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Form 990 - Susquehanna University

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<strong>Form</strong><br />

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung<br />

benefit trust or private foundation)<br />

Department of the Treasury<br />

Internal Revenue Service | The organization may have to use a copy of this return to satisfy state reporting requirements.<br />

A For the 2010 calendar year, or tax year beginning JUL 1, 2010 and ending JUN 30, 2011<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

B Check if C Name of organization<br />

D Employer identification number<br />

applicable:<br />

Address<br />

change<br />

Name<br />

change<br />

SUSQUEHANNA UNIVERSITY<br />

Doing Business As<br />

23-1353385<br />

Initial<br />

return Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number<br />

Terminated<br />

514 UNIVERSITY AVENUE 570.372.4128<br />

Amended<br />

return City or town, state or country, and ZIP + 4<br />

G Gross receipts $ 102,616,512.<br />

Application<br />

SELINSGROVE, PA 17870-1164<br />

H(a) Is this a group return<br />

pending<br />

F Name and address of principal officer: L. JAY LEMONS for affiliates?<br />

Yes X No<br />

SAME AS C ABOVE<br />

H(b) Are all affiliates included? Yes No<br />

I Tax-exempt status: X 501(c)(3) 501(c) ( )§<br />

(insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions)<br />

J Website: | WWW.SUSQU.EDU<br />

H(c) Group exemption number |<br />

K <strong>Form</strong> of organization: X Corporation Trust Association Other |<br />

L Year of formation: 1859 M State of legal domicile: PA<br />

Part I Summary<br />

1 Briefly describe the organization’s mission or most significant activities: TO EDUCATE UNDERGRADUATE<br />

STUDENTS FOR PRODUCTIVE, CREATIVE, AND REFLECTIVE LIVES OF<br />

Activities & Governance<br />

Revenue<br />

Expenses<br />

Net Assets or<br />

Fund Balances<br />

Sign<br />

Here<br />

Return of Organization Exempt From Income Tax<br />

<strong>990</strong> 2010<br />

2<br />

3<br />

4<br />

5<br />

6<br />

8<br />

9<br />

10<br />

11<br />

12<br />

13<br />

14<br />

15<br />

Check this box<br />

|<br />

if the organization discontinued its operations or disposed of more than 25% of its net assets.<br />

Number of voting members of the governing body (Part VI, line 1a)<br />

Number of independent voting members of the governing body (Part VI, line 1b) ~~~~~~~~~~~~~~<br />

Total number of individuals employed in calendar year 2010 (Part V, line 2a) ~~~~~~~~~~~~~~~~<br />

b Net unrelated business taxable income from <strong>Form</strong> <strong>990</strong>-T, line 34 <br />

16a<br />

Professional fundraising fees (Part IX, column (A), line 11e) ~~~~~~~~~~~~~~<br />

b Total fundraising expenses (Part IX, column (D), line 25) | 2,526,597.<br />

true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.<br />

Signature of officer<br />

MICHAEL A. COYNE, VP FOR FINANCE<br />

Type or print name and title<br />

~~~~~~~~~~~~~~~~~~~~<br />

Total number of volunteers (estimate if necessary) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

7 a Total unrelated business revenue from Part VIII, column (C), line 12 ~~~~~~~~~~~~~~~~~~~~<br />

Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~<br />

Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~<br />

Investment income (Part VIII, column (A), lines 3, 4, and 7d) ~~~~~~~~~~~~~<br />

Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~<br />

Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) <br />

Grants and similar amounts paid (Part IX, column (A), lines 1-3)<br />

Benefits paid to or for members (Part IX, column (A), line 4)<br />

~~~~~~~~~~~<br />

~~~~~~~~~~~~~<br />

Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) ~~~<br />

=<br />

=<br />

** PUBLIC DISCLOSURE COPY **<br />

3<br />

4<br />

5<br />

6<br />

7a<br />

7b<br />

Prior Year<br />

Current Year<br />

11,146,238. 7,544,126.<br />

85,574,193. 92,689,429.<br />

141,422. 75,085.<br />

1,631,244. 2,307,872.<br />

98,493,097. 102,616,512.<br />

28,733,225. 31,983,731.<br />

0. 0.<br />

37,225,376. 38,607,624.<br />

13,685. 27,400.<br />

Check<br />

Print/Type preparer’s name<br />

Preparer’s signature<br />

Date<br />

PTIN<br />

if<br />

Paid TROY E. MARINE, CPA TROY E. MARINE, CPA 05/14/12 self-employed<br />

Preparer Firm’s name BAKER TILLY VIRCHOW KRAUSE, LLP<br />

Firm’s EIN<br />

Use Only Firm’s address 115 SOUTH 84TH STREET, SUITE 400<br />

9<br />

9 MILWAUKEE, WI 53214 Phone no. (414)777-5500<br />

May the IRS discuss this return with the preparer shown above? (see instructions) X Yes No<br />

032001 02-22-11 LHA For Paperwork Reduction Act Notice, see the separate instructions.<br />

<strong>Form</strong> <strong>990</strong> (2010)<br />

SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION<br />

Date<br />

36<br />

27<br />

2073<br />

950<br />

107,519.<br />

-27.<br />

17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24f) ~~~~~~~~~~~~~ 29,116,230. 32,254,615.<br />

18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) ~~~~~~~ 95,088,516. 102,873,370.<br />

19 Revenue less expenses. Subtract line 18 from line 12 3,404,581. -256,858.<br />

Beginning of Current Year End of Year<br />

20 Total assets (Part X, line 16) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 286,290,360. 310,867,773.<br />

21 Total liabilities (Part X, line 26) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 86,549,074. 84,277,528.<br />

22 Net assets or fund balances. Subtract line 21 from line 20 199,741,286. 226,590,245.<br />

Part II Signature Block<br />

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part III Statement of Program Service Accomplishments<br />

1<br />

Check if Schedule O contains a response to any question in this Part III <br />

Briefly describe the organization’s mission:<br />

TO EDUCATE UNDERGRADUATE STUDENTS FOR PRODUCTIVE, CREATIVE, AND<br />

REFLECTIVE LIVES OF ACHIEVEMENT, LEADERSHIP, AND SERVICE IN A DIVERSE<br />

AND INTERCONNECTED WORLD.<br />

Page 2<br />

2<br />

3<br />

4<br />

4a<br />

Did the organization undertake any significant program services during the year which were not listed on<br />

the prior <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ?<br />

If "Yes," describe these new services on Schedule O.<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization cease conducting, or make significant changes in how it conducts, any program services? ~~~~~~<br />

If "Yes," describe these changes on Schedule O.<br />

Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.<br />

Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and<br />

allocations to others, the total expenses, and revenue, if any, for each program service reported.<br />

(Code: ) (Expenses $ 93,331,005. including grants of $ 31,983,731. ) (Revenue $ 94,888,845. )<br />

PROVIDING A COMPREHENSIVE POST-SECONDARY EDUCATIONAL EXPERIENCE TO<br />

2,305 (FTE) STUDENTS.<br />

Yes<br />

Yes<br />

X<br />

X<br />

No<br />

No<br />

4b<br />

(Code: ) (Expenses $ including grants of $ ) (Revenue $ )<br />

4c<br />

(Code: ) (Expenses $ including grants of $ ) (Revenue $ )<br />

4d<br />

4e<br />

032002<br />

12-21-10<br />

Other program services. (Describe in Schedule O.)<br />

(Expenses $ including grants of $ ) (Revenue $ )<br />

Total program service expenses J 93,331,005.<br />

<strong>Form</strong> <strong>990</strong> (2010)


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part IV Checklist of Required Schedules<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12a<br />

13<br />

15<br />

16<br />

17<br />

18<br />

19<br />

a<br />

b<br />

c<br />

d<br />

e<br />

f<br />

b<br />

b<br />

20a<br />

b<br />

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?<br />

If "Yes," complete Schedule A~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Is the organization required to complete Schedule B, Schedule of Contributors? ~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for<br />

public office? If "Yes," complete Schedule C, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect<br />

during the tax year? If "Yes," complete Schedule C, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or<br />

similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III ~~~~~~~~~~~~~~<br />

Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to<br />

provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I<br />

Did the organization receive or hold a conservation easement, including easements to preserve open space,<br />

the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II~~~~~~~~~~~~~~<br />

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete<br />

Schedule D, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide<br />

credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV ~~<br />

Did the organization, directly or through a related organization, hold assets in term, permanent, or quasi-endowments?<br />

If "Yes," complete Schedule D, Part V ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X<br />

as applicable.<br />

Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete Schedule D,<br />

Part VI ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its total<br />

assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its total<br />

assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in<br />

Part X, line 16? If "Yes," complete Schedule D, Part IX ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X ~~~~~~<br />

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses<br />

the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X ~~~~<br />

Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete<br />

Schedule D, Parts XI, XII, and XIII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Was the organization included in consolidated, independent audited financial statements for the tax year?<br />

If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional~~~<br />

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E ~~~~~~~~~~~~~~<br />

14a<br />

Did the organization maintain an office, employees, or agents outside of the United States? ~~~~~~~~~~~~~~~~<br />

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,<br />

and program service activities outside the United States? If "Yes," complete Schedule F, Parts I and IV~~~~~~~~~~~<br />

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization<br />

or entity located outside the United States? If "Yes," complete Schedule F, Parts II and IV ~~~~~~~~~~~~~~~~~<br />

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals<br />

located outside the United States? If "Yes," complete Schedule F, Parts III and IV ~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,<br />

column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines<br />

1c and 8a? If "Yes," complete Schedule G, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"<br />

complete Schedule G, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization operate one or more hospitals? If "Yes," complete Schedule H ~~~~~~~~~~~~~~~~~~~~<br />

If "Yes" to line 20a, did the organization attach its audited financial statements to this return? Note. Some <strong>Form</strong> <strong>990</strong> filers that<br />

operate one or more hospitals must attach audited financial statements (see instructions) <br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11a<br />

11b<br />

11c<br />

11d<br />

11e<br />

11f<br />

12a<br />

12b<br />

13<br />

14a<br />

14b<br />

15<br />

16<br />

17<br />

18<br />

19<br />

20a<br />

Yes<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

Page 3<br />

No<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

20b<br />

<strong>Form</strong> <strong>990</strong> (2010)<br />

032003<br />

12-21-10


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part IV Checklist of Required Schedules (continued)<br />

21<br />

22<br />

23<br />

24a<br />

26<br />

27<br />

28<br />

29<br />

30<br />

31<br />

32<br />

33<br />

34<br />

35<br />

36<br />

37<br />

38<br />

b<br />

c<br />

d<br />

25a<br />

Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a<br />

disqualified person during the year? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

b<br />

a<br />

b<br />

c<br />

a<br />

Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the<br />

United States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II ~~~~~~~~~~~~~~~~~~<br />

Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX,<br />

column (A), line 2? If "Yes," complete Schedule I, Parts I and III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current<br />

and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete<br />

Schedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the<br />

last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete<br />

Schedule K. If "No", go to line 25 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? ~~~~~~~~~~~<br />

Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease<br />

any tax-exempt bonds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? ~~~~~~~~~~~<br />

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and<br />

that the transaction has not been reported on any of the organization’s prior <strong>Form</strong>s <strong>990</strong> or <strong>990</strong>-EZ? If "Yes," complete<br />

Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified<br />

person outstanding as of the end of the organization’s tax year? If "Yes," complete Schedule L, Part II ~~~~~~~~~~~<br />

Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial<br />

contributor, or a grant selection committee member, or to a person related to such an individual? If "Yes," complete<br />

Schedule L, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV<br />

instructions for applicable filing thresholds, conditions, and exceptions):<br />

A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~~~~~~~~~~<br />

A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~<br />

An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,<br />

director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M ~~~~~~~~~<br />

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation<br />

contributions? If "Yes," complete Schedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization liquidate, terminate, or dissolve and cease operations?<br />

If "Yes," complete Schedule N, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete<br />

Schedule N, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations<br />

sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I ~~~~~~~~~~~~~~~~~~~~~~~~<br />

Was the organization related to any tax-exempt or taxable entity?<br />

If "Yes," complete Schedule R, Parts II, III, IV, and V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Is any related organization a controlled entity within the meaning of section 512(b)(13)?<br />

~~~~~~~~~~~~~~~~~~<br />

Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of<br />

section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~ Yes X<br />

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization?<br />

If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization conduct more than 5% of its activities through an entity that is not a related organization<br />

and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI ~~~~~~~~<br />

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19?<br />

Note. All <strong>Form</strong> <strong>990</strong> filers are required to complete Schedule O <br />

No<br />

21<br />

22<br />

23<br />

24a<br />

24b<br />

24c<br />

24d<br />

25a<br />

25b<br />

26<br />

27<br />

28a<br />

28b<br />

28c<br />

29<br />

30<br />

31<br />

32<br />

33<br />

34<br />

35<br />

36<br />

37<br />

Yes<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

Page 4<br />

No<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

38 X<br />

<strong>Form</strong> <strong>990</strong> (2010)<br />

032004<br />

12-21-10


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 5<br />

Part V Statements Regarding Other IRS Filings and Tax Compliance<br />

Check if Schedule O contains a response to any question in this Part V <br />

1a<br />

Enter the number reported in Box 3 of <strong>Form</strong> 1096. Enter -0- if not applicable ~~~~~~~~~~~<br />

b<br />

c<br />

b<br />

3a<br />

b<br />

b<br />

b<br />

c<br />

b<br />

032005<br />

12-21-10<br />

Enter the number of <strong>Form</strong>s W-2G included in line 1a. Enter -0- if not applicable ~~~~~~~~~~ 1b<br />

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming<br />

If at least one is reported on line 2a, did the organization file all required federal employment tax returns? ~~~~~~~~~~<br />

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)<br />

7 Organizations that may receive deductible contributions under section 170(c).<br />

a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g<br />

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a <strong>Form</strong> 1098-C?<br />

8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting<br />

organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?<br />

9<br />

10<br />

11<br />

13<br />

a<br />

b<br />

a<br />

b<br />

a<br />

b<br />

b<br />

14a<br />

Sponsoring organizations maintaining donor advised funds.<br />

Section 501(c)(7) organizations. Enter:<br />

Section 501(c)(12) organizations. Enter:<br />

12a<br />

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing <strong>Form</strong> <strong>990</strong> in lieu of <strong>Form</strong> 1041?<br />

a<br />

b<br />

c<br />

b<br />

(gambling) winnings to prize winners? <br />

2a<br />

Enter the number of employees reported on <strong>Form</strong> W-3, Transmittal of Wage and Tax Statements,<br />

filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~<br />

Did the organization have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~<br />

If "Yes," has it filed a <strong>Form</strong> <strong>990</strong>-T for this year? If "No," provide an explanation in Schedule O ~~~~~~~~~~~~~~~<br />

4a<br />

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a<br />

financial account in a foreign country (such as a bank account, securities account, or other financial account)?~~~~~~~<br />

If "Yes," enter the name of the foreign country: J UNITED KINGDOM<br />

See instructions for filing requirements for <strong>Form</strong> TD F 90-22.1, Report of Foreign Bank and Financial Accounts.<br />

5a<br />

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ~~~~~~~~~~~~<br />

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? ~~~~~~~~~<br />

If "Yes," to line 5a or 5b, did the organization file <strong>Form</strong> 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

6a<br />

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit<br />

any contributions that were not tax deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts<br />

were not tax deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," did the organization notify the donor of the value of the goods or services provided?<br />

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required<br />

to file <strong>Form</strong> 8282?<br />

Section 501(c)(29) qualified nonprofit health insurance issuers.<br />

Note. See the instructions for additional information the organization must report on Schedule O.<br />

Did the organization receive any payments for indoor tanning services during the tax year? ~~~~~~~~~~~~~~~~<br />

If "Yes," has it filed a <strong>Form</strong> 720 to report these payments? If "No," provide an explanation in Schedule O <br />

1a<br />

2a<br />

~~~~~~~~~~~~~~~<br />

<br />

If "Yes," indicate the number of <strong>Form</strong>s 8282 filed during the year<br />

~~~~~~~~~~~~~~~~<br />

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?<br />

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?<br />

7d<br />

10a<br />

10b<br />

11a<br />

11b<br />

12b<br />

13b<br />

13c<br />

~~~~~~~<br />

~~~~~~~~~<br />

If the organization received a contribution of qualified intellectual property, did the organization file <strong>Form</strong> 8899 as required? ~<br />

Did the organization make any taxable distributions under section 4966? ~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization make a distribution to a donor, donor advisor, or related person? ~~~~~~~~~~~~~~~~~~~<br />

Initiation fees and capital contributions included on Part VIII, line 12 ~~~~~~~~~~~~~~~<br />

Gross receipts, included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 12, for public use of club facilities ~~~~~~<br />

Gross income from members or shareholders ~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Gross income from other sources (Do not net amounts due or paid to other sources against<br />

amounts due or received from them.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," enter the amount of tax-exempt interest received or accrued during the year<br />

<br />

Is the organization licensed to issue qualified health plans in more than one state? ~~~~~~~~~~~~~~~~~~~~~<br />

Enter the amount of reserves the organization is required to maintain by the states in which the<br />

organization is licensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~<br />

Enter the amount of reserves on hand ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

217<br />

0<br />

2073<br />

1c<br />

2b<br />

3a<br />

3b<br />

4a<br />

5a<br />

5b<br />

5c<br />

6a<br />

6b<br />

7a<br />

7b<br />

7c<br />

7e<br />

7f<br />

7g<br />

7h<br />

8<br />

9a<br />

9b<br />

12a<br />

13a<br />

14a<br />

Yes<br />

X<br />

X<br />

X<br />

X<br />

X<br />

No<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

14b<br />

<strong>Form</strong> <strong>990</strong> (2010)


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 6<br />

Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response<br />

to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.<br />

Check if Schedule O contains a response to any question in this Part VI <br />

Section A. Governing Body and Management<br />

Yes<br />

1a<br />

Enter the number of voting members of the governing body at the end of the tax year ~~~~~~ 1a<br />

36<br />

b Enter the number of voting members included in line 1a, above, who are independent ~~~~~~ 1b<br />

