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Adaptive Reuse for Multifamily Housing: Volume 4 ... - InformeDesign

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Implications<br />

VOL. 04 ISSUE 10<br />

www.in<strong>for</strong>medesign.umn.edu<br />

A Newsletter by In<strong>for</strong>meDesign. A Web site <strong>for</strong> design and human behavior research.<br />

cover image<br />

goes here - fit<br />

image to the<br />

black box<br />

using the<br />

guidelines<br />

A new atrium in an old building.<br />

IN THIS ISSUE<br />

<strong>Adaptive</strong> <strong>Reuse</strong> <strong>for</strong><br />

<strong>Multifamily</strong> <strong>Housing</strong><br />

Two Case Studies<br />

Related Research<br />

Summaries<br />

<strong>Adaptive</strong> <strong>Reuse</strong> <strong>for</strong><br />

<strong>Multifamily</strong> <strong>Housing</strong><br />

Bill Hickey, AIA<br />

Why adaptive reuse <strong>for</strong> housing? Why<br />

tackle a decrepit, hulking structure with<br />

code problems—inhabited by shoals of<br />

vicious pigeons—instead of developing a<br />

shiny new building?<br />

Well, it’s not always that bad. Trans<strong>for</strong>ming<br />

commercial structures <strong>for</strong> residential<br />

uses is a time-honored practice that has<br />

burgeoned beyond the stereotypical warehouse-into-(vaguely<br />

legal)-urban-loft of<br />

the 1960s and 70s. There are many reasons<br />

adaptive reuse has become a strong<br />

and growing part of the housing market.<br />

Adapting a building <strong>for</strong> a new use is sustainability<br />

at its most fundamental level,<br />

it preserves urban context while adding<br />

richness and vitality, and it often results<br />

in innovative, unique residential units.<br />

While many or most of the current crop<br />

of multifamily reuse projects are in urban<br />

settings, they are sometimes developed in<br />

smaller towns and rural areas, especially<br />

when the reused property has historical<br />

significance. The level of ef<strong>for</strong>t and investment<br />

involved tends to lead to owner-occupied<br />

units. However, it’s not uncommon<br />

to see lease–based projects in reuse,<br />

which may be supported by incentives or<br />

subsidies.<br />

<strong>Adaptive</strong> reuse has unique aspects and<br />

technical concerns, some obvious and<br />

some less so. In general, these fall into<br />

two categories:<br />

• Process-oriented items can be loosely<br />

defined as concerned with “care of the<br />

artifact.” They are the structural, infrastructure,<br />

and code-related issues that<br />

must be addressed be<strong>for</strong>e the building<br />

can become a functional residential<br />

complex and can include everything<br />

from historic preservation to hazardous<br />

materials assessments.<br />

• Design-oriented items weigh the intangibles<br />

of character and context<br />

against a thorough understanding of<br />

market-driven needs. “Blue-sky” or unrestrained<br />

design concepts have to be<br />

balanced against the constraints inherent<br />

to a major renovation project, in addition<br />

to accounting <strong>for</strong> the usual concerns<br />

inherent in a multifamily project.<br />

Process<br />

One of the most important tasks in multifamily<br />

adaptive reuse happens early—<br />

the assessment of candidate structures.<br />

“Earning money on the purchase” is central<br />

to successful reuse projects. A careful<br />

review the basic physical and regulatory<br />

conditions sets the expectations and defines<br />

the opportunities and constraints of<br />

the project.


