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Hydraulic performance of biofilter systems for stormwater management

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<strong>Hydraulic</strong> <strong>per<strong>for</strong>mance</strong> <strong>of</strong> bi<strong>of</strong>ilter<br />

<strong>systems</strong> <strong>for</strong> <strong>stormwater</strong> <strong>management</strong>:<br />

lessons from a field study<br />

Sébastien Le Coustumer, Tim D. Fletcher<br />

Ana Deletic & Matthew Potter<br />

Facility <strong>for</strong> Advancing Water Bi<strong>of</strong>iltration, Department <strong>of</strong> Civil Engineering, Institute<br />

<strong>for</strong> Sustainable Water Resources, Monash University, Melbourne, Vic., 3800, Australia<br />

Supported by the Better Bays and Waterways Institutionalising Water Sensitive Urban<br />

Design and Best Management Practice in Greater Melbourne Project, Melbourne<br />

Water, East Melbourne, 3002, Australia.


This study was undertaken under the Facility <strong>for</strong> Advancing Water Bi<strong>of</strong>iltration, as part<br />

<strong>of</strong> PROJECT 4: DEMONSTRATION AND TESTING (ACTIVITY 4.03: Investigation<br />

into the long term sustainability <strong>of</strong> <strong>stormwater</strong> bioretention <strong>systems</strong>). It was supported<br />

by funding through the Better Bays and Waterways - Institutionalising Water Sensitive<br />

Urban Design and Best Practice Management in greater Melbourne project. Funding<br />

partners are the Australian Government through the Coastal Catchment Initiative funded<br />

through the Natural Heritage Trust, Department <strong>of</strong> Sustainability and Environment,<br />

Melbourne Water, Clearwater and the City <strong>of</strong> Kingston.<br />

April 2008<br />

Contact details:<br />

Sebastien.le.coustumer@eng.monash.edu.au<br />

Tim.fletcher@eng.monash.edu.au<br />

Ana.deletic@eng.monash.edu.au<br />

matthew.potter@melbournewater.com.au<br />

2


Executive summary<br />

Bi<strong>of</strong>iltration <strong>systems</strong> (‘bi<strong>of</strong>ilters’) are increasingly being used to manage<br />

polluted <strong>stormwater</strong> run<strong>of</strong>f in urban areas. However, there are significant concerns<br />

about their lifespan, particularly due to the possibility <strong>of</strong> clogging <strong>of</strong> the <strong>systems</strong> over<br />

time. A study <strong>of</strong> 37 bi<strong>of</strong>ilters constructed on the east coast <strong>of</strong> Australia during the last<br />

seven years, shows that 60% <strong>of</strong> constructed <strong>systems</strong> have a saturated hydraulic<br />

conductivity (K) which meets or exceeds the currently recommended range <strong>of</strong> 50 to 200<br />

mm/h. It appears that the media used varied greatly between <strong>systems</strong>, perhaps because<br />

<strong>of</strong> a lack <strong>of</strong> available guidelines at the time <strong>of</strong> construction, or because <strong>of</strong> inadequate<br />

specification and quality control. However, this generally does not affect the treatment<br />

efficiency <strong>of</strong> the <strong>systems</strong>, as most <strong>systems</strong> surveyed were sufficiently sized (in filter<br />

area or ponding volume) such that their detention storage volume compensates <strong>for</strong><br />

reduced media hydraulic conductivity (Figure 1). Consideration <strong>of</strong> the interaction<br />

between these three design elements – hydraulic conductivity, filter area and detention<br />

(ponding depth) – is critical (rather than consideration <strong>of</strong> one factor in isolation).<br />

filter media<br />

hydraulic<br />

conductivity<br />

conductivity<br />

extended<br />

detention<br />

depth<br />

infiltration<br />

capacity<br />

filter<br />

surface<br />

area<br />

Figure 1. Interaction between media hydraulic conductivity and other design components, in<br />

determining infiltration capacity <strong>of</strong> the bioretention system.<br />

The study broadly reveals two types <strong>of</strong> <strong>systems</strong>: some with a high initial K<br />

(>200 mm/h) and some with a low initial K (


change occurs over time. Two hypotheses could explain this phenomenon: on one hand<br />

sediment depositions could be leading to the clogging <strong>of</strong> the surface <strong>of</strong> the system;<br />

another possibility is that the creation <strong>of</strong> macropores through root growth and dieback<br />

may help to minimise the reduction in K. The impact <strong>of</strong> surface clogging is<br />

proportionally greater in <strong>systems</strong> which started with a high initial K, most likely<br />

because the difference in particle size distribution between the original filter media and<br />

deposited sediments will be greater where the original media was coarse. In the <strong>systems</strong><br />

with low initial K, the finer particle size distribution will be more similar to that <strong>of</strong> the<br />

inflow sediments (although still considerably larger), thus reducing the proportional<br />

impact <strong>of</strong> any surface clogging effect.<br />

Site characteristics such as filter area as a proportion <strong>of</strong> catchment area, age <strong>of</strong><br />

the system and inflow volume were not found to be useful predictors <strong>of</strong> media<br />

conductivity, with initial conductivity <strong>of</strong> the original media explaining the vast majority<br />

<strong>of</strong> variance. It is clear there<strong>for</strong>e, that strict attention must be paid to the specification <strong>of</strong><br />

original filter media, to ensure that it satisfies current design requirements. Media<br />

should be tested after construction <strong>of</strong> the system.<br />

Given the apparent difficult in specifying and maintaining hydraulic conductivity<br />

in bi<strong>of</strong>iltration media, one approach is to use a “contingency factor” in the specification<br />

<strong>of</strong> hydraulic conductivity <strong>for</strong> bi<strong>of</strong>iltration <strong>systems</strong>. For example, where the design<br />

intent is to use a soil media with a hydraulic conductivity <strong>of</strong> 180 mm/hr, sizing <strong>of</strong> the<br />

system should be undertaken assuming a hydraulic conductivity <strong>of</strong> 50% <strong>of</strong> the design<br />

value (ie. 90 mm/hr). In this way, if the media does not meet specifications, or shows a<br />

decline in hydraulic conductivity over time, the overall system <strong>per<strong>for</strong>mance</strong> will remain<br />

satisfactory.<br />

Key words: Bi<strong>of</strong>ilters, clogging, <strong>stormwater</strong> <strong>management</strong>, hydraulic conductivity<br />

