to download a copy of the staff handbook. - Downing College
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STAFF HANDBOOK<br />
DOWNING COLLEGE<br />
CAMBRIDGE
ISSUE<br />
THIS HANDBOOK HAS BEEN ISSUED TO:<br />
NAME:<br />
DEPARTMENT:<br />
DATE:<br />
HANDBOOK PAGE 1
WELCOME<br />
Welcome from Pr<strong>of</strong>essor Barry Everitt.<br />
<strong>Downing</strong> <strong>College</strong> Master.<br />
I am delighted, on behalf <strong>of</strong> <strong>the</strong> members and <strong>staff</strong>, <strong>to</strong> welcome<br />
you <strong>to</strong> <strong>Downing</strong> and also <strong>to</strong> <strong>the</strong> University <strong>of</strong> Cambridge.<br />
The aim <strong>of</strong> this Handbook is <strong>to</strong> ease you in<strong>to</strong> <strong>the</strong> day-<strong>to</strong>-day<br />
life and work <strong>of</strong> <strong>the</strong> <strong>College</strong>, which take place amidst <strong>the</strong><br />
beauty and tranquillity <strong>of</strong> our domus.<br />
I am aware <strong>of</strong> <strong>the</strong> unfamiliarity and complexities <strong>of</strong> starting<br />
work in new surroundings and <strong>the</strong> uncertainties which accompany<br />
any new work venture. The information, policies and procedures<br />
in this publication have been put <strong>to</strong>ge<strong>the</strong>r <strong>to</strong> aid you throughout<br />
your working life here with us.<br />
The <strong>College</strong> enters its third century as an institution devoted <strong>to</strong><br />
higher education and research. We aim <strong>to</strong> ensure that jointly we<br />
build upon our strengths while enabling our employees <strong>to</strong> develop<br />
<strong>the</strong>ir full potential and <strong>the</strong>refore enjoy greater job satisfaction.<br />
We aim <strong>to</strong> recognise and reward <strong>the</strong> effort and talent expended by<br />
<strong>staff</strong> in <strong>the</strong>ir daily activities.<br />
This Handbook will continue <strong>to</strong> be extended and updated as<br />
policies and work practices evolve, and I urge you <strong>to</strong> make yourself<br />
familiar with its contents and <strong>to</strong> seek advice and clarity on any<br />
issues, where necessary, from our friendly and helpful team who<br />
are available at all levels throughout <strong>the</strong> <strong>College</strong>.<br />
2 STAFF<br />
HANDBOOK
Contents<br />
SECTION 1<br />
ABOUT OUR COLLEGE<br />
1.1 <strong>Downing</strong> <strong>College</strong> his<strong>to</strong>ry<br />
1.2 Finding your way around<br />
PAGE<br />
6<br />
7<br />
8<br />
1.3 Facilities, amenities, and <strong>College</strong> benefits<br />
1.4 Our <strong>staff</strong> and Fellows<br />
9-15<br />
16-19<br />
SECTION 2<br />
SOME TERMS AND CONDITIONS OF YOUR EMPLOYMENT<br />
PAGE<br />
20<br />
2.1 Remuneration 21<br />
2.2 Holidays 22-23<br />
2.3 Sickness 24-27<br />
2.4 Termination <strong>of</strong> employment 28-29<br />
2.5 Pensions 30<br />
2.6 Confidentiality 31<br />
2.7 Business expenses 32<br />
2.8 Hours <strong>of</strong> work and flexitime 33-35<br />
2.9 Night workers 36<br />
2.10 Grievance procedure 37-39<br />
2.11 Disciplinary procedure 40-46<br />
2.12 Capability, and capability dismissal policy and procedure 47-48<br />
STAFF HANDBOOK 3
Contents<br />
3 SECTION<br />
49<br />
PAGE<br />
POLICIES AND PROCEDURES WHICH ARE RELEVANT TO YOUR EMPLOYMENT<br />
4 STAFF<br />
51<br />
52-53<br />
54-59<br />
60<br />
61-71<br />
72<br />
73-79<br />
80-82<br />
83-84<br />
85-86<br />
87<br />
88<br />
89<br />
90-103<br />
104-107<br />
108<br />
109-110<br />
111<br />
112-113<br />
114-115<br />
116-119<br />
HANDBOOK<br />
Statement <strong>of</strong> intent 3.1<br />
Conduct 3.2<br />
Health, safety, and welfare policy and responsibilities; 3.3<br />
Children on <strong>the</strong> premises; display screen equipment<br />
Smoking 3.4<br />
Well-being at work: equal opportunities; dignity at work; harassment; stress at work 3.5<br />
Time <strong>of</strong>f for dependants, bereavement, and compassionate leave 3.6<br />
Maternity, paternity, adoptive leave and parental leave policies 3.7<br />
Flexible working 3.8<br />
Policy on <strong>the</strong> recruitment <strong>of</strong> ex-<strong>of</strong>fenders 3.9<br />
Policy on <strong>the</strong> s<strong>to</strong>rage, use and disposal <strong>of</strong> disclosure information 3.10<br />
Staff information and consultation committee 3.11<br />
Performance and promotion 3.12<br />
Training 3.13<br />
Data protection policy 3.14<br />
Computer facilities, E-mail and internet 3.15<br />
Telephones and mobile telephones 3.16<br />
Use <strong>of</strong> vehicles 3.17<br />
Security 3.18<br />
Retirement procedure 3.19<br />
Redundancy policy 3.20<br />
Public interest disclosure procedure 3.21
Introduction.<br />
INTRODUCTION<br />
Your contractual terms and conditions <strong>of</strong> employment are all located in your<br />
Statement <strong>of</strong> Main Terms and Conditions <strong>of</strong> Employment.<br />
Some <strong>of</strong> <strong>the</strong>se terms, however, are repeated in Section 2 <strong>of</strong> this Handbook for<br />
ease <strong>of</strong> reference.<br />
Please note, if <strong>the</strong>re is any discrepancy between this Handbook and <strong>the</strong> contents<br />
<strong>of</strong> your own Statement <strong>of</strong> Main Terms and Conditions <strong>of</strong> Employment, <strong>the</strong>n <strong>the</strong><br />
contents <strong>of</strong> your Statement will prevail.<br />
The principal Supervising <strong>College</strong> Officers include <strong>the</strong> Master, <strong>the</strong> Bursar, <strong>the</strong><br />
Domus Bursar, and <strong>the</strong> Senior Tu<strong>to</strong>r.<br />
The Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer <strong>to</strong> whom you should<br />
report is stated in your Statement <strong>of</strong> Main Terms and Conditions <strong>of</strong> Employment.<br />
HANDBOOK PAGE 5
SECTION 1<br />
ABOUT OUR COLLEGE<br />
1.1 <strong>Downing</strong> <strong>College</strong> his<strong>to</strong>ry<br />
1.2 Finding your way around<br />
1.3 Facilities, amenities, and <strong>College</strong> benefits<br />
1.4 Our <strong>staff</strong> and Fellows<br />
NOTES<br />
6 STAFF<br />
HANDBOOK
<strong>Downing</strong> <strong>College</strong> his<strong>to</strong>ry<br />
SECTION 1.1<br />
<strong>Downing</strong> was founded by Sir George <strong>Downing</strong>, third baronet, with wealth<br />
left by his grandfa<strong>the</strong>r, <strong>the</strong> first baronet, who served both Cromwell and<br />
Charles II and who built No. 10 <strong>Downing</strong> Street, which has been <strong>the</strong> London<br />
home <strong>of</strong> <strong>the</strong> Prime Minister since 1732.<br />
ABOUT OUR COLLEGE<br />
<strong>Downing</strong> <strong>College</strong> his<strong>to</strong>ry<br />
Building began at <strong>Downing</strong> early in <strong>the</strong> nineteenth century and has continued<br />
<strong>to</strong> <strong>the</strong> present day. The <strong>College</strong> has a unique and magnificent setting among<br />
twenty acres <strong>of</strong> lawns and trees, yet it is located close <strong>to</strong> <strong>the</strong> centre <strong>of</strong><br />
Cambridge. The superb collection <strong>of</strong> buildings, which are predominately<br />
neoclassical in style, convey a sense <strong>of</strong> elegance and spaciousness, enhanced<br />
by harmonious proportions, graceful columned porticos, and delicate pink<br />
and yellow Ket<strong>to</strong>n s<strong>to</strong>ne.<br />
<strong>Downing</strong> is, as are all Cambridge <strong>College</strong>s, an independent self-governing<br />
community that forms part <strong>of</strong> <strong>the</strong> University <strong>of</strong> Cambridge. Our students<br />
come from all types <strong>of</strong> schools and colleges from all over <strong>the</strong> world, and <strong>the</strong>re<br />
is no such thing as a ‘typical’ <strong>Downing</strong> student. In terms <strong>of</strong> numbers, we are<br />
a medium-sized <strong>College</strong> with approximately 660 students, <strong>of</strong> whom 395 are<br />
undergraduates and 265 are graduate students. There are 45 Fellows, who<br />
<strong>to</strong>ge<strong>the</strong>r with <strong>the</strong> Master are <strong>the</strong> Governing Body. Most <strong>of</strong> <strong>the</strong> Fellows are also<br />
attached <strong>to</strong> <strong>the</strong> University as Lecturers and Pr<strong>of</strong>essors. There are over 140 <strong>staff</strong>.<br />
Our aim is <strong>to</strong> provide an agreeable and supportive environment for all <strong>of</strong> our<br />
members and employees.<br />
Most <strong>of</strong> <strong>the</strong> undergraduates live on site, ei<strong>the</strong>r on <strong>the</strong> Domus, <strong>the</strong> name given<br />
<strong>to</strong> <strong>the</strong> main site, or in <strong>the</strong> houses on Lensfield Road adjoining <strong>the</strong> main site.<br />
Outside term time, we provide excellent facilities and accommodation within<br />
<strong>the</strong> main courts <strong>of</strong> <strong>the</strong> <strong>College</strong> for conferences and similar events. These are<br />
always in high demand.<br />
HANDBOOK PAGE 7
V I<br />
I<br />
VI<br />
V<br />
I<br />
XI<br />
I<br />
VI<br />
SECTION 1.2<br />
ABOUT OUR COLLEGE<br />
Finding your way around <strong>the</strong> <strong>College</strong><br />
DOWNING COLLEGE<br />
VISITOR PLAN<br />
TENNIS COURT ROAD<br />
HOWARD<br />
COURT<br />
0m<br />
25m<br />
approximate<br />
50m<br />
1<br />
6<br />
4<br />
WEST RANGE<br />
Stair E<br />
West Lodge and<br />
Maitland Room<br />
Music Room and<br />
Annex<br />
EAST RANGE<br />
Stair R<br />
Wilkins Room<br />
B Stair OFFICES<br />
Tu<strong>to</strong>rial and Admissions<br />
Bursary<br />
<strong>College</strong> Accountant<br />
Human Resources<br />
Catering Managers<br />
Chapel<br />
<strong>College</strong> Office<br />
38<br />
36<br />
34<br />
32<br />
30<br />
28<br />
24<br />
22<br />
20<br />
46<br />
44<br />
42<br />
40<br />
50<br />
Flats 3,4&5<br />
58<br />
56<br />
54<br />
14<br />
THE<br />
PADDOCK<br />
FELLOWS’<br />
GARDEN<br />
Private<br />
No<br />
Entry<br />
Private<br />
No<br />
Entry<br />
SCR<br />
DINING<br />
HALL<br />
1<br />
2<br />
WEST LODGE<br />
GARDEN<br />
WEST RANGE<br />
EAST RANGE<br />
THE<br />
QUADRANGLE<br />
HOWARD<br />
BUILDING<br />
5<br />
3 4<br />
A B C D E F G H<br />
V<br />
via<br />
T<br />
U T S R Q P O<br />
LIBRARY<br />
KENNY<br />
B<br />
N<br />
KENNY<br />
A<br />
J<br />
K<br />
6<br />
L<br />
M<br />
PRIVATE<br />
PARKING<br />
BUTTERFIELD<br />
BAR AND CAFÉ<br />
DOWNING SITE<br />
PRIVATE<br />
PARKING<br />
5<br />
Conference Office<br />
3<br />
Development Office<br />
2<br />
Kitchen Yard<br />
PORTERS’<br />
LODGE<br />
14<br />
Singer Building (Fitness Room)<br />
Staircase Letter<br />
Room Number<br />
Level Entrance <strong>to</strong><br />
Stair A & B<br />
PORTERS’ LODGE<br />
01223 334800<br />
MAIN ENTRANCE<br />
AND EXIT<br />
REGENT STREET<br />
© The Master, Fellows, and Scholars <strong>of</strong> <strong>Downing</strong> <strong>College</strong> in <strong>the</strong> University <strong>of</strong> Cambridge.<br />
Rev 06<br />
more maps are available at www.dow.cam.ac.uk<br />
8 STAFF<br />
HANDBOOK
Facilities, Amenities, and <strong>College</strong><br />
Benefits<br />
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
Car parking<br />
Dining hall<br />
Staff social activities<br />
Uniforms and dress code<br />
Staff discounts<br />
Long service awards<br />
The University centre<br />
The University sports and social club<br />
The University counselling service<br />
Independent counselling and advisory service<br />
Medical and dental insurance<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
vi.<br />
vii.<br />
viii.<br />
ix.<br />
x.<br />
xi.<br />
STAFF HANDBOOK 9
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
Car parking<br />
Dining hall<br />
Staff social activities<br />
i.<br />
ii.<br />
iii.<br />
Facilities, amenities, and <strong>College</strong><br />
benefits<br />
CAR PARKING<br />
As a non-contractual benefit at <strong>the</strong> date <strong>of</strong> this policy, we have car parking<br />
facilities on our main site, which you will be free <strong>to</strong> use, at our discretion,<br />
during your normal working hours. The <strong>College</strong> does not accept any<br />
liability for damage <strong>to</strong> private vehicles parked on <strong>College</strong> premises,<br />
however such damage may be caused.<br />
DINING HALL<br />
At present, and when <strong>the</strong> Dining Hall is open <strong>to</strong> <strong>staff</strong> members, one free<br />
meal is available <strong>to</strong> all <strong>staff</strong> who work both before and after <strong>the</strong> lunch<br />
period (12.30pm <strong>to</strong> 1.00pm). The <strong>College</strong> Porters are entitled <strong>to</strong> a free<br />
meal during every shift that <strong>the</strong>y are on duty.<br />
The non-contractual benefits referred <strong>to</strong> in paragraphs i and ii above are<br />
subject <strong>to</strong> such terms and conditions as we may impose from time <strong>to</strong> time<br />
and may be varied or withdrawn at our discretion.<br />
STAFF SOCIAL ACTIVITIES<br />
Organised <strong>staff</strong> social events typically take place in <strong>the</strong> summer and winter.<br />
In early summer, <strong>staff</strong> are granted an additional day’s paid leave <strong>to</strong><br />
participate in outings arranged by <strong>the</strong> Staff Social Committee, or by <strong>the</strong>ir<br />
Department. These activities are optional, but <strong>staff</strong> who choose not <strong>to</strong><br />
participate are required <strong>to</strong> work as normal.<br />
10 S<br />
TAFF HANDBOOK<br />
Before <strong>the</strong> start <strong>of</strong> a new academic year, we endeavour <strong>to</strong> organise a cricket<br />
match between <strong>staff</strong> and Fellows. Staff, Fellows, and specta<strong>to</strong>rs are welcome<br />
and refreshments are provided. Those <strong>staff</strong> who do not attend as players or<br />
specta<strong>to</strong>rs are required <strong>to</strong> work as normal.
