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Interhospital transfer of Level 3 patients - St-marys-anaesthesia.co.uk

Interhospital transfer of Level 3 patients - St-marys-anaesthesia.co.uk

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<strong>Interhospital</strong> <strong>transfer</strong> <strong>of</strong> <strong>Level</strong> 3 <strong>patients</strong><br />

Definitions<br />

Clinical <strong>transfer</strong> – to facilitate intervention not available at this hospital (eg<br />

neurosurgery)<br />

Non clinical <strong>transfer</strong> – no ICU bed available<br />

<strong>Level</strong> 3 – ventilated, high risk <strong>of</strong> needing ventilation, or two organ system support. For<br />

the purposes <strong>of</strong> <strong>transfer</strong>s a level 3 <strong>transfer</strong> is any one where anaesthetist is required as<br />

an es<strong>co</strong>rt<br />

Introduction<br />

It is unfortunately sometimes necessary for critically ill <strong>patients</strong> to require <strong>transfer</strong> to<br />

another hospital. Clearly this is undesirable under any circumstances, but is necessary<br />

when this facilitates potentially life saving treatment, and occasionally unavoidable if<br />

there is insufficient ICU capacity. In North West London as a whole, clinical <strong>transfer</strong>s<br />

make up roughly half <strong>of</strong> all <strong>Level</strong> 3 <strong>transfer</strong>s; at <strong>St</strong> Mary’s the proportion is much higher.<br />

About half <strong>of</strong> all <strong>transfer</strong>s are associated with “critical incidents” <strong>of</strong> varying levels <strong>of</strong><br />

severity. It is unfortunately the case that many interhospital <strong>transfer</strong>s in the UK are<br />

poorly <strong>co</strong>nducted.<br />

Always<br />

In all cases where a patient requires a level 3 (ICU/Ventilated) <strong>transfer</strong> the following must<br />

always occur:<br />

The ICU Consultant must be advised at an early stage to decide which patient should be<br />

<strong>transfer</strong>red, to authorise the <strong>transfer</strong>, and to advise on management.<br />

o No level 3 patient should ever leave <strong>St</strong> Mary’s without discussion with an ICU<br />

Consultant. Even if the <strong>transfer</strong> is a straightforward clinical <strong>transfer</strong> you MUST<br />

inform the ICU Consultant.<br />

o It is primarily the responsibility <strong>of</strong> Anaesthetic SpRs to undertake interhospital<br />

<strong>transfer</strong>s, however ICU staff will undertake most intrahospital <strong>transfer</strong>s (eg CT scan),<br />

unless the <strong>transfer</strong> if for the purpose <strong>of</strong> a procedure and the patient will require<br />

<strong>anaesthesia</strong>.<br />

• Within working hours the an ICU SpR or Anaesthetic SpR will undertake<br />

interhospital <strong>transfer</strong>s depending upon current workload and availability <strong>of</strong><br />

staff.<br />

• Outside working hours the “General SpR” will usually undertake any<br />

<strong>transfer</strong>s. The Anaesthetic Locum Consultant will be required to <strong>co</strong>me in to<br />

anaesthetise any <strong>patients</strong> who require <strong>anaesthesia</strong> whilst the SpR is<br />

unavailable.<br />

The priority <strong>of</strong> the <strong>transfer</strong> depends upon the clinical situation.<br />

o Where a life saving intervention is required (eg evacuation <strong>of</strong> an extradural<br />

haematoma), the priority is to get the patient to the neurosurgical centre without<br />

delay – in these circumstances prolonged optimisation is inappropriate.<br />

o The goal is that all <strong>patients</strong> who require emergency neurosurgery should<br />

undergo CT within 1hour <strong>of</strong> arrival in hospital and the haematoma should be<br />

evacuated within 4 hours <strong>of</strong> injury. Clearly this is difficult to achieve. If this means<br />

extra staff must <strong>co</strong>me in then so be it.<br />

o For nonclinical <strong>transfer</strong>s (lack <strong>of</strong> a bed) the patient must be optimised before<br />

<strong>transfer</strong>. Also it may be that an existing ICU patient is a better candidate for the<br />

<strong>transfer</strong>. The ICU Consultant will decide who should be <strong>transfer</strong>red.


The patient must be ac<strong>co</strong>mpanied by a Specialist Registrar in Anaesthetics with experience<br />

(and ideally training) in <strong>Interhospital</strong> Transfer. The experience <strong>of</strong> the es<strong>co</strong>rting doctor must<br />

match the severity <strong>of</strong> illness <strong>of</strong> the patient – more senior anaesthetists may be required if the<br />

patient is very unstable.<br />

Have a low threshold for the use <strong>of</strong> Noradrenaline in <strong>patients</strong> with suspected raised ICP or<br />

hypotension. FULL PATIENTS TRAVEL BETTER.<br />

Full monitoring should be applied, including in almost all cases (especially neuro)<br />

invasive arterial monitoring.<br />

A <strong>transfer</strong> form must be obtained from ICU to document the <strong>transfer</strong>. This must be<br />

<strong>co</strong>mpleted and then the top <strong>co</strong>py is left with the receiving hospital, and the remaining <strong>co</strong>pies<br />

returned to the ICU at <strong>St</strong> Mary’s. The <strong>transfer</strong> form also <strong>co</strong>ntains information about the safe<br />

<strong>co</strong>nduct <strong>of</strong> <strong>transfer</strong>s and information such as <strong>co</strong>ntact phone numbers on the reverse.<br />

The referring team must write a <strong>transfer</strong> letter, whether this is A&E, Medicine or Surgery –<br />

the <strong>transfer</strong> form is not a substitute for this.<br />

A Specialist Registrar <strong>of</strong> the referring speciality must always review the patient, unless this<br />

will delay the receipt <strong>of</strong> life saving treatment.<br />

The Transfer equipment is kept in ICU with the forms in ICU. This must be checked before<br />

use by the <strong>transfer</strong>ring anaesthetist.<br />

Take photo<strong>co</strong>pies <strong>of</strong> relevant notes.<br />

The bed manager (during day) or Site Practitioner during the night MUST be informed<br />