27<br />

2<br />

3<br />

4<br />

5<br />

6<br />

8<br />

b<br />

a<br />

b<br />

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the<br />

organization’s mailing address? If "Yes," provide the names and addresses in Schedule O <br />

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)<br />

b<br />

b<br />

12a<br />

13<br />

14<br />

15<br />

b<br />

c<br />

a<br />

b<br />

16a<br />

b<br />

exempt status with respect to such arrangements? 16b<br />

Section C. Disclosure<br />

17 List the states with which a copy of this <strong>Form</strong> <strong>990</strong> is required to be filed JAR,CA,CO,CT,FL,GA,IL,KS,KY,ME,MD,MA<br />

18<br />

19<br />

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other<br />

officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization delegate control over management duties customarily performed by or under the direct supervision<br />

of officers, directors or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~<br />

Did the organization make any significant changes to its governing documents since the prior <strong>Form</strong> <strong>990</strong> was filed? ~~~~~<br />

Did the organization become aware during the year of a significant diversion of the organization’s assets? ~~~~~~~~~<br />

Does the organization have members or stockholders?<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

7a<br />

Does the organization have members, stockholders, or other persons who may elect one or more members of the<br />

governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ~~~~~~~~~<br />

Did the organization contemporaneously document the meetings held or written actions undertaken during the year<br />

by the following:<br />

The governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Each committee with authority to act on behalf of the governing body?<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

10a<br />

Does the organization have local chapters, branches, or affiliates? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," does the organization have written policies and procedures governing the activities of such chapters, affiliates,<br />

and branches to ensure their operations are consistent with those of the organization?<br />

~~~~~~~~~~~~~~~~~~<br />

11a<br />

Has the organization provided a copy of this <strong>Form</strong> <strong>990</strong> to all members of its governing body before filing the form? ~~~~~<br />

Describe in Schedule O the process, if any, used by the organization to review this <strong>Form</strong> <strong>990</strong>.<br />

Does the organization have a written conflict of interest policy? If "No," go to line 13 ~~~~~~~~~~~~~~~~~~~~<br />

Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise<br />

to conflicts? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe<br />

in Schedule O how this is done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Does the organization have a written whistleblower policy?<br />

Does the organization have a written document retention and destruction policy?<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~<br />

Did the process for determining compensation of the following persons include a review and approval by independent<br />

persons, comparability data, and contemporaneous substantiation of the deliberation and decision?<br />

The organization’s CEO, Executive Director, or top management official<br />

Other officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes" to line 15a or 15b, describe the process in Schedule O. (See instructions.)<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a<br />

taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," has the organization adopted a written policy or procedure requiring the organization to evaluate its participation<br />

in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s<br />

Section 6104 requires an organization to make its <strong>Form</strong>s 1023 (or 1024 if applicable), <strong>990</strong>, and <strong>990</strong>-T (501(c)(3)s only) available for<br />

public inspection. Indicate how you make these available. Check all that apply.<br />

X Own website Another’s website X Upon request<br />

Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial<br />

statements available to the public.<br />

20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization: |<br />

MICHAEL A COYNE - 570-372-4128<br />

514 UNIVERSITY AVE, SELINSGROVE, PA 17870-1164<br />

<strong>Form</strong> <strong>990</strong> (2010)<br />

032006<br />

12-21-10<br />

SEE SCHEDULE O FOR FULL LIST OF STATES<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7a<br />

7b<br />

8a<br />

8b<br />

9<br />

10a<br />

10b<br />

11a<br />

12a<br />

12b<br />

12c<br />

13<br />

14<br />

15a<br />

15b<br />

16a<br />

X<br />

X<br />

Yes<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

No<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

No<br />

X<br />

X


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 7<br />

Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated<br />

Employees, and Independent Contractors<br />

Check if Schedule O contains a response to any question in this Part VII<br />

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees<br />

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.<br />

¥ List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.<br />

Enter -0- in columns (D), (E), and (F) if no compensation was paid.<br />

¥ List all of the organization’s current key employees, if any. See instructions for definition of "key employee."<br />

¥ List the organization’s five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable<br />

compensation (Box 5 of <strong>Form</strong> W-2 and/or Box 7 of <strong>Form</strong> 1099-MISC) of more than $100,000 from the organization and any related organizations.<br />

¥ List all of the organization’s former officers, key employees, and highest compensated employees who received more than $100,000 of<br />

reportable compensation from the organization and any related organizations.<br />

¥ List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the organization,<br />

more than $10,000 of reportable compensation from the organization and any related organizations.<br />

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees;<br />

and former such persons.<br />

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.<br />

032007 12-21-10<br />

(A) (B) (C) (D) (E) (F)<br />

Name and Title<br />

Average<br />

hours per<br />

week<br />

(describe<br />

hours for<br />

related<br />

organizations<br />

in Schedule<br />

O)<br />

Position<br />

(check all that apply)<br />

Individual trustee or director<br />

Institutional trustee<br />

Officer<br />

Key employee<br />

Highest compensated<br />

employee<br />

<strong>Form</strong>er<br />

Reportable<br />

compensation<br />

from<br />

the<br />

organization<br />

(W-2/1099-MISC)<br />

Reportable<br />

compensation<br />

from related<br />

organizations<br />

(W-2/1099-MISC)<br />

Estimated<br />

amount of<br />

other<br />

compensation<br />

from the<br />

organization<br />

and related<br />

organizations<br />

ALAN BENNETT<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

BARRY JACKSON<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

BONNIE BUCKS REECE<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

BRUCE FICKEN<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

CHARLES DEBRUNNER<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

DAVID STEINAU<br />

TRUSTEE 1.00 X 59,950. 0. 10,322.<br />

DAWN MUELLER<br />

TRUSTEE 1.00 X X 0. 0. 0.<br />

EDWARD SCHMIDT<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

FRANK LEBER<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

FRANK TREMBULAK<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

GEORGE LIBEROPOULOS<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

HAROLD O'CONNOR<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

JAMES SUMMERS<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

JEFFREY ROUSH<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

JOHN CARPENTER<br />

TRUSTEE 1.00 X X 0. 0. 0.<br />

JOHN STRANGFELD<br />

TRUSTEE 1.00 X X 0. 0. 0.<br />

KATHI FLACK<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

<strong>Form</strong> <strong>990</strong> (2010)


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 8<br />

Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)<br />

(A) (B)<br />

(C)<br />

(D) (E) (F)<br />

Name and title<br />

Average Position<br />

Reportable<br />

Reportable Estimated<br />

hours per (check all that apply) compensation compensation amount of<br />

week<br />

from<br />

from related<br />

other<br />

(describe<br />

the<br />

organizations compensation<br />

hours for<br />

organization (W-2/1099-MISC) from the<br />

related<br />

(W-2/1099-MISC)<br />

organization<br />

organizations<br />

and related<br />

in Schedule<br />

organizations<br />

O)<br />

1b<br />

2<br />

3<br />

4<br />

c<br />

d<br />

Sub-total~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

Total from continuation sheets to Part VII, Section A ~~~~~~~~ |<br />

Total (add lines 1b and 1c) |<br />

Individual trustee or director<br />

Institutional trustee<br />

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on<br />

line 1a? If "Yes," complete Schedule J for such individual ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services<br />

rendered to the organization? If "Yes," complete Schedule J for such person <br />

Section B. Independent Contractors<br />

1<br />

Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable<br />

compensation from the organization |<br />

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization<br />

and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual~~~~~~~~~~~~~<br />

Officer<br />

KYLE ROBERTSON<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

LINDA FETTEROLF<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

MARK BURKHARDT<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

MARTIN ORTENZIO<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

MARTIN PINTER<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

MARY CIANNI<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

MICHAEL COLLINS<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

MICHELE DEMARY<br />

TRUSTEE 1.00 X 63,975. 0. 11,356.<br />

PETER NUNN<br />

TRUSTEE 1.00 X X 0. 0. 0.<br />

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from<br />

the organization. NONE<br />

Key employee<br />

Highest compensated<br />

employee<br />

<strong>Form</strong>er<br />

123,925. 0. 21,678.<br />

1,595,451. 0. 291,417.<br />

1,719,376. 0. 313,095.<br />

(A) (B) (C)<br />

Name and business address Description of services Compensation<br />

3<br />

4<br />

5<br />

Yes<br />

X<br />

X<br />

27<br />

No<br />

X<br />

2 Total number of independent contractors (including but not limited to those listed above) who received more than<br />

$100,000 in compensation from the organization |<br />

0<br />

SEE PART VII, SECTION A CONTINUATION SHEETS<br />

032008 12-21-10<br />

<strong>Form</strong> <strong>990</strong> (2010)


<strong>Form</strong> <strong>990</strong> (2010)<br />

Part VII Section A.<br />

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)<br />

(A) (B) (C) (D) (E) (F)<br />

Name and title<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Average<br />

hours<br />

per<br />

week<br />

Position<br />

(check all that apply)<br />

Individual trustee or director<br />

Institutional trustee<br />

Officer<br />

Key employee<br />

Highest compensated employee<br />

<strong>Form</strong>er<br />

Reportable<br />

compensation<br />

from<br />

the<br />

organization<br />

(W-2/1099-MISC)<br />

Reportable<br />

compensation<br />

from related<br />

organizations<br />

(W-2/1099-MISC)<br />

Estimated<br />

amount of<br />

other<br />

compensation<br />

from the<br />

organization<br />

and related<br />

organizations<br />

JOHN YOST<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

ROBERT GRONLUND<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SALVATORE FAZZOLARI<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SANDRA ROCKS<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SEWARD PROSSER MELLON<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SHAWN BERKEBILE<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SIDNEY APFELBAUM<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SIGNE GATES<br />

TRUSTEE 1.00 X X 0. 0. 0.<br />

WILLIAM LEWIS<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

WILLIAM SORDONI<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SARAH MEYERS<br />

TRUSTEE 1.00 X 0. 0. 0.<br />

SARA KIRKLAND<br />

EXEC VP ADMIN & PLANNING 55.00 X 213,952. 0. 38,137.<br />

LARRY JAY LEMONS<br />

PRESIDENT 55.00 X 335,833. 0. 95,616.<br />

MICHAEL COYNE<br />

VP FOR FINANCE 55.00 X 171,385. 0. 27,628.<br />

CARL MOSES<br />

PROVOST & FACULTY DEAN 55.00 X 121,821. 0. 14,747.<br />

ALICIA JACKSON<br />

DEAN, SCHOOL OF BUSINESS 55.00 X 153,569. 0. 19,751.<br />

DEBORAH STIEFFEL<br />

VP ENROLLMENT MGMT 55.00 X 162,028. 0. 25,002.<br />

PHILIP WINGER<br />

VP STDNT LIFE & DEAN OF STUDENTS 55.00 X 123,478. 0. 24,756.<br />

RONALD COHEN<br />

VP UNIVERSITY RELATIONS 55.00 X 155,816. 0. 25,593.<br />

LINDA MCMILLIN<br />

PROFESSOR OF HISTORY 55.00 X 157,569. 0. 20,187.<br />

Total to Part VII, Section A, line 1c<br />

<br />

1,595,451. 291,417.<br />

032201 12-21-10


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 9<br />

Part VIII Statement of Revenue<br />

(A) (B) (C)<br />

(D)<br />

Total revenue Related or Unrelated<br />

Revenue<br />

excluded from<br />

exempt function business tax under<br />

revenue revenue sections 512,<br />

513, or 514<br />

Contributions, gifts, grants<br />

and other similar amounts<br />

Program Service<br />

Revenue<br />

Other Revenue<br />

1 a<br />

12<br />

032009<br />

12-21-10<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g Noncash contributions included in lines 1a-1f: $<br />

2 a<br />

3<br />

4<br />

5<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g<br />

6 a<br />

b<br />

c<br />

d<br />

b<br />

c<br />

d<br />

8 a<br />

b<br />

c<br />

9 a<br />

b<br />

c<br />

10 a<br />

b<br />

c<br />

c<br />

d<br />

Federated campaigns<br />

Membership dues<br />

~~~~~~<br />

~~~~~~~~<br />

Fundraising events ~~~~~~~~<br />

Related organizations<br />

~~~~~~<br />

Government grants (contributions)<br />

All other contributions, gifts, grants, and<br />

similar amounts not included above ~~<br />

1a<br />

1b<br />

1c<br />

1d<br />

1e<br />

1,247,393.<br />

1f<br />

Business Code<br />

TUITION, ROOM & BOARD 900099 92689429. 92689429.<br />

All other program service revenue ~~~~~<br />

Total. Add lines 2a-2f |<br />

Investment income (including dividends, interest, and<br />

other similar amounts) ~~~~~~~~~~~~~~~~~ |<br />

Income from investment of tax-exempt bond proceeds<br />

Royalties |<br />

Gross Rents<br />

~~~~~~~<br />

Less: rental expenses~~~<br />

Rental income or (loss)<br />

~~<br />

Net rental income or (loss)<br />

7 a Gross amount from sales of<br />

assets other than inventory<br />

Less: cost or other basis<br />

and sales expenses<br />

~~~<br />

Gain or (loss) ~~~~~~~<br />

(i) Real<br />

e Total. Add lines 11a-11d ~~~~~~~~~~~~~~~ |<br />

Total revenue. See instructions. |<br />

a<br />

b<br />

a<br />

b<br />

a<br />

b<br />

|<br />

(ii) Personal<br />

|<br />

(i) Securities<br />

(ii) Other<br />

Net gain or (loss) |<br />

Gross income from fundraising events (not<br />

including $<br />

of<br />

contributions reported on line 1c). See<br />

Part IV, line 18 ~~~~~~~~~~~~~<br />

Less: direct expenses~~~~~~~~~~<br />

Net income or (loss) from fundraising events |<br />

Gross income from gaming activities. See<br />

Part IV, line 19 ~~~~~~~~~~~~~<br />

Less: direct expenses<br />

~~~~~~~~~<br />

Net income or (loss) from gaming activities<br />

Gross sales of inventory, less returns<br />

and allowances ~~~~~~~~~~~~~<br />

Less: cost of goods sold<br />

~~~~~~~~<br />

|<br />

Net income or (loss) from sales of inventory |<br />

Miscellaneous Revenue<br />

Business Code<br />

11 a RELATED PROGRAMMING 812900 2,200,353.2,200,353.<br />

b OTHER 812900 107,519. 107,519.<br />

All other revenue ~~~~~~~~~~~~~<br />

6,296,733.<br />

753,499.<br />

h Total. Add lines 1a-1f | 7,544,126.<br />

92689429.<br />

75,085. 75,085.<br />

2,307,872.<br />

102616512. 94889782. 107,519. 75,085.<br />

<strong>Form</strong> <strong>990</strong> (2010)


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part IX Statement of Functional Expenses<br />

Section 501(c)(3) and 501(c)(4) organizations must complete all columns.<br />

All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).<br />

Do not include amounts reported on lines 6b,<br />

7b, 8b, 9b, and 10b of Part VIII.<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12<br />

13<br />

14<br />

15<br />

16<br />

17<br />

18<br />

19<br />

20<br />

21<br />

22<br />

23<br />

24<br />

25<br />

26<br />

a<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g<br />

a<br />

b<br />

c<br />

d<br />

e<br />

f<br />

Grants and other assistance to governments and<br />

organizations in the U.S. See Part IV, line 21 ~~<br />

Grants and other assistance to individuals in<br />

the U.S. See Part IV, line 22 ~~~~~~~~~<br />

Grants and other assistance to governments,<br />

organizations, and individuals outside the U.S.<br />

See Part IV, lines 15 and 16 ~~~~~~~~~<br />

Benefits paid to or for members ~~~~~~~<br />

Compensation of current officers, directors,<br />

trustees, and key employees ~~~~~~~~<br />

Compensation not included above, to disqualified<br />

persons (as defined under section 4958(f)(1)) and<br />

persons described in section 4958(c)(3)(B)<br />

Other salaries and wages ~~~~~~~~~~<br />

Pension plan contributions (include section 401(k)<br />

and section 403(b) employer contributions)<br />

Lobbying ~~~~~~~~~~~~~~~~~~<br />

Professional fundraising services. See Part IV, line 17<br />

Insurance ~~~~~~~~~~~~~~~~~<br />

Other expenses. Itemize expenses not covered<br />

above. (List miscellaneous expenses in line 24f. If line<br />

24f amount exceeds 10% of line 25, column (A)<br />

All other expenses<br />

Total functional expenses. Add lines 1 through 24f<br />

Joint costs. Check here | if following SOP<br />

98-2 (ASC 958-720). Complete this line only if the<br />

organization reported in column (B) joint costs from a<br />

combined educational campaign and fundraising<br />

solicitation <br />

032010 12-21-10<br />

~~~<br />

~~~<br />

Other employee benefits ~~~~~~~~~~<br />

Payroll taxes ~~~~~~~~~~~~~~~~<br />

Fees for services (non-employees):<br />

Management ~~~~~~~~~~~~~~~~<br />

Legal ~~~~~~~~~~~~~~~~~~~~<br />

Accounting ~~~~~~~~~~~~~~~~~<br />

Investment management fees ~~~~~~~~<br />

Other ~~~~~~~~~~~~~~~~~~~~<br />

Advertising and promotion<br />

~~~~~~~~~<br />

Office expenses~~~~~~~~~~~~~~~<br />

Information technology ~~~~~~~~~~~<br />

Royalties ~~~~~~~~~~~~~~~~~~<br />

Occupancy ~~~~~~~~~~~~~~~~~<br />

Travel<br />