iii.<br />
iv.<br />
Facilities, amenities, and <strong>College</strong><br />
benefits continued...<br />
STAFF SOCIAL ACTIVITIES<br />
Prior <strong>to</strong> <strong>the</strong> Christmas closedown, <strong>the</strong> Staff Social Committee organises<br />
a Christmas dinner-dance and a Christmas Lunch is held for <strong>staff</strong> and<br />
retired <strong>staff</strong>.<br />
Musical events take place in <strong>the</strong> <strong>College</strong> Chapel and Master’s Lodge<br />
throughout <strong>the</strong> year, and <strong>staff</strong> are welcome <strong>to</strong> attend.<br />
UNIFORMS AND DRESS CODE<br />
Porters and <strong>staff</strong> working for <strong>the</strong> Catering, Gardens, Maintenance and<br />
Housekeeping Departments, are provided with a uniform for <strong>the</strong>ir<br />
work duties, which must be worn at all times during working hours.<br />
When uniforms are kept at <strong>the</strong> <strong>College</strong>, <strong>staff</strong> are expected <strong>to</strong> arrive in<br />
sufficient time <strong>to</strong> put <strong>the</strong>m on before <strong>the</strong> <strong>of</strong>ficial start time. Staff are<br />
responsible for <strong>the</strong>ir uniform and will be liable for <strong>the</strong> cost <strong>of</strong> repair<br />
or replacement in <strong>the</strong> event <strong>of</strong> any loss or damage due <strong>to</strong> <strong>the</strong>ir<br />
carelessness.<br />
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
Staff social activities<br />
Uniforms and dress code<br />
As you are likely <strong>to</strong> come in<strong>to</strong> contact with Fellows, students, visi<strong>to</strong>rs<br />
and members <strong>of</strong> <strong>the</strong> public, it is important that you present a<br />
pr<strong>of</strong>essional image with regard <strong>to</strong> appearance and standards <strong>of</strong> dress.<br />
If you are not required <strong>to</strong> wear a uniform, you should wear clo<strong>the</strong>s<br />
appropriate <strong>to</strong> your job responsibilities, and <strong>the</strong>y should be kept<br />
clean and tidy at all times.<br />
STAFF HANDBOOK11
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
v.<br />
Facilities, amenities, and <strong>College</strong><br />
benefits continued...<br />
STAFF DISCOUNTS<br />
From time <strong>to</strong> time, we are able <strong>to</strong> negotiate discounts with suppliers for<br />
<strong>the</strong> benefit <strong>of</strong> our <strong>staff</strong>. You will be notified when this type <strong>of</strong> discount<br />
becomes available. Discounts are available from some local retailers<br />
upon production <strong>of</strong> your University card. A listing <strong>of</strong> participating<br />
retailers may be obtained from <strong>the</strong> Human Resources Officer.<br />
Staff discounts<br />
<strong>College</strong> suggestion<br />
scheme<br />
Long service awards<br />
vi.<br />
vii.<br />
As a matter <strong>of</strong> routine, <strong>the</strong> <strong>College</strong> is able <strong>to</strong> negotiate discounts from<br />
regular suppliers on purchases for <strong>College</strong> use. Any such discounts are<br />
for <strong>the</strong> benefit <strong>of</strong> <strong>the</strong> <strong>College</strong> only and must NOT be used for private<br />
purchases.<br />
Any breach or abuse <strong>of</strong> this policy constitutes a serious<br />
disciplinary matter.<br />
COLLEGE SUGGESTION SCHEME<br />
If you have any ideas or suggestions which you think could improve <strong>the</strong><br />
efficiency and cost effectiveness <strong>of</strong> our <strong>College</strong>, we would very much<br />
like <strong>to</strong> hear from you and will undertake <strong>to</strong> investigate any suggestions<br />
put forward.<br />
LONG SERVICE AWARDS<br />
25 years’ service with <strong>the</strong> <strong>College</strong> is recognised by <strong>the</strong> presentation <strong>of</strong> a<br />
gift by <strong>the</strong> Master. These awards are made <strong>to</strong> reward <strong>the</strong> loyalty and <strong>to</strong><br />
recognise <strong>the</strong> experience <strong>of</strong> long-serving <strong>staff</strong>.<br />
12 S<br />
TAFF HANDBOOK
viii.<br />
Facilities, amenities, and <strong>College</strong><br />
benefits continued...<br />
THE UNIVERSITY CENTRE<br />
The University Centre is located in Granta Place, Mill Lane, Cambridge,<br />
and is open from 8:00am until midnight. While you remain a <strong>College</strong><br />
employee, you are entitled <strong>to</strong> free membership <strong>of</strong> The University Centre.<br />
You and any guests may make full use <strong>of</strong> <strong>the</strong> following:<br />
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
• Main Dining Hall for hot and cold cafeteria meals, lunchtime and<br />
evenings (daily);<br />
• Riverside Restaurant for waiter service meals, lunchtime and evenings<br />
(Monday <strong>to</strong> Saturday);<br />
• Grads Cafe for fresh c<strong>of</strong>fee, baguettes, and cakes (daily);<br />
• Granta Bar and games room for a wide choice <strong>of</strong> drinks, and<br />
bar meals (daily);<br />
A Television Lounge, Reading Room, and Games Room are also<br />
provided and some rooms are available for private hire.<br />
The University centre<br />
The University sports and<br />
social club<br />
ix.<br />
THE UNIVERSITY SPORTS AND SOCIAL CLUB<br />
The University Sports and Social Club is located in Mill Lane, Cambridge,<br />
and is open during lunchtimes and evenings, Monday <strong>to</strong> Friday.<br />
Membership cards are available <strong>to</strong> members <strong>of</strong> <strong>the</strong> University from <strong>the</strong><br />
club upon request.<br />
Facilities include a licensed bar, snooker room, television lounge, and<br />
large function room. Hot and cold food is available at lunch time.<br />
Sporting activities include 5-a-side football, cricket, darts, fishing,<br />
swimming, carpet bowls, table tennis, long distance walking, and<br />
organised day trips.<br />
STAFF HANDBOOK 13
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
Facilities, amenities, and <strong>College</strong><br />
benefits continued...<br />
x. THE UNIVERSITY COUNSELLING SERVICE<br />
The purpose <strong>of</strong> <strong>the</strong> University Counselling Service is <strong>to</strong> help anyone who<br />
has a personal or emotional problem which he or she wishes <strong>to</strong> discuss in<br />
confidence. It is <strong>staff</strong>ed by pr<strong>of</strong>essional counsellors. A member <strong>of</strong> <strong>staff</strong> may<br />
be seen, by appointment, for assessment. He or she will <strong>the</strong>n be referred<br />
ei<strong>the</strong>r <strong>to</strong> a private counsellor or psycho<strong>the</strong>rapist for personal problems, or a<br />
Senior Occupational Nurse for work related problems. The service is funded<br />
by all <strong>the</strong> <strong>College</strong>s and <strong>the</strong> University. The <strong>College</strong> may approve <strong>the</strong><br />
attendance <strong>of</strong> a member <strong>of</strong> <strong>staff</strong> for an initial assessment and, in exceptional<br />
circumstances, for a limited number <strong>of</strong> counselling sessions.<br />
xi.<br />
INDEPENDENT COUNSELLING AND ADVISORY SERVICE<br />
The University<br />
counselling service<br />
Independent counselling<br />
and advisory service<br />
The <strong>College</strong> <strong>of</strong>fers access <strong>to</strong> a 24 hour employee support helpline which<br />
can help you deal with both everyday situations and more serious<br />
problems. This confidential service, provided by ICAS, gives advice<br />
and support on practical issues (including financial, legal, personal<br />
relationships, familycare and work concerns) and personal support<br />
through telephone counselling. It can be used by <strong>staff</strong> and Fellows<br />
and <strong>the</strong>ir spouses, partners and o<strong>the</strong>r family members living with <strong>the</strong>m.<br />
The freephone number is 0800 068 6729, <strong>the</strong>y are available 24 hours a<br />
day 365 days a year - simply give <strong>the</strong> reference ‘<strong>Downing</strong> <strong>College</strong>’.<br />
14 S<br />
TAFF HANDBOOK
xii.<br />
Facilities, amenities, and <strong>College</strong><br />
benefits continued...<br />
MEDICAL AND DENTAL INSURANCE<br />
The <strong>College</strong> operates a medical insurance scheme with <strong>the</strong> Permanent<br />
Health Company Ltd. and a dental insurance scheme with National<br />
Dental Plan. If you wish <strong>to</strong> take out personal cover, <strong>the</strong> Payroll section<br />
will deduct monthly contributions from your net pay. Fur<strong>the</strong>r information<br />
can be obtained from <strong>the</strong> HR Office. Under <strong>the</strong> present scheme, provided<br />
that you register within one month <strong>of</strong> commencing employment with <strong>the</strong><br />
<strong>College</strong>, cover is provided on a Medical His<strong>to</strong>ry Disregarded basis.<br />
SECTION 1.3<br />
ABOUT OUR COLLEGE<br />
Medical and dental insurance<br />
STAFF HANDBOOK 15
SECTION 1.4<br />
Our <strong>staff</strong> and Fellows<br />
STAFF AND FELLOWS<br />
Heads <strong>of</strong> departments and key personnel<br />
internal telephone numbers A - E<br />
Accommodation Officer<br />
Accountant<br />
Archivist<br />
Buildings Manager<br />
Buildings Manager (Deputy)<br />
Bursar’s PA<br />
Catering Manager<br />
Catering Manager (Deputy)<br />
<strong>College</strong> Nurse<br />
<strong>College</strong> Secretary<br />
Conference Services Manager<br />
Conference Services (Deputy)<br />
Development Direc<strong>to</strong>r<br />
Development Officer<br />
Events Co-ordina<strong>to</strong>r<br />
Tina D’Angelico<br />
Mike Haddock<br />
Kate Thompson<br />
Richard Monument<br />
Sarah Burch<br />
Dianne McGrath<br />
Ge<strong>of</strong>f Jameson<br />
Jane Passey<br />
Sally Maccallum<br />
Tricia Beer<br />
Jacqui Cressey<br />
Angela Gentile<br />
Tariq Sadiq<br />
Helen Limbrick<br />
Sara Brinkley<br />
62063<br />
34824<br />
62905<br />
62125<br />
62125<br />
34849<br />
62067<br />
62067<br />
34817<br />
34849<br />
34860<br />
34860<br />
34828<br />
62060<br />
34850<br />
16 S<br />
TAFF HANDBOOK
Our Staff and Fellows<br />
SECTION 1.4<br />
internal telephone numbers F - T<br />
STAFF AND FELLOWS<br />
Heads <strong>of</strong> departments and key personnel<br />
Executive Head Chef<br />
Head Gardener<br />
Housekeeper<br />
Housekeeper (Assistant)<br />
Housekeeper (Assistant)<br />
HR Administra<strong>to</strong>r<br />
HR Officer<br />
IT Manager<br />
Librarian<br />
Master’s PA<br />
Head Porter<br />
Head Porter (Deputy)<br />
Records Manager<br />
Rowing Coach/<strong>College</strong> Boatman<br />
Tu<strong>to</strong>rial & Admissions Office Manager<br />
Steve Brown<br />
Dale Curry<br />
Carol De Biasi<br />
Clive Basser<br />
Trisha Richmond<br />
Mary Gates<br />
Liz Hutchinson<br />
Rob Beardwell<br />
Karen Lubarr<br />
Rowena Erby<br />
Peter Hammond<br />
Keith Bullock<br />
Kit Scorah<br />
Ian Watson<br />
Jane Perks<br />
34809<br />
62065<br />
34863<br />
34863<br />
34863<br />
34820<br />
34848<br />
62072<br />
35352<br />
34806<br />
34815<br />
34800<br />
50290<br />
(external) 741906<br />
34811<br />
STAFF HANDBOOK 17
SECTION 1.4<br />
The Governing Body and o<strong>the</strong>r Fellows<br />
STAFF AND FELLOWS<br />
THE GOVERNING BODY<br />
The Governing Body is made up <strong>of</strong> current Fellows.<br />
A full list <strong>of</strong> <strong>the</strong> current Fellows can be found on <strong>the</strong> <strong>College</strong> website under<br />
Fellows – Master and Fellows <strong>of</strong> <strong>Downing</strong> <strong>College</strong>, Cambridge.<br />
A prospective Fellow must be voted on<strong>to</strong> <strong>the</strong> Governing Body by its current<br />
members, according <strong>to</strong> <strong>the</strong> rules set out in <strong>the</strong> Statutes, and when his or her<br />
tenure expires, he or she may stand for re-election for a fur<strong>the</strong>r period.<br />
Fellows retire from <strong>the</strong> Governing Body when <strong>the</strong>y reach 67 years <strong>of</strong> age.<br />
The following categories <strong>of</strong> Fellow enjoy certain rights and privileges but<br />
<strong>the</strong>y are not members <strong>of</strong> <strong>the</strong> Governing Body and thus have no powers<br />
relating <strong>to</strong> <strong>the</strong> day <strong>to</strong> day business <strong>of</strong> <strong>the</strong> <strong>College</strong>.<br />
HONORARY FELLOWS<br />
The Governing Body may, from time <strong>to</strong> time, vote <strong>to</strong> elect a distinguished<br />
person as an Honorary Fellow. This person is usually, but need not be, a<br />
member <strong>of</strong> <strong>the</strong> <strong>College</strong> or <strong>of</strong> <strong>the</strong> University. In order for <strong>the</strong> individual<br />
concerned <strong>to</strong> be elected, a significant majority <strong>of</strong> <strong>the</strong> members <strong>of</strong> <strong>the</strong><br />
Governing Body have <strong>to</strong> vote in favour <strong>of</strong> electing him or her, according<br />
<strong>to</strong> <strong>the</strong> rules set out in <strong>the</strong> <strong>College</strong> Statutes.<br />
EMERITUS FELLOWS<br />
When a Fellow retires, or leaves <strong>the</strong> <strong>College</strong> having given valuable service<br />
over a significant period <strong>of</strong> time (20 years) <strong>the</strong> Governing body may vote<br />
<strong>to</strong> confer upon him or her <strong>the</strong> title <strong>of</strong> Emeritus Fellow.<br />
18 S<br />
TAFF HANDBOOK
The Governing Body and o<strong>the</strong>r Fellows<br />
continued...<br />
ASSOCIATE FELLOWS<br />
SECTION 1.4<br />
STAFF AND FELLOWS<br />
Associate Fellows are members <strong>of</strong> <strong>Downing</strong> upon whom <strong>the</strong> Governing<br />
Body wishes <strong>to</strong> confer this title in recognition <strong>of</strong> <strong>the</strong> contribution <strong>the</strong>y<br />
make <strong>to</strong> <strong>College</strong>, <strong>of</strong>ten in <strong>the</strong>ir pr<strong>of</strong>essional capacity, for example with<br />
legal advice, or because <strong>of</strong> <strong>the</strong>ir work for <strong>the</strong> <strong>Downing</strong> Association.<br />
WILKINS FELLOWS<br />
Once a benefac<strong>to</strong>r has donated a designated minimum sum <strong>to</strong> <strong>the</strong> <strong>College</strong>,<br />
<strong>the</strong>y become eligible <strong>to</strong> be elected as a Wilkins Fellow. Wilkins Fellows are<br />
invited <strong>to</strong> important <strong>College</strong> occasions and <strong>to</strong> <strong>the</strong> Master’s Consultative<br />
Council once a year.<br />
FELLOW COMMONERS<br />
Fellow Commoners are normally involved in some significant way with <strong>the</strong><br />
day <strong>to</strong> day running <strong>of</strong> <strong>the</strong> <strong>College</strong>, for example as Development Direc<strong>to</strong>r,<br />
Domus Bursar or Chaplain, or by sitting on a <strong>College</strong> Committee. However,<br />
Fellow Commoners do not have voting rights at Governing Body meetings.<br />
BYE-FELLOWS<br />
In order <strong>to</strong> fulfil all <strong>the</strong> educational needs <strong>of</strong> our students, assistance is<br />
required from individuals outside <strong>the</strong> <strong>College</strong> <strong>to</strong> direct studies or <strong>to</strong> lecture<br />
in a variety <strong>of</strong> subjects. In recognition <strong>of</strong> this contribution, <strong>the</strong> Governing<br />
Body annually elects certain individuals, who are not already Fellows <strong>of</strong><br />
o<strong>the</strong>r <strong>College</strong>s, as Bye-Fellows <strong>of</strong> <strong>Downing</strong> <strong>College</strong>.<br />
STAFF HANDBOOK 19
SECTION 2<br />
TERMS AND CONDITIONS<br />
2.1<br />
2.2<br />
2.3<br />
2.4<br />
Remuneration<br />
Holidays<br />
Sickness<br />
Termination <strong>of</strong><br />
employment<br />
Some terms and conditions <strong>of</strong> your<br />
employment<br />
Some <strong>of</strong> your terms and conditions <strong>of</strong> employment are reproduced<br />
in this section for ease <strong>of</strong> reference.<br />
This section is <strong>the</strong> only part <strong>of</strong> <strong>the</strong> Handbook that contains terms<br />
which form part <strong>of</strong> your Contract with <strong>the</strong> <strong>College</strong>.<br />
Please note that if <strong>the</strong>re is any inconsistency between your<br />
Statement <strong>of</strong> Main Terms and Conditions and what appears in this<br />
Section, <strong>the</strong>n in all cases <strong>the</strong> terms appearing in your Statement<br />
will prevail.<br />
2.5<br />
2.6<br />
2.7<br />
2.8<br />
2.9<br />
2.10<br />
2.11<br />
2.12<br />
Pensions<br />
Confidentiality<br />
Business expenses<br />
Hours <strong>of</strong> work and flexitime<br />
Night workers<br />
Grievance procedure<br />
Disciplinary procedure<br />
Capability and capability dismissal policy and procedure<br />
20 S<br />
TAFF HANDBOOK
Remuneration<br />
SECTION 2.1<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
All permanent and temporary <strong>staff</strong> are paid monthly.<br />
The pay period is <strong>the</strong> current month, and one twelfth <strong>of</strong> your annual<br />
salary is paid each calendar month. With effect from 1 September 2007,<br />
payment will be made on <strong>the</strong> 25th <strong>of</strong> <strong>the</strong> month. If <strong>the</strong> 25th falls on a<br />
Saturday, Sunday, or Bank Holiday <strong>the</strong> payment will be brought forward<br />
<strong>to</strong> <strong>the</strong> preceding Friday. The December payment will be made on <strong>the</strong> last<br />
working day before <strong>the</strong> 25th. Casual <strong>staff</strong> will be paid on <strong>the</strong> 25th <strong>of</strong><br />
each month, as above, but <strong>the</strong>ir payment is based on weekly timesheets<br />
and <strong>the</strong>y will be paid for 4 weeks in some months and 5 weeks in o<strong>the</strong>rs.<br />