<strong>of</strong> the <strong>transfer</strong>. They should help <strong>co</strong>ordinate who is the most appropriate person to<br />

ac<strong>co</strong>mpany the doctor as an es<strong>co</strong>rt on the <strong>transfer</strong>. The site practitioner must also<br />

make an entry on the hospital log to include:<br />

o Date and time<br />

o Patient name, hospital number and date <strong>of</strong> birth<br />

o Reason for <strong>transfer</strong><br />

o Destination<br />

o ICU Consultant on Call<br />

o Referring Consultant<br />

o Name <strong>of</strong> es<strong>co</strong>rting doctor<br />

o Name <strong>of</strong> es<strong>co</strong>rting nurse<br />

Phone the receiving ICU before leaving.<br />

Take a mobile phone.<br />

Return the <strong>transfer</strong> kit and bottom 2 sheets to the ICU<br />

If the <strong>transfer</strong> occurred because <strong>of</strong> lack <strong>of</strong> ICU beds at <strong>St</strong> Mary’s a trust critical incident form<br />

must always be <strong>co</strong>mpleted, and returned to ICU.<br />

If at any stage there are difficulties in arranging a <strong>transfer</strong>, especially where this is for definitive<br />

treatment the referring Consultant and the ICU Consultant must be informed in order to prevent<br />

anomalous delays in people receiving the right treatment. In particular the goal is that <strong>patients</strong><br />

who require emergent neurosurgical intervention to receive their treatment within 4<br />

hours <strong>of</strong> the time <strong>of</strong> injury.<br />

The safe <strong>co</strong>nduct <strong>of</strong> any <strong>transfer</strong> is ultimately the responsibility <strong>of</strong> the referring hospital<br />

and the es<strong>co</strong>rting doctor. If you receive advice from the receiving hospital which you regard<br />

as unsafe, you should discuss management with the Anaesthetic/ICU Consultant, but in no<br />

case should a patient with significantly falling <strong>co</strong>nscious level or <strong>co</strong>ma (GCS


Checklist<br />

Below are mnemonics for a pre<strong>transfer</strong> assessment<br />

Allergies<br />

Medications<br />

Past Medical History<br />

Last oral intake<br />

Events leading upto <strong>transfer</strong> (ie what is the story)<br />

Assessment <strong>of</strong> the patient<br />

Airway & Cervical spine<br />

Breathing<br />

Circulation<br />

Disability (Neuro)<br />

Exposure and Fractures<br />

Fluids electrolytes and renal<br />

Gut<br />

Haematology<br />

Infection<br />

Organisational<br />

Just in case (Mobile etc)<br />

Kit check<br />

Lab Results<br />

Monitoring<br />

Notes & X rays<br />

Oxygen<br />

Paperwork and Phone<br />

Quality <strong>co</strong>ntrol & Audit<br />

Ready <strong>St</strong>eady Go<br />

Process<br />

Make the situation safe<br />

Contact ICU Nurse in charge will send equipment and drugs – primary support<br />

for ICU <strong>patients</strong> outside ICU and <strong>transfer</strong>s<br />

Establish basic facts<br />

Contact ICU Consultant – Discuss case. Suitability for ICU Suitability for<br />

<strong>transfer</strong> Decides on plan.<br />

You <strong>co</strong>ntact receiving hospital ICUs (+/- ICU Consultant)<br />

Refer back to ICU Consultant if problems finding a bed<br />

You as the legal medical es<strong>co</strong>rt are responsible for patient safety, paper work<br />

and equipment<br />

You MUST please bring all equipment and the <strong>transfer</strong> forms back to ICU and give them<br />

to the ICU Nurse in Charge.<br />

Finally please, please let me know <strong>of</strong> any medical, political, or logistic problems you<br />

experience- please fill out critical incident forms and email me. I can’t try and solve what<br />

