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SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Abaco Global Advisors Ltd.<br />
Akelius Invest Ltd.<br />
Alliance Investment Management Ltd.<br />
AlphaCove Advisors Limited<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Pierre Andre Perucca,<br />
1. Managing Securities<br />
Jorge.moreira@amps-ltd.com<br />
Halsbury Commercial Center<br />
394-4182 394-4183<br />
SS-19689 Pierre Monnard, Karl Hoerkens, Jorge Barrow<br />
2. Advising on Securities<br />
genman@abaco-ltd.com<br />
Nassau, Bahamas<br />
Moreira<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
367-2030 367-5788 demetris.syllouris@akeliusinvest.com<br />
326-7333 326-7336<br />
arelcock@allianceinvest.com;<br />
jrbrown@allianceinvest.com<br />
676-3796 676-3725 info@alphacove.com<br />
700 Don Mackay Boulevard<br />
Abaco, Bahamas AB-20415 Demetrius Georgiou Syllouris<br />
Ground Floor<br />
British Colonial Hilton Centre <strong>of</strong> Commerce<br />
1 Bay Street<br />
Nassau, Bahamas<br />
7 Caves Pr<strong>of</strong>essional Centre<br />
West Bay Street<br />
Nassau, Bahamas<br />
SS-19051<br />
SP-63866<br />
Julian Brown; Avril Elcock-Major; Nolan Asquith<br />
Johnson<br />
Reto Wiget, Michael Del Bianco<br />
Alternative Asset Advisors S.A.<br />
Analytical Research Advisors, LLC<br />
Andbanc (Bahamas) Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
702-1400 327-6629 miguel.gonzalez@syzbank.com<br />
322-5448 325-8445 info@sterling-<strong>bahamas</strong>.com<br />
322-4081 322-4071 manel@agricol.com<br />
Bayside Executive Park<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
205A<br />
Saffrey Square<br />
Bank Lane and Bay Street<br />
Nassau, Bahamas<br />
Suite 304<br />
British Colonial Hilton Centre <strong>of</strong> Commerce<br />
1 Bay Street<br />
Nassau, Bahamas<br />
N-1089 Miguel Gonzalez<br />
N-9934 Jean-Stephane Marie Lods<br />
AP-59223<br />
Manuel Martinez Campos; Claudine Farquharson<br />
Ansbacher (Bahamas) Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
322-1161 326-5020 carlton.mortier@ansbacher.bs<br />
4th Floor<br />
Colina Imperial Building<br />
#308 East Bay Street<br />
Nassau, Bahamas<br />
N-7768<br />
Kendrick G. Albury, Sandra Brice, Ca<strong>the</strong>rine L.<br />
Fadely, Ricardo Rolle, Mary Rodland, Carlton<br />
Newton Mortier; Ginarenae Chuno, Lashelle<br />
White; Ka<strong>the</strong>rine Rolle<br />
Arbitral Securities Ltd.<br />
Arner Bank & Trust (Bahamas) Ltd.<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
(305)<br />
374-8111<br />
(305)<br />
372-9933<br />
andre@arbitral.com<br />
327-6594 327-6584 david.thain@arnerbank.ch<br />
Fort Nassau Centre<br />
Marlborough Street<br />
Nassau, Bahamas<br />
Suite 2<br />
Building 2<br />
Caves Village<br />
Nassau, Bahamas<br />
SP-64093<br />
Andre Mendes Senra Souza; Fernando Mauricio<br />
Da Rocha Pereira Leite<br />
N-3917 David G. Thain; David Rounce<br />
Autana Capital Management<br />
Axxets Management Inc.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
327-3947 327-3958 jme@autanacapital.com<br />
502-7010 394-3253 guiora@axxets.com<br />
Caves Village<br />
West Bay Street<br />
Nassau, Bahamas<br />
3rd Floor<br />
308 East Bay Street<br />
Nassau, Bahamas<br />
N-7776 Jean-Marc Emden<br />
CB-12407<br />
Guiora Esrubilsky<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Bahamas Central Securities Depository Clearing Facility kdavies@bisx<strong>bahamas</strong>.com<br />
2nd Floor <strong>of</strong> <strong>the</strong> Fort Nassau Centre<br />
British Colonial Hilton<br />
EE-15672 Keith Davies (President)<br />
Nassau, Bahamas<br />
info@bisx<strong>bahamas</strong>.com;<br />
2nd Floor <strong>of</strong> <strong>the</strong> Fort Nassau Centre<br />
Bahamas International Securities Exchange (BISX) Exchange 323-2330 323-2320<br />
holland@bisx<strong>bahamas</strong>.com;<br />
kdavies@bisx<strong>bahamas</strong>.com<br />
British Colonial Hilton<br />
Nassau, Bahamas<br />
EE-15672 Keith Davies (Chief Executive Officer)<br />
Bahamas Securities (1987) Limited<br />
Banca del Sempione (Overseas) Ltd.<br />
Bank <strong>of</strong> <strong>the</strong> Bahamas Limited<br />
Banque Privee Edmond de Rothschild Ltd.<br />
Bearbull Degro<strong>of</strong> International Limited<br />
Behring International Asset Management Limited<br />
Berkeley (Bahamas) Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
325-6591 325-6592 cculmer@bdomannjudd.com<br />
322-8015 356-2030 bmeier@bancasempione.ch<br />
