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<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> ®<br />

Annual Report 2007


<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> is<br />

an equal opportunity employer.<br />

Its policy is to ensure all<br />

employees are treated in a fair<br />

and nondiscriminatory manner.<br />

To implement this policy, SwRI<br />

takes affirmative action toward<br />

employing and advancing<br />

qualified minorities, women,<br />

individuals with disabilities,<br />

veterans of the Vietnam era and<br />

other protected veterans.<br />

SwRI is committed to diversity<br />

in the workplace.<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> ®<br />

Benefitting government, industry and the public<br />

through innovative science and technology<br />

Equal Opportunity Employer<br />

M/F/D/V<br />

© 2007 <strong>Southwest</strong> <strong>Research</strong><br />

<strong>Institute</strong>. All rights reserved<br />

under U.S. Copyright Law and<br />

International Conventions. No<br />

part of this publication may be<br />

reproduced in any form or by<br />

any means, electronic or<br />

mechanical, including photocopying,<br />

without permission in<br />

writing from the publisher. All<br />

inquiries should be addressed to<br />

the Communications<br />

Department, <strong>Southwest</strong> <strong>Research</strong><br />

<strong>Institute</strong>, P.O. Drawer 28510,<br />

San Antonio, Texas 78228-0510,<br />

phone (210) 522-3305,<br />

fax (210) 522-3547 or e-mail<br />

action67@swri.org.<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong>,<br />

SwRI, FOCAS, EDAS, MsS,<br />

Prism, 3DStress, CNWRA,<br />

D<strong>AR</strong>WIN and NESSUS are<br />

trademarks of<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong>.


Message from the President . . . 2<br />

CONTENTS<br />

Highlights . . . 3<br />

Internal <strong>Research</strong> and Development . . . 3<br />

Office of Automotive Engineering . . . 4<br />

Automation and Data Systems . . . 8<br />

Training, Simulation and Performance Improvement . . . 10<br />

Aerospace Electronics and Information Technology . . . 12<br />

Mechanical and Materials Engineering . . . 14<br />

Space Science and Engineering . . . 16<br />

Geosciences and Engineering . . . 18<br />

Signal Exploitation and Geolocation . . . 20<br />

Applied Physics . . . 22<br />

Chemistry and Chemical Engineering . . . 24<br />

Financial Statements . . . 26<br />

Board of Directors, Officers and Vice Presidents . . . 27<br />

Trustees . . . 28


Message from the President<br />

Fiscal year 2007 was a special time for the<br />

<strong>Institute</strong> as we celebrated 60 years of advancing<br />

technology for government and industry<br />

clients. It is with a deep appreciation of our past<br />

accomplishments and a commitment to the future<br />

that I present this year’s annual report on behalf of<br />

the <strong>Institute</strong> staff.<br />

Reliance on fossil-based fuels, rising energy<br />

costs, a resurgent interest in nuclear energy and air<br />

and water quality issues are increasing the demand<br />

for the research and development community.<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> is positioned to help<br />

advance these programs through client-funded<br />

research as well as internally funded R&D.<br />

We have expanded our international collaborative<br />

efforts to address these and other issues. We<br />

strengthened our presence in China and Asia<br />

through our Beijing office. A strategic alliance with<br />

the <strong>Institute</strong> of Metal <strong>Research</strong> — Chinese Academy of Sciences<br />

in Shenyang, China, allows SwRI to bring our expertise in<br />

materials engineering to foreign markets. An agreement with the<br />

Institut National de Recherche en Informatique et en Automatique<br />

of France will help us advance autonomous vehicle technologies<br />

in Europe and the United States, and the Clean Diesel V consortium<br />

of automotive manufacturers and suppliers will drive<br />

new technologies to benefit consortium members and the<br />

global environment.<br />

We continue to expand our activities in emerging technologies<br />

with significant potential, including hydrogen and biofuels,<br />

micro-electromechanical systems, and nanotechnology. New<br />

science results have been received from the Pluto-bound New<br />

Horizons spacecraft as it passed Jupiter in February. A team of<br />

SwRI scientists dis<strong>cover</strong>ed an ancient asteroid breakup believed<br />

to have led to the impact that wiped out the dinosaurs 65<br />

million years ago.<br />

DI015900-3795<br />

SwRI recently completed construction of a<br />

50,000-square-foot addition to support research<br />

activities in surveillance, tagging and tracking,<br />

geolocation and signal intelligence.<br />

Our technical programs were cited<br />

for excellence with two R&D 100<br />

awards, bringing our total to 32.<br />

Selected by R&D Magazine was the<br />

semi-active compressor valve for reciprocating<br />

compressors, used primarily in<br />

the oil and gas industry. The new valve<br />

increases valve plate life and cuts costs<br />

by drastically reducing impact velocities.<br />

A second R&D 100 award was for our<br />

work with OLI Systems Inc. on<br />

Corrosion Analyzer 2.0, a software program<br />

that can predict corrosion in<br />

alloys. Meanwhile, the Training,<br />

Simulation and Performance<br />

Improvement Division received a federal<br />

government Distributed Learning<br />

Association 2007 Innovation Award for<br />

“Effectiveness of Immersive vs. Non-Immersive Scenario Training: A<br />

Study of Game Based Learning,” as well as a Diamond Award for<br />

“Automated Digital Expert Mentor.”<br />

Staff members continue to receive national recognition through<br />

peer-reviewed papers, presentations, patents and other professional<br />

endeavors. They earn national awards, receive fellowships and serve<br />

on boards of professional societies and organizations.<br />

Our internally funded research programs advance new ideas<br />

that help boost innovation and productivity in the physical sciences.<br />

I am pleased that we funded 113 projects and increased our<br />

internal research expenditures by 20 percent to $6 million.<br />

The <strong>Institute</strong> continues to invest in new facilities and scientific<br />

equipment. Part of our $32 million expenditure on facilities and<br />

capital equipment this year included doubling the size of our<br />

Signal Exploitation and Geolocation Division building with 50,000<br />

square feet of additional office and laboratory space. A new onsite<br />

crash facility will be used to evaluate the response of traffic barriers<br />

and various highway safety devices to vehicle impact.<br />

The year saw increased research volume and strong financial<br />

performance. SwRI experienced record revenues of $501 million,<br />

up from last year’s $465 million. Net income for the year was more<br />

than $33 million. As a nonprofit corporation, our net income is<br />

used to reinvest in facilities, scientific equipment and new technologies<br />

to help serve our clients through science and technology. Total<br />

payroll was $197 million. We now have more than 20 locations —<br />

including newly opened offices in Minneapolis, Minnesota, and<br />

Newport, Indiana. Approximately 300 of our more than 3,100<br />

employees are located outside of San Antonio. Our active contracts<br />

and backlog indicate a robust technical program for 2008.<br />

The success of <strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> over the past 60<br />

years is due to the effort, support and vision of our staff, trustees<br />

and Board of Directors. Please accept my sincere appreciation for<br />

your efforts. SwRI looks forward to continuing to provide quality<br />

technical services and research for our clients in 2008.<br />

Respectfully submitted,<br />

J. Dan Bates, President<br />

2


2007 Highlights<br />

We are pioneering the next phase of intelligent<br />

transportation to support the Federal Highway<br />

Administration’s Vehicle Integration Initiative. The<br />

program seeks to improve highway safety and increase mobility<br />

with vehicle-to-roadside and vehicle-to-vehicle communications.<br />

Our engineers are also developing the standards for the VII<br />

communications infrastructure.<br />

Now in its fourth year of operation, our Beijing office is<br />

expanding its support to automotive manufacturers and lubricant<br />

producers. Staff members are finalizing several on-highway and<br />

off-road design and development projects, creating new diesel<br />

engines that comply with the latest Chinese emissions standards<br />

while meeting strict targets for fuel efficiency, performance, and<br />

noise, vibration and harshness.<br />

As the New Horizons spacecraft rounded Jupiter for a gravity<br />

assist to speed its journey to Pluto, it traveled nearly straight<br />

down the planet’s magnetotail, where the Solar Wind Around<br />

Pluto instrument revealed a complex structure and diverse plasma<br />

populations. Since then, New Horizons has entered an extended<br />

slumber that will last for most of the remaining journey to Pluto.<br />

Our MsS® heat exchanger inspection probe has revolutionized<br />

the inspection of heat exchanger tubing. The previously<br />

lengthy and labor-intensive process can now be done at a fraction<br />

of the time and cost.<br />

SwRI engineers contributed to the significant upgrade of the<br />

A-10 Thunderbolt, the A-10C. Working with Lockheed Martin<br />

Systems Integration in Owego, New York, we helped upgrade<br />

critical aircraft and engine monitoring subsystems and support<br />

equipment to expand the capabilities of the A-10 and extend its<br />

service to 2028.<br />

We produced nanocomposite, nanoplatelet and single monolayer<br />

thin films and coatings that provide properties ranging from<br />

durability to chemical activity to molecular adhesion or repulsion.<br />

These unique materials and surfaces have a wide variety of applications,<br />

meeting demands for ultra-hard, lightweight turbine<br />

blades, for high-capacity hydrogen storage materials and for the<br />

elimination of hydrate formation in petroleum wells.<br />

Several of our researchers received national recognition for<br />

professional accomplishments. Dr. Thomas W. Ryan III was elected<br />

the 2008 president of the Society of Automotive Engineers<br />

International, the leading standards research and development<br />

organization for mobility engineering. C. Nils Smith was named<br />

the Engineering Manager of the Year by the Engineering<br />

Management Society of the <strong>Institute</strong> of Electrical and Electronics<br />

Engineers. Steven G. Fritz was elected a Fellow of the American<br />

Society of Mechanical Engineers and Steven R. Westbrook<br />

received the American Society for Testing Materials International<br />

2007 Award of Merit, which recognizes him as an ASTM Fellow.<br />

The SwRI staff numbered 3,134 employees. Of those, 251<br />

hold doctorates, 486 hold master’s degrees and 778 hold bachelor’s<br />

degrees. The <strong>Institute</strong> received 51 U.S. patent awards, filed 56<br />

patent applications and submitted 70 invention disclosures. The<br />

technical staff published 473 papers and gave 451 presentations.<br />

Internal <strong>Research</strong> and Development<br />

Our internal research and development<br />

program allows staff engineers<br />

and scientists the freedom to explore<br />

innovative and unproven concepts. We consider the<br />

program, which bridges new ideas with advanced technologies,<br />

to be an investment in the solutions our clients<br />

will need in the future.<br />

In 2007, SwRI funded 113 internal research projects with a<br />

contract value of $6 million. Some of this year’s projects include:<br />

electrohydrodynamic microencapsulation • intratumoral therapies • transient control strategies for an<br />

engine with an exhaust treatment system • advanced modeling and control approaches for engines with<br />

multiple combustion modes • automatic transaxle calibration • in-cylinder technologies to meet TIER IV<br />

non-road emission regulations • non-immersive vs. immersive scenario training • body visualization<br />

during whole-body motion • generic ballistic scoring • feasibility and benefits of integrating dynamic<br />

vehicle probe data into advanced traffic management systems • monitoring natural hazards in all terrains •<br />

self-monitoring and self-healing software processes • performance of intelligent transportation systems •<br />

interpretation of medical prescription text • model-integrated cybercraft synthesis • heavy-duty vehicle<br />

probe data platform • ontologies for object recognition • acoustic demining • time-of-flight gated ion mass<br />

spectrometry • space weather warning system • fatigue-resistant nanocomposite coatings for rotary<br />

machinery components • regional-scale modeling of transport in fractured rock • geomechanical modeling<br />

of geologic structures • strain-based prediction of subseismic faults in rocks • sensors for tracing conduits<br />

in karst aquifers • magnetostrictive sensors for health monitoring of dry storage casks • probabilistic<br />

approach for risk assessment of geotechnical applications • electrochemical sensors for high-temperature<br />

corrosion monitoring • integrated facility assessment simulation<br />

Using internal research funds,<br />

SwRI engineers developed a<br />

simulation package that allows<br />

operators to evaluate the path<br />

(in red) of military autonomous<br />

vehicle convoys.<br />

ird.swri.org<br />

3


Office of<br />

Automotive Engineering<br />

D015655-4557<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong>’s expertise in reducing emissions,<br />

improving fuel economy and resolving other automotive<br />

issues helps meet the stringent demands of manufacturers<br />

and government agencies worldwide. For nearly 60<br />

years, we have been improving, evaluating and qualifying products<br />

for land, rail and water transportation vehicles, as well as for<br />

stationary power equipment.<br />

Our Beijing office, now in its fourth year of operation in<br />

China, supports automotive manufacturers and lubricant producers<br />

(chinaoffice.swri.org). Our staff is finalizing several onhighway<br />

and off-road design and development projects, creating<br />

new diesel engines that comply with the latest Chinese emissions<br />

standards while meeting strict targets for fuel efficiency, performance,<br />

and noise, vibration and harshness.<br />

Our Ann Arbor office supports the Environmental Protection<br />

Agency’s Office of Mobile Sources, working closely with the San<br />

Antonio staff. The office also serves as a liaison with the U.S.<br />

Army’s Tank Automotive <strong>Research</strong>, Development and Engineering<br />