Implications<br />

www.in<strong>for</strong>medesign.umn.edu<br />

<br />

Physical Qualities<br />

Likely qualities of candidates <strong>for</strong> reuse as multifamily<br />

housing include the following:<br />

• A narrow floorplate. Narrow buildings will adapt<br />

more readily to residential use, as they provide a<br />

higher windows-per-unit ratio. This access to light<br />

and air is more critical in residential developments<br />

than in the previous commercial lives of many<br />

buildings, and this limitation has held many architecturally<br />

distinguished structures back from<br />

transitioning to modern use. Many vintage buildings<br />

have “C”- or “L”-shaped plans surrounding often-neglected<br />

light courts that can be readily trans<strong>for</strong>med.<br />

More modern, deep-plan buildings can be<br />

adapted with the insertion of lightwells, atria, and<br />

other significant interventions, but the likely cost<br />

of such work may be prohibitive.<br />

• A robust structure. Older buildings are often<br />

overstructured <strong>for</strong> the needs of modern residential<br />

use, which can open up the potential <strong>for</strong> features<br />

such as balconies, whirlpool tubs, et cetera.<br />

• Irregular structure and materials. Conversely,<br />

older structures can also have irregular elements<br />

(e.g., non-orthogonal structural systems;<br />

lightweight, clay, tile-<strong>for</strong>med, concrete floors) that<br />

impose limitations. The key is matching client expectations<br />

to likely building circumstances be<strong>for</strong>e<br />

beginning work.<br />

• Infrastructure surprises. It is usually obvious<br />

that most buildings considered <strong>for</strong> adaptive reuse<br />

will not have the internal heating, air conditioning,<br />

electrical, or plumbing infrastructures suitable <strong>for</strong><br />

multifamily housing. What can be equally significant,<br />

but less apparent, are the constraints posed<br />

by inadequate utility services (e.g., water supply,<br />

sewer access, storm water accommodations) outside<br />

the building. Many buildings under consideration<br />

<strong>for</strong> reuse have limited access to and/or antiquated<br />

city services available. Such limitations can<br />

be costly to rectify.<br />

• Hazardous materials. The need <strong>for</strong> careful hazardous<br />

materials assessment in older structures<br />

can range from the familiar (asbestos, lead paint)<br />

to the less so (pigeon guano in quantity must be<br />

treated as hazardous). On the plus side, many jurisdictions<br />

have funding sources available to assist<br />

with abatement<br />

• Adaptability. Construction types and quality can<br />

be to levels not attainable (or at least rarely seen)<br />

in modern construction. These construction types<br />

tend to be low-tech and consequently easier to alter<br />

(e.g., internal systems can be easily integrated)<br />

The quirks of older buildings add interest and depth.<br />

Codes and Regulations<br />

• It is important to view code officials as partners.<br />

Much of the code and review processes when<br />

adapting a building <strong>for</strong> housing depends on judgment<br />

calls and evaluations of in-place construction<br />

that are, in many respects, negotiations. Further,<br />

code officials represent cities or jurisdictions that<br />

have a real interest in seeing an underutilized or<br />

decrepit building restored to life.<br />

• An understanding of long-term neighborhood<br />

and area plans and trends is important. Buildings<br />

ripe <strong>for</strong> reuse can often be found in disadvantaged<br />

contexts. Any local, large-scale initiatives in<br />

process could have a positive or negative effect on a<br />

project.<br />

• Fire exiting and accessibility issues almost always<br />

need addressing. Many jurisdictions now<br />

Where Research In<strong>for</strong>ms Design®


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<br />

have “conservation codes” designed specifically to<br />

deal with the situations that come up in reuse of<br />

older buildings. They set out methods <strong>for</strong> providing<br />

uncompromising life safety provisions while recognizing<br />

the inherent value of older construction.<br />

• Most codes have acoustic separation criteria <strong>for</strong><br />

multifamily residential construction. These can be<br />

quite daunting to deal with in reuse situations, but,<br />

as a quality-of-life factor <strong>for</strong> residents, there can be<br />

significant return on the ef<strong>for</strong>t.<br />

• Historic Register issues should be reviewed. In<br />

addition to the National Register, many state and<br />

