PDF version of this press release - Royal and Sun Alliance

PART V
ADDITIONAL INFORMATION
1. Company Details
The Company is domiciled in the United Kingdom with its registered office at 9th Floor, One
Plantation Place, 30 Fenchurch Street, London EC3M 3BD. The telephone number of the Company’s
registered office is 020 7111 7000.
2. Interest of Related Parties
2.1 Sean A. Beatty, Dennis W. Cahill, Catherine A. Carlino, Michael J. Crall, David M. Davenport,
Robert J. Dixon, Julie A. Fortune, Daniel R. Keddie, Marc-Andre Lefevbre, James F. Meehan,
Edward J. Muhl, David D. Shumway, Larry G. Simmons and John Tighe are each a related
party by virtue of each of them being a director of one or more subsidiaries of the Company,
which form part of the US Operation. The Purchaser is a related party by virtue of the fact that
it is an associate of each of the individuals named above who are, in aggregate, able to exercise
or control the exercise of 30% or more of the votes able to be cast on all, or substantially all,
matters at general meetings of the Purchaser.
2.2 As at 5 October 2006 (being the latest practicable date prior to the publication of this
document), the interests (all of which are beneficial unless otherwise stated) of the Related
Parties which:
(i)
have been notified by each Related Party to the Company pursuant to section 324 or
328 of the Act; or
(ii) are required to be entered in the register maintained by the Company under section 325
of the Act; or
(iii)
are interests of a connected person of a Related Party which would, if the connected
person were a director, be required to be disclosed under (i) or (ii) above and the
existence of which is known to or could with reasonable diligence be ascertained by
Related Party, are as follows:
Number of
ADRs (1)
Interest in ADRs
under Employee
Stock Discount
Plan (1)
Percentage of
issued Ordinary
Share capital
Options held
under Employee
Incentive Scheme
(ADRs)
Sean A. Beatty (2) 0 0 0 151,940
Dennis W. Cahill (2) 907 0 Less than 0.01 159,286
Catherine A. Carlino (2) 1,185 0 Less than 0.01 62,742
Michael J. Crall 12,000 0 Less than 0.01 0
David M. Davenport (2) 0 0 0 25,956
Robert J. Dixon (2) 0 1,176 Less than 0.01 77,625
Julie A. Fortune (2) 0 0 0 120,000
Daniel R. Keddie (2) 0 1,815 Less than 0.01 33,636
Marc-Andre Lefevbre (2) 0 925 Less than 0.01 109,728
James F. Meehan 0 0 0 40,000
Edward J. Muhl 0 0 0 0
Dave D. Shumway (2) 1,582 0 Less than 0.01 36,396
Larry G. Simmons 0 0 0 11,911
John Tighe (2) 4,156 6,204 Less than 0.01 380,880
(1) Some of the holdings include a fraction of an ADR. Where applicable, this has been rounded to the nearest whole
ADR.
(2) In addition to the shares shown in the table above, these individuals each invest in a 401k Savings and Investment
Plan. Under this plan they are interested in a unitised stock fund consisting of shares in the Company. As at 30
September 2006 the aggregate value of the fund held by these individuals had a market value of $129,294 and
equated to 46,365 ordinary shares (or 9,273 ADRs).
2.3 Save as disclosed in paragraph 2.2 above, none of the Related Parties has any interest,
beneficial or non-beneficial, in the share capital of the Company or any of its subsidiaries.
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