Center, or T<strong>AR</strong>DEC (annarbor.swri.org).<br />

Sw<strong>AR</strong>C, our joint venture with the China Automotive<br />

Technology and <strong>Research</strong> Center in Tianjin, experienced rapid<br />

SwRI engineers developed an automatic transmission fluid cycling test rig<br />

that can accommodate different engine and transmission combinations<br />

(atftesting.swri.org). The system uses high-speed digital data acquisition and<br />

control to simulate vehicle shifting according to an accelerated cycle.<br />

growth of its exhaust aftertreatment testing activities in 2007.<br />

SwRI’s FOCAS® catalyst aging system is increasingly being<br />

used by Sw<strong>AR</strong>C to meet growing demand from international<br />

vehicle and catalyst manufacturers.<br />

Fuels and Lubricants <strong>Research</strong><br />

Pipeline drag-reducing agents facilitate flow of petroleum<br />

products through millions of miles of underground pipelines. For<br />

the project, we are using the Ford 2.3L IVD test specification to<br />

examine the propensity of gasolines containing these agents to<br />

form intake valve deposits.<br />

Drayage trucks hauling shipping containers at seaports and<br />

railroad depots encounter heavy use, burning fuel and emitting<br />

pollutants in areas that typically already have heavy air pollution.<br />

We teamed with The University of Texas at Austin and Eastern<br />

4


D015992-4189 D015891-2957<br />

Diesel particulate filters are increasingly considered the only feasible<br />

aftertreatment technology for achieving future particulate limits. SwRI<br />

offers engine manufacturers and component suppliers state-of-the-art<br />

equipment and DPF expertise as part of its comprehensive services,<br />

which include measuring filtration efficiency, evaluating catalyst<br />

formulation, testing vibration and durability, and much more<br />

(exhaustaftertreatment.swri.org).<br />

SwRI’s aviation jet fuel filtration facility qualifies filtration systems and sensor<br />

technologies for determining fuel cleanliness, validates equipment, and<br />

supports field analyses and contamination assessments. Our facility is<br />

currently the only independent and unbiased source for aviation fuel filtration<br />

development and evaluation.<br />

<strong>Research</strong> Group to examine the benefits of replacing conventional<br />

tandem truck tires with single-wide, high-efficiency tires. We<br />

found exceptional operational improvements, reducing oxides of<br />

nitrogen, or NO x , emissions by 7.35 percent and improving fuel<br />

economy by 9.26 percent.<br />

The Sequence VID engine test is expected to be the cornerstone<br />

of the new gasoline-fueled engine oil category, GF-5,<br />

expected to go into effect in 2010. SwRI is one of the contract<br />

laboratories developing this new test, which measures fuel economy<br />

and satisfies one of the three major objectives of the GF-5 testing<br />

category (enginelubes.swri.org). In addition to preparing for GF-5,<br />

we are conducting a variety of non-standard engine test procedures<br />

for several major oil companies, lubricant manufacturers<br />

and additive companies.<br />

Our staff initiated a new ultra-low sulfur diesel program that<br />

is reporting results to Reformulated Gasoline Survey Association<br />

member companies and the EPA over a secure website. Internet<br />

access facilitates rapid reporting, as well as access to field paperwork,<br />

sales receipts and photographs of the pumps used. We are<br />

converting our gasoline survey program to a web-based system in<br />

early 2008.<br />

A government mandate is requiring that all new vehicles 2008 and<br />

beyond be equipped with tire pressure sensors. Because of the<br />

prevalent use of tire sealants, we are working with major automotive<br />

manufacturers to evaluate how various tire sensors perform with tire<br />

sealant use in ordinary daily road operation.<br />

The U.S. Army T<strong>AR</strong>DEC Fuels and Lubricants <strong>Research</strong><br />

Facility, or TFLRF, at SwRI celebrated its 50th anniversary this year.<br />

This government-owned laboratory provides dedicated service to<br />

the Army fuels and lubricants technical program, while providing<br />

support to other government entities and private industry. The<br />

TFLRF is conducting feasibility studies for the Army that could<br />

simplify Army logistics. This effort will determine whether a single<br />

fluid can satisfy multiple component requirements (such as<br />

engine, transmission, hydraulics). This would also reduce the<br />

potential for product misapplication.<br />

We are also helping the Army develop a fire-resistant fuel<br />

that incorporates water into the fuel in the form of a microemulsion.<br />

The water forms a vapor barrier over a burning pool<br />

of fuel, cutting off oxygen and extinguishing the fire.<br />

Engine, Emissions and Vehicle <strong>Research</strong><br />

The EPA’s increasingly stringent on- and off-road engine<br />

emission regulations include new in-use vehicle tests to verify and<br />

5


Our FOCAS® fuel oil catalyst aging system provides elevated temperature aging<br />

capabilities, compared to engine aging, providing a means to substantially reduce<br />

the time required to age automotive catalysts (focas.swri.org). One rig is currently<br />

being used and a second will be installed by the end of the year at Sw<strong>AR</strong>C, our<br />

joint venture with the China Automotive Technology and <strong>Research</strong> Center in Tianjin, to<br />

meet the growing demand for exhaust aftertreatment evaluations.<br />

D015991-3191<br />

D015798-7823<br />

SwRI engineers customize hardware and software to run standard and<br />

client-specified procedures using Prism®, our data acquisition and<br />

control system for evaluating engines, lubricants and emissions. Prism<br />

measures and controls numerous parameters, including temperatures,<br />

pressures, forces, speeds and flow rates.<br />

quantify the effectiveness of low-emission engine technologies<br />

during real-world operations. We offer in-field services to measure<br />

and quantify in-use emissions with our portable emissions measurement<br />

system (pems.swri.org). To determine exhaust emissions<br />

rates, the PEMS uses EPA-compliant measurement techniques to<br />

collect gaseous emissions data in the field for subsequent analysis<br />

at SwRI laboratories.<br />

Rising fuel prices have generated interest in more fuelefficient<br />

vehicles, such as diesel-powered and hybrid-electric<br />

vehicles, which generally come with higher sticker prices (engine<br />

design.swri.org). We are developing new diesel engine control<br />

logic on a test vehicle that uses highly dilute combustion with<br />

low engine-out NO x and particulate emissions to minimize the<br />

required exhaust treatment for current and future standards (fine<br />

emissions.swri.org). The new control logic is essential for maintaining<br />

good noise, vibration and harshness characteristics of the<br />

highly dilute combustion during transient vehicle operation.<br />

We integrated NO x reduction technology, selective catalytic<br />

reduction using urea water solution, into two Class 8 trucks. As<br />

part of the program, SwRI and an industry client developed a proprietary<br />

nozzle to inject the urea water solution into the vehicle<br />

exhaust stream. After atomization in the exhaust stream, the<br />

solution evaporates and converts to ammonia, which reacts on<br />

the catalyst to convert NO x to innocuous substances. The<br />

vehicle-mounted systems, which include a urea water solution<br />

storage tank, pump, manifold and injector, as well as a clientsupplied<br />

catalyst, reduced NO x emissions by more than 90<br />

percent in chassis dynamometer testing.<br />

Combining alternative combustion modes, such as lowtemperature<br />

combustion, homogeneous charge compression ignition<br />

and premixed charge compression ignition, with conventional<br />

combustion, diesel engines produce significantly lower emissions<br />

while maintaining the functionality of the exhaust treatment systems<br />

(advancedenginetechnology.swri.org). However, the concept<br />

is not without challenges such as seamless switching between<br />

combustion strategies while maintaining drivability and emissions<br />

requirements. By applying advanced, state-of-the-art control and<br />

estimation techniques, we significantly improved performance on<br />

a multiple combustion mode light-duty diesel engine compared to<br />

that of conventional calibration-based control approaches.<br />

We recently expanded the capabilities of our gas and large<br />

engine test facility to assist clients in emissions characterization<br />

and EPA certification of stationary, marine and off-road products.<br />

Recent improvements include a new control room with four test<br />

consoles, enhanced test bed facilities and a state-of-the-art emission<br />

test bench and particulate sampling system that is compliant<br />

with upcoming EPA emission test procedures commonly referred<br />

to as rule Part 1065.<br />

Engineers conducted an independent research study to<br />

investigate design strategies to extend the peak cylinder pressure<br />

6


D015979-2628<br />

On behalf of a major catalyst substrate manufacturer, our<br />

engineers are evaluating asymmetric cell diesel particulate filters<br />

using accelerated ash loading procedures to quantify the<br />

benefits of this design on engine backpressure and reduced<br />

regeneration frequency.<br />

We fabricated three test rigs for the quick<br />

oxidation (aging) of oil. The oil is subsequently<br />

tested for low-temperature viscosity changes<br />

using other apparatus. The rigs were<br />

developed as a proposed ASTM test method<br />

for the new GF-5 gasoline engine oil category.<br />

SwRI uses vehicle fleets to perform proof-of-performance<br />

evaluations for major equipment manufacturers<br />

(fleeteval.swri.org). Additional services in the fuel and fluid<br />

area include an automotive fluid sampling program that<br />

generated 446,586 analyses in 2007. The reformulated<br />

gasoline sampling program alone processed 98,499<br />

analyses (fuelanalysis.swri.org).<br />

capabilities of today’s heavy-duty diesel engines (engineresearch.<br />

swri.org). We evaluated cylinder head structural design concepts<br />

that will allow future diesel engines to reduce emissions, while<br />

improving power density, fuel economy and performance.<br />

In a project funded by the National Renewable Energy<br />

Laboratory, Coordinating <strong>Research</strong> Council, California Air<br />

Resources Board, South Coast Air Quality Management District<br />

and the American Chemistry Council, we are investigating the<br />

contribution of engine lubricating oils to mobile source<br />

particulate emissions using a variety of fuels — gasoline, E10,<br />

natural gas, diesel, biodiesel — and vehicle classes — normal<br />

and high-emitting light-duty cars, medium-duty pickups,<br />

heavy-duty trucks and buses. ❖<br />

Visit fuelsandlubricants.swri.org or engineandvehicle.swri.org<br />

for more information or contact Senior Vice President Walter<br />

P. Groff at (210) 522-2823, wgroff@swri.org, or Vice<br />

President Nigel F. Gale at (210) 522-3024, ngale@swri.org.<br />

gasoline & diesel engine lubricant evaluations • driveline fluids evaluations • fire-resistant fuels<br />

fuels performance & qualifications • analytical support services • fuel economy evaluations • engine design<br />

screener development • fuel & lubricant surveys, sampling & analysis • computational fluid dynamics<br />

technology support to developing countries • filtration evaluations • model-based controls • hydraulic design<br />

emissions reduction • transmission design • natural gas engine development • alternative fuel evaluation<br />

powertrain modeling & controls development • high-efficiency gasoline engine research • vehicle testing<br />

wear evaluations • homogenous charge compression ignition • hardware-in-the-loop evaluations<br />

hybrid vehicle design • contamination research • materials compatibility • accelerated durability evaluations<br />

light-duty fuel economy & production calibration • marine & recreational products & research<br />

engine development • generator set & combined heat & power evaluations<br />

7


Automation and Data Systems<br />

D015932-5201<br />

To improve safety in urban traffic environments, SwRI used internal funding to<br />