local authorities maintain registries that can impact<br />

a project. Also, many jurisdictions maintain<br />

rolls of properties considered “eligible <strong>for</strong> listing.” In<br />

some circumstances, this status can be as restrictive<br />

as an actual listing. If historic tax credits are<br />

pursued as part of the project’s funding, historic<br />

criteria can have significant impact on the design<br />

and management of a reuse development. The constraints<br />

and opportunities offered by this process<br />

must be very carefully researched.<br />

• Many authorities restrict placement of heating,<br />

ventilation, and air conditioning gear. Restrictions<br />

can involve sightlines, noise standards, and<br />

other considerations. Impact on adjacent structures<br />

also needs to be considered.<br />

• Ironically, one of the most common points of friction<br />

with city approval process revolves around<br />

parking. <strong>Reuse</strong> projects are held to the same parking<br />

supply requirements as new construction, even<br />

though, almost by definition, people choosing to live<br />

in these types of urban contexts are less dependent<br />

on automobiles and use mass-transit more. Proximity<br />

to transit and amenities—a walkable neighborhood—will<br />

not only attract residents. It should<br />

also help in negotiations with authorities to reduce<br />

to what can otherwise be draconian parking provisions.<br />

That said, understanding the total transportation<br />

context is important. A large residential project<br />

can create amenities, but it can rarely create a<br />

bus line!<br />

A candidate structure—the starting point.<br />

The Dreaded “Ping Rating”<br />

As mentioned above, most codes have acoustic separation<br />

criteria. These usually take the <strong>for</strong>m of specified<br />

minimum values <strong>for</strong> Sound Transmission Class<br />

(STC), a value determined by testing the diminution<br />

of air-transmitted sound (e.g., speech) through construction<br />

assemblies. These codes typically reference<br />

a specified value and a required field tested value<br />

(known as FSTC). The desired rating is attained by<br />

adjusting the type of construction— the type of wall<br />

framing, the amount of gypsum board or insulation<br />

in the walls—to push the field test values above (i.e.,<br />

quieter than) a specified level.<br />

What is less well known, but can have tremendous effect<br />

on all aspects of design of reuse projects is what<br />

is commonly referred to as the “ping rating.” It deals<br />

with how sound transfers through structure from<br />

localized impacts. The classic example is high heels<br />

on a hard-surface floor resonating through the structure.<br />

It is specified by the Impact Insulation Classification<br />

(or IIC) of the assembly, and also has a field<br />

measured standard (FIIC). Dampening impact-transmitted<br />

sound plays a huge role in resident satisfaction.<br />

Where Research In<strong>for</strong>ms Design®


Implications<br />

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<br />

Standards <strong>for</strong> minimum STC and IIC ratings vary,<br />

with rental properties generally being allowed lower<br />

values than owner-occupied properties. From a marketing<br />

standpoint, though, values above the code requirements<br />

will always be preferable.<br />

Sound isolation is a particular concern in reuse<br />

buildings because the floor and ceiling structure are<br />

already in place and less can be done to attain required<br />

standards. A common solution is to use carpeting<br />

with underlayment pad, but in older buildings<br />

with dense structures this will not be enough;<br />

sounds will “ping through” sometimes a considerable<br />

distance. Additionally, carpet is sometimes not preferred<br />

in structures that have elaborate or decorative<br />

flooring that can be featured as an amenity if left exposed<br />

or <strong>for</strong> indoor air quality reasons. For example,<br />

in a heavy timber structure with hardwood floors, a<br />

designer’s first instinct is to feature both the floor and<br />

ceiling, but this is would likely be an acoustic disaster.<br />

Other common design responses can include additional<br />

insulation, resilient channels, and/or multiple<br />

layers of gypsum board on the ceilings. There are<br />

also a number of products made with recycled rubber<br />

that can be used as sound isolation under new hardsurface<br />

flooring.<br />

Design<br />

There is perhaps no more critical task in adapting a<br />

building <strong>for</strong> multifamily use than to exhaustively understand<br />