~~~~~~~~~~~~~~~~~~~<br />

Payments of travel or entertainment expenses<br />

for any federal, state, or local public officials<br />

Conferences, conventions, and meetings ~~<br />

Interest<br />

~~~~~~~~~~~~~~~~~~<br />

Payments to affiliates ~~~~~~~~~~~~<br />

Depreciation, depletion, and amortization ~~<br />

(A) (B) (C) (D)<br />

Total expenses Program service<br />

expenses<br />

Management and<br />

general expenses<br />

Fundraising<br />

expenses<br />

113,000. 113,000.<br />

31,858,231. 31,858,231.<br />

12,500. 12,500.<br />

1,053,273. 239,493. 813,780.<br />

Page 10<br />

27,146,093. 23,227,522. 2,395,638. 1,522,933.<br />

2,219,703. 1,874,383. 222,142. 123,178.<br />

6,302,414. 5,815,195. 289,915. 197,304.<br />

1,886,141. 1,582,328. 200,846. 102,967.<br />

185,050. 185,050.<br />

89,360. 89,360.<br />

71,386. 71,386.<br />

27,400. 27,400.<br />

303,000. 303,000.<br />

1,387,748. 1,085,248. 301,343. 1,157.<br />

2,974,274. 2,407,452. 358,913. 207,909.<br />

883,392. 12,293. 871,099.<br />

3,252,208. 3,222,156. 21,899. 8,153.<br />

1,721,177. 1,544,542. 69,151. 107,484.<br />

992,455. 824,179. 165,266. 3,010.<br />

2,833,503. 2,833,503.<br />

7,671,340. 7,671,340.<br />

168,780. 168,780.<br />

amount, list line 24f expenses on Schedule O.) ~~<br />

FOOD SERVICES 3,827,089. 3,827,089.<br />

EQUIPMENT/R&M 1,711,820. 1,322,675. 386,841. 2,304.<br />

OFF CAMPUS STUDY 1,078,189. 1,078,189.<br />

LIBRARY MATERIALS 347,166. 347,166.<br />

2,756,678. 2,158,111. 375,769. 222,798.<br />

102,873,370. 93,331,005. 7,015,768. 2,526,597.<br />

<strong>Form</strong> <strong>990</strong> (2010)


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 11<br />

Part X Balance Sheet<br />

Net Assets or Fund Balances<br />

Liabilities<br />

Assets<br />

(A)<br />

(B)<br />

Beginning of year<br />

End of year<br />

1 Cash - non-interest-bearing ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

5,852. 1<br />

3,012.<br />

2 Savings and temporary cash investments ~~~~~~~~~~~~~~~~~~ 3,750,025. 2 2,928,876.<br />

3 Pledges and grants receivable, net ~~~~~~~~~~~~~~~~~~~~~ 13,059,660. 3 10,246,779.<br />

4 Accounts receivable, net ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1,314,275. 4 1,473,193.<br />

5 Receivables from current and former officers, directors, trustees, key<br />

employees, and highest compensated employees. Complete Part II<br />

of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

5<br />

6 Receivables from other disqualified persons (as defined under section<br />

4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing<br />

employers and sponsoring organizations of section 501(c)(9) voluntary<br />

employees’ beneficiary organizations (see instructions) ~~~~~~~~~~~<br />

6<br />

7 Notes and loans receivable, net ~~~~~~~~~~~~~~~~~~~~~~~<br />

37,641. 7<br />

16,005.<br />

8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~~~~~~~~ 320,349. 8 304,420.<br />

9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~~~~~~ 569,143. 9 844,746.<br />

10a<br />

Land, buildings, and equipment: cost or other<br />

basis. Complete Part VI of Schedule D ~~~ 10a 228,142,278.<br />

b Less: accumulated depreciation ~~~~~~ 10b 87,108,131. 131,498,957. 10c 141,034,147.<br />

11 Investments - publicly traded securities ~~~~~~~~~~~~~~~~~~~ 114,710,668. 11 123,843,544.<br />

12 Investments - other securities. See Part IV, line 11 ~~~~~~~~~~~~~~ 14,977,761. 12 23,859,846.<br />

13 Investments - program-related. See Part IV, line 11 ~~~~~~~~~~~~~ 3,397,928. 13 3,189,781.<br />

14 Intangible assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

14<br />

15 Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~ 2,648,101. 15 3,123,424.<br />

16 Total assets. Add lines 1 through 15 (must equal line 34) 286,290,360. 16 310,867,773.<br />

17 Accounts payable and accrued expenses ~~~~~~~~~~~~~~~~~~ 7,963,483. 17 7,346,336.<br />

18 Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

18<br />

19 Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1,624,109. 19 1,237,339.<br />

20 Tax-exempt bond liabilities ~~~~~~~~~~~~~~~~~~~~~~~~~ 70,922,276. 20 69,254,681.<br />

21 Escrow or custodial account liability. Complete Part IV of Schedule D ~~~~<br />

21<br />

22 Payables to current and former officers, directors, trustees, key employees,<br />

highest compensated employees, and disqualified persons. Complete Part II<br />

of Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

22<br />

23 Secured mortgages and notes payable to unrelated third parties ~~~~~~<br />

23<br />

24 Unsecured notes and loans payable to unrelated third parties ~~~~~~~~<br />

24<br />

25 Other liabilities. Complete Part X of Schedule D ~~~~~~~~~~~~~~~ 6,039,206. 25 6,439,172.<br />

26 Total liabilities. Add lines 17 through 25 86,549,074. 26 84,277,528.<br />

Organizations that follow SFAS 117, check here | X and complete<br />

lines 27 through 29, and lines 33 and 34.<br />

27 Unrestricted net assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 101,957,907. 27 125,699,416.<br />

28 Temporarily restricted net assets ~~~~~~~~~~~~~~~~~~~~~~ 35,627,040. 28 35,829,407.<br />

29 Permanently restricted net assets ~~~~~~~~~~~~~~~~~~~~~ 62,156,339. 29 65,061,422.<br />

Organizations that do not follow SFAS 117, check here | and<br />

complete lines 30 through 34.<br />

30<br />

31<br />

Capital stock or trust principal, or current funds ~~~~~~~~~~~~~~~<br />

Paid-in or capital surplus, or land, building, or equipment fund ~~~~~~~~<br />

30<br />

31<br />

32 Retained earnings, endowment, accumulated income, or other funds ~~~~<br />

32<br />

33 Total net assets or fund balances ~~~~~~~~~~~~~~~~~~~~~~ 199,741,286. 33 226,590,245.<br />

34 Total liabilities and net assets/fund balances 286,290,360. 34 310,867,773.<br />

<strong>Form</strong> <strong>990</strong> (2010)<br />

032011 12-21-10


<strong>Form</strong> <strong>990</strong> (2010)<br />

SUSQUEHANNA UNIVERSITY 23-1353385 Page 12<br />

Part XI Reconciliation of Net Assets<br />

Check if Schedule O contains a response to any question in this Part XI X<br />

1 Total revenue (must equal Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 102,616,512.<br />

2 Total expenses (must equal Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 102,873,370.<br />

3 Revenue less expenses. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 -256,858.<br />

4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ~~~~~~~~~~ 4 199,741,286.<br />

5 Other changes in net assets or fund balances (explain in Schedule O) ~~~~~~~~~~~~~~~~~~~ 5 27,105,818.<br />

6 Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) 6 226,590,246.<br />

Part XII Financial Statements and Reporting<br />

Check if Schedule O contains a response to any question in this Part XII<br />

Yes No<br />

1 Accounting method used to prepare the <strong>Form</strong> <strong>990</strong>: Cash X Accrual Other<br />

2a<br />

b<br />

c<br />

d<br />

b<br />

If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.<br />

Were the organization’s financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~<br />

Were the organization’s financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~<br />

If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,<br />

review, or compilation of its financial statements and selection of an independent accountant? ~~~~~~~~~~~~~~~<br />

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.<br />

If "Yes" to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a<br />

separate basis, consolidated basis, or both:<br />

X Separate basis Consolidated basis Both consolidated and separate basis<br />

3a<br />

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit<br />

Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit<br />

or audits, explain why in Schedule O and describe any steps taken to undergo such audits. <br />

2a<br />

2b<br />

2c<br />

3a<br />

X<br />

X<br />

X<br />

X<br />

3b X<br />

<strong>Form</strong> <strong>990</strong> (2010)<br />

032012 12-21-10


SCHEDULE A<br />

(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Complete if the organization is a section 501(c)(3) organization or a section<br />

4947(a)(1) nonexempt charitable trust.<br />

| Attach to <strong>Form</strong> <strong>990</strong> or <strong>Form</strong> <strong>990</strong>-EZ. | See separate instructions.<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I Reason for Public Charity Status (All organizations must complete this part.) See instructions.<br />

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

e<br />

f<br />

g<br />

h<br />

X<br />

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).<br />

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)<br />

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).<br />

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital’s name,<br />

city, and state:<br />

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in<br />

section 170(b)(1)(A)(iv). (Complete Part II.)<br />

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).<br />

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in<br />

section 170(b)(1)(A)(vi). (Complete Part II.)<br />

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)<br />

An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from<br />

activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment<br />

income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.<br />

See section 509(a)(2). (Complete Part III.)<br />

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).<br />

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or<br />

more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that<br />

describes the type of supporting organization and complete lines 11e through 11h.<br />

a Type I b Type II c Type III - Functionally integrated d Type III - Other<br />

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than<br />

foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).<br />

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III<br />

supporting organization, check this box<br />

(i)<br />

(ii)<br />

(iii)<br />

Public Charity Status and Public Support<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?<br />

A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below,<br />

the governing body of the supported organization?<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

A family member of a person described in (i) above? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

A 35% controlled entity of a person described in (i) or (ii) above? ~~~~~~~~~~~~~~~~~~~~~~~~<br />

Provide the following information about the supported organization(s).<br />

2010<br />

(iii) Type of<br />

(i) Name of supported (ii) EIN<br />

(iv) Is the organization (v) Did you notify the (vi) Is the<br />

(vii)<br />

organization in col. (i) listed in your organization in col.<br />

organization in col.<br />

Amount of<br />

organization<br />

(described on lines 1-9<br />

(i) organized in the support<br />

governing document? (i) of your support? U.S.?<br />

above or IRC section<br />

(see instructions) ) Yes No Yes No Yes No<br />

11g(i)<br />

11g(ii)<br />

11g(iii)<br />

Yes<br />

No<br />

Total<br />

LHA For Paperwork Reduction Act Notice, see the Instructions for<br />

<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ.<br />

Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

032021 12-21-10


Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

Page 2<br />

Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)<br />

(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization<br />

fails to qualify under the tests listed below, please complete Part III.)<br />

Section A. Public Support<br />

Calendar year (or fiscal year beginning in) |<br />

1<br />

2<br />

3<br />

4<br />

5<br />

Total. Add lines 1 through 3 ~~~<br />

6 Public support. Subtract line 5 from line 4.<br />

Calendar year (or fiscal year beginning in) |<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12<br />

13<br />

assets (Explain in Part IV.) ~~~~<br />

Total support. Add lines 7 through 10<br />

(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total<br />

(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total<br />

First five years. If the <strong>Form</strong> <strong>990</strong> is for the organization’s first, second, third, fourth, or fifth tax year as a section 501(c)(3)<br />

organization, check this box and stop here |<br />

Section C. Computation of Public Support Percentage<br />

14<br />

15<br />

16a<br />

33 1/3% support test - 2010. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and<br />

17a<br />

10% -facts-and-circumstances test - 2010. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,<br />

18<br />

Gifts, grants, contributions, and<br />

membership fees received. (Do not<br />

include any "unusual grants.") ~~<br />

Tax revenues levied for the organization’s<br />

benefit and either paid to<br />

or expended on its behalf ~~~~<br />

The value of services or facilities<br />

furnished by a governmental unit to<br />

the organization without charge ~<br />

The portion of total contributions<br />

by each person (other than a<br />

governmental unit or publicly<br />

supported organization) included<br />

on line 1 that exceeds 2% of the<br />

amount shown on line 11,<br />

column (f) ~~~~~~~~~~~~<br />

Section B. Total Support<br />

Amounts from line 4 ~~~~~~~<br />

Gross income from interest,<br />

dividends, payments received on<br />

securities loans, rents, royalties<br />

and income from similar sources ~<br />

Net income from unrelated business<br />

activities, whether or not the<br />

business is regularly carried on ~<br />

Other income. Do not include gain<br />

or loss from the sale of capital<br />

Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~<br />

Public support percentage for 2010 (line 6, column (f) divided by line 11, column (f)) ~~~~~~~~~~~~<br />

Public support percentage from 2009 Schedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~<br />

stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

b 33 1/3% support test - 2009. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box<br />

and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the organization<br />

meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ |<br />

b 10% -facts-and-circumstances test - 2009. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or<br />

more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the<br />

organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ |<br />

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions |<br />

12<br />

14<br />

15<br />

Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

%<br />

%<br />

032022<br />

12-21-10


Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

Part III Support Schedule for Organizations Described in Section 509(a)(2)<br />

Calendar year (or fiscal year beginning in) |<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

The value of services or facilities<br />

furnished by a governmental unit to<br />

the organization without charge ~<br />

Total. Add lines 1 through 5 ~~~<br />

7a<br />

Amounts included on lines 1, 2, and<br />

3 received from disqualified persons<br />

b Amounts included on lines 2 and 3 received<br />

from other than disqualified persons that<br />

exceed the greater of $5,000 or 1% of the<br />

amount on line 13 for the year ~~~~~~<br />

c Add lines 7a and 7b ~~~~~~~<br />

8 Public support (Subtract line 7c from line 6.)<br />

Calendar year (or fiscal year beginning in) |<br />

9 Amounts from line 6 ~~~~~~~<br />

10a Gross income from interest,<br />

dividends, payments received on<br />

securities loans, rents, royalties<br />

and income from similar sources ~<br />

b Unrelated business taxable income<br />

(less section 511 taxes) from businesses<br />

acquired after June 30, 1975 ~~~~<br />

c<br />

11<br />

12<br />

13<br />

032023 12-21-10<br />

(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total<br />

(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total<br />

14 First five years. If the <strong>Form</strong> <strong>990</strong> is for the organization’s first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,<br />

check this box and stop here |<br />

Section C. Computation of Public Support Percentage<br />

15<br />

16 Public support percentage from 2009 Schedule A, Part III, line 15 <br />

Section D. Computation of Investment Income Percentage<br />

17<br />

18<br />

Page 3<br />

Public support percentage for 2010 (line 8, column (f) divided by line 13, column (f)) ~~~~~~~~~~~~ 15<br />

%<br />

19a<br />

33 1/3% support tests - 2010. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not<br />

20<br />

(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to<br />

qualify under the tests listed below, please complete Part II.)<br />

Section A. Public Support<br />

Gifts, grants, contributions, and<br />

membership fees received. (Do not<br />

include any "unusual grants.") ~~<br />

Gross receipts from admissions,<br />

merchandise sold or services performed,<br />

or facilities furnished in<br />

any activity that is related to the<br />

organization’s tax-exempt purpose<br />

Gross receipts from activities that<br />

are not an unrelated trade or business<br />

under section 513 ~~~~~<br />

Tax revenues levied for the organization’s<br />

benefit and either paid to<br />

or expended on its behalf ~~~~<br />

Section B. Total Support<br />

Add lines 10a and 10b ~~~~~~<br />

Net income from unrelated business<br />

activities not included in line 10b,<br />

whether or not the business is<br />

regularly carried on ~~~~~~~<br />

Other income. Do not include gain<br />

or loss from the sale of capital<br />

assets (Explain in Part IV.) ~~~~<br />

Total support (Add lines 9, 10c, 11, and 12.)<br />

Investment income percentage for 2010 (line 10c, column (f) divided by line 13, column (f))<br />

Investment income percentage from 2009 Schedule A, Part III, line 17 ~~~~~~~~~~~~~~~~~~<br />

16<br />

~~~~~~~~ 17<br />

%<br />

more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~ |<br />

b 33 1/3% support tests - 2009. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and<br />

line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization~~~~ |<br />

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions |<br />

18<br />

%<br />

%<br />

Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


** PUBLIC DISCLOSURE COPY **<br />

Schedule B<br />

(<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ,<br />

or <strong>990</strong>-PF)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Name of the organization<br />

Schedule of Contributors<br />

| Attach to <strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF.<br />

OMB No. 1545-0047<br />

2010<br />

Employer identification number<br />

Organization type(check one):<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Filers of:<br />

Section:<br />

<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ X 501(c)( 3 ) (enter number) organization<br />

4947(a)(1) nonexempt charitable trust not treated as a private foundation<br />

527 political organization<br />

<strong>Form</strong> <strong>990</strong>-PF<br />

501(c)(3) exempt private foundation<br />

4947(a)(1) nonexempt charitable trust treated as a private foundation<br />

501(c)(3) taxable private foundation<br />

Check if your organization is covered by the General Rule or a Special Rule.<br />

Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.<br />

General Rule<br />

X<br />

For an organization filing <strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF that received, during the year, $5,000 or more (in money or property) from any one<br />

contributor. Complete Parts I and II.<br />

Special Rules<br />

For a section 501(c)(3) organization filing <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ that met the 33 1/3% support test of the regulations under sections<br />

509(a)(1) and 170(b)(1)(A)(vi), and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2%<br />

of the amount on (i) <strong>Form</strong> <strong>990</strong>, Part VIII, line 1h or (ii) <strong>Form</strong> <strong>990</strong>-EZ, line 1. Complete Parts I and II.<br />

For a section 501(c)(7), (8), or (10) organization filing <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ that received from any one contributor, during the year,<br />

aggregate contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or<br />

the prevention of cruelty to children or animals. Complete Parts I, II, and III.<br />

For a section 501(c)(7), (8), or (10) organization filing <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ that received from any one contributor, during the year,<br />

contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not aggregate to more than $1,000.<br />

If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc.,<br />

purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively<br />

religious, charitable, etc., contributions of $5,000 or more during the year. ~~~~~~~~~~~~~~~~~ | $<br />

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF),<br />

but it must answer "No" on Part IV, line 2 of its <strong>Form</strong> <strong>990</strong>, or check the box on line H of its <strong>Form</strong> <strong>990</strong>-EZ, or on line 2 of its <strong>Form</strong> <strong>990</strong>-PF, to certify<br />

that it does not meet the filing requirements of Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF).<br />

LHA<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF.<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010)<br />

023451 12-23-10


1 2<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010) Page of of Part I<br />

Name of organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I<br />

Contributors (see instructions)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