4


Table <strong>of</strong> contents<br />

1 Introduction .............................................................................................................. 6<br />

2 Method...................................................................................................................... 9<br />

2.1 Sampling locations ........................................................................................... 9<br />

2.2 Sampling methodology..................................................................................... 9<br />

Single ring field infiltration test (shallow test)....................................................... 10<br />

Deep ring field infiltration test ................................................................................ 11<br />

Laboratory infiltration test...................................................................................... 12<br />

Limitations <strong>of</strong> the sampling methods...................................................................... 12<br />

2.3 Data analysis................................................................................................... 13<br />

3 Results and discussion............................................................................................ 15<br />

3.1 Bi<strong>of</strong>ilter design ............................................................................................... 15<br />

3.2 Comparing field methods ............................................................................... 18<br />

3.3 Comparing field and laboratory methods ....................................................... 19<br />

3.4 Clogging <strong>of</strong> <strong>systems</strong> over time ....................................................................... 20<br />

3.5 Influence <strong>of</strong> system characteristics and hydraulic <strong>per<strong>for</strong>mance</strong>..................... 23<br />

4 Conclusions ............................................................................................................ 25<br />

5 Acknowledgments .................................................................................................. 26<br />

6 References .............................................................................................................. 27<br />

5


1 Introduction<br />

Bi<strong>of</strong>iltration <strong>systems</strong> (also called bioretention <strong>systems</strong>, bi<strong>of</strong>ilters or rain gardens)<br />

have been widely implemented in the last few years as a source control technique to<br />

manage <strong>stormwater</strong> run<strong>of</strong>f in urban areas (Melbourne Water, 2005). They <strong>for</strong>m one<br />

technique in the suite <strong>of</strong> tools which aim to reduce the impact <strong>of</strong> urbanisation on<br />

watersheds (Dietz and Clausen, 2007).<br />

In Australia, they are commonly used to treat run<strong>of</strong>f in urbanizing areas and as a<br />

retr<strong>of</strong>it technique in already-developed areas. With increasing societal pressure to<br />

protect and restore the environmental quality <strong>of</strong> aquatic ecosystem (Brown and Clarke,<br />

2007), local water authorities are encouraging their development and construction.<br />

Bi<strong>of</strong>ilters have been shown to be effective in the treatment <strong>of</strong> suspended<br />

sediments, heavy metals and nutrients (Zinger et al. 2007). However, there remain<br />

significant questions about the sustainability and long-term <strong>per<strong>for</strong>mance</strong> <strong>of</strong> bi<strong>of</strong>ilters,<br />

with little field data available.<br />

Australian guidelines <strong>for</strong> bi<strong>of</strong>ilter design generally recommend a saturated<br />

hydraulic conductivity (K) <strong>of</strong> between 50 and 200 mm/h <strong>for</strong> the filter media (e.g.<br />

Melbourne Water, 2005). Bi<strong>of</strong>ilters are then designed in order to achieve pollutant<br />

removal efficiency <strong>for</strong> total suspended solids (TSS), total nitrogen (TN) and total<br />

phosphorus (TP), as described in Table 1. Curves giving the percentage <strong>of</strong> pollutant<br />

removal versus the size <strong>of</strong> bi<strong>of</strong>ilter <strong>for</strong> different detention depth have been developed, to<br />

determine required area and detention volume (Melbourne Water, 2005). As an<br />

example, in the Melbourne area, if a 300 mm detention depth is assumed, a bi<strong>of</strong>ilter has<br />

to be sized at approximately 1.65% <strong>of</strong> the impervious catchment in order to achieve a 45<br />

% TN removal (the limiting <strong>per<strong>for</strong>mance</strong> target required by regulations in several<br />

Australian states).<br />

Table 1: Quality objectives <strong>for</strong> <strong>stormwater</strong> treatment in Victoria (Victoria <strong>stormwater</strong> committee, 1999)<br />

Pollutants<br />

TSS<br />

TP<br />

TN<br />

Objective<br />

80% retention <strong>of</strong> annual loading<br />

45% retention <strong>of</strong> annual loading<br />

45% retention <strong>of</strong> annual loading<br />

6


The potential <strong>for</strong> clogging <strong>of</strong> the surface <strong>of</strong> the <strong>systems</strong> is a real issue (Bouwer,<br />

2002). A field survey <strong>of</strong> a number <strong>of</strong> infiltration <strong>systems</strong> (which un<strong>for</strong>tunately did not<br />

include raingardens or any other <strong>for</strong>m <strong>of</strong> bi<strong>of</strong>ilters) conducted by Lindsey et al. (1992)<br />

showed that only 38% <strong>of</strong> infiltration basins were functioning as designed after 4 years<br />

<strong>of</strong> operation, with 31% considered to be clogged. Schueler et al. (1992) showed that<br />

50% <strong>of</strong> infiltration <strong>systems</strong> were not working due to clogging. Clogging results in more<br />

frequent overflows and there<strong>for</strong>e a decrease in treatment capacity, since less <strong>of</strong> the<br />

annual flow volume filters through the media. Clogging may also cause problems <strong>of</strong><br />

stagnant water and aesthetic problems, leading to difficulties in acceptance <strong>of</strong><br />

bi<strong>of</strong>iltration as a system integrated into the built environment.<br />

To illustrate the impact <strong>of</strong> the variation <strong>of</strong> K on the <strong>per<strong>for</strong>mance</strong> <strong>of</strong> the system, the<br />

Model <strong>for</strong> Urban Stormwater Improvement Conceptualisation (MUSIC v3.02) s<strong>of</strong>tware<br />

was used to model a hypothetical catchment <strong>of</strong> 1 ha (100% impervious) located in<br />

Melbourne, draining into a bi<strong>of</strong>ilter designed at 1% <strong>of</strong> the catchment area, and with a<br />

ponding depth <strong>of</strong> 10 cm. As shown in Figure 1, the percentage <strong>of</strong> mean annual flow<br />

treated (called ‘hydrologic effectiveness’; Wong et al. 1999) decreases with K. For a K<br />