I do not know about.<br />

Many thanks<br />

Simon Ashworth (simon.ashworth@nhs.net)<br />

ICU Consultant


Assess<br />

Support <strong>transfer</strong><br />

Identify assistant<br />

Enter <strong>transfer</strong> details<br />

on Hospital Log<br />

(Patient ID,<br />

Destination, Es<strong>co</strong>rts)<br />

Bed Managr<br />

or<br />

Site<br />

Practitioner<br />

(Night)<br />

ICU<br />

Consultant<br />

Control<br />

<strong>St</strong>abilise and establish<br />

invasive monitoring<br />

Communicate<br />

Local Area<br />

Nurse<br />

in Charge<br />

Decides on the plan<br />

Establish priorities<br />

Intervene if problems<br />

Who goes<br />

Where<br />

Priority<br />

Sorts out politics<br />

Discusses with<br />

receieving <strong>co</strong>nsultant<br />

Get the facts!<br />

Documentation<br />

Fill in Transfer form<br />

Transfer patient<br />

YOU!<br />

Return equipment and<br />

ICU Nurse in<br />

Charge<br />

Referring<br />

doctors<br />

Support Anaesthetist<br />

Transfer Letter<br />

Phone receiving<br />

medical team<br />

Patient – needs<br />

ICU or <strong>transfer</strong><br />

Assume<br />

nothing and<br />

trust no-one!<br />

Support <strong>transfer</strong> with<br />

- Equipment<br />

- Documentation<br />

Agree who will assist<br />

on <strong>transfer</strong> with other<br />

senior nurses<br />

- Ward staff<br />

- ODP<br />

- ICU nurse


Airway<br />

Pre <strong>transfer</strong><br />

Secure, Safe<br />

GCS < 8 or fluctuating – intubate<br />

pO2 < 8 Kpa - intubate<br />

Pre & In transit<br />

Suction<br />

Spare equipment for potential loss <strong>of</strong> airway<br />

Bag/valve/mask<br />

Personnel<br />

Cervical spine<br />

Is the history <strong>co</strong>mpatible with injury<br />

Clearance depends upon definitive CT<br />

proto<strong>co</strong>l<br />

Scans reviewed by Consultant radiologist.<br />

Examination must inform<br />

If in doubt manage as if injured<br />

Neutral position<br />

Collar +/- Sandbags<br />

Breathing<br />

Adequate blood gases<br />

Ventilated – stabilise 15 minutes prior to<br />

<strong>transfer</strong> on transport ventilator<br />

Breathing<br />

Rib fractures<br />

or<br />

Pneumothorax<br />

= CHEST DRAIN<br />

Drains always unclamped (except post<br />

pneumonectomy)<br />

Circulation<br />

‘Full <strong>patients</strong> travel better’<br />

Give fluids and assess CVP & perfusion<br />

prior to <strong>transfer</strong><br />

Ensure MAP > 75mmHg (>90 mmHg in<br />

Neuro)<br />

Ensure Systolic BP > 120mmHg<br />

Pulse needs to be < 120 / minute<br />

2 x IV cannula for travel<br />

Fluids – (volumetric pumps are not<br />

designed to travel)<br />

Circulation<br />

If in doubt start low dose pressors and/or<br />

inotropes<br />

Noradrenaline usually best if sedated<br />

Augments benefit <strong>of</strong> “being full”<br />

Make sure all infused drugs clear dead<br />

space<br />

3 way tap (¡Ö0.5ml) + lumen (0.3-0.5ml) ¡Ö<br />

1ml<br />

At 2 ml/h may take 1h<br />

Run at 20ml/h for 2 mins then 10ml/h until<br />

response seen<br />

Disability (Neurological status)<br />

History <strong>of</strong> suggesting neurological<br />

impairment<br />

Clinical Examination (symmetry)<br />

Best GCS<br />

Current GCS<br />

Response to pain centrally (V) and<br />

peripherally<br />

Pupils (II, III)<br />

Eye movements (II, III, IV, V, VI, VIII)<br />

Reflexes and plantar reflexes<br />

Corneal reflex<br />

CT findings<br />

Disability (Neurological status)<br />

SEDATE ALWAYS if orally intubated<br />

Relaxants USUALLY<br />

Always <strong>co</strong>nsider seizures a possibility<br />

Non<strong>co</strong>nvulsive status<br />

Anti<strong>co</strong>nvulsants<br />

Raised ICP<br />

KEEP MAP > 90<br />

Deeper sedation<br />

Exposure (and Fractures)<br />

Check Temperature<br />

Patients usually get <strong>co</strong>ld<br />

Vaso<strong>co</strong>nstriction can precipitate pulmonary<br />

oedema<br />

Wrap well with blankets (even if just going<br />

along <strong>co</strong>rridors)<br />

Pressure points must be well padded<br />

Lines<br />

Where How old Secure<br />

Ensure se<strong>co</strong>ndary survey has<br />

been <strong>co</strong>mpleted (ATLS) or at least fully<br />

documented to point it was stopped<br />

Fractures must be stabilised (bones grate<br />

against each other with the vibration <strong>of</strong><br />

travel)<br />

Also imply blood loss/risk or bleeding<br />

Fluids, Electrolytes and Renal<br />

Sodium<br />

Do NOT attempt <strong>co</strong>mplete or rapid<br />

<strong>co</strong>rrection unless actively fitting<br />

Potassium (aim 4.0 to 5.0)<br />

Correct to safe range BEFORE moving<br />

Mg >1.0 (give 20 mmol if necessary, esp MI<br />

or PET)<br />

Correct acidosis


Bicarbonate BY INFUSION if required<br />

Urinary catheter<br />

GLUCOSE<br />

Gut<br />

Nasogastric tube<br />

Oral (head if base <strong>of</strong> skull fracture<br />

suspected or <strong>co</strong>agulopathic)<br />

Free drainage<br />

CHECK POSITION ON CXR<br />

History suggesting possible intra-abdominal<br />

bleeding (AAA, Trauma)<br />

NOT SUITABLE FOR TRANSFER unless<br />

purpose is definitive surgical treatment<br />

Haematology<br />

Ensure Hb > 7.0<br />

Aim > 10 if any risk <strong>of</strong> bleeding or recent MI<br />

Coagulation satisfactory<br />

Platelets > 50..100<br />

What products have been given<br />

Have you got and checked the crossmatched<br />

blood<br />

Known antibodies<br />

Infection<br />

Does your hospital have any current<br />

problems with multiresistant or transmissible<br />

organisms (eg MRSA, VRE, Acinetobacter)<br />

Does this patient have any MR<br />

Are they a <strong>co</strong>ntact<br />

Any other transmissible infection (esp TB,<br />

HIV, HBV, HCV)<br />

Does the patient have active infection<br />

Known bugs What antibiotics Doses up to<br />

date<br />

Have appropriate Cultures been taken<br />

Infusions<br />

Rationalise infusions<br />

Sedation + Analgesia (Prop<strong>of</strong>ol + Opioid)<br />

Relaxant (<strong>co</strong>nsider Pancuronium bolus)<br />

Noradrenaline<br />

Inotrope<br />

Possibly Insulin<br />

Possibly Bicarbonate<br />

Syringe drivers ONLY<br />

Put vasoactive drugs on smallest lumens<br />

white or blue 18G<br />

Keep larger CVP lumens (grey 14G) for<br />

rapid infusion


Organisational<br />

Just in case<br />

Mobile phone + Phone numbers<br />

Cash + Clothing<br />

Food & drink<br />

Cyclizine<br />

Emergency drugs (ALWAYS LABELLED)<br />

Kit Check<br />

Batteries, Leads and Inverter<br />

Defibrillator<br />

Monitor<br />

Suction unit<br />

Transfer bag<br />

Tracheostomy / Cricthyroidotomy kit<br />

Ventilator<br />

Air mix reduces usage by 50%<br />

Allow DOUBLE expected requirement with a<br />

buffer <strong>of</strong> at LEAST 1 hour (Lift stuck Traffic<br />

jam)<br />

Paperwork<br />

Ensure details are filled out on <strong>transfer</strong> form<br />

It is YOUR defence against litigation and<br />

disciplinary action<br />

It is a legal requirement<br />

Bad forms usually <strong>co</strong>rrelate with poorly<br />

<strong>co</strong>nducted <strong>transfer</strong>s<br />

Complete checklist<br />

Lab Results<br />

If you have checked it … know the result<br />

NEVER go without knowing at least<br />

Glu<strong>co</strong>se<br />

Potassium<br />

Hb<br />

Blood gases<br />

Monitoring<br />

Minimum for <strong>Level</strong> 2<br />

ECG<br />

SpO2<br />

NIBP<br />

Minimum for <strong>Level</strong> 3<br />

As above<br />

Arterial Line<br />

In most cases CVP (4+ lumens)<br />

ETCO 2<br />

Monitoring an equipment is secure<br />

Notes and X Rays<br />

Medical notes<br />

Nursing notes<br />

Transfer Letter for interhospital <strong>transfer</strong>s<br />

Transfer form<br />

Complete checklist<br />

Scans<br />

X Rays<br />

Oxygen<br />

Minute volume = Tidal volume x Rate<br />

Usually 5-15 L/min<br />

Requirement = 60 x Minute volume L/h<br />

Can usually assume a requirement <strong>of</strong> 600<br />

L/h


Pre<strong>transfer</strong> checklist (see <strong>transfer</strong> form)<br />