develop this full-scale autonomous ground vehicle platform to research new<br />

sensor, computing and mobile technologies for autonomous vehicles<br />

(ivs.swri.org). Our engineers are demonstrating the vehicle on a test track we<br />

have outfitted with prototype vehicle-to-roadside communications, implementing<br />

the latest technology from multiple industries to meet the challenges associated<br />

with autonomous control of cars, trucks, tractors and military vehicles.<br />

D015932-5156<br />

The latest advanced computer-based technologies and networks<br />

provide the springboard for new applications<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> is creating for our government<br />

and industry clients (autodata.swri.org). We are developing hardware<br />

and software solutions to overcome problems in such<br />

diverse arenas as intelligent transportation, computer networks,<br />

medical, aerospace, communications, manufacturing and business<br />

systems.<br />

Using expertise developed creating advanced traffic management<br />

systems for Texas and Florida, we are exploring the<br />

next phase of intelligent transportation systems in support of the<br />

Federal Highway Administration’s Vehicle Infrastructure<br />

Integration program (ivs.swri.org). VII seeks to improve highway<br />

safety and to increase mobility with vehicle-to-roadside and<br />

vehicle-to-vehicle communications, and SwRI is conducting<br />

internal research to investigate using vehicles as probes that feed<br />

data into the traffic management system while maintaining driver<br />

anonymity. Another internal research program is studying cooperative<br />

vehicle autonomy and autonomous vehicle performance in<br />

complex urban environments where traffic is difficult for piloted<br />

vehicles to negotiate. SwRI continues to improve systems installed<br />

and operational in Texas and Florida, providing advanced traveler<br />

information services as well as traffic management functions to<br />

mitigate the effects of roadway events and congestion.<br />

Our software engineering organization, currently operating<br />

at Capability Maturity Model® Integration Level 3 and approaching<br />

Level 5, creates large-scale information technology systems in<br />

the medical arena, and we are transferring this expertise to petroleum<br />

and business applications as well (softwareengineering.swri.org).<br />

Currently, SwRI is completing development and testing an extensive<br />

medical scheduling application, one of the first reengineered<br />

medical information applications to be fielded for the Veterans<br />

Health Administration. Multisite testing and national rollout are<br />

scheduled for 2008/09. Also for the VHA, we have successfully<br />

demonstrated enterprise information system capabilities with a<br />

prototype pharmacy system and are now scaling up that<br />

capability for VHA-wide implementation. The new pharmacy<br />

system allows updates made at one site to propagate information<br />

automatically, within minutes, across the 128 VHA sites, a<br />

process that today can take months. The <strong>Institute</strong> is using internal<br />

funds to investigate employing natural language parsing to<br />

create a user-friendly computerized prescription entry approach.<br />

This novel technology could help prevent pharmacy errors<br />

(medicalsystems.swri.org).<br />

We are transferring expertise developed working with appliances<br />

for the spine to other orthopedic and prosthetic devices,<br />

an area poised for growth as baby boomers age. We also provide<br />

the full range of services in biomedical engineering — we can<br />

develop devices, processes and materials, or we can test devices<br />

under development. We also offer assistance with the FDA<br />

approval process (bioengineering.swri.org).<br />

Our network specialists focus on cyber security, modeling<br />

and simulation, and new applications for wireless sensor networks<br />

(commsystems.swri.org). Accomplishments include developing a<br />

ground-breaking, network-based data acquisition system for a<br />

flight test application and an Internet protocol traceback system<br />

8


DO15938-7183<br />

DO14904-0032<br />

SwRI helped a spinal device<br />

company finalize and prototype<br />

the design of this expandable<br />

vertebral body replacement<br />

device used to replace<br />

collapsed, damaged or unstable<br />

vertebrae. The VBR can be<br />

implanted singularly or in pairs<br />

and is expanded once implanted.<br />

We also conducted mechanical<br />

testing of the prototypes and<br />

assisted in the FDA submission<br />

process (bioengineering.swri.org).<br />

DO15800-7116<br />

DO15800-7131<br />

SwRI has developed and now is testing an extensive<br />

medical scheduling application, one of the first<br />

reengineered medical applications to be fielded for the<br />

Veterans Health Administration. Scheduled for multisite<br />

testing and national rollout in 2008/09, this software<br />

application will support VHA outpatient scheduling,<br />

improve patient services and streamline the scheduling<br />

of the VA’s medical resources (medicalsystems.swri.org).<br />

These software-defined radio<br />

prototypes, developed through<br />

funding from NASA, successfully<br />

demonstrated how reconfigurable<br />

transceiver technology can support existing communications protocols, which could<br />

potentially decrease space hardware requirements, weight and costs (sdr.swri.org).<br />

currently undergoing field trials. Working in conjunction with<br />

SwRI geophysicists and Japanese researchers, we are using<br />

wireless sensor networks to monitor an active landslide with<br />

unprecedented resolution.<br />

To compete with offshore sources, manufacturers are<br />

looking for lean and green technologies to improve production<br />

speed and quality, while reducing costs. In 2007, automation<br />

projects ranged from space science to telecommunications,<br />

packaging and food manufacturing, among others, and included<br />

applying green efficient manufacturing techniques to make<br />

processes more efficient and less wasteful. One example is an<br />

automated coating removal system we are developing for Hill<br />

Air Force Base that uses an environmentally friendly corn starchbased<br />

media to strip coatings from aircraft components. We also<br />

developed and deployed an Automated Weld Alignment Control<br />

System for a manufacturer to upgrade an existing manually<br />

controlled laser-welding process. SwRI’s system uses machine<br />

vision and a servo micro-positioner to precisely align the seam<br />

and weld positions, producing consistent high-quality welds<br />

(manufacturing.swri.org). ❖<br />

Visit autodata.swri.org for more information or contact<br />

Vice President Les B. Hoffman at (210) 522-5172 or<br />

lhoffman@swri.org.<br />

process re-engineering • networks & cyber security • real-time & embedded systems<br />

image & signal processing • radar & remote sensing • medical information systems • information technology<br />

autonomous vehicle technologies • reconfigurable communications • lean manufacturing • automated inspection<br />

machine design • machine vision • network modeling & simulation • cooperative vehicle technologies<br />

control systems • green efficient manufacturing • orthopedics • aerospace networks • MEMS & microfluidics<br />

embedded & application security • immunofluorescence detection • control center software • automation & robotics<br />

medical device development • intelligent transportation systems • automated instrument & test systems<br />

wireless sensor networks • intelligent vehicle systems<br />

9


Training, Simulation and<br />

Performance Improvement<br />

Analysts developed an A-10C aircraft simulator within the<br />

physical constraints of an obsolete A-10A cockpit model using<br />

our Generalized Operations Simulation Environment, or GOSE.<br />

The system uses passive haptics (inset) to provide highly<br />

accurate tracking and interaction techniques.<br />

Today’s training is advancing toward blended learning, which<br />

combines physical with virtual approaches to learning.<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> is a leader in developing tools in<br />

blending learning, visual analytics, immersive simulations and<br />

other emerging technologies to meet client training needs.<br />

We are leading multiple research efforts in the area of reusable<br />

content using the Sharable Content Object Reference Model, or<br />

SCORM, a collection of standards and specifications developed by<br />

the U.S. Advanced Distributed Learning initiative, to minimize<br />

costs, standardize content and improve content portability. SwRI<br />

analysts are converting instructor-led classroom curricula to<br />

sharable content, capturing and transforming expert knowledge,<br />

and using the model to develop simulations.<br />

Through a collaborative internal research project, our research<br />

team developed the Cognitive Adaptive Exploitation of Signals and<br />

Associated Relationships system. This application was designed to<br />

process and analyze the millions of radio signals collected for<br />

defense and national security purposes each day. CAES<strong>AR</strong> meets<br />

the evolving challenges of data reduction, organization and handling<br />

of large numbers of signals using intelligent standardization,<br />

filtering, management and visual analytic techniques built into<br />

the system.<br />

Staff members have delivered a system to The Boeing Company<br />

in support of mission crew training in AWACS aircraft in the United<br />

Kingdom. Based on a distributed simulation system originally<br />

developed for the U.S. Air Force, the trainer allows air crews to<br />

participate in stand-alone or collective training exercises with other<br />

simulations for jet, rotary and multi-engine aircrews<br />

(simulation.swri.org).<br />

As budgets for military trainers and simulators diminish, we<br />

are developing efficient and low-cost techniques to upgrade<br />

existing systems. For example, the Generalized Operations<br />

Simulation Environment is a scalable, modular architecture<br />

that uses web and PC technologies to repurpose system-specific<br />

hardware simulators with reconfigurable software-based systems.<br />

With GOSE, we created an A-10C trainer using a virtual reality<br />

overlay applied to an obsolete A-10A cockpit model. SwRI’s<br />

graphics engine, GraIL, provides high quality, three-dimensional<br />

simulations for GOSE and other SwRI systems at significantly less<br />

cost than commercial engines.<br />

Using a 3-D computer model and intuitive user interface,<br />

our prototype engine inspection maintenance trainer allows<br />

students to virtually inspect jet engines from the inside (using a<br />

borescope) or outside (visually). The trainer uses high fidelity<br />

graphics to simulate engines with normal wear and includes a<br />

variety of settings to simulate defects in engine fans and compressor<br />

rotors.<br />

We continue enhancing a powerful, web-based system that<br />

delivers, manages and reports on training operations for the Air<br />

Force Air Mobility Command (instructional.swri.org). The latest<br />

module monitors individual instruction and allows evaluators to<br />

assess training effectiveness.<br />

The design of culverts and other road-stream crossings can<br />

interfere with the passage of aquatic organisms. For the U.S.<br />

10


To reduce the demand for<br />

equipment, SwRI developed an<br />

engine inspection maintenance<br />

trainer (inset) that prepares<br />

personnel to inspect a variety of<br />

aircraft engines and components.<br />

Using internal research funds, our staff developed CAES<strong>AR</strong>,<br />

a system that manages the exploitation of radio signals and<br />

their relationships, to improve the effectiveness of processing<br />

high volumes of disparate signal data.<br />

Courtesy U.S. Air Force<br />

Some road-stream crossings (far<br />

left) can interfere with the natural<br />

movements of aquatic organisms<br />

through the channel. Our staff is<br />

developing an e-learning course<br />

for designing road-stream<br />

crossings that allow organisms to<br />

pass through unimpeded (left).<br />

Forest Service, our staff is blending e-learning with wilderness<br />

experiential techniques to develop web- and CD-based courses to<br />

train users to evaluate and design road-stream crossings that<br />

allow unimpeded passage of aquatic organisms.<br />

As baby boomers age out of the workforce, employers are<br />

experiencing a shortage of personnel with certain types of expertise.<br />

We developed an expert knowledge transformation process to<br />

identify valuable expertise and capture it for reuse using “just-intime”<br />

information, training and embedded performance support.<br />

SwRI operates offices across the country to support the onsite<br />

training needs of our clients (courseware.swri.org). The staff in<br />

O’Fallon, Illinois, recently moved into a new facility that enabled us<br />

to expand services at Scott Air Force Base. Other locations in Layton<br />

and Ogden, Utah; Panama City, Florida; Killeen, Texas; and<br />

Oklahoma City also aid military training needs. ❖<br />

Visit tsystems.swri.org for more information or contact Vice President<br />

Dr. Katharine Golas at (210) 522-2094 or katharine.golas@swri.org.<br />

operations & maintenance training devices & simulators • performance & decision support systems<br />

web-based training • training needs assessment • instructional systems development<br />

physics-based modeling • agent-based simulation • aggregate behavior modeling • certification programs<br />

structured on-the-job training guides • virtual reality & environments • enterprise learning solutions<br />

distributed simulation • blended learning solutions • game-based learning • visual analytics<br />

network-centric programs • e-testing • SCORM • expert knowledge transformation<br />