326-2560 325-7162 info.bob@bank<strong>bahamas</strong>.com<br />
702-8000 702-8008 gfpinoesch@bper.ch<br />
362-5959 362-5973 l.lowe@bearbull.com<br />
356-0107 322-1612 behring@batelnet.bs<br />
393-8395 394-6841 trader1@<strong>bahamas</strong>.net.bs<br />
3rd Floor<br />
Ansbacher House<br />
Bank Lane<br />
Nassau, Bahamas<br />
3rd Floor<br />
George House<br />
George Street<br />
Nassau, Bahamas<br />
Claughton House<br />
Shirley & Charlotte Streets<br />
Nassau, Bahamas<br />
Lyford Financial Centre<br />
Lyford Cay #2<br />
West Bay Street<br />
Nassau, Bahamas<br />
Unit 2<br />
Old Fort Bay<br />
Lyford Cay<br />
Nassau, Bahamas<br />
Suite 5<br />
2nd Floor<br />
Plaza-on-<strong>the</strong>-Way<br />
West Bay Street<br />
Nassau, Bahamas<br />
2nd Floor<br />
One Montague Place<br />
Nassau, Bahamas<br />
F-42498 George C. Culmer; Myles J. Culmer<br />
N-8159 Beat Viktor Meier; Neil DeCordova Baker<br />
N-7118<br />
SP-63948<br />
Paul McWeeney,Renee Davis, Hubert<br />
Edwards,Yvette Johnson,Laura Williams, Dario<br />
Lundy- Mortimer; Michael Basden; Philice Albury<br />
Roberto Genovese, Christine Malard, Gian<br />
Pinosch, Celina Thompson, Duhiza Smith; Michelle<br />
Reckley; Brendan Davis; Marie-Claude Tremblay<br />
N-4287 Nicole M. Dupuy; Linda L. Lowe;<br />
N-747 Arthur Chase; Philip Beneby<br />
N-3927 Warren T. Roberts, Christopher I. Thompson<br />
Binnacle Advisors Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
502-8822 502-8840 diane@groupclaymore.com<br />
Bayside House<br />
Bayside Executive Park<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
AP-59213<br />
Monique L. Major; Mat<strong>the</strong>w Gibbons; Shanika<br />
Rochelle Pearson<br />
Binnacle Investment Group Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
502-8822 502-8840 diane@groupclaymore.com<br />
Bayside House<br />
Bayside Executive Park<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
AP-59213<br />
Mat<strong>the</strong>w Gibbons<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Black Isle Management Services Ltd<br />
2nd Floor<br />
1. Managing Securities<br />
1-(866) 807-<br />
427-0606<br />
ian@blackislemanagement.com<br />
Centre <strong>of</strong> Commerce<br />
2. Advising on Securities<br />
1383<br />
1 Bay Street<br />
Nassau, Bahamas<br />
SS-19501 Ian Black<br />
Braun & CIE Ltd.<br />
BSI Overseas (Bahamas) Ltd.<br />
BSI Trust Corporation (Bahamas) Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
325-6591 325-6592 jbrown@allianceinvest.com<br />
502-2200 502-2300 michele.balice@bsibank.com<br />
702-1201 702-1250 michele.balice@bsitrustbah.com<br />
Ansbacher House<br />
East Street<br />
Nassau, Bahamas<br />
Goodman's Bay Corporate Centre<br />
West Bay Street & Seaview Drive<br />
Nassau, Bahamas<br />
3rd Floor<br />
Goodman’s Bay Corporate Center<br />
Nassau, Bahamas<br />
N-10144 Julian Brown<br />
N-7130<br />
N- 10976<br />
Jennifer Wells; Alain Torchon-Newry; Matteo<br />
Raimondo; Fabrizio Alberta Tuletta; Vasilia<br />
Victoria Mavros; Domenico Tomaselli; Gino<br />
Ragazzini; Saverio Balice; Alec Rolle; Brenda<br />
Ferguson- Jones; Denise Campbell; Tonya<br />
Sweeting; Julian Adderley; Andrea Fronzoni;<br />
Pierluigi Pecorini; Joseph Lella; Andrea Crescini;<br />
Luca Tamburini<br />
Butterfield Bank (Bahamas) Limited<br />
CBH (Bahamas) Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
393-8200 393-3772 julienmartel@butterfieldbah.bs<br />
394-6161 394-6262 pcreary@cbhbank.com<br />
Montague Sterling Centre<br />
East Bay Street<br />
Nassau, Bahamas<br />
CBH House<br />
East Bay Street<br />
Nassau, Bahamas<br />
N-3242 Julien Martel<br />
N-1724<br />
Herman-Josef Hermanns, Pauline Lightbourne,<br />
Steven I. Miller, Ursula Rolle, Frank Negri<br />
CFAL<br />
CFAL Securities Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
502-7010 356-3677 sthurtston@cfal.com<br />
502-7010 356-3677 sthurtston@cfal.com<br />
308 East Bay<br />
East Bay Street<br />
Nassau, Bahamas<br />
4th Floor<br />
308 East Bay<br />
East Bay Street<br />
Nassau, Bahamas<br />
CB-12407<br />
CB-12407<br />
Anthony Ferguson; Pamela Musgrove<br />
Anthony Ferguson; Shafegah Duncanson, Pamela<br />
Quise Musgrove, Sophia Patrice Thurston, Tiffany<br />
Angelique Smith; Dwayne Swann; Jamaal Stubbs;<br />
Jeanelle Christal Francis; Anna Zervos; Kevin<br />
Burrows; Giovannah Evans<br />
CIBC Trust Company (Bahamas) Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
356-1800 322-3692 ben.gillooly@wi.cibc.com<br />
Goodman's Bay Corporate Centre<br />