Airway:<br />

Gag & Cough ok<br />

GCS > 8<br />

Intubated<br />

ETT is ok on CXR<br />

C Spine clear/immobile<br />

Breathing:<br />

OK on Transport vent<br />

ABGs & CXR ok<br />

Drains unclamped<br />

Circulation:<br />

Vital signs stable<br />

Well filled<br />

No bleeding<br />

IVI through dead space<br />

HR<br />

BP<br />

Disability:<br />

Pupils ok<br />

Alert<br />

responds to Verbal<br />

responds to Pain<br />

Unresponsive<br />

Sedation / relaxants ok<br />

Exposure:<br />

IV access x2 ok<br />

Fractures stable (if any)<br />

Pt secured on trolley<br />

Fluids/Renal:<br />

Catheterised<br />

Gut:<br />

NGT/OGT checked<br />

Haematology:<br />

Blood products<br />

Infection:<br />

Antibiotics given<br />

Cultures taken<br />

Just in Case:<br />

Emergency Drugs<br />

Kit Check:<br />

Ventilator<br />

Transfer bag<br />

Batteries ok, Leads<br />

Inverter & adaptor<br />

Suction<br />

Lab Results<br />

Hb >7<br />

Blood glu<strong>co</strong>se > 4<br />

K 3.5 to 5.5<br />

pH >7.2 and BE +/-5<br />

Monitoring<br />

Notes and Scans<br />

Oxygen - sufficient for journey x2<br />

<br />

+1h<br />

Phone<br />

Mobile phone<br />

Contact destination


Phone<br />

YOU MUST notify<br />

ICU Consultant<br />

Destination to verify that they will be ready<br />

Ambulance<br />

Usually ask for Emergency ambulance will<br />

arrive within 15min<br />

Neurosurgical emergency – state this you<br />

will get next ambulance<br />

Do not delegate these tasks<br />

Communication is Central<br />

Quality Control<br />

Critical incidents<br />

You must fill out incident forms, otherwise it<br />

will happen again, and again and again and<br />

…. again<br />

If equipment fails you must identify it<br />

Make a note <strong>of</strong> the serial number and<br />

hospital equipment number and re<strong>co</strong>rd this<br />

on critical incident form and <strong>transfer</strong> form<br />

Ready to Go<br />

Summary<br />

THINK<br />

Pink<br />

Full<br />

<strong>St</strong>able<br />

Warm<br />

Simple<br />

Finally, assume nothing and trust no one


Transfer documentation<br />

Since 12/1/04 <strong>co</strong>mmon <strong>transfer</strong> documentation has been used across West London. This is mandatory<br />

for all <strong>Level</strong> 3 interhospital <strong>transfer</strong>s. In case <strong>of</strong> doubt please fill out a form. The forms should be used for<br />

all elective and emergency <strong>transfer</strong>s, and certainly for any ventilated patient.<br />

It is re<strong>co</strong>gnised that this represents yet another tedious bit <strong>of</strong> paper to fill out – however there are a<br />

number <strong>of</strong> reasons it must be done.<br />

1. Previously the process was undocumented – you and your trust and <strong>co</strong>nsultants are all vulnerable to<br />

medi<strong>co</strong>legal challenge if a patient suffers a poor out<strong>co</strong>me, and the <strong>transfer</strong> cannot be shown to have<br />

been well <strong>co</strong>nducted. This is obviously impossible without any documentation! As the doctor<br />

immediately present you are a most attractive target.<br />

2. Many <strong>transfer</strong>s are poorly <strong>co</strong>nducted – the es<strong>co</strong>rts know little about the patient. The patient is not<br />

optimised prior to departure. The “plan” is <strong>of</strong> dubious quality – if there is one.<br />

3. Too many <strong>transfer</strong>s occur. It is hoped that with better data about <strong>transfer</strong>s the number can be<br />

reduced by better planning.<br />

4. Transfers are a risky business. One study showed mishaps occurred in 67% <strong>of</strong> <strong>transfer</strong>s. Why<br />

What Any avoidable problems<br />

5. Very few people get formal training in <strong>transfer</strong>s. There is information on the back <strong>of</strong> the form, which<br />

should be helpful.<br />

6. The hospital site practitioner or bed manager must be informed as early as possible <strong>of</strong> the potential<br />

need for <strong>transfer</strong>. They should be able to organise support and identify an assistant for you.<br />

7. Failure to adequately fill in a <strong>transfer</strong> form or to inform the ICU Consultant before departure<br />

will be taken seriously and will be reflected in your RITA reports.<br />

Q. How do I get the form<br />

A. The forms will be kept on ICU with the <strong>transfer</strong> kit. As soon as you identify a patient who needs a<br />

<strong>transfer</strong> ask for the kit, and a form. The nurse in charge <strong>of</strong> ICU will ask for the destination and name <strong>of</strong> the<br />

patient, and will send you a form with the kit.<br />

Q. What do I do with it<br />

A. Fill it out! By all means ask a nurse helping you with the patient to <strong>co</strong>mplete the demographics.<br />

You then need to put in the medical details and do the observations. The form must be signed <strong>of</strong>f at the<br />

destination. The form is an A3 3 part carbon <strong>co</strong>py. Leave the top <strong>co</strong>py at the receiving hospital in the<br />

notes, and bring back the remaining <strong>co</strong>pies with the <strong>transfer</strong> kit to the ICU. Interestingly quality <strong>of</strong> <strong>transfer</strong><br />

does seem to <strong>co</strong>rrelate with the quality <strong>of</strong> the <strong>transfer</strong> – ie shambolic paperwork = shambolic <strong>transfer</strong>.<br />

Q. What if there is an incident<br />

A. Re<strong>co</strong>rd this on the <strong>transfer</strong> form. You must also <strong>co</strong>mplete a trust critical incident form – by all<br />

means do not put your name if you don’t want to.<br />

Q. What if there are problems with <strong>transfer</strong>s/politics, etc<br />

A. “Acutely” the ICU or Anaesthetic <strong>co</strong>nsultants will sort these issues out. In due <strong>co</strong>urse please<br />