You will receive a pay advice slip that will specify your gross pay, details<br />
<strong>of</strong> any deductions made, and, if relevant, any statu<strong>to</strong>ry payments made<br />
<strong>to</strong> you.<br />
Any pay queries which you may have should be raised, in <strong>the</strong> first<br />
instance, with <strong>the</strong> Payroll Administra<strong>to</strong>r in <strong>the</strong> Bursary.<br />
We shall review pay levels and decide on any pay increases at our<br />
discretion and on such grounds and terms as we think fit, taking in<strong>to</strong><br />
account your ability, development, and performance record, as well as<br />
comparability <strong>of</strong> <strong>the</strong> duties and responsibilities <strong>of</strong> your post with o<strong>the</strong>r<br />
posts.<br />
The <strong>College</strong> operates a discretionary, performance-related bonus<br />
scheme. You will be entitled each year <strong>to</strong> be considered for a <strong>College</strong><br />
bonus but <strong>the</strong> question <strong>of</strong> whe<strong>the</strong>r or not such a bonus should be paid<br />
<strong>to</strong> you and if so <strong>the</strong> sum <strong>of</strong> any such bonus is entirely a matter for our<br />
discretion and <strong>the</strong> <strong>College</strong> reserves <strong>the</strong> right <strong>to</strong> modify or withdraw <strong>the</strong><br />
scheme upon review in any year.<br />
TERMS AND CONDITIONS<br />
Remuneration<br />
STAFF HANDBOOK 21
SECTION 2.2<br />
Holidays<br />
Holidays<br />
i.<br />
Our annual leave year runs from 1 January <strong>to</strong> 31 December.<br />
Full time <strong>staff</strong> are entitled <strong>to</strong> 33 days holiday per year, which includes <strong>the</strong><br />
8 days Public Holidays listed below. Your entitlement <strong>to</strong> paid holiday will<br />
be determined by <strong>the</strong> number <strong>of</strong> hours or days per week that you are<br />
contracted <strong>to</strong> work. Your entitlement is detailed in your Statement <strong>of</strong> Main<br />
Terms and Conditions. Part-time <strong>staff</strong> will receive <strong>the</strong> same holiday<br />
entitlement as <strong>the</strong>ir full-time counterparts, calculated pro rata on <strong>the</strong> hours<br />
that are worked compared <strong>to</strong> <strong>the</strong> hours worked by full-time <strong>staff</strong>.<br />
Your entitlement includes Public Holidays, which are:<br />
New Year's Day<br />
Good Friday<br />
Easter Monday<br />
May Day<br />
Spring Bank Holiday<br />
August Bank Holiday<br />
Christmas Day<br />
Boxing Day<br />
You may, however, sometimes be required <strong>to</strong> work on Public Holidays.<br />
ii.<br />
iii.<br />
The <strong>College</strong> may specify <strong>the</strong> dates on which up <strong>to</strong> 12 days <strong>of</strong> your entitlement<br />
must be taken in any given holiday year. Advance notification <strong>of</strong> any such<br />
dates will be given <strong>to</strong> you in writing as near <strong>to</strong> <strong>the</strong> beginning <strong>of</strong> <strong>the</strong> year as<br />
is practical.<br />
If you start or leave our employment during <strong>the</strong> course <strong>of</strong> <strong>the</strong> holiday year,<br />
your holiday entitlement will be calculated on <strong>the</strong> basis <strong>of</strong> an annual<br />
entitlement <strong>of</strong> 33 days. Thus, if you work for six months <strong>of</strong> one year, your<br />
entitlement would be 16.5 days, irrespective <strong>of</strong> <strong>the</strong> number <strong>of</strong> Public<br />
Holidays that actually occur in that six-month period.<br />
22 S<br />
TAFF HANDBOOK
Holidays continued...<br />
SECTION 2.2<br />
iv.<br />
You are required <strong>to</strong> give at least four weeks' written notice <strong>of</strong> a holiday <strong>of</strong><br />
one week or more and one week's notice for shorter holidays. You will be<br />
provided with an Annual Leave/Absence Record which will state your full<br />
holiday entitlement for <strong>the</strong> year, and on which you should record your<br />
holiday and o<strong>the</strong>r absences. Each day taken as leave will be subtracted<br />
from <strong>the</strong> original figure <strong>to</strong> show <strong>the</strong> amount <strong>of</strong> days left <strong>to</strong> take. The dates<br />
<strong>of</strong> your holiday must be approved by your Head <strong>of</strong> Department or<br />
Supervising <strong>College</strong> Officer in advance. You may not be absent from work<br />
on holiday for more than two weeks at a time. Under exceptional<br />
circumstances, we may agree <strong>to</strong> a longer holiday. If we do so, you must<br />
obtain our written agreement.<br />
TERMS & CONDITIONS<br />
Holidays<br />
v.<br />
vi.<br />
vii.<br />
viii.<br />
You are required <strong>to</strong> take two consecutive weeks absence in each holiday year,<br />
during which time you are required not <strong>to</strong> participate actively in <strong>College</strong> business.<br />
It is <strong>the</strong> <strong>College</strong>’s policy <strong>to</strong> encourage you <strong>to</strong> take all <strong>of</strong> your holiday entitlement<br />
in <strong>the</strong> current holiday year. However, with <strong>the</strong> prior consent <strong>of</strong> <strong>the</strong> <strong>College</strong>, a<br />
maximum <strong>of</strong> 5 days holiday may be carried forward in<strong>to</strong> <strong>the</strong> next holiday year<br />
and must be used within <strong>the</strong> first month <strong>of</strong> <strong>the</strong> holiday year. Save on termination<br />
<strong>of</strong> employment, no payment can be made for unused holiday entitlement.<br />
On <strong>the</strong> termination <strong>of</strong> your employment, when you have taken more or less than<br />
your accrued holiday entitlement, an adjustment based on your normal rate <strong>of</strong><br />
pay will be made from your final pay. The adjustment will ei<strong>the</strong>r be by way <strong>of</strong> a<br />
deduction if you have taken more than your entitlement or an additional payment<br />
when you have taken less than your entitlement.<br />
Your normal daily rate <strong>of</strong> pay for holiday purposes is as detailed in your statement<br />
<strong>of</strong> main terms and conditions <strong>of</strong> employment.<br />
ix.<br />
Unauthorised absences may be approved as holiday, at <strong>the</strong> discretion <strong>of</strong> <strong>the</strong><br />
Supervising <strong>College</strong> Officer, or may remain unauthorised and unpaid and may<br />
give rise <strong>to</strong> disciplinary action.<br />
STAFF HANDBOOK 23
SECTION 2.3<br />
Sickness<br />
TERMS & CONDITIONS<br />
Sickness<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
If you are absent from work due <strong>to</strong> illness, or injury, or for any reason, and<br />
your absence has not previously been authorised by us, you must inform<br />
your Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer or his or her<br />
representative as appropriate, as soon as possible on your first day <strong>of</strong><br />
absence and within <strong>the</strong> first hour <strong>of</strong> <strong>the</strong> start <strong>of</strong> your shift or working day.<br />
You must keep us regularly informed, if you continue <strong>to</strong> be absent, <strong>of</strong> your<br />
progress and your likely date <strong>of</strong> return. If you are <strong>to</strong>ld or warned that your<br />
illness is infectious or contagious, you must let us know immediately.<br />
If you are absent due <strong>to</strong> illness or injury for seven days or less (including<br />
days when you would not normally work, weekends, and public holidays),<br />
you need not produce a medical certificate unless we specifically ask you<br />
<strong>to</strong> do so. However, upon your return <strong>to</strong> work, you must immediately<br />
complete and submit a Self-Certification Sickness form. This can be<br />
obtained from your Head <strong>of</strong> Department or <strong>the</strong> Human Resources Officer.<br />
If you are absent due <strong>to</strong> illness or injury for more than seven days<br />
(calculated as above), you must on <strong>the</strong> eighth day provide us with a<br />
medical certificate from a registered general practitioner stating <strong>the</strong> reason<br />
for your absence. Thereafter, any fur<strong>the</strong>r absence must continue <strong>to</strong> be<br />
supported by medical certificates.<br />
Before you return <strong>to</strong> work from an absence <strong>of</strong> more than seven days, or if<br />
your illness was infectious or contagious, you must provide your Head <strong>of</strong><br />
Department or Supervising <strong>College</strong> Officer with a certificate from a<br />
registered general practitioner stating that you are fit <strong>to</strong> return <strong>to</strong> work.<br />
24 S<br />
TAFF HANDBOOK<br />
vi.<br />
Failure <strong>to</strong> adhere <strong>to</strong> <strong>the</strong>se notification procedures may affect your<br />
entitlement <strong>to</strong> <strong>College</strong> sick pay/Statu<strong>to</strong>ry Sick Pay. The <strong>College</strong> will take a<br />
serious view if you take sickness leave which is not genuine. Abuse <strong>of</strong>, or<br />
non-compliance with, <strong>the</strong> <strong>College</strong>’s sickness absence rules is a serious<br />
disciplinary <strong>of</strong>fence which may, in appropriate cases, lead <strong>to</strong> dismissal.<br />
For <strong>the</strong> avoidance <strong>of</strong> doubt, a sickness absence is only an authorised<br />
absence if you are prevented, by your own sickness or injury, from<br />
carrying out any <strong>of</strong> <strong>the</strong> work you are employed <strong>to</strong> do and you comply with<br />
<strong>the</strong> notification requirements.
Sickness continued...<br />
SECTION 2.3<br />
vii.<br />
viii.<br />
You are entitled <strong>to</strong> Statu<strong>to</strong>ry Sick Pay provided you meet <strong>the</strong> criteria in <strong>the</strong><br />
current SSP regulations. Fur<strong>the</strong>r information is available from <strong>the</strong> Human<br />
Resources Office.<br />
Provided you comply with <strong>the</strong> required procedures from time <strong>to</strong> time in<br />
force relating <strong>to</strong> sickness absence, and subject <strong>to</strong> your length <strong>of</strong> service<br />
and <strong>the</strong> exclusions noted below, you will receive <strong>College</strong> sick pay during<br />
any unavoidable absence due <strong>to</strong> sickness or injury (whe<strong>the</strong>r continuous or<br />
intermittent) up <strong>to</strong> a maximum in aggregate as specified in <strong>the</strong> table below<br />
in any calendar year:<br />
TERMS & CONDITIONS<br />
Sickness<br />
Continuous Employment<br />
with us on <strong>the</strong> first day <strong>of</strong><br />
incapacity<br />
Up <strong>to</strong> six months<br />
Six months <strong>to</strong> 1 year<br />
Over 1 year and up <strong>to</strong> 3 years<br />
Over 3 years and up <strong>to</strong> 5 years<br />
Over 5 years<br />
Number <strong>of</strong> weeks' absence<br />
paid at your normal basic<br />
salary excluding overtime<br />
Nil<br />
8 weeks<br />
12 weeks<br />
20 weeks<br />
25 weeks<br />
Followed by number <strong>of</strong> weeks'<br />
absence paid at half your<br />
normal basic salary excluding<br />
overtime<br />
Nil<br />
8 weeks<br />
12 weeks<br />
20 weeks<br />
25 weeks<br />
ix.<br />
EXCLUSIONS<br />
You will not be entitled <strong>to</strong> <strong>College</strong> sick pay during your probationary<br />
period, or if you are employed by us on a temporary basis <strong>of</strong> six months or<br />
less, although you may be eligible for Statu<strong>to</strong>ry Sick Pay. If you have been<br />
appointed, but have not yet commenced work for us when you fall sick,<br />
you will not be entitled <strong>to</strong> ei<strong>the</strong>r <strong>College</strong> sick pay or Statu<strong>to</strong>ry Sick Pay.<br />
STAFF HANDBOOK 25
SECTION 2.3<br />
Sickness continued...<br />
TERMS & CONDITIONS<br />
Sickness<br />
x.<br />
xi.<br />
xii.<br />
xiii.<br />
xiv.<br />
xv.<br />
Your sick pay will be based on your contractual pay on <strong>the</strong> first day <strong>of</strong><br />
incapacity.<br />
Any <strong>College</strong> sick pay paid <strong>to</strong> you will include your SSP entitlement.<br />
If your absence is due <strong>to</strong> an accident or condition in respect <strong>of</strong> which you<br />
may claim damages from a third party for loss <strong>of</strong> earnings, you must, if<br />
practicable, make such a claim. Any <strong>College</strong> sick pay which you have<br />
received in respect <strong>of</strong> your absence will <strong>the</strong>n be treated as a loan which<br />
you must repay <strong>to</strong> <strong>the</strong> <strong>College</strong> if you are successful in recovering <strong>the</strong><br />
damages.<br />
At our discretion, if you are sick for seven or more days while on holiday,<br />
provided you submit a Doc<strong>to</strong>r's Certificate <strong>to</strong> <strong>the</strong> Human Resources<br />
Officer, you may be allowed <strong>to</strong> treat all or part <strong>of</strong> your absence as sick<br />
leave ra<strong>the</strong>r than as holiday.<br />
The <strong>College</strong> may, at its expense, require you <strong>to</strong> be examined by an<br />
independent medical practitioner <strong>of</strong> <strong>the</strong> <strong>College</strong>'s choice at any time<br />
(whe<strong>the</strong>r or not you are absent by reason <strong>of</strong> sickness or injury at <strong>the</strong> time)<br />
in order <strong>to</strong> obtain a medical report on your health .<br />
Any such requests made <strong>to</strong> you will be in accordance with <strong>the</strong> rules<br />
contained in <strong>the</strong> Access <strong>to</strong> Medical Records Act 1988. This gives you <strong>the</strong><br />
right <strong>to</strong>:<br />
26 S<br />
TAFF HANDBOOK<br />
•<br />
•<br />
•<br />
Refuse your consent <strong>to</strong> <strong>the</strong> <strong>College</strong>’s request <strong>to</strong> contact your doc<strong>to</strong>r.<br />
To see <strong>the</strong> doc<strong>to</strong>r’s report at <strong>the</strong> same time as it is sent <strong>to</strong> <strong>the</strong> <strong>College</strong>.<br />
To see <strong>the</strong> doc<strong>to</strong>r’s report before it is sent <strong>to</strong> <strong>the</strong> <strong>College</strong>, and if you<br />
exercise this right, you may request that <strong>the</strong> doc<strong>to</strong>r amends <strong>the</strong> report or<br />
you may refuse <strong>to</strong> allow <strong>the</strong> report <strong>to</strong> be sent <strong>to</strong> <strong>the</strong> <strong>College</strong>. The doc<strong>to</strong>r<br />
can refuse <strong>to</strong> make any alterations, or may refuse <strong>to</strong> let you see <strong>the</strong> report<br />
if in his or her opinion it is likely <strong>to</strong> adversely affect your mental or<br />
physical health.
Sickness continued...<br />
SECTION 2.3<br />
xvi.<br />
Should you have a series <strong>of</strong> absences (excluding absences related <strong>to</strong> a<br />
disability as defined by <strong>the</strong> Disability Discrimination Act 1995) each<br />
lasting less than seven days, but which add up <strong>to</strong> more than 10 working<br />
days in a calendar year, <strong>the</strong> <strong>College</strong> may require you <strong>to</strong> provide a Doc<strong>to</strong>r's<br />
Certificate for all future absences <strong>of</strong> whatever duration.<br />
TERMS & CONDITIONS<br />
Sickness<br />
STAFF HANDBOOK 27
SECTION 2.4<br />
Termination <strong>of</strong> employment<br />
TERMS & CONDITIONS<br />
i.<br />
The period <strong>of</strong> notice <strong>of</strong> termination <strong>of</strong> employment which you are entitled<br />
<strong>to</strong> receive is as follows,<br />
• One week's notice during <strong>the</strong> probationary period;<br />
• Four weeks’ notice after <strong>the</strong> completion <strong>of</strong> <strong>the</strong> probationary period, but<br />
when <strong>the</strong> period <strong>of</strong> continuous employment is less than four years;<br />
Termination <strong>of</strong><br />
employment<br />
• One week's notice for each year <strong>of</strong> continuous employment when <strong>the</strong><br />
period <strong>of</strong> continuous employment is four years or more but less than<br />
twelve years; and<br />
• Twelve weeks' notice when <strong>the</strong> period <strong>of</strong> continuous employment is<br />
twelve years or more.<br />
ii.<br />
iii.<br />
iv.<br />
You are required <strong>to</strong> give <strong>the</strong> <strong>College</strong> four weeks’ notice <strong>of</strong> resignation,<br />
unless a longer period is set out in your Statement <strong>of</strong> Terms and Conditions<br />
<strong>of</strong> Service.<br />
The <strong>College</strong> reserves <strong>the</strong> contractual right <strong>to</strong> give pay in lieu <strong>of</strong> all or any<br />
part <strong>of</strong> <strong>the</strong> notice given by ei<strong>the</strong>r party.<br />
Upon ei<strong>the</strong>r party giving notice <strong>of</strong> termination <strong>of</strong> employment, <strong>the</strong> <strong>College</strong><br />
may, at its discretion, for all or part <strong>of</strong> your notice period:<br />
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TAFF HANDBOOK<br />
• Exclude you from <strong>the</strong> premises or any o<strong>the</strong>r premises <strong>of</strong> <strong>the</strong> <strong>College</strong>;<br />
• Request you <strong>to</strong> carry out specified duties o<strong>the</strong>r than your normal duties;<br />
• Prohibit you from carrying out your normal duties, however you will still<br />
be available for answering queries;<br />
• Instruct you not <strong>to</strong> communicate with <strong>College</strong> employees, <strong>of</strong>ficers,<br />
Fellows, or students;<br />
• Require you <strong>to</strong> take outstanding holiday entitlement.<br />
During this period you will continue <strong>to</strong> receive your full salary and any<br />
o<strong>the</strong>r contractual benefits.