West Bay Street & Seaview Drive<br />
Nassau, Bahamas<br />
N-3933 Sean R. Harrington; Carlis Chisolm; Norma Major<br />
CIBC Trust Company (Bahamas) Limited Ancillary Facility 356-1800 322-3692<br />
Citco Bank & Trust Company (Bahamas) Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
ben.gillooly@wi.cibc.com<br />
carlis.chisholm@wi.cibc.com<br />
502-5300 394-0701 clientdesknassau@citco.com<br />
Goodman's Bay Corporate Centre<br />
Nassau, Bahamas<br />
One Montaque Place<br />
East Bay Street<br />
Nassau, Bahamas<br />
N-3933 Carlis Chisholm<br />
N-4906<br />
Natasha M. Dean; Tamar M. Armbrister-Delancey;<br />
Lyla A. Hepburn; Rupert Walle<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
1. Dealing in Securities as Agent<br />
2nd Floor<br />
2. Arranging Deals<br />
Atlantic House<br />
Colonial Pension Services (Bahamas) Limited 3. Managing Securities<br />
502-7526 502-7501 Larry.Gibson@atlantichouse.com.bs<br />
SS-6246 Larry Gibson; Desiree L. Parker<br />
Collins Avenue<br />
4. Advising on Securities<br />
Nassau, Bahamas<br />
Corner Bank (Overseas) Limited<br />
Credit Agricole Suisse (Bahamas) Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
394-4977 394-5264 infobank@corner.bs<br />
502-8100 502-8166 Anjamarie.charles@ca-suisse.bs<br />
1st Floor<br />
308 East Bay Street<br />
Nassau, Bahamas<br />
Goodman's Bay Corporate Centre<br />
West Bay Street & Seaview Drive<br />
Nassau, Bahamas<br />
N-7134 Colyn Roberts, Michelle Clivio<br />
N-3015<br />
Anjamarie Charles, Claude Lussier, Fontella<br />
Chipman, Jennifer Rolle-Cox, Antoine Candiotti<br />
Credit Suisse AG ( Nassau Branch) Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
356-8100 326-6589 jeunesse.osadebay@credit-suisse.com<br />
4th Floor<br />
The Bahamas Financial Centre<br />
Shirley & Charlotte Streets<br />
Nassau, Bahamas<br />
N-4928<br />
Locksley Virgil Knowles II; Muriel Mackey; Andre<br />
Comery; Delric Beneby; Michael Ranson, Shardon<br />
Hanna, Bernadette Heastie, Aisha Johnson, Sandra<br />
Heastie-Wells; Sheena Deveaux; Alexandre<br />
Sampedro, Marco Fuoco Junior, Tonice Hamilton,<br />
Doreen Pratt, Renato de Matos, Brennette<br />
Ferguson, Valentino Brown, Latoya Gibson, ,<br />
Marcio Claudino Macedo; Sergios dos Santos,<br />
Philippe Szymanowski; Leonardo Brayner; Carlo<br />
Azzi; Daniel Marc Brunner; Jeunesse Osadebay<br />
Bullard; Ezzard Charles; Francisco Goncalves.<br />
Credit Suisse Brazil (Bahamas) Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
302-4000 302-4049 doreen.pratt@csfb.com<br />
The Bahamas Financial Centre<br />
Shirley & Charlotte Streets<br />
Nassau, Bahamas<br />
N-3241<br />
Doreen A. Pratt; Tonice Hamilton; Marco Fuocco;<br />
Renato de Matos, Marcio Claudino Macedo;<br />
de la Fontaine & Associates Ltd. 1. Managing Securities 394-0128 394-4183 Jorge.moreira@amps-ltd.com<br />
Halsbury Commercial Centre<br />
Village Road<br />
Nassau, Bahamas<br />
SS-19689<br />
Ralf Huber, Pierre Monnard; Karl Hoerkens<br />
Deltec Bank & Trust Ltd.<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
302-4100 362-4623 tis@deltecbank.com<br />
Deltec House<br />
Lyford Cay<br />
Nassau, Bahamas<br />
N-3229<br />
Terrance Girling; David McNaughtan; James Moss;<br />
Sherene Sa<strong>under</strong>s; Lianne Johnson; Damian<br />
Eustan Forbes<br />
EFG Bank & Trust (Bahamas) Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
502-5400 502-5428 <strong>the</strong>resa.haven-adderley@efgbank.com<br />
2nd Floor<br />
Centre <strong>of</strong> Commerce<br />
1 Bay Street<br />
Nassau, Bahamas<br />
SS-6289<br />
Karen Pinder,Edward Cooper,Rosalyn<br />
D'Aleyn,Robert Morrison,Christopher<br />
Southgate,Miles Evans,Jaspreet Dhaliwal, James<br />
Francisco Stewart; Brent Haines; Vivienne Watts;<br />
Theresa Haven-Adderley; Luciana Silvera<br />
Perdoma, Jorge Zeballos, Andrew Raenden;<br />
Ludovic Jaques Chechin-Laurens<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
1. Dealing in Securities as Agent<br />
Elco Securities Limited<br />
2. Arranging Deals<br />
Loyalist Plaza,<br />
John D. Benjamin; Ellison Collie; Lawrence Collie;<br />
3. Managing Securities<br />
367-2558 367-2568 elcobank@batelnet.bs<br />
Don Mackey Boulevard,<br />
AB-20377<br />
David Hoang, Linda Caroline Leanardon<br />
4. Advising on Securities<br />
Marsh Harbour, Abaco<br />
Eurobanco Bank Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
327-4157 327-4159 ebenitez@eurobancobankltd.com<br />
Suite 12<br />
Caves Pr<strong>of</strong>essional Center<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