<strong>co</strong>ntact me at <strong>St</strong> Mary’s and let me know about any problems, especially if you think an avoidable risk<br />

exists.<br />

Many thanks<br />

Simon Ashworth<br />

Consultant in Intensive Care and Anaesthesia, <strong>St</strong> Mary’s hospital<br />

Lead clinician for <strong>Interhospital</strong> Transfers North West London Critical Care Network<br />

Simon.ashworth@st-<strong>marys</strong>.nhs.<strong>uk</strong>


Little shop <strong>of</strong> Horrors<br />

Transfer to Hammersmith 72 year old woman. Non clinical<br />

Post laparotomy for ischaemic bowel<br />

Septic shock<br />

Kyphos<strong>co</strong>liosis<br />

Very poor exercise tolerance<br />

Developmental delay<br />

Transferred to permit admission <strong>of</strong> trauma patient<br />

Trachy day 2<br />

ICU Consultant rang HH to verify safe <strong>transfer</strong>…<br />

Yes but…<br />

Opening line from <strong>transfer</strong>ring doctor was “I don’t really know the patient…”<br />

… no notes<br />

No op note<br />

Transfer note not really filled out<br />

Didn’t realise she had had a trachy<br />

Why did she have a trachy so early<br />

Transfer to Royal Surrey County Hospital Non clinical<br />

60y Aspiration pneumonia<br />

Monitor Battery failed in South London<br />

Pump batteries all failed during journey<br />

…Never plugged in!<br />

Transfer to Roehampton Non clinical<br />

70y woman post laparotomy<br />

Weaning. Moderate LV. Ischaemic heart disease<br />

February -3˚C<br />

Transferred unsedated on Waters bag.<br />

Developed pulmonary oedema before even getting in ambulance<br />

Hypoxic and distressed on arrival with gross pulmonary oedema<br />

Transfer to Queen Square. Clinical <strong>transfer</strong> though not for definitive intervention<br />

for EEG monitoring<br />

25y Patient with refractory seizures due to anoxic encephalopathy<br />

“Evolving sepsis” became septic shock<br />

Arrived on >1mcg/kg/min Noradrenaline and Adrenaline<br />

Died within hours<br />

What are the lessons


Date<br />

Surname<br />

Hospital no<br />

Destination<br />

Es<strong>co</strong>rting Dr<br />

<br />

<br />

<br />

<br />

NHS<br />

1 Who<br />

NHS/Hospital/AE number<br />

Name<br />

Date <strong>of</strong><br />

Birth / /<br />

Male<br />

2 Where<br />

Referring<br />

Hospital<br />

3 When<br />

Female<br />

Age<br />

From Ward Theatre<br />

ICU HDU A&E<br />

Other<br />

Consultant<br />

<strong>St</strong>aff arranging <strong>transfer</strong><br />

Name<br />

Speciality<br />

Phone<br />

Incident / / :<br />

Arrival in<br />

hospital<br />

/ / :<br />

Intubation / / :<br />

/ / :<br />

Decision to<br />

Transfer<br />

/ / :<br />

Recipient<br />

<strong>co</strong>ntacted<br />

Transfer / / :<br />

agreed<br />

There is no need to enter an exact<br />

time for any event which occured >48h<br />

before <strong>transfer</strong>.<br />

4 Why<br />

Ext/Bleep<br />

Grade<br />

Type and Reason for <strong>transfer</strong><br />

One way<br />

Return<br />

Emergency<br />

Very Urgent 4<br />

K 3.5 to 5.5<br />

pH >7.2 and BE +/-5<br />

Monitoring<br />

Notes and Scans<br />

Oxygen - suffi cient for<br />

journey x2 +1h<br />

Phone<br />

Mobile phone<br />

Contact destination<br />

/ /<br />

Time :


This <strong>transfer</strong> form...<br />

Q. Why do I have to fill out this form<br />

A. It is now a requirement that the <strong>transfer</strong> <strong>of</strong><br />

critically ill <strong>patients</strong> is documented. Without it<br />

neither trusts nor doctors have any defence in the<br />

face <strong>of</strong> mishap. Good documentation protects the<br />

people undertaking <strong>transfer</strong>s. We also hope that<br />

the form will help ensure that transport es<strong>co</strong>rts<br />

are aware <strong>of</strong> all relevant <strong>co</strong>nditions before getting<br />

into the intrinsically harsh environment <strong>of</strong> an<br />

ambulance - not the place to dis<strong>co</strong>ver an allergy<br />

documented illegibly on a scrap <strong>of</strong> paper you<br />

haven’t read. [ICS §14.7, §18, Appendix 5]<br />

Q. What happens to the <strong>co</strong>py which goes to the<br />

network<br />

A. The form allows the network to know if their<br />

are problems with the <strong>transfer</strong> process or for<br />

example bed provision - this will help rational<br />

<strong>co</strong>mmissioning <strong>of</strong> services, and ultimately we<br />

hope, reduce the need for <strong>transfer</strong>s.<br />

Q. When should I fill out the form<br />

It is worth starting the form once the need<br />

for <strong>transfer</strong> has been identified. Apart from<br />

documenting the <strong>transfer</strong>, the form should help<br />

you to make effective referrals with all information<br />

at your fingertips.<br />

Q. Do I need a <strong>transfer</strong> letter as well<br />

A. YES. This form is NOT a substitute for a<br />

<strong>transfer</strong> letter, which is required to give a detailed<br />

description <strong>of</strong> the events leading up to admission,<br />

examination findings, past medical history,<br />

investigations and treatment. The referring<br />

medical or surgical must write this.<br />

A <strong>co</strong>py <strong>of</strong> the notes, recent X-rays, CT scans and<br />

current lab results must also go with the patient.<br />

The <strong>transfer</strong> form boxes<br />

Box 1. The post <strong>co</strong>de helps determine if large numbers <strong>of</strong> out area<br />

<strong>patients</strong> are being treated.<br />

Box 2. Please fill this in as <strong>co</strong>mpletely as possible. The destination<br />

is the place where you relinquish care for the patient hand over<br />

and detach your equipment - if the patient goes to theatres<br />

then ICU, the destination is theatres. If you go via A&E to ICU,<br />

the destination is ICU. The named <strong>co</strong>nsultants should be the<br />

responsible ICU <strong>co</strong>nsultants, AND any other <strong>co</strong>nsultant under<br />

whose care the patient falls (eg surgeon)<br />

Box 3. Please put in all timings. The ambulance references should<br />

be included for your reference, and will also help seniors to chase<br />

up any delays or incidents.<br />

Box 4. A non clinical <strong>transfer</strong> occurs when a patient is <strong>transfer</strong>red<br />

because there is no bed, nurse or equipment (please <strong>co</strong>mment<br />

what was lacking). Repatriation occurs when a patient is<br />

<strong>transfer</strong>red either back to a hospital from which they were<br />