Termination <strong>of</strong> employment continued...<br />
SECTION 2.4<br />
v.<br />
vi.<br />
On <strong>the</strong> termination <strong>of</strong> your employment you must return all <strong>College</strong><br />
property, including <strong>to</strong>ols, keys, mobile phones, computer hard/s<strong>of</strong>tware<br />
(including discs), clothing, documents and any o<strong>the</strong>r property that may<br />
be in your possession or under your control. You shall not, without <strong>the</strong><br />
written consent <strong>of</strong> your Supervising <strong>College</strong> Officer, retain any such items.<br />
The ownership <strong>of</strong> all such property and documents will at all times remain<br />
vested in <strong>the</strong> <strong>College</strong>. If so requested by your Head <strong>of</strong> Department, you<br />
will be required <strong>to</strong> sign a statement that you have complied with this<br />
requirement. Failure <strong>to</strong> return such items will result in <strong>the</strong> cost <strong>of</strong> <strong>the</strong> items<br />
being deducted from any monies outstanding <strong>to</strong> you, and may include <strong>the</strong><br />
cost <strong>of</strong> replacing locks <strong>to</strong> which you have retained keys. This is an express<br />
written term <strong>of</strong> your contract <strong>of</strong> employment.<br />
Your employment may terminate without notice or payment in lieu <strong>of</strong><br />
notice in <strong>the</strong> case <strong>of</strong> gross misconduct.<br />
TERMS & CONDITIONS<br />
Termination <strong>of</strong><br />
employment<br />
STAFF HANDBOOK 29
SECTION 2.5<br />
Pensions<br />
TERMS & CONDITIONS<br />
i.<br />
Members <strong>of</strong> <strong>staff</strong> will be entitled <strong>to</strong> join <strong>the</strong> <strong>College</strong> Pension Scheme<br />
provided that:<br />
• They have successfully completed a probationary period (where applicable);<br />
• Are less than 60 years <strong>of</strong> age;<br />
• Are appointed for a period exceeding 26 weeks.<br />
Details <strong>of</strong> <strong>the</strong> Scheme may be obtained from <strong>the</strong> <strong>College</strong> Accountant.<br />
Failure on your part <strong>to</strong> take prompt action <strong>to</strong> deal with your pension<br />
arrangements may result in <strong>the</strong> loss <strong>of</strong> benefits which would o<strong>the</strong>rwise be<br />
available <strong>to</strong> you.<br />
Pensions<br />
ii.<br />
iii.<br />
iv.<br />
If you make a special request <strong>to</strong> <strong>the</strong> Bursar, eligibility <strong>to</strong> join <strong>the</strong> <strong>College</strong><br />
Pension Scheme may at our discretion be granted from <strong>the</strong> date when your<br />
employment commences.<br />
A contracting-out certificate under <strong>the</strong> Social Security Pensions Act will be<br />
in force in respect <strong>of</strong> your employment if you are a member <strong>of</strong> <strong>the</strong> <strong>College</strong><br />
Pension Scheme.<br />
We will not contribute <strong>to</strong> any o<strong>the</strong>r pension scheme you may have or <strong>of</strong><br />
which you are a member.<br />
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Confidentiality<br />
SECTION 2.6<br />
i. In <strong>the</strong> ordinary course <strong>of</strong> your employment, you may be exposed <strong>to</strong><br />
information concerning <strong>the</strong> <strong>College</strong>, its Members, Fellows, students, and<br />
employees which is confidential or commercially sensitive, which may not<br />
be readily available <strong>to</strong> <strong>the</strong> general public, and which if disclosed will be<br />
liable <strong>to</strong> cause significant harm <strong>to</strong> <strong>the</strong> <strong>College</strong> or those associated with it.<br />
Such information may include but is not limited <strong>to</strong> <strong>the</strong> following:<br />
TERMS & CONDITIONS<br />
• Correspondence;<br />
• Information and records whe<strong>the</strong>r <strong>of</strong> a personal, academic, financial, or<br />
medical nature;<br />
• Academic work, research, and development;<br />
• <strong>College</strong> finances;<br />
• Minutes and supporting documents <strong>of</strong> any meeting <strong>of</strong> <strong>the</strong> <strong>College</strong>, or any<br />
committee, or sub-committee.<br />
Confidentiality<br />
ii.<br />
iii.<br />
Both during and after your employment with us, you must keep such<br />
information confidential, except as required properly <strong>to</strong> carry out your<br />
duties as an employee or as required by <strong>the</strong> law. Keeping information<br />
confidential means that you cannot <strong>copy</strong>, communicate, show, or<br />
o<strong>the</strong>rwise make use <strong>of</strong> information, in whole or in part, in any way.<br />
All confidential information belongs <strong>to</strong> <strong>the</strong> <strong>College</strong> or <strong>the</strong> individual whom<br />
it concerns and must be given back <strong>to</strong> us or <strong>the</strong> individual in question if<br />
you do not require it <strong>to</strong> enable you <strong>to</strong> carry out your duties. In any event,<br />
such information and all and any copies, in whatever form, in whole or in<br />
part, shall be returned <strong>to</strong> us or <strong>the</strong> individual in question on demand and<br />
in any event, on termination <strong>of</strong> your employment for any reason.<br />
STAFF HANDBOOK 31
SECTION 2.7<br />
Business expenses<br />
TERMS & CONDITIONS<br />
i.<br />
Any expenses properly incurred in <strong>the</strong> course <strong>of</strong> carrying out your duties<br />
will be reimbursed provided that:<br />
• Claims are for <strong>the</strong> reimbursement <strong>of</strong> actual expenditure incurred on<br />
<strong>College</strong> business, and are in accordance with <strong>the</strong> approved rates;<br />
• Vehicles used by <strong>the</strong>ir owners for travel on <strong>College</strong> business must be<br />
adequately insured – normally for personal business use;<br />
• Claims for subsistence expenses will only be paid in circumstances where<br />
<strong>the</strong> employee is required <strong>to</strong> be away from his or her normal place <strong>of</strong> work;<br />
• You obtained prior authorisation <strong>to</strong> incur <strong>the</strong> expenses;<br />
• You provide proper receipts;<br />
• You submit your claim as soon as possible after <strong>the</strong> expenses are incurred.<br />
Business expenses<br />
ii.<br />
iii.<br />
Any breach or abuse <strong>of</strong> this policy will be regarded as a serious<br />
disciplinary matter.<br />
Claims which are made and which are proved <strong>to</strong> be fraudulent may result<br />
in summary dismissal.<br />
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Hours <strong>of</strong> work and flexitime<br />
SECTION 2.8<br />
i. GENERAL<br />
TERMS & CONDITIONS<br />
Your Statement <strong>of</strong> Terms and Conditions <strong>of</strong> Employment contains<br />
provisions in respect <strong>of</strong> your hours <strong>of</strong> work. If <strong>the</strong>re is any inconsistency<br />
between your Statement <strong>of</strong> Main Terms and Conditions and what appears<br />
in this section, <strong>the</strong>n in all cases <strong>the</strong> terms appearing in your Statement will<br />
prevail.<br />
Your normal working hours may be:<br />
• On a flexible basis with core hours <strong>of</strong> work specified;<br />
• Subject <strong>to</strong> seasonal variation if you work outdoors; or<br />
• Subject <strong>to</strong> work rotas if you are a shift worker.<br />
ii.<br />
REGULATIONS ON HOURS OF WORK<br />
The Working Time Regulations (as amended) and <strong>the</strong> Management <strong>of</strong><br />
Health and Safety at Work Regulations include <strong>the</strong> following provisions:<br />
• Your average working time should not exceed 48 hours a week, normally<br />
averaged over a 17 week period, unless you have signed an agreement <strong>to</strong><br />
opt out <strong>of</strong> this limit. (For members <strong>of</strong> <strong>staff</strong> under 18, <strong>the</strong> maximum is 40<br />
hours per week.)<br />
• You are entitled <strong>to</strong> a daily rest break <strong>of</strong> 20 minutes if your daily working<br />
time is more than 6 hours. ( For under-18s, 30 minutes rest if <strong>the</strong> daily<br />
working time exceeds 4.5 hours.) The <strong>College</strong>, however, requires <strong>staff</strong> <strong>to</strong><br />
take a minimum 30 minute daily break when working time exceeds 6<br />
hours.<br />
Hours <strong>of</strong> work & flexitime<br />
General<br />
Regulations on hours<br />
<strong>of</strong> work<br />
• You are entitled <strong>to</strong> a daily rest period <strong>of</strong> 11 consecutive hours between<br />
each working day. (For under-18s, 12 hours.)<br />
• You are entitled <strong>to</strong> a weekly rest period <strong>of</strong> 24 consecutive hours in each 7<br />
day period, which may be averaged over two weeks. (For under-18s, 48<br />
hours rest in every week.)<br />
STAFF HANDBOOK 33
SECTION 2.8<br />
Hours <strong>of</strong> work & flexitime continued...<br />
TERMS & CONDITIONS<br />
The <strong>College</strong> believes that your hours <strong>of</strong> work will comply with <strong>the</strong>se<br />
provisions, but if at any time you think that this may not be <strong>the</strong> case, you<br />
should immediately advise your Head <strong>of</strong> Department or Supervising<br />
<strong>College</strong> Officer. Though in most cases your terms <strong>of</strong> employment prohibit<br />
o<strong>the</strong>r employment and require commitment <strong>to</strong> <strong>the</strong> <strong>College</strong>, if you have any<br />
o<strong>the</strong>r employment or are considering any additional employment, you<br />
should notify <strong>the</strong> <strong>College</strong> so that any implications arising from <strong>the</strong> working<br />
time legislation can be discussed with you.<br />
Every member <strong>of</strong> <strong>staff</strong> (unless informed that he or she is exempt) is<br />
required <strong>to</strong> record <strong>the</strong> hours worked and absences in <strong>the</strong> manner required<br />
by his or her Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer who will<br />
check and approve <strong>the</strong> record before submission <strong>to</strong> <strong>the</strong> Human Resources<br />
Office.<br />
iii.<br />
FLEXITIME<br />
Hours <strong>of</strong> work & flexitime<br />
Regulations on hours<br />
<strong>of</strong> work<br />
Flexitime<br />
Those <strong>staff</strong> covered by <strong>the</strong> scheme have <strong>the</strong> option <strong>of</strong> varying <strong>the</strong>ir working<br />
hours <strong>to</strong> suit <strong>the</strong>ir personal and work circumstances; however when<br />
agreeing which hours can be varied, employees must bear in mind that <strong>the</strong><br />
needs <strong>of</strong> <strong>the</strong> <strong>College</strong> come first.<br />
The working day is split in<strong>to</strong> periods <strong>of</strong> flexitime and coretime. During <strong>the</strong><br />
flexitime periods, you may vary your start and finish times, as long as <strong>the</strong><br />
needs <strong>of</strong> <strong>the</strong> <strong>College</strong> and your Department are met. During coretime, you<br />
must be at work. Flexi start time is between 8am and 10am and flexi<br />
finish time is between 4pm and 6.30pm. Coretime when everyone should<br />
be at work is between 10am and noon and 2pm and 4pm unless o<strong>the</strong>rwise<br />
agreed or where shifts are worked.<br />
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You can also vary <strong>the</strong> length <strong>of</strong> your lunchtime. Lunch is a minimum <strong>of</strong> 30<br />
minutes and a maximum <strong>of</strong> two hours. If you work through lunch, you still<br />
have <strong>to</strong> record a lunch break <strong>of</strong> <strong>the</strong> minimum 30 minutes (this is <strong>to</strong><br />
encourage you <strong>to</strong> s<strong>to</strong>p and take a break).
Hours <strong>of</strong> work & flexitime continued...<br />
SECTION 2.8<br />
iii.<br />
FLEXITIME,cont...<br />
The hours you work are recorded on a four-week timesheet. At <strong>the</strong> end <strong>of</strong><br />
<strong>the</strong> four-week period, you can take a maximum <strong>of</strong> one day <strong>of</strong>f as<br />
flexileave; this could be a whole day or two half days. This maximum may<br />
be varied seasonally in some departments by special arrangement. Before<br />
taking flexileave you need <strong>to</strong> get <strong>the</strong> permission <strong>of</strong> your Head <strong>of</strong><br />
Department or Supervising <strong>College</strong> Officer by completing a Holiday<br />
Request Form (identifying your flexileave day as time <strong>of</strong>f in lieu) and giving<br />
<strong>the</strong> usual length <strong>of</strong> notice.<br />
Annual leave and sick leave should be credited on your timesheet as <strong>the</strong><br />
standard working hours for <strong>the</strong> days concerned, with <strong>the</strong> correct code in<br />
<strong>the</strong> absence code field. Flexileave, however, should not be recorded on<br />
your timesheet, so that <strong>the</strong> time you have taken is au<strong>to</strong>matically deducted<br />
from <strong>the</strong> <strong>to</strong>tal hours in <strong>the</strong> four-week period.<br />
Where an employee is not able <strong>to</strong> attend work or remain at work because<br />
<strong>of</strong> a workplace emergency (e.g. evacuation due <strong>to</strong> a fire or bomb alert),<br />
standard hours will be recorded for that day. In inclement wea<strong>the</strong>r, <strong>staff</strong><br />
should make every effort <strong>to</strong> attend work. Where <strong>the</strong> journey <strong>to</strong> <strong>the</strong><br />
normal workplace is not practically possible, <strong>the</strong> Head <strong>of</strong> Department or<br />
Supervising <strong>College</strong> Officer should be informed. In appropriate cases,<br />
management may agree <strong>to</strong> an employee working from home. Where<br />
‘severe wea<strong>the</strong>r’ is acknowledged by <strong>the</strong> Bursar, normal working<br />
arrangements will be set aside and standard hours will be recorded.<br />
A maximum carry-forward <strong>of</strong> one day’s hours is permitted at <strong>the</strong> end <strong>of</strong> <strong>the</strong><br />
calendar year. Any excess credit will be forfeited. Debit hours at <strong>the</strong> year<br />
end will normally be recovered by making a deduction from salary.<br />
TERMS & CONDITIONS<br />
Hours <strong>of</strong> Work & Flexitime<br />
Flexitime<br />
STAFF HANDBOOK 35
SECTION 2.9<br />
Night workers<br />
TERMS & CONDITIONS<br />
i.<br />
ii.<br />
A night worker is a worker who normally works at least three hours <strong>of</strong> his<br />
or her daily working hours between 11.00 p.m. and 6.00 a.m.<br />
You will be <strong>of</strong>fered a free health assessment before taking up a position<br />
that requires working at night and will have <strong>the</strong> opportunity <strong>to</strong> be<br />
reassessed every year <strong>the</strong>reafter (unless more frequent checks are<br />
recommended by <strong>the</strong> Occupational Health Specialist) while you continue<br />
<strong>to</strong> work at night. The assessment will be carried out by an Occupational<br />
Health Specialist <strong>of</strong> our choice and we shall be entitled <strong>to</strong> see a <strong>copy</strong> <strong>of</strong><br />
<strong>the</strong> assessments in order <strong>to</strong> establish whe<strong>the</strong>r you are suited <strong>to</strong> working at<br />
night and <strong>to</strong> try <strong>to</strong> avoid or limit health problems which may be caused or<br />
worsened by night working. If you suffer from a health problem<br />
recognised as being connected <strong>to</strong> your working at night, we shall, if<br />
practicable, and as soon as possible, transfer you <strong>to</strong> a suitable day job.<br />
Night workers<br />
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Grievance procedure<br />
SECTION 2.10<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
All <strong>staff</strong> have <strong>the</strong> right <strong>to</strong> seek individual redress for any grievance which<br />
<strong>the</strong>y may have about <strong>the</strong>ir employment. Our procedure, which is<br />
contractual, is designed <strong>to</strong> ensure that grievances may be resolved<br />
consistently, fairly, and quickly, <strong>to</strong> <strong>the</strong> satisfaction <strong>of</strong> all parties concerned.<br />
The procedure applies <strong>to</strong> all matters arising from your employment<br />
including <strong>the</strong> nature or range <strong>of</strong> your job accountabilities or actions taken<br />
by colleagues, Supervising <strong>College</strong> Officers or Heads <strong>of</strong> Department, but<br />
should not be used when <strong>the</strong> issue in question is a matter <strong>of</strong> managerial<br />
discretion.<br />
Nothing in this procedure is intended <strong>to</strong> prevent you from informally<br />
raising any matter you may wish <strong>to</strong> mention. Informal discussion can<br />
frequently solve problems without <strong>the</strong> need for a written record. However,<br />
if you wish <strong>to</strong> raise a formal grievance you should normally do so in<br />
writing from <strong>the</strong> outset. While we will give <strong>the</strong> same consideration <strong>to</strong> any<br />
grievance that you raise orally, if you make it clear that you wish it <strong>to</strong> be<br />
treated formally, you should be aware that, in most circumstances, <strong>the</strong> law<br />
requires you <strong>to</strong> provide us with written details <strong>of</strong> your grievance before<br />
taking certain types <strong>of</strong> legal action.<br />
You will have <strong>the</strong> right <strong>to</strong> be accompanied at all <strong>the</strong> stages outlined below<br />
by ano<strong>the</strong>r employee or an employee representative who may act as a<br />
witness or speak on your behalf <strong>to</strong> explain <strong>the</strong> situation more clearly.<br />
TERMS & CONDITIONS<br />
Grievance procedure<br />
STAFF HANDBOOK 37
SECTION 2.10<br />
Grievance procedure continued...<br />
TERMS & CONDITIONS<br />
INFORMAL DISCUSSION<br />
You are encouraged <strong>to</strong> raise any complaints informally with your<br />
Supervising <strong>College</strong> Officer or Head <strong>of</strong> Department. Both parties should<br />
attempt <strong>to</strong> resolve <strong>the</strong> problem.<br />
Stage 1<br />
If <strong>the</strong> complaint remains unresolved, you should put this in writing if<br />
possible (or orally if this is not possible) <strong>to</strong> your Supervising <strong>College</strong><br />
Officer or Head <strong>of</strong> Department, providing brief details <strong>of</strong> your complaint<br />
and requesting that <strong>the</strong> matter be formally dealt with through <strong>the</strong><br />
Grievance Procedure. If your grievance is in relation <strong>to</strong> your Supervising<br />
<strong>College</strong> Officer or Head <strong>of</strong> Department, you may prefer <strong>to</strong> address your<br />
complaint <strong>to</strong> <strong>the</strong> Bursar or <strong>to</strong> <strong>the</strong> appropriate <strong>College</strong> Committee.<br />
Your grievance will be fully investigated, and a meeting will be arranged at<br />
a reasonable time and location <strong>to</strong> report and discuss <strong>the</strong> investiga<strong>to</strong>r’s<br />
findings and proposals. You must take all reasonable steps <strong>to</strong> attend this<br />
meeting. The findings and proposals will <strong>the</strong>n be confirmed in writing<br />
within five working days.<br />
Stage 2<br />
Grievance procedure<br />
Informal discussion stages<br />
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If you are not satisfied with <strong>the</strong> outcome <strong>of</strong> Stage 1, you may within 14<br />
days <strong>of</strong> receipt <strong>of</strong> <strong>the</strong> decision submit a request <strong>to</strong> <strong>the</strong> Master (in writing if<br />
possible, or orally if not possible) <strong>to</strong> take your grievance <strong>to</strong> Stage 2 <strong>of</strong> <strong>the</strong><br />
procedure. You will <strong>the</strong>n be invited <strong>to</strong> attend a meeting at a reasonable<br />
time and location with <strong>the</strong> Master (or such person or persons as he may<br />
appoint <strong>to</strong> act in his place), <strong>to</strong>ge<strong>the</strong>r with ei<strong>the</strong>r your <strong>College</strong> Supervising<br />
Officer or Head <strong>of</strong> Department. You must take all reasonable steps <strong>to</strong><br />
attend this meeting. Your grievance will be fully discussed, and a decision<br />
will be reached and communicated <strong>to</strong> you in writing within five working<br />
days.