N-1114 Natividad Es<strong>the</strong>r Benitez<br />
Euro-Dutch Trust Company (Bahamas) Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
325-1033 323-7918 ceo@euro-dutch.com<br />
Templeton Building<br />
Lyford Cay<br />
Nassau, Bahamas<br />
N-9204<br />
Dawn E. Goodwin-Davies; Antonius L. Inder-<br />
Rienden; Eric Strachan<br />
F.I. Management Ltd.<br />
FAB Portfolio Management (Bahamas) Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
502-7020 393-5002 n.silvestri@irv.edu<br />
322-5444 325-8445 brunopletscher@gmail.com<br />
308 East Bay Street<br />
Nassau, Bahamas<br />
Suite 205A<br />
Saffrey Square Building<br />
Bay Street<br />
Nassau, The Bahamas<br />
N-9058 Nicola Silvestri<br />
N-9934 Alan Edward Cole, Fabrizio Zanaboni<br />
FC Capital Investments Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
677-9661 356-5875 leo@fcci<strong>bahamas</strong>.com<br />
Dominion House<br />
Montrose Avenue<br />
Nassau, Bahamas<br />
SS-19027<br />
Leo Betschart, Beverly Rahming<br />
FG Capital Markets Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
396-4000 393-1100 info@familyguardian.com<br />
Family Guardian Corporate Centre,<br />
East Bay & Shirley Streets<br />
SS-6232<br />
Patricia Hermanns; Lyrone Burrows; John<br />
Percentie Jr.; Cardinal McCardy; Stuart Ambrose<br />
Kelly<br />
First Overseas Bank Limited<br />
FirstCarribbean International Bank (Bahamas)<br />
LImited<br />
GEM Global Equities Management S.A.<br />
Gems Management Limited<br />
Gestfinanz (Bahamas) Limited<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
327-4775 327-4776 info@firstoverseasbank.com<br />
325-7384 323-1087 sherrylyn.bastian@firstcaribbeanbank.com<br />
677-5270 362-5257 ceo@euro-dutch.com<br />
326-1905 326-3839 gems@batelnet.bs<br />
356-4114 356-4125 jerome.gomez@gestfinanz<strong>bahamas</strong>.com<br />
Office #1, Building #2<br />
Caves Village Pr<strong>of</strong>essional Centre<br />
West Bay Street<br />
Nassau, Bahamas<br />
Charlotte House<br />
Shirley & Charlotte Streets<br />
Nassau, Bahamas<br />
Templeton Building<br />
West Bay Street<br />
Nassau, Bahamas<br />
Norfolk House<br />
Frederick Street<br />
Nassau, Bahamas<br />
The Deanery<br />
28 Cumberland Street<br />
Nassau, Bahamas<br />
CB-11903<br />
N-3221<br />
Jorge Horacio Shedden; Carlos Patricio Walton<br />
Sean Blyden, Ian<strong>the</strong> Moxey, Paul Major, Sharon<br />
Deveaux, Bernadette Cartwright, Ingrid Carey,<br />
Randy Taylor, Marie Rodland-Allen, Ca<strong>the</strong>rine<br />
Gibson, Gina MacKenzie<br />
N-9204 Anthony L-M. Inder-Rieden<br />
CB-12809<br />
N-1991<br />
Cedric Carroll; Sheldon Cartwright; Tinessa<br />
Sweeting-Diallo; David Elkrief<br />
Oliver Camponovo; Franco Rossini; Michael<br />
Halkitis<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
1. Dealing in Securities as Agent<br />
214 Lagoon Court<br />
2. Arranging Deals<br />
Warren A. Davis; Christopher E. Lunn; Shavonne<br />
Olde Town Mall<br />
Gibraltar Global Securities Inc.<br />
3. Managing Securities<br />
327-4474 327-8775 warren@ggsi<strong>bahamas</strong>.com<br />
SP-63886 Mounts; Deeiann Pratt; Jacqueline Gibson; Janis<br />
Sandyport<br />
4. Advising on Securities<br />
Henfield; Jason Smith<br />
Nassau, Bahamas<br />
Global Advisors Partners Ltd.<br />
Global Private Portflio Management Limited<br />
Gonet Bank & Trust Limited<br />
Green Cay Private Client Ltd.<br />
Hasenbichler Asset Management Inc.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
362-6006 362-5788 pklonaris@klonarislaw.com<br />
327-1097 327-1070 gppm@batelnet.bs<br />
362-5406 362-5405 pthompson@bankgonet.com<br />
362-6400 362-6402 jb@greencay.com.bs <br />
502-7020 393-5002 info@genesisfundservices.com<br />
Lyford Financial Centre<br />
Nassau, Bahamas<br />
Suite 232, 2nd Floor,<br />
Island Lane Building,<br />
Olde Towne, Sandyport<br />
Offices at Old Fort Bay<br />
West Bay St.<br />
Nassau, Bahamas<br />
Lyford Cay Drive<br />
Nassau, Bahamas<br />
4th Floor<br />
308 East Bay Street<br />
P.O. Box N-9058<br />
Nassau, Bahamas<br />
Nassau, Bahamas<br />
N-7776 Ivano Alliata; Alexaner Vanc<strong>of</strong>f<br />
N-4487<br />
SP-61302<br />
Henry A. Podlewski; Micheal I. Slack; Elsworth<br />
Moss<br />
Pascal Hammerer ; Reniskha Missick; Raquel<br />
Jacqueline Duncombe;<br />
N-7776 Jane Marie Siebels; Joseph Byrne<br />
N-9058 Bernd Michael Hasenbichler<br />
Heath Bank & Trust Limited<br />
Holowesko Advisors Ltd.<br />