1 Person<br />

Payroll<br />

X<br />

$ 1,066,203. Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

8<br />

$<br />

Person<br />

Payroll<br />

222,000. Noncash X<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

9 Person<br />

Payroll<br />

X<br />

$ 19,712. Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

2<br />

$<br />

Person<br />

Payroll<br />

110,288. Noncash X<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

3 Person<br />

Payroll<br />

X<br />

$ 266,666. Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

4 Person<br />

Payroll<br />

X<br />

$ 250,000. Noncash<br />

023452 12-23-10<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010)


1 2<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010) Page of of Part I<br />

Name of organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I<br />

Contributors (see instructions)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

5 Person<br />

Payroll<br />

X<br />

$ 200,540. Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

6 Person<br />

Payroll<br />

X<br />

$ 200,000. Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

7 Person<br />

Payroll<br />

X<br />

$ 150,400. Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

$<br />

Person<br />

Payroll<br />

Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

$<br />

Person<br />

Payroll<br />

Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

(a)<br />

No.<br />

(b)<br />

Name, address, and ZIP + 4<br />

(c)<br />

Aggregate contributions<br />

(d)<br />

Type of contribution<br />

023452 12-23-10<br />

$<br />

Person<br />

Payroll<br />

Noncash<br />

(Complete Part II if there<br />

is a noncash contribution.)<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010)


1 1<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010) Page of of Part II<br />

Name of organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part II<br />

Noncash Property (see instructions)<br />

(a)<br />

No.<br />

from<br />

Part I<br />

8<br />

SECURITIES<br />

(b)<br />

Description of noncash property given<br />

(c)<br />

FMV (or estimate)<br />

(see instructions)<br />

(d)<br />

Date received<br />

$<br />

222,000. 08/24/10<br />

(a)<br />

No.<br />

from<br />

Part I<br />

2<br />

SECURITIES<br />

(b)<br />

Description of noncash property given<br />

(c)<br />

FMV (or estimate)<br />

(see instructions)<br />

(d)<br />

Date received<br />

$<br />

110,288. 08/20/10<br />

(a)<br />

No.<br />

from<br />

Part I<br />

(b)<br />

Description of noncash property given<br />

(c)<br />

FMV (or estimate)<br />

(see instructions)<br />

(d)<br />

Date received<br />

$<br />

(a)<br />

No.<br />

from<br />

Part I<br />

(b)<br />

Description of noncash property given<br />

(c)<br />

FMV (or estimate)<br />

(see instructions)<br />

(d)<br />

Date received<br />

$<br />

(a)<br />

No.<br />

from<br />

Part I<br />

(b)<br />

Description of noncash property given<br />

(c)<br />

FMV (or estimate)<br />

(see instructions)<br />

(d)<br />

Date received<br />

$<br />

(a)<br />

No.<br />

from<br />

Part I<br />

(b)<br />

Description of noncash property given<br />

(c)<br />

FMV (or estimate)<br />

(see instructions)<br />

(d)<br />

Date received<br />

023453 12-23-10<br />

$<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010)


Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010) Page of of Part III<br />

Name of organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part III Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations aggregating<br />

more than $1,000 for the year. Complete columns (a) through (e) and the following line entry. For organizations completing<br />

Part III, enter the total of exclusively religious, charitable, etc., contributions of<br />

$1,000 or less for the year. (Enter this information once. See instructions.) | $<br />

(a) No.<br />

from<br />

Part I<br />

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held<br />

(e) Transfer of gift<br />

Transferee’s name, address, and ZIP + 4<br />

Relationship of transferor to transferee<br />

(a) No.<br />

from<br />

Part I<br />

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held<br />

(e) Transfer of gift<br />

Transferee’s name, address, and ZIP + 4<br />

Relationship of transferor to transferee<br />

(a) No.<br />

from<br />

Part I<br />

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held<br />

(e) Transfer of gift<br />

Transferee’s name, address, and ZIP + 4<br />

Relationship of transferor to transferee<br />

(a) No.<br />

from<br />

Part I<br />

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held<br />

(e) Transfer of gift<br />

Transferee’s name, address, and ZIP + 4<br />

Relationship of transferor to transferee<br />

023454 12-23-10<br />

Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (2010)


SCHEDULE C<br />

(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

For Organizations Exempt From Income Tax Under section 501(c) and section 527<br />

J Complete if the organization is described below.<br />

| See separate instructions.<br />

J Attach to <strong>Form</strong> <strong>990</strong> or <strong>Form</strong> <strong>990</strong>-EZ.<br />

If the organization answered "Yes," to <strong>Form</strong> <strong>990</strong>, Part IV, line 3, or <strong>Form</strong> <strong>990</strong>-EZ, Part V, line 46 (Political Campaign Activities), then<br />

¥ Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.<br />

¥ Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.<br />

¥ Section 527 organizations: Complete Part I-A only.<br />

Political Campaign and Lobbying Activities<br />

If the organization answered "Yes," to <strong>Form</strong> <strong>990</strong>, Part IV, line 4, or <strong>Form</strong> <strong>990</strong>-EZ, Part VI, line 47 (Lobbying Activities), then<br />

If the organization answered "Yes," to <strong>Form</strong> <strong>990</strong>, Part IV, line 5 (Proxy Tax), or <strong>Form</strong> <strong>990</strong>-EZ, Part V, line 35a (Proxy Tax), then<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

¥ Section 501(c)(3) organizations that have filed <strong>Form</strong> 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.<br />

2010<br />

¥ Section 501(c)(3) organizations that have NOT filed <strong>Form</strong> 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.<br />

¥ Section 501(c)(4), (5), or (6) organizations: Complete Part III.<br />

Name of organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I-A Complete if the organization is exempt under section 501(c) or is a section 527 organization.<br />

1<br />

2<br />

3<br />

Provide a description of the organization’s direct and indirect political campaign activities in Part IV.<br />

Political expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J $<br />

Volunteer hours ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Part I-B Complete if the organization is exempt under section 501(c)(3).<br />

1 Enter the amount of any excise tax incurred by the organization under section 4955 ~~~~~~~~~~~~~ J $<br />

2 Enter the amount of any excise tax incurred by organization managers under section 4955 ~~~~~~~~~~ J $<br />

3<br />

4a<br />

Was a correction made? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

b If "Yes," describe in Part IV.<br />

Part I-C Complete if the organization is exempt under section 501(c), except section 501(c)(3).<br />

1 Enter the amount directly expended by the filing organization for section 527 exempt function activities ~~~~ J $<br />

2<br />

3<br />

4<br />

5<br />

If the organization incurred a section 4955 tax, did it file <strong>Form</strong> 4720 for this year? ~~~~~~~~~~~~~~~~~~~<br />

Enter the amount of the filing organization’s funds contributed to other organizations for section 527<br />

exempt function activities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J $<br />

Total exempt function expenditures. Add lines 1 and 2. Enter here and on <strong>Form</strong> 1120-POL,<br />

line 17b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J $<br />

Did the filing organization file <strong>Form</strong> 1120-POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No<br />

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization<br />

made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political<br />

contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a<br />

political action committee (PAC). If additional space is needed, provide information in Part IV.<br />

(a) Name (b) Address (c) EIN (d) Amount paid from (e) Amount of political<br />

filing organization’s contributions received and<br />

funds. If none, enter -0-. promptly and directly<br />

delivered to a separate<br />

political organization.<br />

If none, enter -0-.<br />

Yes<br />

Yes<br />

No<br />

No<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ. Schedule C (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

LHA<br />

032041 02-02-11


Schedule C (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part II-A Complete if the organization is exempt under section 501(c)(3) and filed <strong>Form</strong> 5768<br />

(election under section 501(h)).<br />

A<br />

B<br />

Check<br />

Check<br />

J<br />

J<br />

if the filing organization belongs to an affiliated group.<br />

if the filing organization checked box A and "limited control" provisions apply.<br />

Limits on Lobbying Expenditures<br />

(The term "expenditures" means amounts paid or incurred.)<br />

(a) Filing<br />

organization’s<br />

totals<br />

(b)<br />

Page 2<br />

Affiliated group<br />

totals<br />

1a<br />

b<br />

c<br />

d<br />

e<br />

f<br />

Total lobbying expenditures to influence public opinion (grass roots lobbying) ~~~~~~~~~~<br />

Total lobbying expenditures to influence a legislative body (direct lobbying) ~~~~~~~~~~~<br />

Total lobbying expenditures (add lines 1a and 1b) ~~~~~~~~~~~~~~~~~~~~~~~~<br />

Other exempt purpose expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Total exempt purpose expenditures (add lines 1c and 1d) ~~~~~~~~~~~~~~~~~~~~<br />

Lobbying nontaxable amount. Enter the amount from the following table in both columns.<br />

If the amount on line 1e, column (a) or (b) is: The lobbying nontaxable amount is:<br />

Not over $500,000<br />

20% of the amount on line 1e.<br />

Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000.<br />

Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000.<br />

Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000.<br />

Over $17,000,000<br />

$1,000,000.<br />

g<br />

h<br />

i<br />

j<br />

Grassroots nontaxable amount (enter 25% of line 1f)<br />

Subtract line 1g from line 1a. If zero or less, enter -0-<br />

Subtract line 1f from line 1c. If zero or less, enter -0-<br />

~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~<br />

If there is an amount other than zero on either line 1h or line 1i, did the organization file <strong>Form</strong> 4720<br />

reporting section 4911 tax for this year?<br />

<br />

4-Year Averaging Period Under Section 501(h)<br />

(Some organizations that made a section 501(h) election do not have to complete all of the five<br />

columns below. See the instructions for lines 2a through 2f on page 4.)<br />

Yes<br />

No<br />

Lobbying Expenditures During 4-Year Averaging Period<br />

Calendar year<br />

(or fiscal year beginning in)<br />

(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total<br />

2a<br />

b<br />

Lobbying nontaxable amount<br />

Lobbying ceiling amount<br />

(150% of line 2a, column(e))<br />

c<br />

Total lobbying expenditures<br />

d<br />

e<br />

Grassroots nontaxable amount<br />

Grassroots ceiling amount<br />

(150% of line 2d, column (e))<br />

f<br />

Grassroots lobbying expenditures<br />

Schedule C (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

032042 02-02-11


Schedule C (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part II-B Complete if the organization is exempt under section 501(c)(3) and has NOT filed <strong>Form</strong> 5768<br />

(election under section 501(h)).<br />

Page 3<br />

(a)<br />

(b)<br />

1<br />

a<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g<br />

h<br />

i<br />

j<br />

b<br />

c<br />

Yes No Amount<br />

d If the filing organization incurred a section 4912 tax, did it file <strong>Form</strong> 4720 for this year? <br />

Part III-A Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section<br />

501(c)(6).<br />

Yes<br />

1<br />

2<br />

3 Did the organization agree to carryover lobbying and political expenditures from the prior year? 3<br />

Part III-B Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section<br />

501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered "No" OR if Part III-A, line 3 is answered<br />

"Yes."<br />

1<br />

2<br />

3<br />

4<br />

a<br />

b<br />

c<br />

During the year, did the filing organization attempt to influence foreign, national, state or<br />

local legislation, including any attempt to influence public opinion on a legislative matter<br />

or referendum, through the use of:<br />

Volunteers? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)?<br />

Media advertisements? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Mailings to members, legislators, or the public? ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Publications, or published or broadcast statements?<br />

Grants to other organizations for lobbying purposes? ~~~~~~~~~~~~~~~~~~~~~~<br />

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political<br />

expenses for which the section 527(f) tax was paid).<br />

~~~~~~~~~~~~~~~~~~~~~~<br />

Direct contact with legislators, their staffs, government officials, or a legislative body? ~~~~~~<br />

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ~~~~<br />

Other activities? If "Yes," describe in Part IV~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Total. Add lines 1c through 1i ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

2a<br />

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? ~~~~<br />

If "Yes," enter the amount of any tax incurred under section 4912 ~~~~~~~~~~~~~~~~<br />

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ~~~<br />

Were substantially all (90% or more) dues received nondeductible by members? ~~~~~~~~~~~~~~~~~<br />

Did the organization make only in-house lobbying expenditures of $2,000 or less? ~~~~~~~~~~~~~~~~<br />

Dues, assessments and similar amounts from members ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Current year<br />

Carryover from last year<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Total ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues<br />

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess<br />

does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political<br />

expenditure next year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4<br />

5 Taxable amount of lobbying and political expenditures (see instructions) 5<br />

Part IV Supplemental Information<br />

Complete this part to provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; and Part II-B, line 1i. Also, complete this part<br />

for any additional information.<br />

PART II-B, LINE 1(I), OTHER LOBBYING ACTIVITIES:<br />

~<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X 1,334.<br />

X 71,386.<br />

X<br />

X<br />

72,720.<br />

X<br />

~~~~~~~~<br />

FEES WERE PAID FOR CONSULTING ASSISTANCE TO OBTAIN PENNSYLVANIA STATE<br />

AND FEDERAL GOVERNMENT FUNDS.<br />

1<br />

2<br />

1<br />

2a<br />

2b<br />

2c<br />

3<br />

No<br />

032043 02-02-11<br />

Schedule C (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


SCHEDULE D<br />

(<strong>Form</strong> <strong>990</strong>) | Complete if the organization answered "Yes," to <strong>Form</strong> <strong>990</strong>,<br />

Part IV, line 6, 7, 8, 9, 10, 11, or 12.<br />

Department of the Treasury<br />

Internal Revenue Service<br />

| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the<br />

organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 6.<br />

(a) Donor advised funds<br />

(b) Funds and other accounts<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

2<br />

a<br />

b<br />

c<br />

d<br />

b<br />

a<br />

b<br />

Total number at end of year ~~~~~~~~~~~~~~~<br />

Aggregate contributions to (during year)<br />

Aggregate grants from (during year)<br />

Aggregate value at end of year<br />

(i)<br />

(ii)<br />

~~~~~~~~<br />

~~~~~~~~~~<br />

~~~~~~~~~~~~~<br />

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds<br />

are the organization’s property, subject to the organization’s exclusive legal control?~~~~~~~~~~~~~~~~~~<br />

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only<br />

for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring<br />

impermissible private benefit? <br />

Part II Conservation Easements. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 7.<br />

Purpose(s) of conservation easements held by the organization (check all that apply).<br />

Preservation of land for public use (e.g., recreation or education)<br />

Protection of natural habitat<br />

Preservation of open space<br />

2a<br />

2b<br />

2c<br />

2d<br />

Yes<br />

Yes<br />

Preservation of an historically important land area<br />

Preservation of a certified historic structure<br />

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last<br />

day of the tax year.<br />

Total number of conservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Total acreage restricted by conservation easements<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Number of conservation easements on a certified historic structure included in (a) ~~~~~~~~~~~~<br />

Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure<br />

listed in the National Register ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

No<br />

No<br />

Held at the End of the Tax Year<br />

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax<br />

year |<br />

Number of states where property subject to conservation easement is located |<br />

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of<br />

violations, and enforcement of the conservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year |<br />

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year | $<br />

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)<br />

and section 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and<br />

include, if applicable, the text of the footnote to the organization’s financial statements that describes the organization’s accounting for<br />

conservation easements.<br />

Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.<br />

Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 8.<br />

1a<br />

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,<br />

historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIV,<br />

the text of the footnote to its financial statements that describes these items.<br />

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical<br />

treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts<br />

relating to these items:<br />

Revenues included in <strong>Form</strong> <strong>990</strong>, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $<br />

Assets included in <strong>Form</strong> <strong>990</strong>, Part X<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide<br />

the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:<br />

Revenues included in <strong>Form</strong> <strong>990</strong>, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $<br />

Assets included in <strong>Form</strong> <strong>990</strong>, Part X<br />

Supplemental Financial Statements<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

$<br />

$<br />

2010<br />

Yes<br />

Yes<br />

No<br />

No<br />

899,832.<br />

LHA For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule D (<strong>Form</strong> <strong>990</strong>) 2010<br />

032051<br />

12-20-10


Schedule D (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385 Page 2<br />

Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)<br />

3 Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items<br />

4<br />

5<br />

a<br />

b<br />

c<br />

b<br />

c<br />

d<br />

e<br />

f<br />

b If "Yes," explain the arrangement in Part XIV.<br />

Part V Endowment Funds. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 10.<br />

2<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g<br />

a<br />

b<br />

c<br />

b<br />

(i)<br />

(ii)<br />

4 Describe in Part XIV the intended uses of the organization’s endowment funds.<br />

Part VI Land, Buildings, and Equipment. See <strong>Form</strong> <strong>990</strong>, Part X, line 10.<br />

1a<br />

b<br />

(check all that apply):<br />

X Public exhibition<br />

X Scholarly research<br />

X Preservation for future generations<br />

d<br />

e<br />

Loan or exchange programs<br />

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in Part XIV.<br />

During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets<br />

to be sold to raise funds rather than to be maintained as part of the organization’s collection? Yes<br />

Part IV Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 9, or<br />

reported an amount on <strong>Form</strong> <strong>990</strong>, Part X, line 21.<br />

1a<br />

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included<br />

on <strong>Form</strong> <strong>990</strong>, Part X? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back<br />

93,009,894. 83,712,093. 118,609,314.<br />

2,904,083. 6,099,081. 2,387,337.<br />

26,205,050. 7,611,337. -32,336,722.<br />

1,499,671. 1,349,063. 1,321,951.<br />

1c<br />

1d<br />

1e<br />

1f<br />

Yes<br />

Yes<br />

Yes<br />

3a(i) X<br />

3a(ii)<br />

(a) Cost or other (b) Cost or other (c) Accumulated (d) Book value<br />

basis (investment) basis (other)<br />

depreciation<br />

2,547,490. 2,547,490.<br />

183,316,836. 56,944,960.126,371,876.<br />

c Leasehold improvements ~~~~~~~~~~<br />

d Equipment ~~~~~~~~~~~~~~~~~<br />

31,332,454. 23,885,302. 7,447,152.<br />

e Other <br />

10,945,498. 6,277,869. 4,667,629.<br />

Total. Add lines 1a through 1e. (Column (d) must equal <strong>Form</strong> <strong>990</strong>, Part X, column (B), line 10(c).) | 141,034,147.<br />

Other<br />

If "Yes," explain the arrangement in Part XIV and complete the following table:<br />

Beginning balance<br />

Additions during the year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Distributions during the year<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Ending balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

2a<br />

Did the organization include an amount on <strong>Form</strong> <strong>990</strong>, Part X, line 21? ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

1a<br />

Beginning of year balance<br />

Contributions ~~~~~~~~~~~~~~<br />

Net investment earnings, gains, and losses<br />

Grants or scholarships<br />

Other expenditures for facilities<br />

and programs<br />

Administrative expenses<br />

End of year balance<br />