<strong>of</strong> 200 mm/h, the hydrologic effectiveness is 85%; falling to 58% <strong>for</strong> K <strong>of</strong> 50 mm/h and<br />

to 29% <strong>for</strong> K <strong>of</strong> 5 mm/h. When bi<strong>of</strong>ilters are severely clogged (<strong>for</strong> example when K is 5<br />

mm/h), 71% <strong>of</strong> inflows are discharged effectively untreated to receiving waters.<br />

Removal <strong>of</strong> TN load / Hydrological Effectiveness [% <strong>of</strong><br />

annual inflows]<br />

100<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

Hydrological effectiveness<br />

TN reduction<br />

1 10 100 1000<br />

<strong>Hydraulic</strong> conductivity (mm/h)<br />

Figure 1 : Evolution <strong>of</strong> Hydrological effectiveness and TN reduction vs. <strong>Hydraulic</strong> conductivity<br />

7


In this context, the objectives <strong>of</strong> this study are to:<br />

• Evaluate the hydraulic conductivity and the design <strong>of</strong> a large number <strong>of</strong><br />

<strong>systems</strong> already built in order to assess their <strong>per<strong>for</strong>mance</strong> regarding current<br />

guidelines,<br />

• Assess the evolution <strong>of</strong> hydraulic conductivity in order to estimate the<br />

variation <strong>of</strong> their <strong>per<strong>for</strong>mance</strong> with time,<br />

• Gather a large dataset on different <strong>systems</strong> in order to understand the<br />

possible influence <strong>of</strong> some factors (i.e. catchment size, bi<strong>of</strong>ilter size, age…)<br />

on their <strong>per<strong>for</strong>mance</strong>.<br />

• Provide guidance on the design and construction <strong>of</strong> rain-gardens, based on<br />

findings <strong>of</strong> the survey.<br />

8


2 Method<br />

2.1 Sampling locations<br />

Thirty-seven bi<strong>of</strong>ilters were sampled over 18 sites, in Melbourne, Sydney and<br />

Brisbane. Measurements were taken in order to represent as well as possible any spatial<br />

variability in hydraulic conductivity. Usually three measurements were taken in each<br />

bi<strong>of</strong>ilter, most <strong>of</strong> the bi<strong>of</strong>ilters tested being less than 40 m² in area (Table 2).<br />

The sites were deliberately chosen to have different characteristics. Impervious<br />

catchment and bi<strong>of</strong>ilter size were measured <strong>for</strong> each. The distributions <strong>of</strong> the main<br />

characteristics <strong>of</strong> the sites (catchment location, type and size, and bi<strong>of</strong>ilter size) are<br />

presented in Table 2. The volume <strong>of</strong> water, the volume <strong>of</strong> water received by the system<br />

every year and the total volume <strong>of</strong> water per m² <strong>of</strong> bi<strong>of</strong>ilter were calculated with the<br />

following hypotheses: an average annual precipitation (Bureau <strong>of</strong> Meteorology):<br />

• Melbourne: 650 mm/h<br />

• Brisbane: 1200 mm/h<br />

• Sydney: 1175 mm/h<br />

• An annual run<strong>of</strong>f coefficient <strong>of</strong> 0.8 (to account <strong>for</strong> initial losses, etc).<br />

Table 2: Site characteristics<br />

Location # <strong>of</strong> sites Catchment use # <strong>of</strong> sites Catchment size # <strong>of</strong> sites Bi<strong>of</strong>ilter size # <strong>of</strong> sites<br />

Melbourne 30 Residential 18 < 100m² 6 < 40m² 31<br />

Brisbane 4 Industrial 8 100–1000 m² 17 40–400 m² 4<br />

Sydney 3 Parking 5 1000-10000 m² 9 > 400 m² 2<br />

Highway 4 > 10 000 m² 1<br />

Low traffic road 2<br />

2.2 Sampling methodology<br />

A number <strong>of</strong> alternative methods were used (<strong>for</strong> comparative purposes) <strong>for</strong><br />

determination <strong>of</strong> hydraulic conductivity. Field hydraulic conductivity (K fs )<br />

measurement <strong>of</strong> bi<strong>of</strong>ilters, have been conducted by two different methods (used <strong>for</strong><br />

cross-checking the measurements):<br />

9


(1) a single ring shallow infiltrometer (referred to herein as K fs shallow ), and<br />

(2) a deep ring infiltrometer (herein referred to as K fs deep ).<br />

Laboratory measurements <strong>of</strong> hydraulic conductivity were also conducted on two<br />

types <strong>of</strong> samples:<br />

(1) surface samples (K lab surf ), and<br />

(2) samples taken from deep in the filter media (at a depth <strong>of</strong> approximately 150<br />

mm below the surface - referred to as K lab deep ini )<br />

Whilst the surface measurement reflects the current effective hydraulic<br />

conductivity <strong>of</strong> the system, the deep sample provides an estimate <strong>of</strong> the initial hydraulic<br />

conductivity <strong>of</strong> the media. Methods used <strong>for</strong> determining each <strong>of</strong> these measures are<br />

described in more detail in subsequent sections.<br />

Single ring field infiltration test (shallow test)<br />

The single ring infiltrometer test has been widely described in the literature (see<br />

Reynolds and Elrick, 1990, Youngs et al. 1993 <strong>for</strong> example) and thus only a brief<br />

summary is given here. This method measures the hydraulic conductivity at the surface<br />

<strong>of</strong> the soil (and thus is most appropriate when the hydraulic conductivity is controlled<br />

by a limiting layer at the media surface).<br />

The single ring infiltrometer consists <strong>of</strong> a small plastic ring, with a diameter <strong>of</strong><br />

100 mm that is driven 50 mm into the soil (Figure 2). It is a constant head test that is<br />

conducted <strong>for</strong> two different pressure heads (50 mm and 150 mm). The experiment is<br />

stopped when the infiltration rate is considered steady (i.e. when the volume poured per<br />

time interval remains constant <strong>for</strong> at least 20 minutes).<br />

In order to calculate K fs , a ‘Gardner’s’ behaviour <strong>for</strong> the soil was assumed<br />

(Gardner, 1958 in Youngs et al. 1993):<br />

K(<br />

h)<br />

= K fs<br />

e<br />

αh<br />

Eq. 1<br />

Where K - the hydraulic conductivity, h - the negative pressure head and α - a soil pore<br />

structure parameter.<br />

10


K fs is then found using the following analytical expression (<strong>for</strong> a steady flow)<br />

