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A Manual for Participants in Clinical Trials of Investigational Agents ...

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<strong>for</strong> race and ethnic groups as determ<strong>in</strong>ed by the Census Bureau to assure<br />

overall target goals are met.<br />

• prepar<strong>in</strong>g all submitted data <strong>for</strong> review by the Protocol Chair.<br />

• ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g documentation <strong>of</strong> AE reports us<strong>in</strong>g one <strong>of</strong> two options <strong>for</strong> AE<br />

report<strong>in</strong>g:<br />

o (1) participat<strong>in</strong>g <strong>in</strong>stitutions may report directly to CTEP with a copy to the<br />

o<br />

Coord<strong>in</strong>at<strong>in</strong>g Center; or,<br />

(2) participat<strong>in</strong>g <strong>in</strong>stitutions report to the Coord<strong>in</strong>at<strong>in</strong>g Center who <strong>in</strong> turn<br />

reports to CTEP. The Coord<strong>in</strong>at<strong>in</strong>g Center will submit AE reports to the<br />

Protocol Chair <strong>for</strong> timely review.<br />

Audits may be accomplished <strong>in</strong> one <strong>of</strong> two ways (1) source documents and research<br />

records <strong>for</strong> selected patients are brought from participat<strong>in</strong>g sites to the Coord<strong>in</strong>at<strong>in</strong>g<br />

Center <strong>for</strong> audit; or, (2) selected patient records may be audited on-site at<br />

participat<strong>in</strong>g sites. If the NCI chooses to have an audit at the Coord<strong>in</strong>at<strong>in</strong>g Center,<br />

then the Coord<strong>in</strong>at<strong>in</strong>g Center is responsible <strong>for</strong> hav<strong>in</strong>g all source documents,<br />

research records, all IRB approval documents, NCI Drug Accountability Record<br />

<strong>for</strong>ms, patient registration lists, response assessments scans, x-rays, etc. available<br />

<strong>for</strong> the audit.<br />

Inclusion <strong>of</strong> Multicenter Guidel<strong>in</strong>es <strong>in</strong> the Protocol:<br />

The protocol must <strong>in</strong>clude the follow<strong>in</strong>g m<strong>in</strong>imum <strong>in</strong><strong>for</strong>mation:<br />

• The title page must <strong>in</strong>clude the name and address <strong>of</strong> each participat<strong>in</strong>g <strong>in</strong>stitution<br />

and the name, telephone number and e-mail address <strong>of</strong> the responsible<br />

<strong>in</strong>vestigator at each participat<strong>in</strong>g <strong>in</strong>stitution.<br />

• The Coord<strong>in</strong>at<strong>in</strong>g Center must be designated on the title page.<br />

• Central registration <strong>of</strong> patients is required. The procedures <strong>for</strong> registration must<br />

be stated <strong>in</strong> the protocol.<br />

• Data collection <strong>for</strong>ms should be <strong>of</strong> a common <strong>for</strong>mat. Sample <strong>for</strong>ms should be<br />

submitted with the protocol. The frequency and tim<strong>in</strong>g <strong>of</strong> data submission <strong>for</strong>ms<br />

to the Coord<strong>in</strong>at<strong>in</strong>g Center should be stated.<br />

• Describe how AEs will be reported from the participat<strong>in</strong>g <strong>in</strong>stitutions, either<br />

directly to CTEP or through the Coord<strong>in</strong>at<strong>in</strong>g Center.<br />

Drug Order<strong>in</strong>g:<br />

Except <strong>in</strong> very unusual circumstances, each participat<strong>in</strong>g <strong>in</strong>stitution will order DCTDsupplied<br />

<strong>in</strong>vestigational agents directly from CTEP. <strong>Investigational</strong> agents may be<br />

ordered by a participat<strong>in</strong>g site only after the <strong>in</strong>itial IRB approval <strong>for</strong> the site has been<br />

<strong>for</strong>warded by the Coord<strong>in</strong>at<strong>in</strong>g Center to the CTEP PIO.<br />

7.3 In<strong>for</strong>med Consent<br />

Each <strong>in</strong><strong>for</strong>med consent document must be protocol-specific and conta<strong>in</strong> the elements<br />

required by Federal regulation (21 CFR 50.25). These regulations do not specify the<br />

language <strong>of</strong> the document but provide a list <strong>of</strong> elements that must be addressed <strong>in</strong> the<br />

text <strong>of</strong> the consent <strong>for</strong>m. The Risk List provided by CTEP <strong>for</strong> an <strong>in</strong>vestigational agent<br />

must be <strong>in</strong>corporated <strong>in</strong>to the consent. CTEP will not approve a protocol if its <strong>in</strong><strong>for</strong>med<br />

consent <strong>for</strong>m fails to address each <strong>of</strong> these elements adequately.<br />

The use <strong>of</strong> a model <strong>in</strong><strong>for</strong>med consent by a cl<strong>in</strong>ical site can ensure <strong>in</strong>clusion <strong>of</strong> the<br />

essential elements and permits tailor<strong>in</strong>g <strong>of</strong> the protocol-specific elements to the needs <strong>of</strong><br />

<strong>in</strong>dividual studies. Individual <strong>in</strong>stitutions may make m<strong>in</strong>or changes to model <strong>in</strong><strong>for</strong>med<br />

Section 7 - Investigator’s <strong>Manual</strong> 2009 38

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