Hottinger Bank & Trust Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
322-3533 322-3537 mmorris@heathbank.com<br />
362-7800 362-6733 mholowesko@holoweskopartners.com<br />
362-7000 362-7007 compliance@hottingerbank.bs<br />
2nd Floor<br />
Cumberland House<br />
27 Cumberland Street<br />
Nassau, Bahamas<br />
Shipston House<br />
West Bay Street<br />
Lyford Cay<br />
Nassau, Bahamas<br />
Lyford Manor<br />
West Bay Street<br />
Nassau, Bahamas<br />
SP-63137<br />
Michael Morris; Bonnielyn Adderley;<br />
N-7776 Richard Farrington; Mark Holowesko<br />
CB-13012<br />
Francis Thompson; Portia Yvette Smith; Ingrid<br />
Indeira Taylor; Bernard Young, Alfred Schaller;<br />
Devaughn Edgecombe<br />
Huber Management Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
325-4885 323-7284<br />
ums@serviceco-bs.com;<br />
bh@huberint.com<br />
3rd Floor<br />
Atlantic House<br />
N-529 Bernard Huber<br />
Independent Advisory Services Limited<br />
Itau Bank & Trust Bahamas Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
327-6057 327-6058 info@inadservices.com<br />
502-3100 328-2750 natasha.moreee@itau.com<br />
Lagoon Court Suite 215<br />
Olde Town Mall<br />
Sandyport<br />
Nassau, Bahamas<br />
Charlotte House<br />
Charlotte & Shirley Streets<br />
Nassau, Bahamas<br />
SP-63924<br />
N-3930<br />
Adolfo F. Miranda; Beat Wernli<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
J. Safra Asset Management Limited<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Building III<br />
1. Managing Securities<br />
677-6555 677-6550 w.penino@safra.bs<br />
Bayside Executive Park<br />
2. Advising on Securities<br />
West Bay Street & Blake Road<br />
CB-10988 Israel Borba<br />
Nassau, Bahamas<br />
Julius Baer Bank & Trust (Bahamas) Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
394-9100 394-9140 rochelle.rolle@juliusbaer.com<br />
Ocean Centre<br />
Montague Foreshore<br />
Nassau, Bahamas<br />
N-4890<br />
Maria Tsavousis-Darville;Rochelle Rolle; Jean-Marc<br />
Alphonse Fellay; Nicolaus Martin Good; Remo<br />
Caderas; Patrick Feuz<br />
K.P. Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.com<br />
Lambda Asset Management<br />
1. Managing Securities<br />
2. Advising on Securities<br />
3631528 3631528 fabio@lambdaam.com<br />
Halsbury Commercial Centre<br />
Village Road<br />
Nassau, 7 Venetian Bahamas Lane<br />
Old Fort Bay<br />
P.O. Box CR-56766 #218<br />
Nassau, Bahamas<br />
SS-19689<br />
Karl Hoerkens; Pierre M. Monnard; Moreira<br />
Barrow, Jorge Isaac<br />
N-4875 Fabio Allocco<br />
Leno Corporate Services Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
364-2806 364-5880 slongley@lenocorporateservices.com<br />
2nd Floor<br />
Pineapple Place<br />
Nassau, Bahamas<br />
N-7535 Sean Longley; Khalil Braithwaite<br />
Libeco Asset Management Ltd. 1. Managing Securities 394-4182 394-4183 jorge.moreira@apms-ltd.com<br />
Suite No. 2<br />
Halsbury Commercial Center<br />
Village Road<br />
Nassau, Bahamas<br />
SS-19689<br />
Pierre Biraben, Pierre Monnard, Karl Hoerkens<br />
Lighthouse Asset Mangement Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
327-6594 327-6584 david.thain@lighthouse-am.com<br />
Caves Village<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
N-3917 David Thain<br />
LOM Securities (Bahamas) Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
323-0032 323-0084 craig.lines@lom.com<br />
Suite 309<br />
British Colonial Hilton Centre <strong>of</strong> Commerce<br />
1 Bay Street<br />
Nassau, Bahamas<br />
CB-12762<br />
Craig Lines; Semoy Scully; Anita Datt; Nigel Bell<br />
Lombard Odier Darier Hentsch Private Bank &<br />
Trust Ltd.<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
302-2100 302-2101 niekia.horton@lodh.com<br />
Goodman's Bay Corporate Centre<br />
West Bay Street & Seaview Drive<br />
Nassau, Bahamas<br />
N-4938 Niekia Horton; Christian Coquoz ; William Jardim<br />
Macro Bank Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
327-6418 327-6427 acalvo@macrobank.com.uy<br />
Caves Village Pr<strong>of</strong>essional Centre<br />
West Bay Street<br />
Nassau, Bahamas<br />
N-4444 Carlos Calvo Lopez; Alejandro Maciel; Ellen Key<br />
Magellan Securities Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
326-2700 326-2710 bdavidowski@magellan<strong>securities</strong>.net<br />
Goodman's Bay Corporate Centre<br />
2nd Floor<br />
Nassau, Bahamas<br />
CB-12762<br />
Robert Davidowski<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Maritime Securities Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