11


Aerospace Electronics and<br />

Information Technology<br />

The Air Force’s F-16 Fighting Falcon relies on<br />

airborne electronics countermeasure pods to defeat<br />

anti-aircraft defense systems. Our staff helps resolve<br />

software issues associated with these pods, such<br />

as the ALQ 184 pod shown here (inset).<br />

Courtesy U.S. Air Force<br />

Courtesy U.S. Air Force<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> supports a variety of national<br />

defense programs, particularly those related to military<br />

aircraft. We assist in aircraft maintenance and upgrades and<br />

have staff members spread across the country in Texas, Oklahoma,<br />

Georgia and Utah supporting Air Force depot activities.<br />

The Air Force recently introduced a significantly upgraded<br />

version of the A-10 Thunderbolt, the A-10C. Working with<br />

Lockheed Martin Systems Integration in Owego, New York, we<br />

helped upgrade critical aircraft and engine monitoring subsystems<br />

and support equipment to expand the capabilities of the A-10 and<br />

extend its service to 2028 (aircraftsystems.swri.org). The precision<br />

engagement initiative — the most extensive modification effort in<br />

the history of the aircraft — integrated numerous aircraft enhancements,<br />

including digital cockpit displays, a situational awareness<br />

datalink and improved weapons interfaces and targeting pods.<br />

We support all levels of the aircraft maintenance and diagnostic<br />

processes, including ground-based automatic test equipment<br />

and on-board test systems. For the A-10, we developed a lightweight,<br />

ruggedized device to download enhanced engine data to<br />

assess engine structural integrity (aerospacemaintenance.swri.org).<br />

The mobile device will enhance efficiency on the flightline.<br />

SwRI developed a jet engine trending tool to help Air Force<br />

personnel visualize engine performance. The tool provides alerts,<br />

dashboards, reports and a research environment to help identify<br />

problems. Tailored for engine-specific environments, it will eventually<br />

provide access to aircraft structural data, as well as data<br />

related to the status of weapon systems.<br />

Our engineers are supporting the installation and certification<br />

of the first Pacer Comet 4 fully automated jet engine test system<br />

at Tinker Air Force Base, to qualify jets for service. We are<br />

also providing stand-alone software to calibrate the system and<br />

test the F108 jet engine.<br />

SwRI is helping the Air Force implement condition-based<br />

maintenance initiatives, such as the Engine Health Management<br />

Plus Data Repository Center, which SwRI has supported with<br />

engine performance analysis methodologies. Our engineers will<br />

provide manuals, analysis and research tools.<br />

Our staff employs a broad range of services to help government<br />

and industry clients in logistics support functions, such as<br />

helping the Air Force Special Operations Forces reduce costs and<br />

better manage the weapon system supply chain. We are developing<br />

software tools to monitor inventory in real time, evaluate cost<br />

and performance histories, and manage product usage, quality<br />

and reliability information.<br />

SwRI invests in promising technologies through an internal<br />

research program designed to jumpstart client-funded research.<br />

12


The T700 is one of<br />

the most widely used<br />

engines in the military,<br />

powering several types<br />

of Army helicopters.<br />

SwRI helped the U.S.<br />

Army design and build<br />

test systems for the<br />

T700 Digital Electronic<br />

Controller (shown) and<br />

for the T700 Engine<br />

History Counter.<br />

D015618-3787<br />

For the Air Force, SwRI engineers have developed system software<br />

that communicates between the hardware and software used at<br />

engine test cells in the field. This generic software enables operators<br />

to use existing test equipment anywhere in the world, without the<br />

need for hardware upgrades. This image shows an engine vibration<br />

waterfall plot developed with the software.<br />

D015917<br />

D015922<br />

Using internal research funds, we are applying model-based design techniques<br />

to develop ballistic models, design weapon scoring algorithms and test<br />

real-time software. Our efforts help resolve challenges related to the accurate<br />

delivery of non-guided, free-fall ordnance and provide alternative solutions for<br />

flight testing and algorithm analyses.<br />

SwRI developed an operational-level tester to troubleshoot and diagnose<br />

problems with integrated avionics and weapons systems, subsystems and<br />

sensors for the A-10A and the newly upgraded A-10C aircraft.<br />

In one effort, we are researching applications of the T56 turboprop<br />

engine cycle deck model, such as certifying test cell health<br />

and validating sensors. Another effort is focused on developing<br />

ballistic models, designing weapon system algorithms and testing<br />

real-time software to help assure the accuracy of guided<br />

weapons (aerodynamicsystems.swri.org). We developed a realtime<br />

simulator that inserts actual aircraft data to “replay”<br />

situations for scoring delivery of selected weapons.<br />

For another internal research initiative, we are transferring<br />

our expertise in unmanned aerial vehicles to the development of<br />

unmanned ground vehicles (ugv.swri.org). SwRI has developed<br />

proving grounds to evaluate autonomous vehicles, and we are<br />

augmenting the installation with traffic devices and signage, radio<br />

communications equipment and obstacles to better evaluate<br />

autonomous vehicle technologies. ❖<br />

Visit aerospaceelectronics.swri.org for more information or<br />

contact Vice President Richard D. Somers at (210) 522-3188<br />

or richard.somers@swri.org.<br />

turbine engine test equipment & support for foreign military sales (FMS) • turbine engine diagnostics<br />

ORACLE® databases • trigger-based management • natural language interfaces • A-10 PRIME program<br />

automatic test program set development • re-engineering electronics for aircraft • autonomous flight controls<br />

unmanned aerial vehicles • flight-line testers • aircraft data recorders • depot automatic test equipment<br />

13


Mechanical and Materials Engineering<br />

D015818-8722<br />

R&D Magazine selected SwRI’s Semi-Active Compressor Valve, patent<br />

pending, as one of the 100 most significant technological achievements<br />

of the past year. The long-lasting device decreases valve replacement<br />

and associated costs by more than 90 percent over conventional valves.<br />

Because of the higher efficiency of the valve, additional fuel and process<br />

savings can be achieved, helping the natural gas industry operate its<br />

compressors more efficiently, reliably and cost-effectively<br />

(gasturbines.swri.org).<br />

SwRI evaluates the effects of fluid motion in spacecraft propellant tanks, such as<br />

this full-scale model of a tank with an internal diaphragm used on the New<br />

Horizons and Deep Impact spacecraft. Our engineers design test tanks to match<br />

closely the internal design features of spacecraft tanks, while providing access<br />

for sensors, and to allow visual observations (fluids.swri.org).<br />

Energy — finding, producing, and transporting fossil fuels,<br />

developing and assessing alternative sources and cleaning<br />

up energy byproducts — remains a core program at<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong>. Military operations and homeland<br />

security are also driving mechanical and materials research in<br />

avionics, armor, corrosion, structural life prediction and extension,<br />

and materials, coatings and nanomaterials.<br />

Using nanometer-level control, we produced nanocomposite,<br />

nanoplatelet, and single monolayer thin films and coatings,<br />

providing properties ranging from durability to chemical activity<br />

to molecular adhesion or repulsion. These unique materials and<br />

surfaces have a wide variety of applications, meeting demands<br />

for ultra-hard, lightweight turbine blades, for high-capacity<br />

hydrogen storage materials and for eliminating hydrate formation<br />

in petroleum wells (surfaceengineering.swri.org).<br />

Our engineers are creating corrosion-resistant materials,<br />

monitoring corrosion in existing systems such as pipelines and<br />

military vehicles and evaluating corrosion and corrosion fatigue<br />

of materials in high-pressure, high-temperature and sour gas<br />

environments. In 2007, we developed wireless corrosion sensors<br />

that can be mounted under military vehicles as well as a<br />

plasma immersion technique to deposit diamond-like carbon<br />

on piping to inhibit corrosion (corrosiontechnology.swri.org).<br />

SwRI applies probabilistic mechanics and reliability expertise to<br />

challenging problems across many industries, such as D<strong>AR</strong>WIN® rotor<br />

risk assessment (darwin.swri.org) and NESSUS® probabilistic analysis<br />

software (nessus.swri.org). In 2007, we supported NASA on several critical<br />

space shuttle launch issues, developed reliability-based inspection<br />

procedures for oil and gas clients, and developed a novel technique for<br />

modeling variations in bone to support osteoporosis research.<br />

With nearly 55 years of experience in machinery pulsation control,<br />

SwRI remains on the forefront of this technology, developing nextgeneration<br />

compressor pulsation simulation software that more accurately<br />

models reciprocating compressor and pump effects. Using this<br />

new simulation tool, engineers can design more energy-efficient, costeffective<br />

pulsation control systems than previously possible<br />

(pulsation.swri.org).<br />

To reduce greenhouse gases released into the atmosphere, SwRI engineers<br />

are developing new compression technologies to reduce the power<br />

required to sequester carbon dioxide in clean coal power plants. Currently,<br />

injecting CO 2 into the ground requires significant compression power,<br />

reducing power plant efficiency by as much as 12 percent. We also conducted<br />

a program to improve the reliability of the power transmission systems<br />

in wind turbines, one of the fastest growing alternative energy sources.<br />

The high price of oil and gas is driving increased exploration and<br />

production in the Gulf of Mexico and increased activity in the<br />

14


SwRI scientists developed plasma-enhanced magnetron sputter technology<br />

to deposit nanocomposite coatings more than 30 micrometers thick and<br />

ranking over 4,000 on the Vickers hardness scale. These coatings<br />

exhibited extremely high wear resistance, reducing parts erosion by two<br />

orders of magnitude when compared to untreated parts. SwRI has applied<br />

the process to protect jet engine compressor blades from sand erosion,<br />

steam turbines from liquid droplet erosion and industrial tools from severe<br />

abrasion (surfaceengineering.swri.org).<br />

D015674-1986<br />

SwRI scientists developed a technique called inverted surfaceenhanced<br />

Raman spectroscopy that deposits silver or gold<br />

nanoparticles onto a mineral sample to enhance sensitivity and<br />

identify trace concentrations of molecules. We developed this<br />

unique vacuum chamber, which simulates Martian atmosphere and<br />

pressures, to evaluate using iSERS on a Mars rover to look for<br />

signs of past life in the Red Planet’s mineral record.<br />

For D<strong>AR</strong>PA’s Topologically Controlled Lightweight Armor program, SwRI<br />

leads a team designing and evaluating innovative armor configurations to<br />

increase protection and decrease the cost of armor for light trucks. These<br />

high-speed images (inset) show how effectively our new multi-element armor<br />

systems stop various ballistic threats (engineeringdynamics.swri.org).<br />

<strong>Institute</strong>’s suite of deep ocean simulation chambers, evaluating<br />

deep sea tubular products and production equipment for<br />

the petroleum industry (pressuresimulation.swri.org).<br />

In 2007, we evaluated a variety of armor concepts and<br />

designs for both government and commercial clients aimed<br />

at mitigating the effects of improvised explosive devices.<br />

Land mines also pose a significant threat to tactical vehicles.<br />

Using computational and experimental methods, we are<br />

designing and evaluating various techniques to make nextgeneration<br />

military vehicles more resistant to explosives<br />

(engineeringdynamics.swri.org).<br />

A new SwRI office in Minneapolis is focused on understanding<br />

and modeling the response of armor materials by<br />

developing and using numerical methods to study advanced<br />

protection concepts.<br />

In aviation, we conducted full-scale fatigue certification tests of<br />

a commercial jet, completed a T-38 structural life evaluation program<br />

for the Air Force and provided engineering services to the Army to<br />

support condition-based maintenance for the CH-47 helicopter<br />

(aerospacestructures.swri.org).<br />

SwRI designed and built the pressure hull of the new U.S. Navy<br />

submarine crew rescue vehicle, which successfully underwent sea<br />

trials in 2007. We are currently designing the next-generation deep<br />

ocean research submersible and developing thermal protection<br />

materials and garments to protect Navy Seals and marine divers<br />

(structuralsystems.swri.org). ❖<br />

Visit mechmat.swri.org for more information or contact<br />

Vice President Dr. Robert L. Bass at (210) 522-2326 or<br />

robert.bass@swri.org.<br />

fatigue testing • computational fluid dynamics • deep ocean simulations • fracture mechanics<br />

probabilistic failure analysis • environmental testing • surface engineering & coatings • flow measurement<br />

NEBS qualification • computational mechanics • structural mechanics • failure analysis • engineering dynamics<br />

thermal analysis • diagnostic software • corrosion analysis • impact modeling • finite element analysis<br />

pipeline compression & measurement • biomechanics & biomaterials • life prediction • acoustics<br />

aerodynamics • mechanical testing • material integrity • terminal ballistics<br />