<strong>transfer</strong>red out, or when they are <strong>transfer</strong>red to a hospital nearer<br />

home. If two categories apply (eg Repariation and lack <strong>of</strong> beds)<br />

then tick both boxes.<br />

Box 5. This obviously lists the basic ATLS dataset vital for patient<br />

safety. Please remember to list antibiotics given, and their timing.<br />

Box 6. Sumarises the interventions which have been made, the<br />

support the patient requires, and essentially the neurological<br />

status <strong>of</strong> the patient imediately prior to intubation - this may be <strong>of</strong><br />

vital prognostic importance.<br />

Box 7. The observation chart. Please tick all the lines and<br />

monitoring used, and enter the number <strong>of</strong> days the lines have<br />

been in. If the lines were inserted in suboptimal <strong>co</strong>ndtions<br />

(emergency, on normal ward, etc) then please draw attention<br />

to this in the <strong>co</strong>mments area. Before departure you should read<br />

the checklist on this page and tick the “Checklist done” box.<br />

You should start the observations before the <strong>transfer</strong> to verify<br />

stability. Make sure that you check ABGs just before departure<br />

and immediately after arrival - this will help identify rapidly any<br />

sequelae <strong>of</strong> the <strong>transfer</strong>.<br />

Box 8. Complete the checklist prior to departure.<br />

Box 9. Verifies your identity and the level <strong>of</strong> training and experience<br />

you have <strong>of</strong> <strong>transfer</strong>s.<br />

Box 10. Both the <strong>transfer</strong>ring and receiving doctors should sign<br />

<strong>of</strong>f the <strong>transfer</strong>. Make sure you indicate whether any incidents<br />

occured - if there were problems you must fill out an incident<br />

form at your home hospital. Transfer specific incidents are those<br />

which <strong>co</strong>uld only occur during a <strong>transfer</strong>, such as hypotension on<br />

acceleration, falling equipment, fall from trolley, vehicle crashes.<br />

Transfer Politics<br />

Q. Who decides<br />

A. The decision to <strong>transfer</strong> a critically ill patient<br />

is always a balance <strong>of</strong> the associated benefits<br />

and risks, and must be made by a <strong>co</strong>nsultant<br />

in intensive care medicine in discussion<br />

with <strong>co</strong>nsultant <strong>co</strong>lleagues from the referring<br />

and receiving hospitals. The final decision to<br />

accept a patient lies with the ICU <strong>co</strong>nsultant<br />

in the receiving hospital. At the same time<br />

the final decision as to which patient should<br />

be <strong>transfer</strong>red lies with the referring ICU<br />

<strong>co</strong>nsultant. Recipient units should not attempt<br />

to put undue pressure on the <strong>transfer</strong>ring unit<br />

to <strong>transfer</strong> one patient rather than another.<br />

[NWLCCN-A]<br />

Q. Who goes A new unstable patient or an<br />

existing stable patient [NWLCCN-A]<br />

A. This is a very <strong>co</strong>mplex issue. In general<br />

<strong>patients</strong> should not be subjected to any<br />

intervention which is not in their best interests.<br />

Within the Network established practice is to<br />

avoid <strong>transfer</strong>ring <strong>patients</strong> from the safety <strong>of</strong> ICU<br />

unless it is in their own best interests. In certain<br />

circumstances it may be more pragmatic to<br />

<strong>transfer</strong> a stable patient, particularly if they may<br />

experience some gain from additional expertise<br />

available at the receiving hospital (e.g. better<br />

<strong>co</strong>ver in some relevant subspeciality, nearer<br />

home or relatives). If it is decided that the solution<br />

which <strong>of</strong>fers least risk to all <strong>patients</strong> involves the<br />

<strong>transfer</strong> <strong>of</strong> a stable patient already in ICU, then<br />

you must take the following steps:<br />

1. The decision must be taken by the ICU<br />

<strong>co</strong>nsultant at the referring hospital.<br />

2. Document in the patient notes that the<br />

decision has been taken, why, and who by.<br />

3. Write a critical incident form, naming both<br />

<strong>patients</strong>, and the reasons the decision has<br />

been taken, and who took the decision.<br />

4. Document in the patient’s notes that a<br />

critical incident form has been generated.<br />

5. Inform the relatives <strong>of</strong> the <strong>transfer</strong>, and the<br />

reasons for it. You may refer them to network<br />

policy in case <strong>of</strong> dissent, but if strong feelings<br />

are expressed it may be wise to <strong>co</strong>nsider<br />

other solutions.<br />

6. At the earliest <strong>co</strong>nvenient opportunity,<br />

inform the ICU director <strong>of</strong> the <strong>transfer</strong> and its<br />

circumstances [NWLCCN-A §4.2]<br />

Q. Who goes (with the patient)<br />

A. Critically ill <strong>patients</strong> must be ac<strong>co</strong>mpanied<br />

by at least 2 “appropriately experienced<br />

attendants, at least one <strong>of</strong> whom must be a<br />

medical practitioner with training in Intensive<br />

care medicine, Anaesthesia, or another acute<br />

speciality”. [ICS §9]<br />

Q. S<strong>co</strong>op and run or stay and play<br />

A. Patients should be meticulously resuscitated<br />

prior to <strong>transfer</strong>, except where this may delay<br />

life saving surgical treatment (e.g. emergency<br />

aneurysm repair).<br />

Q. Where should <strong>patients</strong> be <strong>transfer</strong>red<br />

A. Each hospital should have arrangements<br />

in place to ensure that <strong>transfer</strong>s for capacity<br />

reasons alone occur only as a last resort. Where<br />

necessary the <strong>transfer</strong> should be to the most<br />

appropriate hospital for the needs <strong>of</strong> the patient,<br />

taking ac<strong>co</strong>unt <strong>of</strong> bed availability and <strong>transfer</strong><br />

distance. Likely receiving hospitals should be<br />

included in the referring hospitals designated<br />

<strong>transfer</strong> group. Any <strong>transfer</strong> solely on the<br />