327-4463 328-0892 tmoss@maritime<strong>securities</strong>.com<br />
Suite 200<br />
Priderock Corporate Centre<br />
Bay & East Streets<br />
Nassau, Bahamas<br />
CB-10969<br />
Herman R.T. Moss<br />
Metropolitan Bank (Bahamas) Limited<br />
Mignon (Nassau) Limited<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals in Securities<br />
1. Managing Securities<br />
2. Advising on Securities 327-6618<br />
327-6806 327-6617<br />
677-1925 394-2142 jacquie.bain@metrobank<strong>bahamas</strong>.com<br />
dlt@mignon.bs<br />
Millennium Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.com<br />
MMG Bank & Trust Ltd.<br />
Nordica Investment Management Limited<br />
1.Dealing in Securities as Agent<br />
2. Managing Securities<br />
3. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
326-2400 322-5567 hea<strong>the</strong>r.bellot@mmgbank.com<br />
327-2600 325-8445 acole@sterling-<strong>bahamas</strong>.com<br />
Suite 700<br />
2nd Floor<br />
New Providence Financial Centre<br />
East Bay St.<br />
Nassau, Bahamas<br />
Caves Village<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
Halsbury Commercial Centre<br />
Village Road<br />
Nassau, Bahaas<br />
Suite 102<br />
Saffrey Square<br />
Bay Street & Bank Lane<br />
Nassau, Bahamas<br />
Suite 205A<br />
Saffrey Square<br />
Bay Street & Bank Lane<br />
Nassau, Bahamas<br />
CR-56766<br />
AP-59223<br />
SS-19689<br />
Jacqueline Bain; Brenda McAlpine; Indrawati<br />
Gibson; John Lawrence<br />
Doro<strong>the</strong>a Thompson<br />
Karl Hoerkens; Pierre M. Monnard<br />
N-4889 Ernestine D. Moss; Hea<strong>the</strong>r Bellot<br />
N-10222 Daniel Hedkrok; Anna Hedkrok<br />
Octogone Fund Management Limited<br />
Old Fort Financial<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
362-4995 3624996 rcm@octogone.com.bs<br />
362-6900 362-6901<br />
shameka.fernander@oldfortfinancial.com;<br />
cjames.schaefer@oldfortfinancial.com<br />
No. 3 Offices<br />
Old Fort Bay<br />
Nassau, Bahamas<br />
Offices at Old Fort Bay<br />
Buidling #4<br />
Western Road<br />
Nassau, Bahamas<br />
SP-63157<br />
SP-63771<br />
R. Clive Moore<br />
Robert P. Jensen; C. James Schaefer; Shameka<br />
Fernander<br />
Oracle Capital Advisors Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
322-5448 325-5448 info@sterling-<strong>bahamas</strong>.com<br />
Saffrey Square<br />
Bank Lane and Bay Street<br />
Nassau, Bahamas<br />
N-9934 Maxim Lyutikov<br />
Pacifico Global Advisors Ltd. 1. Managing Securities 394-4182 394-4183 jorge.moreira@apms-ltd.com<br />
Halsbury Commercial Centre<br />
Nassau, Bahamas SS-19689 Arturo Klein; Karl Hoerkins; Pierre Monnard<br />
Pasche Bank & Trust Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
327-1512 327-1514 gschanen@pasche.ch<br />
Unit 1<br />
Western Commercial Centre<br />
Mt. Pleasant Village<br />
Western Road<br />
Nassau, Bahamas<br />
AP-59241 Gilles Arnold Schanen<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
1. Dealing in Securities as Agent<br />
Pictet Bank & Trust Limited<br />
2. Arranging Deals<br />
Bayside Executive Park<br />
Yves V. Lourdin; Erich W. Messmer; Jan F-C.<br />
3. Managing Securities<br />
302-2222 327-6610 kmontgomery@pictet.com<br />
West Bay Street & Blake Road<br />
N-4837<br />
Mezulanik<br />
4. Advising on Securities<br />
Nassau, Bahamas<br />
PNC Asset Management Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
322-4579 325-8445 info@sterling-<strong>bahamas</strong>.com<br />
PriFund Counseil (Bahamas) S.A. 1. Advising on Securities 362-6317 362-5788 eeichmann@bper.ch<br />
2nd Floor<br />
Suite 205A<br />
Saffery Square Building<br />
Lyford Financial Center<br />
N-9934<br />
Alan Edward Cole,<br />
Elena Emanuela Prandoni<br />
Bank Lane and Bay Street<br />
Lyford Cay #2<br />
Nassau, Bahamas SP-63948 Eric Eichmann<br />
PrivaCapital Management S.A.<br />
Private Investment Bank Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
362-4995 362-4996 ltaylor@privatetrustco.com<br />
302-5950 302-5970 pibbank@pib.bs<br />
No.3 Offices at Old Fort Bay<br />
Nassau, Bahamas<br />
Devonshire House<br />
Queen Street<br />
Nassau, Bahamas<br />
SP-63157<br />
N-3918<br />
Lana Taylor<br />
Carla Roach; Jacqueline Bain; Vanessa Coleby;<br />
Glenice Thompson; Jaqueline Bain; Carla Roach;<br />
Valerio Zanchi<br />
Providence Advisors Limited<br />
R.I.A.F. Ltd<br />
RBC Dominion Securities (Global) Limited<br />
RIG Investment Advisors Limited<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
328-7115 328-7129 monique.cooper@providenceadvisors.net<br />