(Reynolds and Elrick, 1990):<br />

H φm<br />

q = K<br />

fs<br />

( 1 + ) +<br />

Eq. 2<br />

πaG<br />

πaG<br />

Where q - the steady infiltration velocity, a -the ring radius, H - the ponding depth, φm -<br />

the matrix flux potential and G a shape factor estimated as:<br />

d<br />

G = 0 .316 + 0.184<br />

a<br />

Eq. 3<br />

Where d - the depth <strong>of</strong> insertion <strong>of</strong> the ring, and a - the ring radius. G is considered to be<br />

independent <strong>of</strong> soil hydraulic conductivity (i.e. K fs and α) and ponding, if the ponding<br />

depth is greater than 50 mm.<br />

Deep test<br />

Shallow test<br />

Constant ponding depth (H)<br />

Possible clogged layer<br />

Media filter (L)<br />

Transition and<br />

drainage layer<br />

To the drainage<br />

system<br />

Figure 2: Sketch <strong>of</strong> a bi<strong>of</strong>ilter with the deep ring and the shallow ring<br />

Deep ring field infiltration test<br />

The deep ring method is based on the lysimetric method as explained in Daniel<br />

(1989), and may be more appropriate if the limiting hydraulic conductivity is found<br />

considerably below the surface. In order to measure the K fs with this method it is<br />

necessary to have a free-draining outflow drain from which the discharge can be<br />

measured. Bi<strong>of</strong>ilters are built effectively as a lysimeter (i.e. with a drainage layer made<br />

<strong>of</strong> gravel and per<strong>for</strong>ated pipe, both <strong>of</strong> which have a flow capacity several orders <strong>of</strong><br />

magnitude higher than the overlying filter media), but it was not feasible to flood each<br />

bi<strong>of</strong>ilter and measure the outflow in the drain. However, by inserting a ring down to the<br />

drainage layer (Figure 2), it is then possible to apply Darcy’s law, assuming the<br />

following hypotheses: flow through the soil is uni-directional (vertical); soil is<br />

11


saturated, we can then assume that the wetting front is going down the drainage layer<br />

and will be as thick as the soil layer and there will be no pressure in the drainage layer<br />

(ie. free drainage is assumed).<br />

Darcy’s law (Eq. 4) can be then used to calculate the hydraulic conductivity.<br />

QL<br />

K fs =<br />

( H LA )<br />

+<br />

Eq. 4<br />

Where L - the length <strong>of</strong> the media filter, H - the ponding depth, Q - the infiltration flow<br />

rate (i.e., added volume <strong>of</strong> water to keep a constant head divided by the time step) and A<br />

the cross sectional area <strong>of</strong> the column.<br />

The cylinder used had a 130 mm internal diameter and was driven up to the gravel<br />

layer. This method is able to measure the hydraulic conductivity <strong>of</strong> the whole system,<br />

and can thus account <strong>for</strong> a limiting layer anywhere in the media depth pr<strong>of</strong>ile.<br />

Laboratory infiltration test<br />

Soil samples were tested according to the Australian standard AS 4419-2003.<br />

Tests were undertaken on disturbed samples (by necessity). Surface samples (called labsurface)<br />

were taken in the first centimetre <strong>of</strong> the soil and deep samples between 10 and<br />

15 cm. Surface samples were used to compare the field and the laboratory method. Deep<br />

samples (called lab-deep) are assumed to represent ‘the initial hydraulic conductivity’<br />

<strong>of</strong> the <strong>systems</strong> because soil has not been changed by sediment deposit (any fine<br />

sediment deposited on the filter is assumed to be trapped within the first few<br />

centimetres <strong>of</strong> the media (Hatt et al, 2006). The dimensions <strong>of</strong> samples tested during the<br />

experiments were 100 mm diameter and 85 mm deep.<br />

Limitations <strong>of</strong> the sampling methods<br />

For both field tests, the main limitations are the possible compaction or<br />

disturbance <strong>of</strong> the soil while the ring is driven into the soil and possible preferential<br />

flow on the side <strong>of</strong> the column. For the deep ring method, it is also possible that the<br />

assumptions <strong>of</strong> saturated conditions at the beginning <strong>of</strong> the experiment, and the freedraining<br />

behaviour <strong>of</strong> the underlying gravel, may not be true in all cases.<br />

12


Laboratory measurements have inherent problem that samples are in all cases<br />

disturbed, and there<strong>for</strong>e impact <strong>of</strong> in-situ soil compaction can not be evaluated.<br />

Although it is clamed that these measurements will give ‘the initial hydraulic<br />

conductivity’, this is not exactly true since soil structure may have been changed over<br />

time (e.g. water flowing through the <strong>systems</strong> over time should have changed soil<br />

structure to some extent).<br />

2.3 Data analysis<br />

Data preparation<br />

For each bi<strong>of</strong>ilter and when multiple tests were conducted, average hydraulic<br />

conductivity and its coefficient <strong>of</strong> variation were calculated <strong>for</strong> each method.<br />

Uncertainties were calculated using the law <strong>of</strong> propagation <strong>of</strong> uncertainty as explained<br />

in NIST, 1994. Data have been logged trans<strong>for</strong>med be<strong>for</strong>e statistical analysis in order to<br />

respect the assumptions <strong>of</strong> normality, which was tested with Kolmogorov-Smirnov test<br />

(K-S test); normality accepted at p>0.05.<br />

Comparison between methods<br />

The results from the two different field methods are compared as well as field<br />

methods and laboratory methods. Paired t-Tests are conducted with results considered<br />

as statistically different when p< 0.05; coefficient <strong>of</strong> correlation (R²) between methods<br />

is also calculated. The laboratory – field comparisons are only made <strong>for</strong> the lab-surface<br />

samples because it is assumed that lab-deep samples represent the initial hydraulic<br />

conductivity and not the current value (Hatt et al., 2006).<br />

Determining clogging over time<br />

As the initial hydraulic conductivity is unknown <strong>for</strong> all the <strong>systems</strong> tested, the<br />

measurement made on the lab-deep samples is assumed to represent the initial hydraulic<br />

conductivity (K lab deep ini ). This value is then compared with the field measurements (K fs<br />

deep and K fs shallow ) and with laboratory measurement made on the surface samples (K lab<br />

surf).<br />

13


Determining the influence <strong>of</strong> catchment characteristics<br />

Ascendant Hierarchical Classification (AHC) was used to show group patterns in<br />

the dataset, and thus to tease out the factors which have significant explanatory power<br />

on the variation observed. It was conducted on the following parameters: K fs shallow , K fs<br />

deep, K lab deep ini , age <strong>of</strong> the system, size ratio, volume <strong>of</strong> water per year, total volume <strong>of</strong><br />

water and total volume <strong>of</strong> water per area (m²) <strong>of</strong> <strong>systems</strong>.<br />

