

at Usim<strong>in</strong>as Steelworks R&D Analytical Division, is presently<br />

a consultant <strong>in</strong> Brazil. As a hobby, he enjoys read<strong>in</strong>g subjects<br />

related to anthropology and play<strong>in</strong>g the piano. He can be<br />

reached at cacout<strong>in</strong>ho@task.com.br.<br />

Volker Thomsen, a physicist by tra<strong>in</strong><strong>in</strong>g, has some 30<br />

years of experience <strong>in</strong> elemental spectrochemical analysis<br />

(OES and XRF). He is currently a consultant <strong>in</strong> this area from<br />

his home <strong>in</strong> Atibaia, São Paulo, Brazil. His other <strong>in</strong>terests<br />

<strong>in</strong>clude m<strong>in</strong>eralogy and history of science. Occasionally,<br />

he still plays the blues harmonica. He can be reached at<br />

vbet1951@uol.com.br. ◾<br />

For more <strong>in</strong>formation on this topic, please visit our<br />

homepage at: www.spectroscopyonl<strong>in</strong>e.com


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these methods <strong>in</strong> academic laboratories. Perk<strong>in</strong>Elmer, Inc.,<br />

Seer Green, United K<strong>in</strong>gdom; www.perk<strong>in</strong>elmer.com/ftir<br />

head_products<br />

High voltage converters<br />

text_products High voltage converters text_products from<br />

text_products EMCO High Voltage text_products Corporation<br />

are designed text_products with a metal<br />

text_products<br />

text_products case and a shielded company transformer.<br />

The website 10-W converters<br />

name<br />

address,<br />

reportedly feature low EMI/<br />

RFI, low ripple, short-circuit<br />

protection, and <strong>in</strong>put–output<br />

isolation and filter<strong>in</strong>g. Accord<strong>in</strong>g<br />

to the company, the converters are PCB mountable and require<br />

no external components. EMCO High Voltage Corporation,<br />

Sutter Creek, CA; www.emcohighvoltage.com<br />

head_products<br />

Inert nebulizer<br />

text_products The Duramist text_products<br />

nebulizer<br />

text_products from Glass Expansion text_products<br />

text_products is designed to text_products<br />

be HF<br />

text_products resistant and to company handle<br />

name high concentrations address, website of<br />

dissolved solids. The<br />

nebulizer, which is made<br />

of PEEK, reportedly has<br />

sensitivity and precision comparable to that of the company’s<br />

concentric glass nebulizer but can be used <strong>in</strong> ICP-OES<br />

applications <strong>in</strong>volv<strong>in</strong>g HF. Glass Expansion, Inc.,<br />

Pocasset, MA; www.geicp.com<br />

head_products<br />

<strong>UV</strong>–vis spectrophometer<br />

text_products Agilent’s Cary text_products<br />

60 <strong>UV</strong>–vis<br />

text_products spectrophotometer text_products is<br />

text_products designed with text_products<br />

fiber-optics<br />

text_products capabilities that company allow for name<br />

address, remote sampl<strong>in</strong>g website rang<strong>in</strong>g<br />

from bulk solutions to cold<br />

biological samples. Accord<strong>in</strong>g<br />

to the company, the<br />

spectrophotometer’s lamp<br />

typically lasts 10 years. The<br />

<strong>in</strong>strument reportedly <strong>in</strong>cludes local language software and tutorials<br />

and has a scan rate of up to 24,000 nm/m<strong>in</strong>. Agilent Technologies,<br />

Santa Clara, CA; www.agilent.com


56 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

IR head_products<br />

spectrometer<br />

The text_products 4100 ExoScan text_products mid-IR spectrometer<br />

text_products from Agilent text_products is a onemodule,<br />

text_products 6.5-lb text_products<br />

system for use <strong>in</strong><br />

the text_products laboratory or company onsite. Accord<strong>in</strong>g<br />

to name the company, address, website the handheld<br />

system features a choice of <strong>in</strong>terchangeable<br />

sampl<strong>in</strong>g <strong>in</strong>terfaces<br />

and allows users to choose diffuse,<br />

graz<strong>in</strong>g angle, specular reflection,<br />

or spherical ATR sampl<strong>in</strong>g <strong>in</strong>terfaces.<br />

Applications <strong>in</strong>clude <strong>in</strong>frared<br />

absorb<strong>in</strong>g and scatter<strong>in</strong>g surfaces,<br />

reflective metal surfaces with coat<strong>in</strong>gs<br />

and films, and bulk materials such as powders and granules.<br />

Agilent Technologies, Santa Clara, CA; www.agilent.com<br />

Diffuse head_products reflectance accessory<br />

The text_products DiffusIR diffuse text_products reflectance<br />

text_products accessory text_products from Pike<br />

Technologies text_products is text_products designed to<br />

enable text_products catalytic company research, name<br />

<strong>in</strong>clud<strong>in</strong>g address, website <strong>in</strong>vestigation of<br />