basis <strong>of</strong> capacity beyond this is classified<br />

as an adverse clinical event and must be<br />

reported to through the ICU director to the<br />

chief executive at the referring hospital. [ICS<br />

§5-6]<br />

Transfer Practicalities<br />

Q. Who is responsible for the <strong>transfer</strong><br />

A. The <strong>transfer</strong> process is the joint responsibility <strong>of</strong><br />

the referring and receiving clinicians. The medical<br />

staff at the receiving hospital may <strong>of</strong>fer advice<br />

on management, but patient management is<br />

always ultimately the responsibility <strong>of</strong> the<br />

doctor in attendance. [ICS §10.3]<br />

Q. Who should be intubated<br />

A. Intubation is mandatory if their are <strong>co</strong>ncerns<br />

about the integrity <strong>of</strong> the airway or ventilation.<br />

Intubated <strong>patients</strong> should be paralysed, sedated<br />

and ventilated. [ICS §13.4]<br />

Q. Who should have a chest drain<br />

A. Anyone who has or is suspected <strong>of</strong> having<br />

a pneumothorax. Ideally use Heimlich valve<br />

systems in place <strong>of</strong> underwater seals. Do not<br />

clamp drains. [ICS §13.6] If there is a very large<br />

leak Heimlich valves have resistence and can<br />

lead to tension so use caution, and seek senior<br />

specialist advice before embarking.<br />

Q. What monitoring is necessary<br />

A. The minimum standards for monitoring<br />

during <strong>transfer</strong> include the <strong>co</strong>ntinuous<br />

presence <strong>of</strong> appropriately trained staff, ECG,<br />

noninvasive blood pressure, oxygen saturation,<br />

end tidal carbon dioxide, and temperature. In<br />

mechanically ventilated <strong>patients</strong>, inspired oxygen<br />

tension and airway pressure should be monitored<br />

<strong>co</strong>ntinuously. Invasive arterial pressure should be<br />

measured in almost all <strong>patients</strong>. [ICS §14]<br />

Q. What else should I do<br />

A. Insert an NG or OG tube. Control and carefully<br />

<strong>co</strong>rrect any electrolyte or metabolic disturbances<br />

such as hypoglycaemia, hypokalaemia, or<br />

acidosis to normal if possible. [ICS §13]<br />

Q. What mode <strong>of</strong> transport should be used<br />

A. Road transport is preferable in most circumstances. Fixed<br />

wing, pressurized air <strong>transfer</strong> should be <strong>co</strong>nsidered for journeys<br />

in excess <strong>of</strong> 150 miles. The organisation headaches should not be<br />

underestimated. Heli<strong>co</strong>pter <strong>transfer</strong> is less safe and heli<strong>co</strong>pters<br />

are very harsh working environment, however they are useful for<br />

short to medium distance <strong>transfer</strong>s or where access is difficult<br />

(e.g. remote areas or traffic). [ICS §12]<br />

Q. Are there any pitfalls I should <strong>co</strong>nsider<br />

Unfortunately many, here is a selection:<br />

1. Undertreatment - it is very difficult to institute<br />

new treatment in the ambulance. If in doubt<br />

resuscitate, paralyse, ventilate.<br />

2. Redistribution <strong>of</strong> blood volume due to<br />

acceleration or up slopes causes functional<br />

hypovolaemia, with autotransfusion on braking.<br />

It is a good idea to have inotropes/pressors<br />

running even at very low dose and relative mild<br />

hypervolaemia is usually helpful.<br />

3. Monitoring is unreliable: notably NIBP and<br />

SpO2.<br />

4. The <strong>co</strong>ld. Not only do <strong>patients</strong> be<strong>co</strong>me<br />

hypothermic, but peripheral vaso<strong>co</strong>nstriction can<br />

precipitate pulmonary oedema, particularly in<br />

<strong>co</strong>mbination with stress or anxiety.<br />

5. Battery failure - many infusion pumps and<br />

monitors last 70mmHg and certainly >50mmHg. This<br />

implies a need to keep mean BP 90-100mmHg.<br />

9. Pretty obvious really - haste, poor preparation,<br />

lack <strong>of</strong> knowledge about the patient, a poor<br />

<strong>transfer</strong> plan....<br />

Equipment<br />

Portable Ventilator<br />

Must be capable <strong>of</strong> PEEP, and <strong>of</strong> delivering high<br />

inspiratory pressures<br />

Ambu bag with reservoir<br />

Waters bag<br />

Oxygen allow 10-20L/min depending on minute<br />

volume, leaks, and FiO2<br />

E 680L -> 30-60 minutes<br />

F 1360L ->1-2h<br />

G 3400L ->2-4h<br />

As a minimum, you must take enough oxygen<br />

for the expected duration <strong>of</strong> the trip, with a<br />

reserve <strong>of</strong> 100% or 1 hour, whichever is greater.<br />

Monitoring<br />

Mains and Battery powered Monitor with ECG,<br />

SpO2, NIBP, ETCO2, and at least 2 invasive<br />

channels. Leads. Battery should be fully charged<br />

Glu<strong>co</strong>meter<br />

Even for short <strong>transfer</strong>s a 12V DC to AC<br />

“invertor” (at least 400W) is a must, along with a<br />

4-6 way adaptor<br />

Syringe drivers for all infusions, with at least 1<br />

spare<br />

Airway management<br />

2 working laryngos<strong>co</strong>pes with size 3 and 4<br />

blades.<br />

Gum elastic Bougie<br />

ETT in a range <strong>of</strong> sizes (6-9)<br />

Size 6-9 Tracheostomy tubes & with obturators<br />

Size 3 and 4 LMA<br />

Guedel airways Size 2, 3 and 4<br />

Magill forceps<br />

Nasal airways<br />

Tracheostomy dilator<br />

Emergencies<br />

Scalpel<br />

2 Silk sutures (0 or greater)<br />

24, 28 and 32 Chest drains<br />

<strong>St</strong>erile scissors and Forceps<br />

20ml Lignocaine 2% with Adrenaline<br />

Cri<strong>co</strong>thyroidotomy kit<br />

Consumables<br />

Syringes 1-50ml<br />

Needles<br />

Giving sets<br />

2 Burrettes<br />

22-14G Cannulae<br />

Transducers and flush lines<br />

Fluids<br />

2-4L Colloid<br />

2-4L Hartmans<br />

2x 50ml 50% Glu<strong>co</strong>se<br />

200ml 8.4% Bicarbonate<br />

250ml 20% Mannitol<br />

References<br />

[ICS] Guidlines for the <strong>transfer</strong> <strong>of</strong> the critically<br />