Grievance procedure<br />
SECTION 2.10<br />
Stage 3<br />
TERMS & CONDITIONS<br />
If you are not satisfied with <strong>the</strong> outcome <strong>of</strong> Stage 2, you may within 14<br />
days <strong>of</strong> receipt <strong>of</strong> <strong>the</strong> second decision submit a request <strong>to</strong> <strong>the</strong> Master (in<br />
writing if possible, or orally if not possible) that your grievance be referred<br />
<strong>to</strong> a <strong>College</strong> Committee. That Committee will <strong>the</strong>n meet <strong>to</strong> discuss your<br />
grievance and you will be invited <strong>to</strong> attend this meeting <strong>to</strong> state your case.<br />
You must take all reasonable steps <strong>to</strong> attend this meeting. The considered<br />
decision <strong>of</strong> <strong>the</strong> Committee will be notified <strong>to</strong> you within seven working<br />
days <strong>of</strong> its meeting <strong>to</strong> discuss your grievance and will be final and binding.<br />
Grievance procedure<br />
STAFF HANDBOOK 39
SECTION 2.11<br />
Disciplinary policy: procedure & rules<br />
TERMS & CONDITIONS<br />
This procedure is contractual and is designed <strong>to</strong> help and encourage all<br />
<strong>staff</strong> <strong>to</strong> achieve and maintain high standards <strong>of</strong> performance, attendance,<br />
and conduct. It aims <strong>to</strong> ensure <strong>the</strong> consistent and fair treatment <strong>of</strong> all<br />
<strong>staff</strong>.<br />
It provides for action <strong>to</strong> be taken for failure <strong>to</strong> meet our standards <strong>of</strong> job<br />
performance, attendance, and conduct (whe<strong>the</strong>r during working hours or<br />
not), including breach <strong>of</strong> any <strong>of</strong> <strong>the</strong> terms and conditions <strong>of</strong> employment<br />
or failure <strong>to</strong> abide by any <strong>of</strong> our policies, procedures, or rules.<br />
Our intention is <strong>to</strong> deal with potential disciplinary cases at an early stage<br />
with a view <strong>to</strong> resolving problems as quickly and fairly as possible.<br />
In all cases warnings will be issued for misconduct, irrespective <strong>of</strong> <strong>the</strong><br />
precise matters concerned, and any fur<strong>the</strong>r breach <strong>of</strong> <strong>the</strong> procedure in<br />
relation <strong>to</strong> similar or entirely independent matters <strong>of</strong> misconduct will be<br />
treated as fur<strong>the</strong>r disciplinary matters and allow <strong>the</strong> continuation <strong>of</strong> <strong>the</strong><br />
disciplinary process through <strong>to</strong> dismissal if <strong>the</strong> warnings are not heeded.<br />
The point at which <strong>the</strong> procedure is entered will be determined entirely by<br />
<strong>the</strong> seriousness <strong>of</strong> <strong>the</strong> <strong>of</strong>fence or problem in question.<br />
Where it is necessary <strong>to</strong> take disciplinary action against an employee,<br />
account will be taken <strong>of</strong> his or her previous record and any circumstances<br />
which may be relevant.<br />
Disciplinary procedure<br />
No employee will be dismissed for a first breach <strong>of</strong> discipline except in <strong>the</strong><br />
case <strong>of</strong> gross misconduct, when <strong>the</strong> penalty will normally be dismissal<br />
without notice and without payment in lieu <strong>of</strong> notice.<br />
Recurrent breaches <strong>of</strong> <strong>the</strong> disciplinary rules will lead <strong>to</strong> progressively more<br />
severe action being taken.<br />
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Disciplinary policy: procedure & rules<br />
continued...<br />
At each stage <strong>of</strong> <strong>the</strong> procedure:<br />
SECTION 2.11<br />
TERMS & CONDITIONS<br />
• a thorough investigation will be conducted;<br />
• where it is necessary <strong>to</strong> take disciplinary action against an employee, <strong>the</strong><br />
employee will be advised in writing <strong>of</strong> <strong>the</strong> nature <strong>of</strong> <strong>the</strong> complaint against<br />
him or her and will be given <strong>the</strong> opportunity <strong>to</strong> state his or her case;<br />
• <strong>the</strong> employee will have <strong>the</strong> right <strong>to</strong> be accompanied <strong>to</strong> <strong>the</strong> disciplinary<br />
hearing by a fellow employee or employee representative;<br />
The outcome <strong>of</strong> any disciplinary proceedings and <strong>the</strong> steps <strong>to</strong> be taken <strong>to</strong><br />
lodge an appeal against <strong>the</strong> decision will be confirmed <strong>to</strong> <strong>the</strong> employee in<br />
writing and a record <strong>of</strong> <strong>the</strong> disciplinary proceedings and decision will be<br />
placed on his or her personnel file. A <strong>copy</strong> <strong>of</strong> <strong>the</strong> notes from <strong>the</strong><br />
disciplinary proceedings will be supplied <strong>to</strong> <strong>the</strong> employee if requested.<br />
An employee will have <strong>the</strong> right <strong>to</strong> appeal against any disciplinary action<br />
which is taken against him or her.<br />
We expect that any minor problems will be dealt with informally by a<br />
Supervising <strong>College</strong> Officer or Head <strong>of</strong> Department, but where <strong>the</strong> matter<br />
is more serious, <strong>the</strong> following procedure will be followed:<br />
Stage 1 – Oral Warning<br />
If an employee’s conduct or performance does not meet acceptable<br />
standards, <strong>the</strong> employee will normally be given a formal oral warning by<br />
his or her Supervising <strong>College</strong> Officer or Head <strong>of</strong> Department. He or she<br />
will be advised <strong>of</strong> <strong>the</strong> reason for <strong>the</strong> warning, that this is <strong>the</strong> first stage <strong>of</strong><br />
<strong>the</strong> disciplinary procedure, and <strong>of</strong> his or her right <strong>of</strong> appeal. A brief note<br />
<strong>of</strong> this oral warning will be retained on <strong>the</strong> personnel file, but will be<br />
disregarded for disciplinary purposes after six months, provided that we<br />
are satisfied with an employee’s ongoing conduct and performance.<br />
Disciplinary procedure<br />
stages<br />
STAFF HANDBOOK 41
SECTION 2.11<br />
TERMS & CONDITIONS<br />
Disciplinary policy: procedure & rules<br />
continued...<br />
Stage 2 – Written Warning<br />
If <strong>the</strong> <strong>of</strong>fence is deemed serious, or if a fur<strong>the</strong>r <strong>of</strong>fence occurs, or<br />
performance does not improve, a written warning will be given <strong>to</strong> <strong>the</strong><br />
employee by his or her Supervising <strong>College</strong> Officer or Head <strong>of</strong><br />
Department. This will outline details <strong>of</strong> <strong>the</strong> complaint, and, if<br />
circumstances warrant <strong>the</strong> level <strong>of</strong> improvement required and over what<br />
time scale. It will warn that fur<strong>the</strong>r action under Stage 3 will be<br />
considered if <strong>the</strong>re is no satisfac<strong>to</strong>ry improvement or if <strong>the</strong>re is any<br />
repetition <strong>of</strong> misconduct and will advise <strong>of</strong> <strong>the</strong> right <strong>of</strong> appeal. A <strong>copy</strong> <strong>of</strong><br />
<strong>the</strong> written warning will be held on <strong>the</strong> personnel file but will be<br />
disregarded for disciplinary purposes after one year or such fur<strong>the</strong>r period<br />
<strong>of</strong> time as is explained in <strong>the</strong> written warning, provided that we are<br />
satisfied with an employee’s ongoing conduct and performance.<br />
Stage 3 – Final Written Warning<br />
Disciplinary procedure<br />
stages<br />
If <strong>the</strong>re is still a failure <strong>to</strong> improve and <strong>the</strong> level <strong>of</strong> conduct or performance<br />
is still unsatisfac<strong>to</strong>ry, or if <strong>the</strong> misconduct or performance is sufficiently<br />
serious <strong>to</strong> warrant only one written warning but not serious enough <strong>to</strong><br />
justify dismissal (in effect both first and final written warning), a final<br />
written warning will normally be given <strong>to</strong> <strong>the</strong> employee. In most cases this<br />
warning will be issued by <strong>the</strong> Bursar or Domus Bursar and will give details<br />
<strong>of</strong> <strong>the</strong> complaint, will warn that dismissal will result if <strong>the</strong>re is no<br />
satisfac<strong>to</strong>ry improvement, and will advise <strong>of</strong> <strong>the</strong> right <strong>of</strong> appeal. A <strong>copy</strong> <strong>of</strong><br />
this final written warning will be held on <strong>the</strong> personnel file but will<br />
normally be disregarded for disciplinary purposes after one year, or such<br />
fur<strong>the</strong>r period <strong>of</strong> time as is explained in <strong>the</strong> written warning, provided that<br />
we are satisfied with an employee’s ongoing conduct and performance.<br />
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Disciplinary policy: procedure & rules<br />
continued...<br />
Stage 4 – Dismissal<br />
SECTION 2.11<br />
TERMS & CONDITIONS<br />
If conduct or performance is still unsatisfac<strong>to</strong>ry and <strong>the</strong> employee still fails <strong>to</strong><br />
reach <strong>the</strong> standards prescribed, or if <strong>the</strong> misconduct or performance is sufficiently<br />
serious, dismissal will normally result. The HR Officer will provide <strong>the</strong> employee,<br />
as soon as reasonably practicable, with written reasons for his or her dismissal<br />
and <strong>the</strong> date on which his or her employment will terminate. The employee will<br />
be advised <strong>of</strong> his or her right <strong>of</strong> appeal.<br />
Demotion or redeployment may be considered as an alternative <strong>to</strong> dismissal.<br />
UNSATISFACTORY CONDUCT AND MISCONDUCT<br />
• You will be liable <strong>to</strong> disciplinary action if you are found <strong>to</strong> have acted in any <strong>of</strong><br />
<strong>the</strong> following ways (<strong>the</strong>se are examples only and not an exhaustive list):-<br />
• Rudeness <strong>to</strong>wards Fellows, students, visi<strong>to</strong>rs, members <strong>of</strong> <strong>the</strong> public or o<strong>the</strong>r<br />
employees, objectionable or insulting behaviour, harassment, bullying or bad<br />
language;<br />
• Failure <strong>to</strong> devote <strong>the</strong> whole <strong>of</strong> your time, attention and abilities <strong>to</strong> <strong>College</strong><br />
business and its affairs during your normal working hours;<br />
• Unauthorised use <strong>of</strong> e-mail and internet;<br />
• Failure <strong>to</strong> carry out all reasonable instructions or follow <strong>the</strong> <strong>College</strong>’s rules and<br />
procedures;<br />
• Unauthorised use or negligent damage or loss <strong>of</strong> <strong>College</strong> property;<br />
• Failure <strong>to</strong> report immediately any damage <strong>to</strong> property or premises caused by you.<br />
• Failure <strong>to</strong> abide by <strong>the</strong> general hygiene and health and safety rules and<br />
procedures;<br />
• Smoking anywhere inside <strong>College</strong> premises or o<strong>the</strong>r than in designated areas on<br />
<strong>College</strong> property outside <strong>College</strong> premises;<br />
Disciplinary procedure<br />
Unsatisfac<strong>to</strong>ry conduct<br />
and misconduct<br />
• Consumption <strong>of</strong> alcohol which affects <strong>the</strong> performance <strong>of</strong> your duties;<br />
• Persistent absenteeism and/or lateness or leaving before normal finishing time;<br />
• Unsatisfac<strong>to</strong>ry standards or output <strong>of</strong> work;<br />
STAFF HANDBOOK 43
SECTION 2.11<br />
Disciplinary policy: procedure & rules<br />
continued...<br />
TERMS & CONDITIONS<br />
SERIOUS MISCONDUCT<br />
Where one <strong>of</strong> <strong>the</strong> unsatisfac<strong>to</strong>ry conduct or misconduct rules has been<br />
broken and if, upon investigation, it is shown <strong>to</strong> be due <strong>to</strong> your extreme<br />
carelessness or has a serious or substantial effect upon <strong>the</strong> reputation or<br />
affairs <strong>of</strong> <strong>the</strong> <strong>College</strong>, you may be issued with a final written warning in <strong>the</strong><br />
first instance.<br />
You may receive a final written warning as <strong>the</strong> first course <strong>of</strong> action if in an<br />
alleged gross misconduct disciplinary matter, upon investigation, it is shown<br />
<strong>to</strong> have some level <strong>of</strong> mitigation and is treated as an <strong>of</strong>fence just short <strong>of</strong><br />
dismissal.<br />
GROSS MISCONDUCT<br />
• You will be liable <strong>to</strong> summary dismissal if you are found <strong>to</strong> have acted in any<br />
<strong>of</strong> <strong>the</strong> following ways (<strong>the</strong>se are examples only and not an exhaustive list):-<br />
• Grossly indecent or immoral behaviour, deliberate acts <strong>of</strong> unlawful<br />
discrimination or serious acts <strong>of</strong> harassment.<br />
• Dangerous behaviour, fighting or physical assault.<br />
• Incapacity at work or poor performance caused by in<strong>to</strong>xicants or drugs.<br />
• Possession, supply or use <strong>of</strong> illicit drugs.<br />
• Serious infringement <strong>of</strong> <strong>the</strong> <strong>College</strong>’s policy on <strong>the</strong> use <strong>of</strong> <strong>the</strong> internet.<br />
Disciplinary procedure<br />
Serious misconduct<br />
Gross misconduct<br />
• Deliberate falsification <strong>of</strong> any records (including time sheets, absence<br />
records etc., in respect <strong>of</strong> yourself or any fellow employee).<br />
• Undertaking private work on <strong>the</strong> premises and/or in working hours without<br />
express permission.<br />
• Working in competition with <strong>the</strong> <strong>College</strong>.<br />
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• Taking part in activities which result in adverse publicity <strong>to</strong> <strong>the</strong> <strong>College</strong>, or<br />
which cause <strong>the</strong> <strong>College</strong> <strong>to</strong> lose faith in your integrity.
