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A Manual for Participants in Clinical Trials of Investigational Agents ...

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Integrated biomarkers are not used to determ<strong>in</strong>e treatment <strong>in</strong> the trial, but are clearly<br />

identified as part <strong>of</strong> the trial from the beg<strong>in</strong>n<strong>in</strong>g and are <strong>in</strong>tended to identify or validate<br />

tests planned <strong>for</strong> use <strong>in</strong> future trials. Integrated tests are per<strong>for</strong>med on all subjects, and<br />

the study <strong>in</strong>cludes complete plans <strong>for</strong> specimen or image collection, laboratory<br />

measurements and statistical analysis. The <strong>in</strong>vestigator(s) responsible <strong>for</strong> biomarker<br />

measurements must be identified. Even if laboratory test results are not used to<br />

determ<strong>in</strong>e treatment, if the results will be reported to the patient or his/her physician at<br />

any time, then the test must be per<strong>for</strong>med <strong>in</strong> a CLIA-certified laboratory; additional state<br />

or local regulations may apply. As <strong>for</strong> <strong>in</strong>tegral biomarkers, <strong>in</strong><strong>for</strong>mation about the test<br />

should be <strong>in</strong>cluded <strong>in</strong> the protocol’s Objective(s), Background and Rationale and<br />

Statistical Considerations sections, and <strong>in</strong> other sections as appropriate (e.g., Special<br />

Studies or an Appendix). It is essential that the protocol document itself <strong>in</strong>clude clear<br />

and complete <strong>in</strong>structions <strong>for</strong> the acquisition, process<strong>in</strong>g and shipment <strong>of</strong> specimens<br />

and/or imag<strong>in</strong>g data; if specimen collection is mentioned <strong>in</strong> more than one section <strong>of</strong> the<br />

protocol (<strong>for</strong> example, <strong>in</strong> both Procedures <strong>for</strong> Patient Entry on Study and <strong>in</strong> an<br />

Appendix), be careful to ma<strong>in</strong>ta<strong>in</strong> consistency <strong>in</strong> the <strong>in</strong>structions.<br />

Correlative or ancillary laboratory or imag<strong>in</strong>g studies may be retrospective or<br />

exploratory. To enhance opportunities <strong>for</strong> high-quality retrospective studies, which can<br />

be exceptionally <strong>in</strong><strong>for</strong>mative, <strong>in</strong>vestigators are encouraged to build plans <strong>for</strong> specimen<br />

collection and tissue bank<strong>in</strong>g <strong>in</strong>to cl<strong>in</strong>ical trials. Correlative studies <strong>of</strong> tests that do not<br />

meet the criteria above <strong>for</strong> either <strong>in</strong>tegral or <strong>in</strong>tegrated biomarkers may be embedded <strong>in</strong><br />

the protocol. See Guidel<strong>in</strong>es <strong>for</strong> Correlative Studies <strong>in</strong> Cl<strong>in</strong>ical <strong>Trials</strong><br />

(http://ctep.cancer.gov/protocolDevelopment/default.htm#ancillary_correlatives) <strong>for</strong><br />

<strong>in</strong><strong>for</strong>mation that should be <strong>in</strong>cluded <strong>in</strong> the protocol <strong>for</strong> embedded correlative studies.<br />

Section 3 - Investigator’s <strong>Manual</strong> 2009 10

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