15


Space Science and Engineering<br />

Scheduled for launch in 2013, MMS will explore the<br />

plasma processes that govern the interaction of the Earth’s<br />

magnetic field with the solar wind. Shown here is the<br />

prototype of the ultra-high resolution time-of-flight mass<br />

spectrometer SwRI will develop for the four MMS spacecraft.<br />

Courtesy Don Davis<br />

A team led by SwRI scientists used computer simulations to show<br />

that Baptistina, a 170-kilometer-wide asteroid, broke up about<br />

160 million years ago when it was hit by another large asteroid.<br />

Results show a 90 percent probability that a 10-km fragment<br />

from the event created the 65-million-year-old Chicxulub crater on<br />

the Yucatan Peninsula. This impact is believed to have caused<br />

the mass extinction event that killed the dinosaurs. The team<br />

also found that the Moon’s prominent Tycho crater was likely<br />

produced by a different fragment.<br />

Over the last decade, <strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong>’s<br />

space science program has expanded significantly,<br />

encompassing the development of five spacecraft<br />

missions whose scope ranges from the Earth’s magnetosphere<br />

to the outer boundaries of the solar system.<br />

The Interstellar Boundary Explorer spacecraft, set for launch<br />

in July 2008, will make the first images of the complex and highly<br />

dynamic region that separates our solar system from interstellar<br />

space (ibex.swri.edu). The payload has been developed, assembled,<br />

tested and integrated with the spacecraft and is undergoing<br />

testing before delivery to the launch site in early 2008.<br />

SwRI is leading the development of Juno, the first solarpowered<br />

spacecraft to visit Jupiter and the first Jupiter spacecraft<br />

in polar orbit (juno.wisc.edu). As part of its instrument suite, Juno<br />

carries our Jovian Auroral Distributions Experiment and Juno<br />

Ultraviolet Spectrograph. Launch is scheduled for 2011.<br />

SwRI received approval from NASA to proceed with the<br />

implementation of the science investigation for the<br />

Magnetospheric Multiscale mission, which will use Earth’s magnetosphere<br />

as a laboratory in which to examine definitively the<br />

fundamental process called magnetic reconnection, which occurs<br />

around Earth as well as in remote astrophysical systems not<br />

accessible to direct measurement (mms.space.swri.edu). MMS is<br />

slated for launch in 2013.<br />

Following its flyby of Jupiter, the New Horizons spacecraft<br />

traveled more than 100 million miles — farther than any other<br />

spacecraft — down the planet’s giant magnetotail, where our Solar<br />

Wind Around Pluto instrument revealed the diverse, highly structured<br />

plasmas that populate this enormous volume of space<br />

(pluto.jhuapl.edu). Since then, New Horizons has entered its first<br />

hibernation, which will be repeated annually for most of the<br />

remaining journey to Pluto.<br />

Three years after arriving at Saturn, the Cassini spacecraft continues<br />

to generate exciting new data about the planet, its rings and<br />

its moons (saturn.jpl.nasa.gov). Using the SwRI-developed Cassini<br />

Plasma Spectrometer, researchers found that its moons, Tethys and<br />

Dione, are flinging streams of particles into space, establishing the<br />

moons as important sources of plasma in Saturn’s magnetosphere.<br />

In addition, combined CAPS and Ion and Neutral Mass<br />

Spectrometer data sets revealed that organic aerosols, or tholins,<br />

form in Titan’s atmosphere at altitudes greater than 1,000<br />

kilometers — higher than previously believed.<br />

Under contract to Ball Aerospace & Technologies Corp., we<br />

built avionics for NextSat, one of two satellites for the successful<br />

Orbital Express mission developed for the Defense Advanced<br />

<strong>Research</strong> Projects Agency. SwRI avionics systems are also flying on<br />

the recently launched WorldView-1 remote-sensing satellite and<br />

Kepler, a NASA Dis<strong>cover</strong>y probe aimed at finding Earth-size and<br />

smaller planets.<br />

An SwRI researcher developed a method of forecasting the<br />

arrival time and intensity of hazardous energetic ions released in<br />

solar storms. This method, which uses the detection of electrons of<br />

16


In addition to leading the development of the SWAP instrument, SwRI is participating on the New Horizons imaging team. This montage of Jupiter’s<br />

Galilean satellites was assembled from images obtained as the spacecraft swung past the planet for a gravity assist to speed its journey to Pluto.<br />

The satellites are (from left) Io, Europa, Ganymede and Callisto.<br />

D016022-1004 Courtesy NASA/JHUAPL/SwRI<br />

As the IBEX science payload undergoes integration with the spacecraft,<br />

engineers test the hardware and software to ensure efficient operation during<br />

the mission. The IBEX Hi and Lo sensors will take global energetic neutral atom<br />

images to examine the interstellar boundary at the edge of the solar system.<br />

SwRI serves as the principal investigator institution for the NASA mission.<br />

SwRI, one of two finalists being considered by NASA for a 2011<br />

Mars mission, leads development of the Ion and Neutral Mass<br />

Spectrometer for The Great Escape proposal. INMS will have the<br />

highest mass resolution ever flown in space and will study past<br />

and present atmospheric escape rates from the planet. NASA will<br />

select the winning proposal in early 2008 for full development as<br />

a Mars Scout mission.<br />

solar origin traveling near the speed of light, will give astronauts<br />

on future exploration missions sufficient time to find<br />

shelter during space radiation storms.<br />

An SwRI-led team proposed a new model of the interaction<br />

of the solar wind’s magnetic field with Jupiter’s magnetosphere.<br />

According to the model, which unifies a number of<br />

independent observations, the role played by magnetic<br />

reconnection in the dynamics of Jupiter’s magnetosphere is<br />

fundamentally different from the one it plays at Earth.<br />

Using computer models and laboratory experiments, SwRI<br />

researchers showed that the sulfur-rich bedrock dis<strong>cover</strong>ed by<br />

the Mars Rover “Opportunity” was likely produced by ancient<br />

episodes of sulfuric acid rain. This would have inhibited the formation<br />

of limestone, which may explain why no such rocks have been<br />

observed on Mars.<br />

SwRI-led teams also observed Pluto’s passage in front of two stars.<br />

The atmospheric pressure and temperature profiles obtained have<br />

helped to demonstrate that Pluto is currently undergoing significant<br />

seasonal changes. ❖<br />

Visit spacescience.swri.org for more information or contact Vice<br />

President Dr. James L. Burch at (210) 522-2526 or jim.burch@swri.org.<br />

spacecraft instrument design & development • magnetospheric physics • theoretical & observational studies<br />

spacecraft computer development • spacecraft support systems & software • planetary science<br />

solar & heliospheric physics • data analysis & science support • electromechanical systems design<br />

stellar astronomy • spacecraft management • spacecraft avionics systems design • power systems design<br />

17


Geosciences and Engineering<br />

In 2007, we initiated the joint industry Carbonate Fault Project, funded<br />

by major oil companies, to characterize faulting in carbonate strata<br />

exposed in the Canyon Lake Gorge, Comal County, Texas. We are<br />

coupling detailed field characterization of the site geology with<br />

laboratory analyses and computer modeling to better understand<br />

faulting processes in carbonate rocks (cfp.swri.org).<br />

SwRI helped an international oil company understand complex faulting<br />

in an oil reservoir offshore of Newfoundland. We analyzed faults<br />

mapped by three-dimensional seismic reflection imaging, using SwRI’s<br />

3DStress® software and studying analogous faulted rocks exposed in<br />

outcrop (3dstress.swri.org).<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> provides a center of excellence<br />

in geosciences and engineering for commercial and government<br />

programs here and abroad, particularly for the groundwater,<br />

nuclear energy and petroleum industries. Using a wide array<br />

of technologies, we deploy multidisciplinary teams, integrating laboratory,<br />

field and numerical analyses to solve real-world problems<br />

(geosciences-engineering.swri.org).<br />

We have transferred our expertise in nuclear waste management<br />

to building programs in groundwater management and studying<br />

how next-generation nuclear plant technology could fuel a<br />

hydrogen-based economy. For more than 20 years, we have worked<br />

for the Nuclear Regulatory Commission advancing the state of the<br />

art in long-term nuclear waste management. This relationship has<br />

resulted in SwRI becoming the go-to source for technical assistance<br />

on a wide array of NRC programs (cnwra-sa.swri.org).<br />

As host of the federally funded Center for Nuclear Waste<br />

Regulatory Analyses, we continue developing the technologies NRC<br />

needs to evaluate a potential high-level waste repository at Yucca<br />

Mountain, Nevada. We have made significant advances developing<br />

sophisticated software used to model complex system performance<br />

for pre-closure analyses, the 100 to 300 years that the potential<br />

repository would be open and accepting waste, and post-closure<br />

analyses, up to one million years after the repository is sealed. Risk<br />

insights obtained using these codes are critical with respect to<br />

preparing to review a Yucca Mountain license application.<br />

In 2007, we concluded a multiyear upgrade to the Totalsystem<br />

Performance Assessment code for Yucca Mountain (TPA<br />

Version 5.1). As understanding of the potential nuclear waste<br />

repository evolves, we have improved models of interactions<br />

between protective drip shields and the waste packages as<br />

well as the understanding of fluvial ash transport after a potential<br />

volcanic event. TPA Version 5.1 also more effectively models<br />

how moisture and chemical conditions affect waste package<br />

corrosion and extends models of climate variations to one million<br />

years. Improvements to the Pre-Closure Safety Analysis<br />

software include incorporating the most current design, operating<br />

experience and human factors information.<br />

This year, SwRI conducted advanced petroleum exploration<br />

and production analysis activities in fields across North<br />

America and in the Middle East (geoscience.swri.org). Our<br />

expertise in correlating the relationship between geophysical<br />

data and geological structures has led to the development of a<br />

structural geology training course we offer through an international<br />

geosciences training company.<br />

We began a multiyear, joint oil industry project to<br />

advance the technical understanding of faulting in carbonate<br />

strata, aimed at improving oil field production (cfp.swri.org).<br />

Through an agreement with the Guadalupe-Blanco River<br />

Authority, we will use geologic structures exposed along the<br />

Canyon Lake Spillway as a field laboratory and training site.<br />

18


With funding from the <strong>Southwest</strong> Florida Water Management District and the<br />

Edwards Aquifer Authority, SwRI developed a new model that more accurately<br />

predicts groundwater flow through limestone aquifers because it includes both the<br />

slow movement through the limestone matrix (shown in color gradations) as well<br />

as faster flow through conduits in the rock (indicated by black lines).<br />

SwRI geoscientists investigating<br />

wrinkle ridges on Mars refined the<br />

understanding of fold formation.<br />

Scientists believe lateral shortening<br />

of layers and ranges of smaller<br />

scale fault and fracture networks<br />

formed these surface features on<br />

the Red Planet (planetary<br />

geosciences.swri.org).<br />

Rock falls could cause creep<br />

deformation damage to titanium<br />

alloy drip shields designed to<br />

protect nuclear waste packages<br />

in a potential underground<br />

repository. CNWRA® scientists<br />

are conducting creep tests and<br />

transmission electron microscopy<br />

analyses to evaluate creep<br />

deformation for different stresses<br />

and temperatures.<br />

SwRI scientists developed modules for a commercial computer code<br />

used to evaluate heat transfer and fluid behavior associated with<br />

heat sources. Using the numerical models, scientists will better<br />

understand the complex heat transfer processes affecting the<br />

temperature, relative humidity and moisture redistribution inside drifts<br />

containing spent nuclear fuel and high-level radioactive waste.<br />

Groundwater supply and quality are growing global concerns,<br />

and SwRI is expanding its water resource program beyond<br />

karst aquifers to include surface water and other aquifer types<br />

(karst.swri.org). In 2007, SwRI studied the Texas Coastal Plain<br />

aquifer system as well as surface and groundwater in Mexico. We<br />

also investigated water-related environmental issues in Wyoming.<br />

We continue to expand research programs in planetary geology,<br />

completing a NASA project on Mars wrinkle ridges and receiving<br />

two new grants to study normal faulting and fault-induced pit<br />

crater chain formation on Mars. SwRI scientists are also<br />

investigating faults on Ganymede and pit chain formation<br />

on Eros through physical analog modeling and numerical<br />

simulations (planetarygeosciences.swri.org). ❖<br />

Visit geosciences-engineering.swri.org for<br />

more information or contact Vice President<br />

Dr. Wesley C. Patrick at (210) 522-5158<br />

or wesley.patrick@swri.org.<br />

geophysical & geological investigations • groundwater resource evaluation • energy exploration<br />