Disciplinary policy: procedure & rules<br />
continued...<br />
• Theft or unauthorised possession <strong>of</strong> money or property, whe<strong>the</strong>r<br />
belonging <strong>to</strong> <strong>the</strong> <strong>College</strong>, ano<strong>the</strong>r employee or a third party.<br />
SECTION 2.11<br />
TERMS & CONDITIONS<br />
• Destruction/sabotage <strong>of</strong> <strong>the</strong> <strong>College</strong>’s property, or any property on <strong>the</strong><br />
premises.<br />
• Serious breaches <strong>of</strong> <strong>the</strong> hygiene and health and safety rules, which<br />
endanger <strong>the</strong> lives <strong>of</strong> employees, or <strong>of</strong> any o<strong>the</strong>r person.<br />
• Gross insubordination and/or continuing refusal <strong>to</strong> carry out legitimate<br />
instructions.<br />
• Abuse <strong>of</strong> <strong>the</strong> harassment policy by making vexatious or malicious<br />
allegations.<br />
• Abuse <strong>of</strong> <strong>the</strong> Public Interest Disclosure policy by making vexatious or<br />
malicious allegations.<br />
If an employee is accused <strong>of</strong> serious or gross misconduct, he or she may<br />
be suspended from work on full pay (which will not normally be for more<br />
than five working days), while we investigate <strong>the</strong> alleged <strong>of</strong>fence. During<br />
any period <strong>of</strong> suspension, <strong>the</strong> employee may be refused access <strong>to</strong> <strong>College</strong><br />
premises without our prior consent, and subject <strong>to</strong> such conditions that we<br />
may impose.<br />
If on completion <strong>of</strong> our investigations, we are satisfied that gross<br />
misconduct has occurred, <strong>the</strong> result will normally be summary dismissal<br />
without notice or without payment in lieu <strong>of</strong> notice. The employee will be<br />
advised <strong>of</strong> his or her right <strong>of</strong> appeal.<br />
Disciplinary Procedure<br />
Gross misconduct<br />
STAFF HANDBOOK 45
SECTION 2.11<br />
TERMS & CONDITIONS<br />
Disciplinary policy: procedure & rules<br />
continued...<br />
APPEALS<br />
If an employee wishes <strong>to</strong> appeal against a disciplinary decision, he or she<br />
should inform <strong>the</strong> Bursar in writing within seven working days <strong>of</strong> receipt<br />
<strong>of</strong> <strong>the</strong> decision. The letter <strong>of</strong> appeal should set out <strong>the</strong> reasons why <strong>the</strong><br />
employee considers a disciplinary decision should be changed. While it<br />
is hoped that a request for an appeal be made in writing if possible, it can<br />
be made orally through <strong>the</strong> employee’s Supervising <strong>College</strong> Officer or<br />
Head <strong>of</strong> Department.<br />
The Master may in his absolute discretion refer <strong>the</strong> appeal <strong>to</strong> a <strong>College</strong><br />
Committee, or such person whom he considers would be appropriate <strong>to</strong><br />
deal with <strong>the</strong> appeal, provided always that that person has had no<br />
previous involvement in <strong>the</strong> matter. The employee will be invited <strong>to</strong><br />
attend <strong>the</strong> disciplinary appeal meeting <strong>to</strong> state his or her case. He or she<br />
has <strong>the</strong> right <strong>to</strong> be accompanied by a fellow employee or employee<br />
representative.<br />
A decision on any appeal will be set out in writing and sent <strong>to</strong> <strong>the</strong><br />
employee within seven working days <strong>of</strong> <strong>the</strong> appeal hearing, and will be<br />
final and binding. At appeal any disciplinary penalty imposed will be<br />
reviewed, but cannot be increased.<br />
SHORT SERVICE STAFF<br />
Disciplinary procedure<br />
Appeals<br />
Short service <strong>staff</strong><br />
We retain discretion in respect <strong>of</strong> <strong>the</strong> disciplinary procedures <strong>to</strong> take<br />
account <strong>of</strong> your length <strong>of</strong> service and <strong>to</strong> vary <strong>the</strong> procedures accordingly.<br />
If you have a short amount <strong>of</strong> service, you may not be in receipt <strong>of</strong> any<br />
warnings before dismissal, but you will retain <strong>the</strong> right <strong>to</strong> a hearing and<br />
you will have <strong>the</strong> right <strong>to</strong> appeal.<br />
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Capability, and capability dismissal<br />
policy and procedure<br />
INTRODUCTION<br />
SECTION 2.12<br />
TERMS & CONDITIONS<br />
We recognise that during your employment your capability <strong>to</strong> carry out<br />
your duties may deteriorate over time. This can be for a number <strong>of</strong><br />
reasons, <strong>the</strong> most common ones being that ei<strong>the</strong>r <strong>the</strong> job changes over a<br />
period <strong>of</strong> time and you fail <strong>to</strong> keep pace with <strong>the</strong> changes, or you change<br />
(most commonly because <strong>of</strong> health reasons) and you can no longer cope<br />
with <strong>the</strong> work.<br />
JOB CHANGES<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
If <strong>the</strong> nature <strong>of</strong> <strong>the</strong> job changes, we will make every effort <strong>to</strong> ensure that<br />
you understand <strong>the</strong> level <strong>of</strong> performance expected <strong>of</strong> you and that you<br />
receive adequate training and supervision. If we have concerns regarding<br />
your capability, <strong>the</strong>se will be discussed in an informal manner and you<br />
will be given time <strong>to</strong> improve.<br />
If your standard <strong>of</strong> performance is still not adequate you will be warned in<br />
writing that a failure <strong>to</strong> improve and <strong>to</strong> maintain <strong>the</strong> performance required<br />
could lead <strong>to</strong> your dismissal. We will also consider <strong>the</strong> possibility <strong>of</strong> a<br />
transfer <strong>to</strong> more suitable work if possible.<br />
If <strong>the</strong>re is still no improvement after a reasonable time and we cannot<br />
transfer you <strong>to</strong> more suitable work, you will be issued with a final warning<br />
that you will be dismissed unless <strong>the</strong> required standard <strong>of</strong> performance is<br />
achieved and maintained.<br />
If such improvement is not forthcoming after an agreed period <strong>of</strong> time, you<br />
will be dismissed with <strong>the</strong> appropriate notice.<br />
Capability and capability<br />
Dismissal policy and procedure<br />
STAFF HANDBOOK 47
SECTION 2.12<br />
TERMS & CONDITIONS<br />
Capability, and capability dismissal<br />
policy and procedure<br />
PERSONAL CIRCUMSTANCES<br />
Personal circumstances may arise which do not prevent you from attending<br />
for work but which prevent you from carrying out your normal duties (e.g.<br />
a lack <strong>of</strong> dexterity or general ill health). If such a situation arises, we will<br />
normally need <strong>to</strong> have details <strong>of</strong> your medical diagnosis and prognosis so<br />
that we have <strong>the</strong> benefit <strong>of</strong> expert advice. Under normal circumstances<br />
this advice can most easily be obtained by asking your own doc<strong>to</strong>r for a<br />
medical report. Your permission is needed. When we have obtained as<br />
much information as possible regarding your condition and after<br />
consultation with you, a decision will be made about your future<br />
employment with us in your current role or, where circumstances permit,<br />
in a more suitable role.<br />
SHORT SERVICE STAFF<br />
We retain discretion in respect <strong>of</strong> <strong>the</strong> capability procedures <strong>to</strong> take<br />
account <strong>of</strong> your length <strong>of</strong> service and <strong>to</strong> vary <strong>the</strong> procedures accordingly.<br />
If you have a short amount <strong>of</strong> service, you may not be in receipt <strong>of</strong> any<br />
warnings before dismissal but you will retain <strong>the</strong> right <strong>to</strong> a hearing and you<br />
will have <strong>the</strong> right <strong>to</strong> appeal.<br />
Capability and capability<br />
Dismissal policy and procedure<br />
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Policies and procedures which are<br />
relevant <strong>to</strong> your employment<br />
SECTION 3<br />
POLICIES & PROCEDURES<br />
Statement <strong>of</strong> intent<br />
Conduct<br />
Health, safety, and welfare policy and responsibilities; Children on <strong>the</strong> premises;<br />
Display screen equipment<br />
Smoking<br />
Well-being at work: Equal opportunities policy, dignity at work, and stress at work<br />
Time <strong>of</strong>f for dependants, bereavement, and compassionate leave<br />
Maternity, paternity, adoptive leave and parental leave policies<br />
Flexible working<br />
Policy on <strong>the</strong> recruitment <strong>of</strong> ex-<strong>of</strong>fenders<br />
Policy on <strong>the</strong> s<strong>to</strong>rage, use and disposal <strong>of</strong> disclosure information<br />
Staff information and consultation committee<br />
Performance and promotion<br />
Training<br />
Data protection policy<br />
Computer facilities, E-mail and internet<br />
3:1<br />
3:2<br />
3:3<br />
3:4<br />
3:5<br />
3:6<br />
3:7<br />
3:8<br />
3:9<br />
3:10<br />
3:11<br />
3:12<br />
3:13<br />
3:14<br />
3:15<br />
STAFF HANDBOOK 49
SECTION 3<br />
POLICIES & PROCEDURES<br />
Policies and procedures which are<br />
relevant <strong>to</strong> your employment<br />
3:16<br />
3:17<br />
3:18<br />
3:19<br />
3:20<br />
3:21<br />
Telephones and mobile telephones<br />
Use <strong>of</strong> vehicles<br />
Security<br />
Retirement procedure<br />
Redundancy policy<br />
Public interest disclosure procedure<br />
Fur<strong>the</strong>r policy documents will be issued as <strong>the</strong>y are developed.<br />
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Statement <strong>of</strong> intent<br />
SECTION 3.1<br />
Our employment policies express our intentions and objectives and<br />
provide general guidance about employment-related matters. They<br />
cover a wide range <strong>of</strong> operations including:<br />
• Human resource planning<br />
POLICIES & PROCEDURES<br />
Statement <strong>of</strong> intent<br />
• Recruitment and selection<br />
• Training<br />
• Health and safety<br />
• Pay and conditions <strong>of</strong> service<br />
• Communications and consultation<br />
• Security<br />
• Well-being at work<br />
• Equal opportunities<br />
• Harassment<br />
• Stress at work<br />
• The organisation <strong>of</strong> work and <strong>the</strong> quality <strong>of</strong> working life<br />
We have sought <strong>to</strong> express our policies in terms that are clear and<br />
unambiguous in order <strong>to</strong> avoid any difficulty in <strong>the</strong>ir interpretation.<br />
STAFF HANDBOOK 51
SECTION 3.2<br />
Conduct<br />
POLICIES & PROCEDURES<br />
Conduct<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
We wish <strong>to</strong> maintain a pleasant environment for everybody living and<br />
working at <strong>the</strong> <strong>College</strong> and <strong>to</strong> assist all <strong>staff</strong> <strong>to</strong> carry out <strong>the</strong>ir duties. Your<br />
actions are crucial in helping us <strong>to</strong> achieve this, and we welcome your<br />
support and suggestions. You are expected <strong>to</strong> work <strong>to</strong>ge<strong>the</strong>r with us, o<strong>the</strong>r<br />
<strong>staff</strong>, and <strong>College</strong> members for <strong>the</strong> well being <strong>of</strong> <strong>the</strong> <strong>College</strong> as a whole<br />
and <strong>to</strong> protect <strong>the</strong> dignity <strong>of</strong> o<strong>the</strong>r workers and members <strong>of</strong> <strong>the</strong> <strong>College</strong>.<br />
You are expected <strong>to</strong> be clean, neat, and tidy at all times and <strong>to</strong> be polite<br />
and reasonable with o<strong>the</strong>r <strong>staff</strong>, students, and visi<strong>to</strong>rs. You must behave in<br />
a mature, pr<strong>of</strong>essional manner, with integrity and thoughtfulness.<br />
You may NOT smoke in <strong>the</strong> <strong>College</strong> except in authorised areas and must<br />
NOT be under <strong>the</strong> influence <strong>of</strong> alcohol or use or be under <strong>the</strong> influence <strong>of</strong><br />
drugs while at work. Alcohol may only be consumed at work when<br />
authorised (for example at farewell parties), with <strong>the</strong> prior permission <strong>of</strong><br />
<strong>the</strong> Bursar. Any breach <strong>of</strong> this provision will be treated as a serious<br />
disciplinary matter.<br />
You are expected <strong>to</strong> be punctual and timely in starting work, keeping<br />
appointments and dealing with your duties. You must use our resources<br />
and facilities as instructed, and help us <strong>to</strong> promote economy, efficiency,<br />
and effectiveness in our activities.<br />
The <strong>College</strong> does not accept liability for any loss <strong>of</strong>, or damage <strong>to</strong> property<br />
which you bring on<strong>to</strong> <strong>the</strong> premises. You are requested not <strong>to</strong> bring<br />
personal items <strong>of</strong> value on<strong>to</strong> <strong>the</strong> premises and, in particular, not <strong>to</strong> leave<br />
any items overnight.<br />
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vi.<br />
You must NOT borrow <strong>College</strong> equipment without <strong>the</strong> consent <strong>of</strong> your<br />
Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer, which may be given<br />
subject <strong>to</strong> such conditions as we think appropriate in <strong>the</strong> circumstances.<br />
This requirement is for your protection. Unauthorised borrowing may be<br />
misinterpreted as <strong>the</strong>ft, which is a dismissable <strong>of</strong>fence. In such cases, <strong>the</strong><br />
<strong>College</strong> reserves <strong>the</strong> right <strong>to</strong> report <strong>the</strong> matter <strong>to</strong> <strong>the</strong> police, at any stage in<br />
<strong>the</strong> proceedings.