reaction pathways and<br />

determ<strong>in</strong>ation of k<strong>in</strong>etics<br />

assays. Accord<strong>in</strong>g to the<br />

company, the accessory’s<br />

sealed environmental<br />

chambers may be configured<br />

for temperatures rang<strong>in</strong>g from 150 °C to 900 °C.<br />

Pike Technologies, Madison, WI; www.piketech.com<br />

EDXRF head_products spectrometer<br />

The text_products EDX-LE energy text_products dispersive<br />

X-ray text_products fluorescence text_products spectrometer<br />

from text_products Shimadzu text_products<br />

is designed for<br />

screen<strong>in</strong>g text_products elements company regulated by<br />

RoHS/EL name address, V directives. website Accord<strong>in</strong>g<br />

to the company, the spectrometer<br />

has automated analysis functions<br />

and a detector that does<br />

not require liquid nitrogen. Users<br />

can customize the functions accord<strong>in</strong>g to the management method.<br />

Accord<strong>in</strong>g to the company, threshold values can be set for each material<br />

or element, and the screen<strong>in</strong>g judgment can be changed depend<strong>in</strong>g<br />

on the <strong>in</strong>put method used for threshold values. Shimadzu Scientific<br />

Instruments Inc., Columbia, MD; www.ssi.shimadzu.com<br />

ICP-OES head_products system<br />

Perk<strong>in</strong>Elmer’s text_products text_products<br />

Optima 8x00<br />

ICP-OES text_products system text_products is designed<br />

to text_products optimize sample text_products <strong>in</strong>troduction,<br />

text_products enhance company plasma name<br />

stability, address, website simplify method<br />

development, and reduce<br />

operat<strong>in</strong>g costs. The system’s<br />

sample <strong>in</strong>troduction<br />

feature is designed to generate<br />

a constant flow of uniform droplets for stability and detection<br />

limits. Its plasma generator reportedly uses half the argon of<br />

traditional systems, and a camera offers cont<strong>in</strong>uous view<strong>in</strong>g of the<br />

plasma. Perk<strong>in</strong>Elmer, Waltham, MA; www.perk<strong>in</strong>elmer.com<br />

Mercury head_products analyzer<br />

The text_products Model RA-3000F text_products Gold+<br />

mercury text_products analyzer text_products from Nippon<br />

text_products Instruments text_products Corporation<br />

is text_products designed for company EPA Methods<br />

1631E name address, and 245.7. website Accord<strong>in</strong>g<br />

to the company, the <strong>in</strong>strument<br />

simplifies low to subppt<br />

mercury analysis and<br />

reduces reagent consumption<br />

and wastes by as much as<br />

80%. Nippon Instruments<br />

North America, College Station, TX; www.hg-nic.us<br />

Raman head_products system for <strong>in</strong>verted microscopy<br />

The text_products XploRA INV text_products<br />

compact analytical Ramam<br />

chemical text_products imag<strong>in</strong>g text_products<br />

microscope from HORIBA<br />

Scientific text_products reportedly text_products comb<strong>in</strong>es the automatization<br />

text_products features company and small footpr<strong>in</strong>t name of a<br />

standard address, confocal websiteRaman microscope with<br />

the capabilities of an <strong>in</strong>verted microscope<br />

for biological applications such as cell<br />

research, cancer detection, pharmaceutical<br />

verification of <strong>in</strong>tercellular activities, <strong>in</strong>clusion<br />

of microreactors, and <strong>in</strong>corporation of<br />

AFM units for tip-enhanced Raman spectroscopy. Accord<strong>in</strong>g to the company,<br />

the microscope’s open structure permits the use of options and add-ons for<br />

<strong>in</strong>verted microscopes, such as micromanipulators, “optical tweezers,” and<br />

specific enclosures for cell applications. HORIBA Scientific, Edison, NJ;<br />

www.horiba.com/scientific<br />

Spectra head_products library<br />

Fiveash text_products Data Management’s<br />

text_products<br />

FDM text_products Raman Organics text_products is<br />

a text_products library of 500 text_products Raman<br />

spectra text_products of model company organic<br />

compounds. name address, Accord<strong>in</strong>g website to the<br />

company, the spectra <strong>in</strong> the<br />

library were run <strong>in</strong>-focus on a<br />

6-cm -1 , whitelight-corrected<br />

spectrometer with a 780-<br />

nm laser, SNR of 500, and a range of 200–3200 cm -1 . The library<br />

reportedly is available <strong>in</strong> most spectral library formats. Fiveash<br />