Multiple regressions were used in order to explain the variation <strong>of</strong> K fs shallow as a<br />

function <strong>of</strong> explanatory variables (K lab ini , age, size ratio, volume <strong>of</strong> water per year, total<br />

volume <strong>of</strong> water per m²) in order to understand possible correlation between the current<br />

K and characteristics <strong>of</strong> the system and its catchment.<br />

14


3 Results and discussion<br />

3.1 Bi<strong>of</strong>ilter design<br />

Most <strong>of</strong> the <strong>systems</strong> studied were not designed strictly according to current<br />

guidelines in term <strong>of</strong> ratio size <strong>of</strong> the system/size <strong>of</strong> the catchment (many were<br />

constructed prior to the availability <strong>of</strong> these current guidelines). For example, the<br />

Victorian (Melbourne Water, 2005) guidelines recommend a bi<strong>of</strong>ilter :catchment area<br />

ratio <strong>of</strong> at least 1.65 %, but the 30 Victorian <strong>systems</strong> surveyed show a ratio between<br />

0.1% and 21.9%, with an average <strong>of</strong> 5.3 % and a median <strong>of</strong> 2.5% (Table 3). Bi<strong>of</strong>ilters<br />

are thus generally over sized, although the extended depths are <strong>of</strong>ten considerably less<br />

than the recommended range <strong>of</strong> 100-200mm. However, given their irregular geometry,<br />

exact measurement <strong>of</strong> the ‘effective’ or ‘average’ ponding depth was not feasible.<br />

Field hydraulic conductivity measurement shows that 39% (using the shallow ring<br />

method) (42% using the deep ring method) <strong>of</strong> the bi<strong>of</strong>ilters have a K fs below 50 mm/h,<br />

44% (27%) between 50 and 200 mm/h and 17% (30%) above 200 mm/h (Table 3). In<br />

summary, most <strong>of</strong> the <strong>systems</strong> (~60%) have a hydraulic conductivity either within or<br />

exceeding the currently used guidelines (Melbourne Water, 2005; Wong et al., 2006).<br />

15


Table 3: Data <strong>for</strong> each site: hydraulic conductivity value (different method), catchment characteristics and<br />

volume <strong>of</strong> water received<br />

<strong>Hydraulic</strong> conductivity (mm/h) Sites characteristics Volume <strong>of</strong> water<br />

Sites<br />

K fs shallow ur(K) % K fs deep ur(K) %<br />

K lab deep<br />

(ini)<br />

K lab surf<br />

Age (year)<br />

Catchment<br />

area (m²)<br />

Bi<strong>of</strong>ilter<br />

area (m²)<br />

Ratio (%)<br />

V. water/year<br />

(m3)<br />

Total V. water<br />

(m3)<br />

Total V./ m²<br />

(m)<br />

Streisand Dr, Brisbane 61 29 32 99 399 238 0.5 1105 20 1.8 1060.8 530.4 26.5<br />

Saturn Cr, Brisbane 34 20 38 10 17 9 0.5 675 20 3.0 648.0 324.0 16.2<br />

Donnelly Pl, Brisbane 19 22 63 12 12 0.2 1130 32.2 2.8 1084.8 217.0 6.7<br />

Hoyland Dr, Brisbane 204 16 667 6 65 146 5 17400 860 4.9 16704.0 83520.0 97.1<br />