601-5334 601-5339 methompson@riaf<strong>bahamas</strong>.com<br />
362-6740 362-6744 s<strong>of</strong>ia.mckenzie@rbc.com<br />
362-7200 362-7210 aroberts@rigadvisors.com<br />
3rd Floor<br />
Goodman's Bay Corporate Centre<br />
Nassau, Bahamas<br />
No. 1 Bay Executive Park<br />
West Bay Street<br />
Nassau, Bahamas<br />
Lyford Manor<br />
Lyford Cay<br />
Nassau, Bahamas<br />
Winterbotham Place<br />
Marlborough & Queen Sts.<br />
Nassau, Bahamas<br />
AP-59223-409<br />
Carrol E. Burrows; Monique N. Cooper; Bradley S.<br />
Cunningham; Olive C. Gaitor; Kenwood N. Kerr;<br />
Agatha G. Moncur; Florabelle Rodgers; Claudette<br />
Loretta Estwick; Darcell Christa Bain<br />
N-3937 Danielle Sasson<br />
N-3234<br />
John R. Bond; Andrew R. McCartney; Sophia E.<br />
McKenzie; Carol D. Newbold<br />
N-3026 Roberto A. Roberts; Robert Ingrey<br />
Royal Fidelity Capital Markets Limited<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
356-7764 326-3000 phillippa.wilson@fidelity<strong>bahamas</strong>.com<br />
Fidelity Financial Centre<br />
51 Frederick Street<br />
Nassau, Bahamas<br />
CB-12337<br />
Michael A. Anderson; Phillipa Ferguson-Wilson;<br />
Sherell Woodside; Paulette Lozaique; Belinda<br />
Payne<br />
Royal Fidelity Merchant Bank & Trust Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
356-7764 326-3000 judy.higgs@fidelity<strong>bahamas</strong>.com<br />
Fidelity Financial Centre<br />
51 Frederick Street<br />
Nassau, Bahamas<br />
CB-12337<br />
Cleora Farquharson; Joseph James Euteneuner<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
RQSI Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
502-7020 393-5002 sbain@genesisfundservices.com<br />
4th Floor<br />
308 East Bay Street<br />
Nassau, Bahamas<br />
N-9058<br />
Christopher Wesley Satterfield; Neil Patrick<br />
Ramsey<br />
Safra Asset Management (Bahamas) Limited<br />
Scotiabank (Bahamas) Ltd.<br />
Scotiabank Caribbean Treasury Limited<br />
Serficom Family Office Inc.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
677-6555 677-6550 w.penino@safra.bs<br />
356-1433 356-1618 robin.scavella@scotiabank.com<br />
302-2960 328-7432 brodie.townley@scotiabank.com<br />
702-2900 362-6186 schanengi@cm-bpgroup.com<br />
1st Floor<br />
King's Court<br />
Bay Street<br />
Nassau, Bahamas<br />
Rawson Square<br />
Bay Street<br />
Nassau, Bahamas<br />
Suite 300<br />
British Colonial Hilton Centre <strong>of</strong> Commerce<br />
1 Bay Street<br />
Nassau, Bahamas<br />
Unit 1 Commercial Centre<br />
Mount Pleasant<br />
Western New Providence<br />
CB-10988<br />
N-7518<br />
Daniel Nissim Kamkhaji<br />
Deno Moss; Marcia Laramore; Robin Scavella;<br />
Kevin Teslyk, Lisa Taylor, Penny Ferguson<br />
N-7518 Brodie Townley<br />
AP-59241<br />
Elonido Encinar Ramirez<br />
Societe Generale Private Banking (Bahamas) Ltd.<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
302-5000 302-6709 christina.rolle@socgen.com<br />
2nd Floor<br />
Lyford Cay House<br />
Western Road<br />
Nassau, Bahamas<br />
N-7785<br />
Dimitrios Chouzouris; William Bostwick Godet;<br />
Janice Anita Johnson; Dominique J. Lefevre;<br />
Christina Rose Rolle; Frank Leon Sa<strong>under</strong>s; Linda<br />
Mackey; Theresse Hudson<br />
Swiss America Securities, Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
468-6173 324-6963 info@suretrader.com<br />
Swiss Investment Solutions (SIS) Ltd. 1. Managing Securities 601-5346 601-5340 michelle.miller@sis-solutions-ltd.com<br />
Syz & Co. Bank & Trust Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
327-6633 327-6629 miguel.gonzalez@syzbank.com<br />
Suite # 17<br />
Elizabeth on Bay Plaza<br />
Elizabeth Ave. & Bay Street<br />
Nassau, Bahamas<br />
Bayside Executive Park<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
Bayside Executive Park<br />
West Bay Street & Blake Road<br />
Nassau, Bahamas<br />
EE-17971<br />
SP-64111<br />
N-1089<br />
Phillip Dorsett, Guy Gentile<br />
Zemira Montemarano; Michelle Miller<br />
Miguel Gonzalez; Venetia Ruth Dekle-Maura;<br />
Jacqueline Townend; Zakiya Dominique Butler<br />
Templeton Global Advisors Limited<br />
The Bank <strong>of</strong> Nova Scotia<br />
Trust Company (Bah) Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
362-4600 362-5281 tsands@templeton.com<br />
502-5700 326-0991 ravi.jesubatham@scotiatrust.com<br />
Templeton House<br />
Lyford Cay<br />
Nassau, Bahamas<br />
Scotia House<br />
404 East Bay Street<br />
Nassau, Bahamas<br />
N-7759<br />
N-3016<br />
Lisa Myers; James Harper, Cynthia Sweeting,<br />