Data Management, Madison, WI; www.fdmspectra.com<br />

Raman head_products analyzer<br />

The text_products EZRaman-1-9 text_products portable<br />

Raman text_products analyzer text_products from Enwave<br />

Optronics text_products is designed text_products to<br />

m<strong>in</strong>imize text_products fluorescence company and name<br />

maximize address, website capability of Raman<br />

analysis <strong>in</strong> difficult-to-measure<br />

samples. Accord<strong>in</strong>g to the<br />

company, the analyzer’s<br />

excitation wavelength is<br />

above 900 nm. Enwave<br />

Optronics, Inc., Irv<strong>in</strong>e, CA; www.enwaveopt.com


www.spectroscopyonl<strong>in</strong>e.com<br />

September 2011 <strong>Spectroscopy</strong> 26(9) 57<br />

Cathodolum<strong>in</strong>escence microscopes<br />

Quantitative cathodolum<strong>in</strong>escence<br />

microscopes<br />

from Attolight<br />

AG are designed for<br />

analysis from <strong>UV</strong> to<br />

IR with 10-nm spatial<br />

resolution throughout<br />

the 15–300 K temperature<br />

range. Two versions are available: the cont<strong>in</strong>uous wave<br />

CL10-Inf<strong>in</strong>ity system and the time-resolved CL10-10 system. The<br />

systems comprise a scann<strong>in</strong>g electron microscope, a n<strong>in</strong>e-axis<br />

cryo-nanostage, and an <strong>in</strong>tegrated cathodolum<strong>in</strong>escence system.<br />

Attolight AG, Lausanne, Switzerland; www.attolight.com<br />

AA spectrophotometer<br />

Shimadzu’s AA-7000 Series atomic<br />

absorption spectrophotometer is<br />

designed for flame and furnace<br />

analysis us<strong>in</strong>g a 3-D optical system.<br />

Accord<strong>in</strong>g to the company, the<br />

system achieves flame and furnace<br />

detection through adjustment of<br />

the light beam and digital filter<br />

and <strong>in</strong>cludes optical components<br />

that restrict light loss. The system<br />

reportedly comes equipped with standard background correction methods,<br />

a high-speed self-reversal method that provides correction over<br />

the 185–900 nm range, and safety features, <strong>in</strong>clud<strong>in</strong>g a vibration sensor<br />

and multimode automatic gas leak check. Shimadzu Scientific<br />

Instruments Inc., Columbia, MD; www.ssi.shimadzu.com<br />

Photovoltaic measurement system<br />

Newport Corporation’s Oriel<br />

IQE-200 photovoltaic cell measurement<br />

system is designed<br />

for simultaneous measurement<br />

of the external and <strong>in</strong>ternal<br />

quantum efficiency of solar cells,<br />

detectors, and other photonto-charge<br />

convert<strong>in</strong>g devices.<br />

The system reportedly splits the<br />

beam to allow for concurrent measurements. The system <strong>in</strong>cludes a<br />

light source, a monochromator, and related electronics and software.<br />

Accord<strong>in</strong>g to the company, the system can be used for the measurement<br />

of silicon-based cells, amorphous and mono/poly crystall<strong>in</strong>e,<br />

th<strong>in</strong>-film cells, copper <strong>in</strong>dium gallium diselenide, and cadmium telluride.<br />

Newport Corporation, Irv<strong>in</strong>e, CA; www.newport.com<br />

Microwave digestion system<br />

Milestone’s UltraWAVE benchtop<br />

microwave digestion system<br />

features the company’s<br />

S<strong>in</strong>gle Reaction Chamber<br />

design. Accord<strong>in</strong>g to the<br />

company, the system uses<br />

disposable glass vials <strong>in</strong>stead<br />

of traditional digestion vessels,<br />

reduc<strong>in</strong>g digestion<br />

acid volume and lower<strong>in</strong>g<br />

digestion blanks.<br />

Milestone, Shelton, CT;<br />

www.milestonesci.com<br />

Industrial gas system<br />

Thermo Fisher’s Antaris <strong>in</strong>dustrial<br />

gas system is designed<br />

to provide scann<strong>in</strong>g speeds<br />

as high as 5 Hz at 0.5-cm -1<br />

resolution. Accord<strong>in</strong>g to the<br />

company, the FT-IR-based<br />

analyzer is capable of monitor<strong>in</strong>g<br />

dozens of gases simultaneously<br />

while provid<strong>in</strong>g<br />

multicomponent gas analysis.<br />

Thermo Fisher Scientific,<br />

Madison, WI;<br />

www.thermofisher.com<br />

Electron microscopy software<br />

The TEAM EDS 2.0<br />

AnalysisSystem software<br />

from Edax Inc.<br />

is designed for use<br />

with electron microscopes<br />

and reportedly<br />

streaml<strong>in</strong>es analysis<br />

and report<strong>in</strong>g workflow,<br />

boosts user productivity,<br />

reduces analysis<br />

time, and m<strong>in</strong>imizes error potential. Accord<strong>in</strong>g to the company, the<br />