chemical & radiological contaminant transport • planetary sciences • laboratory, field & numerical analyses<br />

risk & performance assessment • reliability & operational safety analysis • environmental impact assessments<br />

geoscience processes • corrosion & materials life prediction • structural integrity analysis<br />

geological structure analysis • regulatory analysis & guidance<br />

19


Signal Exploitation and Geolocation<br />

D015341-4765<br />

We develop radio direction finding<br />

antennas in the VHF/UHF frequency<br />

range for both shipboard and landmobile<br />

applications. The direction<br />

finding performance of each antenna<br />

is evaluated using our 73-foot tower<br />

prior to installation (tsd.swri.org).<br />

To support homeland security interests, <strong>Southwest</strong><br />

<strong>Research</strong> <strong>Institute</strong> continues developing surveillance,<br />

communications signal intercept, direction finding, and<br />

tagging and tracking systems for the U.S. government, friendly<br />

foreign governments and commercial clients.<br />

We delivered communications electronic warfare support<br />

equipment to an international client in the very-high and ultrahigh<br />

frequency ranges for fixed site and land-mobile applications.<br />

Equipment included antennas and processing equipment<br />

that acquire signals of interest and incorporate frequency<br />

hop processing for tracking and locating signals that hop from<br />

one frequency to another (tsd.swri.org).<br />

SwRI engineers are modernizing the signal intelligence<br />

networks that collect radio direction finding data for the U.S.<br />

government. Efforts include modifying current approaches to<br />

include acquiring and managing data from new, disparate<br />

sources (sed.swri.org).<br />

Global positioning systems are increasingly being targeted<br />

for attack, particularly now that they are used to track military<br />

forces and supplies. Our staff is developing a system to<br />

detect a GPS attack before it can create problems for users<br />

(surveillance.swri.org). The system will also be capable of<br />

detecting inadvertent interference.<br />

Our internal research program helps staff members take conceptual<br />

ideas through to development for the ultimate benefit of our<br />

clients. The explosion of digital communication, in particular the<br />

Internet, has created an enormous, nearly anonymous, capability for<br />

distributing multimedia content. SwRI engineers are developing new<br />

techniques for steganalysis, the science of detecting hidden messages,<br />

of digital images. Approaches include applying noise removal techniques<br />

and using models to detect deviations from the normal image.<br />

Another new area is genetic programming, an evolutionary computing<br />

technique that automatically writes programs to solve problems.<br />

A successful internal research project created a new GP language<br />

that natively handles data in the form of vectors and matrices.<br />

Our analysts are using this new tool to investigate the application of<br />

GP to automatically dis<strong>cover</strong> new digital signal processing algorithms,<br />

a class of problem previously intractable to GP techniques.<br />

Other research is focused on frequency hop detection and prosecution,<br />

as well as blade processing, a type of computer or processor<br />

used primarily for network servers. These new technologies will eventually<br />

be built into our FRONTIER design architecture used in SwRI’s<br />

series of communications intelligence systems (ssd.swri.org). Other<br />

internal research efforts are targeting improvised explosive devices,<br />

data mining and specific emitter identification, which allows users to<br />

identify and track transmitters.<br />

20


SwRI’s FRONTIER architecture,<br />

based on large numbers of<br />

commodity computers<br />

networked together, is thriving<br />

as size and cost decline and<br />

processing capacity improves.<br />

A few years ago, five racks of<br />

computers were required to<br />

accomplish what is now done<br />

in one. These systems sift<br />

through the radio frequency<br />

environment, evaluating signal<br />

activity and detecting and<br />

locating threats to the United<br />

States and its allies.<br />

D015902-3836<br />

D015978-9682<br />

This digital image (left flag) appears innocuous to the naked eye, but by applying steganalysis<br />

techniques (right flag), SwRI engineers can detect hidden messages, such as in this example:<br />

“The troops are landing at Normandy.”<br />

Our breakthrough AS-142 high frequency<br />

monopole antenna can withstand severe shipboard<br />

physical environments and be placed at locations<br />

and angles unsuitable for traditional designs<br />

(pod.swri.org). This low radar reflectivity design is<br />

ideal for the next generation of stealthy warships.<br />

In response to the industry trend for approaches that are less<br />

labor-intensive, we are designing our systems to require significantly<br />

less labor to construct and operate. We are also addressing<br />

the special challenges of wireless connectivity for government<br />

clients, including the need for increased reliability, security, and<br />

resistance to detection and jamming.<br />

Our antenna production and operation efforts continue to<br />

support U.S. Navy intelligence activities, on schedule and within<br />

budget (engineeringsolutions.swri.org). The Signal Exploitation<br />

and Geolocation Division is certified to the ISO 9001:2000<br />

international quality standard. We are implementing additional<br />

processes to meet Level 3 of the Software Engineering <strong>Institute</strong>’s<br />

Capability Maturity Model® Integration for development. <br />

Visit sigint.swri.org for more information or contact<br />

Vice President Dr. William G. Guion at (210) 522-2902<br />

or william.guion@swri.org.<br />

geolocation systems • intelligent SIGINT networks • wideband intercept • automatic signal recognition<br />

electromagnetic modeling & propagation analysis • system production • data mining • tracking systems<br />

spectrum surveillance • special-purpose tagging & tracking devices • life-cycle support • repair & refurbishment<br />

field engineering support • signals intelligence systems • genetic programming • steganalysis • signal analysis<br />

21


Applied Physics<br />

D015855-0039<br />

Engineers apply MsS technology to assess the<br />

structural health of aging aircraft, represented by<br />

this C-141 upper fuselage panel. The technology<br />

requires no structural disassembly and can detect<br />

notched defects in complex geometries and<br />

multilayer areas (nondestructive.swri.org).<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> scientists and engineers<br />

explore the physical properties of large infrastructure<br />

components, such as pipelines, as well as complex<br />

natural features, such as water and petroleum reservoirs, dis<strong>cover</strong>ing<br />

new ways to ensure structural reliability or to characterize<br />

the production potential of underground resources. We<br />

develop novel sensor technologies, algorithms and software<br />

programs to collect and process data (applied-physics.swri.org).<br />

We also specialize in creating unique electronic devices and in<br />

shrinking the size of existing devices to fit new applications<br />

(advancedelectronics.swri.org).<br />

We pioneered magnetostrictive sensor technology, which<br />

detects defects using guided waves propagated along a length of<br />

piping, tubing, rods, plates or cables. Our MsS® heat exchanger<br />

inspection probe has revolutionized the inspection of heat<br />

exchanger tubing; the previously lengthy and labor-intensive<br />

process can now be done at a fraction of the time and cost<br />

(nondestructive.swri.org).<br />

In 2007, we developed a ruggedized MsS® 3030 toolkit that<br />

includes an MsS sensor, a battery and chargers in the bottom of a<br />

case, with a laptop strapped safely in the top of the case. The system<br />

is completely battery operated, requiring no external power<br />

to collect data in the field, and can inspect a variety of structures,<br />

from pipelines to aircraft.<br />

We delivered the first fourth-generation EDAS¤ data acquisition<br />

system, which acquires and analyzes ultrasonic signals<br />

used to inspect welds in piping and commercial nuclear power<br />

station reactor pressure vessels. This latest generation features<br />

many improvements in the user interface and reporting capabilities,<br />

including the capture of full-resolution video that can be<br />

edited for inspection reports.<br />

Existing inspection techniques for low-pressure steam<br />

turbines involve disassembling the turbine to access internal<br />

components. SwRI developed and tested two devices to inspect<br />

low-pressure steam turbines without removal of the inner casing,<br />

providing tremendous time and cost savings. These devices<br />

consisted of unique mechanisms that deliver articulated videoscopes<br />

deep within the turbine to inspect blades and vanes.<br />

One device is inserted into the exhaust end and snakes through<br />

openings between the blades and vanes, while the other is<br />

inserted through ports and steam extraction gaps. Using a truncated<br />

full-scale turbine mockup, SwRI demonstrated that the<br />

two probes allowed inspection of blades and vanes in all stages<br />

of the turbine.<br />

In petroleum production, the current trend is to drill deviated<br />

and horizontal wells, particularly in fractured and deep-water<br />

reservoir formations. Understanding induced-fracture anisotropy<br />

is important when drilling deviated wells that penetrate deep-<br />

22


SwRI researchers combined a permeability image based<br />

on crosswell reflection seismic data and permeability<br />

determined from resistivity logs to predict the water<br />

production potential for an area of the Port Mayaca<br />

aquifer in south Florida (reservoirgeophysics.swri.org).<br />

Under sponsorship of the U.S. Department of Transportation, SwRI is developing remote-field<br />

eddy current inspection technology to detect and characterize pipe wall loss; this technology<br />

is being integrated with Explorer II, a robotic transport tool under development by Carnegie<br />

Mellon University. The resulting system, now under commercialization, will inspect six- to<br />

eight-inch-diameter pipelines containing tight bends and can be launched and retrieved with<br />

the pipeline in service (nondestructive.swri.org).<br />

D015797-7902<br />

D015892-2844<br />

SwRI engineers designed<br />

the hardware for the<br />

Tactical Biometrics<br />

Collection and Matching<br />

System for the U.S. Navy.<br />

This portable, hand-held<br />

booking station allows<br />

users to collect, store and<br />

analyze fingerprints, iris<br />

scans and mug shots from<br />

up to 100,000 persons<br />

of interest. TBCMS can<br />

also upload watch lists,<br />

allowing users to identify<br />

suspects in the field.<br />

SwRI microbiologists are researching microbial drug delivery, decontamination agent<br />

effectiveness, and extending the shelf life of food and textiles with controlled-release biocides,<br />

as well as alternative fuel sources such as microbial fuel cells, spore-detecting biosensors, and<br />

environmentally friendly biodegradation clean-up applications (chemphys.swri.org).<br />

water sediments. SwRI has developed software packages to<br />

model sonic logs and estimate attenuation from deviated<br />

wells, which can help characterize the production potential<br />

of petroleum reservoirs. Scientists are also developing a data<br />

processing algorithm to automatically extract and visualize<br />

reservoir properties from sonic data, to characterize the rock<br />

surrounding boreholes (reservoirgeophysics.swri.org).<br />

In related research, SwRI scientists are using high-resolution<br />

crosswell seismic reflections to identify the areas in an under-<br />

ground aquifer that have the highest water production potential. We<br />

developed a processing algorithm that converts reflection seismic data to<br />

impedance and creates porosity and permeability images. Interpretational<br />

analysis suggests that zones of low impedance and high permeability are<br />

associated with high water production in a region of the Port Mayaca<br />

aquifer in south Florida. ❖<br />

Visit applied-physics.swri.org for more information or contact Vice<br />

President Edward D. Moore at (210) 522-2739 or ed.moore@swri.org.<br />

digital & analog electronic systems development • RF systems • laser, fiber & electro-optics • mechanical design<br />

mechanical systems • acoustics • reservoir characterization • nondestructive evaluation • sensors<br />

ultrasonics • eddy current modeling • guided wave inspection • magnetostrictive sensors • packaging<br />

robotic vehicle evaluations • hardware & component analyses • advanced microelectronics<br />

microelectromechanical systems (MEMS) • rapid prototyping<br />

23


Chemistry and Chemical Engineering<br />

SwRI established capabilities<br />

to test mattresses to a federal<br />

regulation that went into effect<br />

in 2007. All mattress designs<br />

sold in the U.S. must meet a<br />

new open-flame flammability<br />

standard, which uses a gas<br />

burner to simulate how<br />

mattresses will perform when<br />

bedclothes are ignited.<br />

D1M015117-0031<br />

Using the SwRI pilot plant equipment<br />

and 200-liter reactors, <strong>Institute</strong><br />

chemists synthesize kilogram batches<br />

of pharmaceuticals for phase I<br />

clinical trials.<br />

D015517-1516<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong> applies chemistry and engineering<br />