Conduct continued...<br />
SECTION 3.2<br />
vii.<br />
viii.<br />
ix.<br />
You must be careful not <strong>to</strong> imply, by your behaviour, that you may be<br />
influenced by gifts while acting in an <strong>of</strong>ficial capacity on behalf <strong>of</strong> <strong>the</strong><br />
<strong>College</strong>. As a general rule, all gifts should be declined. When any <strong>of</strong>fer<br />
<strong>of</strong> a gift is declined, you should explain <strong>the</strong> <strong>College</strong> policy, and illustrate<br />
how your acceptance <strong>of</strong> gifts could be misconstrued. Exceptions <strong>to</strong> <strong>the</strong><br />
rule include <strong>the</strong> acceptance <strong>of</strong> small gifts such as trade pens, pencils,<br />
diaries or calendars, up <strong>to</strong> <strong>the</strong> value <strong>of</strong> £25. If you do accept a gift with<br />
an individual value over £25, it must be reported <strong>to</strong> your Supervising<br />
<strong>College</strong> Officer or Head <strong>of</strong> Department, who will <strong>the</strong>n arrange for this <strong>to</strong><br />
be recorded in <strong>the</strong> Register <strong>of</strong> Interests held in <strong>the</strong> <strong>College</strong> Office.<br />
Should we wish <strong>to</strong> carry out a search <strong>of</strong> you or your personal property as<br />
part <strong>of</strong> a security operation, or an investiga<strong>to</strong>ry process, we will seek your<br />
consent. You will be informed <strong>of</strong> <strong>the</strong> reason for <strong>the</strong> search, and we will<br />
retain a written record <strong>of</strong> <strong>the</strong> search and our findings. If you refuse<br />
consent, this will be recorded and may be used in evidence at a<br />
disciplinary meeting.<br />
We acknowledge <strong>the</strong> mutual obligation <strong>of</strong> confidence and trust implied<br />
in<strong>to</strong> our contract <strong>of</strong> employment with you and will not act in such a way<br />
as <strong>to</strong> destroy that relationship.<br />
POLICIES & PROCEDURES<br />
Conduct<br />
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SECTION 3.3<br />
POLICIES & PROCEDURES<br />
Health, safety, and welfare policy and<br />
responsibilities; children on <strong>the</strong> premises;<br />
and display screen equipment<br />
Health, safety, and welfare<br />
policy and responsibilities<br />
i.<br />
We have a statu<strong>to</strong>ry duty under <strong>the</strong> Health and Safety at Work Act 1974 <strong>to</strong><br />
provide a safe place <strong>of</strong> work and a healthy working environment for all <strong>of</strong><br />
our <strong>staff</strong>, students, and visi<strong>to</strong>rs, and we are committed, so far as is<br />
reasonably practicable, <strong>to</strong> safeguard your physical and mental well-being<br />
through:<br />
• The provision and maintenance <strong>of</strong> healthy and safe systems <strong>of</strong> work and<br />
working conditions;<br />
• The provision and maintenance <strong>of</strong> safe premises, plant and equipment;<br />
• The systematic identification <strong>of</strong> hazards;<br />
• The provision <strong>of</strong> appropriate information, instruction, training, and<br />
supervision in safe working methods and procedures;<br />
• The provision <strong>of</strong> safe arrangements for <strong>the</strong> use, handling, s<strong>to</strong>rage, and<br />
transport <strong>of</strong> articles and substances;<br />
• The provision <strong>of</strong> first-aid, welfare facilities, and appropriate occupational<br />
health advice;<br />
• The establishment <strong>of</strong> appropriate arrangements for dealing with<br />
emergencies or situations <strong>of</strong> imminent danger <strong>to</strong> health and safety;<br />
• The provision <strong>of</strong> safe means <strong>of</strong> access and egress at <strong>College</strong> premises, and<br />
appropriate security arrangements.<br />
• Our Health and Safety Policy Statement (or a simplified form <strong>of</strong> <strong>the</strong><br />
statement) is given <strong>to</strong> all <strong>staff</strong> on starting work, and <strong>staff</strong> are required <strong>to</strong><br />
sign a confirmation that <strong>the</strong>y have received and read <strong>the</strong> statement.<br />
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Health, safety, and welfare policy and<br />
responsibilities; children on <strong>the</strong> premises;<br />
and display screen equipment continued...<br />
SECTION 3.3<br />
POLICIES & PROCEDURES<br />
ii.<br />
We do require you actively <strong>to</strong> contribute <strong>to</strong> <strong>the</strong> implementation <strong>of</strong> this<br />
<strong>College</strong> policy by:<br />
• Taking reasonable care for <strong>the</strong> health and safety <strong>of</strong> yourself, colleagues,<br />
and o<strong>the</strong>rs;<br />
• Co-operating with <strong>the</strong> Bursar, Supervising <strong>College</strong> Officer, Domus Bursar,<br />
and Heads <strong>of</strong> Departments in any measures implemented <strong>to</strong> meet our<br />
statu<strong>to</strong>ry obligation <strong>to</strong> promote health and safety at work;<br />
Health, safety, and welfare<br />
policy and responsibilities<br />
• Observing specific safety arrangements within your own department which<br />
will include specific working practices, departmental regulations, if any,<br />
and all o<strong>the</strong>r instructions supplied by your supervisors, <strong>the</strong> Domus Bursar,<br />
or <strong>College</strong> Fire Officer;<br />
• Participating in any organised programme <strong>of</strong> health and safety training.<br />
iii.<br />
It is your responsibility <strong>to</strong>:<br />
• Understand, support, and implement our <strong>College</strong> Health and Safety Policy;<br />
• Make sure that you keep up <strong>to</strong> date with changes <strong>to</strong> health and safety rules<br />
as a result <strong>of</strong> new legislation by reading notices on notice boards, internal<br />
correspondence, leaflets and newsletters and by attending any training<br />
sessions we may organise;<br />
• Set an example through your own safe behaviour by complying with<br />
appropriate safety warnings;<br />
• Be conscious <strong>of</strong> <strong>the</strong> health, safety, and welfare <strong>of</strong> yourself, your colleagues,<br />
those in your care, students, and visi<strong>to</strong>rs, and do nothing by act or<br />
omission that will adversely affect you or those o<strong>the</strong>rs;<br />
• Make yourself familiar with <strong>the</strong> fire procedures and emergency evacuation<br />
procedure as stated by notice in your Department and with any<br />
arrangements and must ensure that you follow <strong>the</strong>m in case <strong>of</strong> an actual or<br />
suspected fire and must practice fire drills as directed;<br />
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SECTION 3.3<br />
POLICIES & PROCEDURES<br />
Health, safety, and welfare policy and<br />
responsibilities; children on <strong>the</strong> premises;<br />
and display screen equipment continued...<br />
Health, safety, and welfare<br />
policy and responsibilities<br />
• Check that any plant, machinery, <strong>to</strong>ol, equipment, procedure or system<br />
being used is not defective and that it is suitable for <strong>the</strong> task <strong>to</strong> be<br />
undertaken, and, if in any doubt, let your Head <strong>of</strong> Department or<br />
Supervising <strong>College</strong> Officer know as soon as possible. Ensure that no one<br />
uses faulty equipment until it has been repaired or replaced;<br />
• Accept that safety devices and equipment, protective clothing and<br />
procedures must be employed as appropriate <strong>to</strong> any hazards in <strong>the</strong> manner<br />
prescribed and you should not intentionally or recklessly interfere with or<br />
misuse any clothing or equipment provided by <strong>the</strong> <strong>College</strong> in <strong>the</strong> interests<br />
<strong>of</strong> health, safety, and welfare;<br />
• Use any substance that is dangerous or harmful <strong>to</strong> health in accordance<br />
with <strong>the</strong> instructions provided, <strong>the</strong> training you will have received, and <strong>the</strong><br />
preventative measures defined for <strong>the</strong> use <strong>of</strong> such substances;<br />
• Report <strong>to</strong> your Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer any<br />
inadequacies that you have identified in any safety procedures;<br />
• Report any reportable diseases, ill-health, dangerous occurrences, and<br />
near misses in accordance with our prescribed procedures and notify any<br />
accidents or injury <strong>to</strong> <strong>staff</strong> at work <strong>to</strong> <strong>the</strong> Head <strong>of</strong> Department or deputy if<br />
he or she is not available, for entry in <strong>the</strong> Accident Book kept in <strong>the</strong><br />
Human Resources Office.<br />
• The <strong>College</strong> Porters and o<strong>the</strong>r <strong>staff</strong> trained in first aid are available <strong>to</strong> deal<br />
with minor accidents. A list <strong>of</strong> current first aiders is circulated <strong>to</strong> Heads <strong>of</strong><br />
Departments on a regular basis and is available on <strong>the</strong> Human Resources<br />
area <strong>of</strong> <strong>the</strong> K-drive. First aid equipment is kept in <strong>the</strong> Porters’ Lodge and<br />
o<strong>the</strong>r strategic places around <strong>the</strong> <strong>College</strong> and as stated in departmental<br />
notices. If <strong>the</strong>re is a serious accident, you should call a doc<strong>to</strong>r<br />
immediately, and if necessary arrange for transport <strong>to</strong> hospital.<br />
• Not act vexatiously or frivolously in raising health and safety issues or in<br />
exercising your right <strong>of</strong> emergency evacuation <strong>of</strong> <strong>the</strong> <strong>College</strong> premises.<br />
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Health, safety, and welfare policy and<br />
responsibilities; children on <strong>the</strong> premises;<br />
and display screen equipment continued...<br />
SECTION 3.3<br />
POLICIES & PROCEDURES<br />
iv.<br />
v.<br />
vi.<br />
Should you consider that you are undertaking, or being asked <strong>to</strong><br />
undertake, something for which you do not feel that you are adequately<br />
trained, qualified, or equipped, you must draw this <strong>to</strong> <strong>the</strong> attention <strong>of</strong> your<br />
Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer immediately.<br />
It is important that you recognise that should you fail <strong>to</strong> discharge <strong>the</strong><br />
obligations placed on you by this policy, or any relevant statu<strong>to</strong>ry<br />
provision, you may be liable <strong>to</strong> disciplinary action.<br />
You will not be victimised or dismissed for:<br />
Health, safety, and welfare<br />
policy and responsibilities<br />
• Carrying out any health and safety activities for which you have been<br />
designated;<br />
• Performing any functions ei<strong>the</strong>r as acknowledged by <strong>the</strong> <strong>College</strong> or as a<br />
recognised representative or member <strong>of</strong> <strong>the</strong> Health, Safety and Domus<br />
Committee;<br />
• Drawing attention <strong>to</strong> your reasonable concerns, about any health and<br />
safety matter;<br />
• Vacating <strong>the</strong> work area or taking o<strong>the</strong>r appropriate action, in<br />
circumstances <strong>of</strong> serious and imminent danger.<br />
vii.<br />
Should hazards exist which pose an assessed risk or harm <strong>to</strong> pregnant<br />
employees, or those who have recently given birth, arrangements will be<br />
made <strong>to</strong> adapt working conditions and where this is not possible <strong>the</strong><br />
individual will be <strong>of</strong>fered suitable alternative employment or will be<br />
suspended on full pay until such time as it is safe for <strong>the</strong>m <strong>to</strong> resume <strong>the</strong>ir<br />
normal duties.<br />
STAFF HANDBOOK 57
SECTION 3.3<br />
POLICIES & PROCEDURES<br />
Health, safety, and welfare policy and<br />
responsibilities; children on <strong>the</strong> premises;<br />
and display screen equipment continued...<br />
Children on <strong>the</strong> premises<br />
Display screen equipment<br />
viii.<br />
i.<br />
You should make yourself familiar with your own health and safety duties<br />
and responsibilities as shown in <strong>the</strong> detailed Health and Safety Policy, a<br />
<strong>copy</strong> <strong>of</strong> which is held by your Head <strong>of</strong> Department. You must not take any<br />
action that could threaten <strong>the</strong> health and safety <strong>of</strong> yourself, o<strong>the</strong>r members<br />
<strong>of</strong> <strong>staff</strong>, visi<strong>to</strong>rs, students or members <strong>of</strong> <strong>the</strong> public. You should report all<br />
accidents and injuries at work, no matter how minor, <strong>to</strong> <strong>the</strong> Head <strong>of</strong><br />
Department or deputy if he or she is not available, for entry in<strong>to</strong> <strong>the</strong><br />
Accident Book kept in <strong>the</strong> Human Resources Office.<br />
Children on <strong>the</strong> Premises<br />
You must obtain prior permission from your Head <strong>of</strong> Department or<br />
Supervising <strong>College</strong> Officer before bringing children on <strong>the</strong> premises. If<br />
you are given permission <strong>to</strong> bring a child or children on<strong>to</strong> <strong>College</strong><br />
premises, you must supervise <strong>the</strong>m at all times. They may become<br />
exposed <strong>to</strong> hazards that <strong>the</strong>y would not normally encounter and may<br />
<strong>the</strong>mselves become a source <strong>of</strong> hazard <strong>to</strong> o<strong>the</strong>r employees, <strong>College</strong><br />
members or visi<strong>to</strong>rs, should <strong>the</strong>y, for example, be tempted <strong>to</strong> interfere with<br />
substances or machinery. You will be held responsible for <strong>the</strong>ir actions at<br />
all times.<br />
Display Screen Equipment<br />
If you use display screen equipment e.g. a computer screen (DSE) and<br />
normally use DSE for a significant part <strong>of</strong> your average working day, you<br />
must advise your Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer as<br />
soon as possible <strong>of</strong> any problems you experience in using <strong>the</strong> DSE in<br />
respect <strong>of</strong>;<br />
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• comfort <strong>of</strong> keyboard<br />
• comfort <strong>of</strong> work station<br />
• comfort <strong>of</strong> seating arrangement<br />
• aches, pains, and vision problems<br />
• clarity <strong>of</strong> image, flickering,<br />
brightness, and contrast<br />
• glare and reflections<br />
• swivel and tilt <strong>of</strong> screen
Health, safety, and welfare policy and<br />
responsibilities; children on <strong>the</strong> premises;<br />
and display screen equipment continued...<br />
SECTION 3.3<br />
POLICIES & PROCEDURES<br />
ii.<br />
iii.<br />
You may be entitled <strong>to</strong> an eye examination or eyesight test at our expense<br />
(and possibly regular future tests). You should speak <strong>to</strong> your Head <strong>of</strong><br />
Department or Supervising <strong>College</strong> Officer <strong>to</strong> obtain more information.<br />
We reserve <strong>the</strong> right <strong>to</strong> choose <strong>the</strong> optician used, <strong>to</strong> specify particular<br />
tests within <strong>the</strong> eye examination or eyesight test <strong>to</strong> be conducted, and <strong>to</strong><br />
be supplied with <strong>the</strong> results <strong>of</strong> such examination or test.<br />
We may also, in certain circumstances, pay for or contribute <strong>to</strong>wards <strong>the</strong><br />
cost <strong>of</strong> obtaining glasses for you <strong>to</strong> use specifically for DSE work. Again,<br />
fur<strong>the</strong>r information in respect <strong>of</strong> this can be obtained from your Head <strong>of</strong><br />
Department or Supervising <strong>College</strong> Officer. You should note that we will<br />
not pay for fancy frames or lenses (including tinted lenses) but, if<br />
appropriate, we may agree <strong>to</strong> pay a reasonable contribution <strong>to</strong>wards <strong>the</strong><br />
cost <strong>of</strong> <strong>the</strong>se. If your normal glasses are suitable for your DSE work as<br />
well as for o<strong>the</strong>r activities, <strong>the</strong>n we will not pay for new or replacement<br />
glasses for you.<br />
Display screen equipment<br />
STAFF HANDBOOK 59
SECTION 3.4<br />
Smoking<br />
POLICIES & PROCEDURES<br />
Smoking<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
vi.<br />
vii.<br />
viii.<br />
The <strong>College</strong> recognises that smoking causes a hazard <strong>to</strong> health <strong>to</strong> both<br />
smokers and non-smokers and can constitute a fire hazard.<br />
Accordingly, <strong>the</strong> <strong>College</strong> does not allow Fellows, <strong>staff</strong>, students, visi<strong>to</strong>rs,<br />
conference guests, contrac<strong>to</strong>rs or members <strong>of</strong> <strong>the</strong> public <strong>to</strong> smoke in any<br />
part <strong>of</strong> its premises, o<strong>the</strong>r than in Designated Smoking Areas.<br />
<strong>College</strong> premises include all buildings on <strong>the</strong> Domus, and o<strong>the</strong>r <strong>College</strong><br />
premises such as graduate hostels, <strong>the</strong> boathouse, <strong>the</strong> sports pavilion, and<br />
also <strong>College</strong>-owned vehicles.<br />
Those <strong>staff</strong>, and <strong>the</strong>ir guests, wishing <strong>to</strong> smoke may only do so in <strong>the</strong><br />
Designated Smoking Areas (Staff).<br />
The Designated Smoking Areas (Staff) are: <strong>the</strong> garden <strong>to</strong> <strong>the</strong> rear <strong>of</strong> <strong>the</strong><br />
Porters’ Lodge; <strong>the</strong> area outside <strong>the</strong> side entrance <strong>to</strong> <strong>the</strong> Butterfield<br />
café/Bar (except when <strong>the</strong> café/Bar is open for business); <strong>the</strong> area outside<br />
<strong>the</strong> rear entrance <strong>to</strong> <strong>the</strong> Howard Building; and <strong>the</strong> area between <strong>the</strong><br />
squash courts and <strong>the</strong> Catering Department.<br />
This restriction applies at all times, including outside normal working<br />
hours. Staff may smoke in <strong>the</strong> designated areas only at times agreed with<br />
<strong>the</strong>ir Head <strong>of</strong> Department. O<strong>the</strong>r areas have been designated for students<br />
and for conference guests.<br />
This policy is <strong>to</strong> be communicated <strong>to</strong> <strong>staff</strong> by <strong>the</strong> HR Officer and Head <strong>of</strong><br />
Department; <strong>staff</strong> who breach <strong>the</strong> policy may be subject <strong>to</strong> disciplinary<br />
action. Staff are responsible for advising <strong>the</strong>ir guests <strong>of</strong> <strong>College</strong> policy.<br />
The Domus Bursar is responsible for implementing and moni<strong>to</strong>ring <strong>the</strong><br />
effectiveness <strong>of</strong> this policy.<br />
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Well-being at work<br />
SECTION 3.5<br />
EQUAL OPPORTUNITIES<br />
POLICIES & PROCEDURES<br />
i.<br />
We wholeheartedly support <strong>the</strong> principle <strong>of</strong> equal opportunities in<br />
employment and oppose all forms <strong>of</strong> discrimination. We believe that it is<br />
in <strong>the</strong> best interests <strong>of</strong> <strong>the</strong> <strong>College</strong> and all those who work for us <strong>to</strong><br />
ensure that <strong>the</strong> human resources, talents, and skills available throughout<br />
<strong>the</strong> community are considered when employment opportunities arise. To<br />
this end, we are committed, wherever practicable, <strong>to</strong> achieving and<br />
maintaining a workforce that broadly reflects our local community.<br />
ii.<br />
We are committed <strong>to</strong> achieving equal opportunities through:<br />
• Providing facilities that are easily accessible and meet <strong>the</strong> needs <strong>of</strong> our<br />
<strong>staff</strong>, students, and visi<strong>to</strong>rs;<br />
• Adopting appropriate recruitment, training, and promotional practices<br />
and procedures;<br />
Well-being at work:<br />
Equal opportunities<br />
policy<br />
• Drawing up clear and justifiable job criteria;<br />
• Facilitating <strong>staff</strong> training opportunities;<br />
• Offering greater flexibility <strong>of</strong> employment when operationally possible;<br />
iii.<br />
iv.<br />
v.<br />
No employee, job applicant or worker will be discriminated against<br />
ei<strong>the</strong>r directly or indirectly on <strong>the</strong> grounds <strong>of</strong> gender, marital status, race,<br />
nationality, colour, ethnic origin, disability, sexual orientation, gender<br />
reassignment, religious belief, political opinion or affiliation, or age.<br />
The <strong>College</strong> will appoint, train, and promote on <strong>the</strong> basis <strong>of</strong> merit and<br />
ability.<br />
All employees have personal responsibility for <strong>the</strong> practical application <strong>of</strong><br />
this policy.<br />
vi.<br />
The <strong>College</strong>’s grievance procedure is available <strong>to</strong> any employee who<br />
believes that he or she may have been unfairly discriminated against.<br />
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SECTION 3.5<br />
Well-being at work continued...<br />
POLICIES & PROCEDURES<br />
Well-being at work:<br />
Equal opportunities<br />
policy,<br />
Dignity at work<br />
vii.<br />
viii.<br />
ix.<br />
x.<br />
i.<br />
Disciplinary action will be taken against any employee who is found <strong>to</strong><br />
have committed an act <strong>of</strong> unlawful discrimination. Serious breaches <strong>of</strong><br />
<strong>the</strong> policy will be treated as gross misconduct as will harassment related<br />
<strong>to</strong> sex, race, age or disability.<br />
You agree <strong>to</strong> indemnify us against any liability we incur in relation <strong>to</strong><br />
your breach <strong>of</strong> this policy, and this indemnity shall continue beyond such<br />
time when your employment with us ends.<br />
We will ensure that <strong>the</strong> policy is circulated <strong>to</strong> any agencies responsible<br />
for our recruitment and a <strong>copy</strong> <strong>of</strong> <strong>the</strong> policy will be made available for all<br />
employees and made known <strong>to</strong> all applicants for employment.<br />
The policy will be communicated <strong>to</strong> all private contrac<strong>to</strong>rs reminding<br />
<strong>the</strong>m <strong>of</strong> <strong>the</strong>ir responsibilities <strong>to</strong>wards equality <strong>of</strong> opportunity.<br />
DIGNITY AT WORK<br />
The <strong>College</strong> fully supports <strong>the</strong> right <strong>of</strong> all members <strong>of</strong> <strong>staff</strong> <strong>to</strong> seek, obtain,<br />
and hold employment without discrimination. The <strong>College</strong> will seek <strong>to</strong><br />
ensure that all its members and employees are aware <strong>of</strong> <strong>the</strong> need <strong>to</strong><br />
maintain dignity at work and <strong>of</strong> <strong>the</strong> fact that harassment and bullying are<br />
unacceptable and undermine dignity, self-confidence, and self-esteem.<br />
All members and <strong>staff</strong> <strong>of</strong> <strong>the</strong> <strong>College</strong>, without exception, have a positive<br />
duty <strong>to</strong> comply with <strong>the</strong> policy, <strong>to</strong> prevent harassment and bullying, and<br />
<strong>to</strong> ensure that <strong>the</strong>ir colleagues are treated with respect and dignity.<br />
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ii.<br />
Harassment is a form <strong>of</strong> discrimination. It is usually unlawful behaviour<br />
that is contrary <strong>to</strong> <strong>the</strong> Sex Discrimination Act, <strong>the</strong> Race Relations Act, <strong>the</strong><br />
Disability Discrimination Act or <strong>the</strong> Employment Equality (Age)<br />
Regulations, and it is also improper and inappropriate behaviour which<br />
lowers morale and interferes with work effectiveness. Harassment will<br />
not be permitted or condoned within or outside <strong>the</strong> working<br />
environment.