~~~~~~~<br />

~~~~~~~~~<br />

~~~~~~~~~~~~~<br />

~~~~~~~~<br />

~~~~~~~~~~<br />

Provide the estimated percentage of the year end balance held as:<br />

Board designated or quasi-endowment | 21.00 %<br />

Permanent endowment | 79.00 %<br />

Term endowment | .00 %<br />

3a<br />

Are there endowment funds not in the possession of the organization that are held and administered for the organization<br />

by:<br />

unrelated organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

related organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? ~~~~~~~~~~~~~~~~~~~~~~<br />

Description of investment<br />

Land ~~~~~~~~~~~~~~~~~~~~<br />

Buildings ~~~~~~~~~~~~~~~~~~<br />

X<br />

3,196,268. 3,063,554. 3,625,885.<br />

117,423,088. 93,009,894. 83,712,093.<br />

Amount<br />

3b<br />

X<br />

No<br />

No<br />

No<br />

No<br />

X<br />

Schedule D (<strong>Form</strong> <strong>990</strong>) 2010<br />

032052<br />

12-20-10


Schedule D (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part VII Investments - Other Securities. See <strong>Form</strong> <strong>990</strong>, Part X, line 12.<br />

(a) Description of security or category<br />

(c) Method of valuation:<br />

(b) Book value<br />

(including name of security)<br />

Cost or end-of-year market value<br />

(1)<br />

(2)<br />

(3)<br />

Financial derivatives<br />

Closely-held equity interests<br />

~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~<br />

Other<br />

(A) REAL ESTATE 9,775,622. END-OF-YEAR MARKET VALUE<br />

(B) FUNDS HELD IN TRUST BY<br />

(C) OTHERS 3,494,119. END-OF-YEAR MARKET VALUE<br />

(D) HEDGE FUNDS 9,540,492. END-OF-YEAR MARKET VALUE<br />

(E) ALTERNATIVE INVESTMENTS 1,049,613. END-OF-YEAR MARKET VALUE<br />

(F)<br />

(G)<br />

(H)<br />

(I)<br />

Total. (Col (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 12.) | 23,859,846.<br />

Part VIII Investments - Program Related. See <strong>Form</strong> <strong>990</strong>, Part X, line 13.<br />

(1)<br />

(2)<br />

(3)<br />

(4)<br />

(5)<br />

(6)<br />

(7)<br />

(8)<br />

(9)<br />

(a) Description of investment type<br />

(10)<br />

Total. (Col (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 13.) |<br />

Part IX Other Assets. See <strong>Form</strong> <strong>990</strong>, Part X, line 15.<br />

(a) Description<br />

(1)<br />

(2)<br />

(3)<br />

(4)<br />

(5)<br />

(6)<br />

(7)<br />

(8)<br />

(9)<br />

(b) Book value<br />

(c) Method of valuation:<br />

Cost or end-of-year market value<br />

(10)<br />

Total. (Column (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 15.) |<br />

Part X Other Liabilities. See <strong>Form</strong> <strong>990</strong>, Part X, line 25.<br />

1.<br />

(a) Description of liability<br />

(b) Amount<br />

(1)<br />

(2)<br />

(3)<br />

(4)<br />

(5)<br />

(6)<br />

(7)<br />

(8)<br />

(9)<br />

(10)<br />

Federal income taxes<br />

ANNUITIES PAYABLE 1,980,300.<br />

FUNDS HELD IN CUSTODY FOR OTHERS 1,084,700.<br />

OTHER 941,421.<br />

US GOVERNMENT ADVANCES REFUNDABLE 2,085,371.<br />

FIN47 347,380.<br />

(b) Book value<br />

Page 3<br />

(11)<br />

Total. (Column (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 25.) | 6,439,172.<br />

2.<br />

FIN 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization’s financial statements that reports the organization’s liability for uncertain tax positions under<br />

FIN 48 (ASC 740).<br />

032053<br />

12-20-10<br />

Schedule D (<strong>Form</strong> <strong>990</strong>) 2010


Schedule D (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385 Page 4<br />

Part XI Reconciliation of Change in Net Assets from <strong>Form</strong> <strong>990</strong> to Audited Financial Statements<br />

1 Total revenue (<strong>Form</strong> <strong>990</strong>, Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~ 1<br />

102,616,512.<br />

2 Total expenses (<strong>Form</strong> <strong>990</strong>, Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~ 2<br />

102,873,370.<br />

3 Excess or (deficit) for the year. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~ 3<br />

-256,858.<br />

4 Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4<br />

22,050,980.<br />

5<br />

6<br />

7 Prior period adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7<br />

8 Other (Describe in Part XIV.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8<br />

4,751,838.<br />

9 Total adjustments (net). Add lines 4 through 8 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 9<br />

27,105,818.<br />

10 Excess or (deficit) for the year per audited financial statements. Combine lines 3 and 9 10<br />

26,848,960.<br />

Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return<br />

1 Total revenue, gains, and other support per audited financial statements ~~~~~~~~~~~~~~~~~~~ 1 129,419,330.<br />

2<br />

3<br />

4<br />

a<br />

b<br />

c<br />

d<br />

e<br />

a<br />

Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e<br />

Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Amounts included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 12, but not on line 1:<br />

b Other (Describe in Part XIV.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b<br />

c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c<br />

0.<br />

5 Total revenue. Add lines 3 and 4c. (This must equal <strong>Form</strong> <strong>990</strong>, Part I, line 12.) 5 102,616,512.<br />

Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return<br />

1 Total expenses and losses per audited financial statements ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 102,570,372.<br />

2<br />

3<br />

4<br />

a<br />

b<br />

c<br />

d<br />

e<br />

a<br />

b<br />

Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Investment expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Amounts included on line 1 but not on <strong>Form</strong> <strong>990</strong>, Part VIII, line 12:<br />

Net unrealized gains on investments<br />

Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~<br />

Recoveries of prior year grants<br />

Other (Describe in Part XIV.)<br />

Add lines 2a through 2d<br />

~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Investment expenses not included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 7b<br />

Amounts included on line 1 but not on <strong>Form</strong> <strong>990</strong>, Part IX, line 25:<br />

Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Amounts included on <strong>Form</strong> <strong>990</strong>, Part IX, line 25, but not on line 1:<br />

~~~~~~~~<br />

Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~<br />

Prior year adjustments<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Other (Describe in Part XIV.) ~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Investment expenses not included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 7b<br />

Other (Describe in Part XIV.)<br />

~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

5 Total expenses. Add lines 3 and 4c. (This must equal <strong>Form</strong> <strong>990</strong>, Part I, line 18.) <br />

Part XIV Supplemental Information<br />

Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part<br />

X, line 2; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.<br />

PART III, LINE 4: THE MAJORITY OF UNIVERSITY’S ART COLLECTION IS 1,600<br />

2a<br />

2b<br />

2c<br />

2d<br />

4a<br />

2a<br />

2b<br />

2c<br />

2d<br />

4a<br />

4b<br />

5<br />

6<br />

22,050,980.<br />

4,751,838.<br />

303,000.<br />

3<br />

2e<br />

3<br />

4c<br />

5<br />

303,000.<br />

26,802,818.<br />

102,616,512.<br />

0.<br />

102,570,372.<br />

303,000.<br />

102,873,372.<br />

FRENCH POSTERS. THESE ARE RESEARCHED AND EXHIBITED BY FRENCH STUDENTS AND<br />

FACULTY MEMBERS. THEY ARE ARCHIVED IN A VAULT FOR PRESERVATION.<br />

PART V, LINE 4: SU’S ENDOWMENT SUPPORTS THE FOLLOWING AREAS: ACADEMIC<br />

& STUDENT SUPPORT (43%), SCHOLARSHIPS (32%), OTHER OPERATIONS & FACILITIES<br />

(25%).<br />

032054<br />

12-20-10<br />

Schedule D (<strong>Form</strong> <strong>990</strong>) 2010


Schedule D (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part XIV Supplemental Information (continued)<br />

Page 5<br />

PART XI, LINE 8 - OTHER ADJUSTMENTS:<br />

ENDOWMENT INCOME 4,751,838.<br />

PART XII, LINE 2D - OTHER ADJUSTMENTS:<br />

ENDOWMENT INCOME 4,751,838.<br />

PART XIII, LINE 4B - OTHER ADJUSTMENTS:<br />

INVESTMENT MANAGEMENT FEES 303,000.<br />

PART X, LINE 2: THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR<br />

CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE<br />

PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT<br />

RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN<br />

THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY<br />

THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2011. THE<br />

UNIVERSITY’S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL<br />

AND STATE AUTHORITIES. THE TAX RETURNS FOR THE CURRENT YEAR AS WELL AS<br />

FISCAL YEARS 2008 THROUGH 2010 ARE OPEN TO EXAMINATION BY FEDERAL AND<br />

STATE AUTHORITIES.<br />

032055<br />

12-20-10<br />

Schedule D (<strong>Form</strong> <strong>990</strong>) 2010


SCHEDULE E<br />

(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Name of the organization<br />

Part I<br />

1<br />

2<br />

3<br />

Schools<br />

| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 13,<br />

or <strong>Form</strong> <strong>990</strong>-EZ, Part VI, line 48.<br />

| Attach to <strong>Form</strong> <strong>990</strong> or <strong>Form</strong> <strong>990</strong>-EZ.<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,<br />

other governing instrument, or in a resolution of its governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures,<br />

catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships?<br />

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the<br />

period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes<br />

the policy known to all parts of the general community it serves? If "Yes," please describe. If "No," please explain.<br />

If you need more space, use Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS<br />

NATIONWIDE AND INCLUDES A RACIALLY NONDISCRIMINATORY POLICY<br />

AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGUES DEALING<br />

WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS.<br />

2010<br />

1<br />

2<br />

3<br />

YES<br />

X<br />

X<br />

X<br />

NO<br />

4<br />

a<br />

b<br />

c<br />

d<br />

Does the organization maintain the following?<br />

Records indicating the racial composition of the student body, faculty, and administrative staff? ~~~~~~~~~~~~~~<br />

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? ~<br />

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student<br />

admissions, programs, and scholarships? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Copies of all material used by the organization or on its behalf to solicit contributions? ~~~~~~~~~~~~~~~~~~~<br />

If you answered "No" to any of the above, please explain. If you need more space, use Part II.<br />

4a<br />

4b<br />

4c<br />

4d<br />

X<br />

X<br />

X<br />

X<br />

5<br />

a<br />

b<br />

c<br />

d<br />

e<br />

f<br />

g<br />

h<br />

Does the organization discriminate by race in any way with respect to:<br />

Students’ rights or privileges? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Admissions policies? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Employment of faculty or administrative staff? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Scholarships or other financial assistance? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Educational policies? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Use of facilities? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Athletic programs? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Other extracurricular activities? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.<br />

5a<br />

5b<br />

5c<br />

5d<br />

5e<br />

5f<br />

5g<br />

5h<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

6a<br />

b<br />

7<br />

LHA<br />

Does the organization receive any financial aid or assistance from a governmental agency? ~~~~~~~~~~~~~~~~<br />

Has the organization’s right to such aid ever been revoked or suspended? ~~~~~~~~~~~~~~~~~~~~~~~~~<br />

6a X<br />

6b X<br />

If you answered "Yes" to either line 6a or line 6b, explain on Part II.<br />

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05 of<br />

Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II 7 X<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ.<br />

Schedule E (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

032061<br />

12-23-10


Schedule E (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (2010) SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part II Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7,<br />

as applicable. Also complete this part to provide any other additional information.<br />

Page 2<br />

SCHEDULE E, LINE 6 - EXPLANATION OF GOVERNMENT FINANCIAL AID:<br />

SUSQUEHANNA UNIVERSITY RECEIVES THE FOLLOWING TYPES OF GOVERNMENTAL AID:<br />

PELL GRANTS, SEOG GRANTS, WORK STUDY GRANTS, AND PHEAA STATE GRANTS.<br />

032062 12-23-10<br />

Schedule E (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (2010)


SCHEDULE F<br />

(<strong>Form</strong> <strong>990</strong>)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Name of the organization<br />

Statement of Activities Outside the United States<br />

| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>,<br />

Part IV, line 14b, 15, or 16.<br />

| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.<br />

2010<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I General Information on Activities Outside the United States. Complete if the organization answered "Yes"<br />

to <strong>Form</strong> <strong>990</strong>, Part IV, line 14b.<br />

1 For grantmakers. Does the organization maintain records to substantiate the amount of the grants or assistance, the<br />

grantees’ eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? ~~~~ X Yes<br />

No<br />

2<br />

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the United States.<br />

3<br />

Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)<br />

(a) Region (b) Number of (c) Number of (d) Activities conducted in region (e) If activity listed in (d) (f) Total<br />

offices<br />

in the region<br />

employees,<br />

agents, and<br />

independent<br />

contractors<br />

in region<br />

(by type) (e.g., fundraising, program<br />

services, investments, grants to<br />

recipients located in the region)<br />

is a program service,<br />

describe specific type<br />

of service(s) in region<br />

expenditures<br />

for and<br />

investments<br />

in region<br />

EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 1,567,019.<br />

EAST ASIA AND THE<br />

PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 284,684.<br />

SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 148,126.<br />

SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 25,714.<br />

NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 12,850.<br />

3 a<br />

b<br />

c<br />

LHA<br />

Sub-total ~~~~~~<br />

Total from continuation<br />

sheets to Part I ~~~<br />

Totals (add lines 3a<br />

and 3b) <br />

0 0 2,038,393.<br />

0 0 0.<br />

0 0 2,038,393.<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule F (<strong>Form</strong> <strong>990</strong>) 2010<br />

032071<br />

12-20-10


Schedule F (<strong>Form</strong> <strong>990</strong>) 2010<br />

Part II<br />

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 15, for any<br />

recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

Part II can be duplicated if additional space is needed.<br />

1<br />

(a) Name of organization<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

(b) IRS code section<br />

and EIN (if applicable)<br />

(c) Region<br />

Page 2<br />

(d) Purpose of (e) Amount (f) Manner of (g) Amount of (h) Description (i) Method of<br />

non-cash of non-cash valuation (book, FMV,<br />

grant<br />

of cash grant cash disbursement assistance assistance appraisal, other)<br />

X<br />

CENTRAL AMERICA GENERAL SUPPORT 7,000.CHECK 62,000.SUPPLIES FMV<br />

CENTRAL AMERICA GENERAL SUPPORT 5,500.CHECK 62,000.SUPPLIES FMV<br />

2<br />

3<br />

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by<br />

the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ~~~~~~~~~~~~~~~~~~~~~~~ |<br />

Enter total number of other organizations or entities |<br />

2<br />

Schedule F (<strong>Form</strong> <strong>990</strong>) 2010<br />

032072<br />

12-20-10


Schedule F (<strong>Form</strong> <strong>990</strong>) 2010<br />

Part III<br />

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 16.<br />

Part III can be duplicated if additional space is needed.<br />

(a) Type of grant or assistance<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

(b) Region<br />

(c) Number of (d) Amount of<br />

(e) Manner of<br />

(f) Amount of (g) Description of (h) Method of<br />

recipients cash grant<br />

cash disbursement<br />

non-cash non-cash assistance<br />

valuation<br />

assistance<br />

(book, FMV,<br />

appraisal, other)<br />

Page 3<br />

Schedule F (<strong>Form</strong> <strong>990</strong>) 2010<br />

032073<br />

12-20-10


Schedule F (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part IV Foreign <strong>Form</strong>s<br />

Page 4<br />

1<br />

2<br />

3<br />

Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the<br />

organization may be required to file <strong>Form</strong> 926, Return by a U.S. Transferor of Property to a Foreign<br />

Corporation (see Instructions for <strong>Form</strong> 926) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No<br />

Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization<br />

may be required to file <strong>Form</strong> 3520, Annual Return to Report Transactions with Foreign Trusts and<br />

Receipt of Certain Foreign Gifts, and/or <strong>Form</strong> 3520-A, Annual Information Return of Foreign Trust With<br />

a U.S. Owner (see Instructions for <strong>Form</strong>s 3520 and 3520-A) [[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[[ Yes X No<br />

Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes,"<br />

the organization may be required to file <strong>Form</strong> 5471, Information Return of U.S. Persons with respect to<br />

Certain Foreign Corporations. (see Instructions for <strong>Form</strong> 5471) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No<br />

4<br />

5<br />

6<br />

Was the organization a direct or indirect shareholder of a passive foreign investment company or a<br />

qualified electing fund during the tax year? If "Yes," the organization may be required to file <strong>Form</strong> 8621,<br />

Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see<br />

Instructions for <strong>Form</strong> 8621) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes,"<br />

the organization may be required to file <strong>Form</strong> 8865, Return of U.S. Persons with respect to Certain<br />

Foreign Partnerships. (see Instructions for <strong>Form</strong> 8865) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Did the organization have any operations in or related to any boycotting countries during the tax year? If<br />

"Yes," the organization may be required to file <strong>Form</strong> 5713, International Boycott Report (see Instructions<br />

Yes<br />

Yes<br />

X<br />

X<br />

No<br />

No<br />

for <strong>Form</strong> 5713) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No<br />

Schedule F (<strong>Form</strong> <strong>990</strong>) 2010<br />

032074 12-20-10


Schedule F (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385 Page 5<br />

Part V Supplemental Information<br />

Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method);<br />

Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable.<br />

Also complete this part to provide any additional information.<br />

GRANTS AND OTHER ASSISTANCE TO ORGANIZATIONS OUTSIDE THE U.S. IS RELATED<br />

TO A SERVICE-LEARNING COURSE AND MISSION TRIP TAUGHT AND LED BY<br />

UNIVERSITY CHAPLAIN. THE PARTICIPANTS TRAVEL TO CENTRAL AMERICA FOR TWO<br />

WEEKS OVER THE WINTER BREAK WHICH LEADS TO TWO SEMESTER HOURS OF ACADEMIC<br />

CREDIT WHILE SERVING AT MISSION SITES INCLUDING CONGREGATIONS, CLINICS,<br />

REFUGEE AND IMMIGRANT COMMUNITIES, HOSPITALS AND AN ORPHANAGE. WHILE<br />

THERE THEY ALSO DISTRIBUTE SUPPLIES THEY’VE COLLECTED FOR THE TRIP.<br />

032075 12-20-10<br />

Schedule F (<strong>Form</strong> <strong>990</strong>) 2010


SCHEDULE G<br />

(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Name of the organization<br />

Part I<br />

Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, lines 17, 18, or 19,<br />

or if the organization entered more than $15,000 on <strong>Form</strong> <strong>990</strong>-EZ, line 6a.<br />

| Attach to <strong>Form</strong> <strong>990</strong> or <strong>Form</strong> <strong>990</strong>-EZ. | See separate instructions.<br />

(iii) Did<br />

fundraiser (iv) Gross receipts<br />

have custody<br />

or control of from activity<br />

contributions?<br />

OMB No. 1545-0047<br />

Open To Public<br />

Inspection<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

2 a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees or<br />

b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be<br />

(i)<br />

Fundraising Activities. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 17. <strong>Form</strong> <strong>990</strong>-EZ filers are not<br />

required to complete this part.<br />

1 Indicate whether the organization raised funds through any of the following activities. Check all that apply.<br />

a X Mail solicitations<br />

e X Solicitation of non-government grants<br />

b X Internet and email solicitations<br />

f X Solicitation of government grants<br />

c X Phone solicitations<br />

g Special fundraising events<br />

d X In-person solicitations<br />

key employees listed in <strong>Form</strong> <strong>990</strong>, Part VII) or entity in connection with professional fundraising services?<br />

compensated at least $5,000 by the organization.<br />

Name and address of individual<br />

or entity (fundraiser)<br />

Supplemental Information Regarding<br />

Fundraising or Gaming Activities 2010<br />

(ii) Activity<br />

Yes<br />

(v) Amount paid<br />

to (or retained by)<br />

fundraiser<br />

listed in col. (i)<br />

No<br />

(vi) Amount paid<br />

to (or retained by)<br />

organization<br />

PLUS DELTA PARTNERS - 1401<br />

Yes No<br />

SAPPHIRE DR, CARLSBAD, CA CONSULTING X 0. 26,380. 0.<br />

X<br />

Total<br />

|<br />

26,380.<br />

3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration<br />

or licensing.<br />

AL,AK,AZ,AR,CA,CO,CT,DE,FL,GA,HI,ID,IL,IN,IA,KS,KY,LA,ME,MD,MA,MI,MN,MS,MO<br />

MT,NE,NV,NH,NJ,NM,NY,NC,ND,OH,OK,OR,PA,RI,SC,SD,TN,TX,UT,VT,VA,WA,WV,WI,WY<br />

DC<br />

LHA<br />

Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ.<br />

SEE PART IV FOR CONTINUATIONS<br />

Schedule G (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

032081 01-13-11


Schedule G (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010 SUSQUEHANNA UNIVERSITY 23-1353385 Page 2<br />

Part II Fundraising Events. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 18, or reported more than $15,000<br />

of fundraising event contributions and gross income on <strong>Form</strong> <strong>990</strong>-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.<br />

Revenue<br />

(a) Event #1 (b) Event #2 (c) Other events<br />

(d) Total events<br />

(event type) (event type) (total number)<br />

(add col. (a) through<br />

col. (c))<br />

1 Gross receipts ~~~~~~~~~~~~~~<br />

2<br />

Less: Charitable contributions ~~~~~~<br />

3<br />

Gross income (line 1 minus line 2)<br />

<br />

4<br />

Cash prizes<br />