58 30 68 14 53 0.5 1500 15 1.0 780.0 390.0 26.0<br />

Monash Car park, Clayton<br />

102 22 88 13 117 0.5 1500 15 1.0 780.0 390.0 26.0<br />

45 20 55 15 48 0.5 1500 15 1.0 780.0 390.0 26.0<br />

71 31 406 12 582 31 3 366 14.5 4.0 190.3 571.0 39.4<br />

594 34 444 10 264 3 60 11 18.3 31.2 93.6 8.5<br />

129 34 265 9 462 98 3 560 4.5 0.8 291.2 873.6 194.1<br />

Cremorne St, Richmond<br />

316 34 282 12 747 116 3 622 18 2.9 323.4 970.3 53.9<br />

98 32 100 17 113 28 3 400 10 2.5 208.0 624.0 62.4<br />

119 25 203 9 297 113 3 324 11 3.4 168.5 505.4 45.9<br />

53 26 202 17 151 4 3 84 6 7.1 43.7 131.0 21.8<br />

85 25 140 11 270 102 3 85 10 11.8 44.2 132.6 13.3<br />

49 27 5 50 10 2 68 12 17.6 35.4 70.7 5.9<br />

Aleyne St, Chelsea<br />

35 34 6 39 20 2 112 24.5 21.9 58.2 116.5 4.8<br />

5 29 9 79 21 2 213 17 8.0 110.8 221.5 13.0<br />

19 30 8 50 12 2 163 22 13.5 84.8 169.5 7.7<br />

Point Park, Docklands<br />

Hamilton St, W. Brunswick<br />

139 25 321 7 246 1 410 7 1.7 213.2 213.2 30.5<br />

135 20 77 47 306 1 370 7 1.9 192.4 192.4 27.5<br />

36 14 7 76 5 3 3200 4 0.1 1664.0 4992.0 1248.0<br />

137 34 11 63 11 3 91 1 1.1 47.3 142.0 142.0<br />

13 36 11 47 9 3 120 5 4.2 62.4 187.2 37.4<br />

Avoca Cr, Pascoe Vale<br />

26 34 10 51 11 3 200 4 2.0 104.0 312.0 78.0<br />

44 34 6 59 15 3 310 4 1.3 161.2 483.6 120.9<br />

24 34 23 30 4 3 314 12 3.8 163.3 489.8 40.8<br />

Parker St, Pascoe Vale<br />

19 21 56 13 16 3 157 14 8.9 81.6 244.9 17.5<br />

39 34 1 138 7 3 528 7 1.3 274.6 823.7 117.7<br />

Ceres, West Brunswick 97 19 60 13 2 1257 21.75 1.7 653.6 1307.3 60.1<br />

Bourke St tree pit,<br />

84 23 23 21 1 100 1.44 1.4 52.0 52.0 36.1<br />

Melbourne<br />

Hallam Bypass, Floret Pl 154 24 199 63 3 120<br />

Hallam Bypass, Wanke Rd 115 22 490 387 3 12<br />

Hallam Bypass, Wanke Rd<br />

basin<br />

Wolseley Pd, Vic Park<br />

(NSW)<br />

Leyland Gr, Vic Park<br />

(NSW)<br />

203 27 286 207 3 168<br />

159 18 425 5 376 560 7 1504 330 21.9 1413.3 9893.0 30.0<br />

237 17 398 4 151 224 7 1804 180 10.0 1695.8 11870.3 65.9<br />

2 nd Pond Creek (NSW) 5 21 2000 0<br />

16


The influence <strong>of</strong> this result on the system hydrologic effectiveness is shown by<br />

the MUSIC model results in Figure 3. For a system designed at 2.5 % <strong>of</strong> its catchment<br />

area in Melbourne (which is large by current standards), an extended detention depth <strong>of</strong><br />

30 cm and with a K <strong>of</strong> only 50 mm/h, 74% <strong>of</strong> the mean annual inflow is treated by the<br />

bi<strong>of</strong>ilter. If the system con<strong>for</strong>med with the recommended hydraulic conductivity (K <strong>of</strong><br />

180 mm/hr), it would intercept only 18% more <strong>of</strong> the mean annual flow. In other words,<br />

the observed frequent over-dimensioning <strong>of</strong> filter area compensates <strong>for</strong> the low<br />

hydraulic conductivity, even through detention depths are generally relative shallow in<br />

the <strong>systems</strong> tested. When K fs drops to 5 mm/h, 44% <strong>of</strong> flow is treated (<strong>for</strong> a size <strong>of</strong><br />

2.5%) and 64% <strong>for</strong> a size <strong>of</strong> 5.3%. The key lesson is that over-sizing <strong>of</strong> bi<strong>of</strong>ilter area<br />

will help to ‘buffer’ against unintended reductions in hydraulic conductivity.<br />

Flow treated (%)<br />

100<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

Bi<strong>of</strong>ilter <strong>of</strong> 2.5% <strong>of</strong> Catchment<br />

Melbourne<br />

Sydney<br />

Brisbane<br />

0 50 100 150 200 250 300 350 400 450 500<br />

Ks<br />

K(mm/h)/ Size ratio (%)* 1.65 2.5 5.3<br />

180 85 92 98<br />

50 63 74 90<br />

10 40 51 71<br />

5 34 44 64<br />

* With Melbourne data<br />

Figure 3: Influence <strong>of</strong> the ratio bi<strong>of</strong>ilter/catchment size and <strong>of</strong> the K fs on the ‘hydrologic effectiveness’<br />

At the time <strong>of</strong> this study, no Australian guidelines made explicit<br />

acknowledgement <strong>of</strong> this issue; the interaction <strong>of</strong> hydraulic conductivity, filter area and<br />

ponding depth, in determining the effective infiltration capacity <strong>of</strong> the bi<strong>of</strong>iltration<br />

system (Figure 4). However, in response to this lack, the Facility <strong>for</strong> Advancing Water<br />

Bi<strong>of</strong>iltration (FAWB) recently revised its filter media guidelines, to provide greater<br />

guidance on the interaction between design elements in determining infiltration capacity<br />

(Figure 4). Designers should not consider hydraulic conductivity in isolation, but<br />

rather, should design <strong>systems</strong> using an integrated approach.<br />

17


filter media<br />

hydraulic<br />

conductivity<br />

conductivity<br />

extended<br />

detention<br />

depth<br />

infiltration<br />

capacity<br />

filter<br />

surface<br />

area<br />

Figure 4. Design elements that influence infiltration capacity (source: www.monash.edu.au/fawb).<br />

3.2 Comparing field methods<br />

Statistically both methods give similar results (p=0.38 <strong>for</strong> n=32). Correlation<br />

between two methods is moderately strong with R² = 0.44 (Figure 5). This result can be<br />

explained by the similarity between the two methods, which are both a pressure test<br />

applied on the same surface <strong>of</strong> soil. The differences could be explained by the<br />

uncertainty on each reading (around 30% as shown in Table 3) and by the spatial<br />

variability in the <strong>systems</strong>. Contribution to uncertainty <strong>of</strong> the latter can be evaluated at<br />

50% as shown in Table 4, based on repeated application <strong>of</strong> the hydraulic conductivity<br />

measurements in one system. Since tests have not been conducted in the same spot it<br />

could explain the moderate correlation.<br />

600<br />

Kfs deep (mm/h)<br />

400<br />

200<br />

y = 1.00x + 40.53<br />

R 2 = 0.44<br />

K fs shallow K fs deep<br />

Mean (mm/h) 100 140<br />

σ (mm/h) 115 172<br />

Cv (%) 115% 123%<br />

n 32<br />

p 0.38*<br />

* logged trans<strong>for</strong>med data to respect the normality <strong>for</strong> K fs deep<br />

0<br />

0 200 400 600<br />

Kfs shallow (mm/h)<br />

Figure 5 : Correlation between field methods<br />

18


Table 4 : K value and Cv <strong>for</strong> each site<br />

Shallow method<br />

Deep method<br />

Sites n K (mm/h) Cv (%) n K (mm/h) Cv (%)<br />

Cremorne St, pod7, Richmond 3 119 29 3 203 32<br />

Cremorne St, pod9, Richmond 3 85 55 3 140 54<br />

Parker St, pod 2 Pascoe Vale 3 19 46 3 56 48<br />

Ceres, Brunswick East 4 97 63 4 60 73<br />

Hamilton St pod1, Brunswick West 3 36 52<br />

Monash car park, strip 1 4 58 34<br />

Monash car park, strip 2 3 102 58<br />

Monash car park, strip 3 3 45 33<br />

Point park car park, Docklands, pod2 3 135 28<br />

Alleyene st, Chelsea, pod4 3 19 140<br />

Tree pit, Docklands, pod7 3 84 78<br />

Hallam Bypass, Wanke Rd 3 115 55<br />

Hoyland St 6 204 59 3 667 32<br />

Donnelly Pl 3 19 58<br />

Saturn dr 3 34 16 3 38 67<br />

Wolseley Pd, Vic Park 5 159 63 5 425 80<br />

Leyland Gr, Vic Park 5 237 55 5 398 21<br />

2nd Pond Creek 9 5 67<br />

Average 78 53 221 53<br />

3.3 Comparing field and laboratory methods<br />

The shallow field method gives results that are not statistically different from the<br />

measurement made in the laboratory on samples taken from the surface (p=0.71, n=16).<br />

