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10 Steps to a Successful Regulatory Compliance Program

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2. <strong>Compliance</strong> Officer/Committee<br />

• Centralized program needs person/committee<br />

responsible for overseeing it<br />

• Accountability<br />

• Reporting structure<br />

• Committee should designate a chairperson<br />

16<br />

©2012 Clif<strong>to</strong>nLarsonAllen LLP

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