~~~~~~~~~~~~~~~<br />

Direct Expenses<br />

5<br />

6<br />

7<br />

Noncash prizes ~~~~~~~~~~~~~<br />

Rent/facility costs ~~~~~~~~~~~~<br />

Food and beverages ~~~~~~~~~~<br />

8 Entertainment ~~~~~~~~~~~~~~<br />

9 Other direct expenses ~~~~~~~~~~<br />

10 Direct expense summary. Add lines 4 through 9 in column (d) ~~~~~~~~~~~~~~~~~~~~~~~~ | ( )<br />

11 Net income summary. Combine line 3, column (d), and line 10 |<br />

Part III Gaming. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 19, or reported more than<br />

$15,000 on <strong>Form</strong> <strong>990</strong>-EZ, line 6a.<br />

(b) Pull tabs/instant<br />

(a) Bingo<br />

(c) Other gaming<br />

bingo/progressive bingo<br />

Revenue<br />

1 Gross revenue <br />

(d) Total gaming (add<br />

col. (a) through col. (c))<br />

Direct Expenses<br />

2<br />

3<br />

4<br />

Cash prizes ~~~~~~~~~~~~~~~<br />

Noncash prizes ~~~~~~~~~~~~~<br />

Rent/facility costs ~~~~~~~~~~~~<br />

5<br />

6<br />

Other direct expenses <br />

Volunteer labor ~~~~~~~~~~~~~<br />

Yes % Yes % Yes %<br />

No No No<br />

7<br />

Direct expense summary. Add lines 2 through 5 in column (d)<br />

~~~~~~~~~~~~~~~~~~~~~~~~ | ( )<br />

8<br />

Net gaming income summary. Combine line 1, column d, and line 7<br />

|<br />

9 Enter the state(s) in which the organization operates gaming activities:<br />

a Is the organization licensed to operate gaming activities in each of these states? ~~~~~~~~~~~~~~~~~~~~<br />

b If "No," explain:<br />

Yes<br />

No<br />

10a<br />

Were any of the organization’s gaming licenses revoked, suspended or terminated during the tax year? ~~~~~~~~~<br />

b If "Yes," explain:<br />

Yes<br />

No<br />

032082 01-13-11<br />

Schedule G (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


Schedule G (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010 SUSQUEHANNA UNIVERSITY 23-1353385 Page 3<br />

11<br />

12<br />

Does the organization operate gaming activities with nonmembers? ~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity formed<br />

to administer charitable gaming? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Yes<br />

Yes<br />

No<br />

No<br />

13 Indicate the percentage of gaming activity operated in:<br />

a The organization’s facility ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13a<br />

%<br />

b An outside facility ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13b<br />

%<br />

14 Enter the name and address of the person who prepares the organization’s gaming/special events books and records:<br />

Name |<br />

Address |<br />

15a<br />

Does the organization have a contract with a third party from whom the organization receives gaming revenue? ~~~~~~<br />

Yes<br />

No<br />

b If "Yes," enter the amount of gaming revenue received by the organization | $ and the amount<br />

of gaming revenue retained by the third party | $ .<br />

c If "Yes," enter name and address of the third party:<br />

Name |<br />

Address |<br />

16<br />

Gaming manager information:<br />

Name |<br />

Gaming manager compensation |<br />

$<br />

Description of services provided |<br />

Director/officer Employee Independent contractor<br />

17 Mandatory distributions:<br />

a Is the organization required under state law to make charitable distributions from the gaming proceeds to<br />

retain the state gaming license? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No<br />

b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the<br />

organization’s own exempt activities during the tax year | $<br />

Part IV Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III,<br />

lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).<br />

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:<br />

(I) NAME OF FUNDRAISER: PLUS DELTA PARTNERS<br />

(I) ADDRESS OF FUNDRAISER: 1401 SAPPHIRE DR, CARLSBAD, CA 92011<br />

032083 01-13-11<br />

Schedule G (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


SCHEDULE I<br />

(<strong>Form</strong> <strong>990</strong>)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Name of the organization<br />

Part I<br />

1<br />

Grants and Other Assistance to Organizations,<br />

Governments, and Individuals in the United States<br />

Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 21 or 22.<br />

| Attach to <strong>Form</strong> <strong>990</strong>.<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

General Information on Grants and Assistance<br />

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees’ eligibility for the grants or assistance, and the selection<br />

criteria used to award the grants or assistance? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

2 Describe in Part IV the organization’s procedures for monitoring the use of grant funds in the United States.<br />

Part II Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 21, for any<br />

recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Part II can be duplicated if additional space is needed |<br />

1 (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of (e) Amount of<br />

(f) Method of<br />

(g) Description of (h) Purpose of grant<br />

valuation (book,<br />

or government<br />

if applicable cash grant non-cash<br />

non-cash assistance<br />

or assistance<br />

FMV, appraisal,<br />

assistance<br />

other)<br />

X<br />

2010<br />

Yes<br />

No<br />

SELINSGROVE BOROUGH<br />

ONE N. HIGH ST.<br />

SELINSGROVE, PA 17870 23-6002939 LOCAL GOV'T 80,000. 0. GENERAL SUPPORT<br />

DAUNTLESS HOOK & LADDER<br />

713 BRIDGE ST.<br />

SELINSGROVE, PA 17870 23-0510390 501(C)(3) 8,000. 0. GENERAL SUPPORT<br />

SNYDER COUNTY LIBRARY<br />

ONE N. HIGH ST.<br />

SELINSGROVE, PA 17870 23-1731192 501(C)(3) 25,000. 0. GENERAL SUPPORT<br />

2<br />

3<br />

LHA<br />

Enter total number of section 501(c)(3) and government organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

3.<br />

Enter total number of other organizations |<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule I (<strong>Form</strong> <strong>990</strong>) (2010)<br />

032101 01-13-11


Schedule I (<strong>Form</strong> <strong>990</strong>) (2010) SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part III Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 22.<br />

Part III can be duplicated if additional space is needed.<br />

Page 2<br />

(a) Type of grant or assistance<br />

(b) Number of (c) Amount of (d) Amount of noncash<br />

(e) Method of valuation (f) Description of non-cash assistance<br />

recipients cash grant<br />

assistance (book, FMV, appraisal,<br />

other)<br />

DEAN SCHOLARSHIP 802 0. 7,864,060.FMV CREDIT ON STUDENT ACCOUNTS<br />

PRESIDENTIAL SCHOLARSHIP 176 0. 2,665,899.FMV CREDIT ON STUDENT ACCOUNTS<br />

SUSQUEHANNA SCHOLARSHIP 451 0. 6,282,385.FMV CREDIT ON STUDENT ACCOUNTS<br />

GREEN SCHOLARSHIP 62 0. 808,790.FMV CREDIT ON STUDENT ACCOUNTS<br />

VALEDICTORIAN/SALUTORIAN SCHOLARSHIP 41 0. 652,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

Part IV Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.<br />

STUDENTS MAY BE AWARDED GRANT FUNDS ON THE BASIS OF ACADEMIC<br />

ACHIEVEMENT AND/OR FINANCIAL NEED. IN EACH CASE THE STUDENT CAN RETAIN<br />

ELIGIBILITY FOR FUNDING FOR AS MANY AS EIGHT SEMESTERS AS A FULL-TIME<br />

STUDENT, PROVIDED THE STUDENT MEETS THE RENEWAL CRITERIA SUCH AS GRADE<br />

POINT AVERAGE AND GRADE PROGRESSION AS OUTLINED IN THE UNIVERSITY<br />

CATALOGUE. INDIVIDUAL AWARD AMOUNTS ARE BASED UPON THE STUDENTS’ COST<br />

TO ATTEND THE UNIVERSITY IN A GIVEN ACADEMIC YEAR. FACTORS INCLUDED IN<br />

THE CALCULATED COST INCLUDE TUITION, FEES, ROOM, BOARD, AND ESTIMATES<br />

FOR THE COSTS OF BOOKS AND PERSONAL EXPENSES DURING THE NINE MONTH<br />

032102 01-13-11<br />

Schedule I (<strong>Form</strong> <strong>990</strong>) (2010)


Schedule I (<strong>Form</strong> <strong>990</strong>)<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part III Continuation of Grants and Other Assistance to Individuals in the United States (Schedule I (<strong>Form</strong> <strong>990</strong>), Part III.)<br />

Page 2<br />

(a) Type of grant or assistance (b) Number of (c) Amount of (d) Amount of noncash<br />

(e) Method of<br />

(f) Description of non-cash assistance<br />

recipients cash grant<br />

assistance valuation (book, FMV,<br />

appraisal, other)<br />

COMMUNITY AWARD 192. 0. 1,232,368.FMV CREDIT ON STUDENT ACCOUNTS<br />

TRANSFER SCHOLARSHIP 53. 0. 477,083.FMV CREDIT ON STUDENT ACCOUNTS<br />

MUSIC SCHOLARSHIP 121. 0. 350,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

ASSISTANTSHIPS 17. 0. 307,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

ACADEMIC SCHOLARSHIPS 19. 0. 156,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

MINISTERIAL SCHOLARSHIP 20. 0. 50,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

SU SERVICE SCHOLARS SCHOLARSHIP 1. 0. 2,500.FMV CREDIT ON STUDENT ACCOUNTS<br />

SU GRANTS 1,183. 0. 10,206,988.FMV CREDIT ON STUDENT ACCOUNTS<br />

SCIENCE/MATH SCHOLARSHIP 16. 0. 221,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

Schedule I (<strong>Form</strong> <strong>990</strong>)<br />

032242 12-21-10


Schedule I (<strong>Form</strong> <strong>990</strong>)<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part III Continuation of Grants and Other Assistance to Individuals in the United States (Schedule I (<strong>Form</strong> <strong>990</strong>), Part III.)<br />

Page 2<br />

(a) Type of grant or assistance (b) Number of (c) Amount of (d) Amount of noncash<br />

(e) Method of<br />

(f) Description of non-cash assistance<br />

recipients cash grant<br />

assistance valuation (book, FMV,<br />

appraisal, other)<br />

FOUNDERS SCHOLARSHIP 6. 0. 201,900.FMV CREDIT ON STUDENT ACCOUNTS<br />

MATH ACHIEVEMENT SCHOLARSHIP 5. 0. 69,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

SU ROTC ROOM AND BOARD SCHOLARSHIP 9. 0. 60,814.FMV CREDIT ON STUDENT ACCOUNTS<br />

GO SHORT SCHOLARSHIP 55. 0. 141,141.FMV CREDIT ON STUDENT ACCOUNTS<br />

SU YELLOW RIBBON SCHOLARSHIP 5. 0. 5,653.FMV CREDIT ON STUDENT ACCOUNTS<br />

FOREIGN STUDENTS SCHOLARSHIPS 3. 0. 93,650.FMV CREDIT ON STUDENT ACCOUNTS<br />

THEATER SCHOLARSHIP 2. 0. 10,000.FMV CREDIT ON STUDENT ACCOUNTS<br />

Schedule I (<strong>Form</strong> <strong>990</strong>)<br />

032242 12-21-10


Schedule I (<strong>Form</strong> <strong>990</strong>) 2010<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part IV Supplemental Information<br />

Page 2<br />

ACADEMIC YEAR. AN INDIVIDUAL STUDENT MAY NOT RECEIVE MORE THAN THE<br />

COST OF TUITION FROM THE INSTITUTIONAL GRANT FUNDS.<br />

032291 05-01-10<br />

Schedule I (<strong>Form</strong> <strong>990</strong>) 2010


OMB No. 1545-0047<br />

SCHEDULE J<br />

(<strong>Form</strong> <strong>990</strong>)<br />

For certain Officers, Directors, Trustees, Key Employees, and Highest<br />

Compensated Employees<br />

2010<br />

| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>,<br />

Department of the Treasury<br />

Part IV, line 23.<br />

Open to Public<br />

Internal Revenue Service<br />

| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.<br />

Inspection<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I Questions Regarding Compensation<br />

1a<br />

Compensation Information<br />

Check the appropriate box(es) if the organization provided any of the following to or for a person listed in <strong>Form</strong> <strong>990</strong>,<br />

Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.<br />

X First-class or charter travel<br />

X Housing allowance or residence for personal use<br />

X Travel for companions<br />

Payments for business use of personal residence<br />

Tax indemnification and gross-up payments<br />

X Health or social club dues or initiation fees<br />

X Discretionary spending account<br />

X Personal services (e.g., maid, chauffeur, chef)<br />

Yes<br />

No<br />

2<br />

b<br />

If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or<br />

reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain~~~~~~~~~~~<br />

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers, directors,<br />

trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ~~~~~~~~~~~~~~~~~~~~~<br />

1b<br />

2<br />

X<br />

X<br />

3<br />

Indicate which, if any, of the following the organization uses to establish the compensation of the organization’s<br />

CEO/Executive Director. Check all that apply.<br />

X Compensation committee<br />

X Independent compensation consultant<br />

<strong>Form</strong> <strong>990</strong> of other organizations<br />

X<br />

X<br />

X<br />

Written employment contract<br />

Compensation survey or study<br />

Approval by the board or compensation committee<br />

4<br />

a<br />

b<br />

c<br />

During the year, did any person listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, with respect to the filing<br />

organization or a related organization:<br />

Receive a severance payment or change-of-control payment from the organization or a related organization? ~~~~~~~~<br />

Participate in, or receive payment from, a supplemental nonqualified retirement plan? ~~~~~~~~~~~~~~~~~~~~<br />

Participate in, or receive payment from, an equity-based compensation arrangement? ~~~~~~~~~~~~~~~~~~~~<br />

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.<br />

4a<br />

4b<br />

4c<br />

X<br />

X<br />

X<br />

5<br />

6<br />

7<br />

8<br />

9<br />

a<br />

b<br />

a<br />

b<br />

LHA<br />

Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9.<br />

For persons listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, did the organization pay or accrue any compensation<br />

contingent on the revenues of:<br />

The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Any related organization?<br />

If "Yes" to line 5a or 5b, describe in Part III.<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

For persons listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, did the organization pay or accrue any compensation<br />

contingent on the net earnings of:<br />

The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Any related organization?<br />

If "Yes" to line 6a or 6b, describe in Part III.<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

For persons listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, did the organization provide any non-fixed payments<br />

not described in lines 5 and 6? If "Yes," describe in Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Were any amounts reported in <strong>Form</strong> <strong>990</strong>, Part VII, paid or accrued pursuant to a contract that was subject to the<br />

initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III ~~~~~~~~~~~<br />

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in<br />

Regulations section 53.4958-6(c)? <br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule J (<strong>Form</strong> <strong>990</strong>) 2010<br />

5a<br />

5b<br />

6a<br />

6b<br />

7<br />

8<br />

9<br />

X<br />

X<br />

X<br />

X<br />

X<br />

X<br />

032111<br />

12-21-10


Schedule J (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.<br />

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).<br />

Do not list any individuals that are not listed on <strong>Form</strong> <strong>990</strong>, Part VII.<br />

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on <strong>Form</strong> <strong>990</strong>, Part VII, line 1a.<br />

Page 2<br />

032112 12-21-10<br />

(A) Name<br />

(i) 189,930. 0. 24,022. 36,870. 1,267. 252,089. 0.<br />

1 SARA KIRKLAND (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 300,181. 0. 35,652. 41,000. 54,616. 431,449. 0.<br />

2 LARRY JAY LEMONS (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 156,042. 0. 15,343. 18,400. 9,228. 199,013. 0.<br />

3 MICHAEL COYNE (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 116,071. 0. 5,750. 10,500. 4,247. 136,568. 0.<br />

4 CARL MOSES (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 144,808. 0. 8,761. 15,621. 4,130. 173,320. 0.<br />

5 ALICIA JACKSON (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 152,670. 0. 9,358. 16,653. 8,349. 187,030. 0.<br />

6 DEBORAH STIEFFEL (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 147,074. 0. 8,742. 16,450. 9,143. 181,409. 0.<br />

7 RONALD COHEN (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

(i) 135,041. 0. 22,528. 16,073. 4,114. 177,756. 0.<br />

8 LINDA MCMILLIN (ii)<br />

0. 0. 0. 0. 0. 0. 0.<br />

9<br />

10<br />

11<br />

12<br />

13<br />

14<br />

15<br />

16<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(i)<br />

(ii)<br />

(B) Breakdown of W-2 and/or 1099-MISC compensation<br />

(C) (D) (E) (F)<br />