The consequence <strong>of</strong> this is that there is very little bias introduced by the choice <strong>of</strong><br />

method. It is there<strong>for</strong>e possible to compare measurement from the field (shallow<br />

method) and from the lab without effect <strong>of</strong> the method. These results are similar to that<br />

<strong>of</strong> Reynolds et al.(2000), which showed <strong>for</strong> a sand and a loam, that the hydraulic<br />

conductivity measured in the field (shallow method) does not vary significantly from<br />

laboratory measurements (p>0.05, n=12 <strong>for</strong> the sand, n=10 <strong>for</strong> the loam).<br />

19


The correlation between methods is low (R²=0.08). It can be explained by the<br />

spatial variability <strong>of</strong> the hydraulic conductivity and by the variations in compaction<br />

between the samples. In the laboratory, measurements are conducted on disturbed<br />

samples (inevitably during sampling) that have been re-compacted to a standard value<br />

which may be different than that which existed in the field. It may also be speculated<br />

that another reason <strong>for</strong> lower K found in the laboratory measurements is due to the<br />

samples being taken right at the surface; they there<strong>for</strong>e represent deposition <strong>for</strong>med over<br />

time (i.e. they are deposited <strong>stormwater</strong> sediment). In this way K lab, surf represents the<br />

hydraulic conductivity <strong>of</strong> the clogging layer on its own.<br />

If we compare the results from the deep field tests and the laboratory tests, results<br />

are statistically different (p


(2003). Since both field measurements <strong>of</strong> the hydraulic conductivity give similar results<br />

(average value: K fs deep = 140 mm/h, Cv=123% and K fs shallow =100 mm/h, Cv=115%), it<br />

is evident that hydraulic conductivity <strong>of</strong> the system is controlled primarily by the top<br />

layer and that there is no deep ‘clogging’ <strong>of</strong> the soil media.<br />

However, vegetation development and especially root growth, will lead to the<br />

creation <strong>of</strong> macropores. For example, Archer et al. (2000) showed that root growth<br />

increases hydraulic conductivity, as root dieback creates macropores which facilitate<br />

water movement in the soil. It is not yet clear whether this phenomenon will have a<br />

major impact on bi<strong>of</strong>ilter hydraulic conductivity; if clogging is primarily occurring on<br />

the surface, macropores below the clogged layer at the top may have little or no<br />

consequence.<br />

Results <strong>of</strong> the Ascendant Hierarchical Classification show four groups with<br />

distinctly different behaviour. Group 1 has only one bi<strong>of</strong>ilter, which is undersized (0.1<br />

% <strong>of</strong> the catchment); group 2 has three <strong>systems</strong> with very high K fs (K fs shallow average =<br />

200 mm/h) and very high initial K (K lab deep ini average = 197 mm/h). Groups 3 and 4<br />

represent 88% <strong>of</strong> the <strong>systems</strong> tested. Bi<strong>of</strong>ilters from group 3 have a high initial K (K lab<br />

deep ini average = 241 mm/h, n=17), whilst group 4 <strong>systems</strong> have a low initial K (K lab deep<br />

ini average= 12 mm/h, n=11).<br />

Systems with a high initial hydraulic conductivity (which can be explained by<br />

media with relatively coarse particles and a subsequently large pore space) will decrease<br />

substantially over time, and proportionally by a greater amount than will <strong>systems</strong> with a<br />

low initial hydraulic conductivity. This is demonstrated by the fact that the field<br />

shallow test results show a hydraulic conductivity on average 114 mm/h (n=17) lower<br />

than the laboratory deep tests as shown on Figure 7. This result is also confirmed by the<br />

difference between the laboratory tests taken on the deep and surface samples, with an<br />

average difference <strong>of</strong> 255 mm/h (n=9).<br />

21


Figure 7 : K lab deep ini vs. Kf s shallow – white triangle, system with low initial hydraulic conductivity, black<br />

square, <strong>systems</strong> with high initial hydraulic conductivity<br />

This decrease can be explained by sediment deposition at the surface. However,<br />

final hydraulic conductivities are still relatively high (K fs shallow = 127 mm/h, n=17), and<br />

likely to be adequate to ensure good pollutant removal <strong>per<strong>for</strong>mance</strong>. This observation<br />

may be either because the <strong>systems</strong> are only partially clogged, or because creation <strong>of</strong><br />

macropores is having some effect in creating flow through the media, possibly even at<br />

the surface (<strong>for</strong> example, at the base <strong>of</strong> plant stems, where growing, senescence and<br />

even stem movement due to wind, may cause ‘breaking up’ <strong>of</strong> any clogging layer)<br />

(Figure 8).<br />

K lab deep ini = 241<br />

K fs shallow = 127 mm/h<br />

Figure 8 : Schematic representation <strong>of</strong> the evolution <strong>of</strong> the behaviour <strong>of</strong> bi<strong>of</strong>ilters with high initial K<br />

22


Systems with low initial hydraulic conductivity (explained by a high concentration in<br />

fine particles and thus a low pore volume) show effectively no decrease over time (ΔK<br />

average = +25 mm/h, n=11; Figure 7). In part, this is because the relative difference in<br />

particle size <strong>of</strong> the filter media, and <strong>of</strong> the influent sediment, will be less, meaning that<br />

any buildup <strong>of</strong> sediment at the surface will have proportionally less impact. The slight<br />

increase could again be contributed to by macropore creation by roots (Figure 9),<br />

although further studies are required to test this hypothesis.<br />

K lab deep in = 12 mm/h<br />

K fs shallow = 37 mm/h<br />

Figure 9 : Schematic representation <strong>of</strong> the evolution <strong>of</strong> the behaviour <strong>of</strong> bi<strong>of</strong>ilters with low initial K<br />