software can compare and review multiple maps simultaneously,<br />

extract spectra from the area of <strong>in</strong>terest us<strong>in</strong>g a histogram feature,<br />

and handle up to 120,000 counts/s. Edax, Inc., Mahwah, NJ;<br />

www.edax.com<br />

Crystallographic database<br />

Release 2011 of the Powder<br />

Diffraction File from ICDD<br />

conta<strong>in</strong>s 715,953 unique<br />

material data sets. Accord<strong>in</strong>g<br />

to the company, each<br />

data set conta<strong>in</strong>s diffraction,<br />

crystallographic, and<br />

bibliographic data, as well<br />

as experimental, <strong>in</strong>strument,<br />

and sampl<strong>in</strong>g conditions, and<br />

select physical properties <strong>in</strong><br />

a common standardized format.<br />

International Centre for Diffraction Data,<br />

Newtown Square, PA; www.icdd.com<br />

Dispersive Raman spectrometer<br />

The RamSpec-HR-1064<br />

dispersive Raman spectrometer<br />

from BaySpec is designed<br />

with a spectral range of<br />

200–3200 cm -1 , a high-power<br />

narrowband 1064-nm laser,<br />

and a high-throughput VPG<br />

grat<strong>in</strong>g-based spectrograph<br />

with the company’s deepcooled<br />

InGaAs detector array.<br />

The spectrometer reportedly<br />

supports multichannel <strong>in</strong>put ports and features a high-temperature<br />

extended-length reaction monitor<strong>in</strong>g probes. BaySpec, Inc.,<br />

San Jose, CA; www.bayspec.com


58 <strong>Spectroscopy</strong> 26(9) September 2011 www.spectroscopyonl<strong>in</strong>e.com<br />

®<br />

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New Accessory Catalog!<br />

Call for Application Notes<br />

<strong>Spectroscopy</strong> is plann<strong>in</strong>g to publish the next edition<br />

of The Application Notebook <strong>in</strong> December 2011.<br />

As always, the publication will <strong>in</strong>clude paid position vendor<br />

application notes that describe techniques and applications<br />

of all forms of spectroscopy that are of immediate <strong>in</strong>terest<br />

to users <strong>in</strong> <strong>in</strong>dustry, academia, and government.<br />

If your company is <strong>in</strong>terested <strong>in</strong> participat<strong>in</strong>g<br />

<strong>in</strong> this special supplement, contact:<br />

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608.274.2721<br />

email: sales@piketech.com<br />

www.piketech.com<br />

Michael J. Tessalone, Group Publisher • (732) 346-3016<br />

Edward Fantuzzi, Publisher • (732) 346-3015<br />

or<br />

Stephanie Shaffer, East Coast Sales Manager • (508) 481-5885<br />

Ad Index<br />

ADVERTISER PG# ADVERTISER PG# ADVERTISER PG#<br />

Agilent Technologies 3, 5<br />

Andor Technologies Limited 36, 39<br />

Applied Rigaku Technologies 22<br />

B & W Tek Inc. 33, 37<br />

Bruker Daltonics 49<br />

Bruker Optics 11<br />

Craic Technologies 35<br />

Eastern Analytical Symposium 24<br />

Edmund Optics 34<br />

EMCO High Voltage Corp. 13<br />

Enwave Optronics Inc. 20<br />

Evans Analytical Group 8<br />

Fiveash Data Management 25<br />

Horiba Scientific<br />

CV4<br />

International Crystal Lab Outsert<br />

Materials Research Society 16<br />

Moxtek, Inc. 23, 58<br />

New Era Enterprises, Inc. 58<br />

Newport Corporation 9<br />

Nippon Instruments North America 58<br />

Perk<strong>in</strong>Elmer<br />

15, 42 A–H<br />

Pike Technologies 30, 31, 58<br />

Renishaw, Inc. 4<br />

Retsch, Inc. 18 A–D, 21<br />

Shimadzu Scientific<br />

Instruments<br />

Cover Sticker,<br />

7, 26 A–D<br />

Spectron 45<br />

SPIE 53<br />

Starna Cells, Inc. 8<br />

Thermo Fisher Scientific<br />

CV2<br />

W<strong>in</strong>ter Conference 2012<br />

CV3


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on Plasma Spectrochemistry<br />

January 9-14, 2012, Tucson, Arizona<br />

The 2012 W<strong>in</strong>ter Conference explores the most recent applications,<br />

developments, fundamentals, and research achieved with analytical plasma<br />

sources <strong>in</strong>clud<strong>in</strong>g glow discharges, <strong>in</strong>ductively coupled plasmas, laser<br />

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More than 300 Invited and Contributed Presentations<br />

Basic and Advanced Pre-conference Short Courses<br />

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