Retirement and Nontaxable Total of columns<br />

(i) Base (ii) Bonus & (iii) Other other deferred<br />

compensation<br />

compensation<br />

benefits<br />

(B)(i)-(D)<br />

incentive<br />

compensation<br />

reportable<br />

compensation<br />

Compensation<br />

reported in prior<br />

<strong>Form</strong> <strong>990</strong> or<br />

<strong>Form</strong> <strong>990</strong>-EZ<br />

Schedule J (<strong>Form</strong> <strong>990</strong>) 2010


Schedule J (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part III Supplemental Information<br />

Page 3<br />

Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.<br />

PART I, LINE 1A: CHARTER TRAVEL - UNDER SPECIAL AND VERY LIMITED<br />

CIRCUMSTANCES CHARTER TRAVEL IS PERMITTED FOR KEY EMPLOYEES AND OCCURRED<br />

ONCE DURING THE REPORTING PERIOD IN ORDER FOR THE PRESIDENT TO ATTEND THE<br />

FUNERAL OF A LONG-TIME EMPLOYEE.<br />

COMPANION TRAVEL - THE PRESIDENT’S SPOUSE ACCOMPANIED HIM TO ONE EVENT ON<br />

BEHALF OF UNIVERSITY BUSINESS.<br />

DISCRETIONARY SPENDING ACCOUNT - THE PRESIDENT HAS A RESTRICTED ACCOUNT<br />

USED FOR INSTITUTIONAL SPENDING ONLY.<br />

HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - THE PRESIDENT IS REQUIRED<br />

TO OCCUPY, WITH HIS FAMILY, A UNIVERSITY-OWNED AND MAINTAINED RESIDENCE.<br />

THE UNIVERSITY’S MAINTENANCE AND FACILITIES DEPARTMENTS PROVIDE THE<br />

NECESSARY LANDSCAPING, CLEANING, AND OTHER MAINTENANCE.<br />

HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - THE UNIVERSITY MAINTAINS<br />

FOR THE PRESIDENT A MEMBERSHIP TO ONE CLUB FOR BUSINESS PURPOSES; THE TOTAL<br />

COST OF THE DUES WAS $626.<br />

PERSONAL SERVICES - A HOUSEKEEPER IS EMPLOYED BY THE UNIVERSITY TO MAINTAIN<br />

THE PRESIDENT’S RESIDENCE AND AN OCCASIONAL DRIVER IS HIRED FOR AIRPORT<br />

TRAVEL.<br />

Schedule J (<strong>Form</strong> <strong>990</strong>) 2010<br />

032113 12-21-10


SCHEDULE K<br />

(<strong>Form</strong> <strong>990</strong>)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Supplemental Information on Tax-Exempt Bonds<br />

| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 24a. Provide descriptions,<br />

explanations, and any additional information in Part V.<br />

| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I Bond Issues<br />

SEE PART V FOR COLUMN (F) CONTINUATIONS<br />

(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On behalf (i) Pooled<br />

of issuer financing<br />

Yes No Yes No Yes No<br />

SNYDER COUNTY HIGHER<br />

PARTIAL BOND<br />

A EDUCATION AUTHORITY 23-2736780833453CZ4 03/22/06 31779663. REFUND AND RESIDE X X X<br />

SNYDER COUNTY HIGHER<br />

RESIDENCE HALL<br />

B EDUCATION AUTHORITY 23-2736780833453DR1 09/25/08 29<strong>990</strong>252. AND ACADEMIC BUIL X X X<br />

SNYDER COUNTY HIGHER<br />

REFUND SCHEA 1998<br />

C EDUCATION AUTHORITY 23-2736780NONEAVAIL 07/23/09 6,492,500. BONDS X X X<br />

2010<br />

D<br />

Part II<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12<br />

13<br />

14<br />

15<br />

16<br />

17<br />

Part III<br />

1<br />

2<br />

Proceeds<br />

Amount of bonds retired<br />

Amount of bonds legally defeased<br />

Does the organization maintain adequate books and records to support the final allocation of proceeds? <br />

Private Business Use<br />

<br />

<br />

Total proceeds of issue <br />

Gross proceeds in reserve funds<br />

Capitalized interest from proceeds<br />

Proceeds in refunding escrows<br />

Issuance costs from proceeds<br />

Credit enhancement from proceeds<br />

Working capital expenditures from proceeds<br />

Capital expenditures from proceeds<br />

Other spent proceeds<br />

Other unspent proceeds<br />

Year of substantial completion<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Were the bonds issued as part of a current refunding issue?<br />

Were the bonds issued as part of an advance refunding issue?<br />

Has the final allocation of proceeds been made?<br />

<br />

<br />

<br />

Was the organization a partner in a partnership, or a member of an LLC,<br />

which owned property financed by tax-exempt bonds? <br />

Are there any lease arrangements that may result in private business use of<br />

A B C D<br />

31,779,663. 29,<strong>990</strong>,252. 6,492,500.<br />

529,129. 301,595. 90,731.<br />

19,005,534. 29,688,657.<br />

2008 2010 2010<br />

Yes No Yes No Yes No Yes No<br />

X X X<br />

X X X<br />

X X X<br />

X X X<br />

A B C D<br />

Yes No Yes No Yes No Yes No<br />

X X X<br />

X X X<br />

bond-financed property? <br />

032121<br />

02-02-11 LHA For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule K (<strong>Form</strong> <strong>990</strong>) 2010


Schedule K (<strong>Form</strong> <strong>990</strong>) 2010<br />

Part III<br />

3a<br />

4<br />

5<br />

6<br />

7<br />

b<br />

c<br />

Part IV<br />

1<br />

2<br />

5<br />

6<br />

b<br />

c<br />

d<br />

e<br />

b<br />

c<br />

d<br />

Private Business Use (Continued)<br />

Are there any management or service contracts that may result in private<br />

business use of bond-financed property? <br />

Are there any research agreements that may result in private business use of<br />

bond-financed property? <br />

Does the organization routinely engage bond counsel or other outside<br />

counsel to review any management or service contracts or research<br />

agreements relating to the financed property?<br />

Arbitrage<br />

A B C D<br />

Yes No Yes No Yes No Yes No<br />

X X X<br />

Enter the percentage of financed property used in a private business use by<br />

entities other than a section 501(c)(3) organization or a state or local government | .00 % .00 % .00 % %<br />

Enter the percentage of financed property used in a private business use as a<br />

result of unrelated trade or business activity carried on by your organization,<br />

another section 501(c)(3) organization, or a state or local government | .00 % .00 % .00 % %<br />

Total of lines 4 and 5 .00 % .00 % .00 % %<br />

Has the organization adopted management practices and procedures to<br />

ensure the post-issuance compliance of its tax-exempt bond liabilities? <br />

Has a <strong>Form</strong> 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of<br />

Arbitrage Rebate, been filed with respect to the bond issue?<br />

<br />

Is the bond issue a variable rate issue? <br />

3a<br />

Has the organization or the governmental issuer entered into a qualified<br />

hedge with respect to the bond issue? <br />

Name of provider <br />

Term of hedge<br />

Was the hedge superintergrated?<br />

Was the hedge terminated?<br />

<br />

<br />

<br />

4a<br />

Were gross proceeds invested in a GIC? <br />

Name of provider <br />

Term of GIC<br />

<br />

Was the regulatory safe harbor for establishing the fair market value of the<br />

GIC satisfied?<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

<br />

Were any gross proceeds invested beyond an available temporary period?<br />

<br />

Did the bond issue qualify for an exception to rebate? <br />

X X X<br />

X X X<br />

X X X<br />

A B C D<br />

Yes No Yes No Yes No Yes No<br />

X X X<br />

X X X<br />

X X X<br />

X X X<br />

X X X<br />

X X X<br />

Page 2<br />

Part V Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K.<br />

SCHEDULE K, PART I, BOND ISSUES:<br />

(A) ISSUER NAME: SNYDER COUNTY HIGHER EDUCATION AUTHORITY<br />

(F) DESCRIPTION OF PURPOSE: PARTIAL BOND REFUND AND RESIDENCE HOUSING<br />

(A) ISSUER NAME: SNYDER COUNTY HIGHER EDUCATION AUTHORITY<br />

032122<br />

02-02-11<br />

Schedule K (<strong>Form</strong> <strong>990</strong>) 2010


Schedule K (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part V Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K.<br />

(F) DESCRIPTION OF PURPOSE: RESIDENCE HALL AND ACADEMIC BUILDING<br />

PART IV, 5A: REMAINING PROCEEDS OF $1,261,000 REMAINED IN THE<br />

CONSTRUCTION FUND FOR APPROIMATELY 60 DAYS BEYOND THE 3-YEAR PERIOD.<br />

THE 8038-T WAS FILED AND THE $394.04 LIABILITY WAS PAID.<br />

032481 11-18-10<br />

Schedule K (<strong>Form</strong> <strong>990</strong>) 2010


SCHEDULE L<br />

(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Transactions With Interested Persons<br />

| Complete if the organization answered<br />

"Yes" on <strong>Form</strong> <strong>990</strong>, Part IV, line 25a, 25b, 26, 27, 28a, 28b, or 28c,<br />

or <strong>Form</strong> <strong>990</strong>-EZ, Part V, line 38a or 40b.<br />

| Attach to <strong>Form</strong> <strong>990</strong> or <strong>Form</strong> <strong>990</strong>-EZ. | See separate instructions.<br />

OMB No. 1545-0047<br />

Open To Public<br />

Inspection<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).<br />

Complete if the organization answered "Yes" on <strong>Form</strong> <strong>990</strong>, Part IV, line 25a or 25b, or <strong>Form</strong> <strong>990</strong>-EZ, Part V, line 40b.<br />

2010<br />

1 (c) Corrected?<br />

(a) Name of disqualified person<br />

(b) Description of transaction<br />

Yes No<br />

2<br />

3<br />

Enter the amount of tax imposed on the organization managers or disqualified persons during the year under<br />

section 4958 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |<br />

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ~~~~~~~~~~~~~~~~ |<br />

$<br />

$<br />

Part II<br />

Loans to and/or From Interested Persons.<br />

Complete if the organization answered "Yes" on <strong>Form</strong> <strong>990</strong>, Part IV, line 26, or <strong>Form</strong> <strong>990</strong>-EZ, Part V, line 38a.<br />

(a) Name of interested (b) Loan to or from (c) Original principal (d) (e) (f)<br />

Balance due<br />

In Approved (g) Written<br />

person and purpose the organization? amount<br />

by board or<br />

default?<br />

committee?<br />

agreement?<br />

To<br />

From<br />

Yes No Yes No Yes No<br />

Total | $<br />

Part III Grants or Assistance Benefiting Interested Persons.<br />

Complete if the organization answered "Yes" on <strong>Form</strong> <strong>990</strong>, Part IV, line 27.<br />

(a) Name of interested person<br />

DISCLOSURE SUBJECT TO FERPFERPA LAWS<br />

DISCLOSURE SUBJECT TO FERPFERPA LAWS<br />

(b)<br />

Relationship between interested person and<br />

the organization<br />

(c) Amount and type of<br />

assistance<br />

$88,800 MERIT SCHO<br />

$630 NEED-BASED SC<br />

LHA<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ. Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

SEE PART V FOR CONTINUATIONS<br />

032131 12-21-10


SUSQUEHANNA UNIVERSITY 23-1353385<br />

Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010<br />

Part IV Business Transactions Involving Interested Persons.<br />

Complete if the organization answered "Yes" on <strong>Form</strong> <strong>990</strong>, Part IV, line 28a, 28b, or 28c.<br />

(a) Name of interested person<br />

(b) Relationship between interested (c) Amount of (d) Description of<br />

person and the organization transaction transaction<br />

Page 2<br />

(e) Sharing of<br />

organization’s<br />

revenues?<br />

FRANK TREMBULAK TRUSTEE 215,512.MEDICAL FEE<br />

Yes No<br />

X<br />

JOHN STRANGFELD TRUSTEE 165,998.INVESTMENT X<br />

BRUCE FICKEN TRUSTEE 149,117.LEGAL FEES: X<br />

JOHN CARPENTER TRUSTEE 134,000.LEGAL FEES: X<br />

FRANK LEBER TRUSTEE 18,000.LEGAL FEES: X<br />

Part V<br />

Supplemental Information<br />

Complete this part to provide additional information for responses to questions on Schedule L (see instructions).<br />

SCH L, PART III, GRANTS OR ASSISTANCE BENEFITTING INTERESTED PERSONS:<br />

(A) NAME OF PERSON: DISCLOSURE SUBJECT TO FERPA LAWS<br />

(C) TYPE OF ASSISTANCE: $88,800 MERIT SCHOLARSHIP<br />

(A) NAME OF PERSON: DISCLOSURE SUBJECT TO FERPA LAWS<br />

(C) TYPE OF ASSISTANCE: $630 NEED-BASED SCHOLARSHIP<br />

SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:<br />

(A) NAME OF PERSON: FRANK TREMBULAK<br />

(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:<br />

TRUSTEE<br />

(C) AMOUNT OF TRANSACTION $ 215,512.<br />

(D) DESCRIPTION OF TRANSACTION: MEDICAL FEES AND SERVICES: FRANK<br />

TREMBULAK, TRUSTEE, IS THE EXECUTIVE VICE PRESIDENT AND COO OF GEISINGER<br />

HEALTH SYSTEM. THE UNIVERSITY MAINTAINS A RELATIONSHIP WITH GEISINGER<br />

HEALTH SYSTEM FOR MEDICAL SERVICES. MR. TREMBULAK RECEIVED NO PERSONAL<br />

BENEFIT AS A RESULT OF THIS RELATIONSHIP BETWEEN THE UNIVERSITY AND<br />

GEISINGER HEALTH SYSTEM. THIS RELATIONSHIP IS DISCLOSED TO THE BOARD AND<br />

IN THE FINANCIAL STATEMENTS.<br />

(E) SHARING OF ORGANIZATION REVENUES? = NO<br />

032132<br />

12-21-10<br />

Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part V Supplemental Information<br />

Complete this part to provide additional information for responses to questions on Schedule L (see instructions).<br />

Page 2<br />

(A) NAME OF PERSON: JOHN STRANGFELD<br />

(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:<br />

TRUSTEE<br />

(C) AMOUNT OF TRANSACTION $ 165,998.<br />

(D) DESCRIPTION OF TRANSACTION: INVESTMENT MGMT FEES: JOHN STRANGFELD,<br />

CHAIRMAN OF THE UNIVERSITY’S BOARD, IS CEO AND CHAIRMAN OF PRUDENTIAL<br />

FINANCIAL. THE UNIVERSITY MAINTAINS AN INVESTMENT MANAGEMENT<br />

RELATIONSHIP WITH PRUDENTIAL PURSUANT TO WHICH PRUDENTIAL WAS PAID<br />

INVESTMENT MANAGEMENT FEES. MR. STRANGFELD RECEIVED NO PERSONAL BENEFIT<br />

AS A RESULT OF THE BUSINESS RELATIONSHIP BETWEEN THE UNIVERSITY AND<br />

PRUDENTIAL. THIS RELATIONSHIP IS DISCLOSED TO THE BOARD AND IN THE<br />

FINANCIAL STATEMENTS.<br />

(E) SHARING OF ORGANIZATION REVENUES? = NO<br />

(A) NAME OF PERSON: BRUCE FICKEN<br />

(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:<br />

TRUSTEE<br />

(C) AMOUNT OF TRANSACTION $ 149,117.<br />

(D) DESCRIPTION OF TRANSACTION: LEGAL FEES: BRUCE FICKEN, TRUSTEE, IS A<br />

PARTNER WITH THE LAW FIRM PEPPER HAMILTON, LLP. THE UNIVERSITY MAINTAINS<br />

A RELATIONSHIP WITH PEPPER HAMILTON FOR LEGAL SERVICES. MR. FICKEN<br />

RECEIVED NO PERSONAL BENEFIT AS A RESULT OF THIS RELATIONSHIP. THIS<br />

RELATIONSHIP IS DISCLOSED TO THE BOARD AND IN THE FINANCIAL STATEMENTS.<br />

(E) SHARING OF ORGANIZATION REVENUES? = NO<br />

(A) NAME OF PERSON: JOHN CARPENTER<br />

(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:<br />

032461<br />

09-23-10<br />

Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part V Supplemental Information<br />

Complete this part to provide additional information for responses to questions on Schedule L (see instructions).<br />

Page 2<br />

TRUSTEE<br />

(C) AMOUNT OF TRANSACTION $ 134,000.<br />

(D) DESCRIPTION OF TRANSACTION: LEGAL FEES: JOHN CARPENTER, SECRETARY OF<br />

THE UNIVERSITY’S BOARD, IS A PRACTITIONER IN THE LAW FIRM OF CARPENTER<br />

AND CARPENTER. THE UNIVERSITY MAINTAINS A BUSINESS RELATIONSHIP WITH MR.<br />

CARPENTER IN THAT HE IS THE SOLICITOR FOR THE UNIVERSITY’S LEGAL AFFAIRS.<br />

THIS RELATIONSHIP IS DISCLOSED TO THE BOARD AND IN THE FINANCIAL<br />

STATEMENTS.<br />

(E) SHARING OF ORGANIZATION REVENUES? = NO<br />

(A) NAME OF PERSON: FRANK LEBER<br />

(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:<br />

TRUSTEE<br />

(C) AMOUNT OF TRANSACTION $ 18,000.<br />

(D) DESCRIPTION OF TRANSACTION: LEGAL FEES: FRANK LEBER, TRUSTEE, IS AN<br />

ATTORNEY AT THE LAW FIRM RHOADS AND SINON, LLP. THE UNIVERSITY MAINTAINS<br />

A RELATIONSHIP WITH RHOADS AND SINON FOR LEGAL SERVICES. MR. LEBER<br />

RECEIVED NO PERSONAL BENEFIT AS A RESULT OF THIS BUSINESS RELATIONSHIP.<br />

THIS RELATIONSHIP IS DISCLOSED TO THE BOARD AND IN THE FINANCIAL<br />

STATEMENTS.<br />

(E) SHARING OF ORGANIZATION REVENUES? = NO<br />

032461<br />

09-23-10<br />

Schedule L (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) 2010


SCHEDULE M<br />

(<strong>Form</strong> <strong>990</strong>)<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12<br />

13<br />

14<br />

15<br />

16<br />

17<br />

18<br />

19<br />

20<br />

21<br />

22<br />

23<br />

24<br />

25<br />

26<br />

27<br />

28<br />

29<br />

31<br />

33<br />

b<br />

b<br />

29<br />

OMB No. 1545-0047<br />

J Complete if the organizations answered "Yes" on <strong>Form</strong><br />

Department of the Treasury<br />

Internal Revenue Service<br />

<strong>990</strong>, Part IV, lines 29 or 30.<br />

J Attach to <strong>Form</strong> <strong>990</strong>.<br />

Open to Public<br />

Inspection<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I Types of Property<br />

(a) (b) (c) (d)<br />

Check if<br />

Method of determining<br />

applicable<br />

noncash contribution amounts<br />

Art - Works of art ~~~~~~~~~~~~~<br />

Art - Historical treasures<br />