technologies to address complex homeland<br />

security, health, safety and environmental challenges.<br />

Our scientists and engineers work with government and industry<br />

clients to develop new chemical products or processes,<br />

address environmental concerns and investigate the chemical<br />

properties or flammability of existing products and materials.<br />

In 2007, we successfully developed the process to produce<br />

a new broad-spectrum nerve agent antidote for the<br />

Department of Defense, and we are currently developing clinical<br />

supplies to support Phase 1 clinical trials. Follow-on efforts<br />

will investigate microencapsulation techniques to stabilize<br />

ingredients for a long shelf life under a broad range of conditions<br />

and to deploy the antidote through an autoinjector<br />

(drugdelivery.swri.org).<br />

SwRI is breaking new ground in microencapsulation,<br />

using high-temperature thermoplastic melts, molten metals and<br />

air-sensitive materials and developing microfluidic encapsulation<br />

techniques to produce uniformly sized monodispersed microparticles<br />

for pharmaceutical, microelectronic and micromechanical<br />

applications (microencapsulation.swri.org).<br />

Our scientists are developing nanoparticulate delivery systems<br />

formulated in topical creams as a therapeutic strategy for viruses.<br />

For a virus to proliferate in the human body, it sends messenger<br />

RNA to signal host cells to start generating disease proteins. RNAsilencing<br />

nanoparticles could prevent the messenger RNA from<br />

being translated into proteins or, if they perfectly match a target<br />

sequence, mark the messenger RNA for destruction.<br />

Collaborating with food manufacturers, SwRI developed novel<br />

nanoencapsulation and nanoparticle stabilization techniques for<br />

nutraceuticals, such as omega-3 fatty acids and vitamin A, including a<br />

technique to create water-insoluble nutraceutical additives suitable for<br />

clear beverages.<br />

The <strong>Institute</strong> is collaborating with the U.S. Department of<br />

Agriculture on an internal research program to model and develop<br />

chemical attractants and inhibitors to control mosquito populations.<br />

While billions of dollars are spent annually vaccinating for and<br />

treating mosquito-borne illnesses, the most effective route for<br />

controlling these diseases is to prevent mosquito bites.<br />

In 2008, the Environmental Protection Agency will require all<br />

public water systems to monitor and verify that their water is free of<br />

the pollutants outlined in the Unregulated Contaminant Monitoring<br />

24


Using advanced molecular modeling systems, SwRI<br />

chemists apply computational methods in pharmaceutical<br />

development to better understand protein and ligand<br />

interactions and new compound designs.<br />

D015847.0096<br />

D015564.2184<br />

SwRI is developing new<br />

products applying controlled<br />

release of chlorine dioxide,<br />

such as these gloves, which<br />

are impregnated with ClO 2<br />

to reduce food contamination<br />

during preparation and<br />

packaging.<br />

Working with our subsidiary Signature Science, SwRI<br />

conducted on-site air sampling to evaluate the chemical<br />

makeup and movement of air in urban areas for the Defense<br />

Advanced <strong>Research</strong> Projects Agency. Our staff performed<br />

simultaneous sampling of 100 different locations on<br />

our grounds.<br />

D015914.4275<br />

Regulation. The <strong>Institute</strong> is one of a limited number of laboratories<br />

participating in the analytical validation approval process to<br />

conduct UCMR water monitoring and analysis.<br />

As part of our longstanding, comprehensive fire technology<br />

program, SwRI houses one of three facilities in the U.S. capable<br />

of conducting large-scale fire testing with heat release rates<br />

in excess of 25 megawatts. The facility accommodates a growing<br />

performance evaluation program for sprinkler systems and<br />

smoke detectors used in warehouses, chemical plants and<br />

office buildings (fire.swri.org).<br />

We also established new capabilities to conduct mattress<br />

flame spread tests to help manufacturers meet a new federal regulation.<br />

In addition, SwRI’s ISO 17025 testing laboratory accreditation<br />

expanded to include two new categories, fire suppression and<br />

smoke toxicity, and we added 70 new test designations.<br />

For more than 25 years, SwRI has supported Army efforts to<br />

destroy chemical munitions stockpiles, conducting workplace and<br />

air monitoring of destruction facilities. In 2007, our chemists<br />

assisted the U.S. Army by analyzing heavy metals in blister agents<br />

destined for incineration at a chemical disposal facility in Pine<br />

Bluff, Arkansas, to ensure compliance with environmental emission<br />

limits for agent destruction. SwRI also received a contract to<br />

support the Newport Chemical Agent Disposal Facility at<br />

Newport, Indiana. ❖<br />

Visit chemistry.swri.org for more information or contact Vice<br />

President Dr. Michael G. MacNaughton at (210) 522-5162<br />

or michael.macnaughton@swri.org.<br />

environmental engineering • materials chemistry • process engineering • fire protection engineering<br />

demilitarization • analytical & environmental chemistry • pharmaceutical chemistry • environmental sampling<br />

analytical method development • homeland security • health effects & epidemiology investigations<br />

risk & hazard analysis • fire testing & research • microencapsulation • biomaterials engineering<br />

25


Consolidated<br />

Financial Statements<br />

For the years ended September 28, 2007, and September 29, <strong>2006</strong><br />

Income Statements (in thousands of dollars)<br />

2007 <strong>2006</strong><br />

Revenue $500,552 $465,283<br />

Direct Project Costs 295,917 272,765<br />

Operating Income 204,635 192,518<br />

Division Operating Expenses 110,736 106,602<br />

General Overhead 45,550 48,114<br />

Depreciation — General Facilities 11,943 10,348<br />

Internal <strong>Research</strong> 6,001 5,016<br />

Realized/Unrealized Gain on Retiree Medical Funds (3,408) (835)<br />

Income Before Federal Income Tax Expense 33,813 23,273<br />

Federal Income Tax Expense (407) (231)<br />

Net Income $33,406 $23,042<br />

Balance Sheets (in thousands of dollars)<br />

2007 <strong>2006</strong><br />

Current Assets $139,399 $130,721<br />

Property and Equipment, Net 241,042 231,611<br />

Other Assets 39,824 27,786<br />

Total Assets $420,265 $390,118<br />

Current Liabilities $64,830 $65,935<br />

Noncurrent Liabilities 63,530 54,832<br />

Net Worth 291,905 269,351<br />

Total Liabilities and Net Worth $420,265 $390,118<br />

520<br />

500<br />

480<br />

460<br />

440<br />

420<br />

400<br />

380<br />

360<br />

355<br />

Total Revenue<br />

465<br />

435<br />

399<br />

501<br />

440<br />

420<br />

400<br />

380<br />

360<br />

340<br />

320<br />

300<br />

313<br />

Total Assets<br />

390<br />

361<br />

336<br />

420<br />

300<br />

290<br />

280<br />

270<br />

260<br />

250<br />

240<br />

230<br />

220<br />

222<br />

Net Worth<br />

269<br />

246<br />

220<br />

292<br />

340<br />

03 04 05<br />

06<br />

07<br />

(Millions $)<br />

280<br />

03 04 05<br />

06<br />

07<br />

(Millions $)<br />

210<br />

03 04 05<br />

06<br />

07<br />

(Millions $)<br />

26


Board of Directors<br />

Chairperson<br />

Dr. Mary Ann Rankin<br />

Dean, College of Natural Sciences<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Vice Chairman<br />

Mr. Wayne S. Alexander<br />

President (Retired)<br />

SBC <strong>Southwest</strong>ern Bell<br />

San Antonio, Texas<br />

Vice Presidents<br />

Office of Automotive Engineering<br />

Mr. Walter P. Groff, Senior Vice President<br />

Engine, Emissions and Vehicle <strong>Research</strong><br />

Mr. Nigel F. Gale, Vice President<br />

Mr. Eugene L. Ames Jr.<br />

Chairman and CEO<br />

Venus Oil Company<br />

San Antonio, Texas<br />

Mr. J. Dan Bates<br />

President<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong><br />

San Antonio, Texas<br />

Mr. Richard W. Calvert<br />

San Antonio, Texas<br />

Mr. Richard B. Curtin<br />

Executive Vice President —<br />

Operations (Retired)<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong><br />

San Antonio, Texas<br />

Mr. Walter D. Downing<br />

Executive Vice President<br />

<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong><br />

San Antonio, Texas<br />

Mr. A. Baker Duncan<br />

President<br />

Duncan-Smith Investments Inc.<br />

San Antonio, Texas<br />

Mr. Roger R. Hemminghaus<br />

Chairman Emeritus<br />

Ultramar Diamond Shamrock<br />

Corporation<br />

San Antonio, Texas<br />

Officers<br />

President, Mr. J. Dan Bates<br />

Mr. John C. Korbell<br />

Managing Director — Wealth<br />

Management<br />

Senior Investment Management<br />

Consultant<br />

Smith Barney<br />

San Antonio, Texas<br />

Mr. Milton B. Lee<br />

General Manager and CEO<br />

CPS Energy<br />

San Antonio, Texas<br />

Mr. Philip J. Pfeiffer<br />

Partner<br />

Fulbright & Jaworski L.L.P.<br />

San Antonio, Texas<br />

Mr. John B. Roberts<br />

Chairman and President (Retired)<br />

Busch Entertainment Corporation<br />

Austin, Texas<br />

Dr. Ricardo Romo<br />

President<br />

The University of Texas at San Antonio<br />

San Antonio, Texas<br />

Mr. Curtis T. Vaughan Jr.<br />

Chairman of the Board<br />

Vaughan & Sons Inc.<br />

San Antonio, Texas<br />

Mr. David S. Zachry<br />

President and COO<br />

Zachry Construction Corporation<br />

San Antonio, Texas<br />

Fuels and Lubricants <strong>Research</strong><br />

Mr. Walter P. Groff, Acting Vice President<br />

Aerospace Electronics and Information<br />

Technology<br />

Mr. Richard D. Somers, Vice President<br />

Applied Physics<br />

Mr. Edward D. Moore, Vice President<br />

Automation and Data Systems<br />

Mr. Leslie B. Hoffman, Vice President<br />

Chemistry and Chemical Engineering<br />

Dr. Michael G. MacNaughton, Vice<br />

President<br />

Geosciences and Engineering<br />

Dr. Wesley C. Patrick, Vice President<br />

Mechanical and Materials Engineering<br />

Dr. Robert L. Bass III, Vice President<br />

Signal Exploitation and Geolocation<br />

Dr. William G. Guion, Vice President<br />

Space Science and Engineering<br />

Dr. James L. Burch, Vice President<br />

Training, Simulation and Performance<br />

Improvement<br />

Dr. Katharine C. Golas, Vice President<br />

<strong>Institute</strong> Quality Systems<br />

Dr. Amos E. Holt, Vice President<br />

Legal and Patent Office<br />

Mr. John W. McLeod, Vice President and<br />

General Counsel<br />

Executive Vice President, Mr. Walter D. Downing<br />

Chief Financial Officer, Vice President<br />

Finance, and <strong>Institute</strong> Secretary, Mr. John F. Sprencel<br />

Services<br />

Mr. R. Pat Griffith Jr., Vice President<br />

Treasurer and Assistant <strong>Institute</strong> Secretary, Mrs. Beth Ann Rafferty<br />

27


Trustees<br />

Mr. James “Jim” R. Adams<br />

Chairman of the Board (Retired)<br />

Texas Instruments<br />

San Antonio, Texas<br />

Mr. Michael D. Burke<br />

President<br />

MDB Capital Ventures<br />

San Antonio, Texas<br />

Mr. John W. Feik<br />

President and COO<br />

DFB Pharmaceuticals Inc.<br />

San Antonio, Texas<br />

Mr. William E. Greehey<br />

Chairman of the Board<br />

NuStar Energy L.P.<br />

San Antonio, Texas<br />

Mr. Jack R. Allender<br />

Partner<br />

Fulbright & Jaworski L.L.P.<br />

Houston, Texas<br />

Dr. Ronald K. Calgaard<br />

Chairman and Trustee<br />

Ray Ellison Grandchildren Trust<br />

San Antonio, Texas<br />

Mr. H. Rugeley Ferguson<br />

Owner<br />

Hashknife Ranches<br />

San Antonio, Texas<br />

Dr. Rolf R. Haberecht<br />

Chairman of the Board and CEO<br />

VLSIP Technologies Inc.<br />

Richardson, Texas<br />

Mr. Henry “Hank” Arendt<br />

Dallas, Texas<br />

Dr. Paul F. Barbara<br />

Director, Center for Nano and<br />

Molecular Science and<br />

Technology<br />

Richard J.V. Johnson Welch<br />

Regents Chair in Chemistry<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Dr. Eric J. Barron<br />