ill adult. Intensive care society 2002<br />

(http://www.ics.ac.<strong>uk</strong>/icstransport2002mem.pdf)<br />

[NWLCCN-A] Network admissions policy<br />

for adult critical care services. North West<br />

London Critical Care Network 2002<br />

Drugs<br />

Take spare syringes <strong>of</strong> all infusions running<br />

Other appropriate emergency drugs are:<br />

Adrenaline 2-5 mg/50ml via CVP<br />

Noradrenaline 4mg/50ml = 80 µg/ml CVP<br />

GTN 50mg/50ml<br />

Amiodarone 300mg/50ml Dextrose CVP<br />

Labetolol 200mg/50ml<br />

Phenytoin 1g/50ml N Saline CVP<br />

Salbutamol 5mg/50ml<br />

Aminophylline 500mg/50ml<br />

Prop<strong>of</strong>ol 1% or 2%<br />

Glu<strong>co</strong>se 50%<br />

Mannitol 20%<br />

Midazolam<br />

Suxamethonium<br />

Atropine<br />

Gly<strong>co</strong>pyrrolate<br />

Calcium<br />

Metaraminol<br />

Cisatracurium<br />

Insulin<br />

At 1mg in 50ml in a 70 kg person<br />

1ml/h ≈ 0.005 µg/kg/min<br />

20ml/h ≈ 0.1 µg/kg/min<br />

Alternatively:<br />

Place Weight (kg) x 0.3 mg <strong>of</strong> drug in 50ml<br />

This means Infusion at 1ml/h=0.1 µg/kg/min<br />

Etomidate is <strong>co</strong>ntroversial. It may be better<br />

avoided because <strong>of</strong> its adverse effects on<br />

adrenal function which are harmful in critical<br />

illness, and perhaps more <strong>of</strong> a worry when<br />

aptients is to be <strong>transfer</strong>red.<br />

Etomidate should not be used in <strong>patients</strong> at<br />

risk <strong>of</strong> seizures or with neurosurgical <strong>patients</strong>.<br />

Other Tertiary referral centres<br />

Individual hospitals may have other<br />

hospitals within their own <strong>transfer</strong> groups,<br />

but this must be checked locally. Other<br />

specialist units include:<br />

Atkinson Neuro 020 8946 7711<br />

Morley<br />

Broomfield, Burns 01245 440761<br />

Chelmsford<br />

Queen Burns 01342 410 210<br />

Victoria, East<br />

Grinstead<br />

Kings Liver 020 7737 4000<br />

College Neuro<br />

Cardiac<br />

National, Neuro 0207 837 3611<br />

Queen<br />

Square<br />

Royal Free Neuro<br />

Liver<br />

020 7794 0500<br />

Royal<br />

National<br />

Orthopaedic<br />

<strong>St</strong>oke<br />

Mandeville<br />

Ortho<br />

Spinal<br />

020 8954 2300<br />

Spinal 01296 315 000<br />

North West London<br />

Critical Care Network<br />

Consistent with the best interests <strong>of</strong> individual <strong>patients</strong>,<br />

where possible <strong>transfer</strong>s should be undertaken between<br />

hospitals within the NWL Critical Care Network. Priority<br />

should be given to <strong>patients</strong> originating within the<br />

network.<br />

The following hospitals are within the North West<br />

London Critical Care Network:<br />

Hospitals Tertiary Phone<br />

Specialities<br />

Central Middlesex 020 8965 5733<br />

Charing Cross Vascular 020 8846 1234<br />

Neuro SpR 07960 937 553<br />

Chelsea and<br />

020 8746 8000<br />

Westminster<br />

Burns 020 8746 8611-2<br />

020 8237 2500<br />

Ealing 020 8574 2444<br />

Harefield<br />

Cardiac and 01895 82 37 37<br />

Thoracic<br />

Hammersmith Cardiac, Liver, 020 8383 1000<br />

Renal<br />

Hillingdon (and<br />

01895 238 282<br />

Orthopaedics at<br />

MVH)<br />

Northwick Park & GI<br />

020 8864 3232<br />

<strong>St</strong>. Marks<br />

Vascular<br />

Royal Brompton Cardiac and 0207 352 8121<br />

Thoracic<br />

<strong>St</strong>. Mary’s Cardiology<br />

Cardiothoracic,<br />

Vascular<br />

(Thoracic vascular)<br />

020 7886 6666<br />

West Middlesex 020 8560 2121<br />

Clementine Independent 020 8872 3872<br />

Churchill<br />

Cromwell (L3) Independent 020 7460 2000<br />

Harley street clinic HCA 020 7935 7700<br />

(L3)<br />

King Edward VII Independent 020 7486 4411<br />

Lister hospital HCA 020 7730 3417<br />

Portland HCA 020 7580 4400<br />

Princess Grace HCA 020 7486 1234<br />

Wellington (L3) HCA 020 7586 5959<br />

Transfers beyond your hospital’s <strong>transfer</strong> group are defined<br />

as adverse clinical events, and should be reported<br />

to the ICU director who will report it both to the Chief<br />

Executive and the critical care network.<br />

Any <strong>co</strong>mments on the design, usability or otherwise <strong>of</strong> this<br />

form, please <strong>co</strong>ntact<br />

Dr Simon Ashworth, AICU Consultant, <strong>St</strong> Marys<br />

(simon.ashworth@nhs.net)<br />

Queries regarding proto<strong>co</strong>ls should be addressed to:<br />

Dr Ganesh Suntharalingam, Consultant ITU, Northwick Park<br />

All other queries should be addressed to the Network manager<br />

Angela Walsh (angela.walsh@ealingpct.nhs.<strong>uk</strong>),<br />

c/o Ealing PCT, 1 Armstrong way, Southall, Middx, UB2<br />

4SA. Tel 020 8893 0309<br />

Any serious incident must be reported locally to the<br />

Clinical director, and details <strong>co</strong>pied to Dr Suntharalingam<br />

and Angela Walsh.<br />

Further information is available on the website:<br />

www.nwlcritcarenetwork.nhs.<strong>uk</strong>

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