the needs and desires of the potential residents.<br />

This is especially important in adaptive reuse<br />

because the pool of buyers or tenants <strong>for</strong> adaptive<br />

structures is much smaller than <strong>for</strong> the larger housing<br />

market. This process typically begins with an<br />

evaluation of the basic programming elements, the<br />

fine-grained market-driven requirements and desires<br />

that any design process accounts <strong>for</strong> (e.g., the number<br />

of bedrooms, the types of amenities).<br />

Key to this process is recognizing the intangible aspects<br />

of an adaptive reuse property and its capacity<br />

to offer more than mere accommodation to potential<br />

residents. This group will not be comparing an<br />

adaptive project to a three-car-garage, mass-market<br />

property in the suburbs. Rather, this population will<br />

be looking <strong>for</strong> a building that reflects their values in<br />

ways that commodity housing can not—from big-picture<br />

ideas to the details and quirks of the particular<br />

structure. They will value reuse as inherently more<br />

sustainable than sprawl.<br />

Amenity or eyesore?<br />

<strong>Adaptive</strong> reuse further differs from a blank-slate design<br />

in how the new use interweaves with the history<br />

embodied in the building. Understanding how<br />

this quality will attract potential residents can be<br />

as simple as understanding whether they will view a<br />

scarred, patched, multicolored “ghosted” floor as an<br />

eyesore or as an intensely interesting record of the<br />

building’s past lives. Either response is valid; what is<br />

critical to the designer is anticipating the reaction by<br />

thoroughly understanding the potential resident.<br />

The quirky nature of reuse and the context of reused<br />

buildings can give the residential units an air of customization<br />

and individuality, though customization<br />

may have only occurred incidentally. The design team<br />

Where Research In<strong>for</strong>ms Design®


Implications<br />

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<br />

must have a keen eye toward recognizing the value of<br />

found artifacts and elements as these can add levels<br />

of texture and become signature aspects of the reused<br />

building.<br />

Case Study 1: Trans<strong>for</strong>mative <strong>Adaptive</strong> <strong>Reuse</strong><br />

The Rossmor can be characterized as a trans<strong>for</strong>mative<br />

model. It was a pioneering ef<strong>for</strong>t in a neighborhood<br />

that had little housing stock, and, at the onset,<br />

relatively few amenities or resources <strong>for</strong> residents.<br />

Yet, an opportunity was recognized to lead a trans<strong>for</strong>mation<br />

of the area by revitalizing a building that<br />

had long-been underutilized and was suffering from<br />

over 80 years of wear-and-tear.<br />

The value of history, even an undistinguished history,<br />

should not be underestimated. In many situations, it<br />

is the opportunity to interweave the past and present<br />

that makes adaptive reuse projects so rich and exciting.<br />

The dynamic contrasts and layering of patina<br />

and new work <strong>for</strong>m an ongoing “built conversation”<br />

that adds a sensual quality to both the new life inside<br />

the building and to the local surroundings.<br />

Two Case Studies<br />

These projects are less than ten blocks apart in St.<br />

Paul, Minnesota, yet represent divergent approaches<br />

to multifamily adaptive reuse development.<br />

An interior of the Rossmor.<br />

Built as an ammunition factory <strong>for</strong> World War One,<br />

the Rossmor building reached completion a month<br />

after the Armistice. The building almost immediately<br />

underwent its first adaptation into a boot factory.<br />

Later tenants ranged from relatively mundane<br />

(a church) to eccentric (a man who built boats on the<br />

fourth floor). Though drifting, the building retained<br />

its sturdy charm.<br />

Sturdy charm and a C-shaped plan: the initial resources of the<br />

Rossmor.<br />

The development team determined that likely buyers,<br />

attracted to the particular urban context, would<br />

also prefer a more aggressive design vocabulary.<br />

The residential units were developed accordingly in<br />

minimalist, modern aesthetic. The building’s history<br />

had been recognized as a significant asset, and the<br />

preservation and highlighting of historical qualities<br />

established a dynamic interplay with the more modern<br />

aspects. Units are studio/ loft type with modest<br />

kitchens and minimal bathrooms.<br />

Where Research In<strong>for</strong>ms Design®


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<br />

Case Study 2: Capitalizing <strong>Adaptive</strong> <strong>Reuse</strong><br />