3.5 Influence <strong>of</strong> system characteristics and hydraulic <strong>per<strong>for</strong>mance</strong><br />

Of all the factors tested – age <strong>of</strong> the bi<strong>of</strong>ilter, its initial hydraulic conductivity, the<br />

ratio between its size and the size <strong>of</strong> the catchment drained, the volume <strong>of</strong> water<br />

received per year and the volume <strong>of</strong> water received per m² <strong>of</strong> system since its<br />

construction – only the initial conductivity provided a statistically significant<br />

explanation <strong>of</strong> variability in current conductivity <strong>of</strong> the <strong>systems</strong> (Table 5).<br />

23


Table 5: Regression between K fs shallow and various parameters<br />

Field method<br />

K fs shallow<br />

R² 0.52<br />

Parameters<br />

P value<br />

(Constant) 0.00<br />

K lab deep (ini)<br />

0.00<br />

Age 0.24<br />

Ratio 0.34<br />

Volume <strong>of</strong> water/year excluded<br />

Total volume/m² 0.49<br />

Achleitner et al. (2006) reported a similar lack <strong>of</strong> correlation between hydraulic<br />

conductivity and site characteristics, and made the hypothesis that current K was mainly<br />

governed by the initial value. This result is in some ways un<strong>for</strong>tunate, because it<br />

provides little guidance to those charged with the maintenance <strong>of</strong> such <strong>systems</strong>, in being<br />

able to predict their lifespan and maintenance requirements. However, it does show the<br />

importance <strong>of</strong> correctly specifying the filter media during the bi<strong>of</strong>ilter design, and <strong>of</strong><br />

having appropriate quality control to ensure that the supplied and installed media meets<br />

these specifications.<br />

One approach is to use a “contingency factor” in the specification <strong>of</strong> hydraulic<br />

conductivity <strong>for</strong> bi<strong>of</strong>iltration <strong>systems</strong>. For example, where the design intent is to use a<br />

soil media with a hydraulic conductivity <strong>of</strong> 180 mm/hr, sizing <strong>of</strong> the system should be<br />

undertaken assuming a hydraulic conductivity <strong>of</strong> 50% <strong>of</strong> the design value (ie. 90<br />

mm/hr). In this way, if the media does not meet specifications, or shows a decline in<br />

hydraulic conductivity over time, the overall system <strong>per<strong>for</strong>mance</strong> will remain<br />

satisfactory.<br />

24


4 Conclusions<br />

Whilst bi<strong>of</strong>ilters have been demonstrated to provide effective <strong>stormwater</strong> quality<br />

treatment, their long-term hydraulic behaviour has to date not been studied, particularly<br />

in reference to real <strong>systems</strong>. This study provides a first attempt to evaluate <strong>per<strong>for</strong>mance</strong><br />

<strong>of</strong> a range <strong>of</strong> constructed <strong>systems</strong>, with design and catchment characteristics.<br />

From a measurement point <strong>of</strong> view, the different field methods used gave similar<br />

results, demonstrating that <strong>for</strong> these soil-based bi<strong>of</strong>ilters, hydraulic conductivity is<br />

governed by their surface layer. Field and laboratory experiments gave identical<br />

results.<br />

Regarding system design and construction, three key messages are deduced.<br />

Firstly, whilst many <strong>systems</strong> measured have a low hydraulic conductivity (lower<br />

than currently recommended values), a tendency by designers to over-dimension the<br />

<strong>systems</strong> (relative to guidelines) acts to compensate <strong>for</strong> the low conductivity. Critically,<br />

however, current guidelines do not address this relationship, and seem to pay no<br />

attention to the risks <strong>of</strong> diminished effectiveness when <strong>systems</strong> are either constructed<br />

with lower-than-desired conductivity, or when clogging causes conductivity to decline<br />

over time. In particular, this may occur as a result <strong>of</strong> poor construction <strong>management</strong><br />

practices in the catchment, resulting in excessive sediment loading. Strict controls<br />

should be in place during the construction phase <strong>of</strong> development.<br />

Secondly, proportional hydraulic conductivity reduction occurs mainly <strong>for</strong><br />

<strong>systems</strong> with high initial value, but the resulting value ends up generally respecting the<br />

guidelines. Other <strong>systems</strong>, which have been constructed with low-conductivity soils, do<br />

not show evidence <strong>of</strong> further decline, possibly because the filter media particle size<br />

distribution is more similar to that <strong>of</strong> the influent sediment, than is the case <strong>for</strong> <strong>systems</strong><br />

with high initial conductivity (and thus coarse media). Declines in conductivity over<br />

time are likely to occur by sediment deposition, which occurs at the surface <strong>of</strong> the<br />

<strong>systems</strong>. Whilst macropore creation by vegetation may limit the effect <strong>of</strong> clogging,<br />

further detailed research is needed to verify the reliability <strong>of</strong> this strategy in maintaining<br />

soil hydraulic conductivity within recommended guidelines.<br />

25


Finally, it was not possible to predict a filter’s current hydraulic conductivity from<br />

factors such as its size, the catchment size, or the inflow volume. The initial specified<br />

hydraulic conductivity is the critical determinant <strong>of</strong> its long-term hydraulic behaviour.<br />

Whilst this provides little help in predicting system lifespan or maintenance<br />

requirements, it does rein<strong>for</strong>ce the criticality <strong>of</strong> specifying the correct hydraulic<br />

conductivity <strong>of</strong> <strong>systems</strong> at the time <strong>of</strong> construction. Perhaps most importantly,<br />

guidelines do not pay due attention to the importance <strong>of</strong> translating design<br />

specifications through the construction process. Contract hold-points should in place to<br />

ensure testing <strong>of</strong> the media during construction.<br />

5 Acknowledgments<br />

The authors would particularly like to thank Peter Poelsma at the Facility <strong>for</strong><br />

Advancing Water Bi<strong>of</strong>iltration <strong>for</strong> help in the field experiments. Support from<br />

Melbourne Water is also gratefully acknowledged.<br />

26


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Soc. Am., 1990, Vol. 54, p. 1233-1241<br />

Reynolds W. D., Bowman B. T., Brunke R. R., Drury C. F. and Tan C. S. Comparison <strong>of</strong> tension<br />

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