~~~~~~~~~<br />

Art - Fractional interests ~~~~~~~~~~<br />

Books and publications ~~~~~~~~~~<br />

Clothing and household goods<br />

~~~~~~<br />

Cars and other vehicles ~~~~~~~~~~<br />

Boats and planes ~~~~~~~~~~~~~<br />

Intellectual property<br />

Securities - Publicly traded<br />

~~~~~~~~~~~<br />

~~~~~~~~<br />

Securities - Closely held stock~~~~~~~<br />

Securities - Partnership, LLC, or<br />

trust interests<br />

Securities - Miscellaneous<br />

~~~~~~~~~~~~~~<br />

Qualified conservation contribution -<br />

Historic structures<br />

~~~~~~~~<br />

~~~~~~~~~~~~<br />

Qualified conservation contribution - Other~<br />

Real estate - Residential<br />

Real estate - Commercial ~~~~~~~~~<br />

Real estate - Other<br />

~~~~~~~~~<br />

~~~~~~~~~~~~<br />

Collectibles ~~~~~~~~~~~~~~~~<br />

Food inventory ~~~~~~~~~~~~~~<br />

Drugs and medical supplies ~~~~~~~~<br />

Taxidermy<br />

Historical artifacts<br />

Scientific specimens<br />

~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~<br />

~~~~~~~~~~~<br />

Archeological artifacts ~~~~~~~~~~<br />

Other J ( )<br />

Other J ( )<br />

Other J ( )<br />

Other J ( )<br />

Number of<br />

contributions or<br />

items contributed<br />

Number of <strong>Form</strong>s 8283 received by the organization during the tax year for contributions<br />

Noncash contribution<br />

amounts reported on<br />

<strong>Form</strong> <strong>990</strong>, Part VIII, line 1g<br />

for which the organization completed <strong>Form</strong> 8283, Part IV, Donee Acknowledgement ~~~~<br />

30a<br />

During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it must hold for<br />

at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for<br />

the entire holding period? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," describe the arrangement in Part II.<br />

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? ~~~~~~<br />

32a<br />

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash<br />

LHA<br />

contributions? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

If "Yes," describe in Part II.<br />

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,<br />

describe in Part II.<br />

Noncash Contributions<br />

X<br />

179. MARKET VALUE<br />

X 24 640,141. MARKET VALUE<br />

X 2 113,179. MARKET VALUE<br />

2010<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule M (<strong>Form</strong> <strong>990</strong>) (2010)<br />

30a<br />

31<br />

32a<br />

Yes<br />

X<br />

X<br />

No<br />

X<br />

032141<br />

12-23-10


Schedule M (<strong>Form</strong> <strong>990</strong>) (2010) SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part II Supplemental Information. Complete this part to provide the information required by Part I, lines 30b, 32b, and 33.<br />

Also complete this part for any additional information.<br />

Page 2<br />

SCHEDULE M, LINE 32B: IT IS THE UNIVERSITY’S GENERAL PRACTICE TO<br />

LIQUIDATE GIFTS OF PUBLICLY HELD STOCK AS QUICKLY AS POSSIBLE, UNLESS<br />

HOLDING THE STOCK IS DETERMINED TO BE IN THE BEST INTEREST OF THE<br />

UNIVERSITY BY THE VICE PRESIDENT FOR FINANCE IN CONSULTATION WITH ONE<br />

OF THE UNIVERSITY’S INVESTMENT ADVISORS. THE STOCK IS LIQUIDATED BY<br />

THE BROKERAGE FIRM JANNEY MONTGOMERY SCOTT ON 309 N. FIFTH ST.,<br />

SUNBURY, PA 17801.<br />

032142 12-23-10<br />

Schedule M (<strong>Form</strong> <strong>990</strong>) (2010)


SCHEDULE O<br />

(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)<br />

Department of the Treasury<br />

Internal Revenue Service<br />

Name of the organization<br />

Supplemental Information to <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ<br />

Complete to provide information for responses to specific questions on<br />

<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ or to provide any additional information.<br />

| Attach to <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ.<br />

2010<br />

OMB No. 1545-0047<br />

Open to Public<br />

Inspection<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

FORM <strong>990</strong>, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:<br />

ACHIEVEMENT, LEADERSHIP, AND SERVICE IN A DIVERSE AND INTERCONNECTED<br />

WORLD.<br />

FORM <strong>990</strong>, PART VI, SECTION B, LINE 11: ALONG WITH A DETAILED REVIEW<br />

PREFORMED BY THE AUDIT COMMITTEE A LINK TO A PASSWORD-PROTECTED WEBSITE WAS<br />

EMAILED TO THE GOVERNING BODY WHERE THE COMPLETE FORM <strong>990</strong> WAS MADE<br />

AVAILABLE FOR REVIEW.<br />

FORM <strong>990</strong>, PART VI, SECTION B, LINE 12C: A CONFLICT OF INTEREST<br />

QUESTIONNAIRE WAS SENT TO THE GOVERNING BODY AND THE REPLIES WERE REVIEWED<br />

IN DETAIL BY THE AUDIT COMMITTEE. THE REVIEW OF THE QUESTIONNAIRES FORMS<br />

THE BASIS FOR DISCLOSURE ON THE FORM <strong>990</strong> AND THE AUDITED FINANCIAL<br />

STATEMENTS.<br />

FORM <strong>990</strong>, PART VI, SECTION B, LINE 15: THE ORGANIZATION’S BOARD HAS<br />

ADOPTED A COMPENSATION POLICY (THE "POLICY") FOR COVERED INDIVIDUALS.<br />

PURSUANT TO THE POLICY, A COMPENSATION COMMITTEE (A SUBCOMMITTEE OF THE<br />

ORGANIZATION’S EXECUTIVE COMMITTEE) OF INDEPENDENT DIRECTORS WAS<br />

ESTABLISHED TO REVIEW THE COMPENSATION OF ALL EMPLOYEES SPECIFIED AS HAVING<br />

A SUBSTANTIAL INFLUENCE OVER THE ORGANIZATION AND WHO RECEIVE REMUNERATION<br />

FROM THE ORGANIZATION, INCLUDING, AMONG OTHERS, THE PRESIDENT, EXECUTIVE<br />

VICE PRESIDENT FOR ADMINISTRATION AND PLANNING, PROVOST AND DEAN OF THE<br />

FACULTY, AND VICE PRESIDENT FOR FINANCE. THE COMPENSATION COMMITTEE IS<br />

ADVISED BY AN INDEPENDENT COMPENSATION CONSULTANT, WHICH OPINES TO THE<br />

COMPENSATION COMMITTEE THAT THE LEVEL OF COMPENSATION PAID AND THE PROCESS<br />

LHA For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ. Schedule O (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (2010)<br />

032211<br />

01-24-11


Schedule O (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (2010)<br />

Page 2<br />

Name of the organization<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

BY WHICH COMPENSATION IS ESTABLISHED MEET APPLICABLE IRS REASONABLENESS AND<br />

"SAFE HARBOR" STANDARDS. THE OUTSIDE COMPENSATION CONSULTANT PROVIDES DATA<br />

OF COMPENSATION PROVIDED AT SIMILAR ORGANIZATIONS TO ENSURE THAT THE<br />

UNIVERSITY DOES NOT COMPENSATE IN EXCESS OF MARKET NORMS.<br />

FORM <strong>990</strong>, PART VI, LINE 17, LIST OF STATES RECEIVING COPY OF FORM <strong>990</strong>:<br />

AR,CA,CO,CT,FL,GA,IL,KS,KY,ME,MD,MA,NH,NJ,NY,OH,TN,UT,VA,WA,DC,WV<br />

FORM <strong>990</strong>, PART VI, SECTION C, LINE 19: THE ORGANIZATION MAKES IT’S<br />

GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS<br />

AVAILABLE TO THE PUBLIC BY POSTING THESE DOCUMENTS ON THE ORGANIZATION’S<br />

WEBSITE.<br />

FORM <strong>990</strong>, PART XI, LINE 5, CHANGES IN NET ASSETS:<br />

NET UNREALIZED GAINS ON INVESTMENTS: 22,050,980.<br />

INVESTMENT EXPENSES: 303,000.<br />

ENDOWMENT INCOME 4,751,838.<br />

TOTAL TO FORM <strong>990</strong>, PART XI, LINE 5 27,105,818.<br />

032212<br />

01-24-11<br />

Schedule O (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (2010)


OMB No. 1545-0047<br />

SCHEDULE R<br />

(<strong>Form</strong> <strong>990</strong>) 2010<br />

| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 33, 34, 35, 36, or 37. Department of the Treasury<br />

Open to Public<br />

Internal Revenue Service<br />

| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.<br />

Inspection<br />

Name of the organization<br />

Related Organizations and Unrelated Partnerships<br />

Employer identification number<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part I<br />

Identification of Disregarded Entities (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 33.)<br />

(a) (b) (c) (d) (e) (f)<br />

Name, address, and EIN<br />

of disregarded entity<br />

Primary activity<br />

Legal domicile (state or<br />

foreign country)<br />

Total income End-of-year assets Direct controlling<br />

entity<br />

Part II<br />

Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34 because it had one or more related tax-exempt<br />

organizations during the tax year.)<br />

(a) (b) (c) (d) (e) (f) (g)<br />

Name, address, and EIN<br />

of related organization<br />

Primary activity<br />

Legal domicile (state or<br />

foreign country)<br />

Exempt Code<br />

section<br />

Public charity<br />

status (if section<br />

501(c)(3))<br />

Direct controlling<br />

entity<br />

Section 512(b)(13)<br />

controlled<br />

entity?<br />

Yes<br />

SUSQUEHANNA UNIVERSITY & ORTENZIO CHARITABLE<br />

TRUST - 80-6155309, 514 UNIVERSITY AVE, SUPPORTS SUSQUEHANNA SUSQUEHANNA<br />

SELINSGROVE, PA 17870 UNIVERSITY PENNSYLVANIA 501(C)(3) LINE 11A, I UNIVERSITY X<br />

No<br />

For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule R (<strong>Form</strong> <strong>990</strong>) 2010<br />

032161<br />

12-21-10<br />

LHA


Schedule R (<strong>Form</strong> <strong>990</strong>) 2010<br />

Part III<br />

Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34 because it had one or more related<br />

organizations treated as a partnership during the tax year.)<br />

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)<br />

Legal<br />

Primary activity<br />

Disproportionate<br />

allocations? amount in box<br />

General or<br />

domicile Direct controlling Predominant income Share of total Share of<br />

Code V-UBI<br />

managing<br />

(state or entity (related, unrelated, income end-of-year<br />

partner?<br />

foreign<br />

excluded from tax under<br />

assets<br />

20 of Schedule<br />

country)<br />

sections 512-514)<br />

Yes No K-1 (<strong>Form</strong> 1065) Yes No<br />

Name, address, and EIN<br />

of related organization<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Page 2<br />

Percentage<br />

ownership<br />

Part IV<br />

Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34 because it had one or more related<br />

organizations treated as a corporation or trust during the tax year.)<br />

(a) (b) (c) (d) (e) (f) (g) (h)<br />

Name, address, and EIN<br />

of related organization<br />

Primary activity<br />

Legal domicile<br />

(state or<br />

foreign<br />

country)<br />

Direct controlling<br />

entity<br />

Type of entity<br />

(C corp, S corp,<br />

or trust)<br />

Share of total<br />

income<br />

Share of<br />

end-of-year<br />

assets<br />

Percentage<br />

ownership<br />

032162 12-21-10<br />

Schedule R (<strong>Form</strong> <strong>990</strong>) 2010


Schedule R (<strong>Form</strong> <strong>990</strong>) 2010<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Page 3<br />

Part V<br />

Transactions With Related Organizations (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34, 35, 35a, or 36.)<br />

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.<br />

Yes No<br />

1<br />

a<br />

b<br />

c<br />

d<br />

e<br />

During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?<br />

Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a<br />

Gift, grant, or capital contribution to other organization(s)<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Gift, grant, or capital contribution from other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Loans or loan guarantees to or for other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Loans or loan guarantees by other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

1b<br />

1c<br />

1d<br />

1e<br />

X<br />

X<br />

X<br />

X<br />

X<br />

f<br />

g<br />

h<br />

i<br />

Sale of assets to other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Purchase of assets from other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Exchange of assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Lease of facilities, equipment, or other assets to other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

1f<br />

1g<br />

1h<br />

1i<br />

X<br />

X<br />

X<br />

X<br />

j Lease of facilities, equipment, or other assets from other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

k<br />

l<br />

Performance of services or membership or fundraising solicitations for other organization(s)<br />

Performance of services or membership or fundraising solicitations by other organization(s)<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

m Sharing of facilities, equipment, mailing lists, or other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

n Sharing of paid employees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

1j<br />

1k<br />

1l<br />

1m<br />

1n<br />

X<br />

X<br />

X<br />

X<br />

X<br />

o<br />

p<br />

Reimbursement paid to other organization for expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Reimbursement paid by other organization for expenses<br />

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

1o<br />

1p<br />

X<br />

X<br />

q<br />

r<br />

2<br />

Other transfer of cash or property to other organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~<br />

Other transfer of cash or property from other organization(s) <br />

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.<br />

1q<br />

1r<br />

X<br />

X<br />

(a) (b) (c) (d)<br />

Name of other organization<br />

Transaction Amount involved<br />

Method of determining<br />

type (a-r)<br />

amount involved<br />

(1)<br />

(2)<br />

(3)<br />

(4)<br />

(5)<br />

(6)<br />

032163 12-21-10<br />

Schedule R (<strong>Form</strong> <strong>990</strong>) 2010


Schedule R (<strong>Form</strong> <strong>990</strong>) 2010<br />

SUSQUEHANNA UNIVERSITY 23-1353385<br />

Page 4<br />

Part VI<br />

Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 37.)<br />

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue)<br />

that was not a related organization. See instructions regarding exclusion for certain investment partnerships.<br />

(a) (b) (c) (d) (e) (f) (g) (h)<br />

Name, address, and EIN<br />

of entity<br />

Primary activity<br />

Legal domicile<br />

(state or foreign<br />

country)<br />

Are all partners Share of end-ofyear<br />

assets<br />

amount in box 20<br />

Disproportionate<br />

managing<br />

Code V-UBI General or<br />

section 501(c)(3)<br />

organizations?<br />

allocations?<br />

partner?<br />

of Schedule K-1<br />

Yes No Yes No (<strong>Form</strong> 1065) Yes No<br />

Schedule R (<strong>Form</strong> <strong>990</strong>) 2010<br />

032164<br />

12-21-10


Schedule R (<strong>Form</strong> <strong>990</strong>) 2010 SUSQUEHANNA UNIVERSITY 23-1353385<br />

Part VII Supplemental Information<br />

Complete this part to provide additional information for responses to questions on Schedule R (see instructions).<br />

Page 5<br />

032165<br />

12-21-10<br />

Schedule R (<strong>Form</strong> <strong>990</strong>) 2010

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