The Lowry building trans<strong>for</strong>mation stands out as an<br />

example of capitalizing on the existing context by<br />

recognizing subtle opportunities in an existing situation.<br />

Originally the Lowry Medical Arts Building,<br />

the Lowry building lost its original vitality with the<br />

dispersion of medical offices into the suburbs. Subsequent<br />

attempts to fill the building with medical or<br />

other office tenants were not successful.<br />

What had been missing was a critical, open-minded<br />

reassessment of the building’s assets. The structure<br />

was adjacent to the most significant parks and cultural<br />

resources in the city, but because it had always<br />

been an office it wasn’t perceived to have a viable future.<br />

The development team understood<br />

that a large part of the<br />

adaptation was connecting the<br />

potential interior life of the Lowry<br />

to the existing, vibrant life<br />

outside. Unit interiors were kept<br />

relatively restrained, focusing<br />

on found qualities—rescuing<br />

the long-covered terrazzo floors,<br />

removing walls that obstructed<br />

An interior of the Lowry.<br />

the spectacular views. Units are<br />

predominately one bedroom, with open kitchens and<br />

storage lofts over bathrooms.<br />

Conclusion<br />

There is a kind of romanticism, a gentle sort of iconoclasm,<br />

in adapting buildings <strong>for</strong> residential use.<br />

These revitalized buildings are sought after not only<br />

<strong>for</strong> their amenities and features, but because to live<br />

in one is a statement of one’s interests and values<br />

that endure beyond current trends. <strong>Adaptive</strong> reuse<br />

is fundamentally sustainable development and offers<br />

a tremendous opportunity to enrich the present by<br />

engaging the past.<br />

The Lowry building, once the Lowry Medical Arts Building.<br />

References and Sources<br />

Older professional references can be of great assistance<br />

when assessing likely construction conditions.<br />

These include Architectural Graphic Standards.<br />

The 5th Edition is a particularly useful version as<br />

it is a snapshot of a transition time between historic<br />

and modern construction technologies.<br />

—Ramsey, C. (1956). Architectural graphic standards<br />

<strong>for</strong> architects, engineers, decorators, builders,<br />

draftsmen, and students. New York: Wiley.<br />

How Buildings Learn is a good general introduction<br />

to the circuitous paths the lives of buildings can take,<br />

and the implications and possibilities of reuse.<br />

Where Research In<strong>for</strong>ms Design®


Implications<br />

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<br />

—Brand, S. (1994). How buildings learn: What happens<br />

after they’re built. New York: Viking.<br />

Historic Preservation is a good survey of restoration<br />

work, whether the project at hand is a pure preservation<br />

or an adaptive reuse project.<br />

—Tyler, N. (2000). Historic preservation: An introduction<br />

to its history, principles, and practice. New<br />

York: W. W. Norton.<br />

Much of the adaptive reuse process is learning-by-doing;<br />

but one of the most important sources in reuse<br />

work is the building itself. Assemblies should be examined<br />

as they are disassembled; existing conditions<br />

noted to determine likely causes as well as effects.<br />

Materials removed should be salvaged and stockpiled<br />

<strong>for</strong> future reuse, piecing in or matching existing construction.<br />

Don’t toss those bricks!<br />

About the Author<br />

Bill Hickey AIA, LEED-AP, is a<br />

principal with Collaborative Design<br />

Group, Inc. in Minneapolis,<br />

Minnesota. His recent work<br />

includes multifamily housing,<br />

mixed-use and transportationoriented<br />

development, strategic<br />

planning, and collegiate projects.<br />

He is an award-winning designer<br />

who is a frequent guest critic at<br />

the University of Minnesota’s College of Design. Bill<br />

meets the Secretary of the Interior’s standards <strong>for</strong> Architectural<br />

History and Historical Architect.<br />

Related Research Summaries<br />

In<strong>for</strong>meDesign has many Research Summaries about<br />

adaptive reuse, multifamily housing, and other, pertinent,<br />

related topics. This knowledge will be valuable<br />

to you as you consider your next design solution and<br />

is worth sharing with your clients and collaborators.<br />

“Identifying and Preserving Good Urban Form”<br />

—Journal of Architectural and Planning Research<br />

“Why Walls Fall Apart”<br />

—Per<strong>for</strong>mance of Constructed Facilities<br />

“Parking in Historic Downtowns”<br />

—Landscape Journal<br />

“Attitudes Toward Environmental Noise”<br />

—Environment and Planning D: Society and Space<br />

“Built Environment, Walkability, and Neighborhood<br />

Selection”<br />

—Journal of American Planning Association<br />

“Bachelor Pads: The Beginning of the Myth”<br />

—Journal of Design History<br />

“Planning Concepts <strong>for</strong> Residential Developments”<br />

—Landscape Journal<br />

Photos Courtesy of:<br />

The Collaborative Design Group, Inc.<br />

The Mission<br />

The Mission of In<strong>for</strong>meDesign is to facilitate designers’<br />

use of current, research-based in<strong>for</strong>mation as a decisionmaking<br />

tool in the design process, thereby<br />

integrating research and practice.<br />

Created by:<br />

Sponsored by:<br />

© 2002, 2005 by the Regents of the University of Minnesota.

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