Dean, Jackson School of<br />

Geosciences<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Dr. G. Kemble Bennett<br />

Vice Chancellor and Dean of<br />

Engineering<br />

Texas A&M Engineering<br />

College Station, Texas<br />

Mr. James R. Berg<br />

President<br />

Matson Multi Media<br />

San Antonio, Texas<br />

Mr. Glenn E. Biggs<br />

Chairman of the Board<br />

Texas Heritage Bank<br />

Boerne, Texas<br />

Dr. John R. Brazil<br />

President<br />

Trinity University<br />

San Antonio, Texas<br />

Ms. Phyllis Browning<br />

President<br />

The Phyllis Browning Company<br />

San Antonio, Texas<br />

Mr. J. Fred Bucy Jr.<br />

President, CEO and BOD Member<br />

(Retired)<br />

Texas Instruments Inc.<br />

Dallas, Texas<br />

Mr. Richard “Dick” L. Burdick<br />

Chairman (Retired)<br />

Thermon Industries Inc.<br />

San Marcos, Texas<br />

Mr. Trent Campbell Jr.<br />

President<br />

Campbell Industrial Sales Inc.<br />

Houston, Texas<br />

Dr. Donald M. Carlton<br />

President and CEO (Retired)<br />

Radian International<br />

Austin, Texas<br />

Dr. Francisco G. Cigarroa<br />

President and Professor of Pediatric<br />

and Transplantation Surgery<br />

The University of Texas Health<br />

Science Center at San Antonio<br />

San Antonio, Texas<br />

Ms. Lila M. Cockrell<br />

President<br />

San Antonio Parks Foundation<br />

San Antonio, Texas<br />

General Donald G. Cook,<br />

USAF (Ret.)<br />

San Antonio, Texas<br />

Mr. Walter N. Corrigan<br />

President<br />

Corrigan Enterprises Inc.<br />

San Antonio, Texas<br />

Dr. Charles L. Cotrell<br />

President<br />

St. Mary’s University<br />

San Antonio, Texas<br />

Dr. William H. Cunningham<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Mr. Donald H. Daigle<br />

Vice President, Refining (Retired)<br />

ExxonMobil<br />

Baton Rouge, Louisiana<br />

Dr. Roger Eichhorn<br />

Professor Emeritus<br />

University of Houston<br />

Houston, Texas<br />

Dr. Larry Faulkner<br />

President<br />

Houston Endowment<br />

Houston, Texas<br />

Dr. William L. Fisher<br />

Professor and Barrow Chair<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Dr. Peter T. Flawn<br />

President Emeritus<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Dr. Raymond “Ray” W. Flumerfelt, P.E.<br />

Professor, Chemical Engineering and<br />

Vice Director, National Wind Energy<br />

<strong>Research</strong> and Testing Center<br />

University of Houston<br />

Houston, Texas<br />

Dr. Robert R. Fossum<br />

Senior <strong>Research</strong> Scientist<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Mr. James B. Francis Jr.<br />

President<br />

Francis Enterprises Ltd.<br />

Dallas, Texas<br />

Mr. Tom C. Frost<br />

Senior Chairman of the Board<br />

Frost National Bank<br />

San Antonio, Texas<br />

Mr. Martyn C. Glen<br />

Managing Director<br />

Integra Realty Resources —<br />

San Antonio<br />

San Antonio, Texas<br />

Dr. Earnest “Ernie” F. Gloyna<br />

Professor Emeritus, Bettie Margaret<br />

Smith Chair (Retired)<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Mr. Christopher “Kit” Goldsbury Jr.<br />

CEO<br />

Silver Ventures<br />

San Antonio, Texas<br />

Mr. James D. Goudge<br />

Chairman and CEO<br />

Broadway Bank<br />

San Antonio, Texas<br />

Mr. John “Jack” A. Hammack<br />

Owner<br />

Hammack Oil Company<br />

Dallas, Texas<br />

Mr. Houston H. Harte<br />

Vice Chairman<br />

Harte-Hanks Inc.<br />

San Antonio, Texas<br />

Mr. George A. Helland Jr., P.E.<br />

Senior Associate<br />

Cambridge Energy <strong>Research</strong> Associates<br />

Houston, Texas<br />

Mr. Mario Hernandez<br />

President<br />

San Antonio Economic Development<br />

Foundation<br />

San Antonio, Texas<br />

General Robert T. Herres, USAF (Ret.)<br />

Chairman and CEO (Retired)<br />

USAA<br />

San Antonio, Texas<br />

General Hal M. Hornburg, USAF (Ret.)<br />

Fair Oaks Ranch, Texas<br />

Dr. John P. Howe III<br />

President and CEO<br />

Project HOPE<br />

Millwood, Virginia<br />

Mr. Benny H. Hughes<br />

Partner of Counsel<br />

Orgain, Bell & Tucker L.L.P.<br />

Beaumont, Texas<br />

Dr. Anthony J. Infante<br />

Professor in Interim for Vice Chair for<br />

<strong>Research</strong><br />

The University of Texas Health Science<br />

Center at San Antonio<br />

San Antonio, Texas<br />

Lt. Gen. Daniel James III, USAF (Ret.)<br />

Arlington, Virginia<br />

Mr. Mark M. Johnson<br />

President — San Antonio Region<br />

Texas Capital Bank, N.A.<br />

San Antonio, Texas<br />

28


Mr. Jeffrey “Jeff” Kodosky<br />

NI Fellow<br />

National Instruments<br />

Austin, Texas<br />

Mr. Charles L. Korbell Jr.<br />

Fair Oaks Ranch, Texas<br />

Mr. Joseph “Joe” R. Krier<br />

President and CEO<br />

The Greater San Antonio Chamber of<br />

Commerce<br />

San Antonio, Texas<br />

Lt. Gen. Frank F. Ledford Jr., USA (Ret.)<br />

President (Retired)<br />

<strong>Southwest</strong> Foundation for Biomedical<br />

<strong>Research</strong><br />

San Antonio, Texas<br />

Mr. Pat Legan<br />

Owner<br />

Legan Properties<br />

San Antonio, Texas<br />

Mr. Mike Manuppelli<br />

CEO<br />

Automotive-Truck Parts Company Inc.<br />

San Antonio, Texas<br />

Mr. Julian G. Martin<br />

Consultant<br />

Austin, Texas<br />

Dr. Kathleen S. Matthews<br />

Dean, Natural Sciences<br />

Wiess School of Natural Sciences<br />

Rice University<br />

Houston, Texas<br />

Mr. L. Lowry Mays<br />

Chairman<br />

Clear Channel Communications<br />

San Antonio, Texas<br />

General William V. McBride, USAF (Ret.)<br />

San Antonio, Texas<br />

Mr. Robert S. McClane<br />

President<br />

McClane Partners L.L.C.<br />

San Antonio, Texas<br />

Dr. Henry C. McGill Jr.<br />

Senior Scientist Emeritus<br />

<strong>Southwest</strong> Foundation for Biomedical<br />

<strong>Research</strong><br />

San Antonio, Texas<br />

Ms. Elaine Mendoza<br />

President and CEO<br />

Conceptual MindWorks Inc.<br />

San Antonio, Texas<br />

Mr. John “Jack” K. Meyer<br />

Proprietor<br />

Fiduciary Services<br />

San Antonio, Texas<br />

Mr. Palmer Moe<br />

Managing Director<br />

Kronkosky Charitable Foundation<br />

San Antonio, Texas<br />

Dr. Jon N. Moline<br />

President Emeritus<br />

Texas Lutheran University<br />

Seguin, Texas<br />

Mr. Joe F. Moore<br />

CEO (Retired)<br />

Presidents Circle<br />

National Academy of Sciences<br />

Houston, Texas<br />

Mr. Robert “Bob” G. Newman<br />

Partner<br />

Fulbright & Jaworski L.L.P.<br />

San Antonio, Texas<br />

Dr. John M. Niedzwecki<br />

Executive Associate Dean and<br />

Associate Vice Chancellor of<br />

Engineering<br />

Associate Director of TEES<br />

Holder of R.P. Gregory ’32 Chair<br />

Dwight Look College of<br />

Engineering<br />

Texas A&M University<br />

College Station, Texas<br />

Dr. Geoffrey C. Orsak<br />

Dean and Professor<br />

School of Engineering<br />

Southern Methodist University<br />

Dallas, Texas<br />

Dr. Richard “Rusty” E. Phillips<br />

Vice President and Clinical<br />

Alliances<br />

The Sorin Group<br />

Austin, Texas<br />

Dr. Tessa Martinez Pollack<br />

President<br />

Our Lady of the Lake University<br />

San Antonio, Texas<br />

Mr. Chester N. Posey<br />

Chairman<br />

Orbix Corporation<br />

Clifton, Texas<br />

Dr. Carl F. Raba Jr., P.E.<br />

Chairman and CEO<br />

Raba-Kistner Consultants Inc.<br />

San Antonio, Texas<br />

Mr. Christopher T. Rice<br />

Chief Technology Officer<br />

AT&T<br />

San Antonio, Texas<br />

Dr. Herbert H. Richardson<br />

Director Emeritus<br />

Texas Transportation <strong>Institute</strong><br />

The Texas A&M University System<br />

College Station, Texas<br />

Dr. Ronald J. Robinson<br />

Chairman and CEO<br />

Knowledge Deployment Inc.<br />

College Station, Texas<br />

Mr. Phillip S. Sizer, P.E.<br />

Consultant<br />

Dallas, Texas<br />

Mr. Jack M. Spinks<br />

Owner<br />

Spinks & Associates<br />

Claremore, Oklahoma<br />

Mr. Thomas A. Stephenson<br />

President and Publisher<br />

San Antonio Express-News<br />

San Antonio, Texas<br />

Dr. Ben G. Streetman<br />

Dean, College of Engineering<br />

The University of Texas at Austin<br />

Austin, Texas<br />

Dr. Elizabeth Anne Sueltenfuss, CDP<br />

President Emerita<br />

Our Lady of the Lake University<br />

San Antonio, Texas<br />

Dr. Stephen A. Szygenda, P.E.<br />

Cecil H. Green Chair in Engineering<br />

Professor of Computer Science and<br />

Engineering<br />

Professor of Engineering<br />

Management, Information and<br />

Systems<br />

School of Engineering<br />

Southern Methodist University<br />

Dallas, Texas<br />

Mr. Timothy “Tim” N. Tipton<br />

Vice President, Technology Services<br />

Marathon Oil Company<br />

Houston, Texas<br />

Dr. Denise M. Trauth<br />

President<br />

Texas State University —<br />

San Marcos<br />

San Marcos, Texas<br />

Mr. Thomas L. Travis<br />

President and CEO<br />

International Bank of Commerce —<br />

Oklahoma<br />

Oklahoma City, Oklahoma<br />

Lic. Carlos Vidali<br />

President<br />

Vidali & Associates L.L.C.<br />

La Jolla, California<br />

Mr. Edward E. Whitacre Jr.<br />

Chairman of the Board and<br />

CEO (Retired)<br />

AT&T<br />

San Antonio, Texas<br />

Mr. John “Jack” H. Willome<br />

President (Retired)<br />

Rayco<br />

Boerne, Texas<br />

The Honorable Nelson W. Wolff<br />

County Judge<br />

Bexar County Courthouse<br />

San Antonio, Texas<br />

Mr. H. Bartell Zachry Jr.<br />

Chairman and CEO<br />

Zachry Group Inc.<br />

San Antonio, Texas<br />

29


<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong><br />

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San Antonio, Texas 78228-0510<br />

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San Antonio, Texas<br />

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<strong>Southwest</strong> <strong>Research</strong> <strong>Institute</strong><br />

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