Edgerton Scott III, Mat<strong>the</strong>w Nagle<br />
Sonia Beneby; Robert James Stooke; Yves Martel;<br />
John Ravindra Jesubatham; Gerrine McDonald;<br />
Lisa Wilcox; Shamini Symonette-Gibson<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
The Private Trust Corporation Limited<br />
The Winterbotham Trust Company Ltd.<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Charlotte House<br />
1.Dealing in Securities as Agent<br />
323-8574 326-8388 acj@privatetrustco.com<br />
Shirley & Charlotte Streets<br />
N-65<br />
2. Arranging Deals<br />
Nassau, Bahamas<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
356-5454 356-9432 nassau@winterbotham.com<br />
Winterbotham Place<br />
Marlborough & Queen Streets<br />
Nassau, Bahamas<br />
N-3026<br />
Adrian Crosbie-Jones; Bruno Roberts; Charlene Y.<br />
Storr<br />
Ivan G. Hooper; David Rounce; Chrisopher<br />
Hooper; Jessica Thornley<br />
Tillerman Securities Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
356-3244 356-3245 info@TillermanSecurities.com<br />
1 George Street<br />
Nassau, Bahamas<br />
SS-19820<br />
Hans C. Sa<strong>under</strong>s; Cherisse Forbes; Morelisa<br />
Nesbitt; Vichell Roberts<br />
Union Bancaire Privee (Bahamas) Limited<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
362-4207 362-4338 edy@ubp.ch<br />
5th Floor<br />
Lyford Cay House<br />
West Bay Street<br />
Nassau, Bahamas<br />
N-7529<br />
Eric M. Dyer; Vandyke Sa<strong>under</strong>s; Peter Butler;<br />
Brenda Powell; Davawn Turner; Paul Russell;<br />
Jennifer McPhee; C<strong>of</strong>fi McPhee;<br />
Union Bancaire Privee, UBP SA<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
325-6755 325-6765 edy@ubp.ch<br />
5th Floor<br />
Lyford Cay House<br />
West Bay Street<br />
Nassau, Bahamas<br />
N-7529<br />
Eric M. Dyer; Brenda Powell; Davawn Turner; Vandyke<br />
Sa<strong>under</strong>s; Paul Russell; Jennifer McPhee;<br />
C<strong>of</strong>fi McPhee, Peter Butler<br />
Van Daalen International Ltd.<br />
Vauban Asset Management Limited<br />
Venoge Wealth Advisory Ltd.<br />
Votorantim Bank Limited<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Managing Securities<br />
2. Advising on Securities<br />
1. Dealing in Securities as Agent<br />
2. Arranging Deals<br />
3. Managing Securities<br />
4. Advising on Securities<br />
328-1042 328-1044 vandaalen@coralwave.com<br />
327-4170/<br />
327-4174 327-4176 vauban@coralwave.com<br />
356-5454 356-9432 cweech@winterbotham.com<br />
328-0981 328-0983 mpavan@votorantimbank.com<br />
3rd Floor<br />
King's Court<br />
Bay Street<br />
Nassau, Bahamas<br />
Suite 212<br />
2nd Floor<br />
The Olde Towne<br />
Lagoon Court Building<br />
Winterbotham Place<br />
Marlborough & Queen Streets<br />
Nassau, Bahamas<br />
Suite 204<br />
Saffrey Square Building<br />
Bay Street & Bank Lane<br />
Nassau, Bahamas<br />
N-1417 Alain Kunz<br />
SP-61708<br />
James Burrows<br />
N-3026 Joao Carlos Chede<br />
N-951 Mario R.K. Pavan; Samuel J.H. Wilkinson<br />
Weiser Asset Management Ltd.<br />
1. Dealing in Securities as Principal<br />
& Agent<br />
2. Arranging Deals.<br />
3. Managing Securities<br />
4. Advising on Securities<br />
325-0922 325-0911 icassar@equity<strong>bahamas</strong>.com<br />
de la Plaine House<br />
Nassau, Bahamas N-10697 Dillon Dean; Ivylyn Cassar<br />
Wells Capital Management Inc.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
(415)396-<br />
8000<br />
(415)975-<br />
7621<br />
tania.blanford@wellscap.com<br />
Lyford Manor<br />
Western Road<br />
Nassau, Bahamas<br />
N-7776<br />
Updated as at January 2, 2013
SECURITIES COMMISSION OF THE BAHAMAS<br />
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011<br />
Name Categories Phone Fax Email Address P. O. Box Registered Personnel<br />
Windemere Corporate Management Limited 1. Managing Securities 677-1922 394-8326 john@windermerecm.com<br />
Suite 1000<br />
New Providence Financial Centre<br />
East Bay Street<br />
CR-56766 John Lawrence<br />
Nassau, Bahamas<br />
WMG Management Ltd.<br />
1st Floor<br />
1. Managing Securities<br />
502-7020 393-5002 info@genesisfundservices.com 308 East Bay Street<br />
2. Advising on Securities<br />
Nassau, Bahamas<br />
N-9058 Al Bilgrami<br />
XL Performance Partners Ltd.<br />
1. Managing Securities<br />
2. Advising on Securities<br />
356-4114 323-2154 jpgomez@btgomez.com Global House<br />
Cumberland Court<br />
N-1991 Michael Halkitis<br />
Updated as at January 2, 2013
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