Well-being at work continued...<br />
SECTION 3.5<br />
iii.<br />
iv.<br />
Appropriate disciplinary action, including dismissal for serious <strong>of</strong>fences,<br />
will be taken against any employee who violates this policy.<br />
All members <strong>of</strong> <strong>staff</strong> have an obligation <strong>to</strong> cultivate a climate in which<br />
harassment and bullying are unacceptable and do not take place.<br />
Definition<br />
This policy covers harassment <strong>of</strong> any kind on any grounds. Harassment is<br />
unjustified, unreasonable, or inappropriate treatment <strong>of</strong>, or behaviour<br />
<strong>to</strong>wards, ano<strong>the</strong>r person which causes distress, discomfort, or worry.<br />
Sexual harassment is unwanted conduct taken by <strong>the</strong> recipient <strong>to</strong> be <strong>of</strong> a<br />
sexual nature, and which is unreasonable, unwelcome, or <strong>of</strong>fensive <strong>to</strong> <strong>the</strong><br />
recipient, or o<strong>the</strong>r conduct based on sex affecting <strong>the</strong> dignity <strong>of</strong> women<br />
and men at work.<br />
Racial harassment is unacceptable behaviour that is taken by ano<strong>the</strong>r,<br />
who observes or comes <strong>to</strong> hear <strong>of</strong> it, as being unreasonable, or<br />
unwelcome or <strong>of</strong>fensive by reason <strong>of</strong> its express or implied reference <strong>to</strong><br />
race, ethnic origin, nationality, religion, or any similar fac<strong>to</strong>r.<br />
Disability and age harassment are similar forms <strong>of</strong> behaviour making<br />
express or implied reference <strong>to</strong> a person's disability or age.<br />
The recipient’s perception <strong>of</strong> <strong>the</strong> behaviour in question is more important<br />
than (and may be very different from) <strong>the</strong> intention <strong>of</strong> <strong>the</strong> perpetra<strong>to</strong>r.<br />
Examples<br />
The following are examples <strong>of</strong> inappropriate behaviour covered by this<br />
policy:<br />
POLICIES & PROCEDURES<br />
Well-being at work:<br />
Dignity at work<br />
• Physical conduct <strong>of</strong> a sexual nature. Unwanted physical contact, even if<br />
not obviously sexual, including unnecessary <strong>to</strong>uching or brushing against<br />
ano<strong>the</strong>r person's body.<br />
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SECTION 3.5<br />
Well-being at work continued...<br />
POLICIES & PROCEDURES<br />
• Verbal conduct <strong>of</strong> a sexual nature: unwelcome sexual advances,<br />
propositions, or pressure <strong>of</strong> a sexual nature. Suggestions that sexual<br />
favours may fur<strong>the</strong>r a career (or that refusal may hinder it).<br />
• Display or circulation <strong>of</strong> sexually suggestive material. Insults, ridicule or<br />
teasing <strong>of</strong> a sexual nature, insults that are gender- related and <strong>of</strong>fensive<br />
comments about appearance or dress. Talk and jokes <strong>of</strong> a sexual nature<br />
which a person present has indicated (whe<strong>the</strong>r at <strong>the</strong> time or previously)<br />
he or she dislikes.<br />
Well-being at work:<br />
Dignity at work<br />
• Jokes, taunts, gestures, and comments directed at, or made in <strong>the</strong><br />
presence <strong>of</strong>, or in circumstances where <strong>the</strong>y are likely <strong>to</strong> come <strong>to</strong> <strong>the</strong><br />
attention <strong>of</strong>, people who may find <strong>the</strong>m <strong>of</strong>fensive by reason <strong>of</strong> <strong>the</strong>ir<br />
references <strong>to</strong> race, age or disabilities.<br />
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• The use <strong>of</strong> slang names for <strong>the</strong> members <strong>of</strong> racial groups or for disabled<br />
persons.<br />
• Continual, undeserved criticism, belittling remarks, imposition <strong>of</strong><br />
unreasonable deadlines, unreasonable demands for perfection, arbitrary<br />
and inconsistent demands, shouting, swearing and <strong>of</strong>fensive language,<br />
constant interruption in discussion, and <strong>the</strong> display <strong>of</strong> overbearing or<br />
intrusive behaviour. Bullying behaviour may also be manifested by<br />
electronic means <strong>of</strong> communication such as e-mail.<br />
• Bullying may take place between those <strong>of</strong> different status or those <strong>of</strong> <strong>the</strong><br />
same status. Bullying when reinforced by power within a relationship is<br />
particularly reprehensible.<br />
• Isolation or non-co-operation at work or exclusion from social or sporting<br />
activities.<br />
If you bring a complaint <strong>of</strong> harassment, you will not be victimised for<br />
having brought that complaint. However, if <strong>the</strong> investigation concludes<br />
that <strong>the</strong> complaint is both untrue and was brought with malicious intent,<br />
disciplinary action will be taken against you.
Well-being at work continued...<br />
SECTION 3.5<br />
Duty <strong>of</strong> those responsible for <strong>staff</strong><br />
POLICIES & PROCEDURES<br />
All managers and supervisory personnel are responsible for eliminating<br />
any harassment <strong>of</strong> which <strong>the</strong>y are aware. Failure <strong>to</strong> take appropriate<br />
steps will be considered failure <strong>to</strong> fulfil all <strong>the</strong> responsibilities <strong>of</strong> <strong>the</strong><br />
position.<br />
Complaints procedure<br />
Members <strong>of</strong> <strong>staff</strong> need not fear that <strong>the</strong>y will be victimised for forwarding<br />
a complaint <strong>of</strong> harassment.<br />
Retaliation against a member <strong>of</strong> <strong>staff</strong> for complaining about or giving<br />
evidence about harassment is a disciplinary <strong>of</strong>fence.<br />
Well-being at work:<br />
Dignity at Work<br />
i.<br />
Informal procedure<br />
Where appropriate, you or a representative should make an informal<br />
initial approach <strong>to</strong> <strong>the</strong> alleged harasser <strong>to</strong> ask him or her <strong>to</strong> s<strong>to</strong>p causing<br />
annoyance or <strong>of</strong>fence, making it clear that his or her behaviour is<br />
unwelcome. We recommend that you retain a written record <strong>of</strong> <strong>the</strong> date<br />
and details <strong>of</strong> any conversations which take place.<br />
It is important not <strong>to</strong> allow <strong>the</strong> behaviour <strong>to</strong> continue <strong>to</strong> a point where it<br />
becomes in<strong>to</strong>lerable. Early action <strong>of</strong>ten minimises <strong>the</strong> harmful effects <strong>of</strong><br />
harassment or bullying on <strong>the</strong> individual. If you think that you are being<br />
subjected <strong>to</strong> harassment in any form, do not feel that it is your fault or<br />
that you have <strong>to</strong> <strong>to</strong>lerate it.<br />
STAFF HANDBOOK 65
SECTION 3.5<br />
Well-being at work continued...<br />
POLICIES & PROCEDURES<br />
Well-being at work:<br />
Dignity at work<br />
ii.<br />
Formal procedure<br />
If <strong>the</strong> informal procedure has been tried and has failed <strong>to</strong> s<strong>to</strong>p <strong>the</strong><br />
unwanted behaviour, you should lodge a formal written complaint with<br />
your <strong>College</strong> Supervising Officer or Head <strong>of</strong> Department, or you may<br />
prefer <strong>to</strong> write directly <strong>to</strong> <strong>the</strong> Bursar. You may decide that <strong>the</strong> treatment<br />
being suffered by you is so serious that it would be inappropriate <strong>to</strong> use<br />
<strong>the</strong> informal procedure. You should <strong>the</strong>n follow <strong>the</strong> formal procedure<br />
without delay. Your complaint will be fully investigated and handled in a<br />
timely, sensitive, and confidential manner. Where appropriate a<br />
disciplinary hearing will be conducted with <strong>the</strong> alleged harasser.<br />
The decision made at <strong>the</strong> hearing will depend on <strong>the</strong> particular<br />
circumstances revealed by <strong>the</strong> evidence, and <strong>the</strong> test will be whe<strong>the</strong>r, on<br />
“<strong>the</strong> balance <strong>of</strong> probabilities”, it can be shown that <strong>the</strong> person accused <strong>of</strong><br />
harassment did commit <strong>the</strong> behaviour complained <strong>of</strong> and that it was<br />
believed <strong>to</strong> be unwanted behaviour by <strong>the</strong> complainant. If it is found that<br />
<strong>the</strong> complaint <strong>of</strong> harassment is valid, <strong>the</strong>n prompt action will be taken <strong>to</strong><br />
s<strong>to</strong>p <strong>the</strong> harassment immediately and <strong>to</strong> prevent its recurrence.<br />
Advice if you are accused <strong>of</strong> harassment<br />
If you are accused <strong>of</strong> harassment or bullying you should:<br />
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• Seek confidential advice from <strong>the</strong> HR Officer. You are advised <strong>to</strong> do this<br />
before taking any o<strong>the</strong>r steps.<br />
• Listen carefully <strong>to</strong> what is being said. You may find that you have<br />
unintentionally caused <strong>of</strong>fence, or you may believe that your actions<br />
have been misinterpreted or misjudged. In any <strong>of</strong> <strong>the</strong>se cases, you will<br />
need <strong>to</strong> keep calm in order <strong>to</strong> try <strong>to</strong> reach an understanding with <strong>the</strong><br />
person accusing you <strong>of</strong> harassment.<br />
• Be honest. If you come <strong>to</strong> realise that you have harassed or bullied<br />
ano<strong>the</strong>r person, be ready <strong>to</strong> change <strong>the</strong> behaviour causing <strong>of</strong>fence.<br />
• Be prepared <strong>to</strong> participate in mediation if an attempt is being made <strong>to</strong><br />
resolve <strong>the</strong> matter informally.
Well-being at work continued...<br />
SECTION 3.5<br />
• If you believe <strong>the</strong> accusation <strong>to</strong> be unfounded say so, but arrange <strong>to</strong> seek<br />
advice and support as soon as possible whe<strong>the</strong>r <strong>the</strong> situation is resolved<br />
informally or formally. You may wish <strong>to</strong> report <strong>the</strong> accusation <strong>to</strong> your<br />
trade union representative, or you may seek <strong>the</strong> advice <strong>of</strong> <strong>the</strong> <strong>College</strong> HR<br />
Officer. Should you wish <strong>to</strong> be accompanied at any interview or o<strong>the</strong>r<br />
stage in <strong>the</strong> procedure by a colleague or trade union representative, this<br />
wish will be respected. However, it is important that all parties treat <strong>the</strong><br />
matter with <strong>the</strong> utmost confidentiality.<br />
If a complaint made against you is not upheld, you may expect steps <strong>to</strong><br />
be taken <strong>to</strong> res<strong>to</strong>re reasonable working relations between yourself and<br />
<strong>the</strong> person who made <strong>the</strong> complaint. If <strong>the</strong> complaint is not upheld and<br />
is found <strong>to</strong> be malicious, disciplinary action may be taken against <strong>the</strong><br />
complainant.<br />
You have <strong>the</strong> right <strong>to</strong> appeal if you are not satisfied with <strong>the</strong> outcome <strong>of</strong><br />
<strong>the</strong> investigation. You must inform <strong>the</strong> Bursar in writing within seven<br />
working days <strong>of</strong> <strong>the</strong> receipt <strong>of</strong> <strong>the</strong> decision, setting out <strong>the</strong> reasons why<br />
you consider <strong>the</strong> decision should be changed.<br />
POLICIES & PROCEDURES<br />
Well-being at work:<br />
Dignity at work,<br />
Stress at Work<br />
STRESS AT WORK: POLICY AND GUIDANCE<br />
Introduction<br />
The <strong>College</strong> is committed <strong>to</strong> protecting <strong>the</strong> health, safety and welfare <strong>of</strong><br />
its <strong>staff</strong>. It recognises that workplace stress is a health and safety issue<br />
and acknowledges <strong>the</strong> importance <strong>of</strong> identifying and reducing workplace<br />
stressors. This policy will apply <strong>to</strong> all <strong>staff</strong>. Managers are responsible for<br />
its implementation and <strong>the</strong> <strong>College</strong> is responsible for providing <strong>the</strong><br />
necessary resources.<br />
Definition <strong>of</strong> stress<br />
The Health and Safety Executive defines stress as “<strong>the</strong> adverse reaction<br />
people have <strong>to</strong> excessive pressure or o<strong>the</strong>r types <strong>of</strong> demand placed on<br />
<strong>the</strong>m”. This makes an important distinction between pressure, which can<br />
be a positive state if managed correctly, and stress, which can be<br />
detrimental <strong>to</strong> health.<br />
STAFF HANDBOOK 67
SECTION 3.5<br />
Well-being at work continued...<br />
POLICIES & PROCEDURES<br />
Policy<br />
Well-being at work:<br />
Stress at work<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
The <strong>College</strong> will identify all workplace stressors and conduct risk<br />
assessments <strong>to</strong> eliminate stress or control <strong>the</strong> risks from stress. These risk<br />
assessments will be reviewed regularly.<br />
The <strong>College</strong> will consult with <strong>the</strong> Health, Safety and Domus Committee<br />
on all proposed action relating <strong>to</strong> <strong>the</strong> prevention <strong>of</strong> workplace stress.<br />
The <strong>College</strong> will provide guidance for all managers and supervisory <strong>staff</strong><br />
in good management practices.<br />
The <strong>College</strong> will provide access <strong>to</strong> confidential support and counselling<br />
for <strong>staff</strong> affected by stress caused by ei<strong>the</strong>r work or external fac<strong>to</strong>rs,<br />
through an external provider.<br />
The <strong>College</strong> will provide adequate resources <strong>to</strong> enable managers <strong>to</strong><br />
implement <strong>the</strong> <strong>College</strong>’s agreed stress management strategy.<br />
Responsibilities<br />
Managers<br />
Co-operate in <strong>the</strong> conduct <strong>of</strong> risk assessments within <strong>the</strong>ir jurisdiction.<br />
Implement <strong>the</strong> recommendations <strong>of</strong> risk assessments within <strong>the</strong>ir<br />
jurisdiction.<br />
Ensure good communication between management and <strong>staff</strong>, particularly<br />
where <strong>the</strong>re are organisational and procedural changes.<br />
Ensure that <strong>staff</strong> are fully trained <strong>to</strong> discharge <strong>the</strong>ir duties.<br />
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v.<br />
Ensure that <strong>staff</strong> are provided with appropriate developmental<br />
opportunities.
Well-being at work continued...<br />
SECTION 3.5<br />
vi.<br />
vii.<br />
viii.<br />
ix.<br />
x.<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
vi.<br />
Moni<strong>to</strong>r work levels and time management, especially as part <strong>of</strong><br />
performance reviews, <strong>to</strong> ensure that <strong>the</strong>ir <strong>staff</strong> are not overloaded.<br />
Moni<strong>to</strong>r working hours and overtime <strong>to</strong> ensure that <strong>staff</strong> are not<br />
overworking, and specifically moni<strong>to</strong>r holiday utilisation <strong>to</strong> ensure that<br />
<strong>staff</strong> are taking <strong>the</strong>ir full entitlement.<br />
Attend training in good management practice and health and safety as<br />
requested.<br />
Ensure that bullying and harassment are not <strong>to</strong>lerated within <strong>the</strong>ir<br />
jurisdiction.<br />
Are vigilant and <strong>of</strong>fer additional support <strong>to</strong> a member <strong>of</strong> <strong>staff</strong> who is<br />
experiencing stress outside work, eg bereavement or separation.<br />
Health and Safety Officers<br />
Arrange for <strong>the</strong> provision <strong>of</strong> specialist advice and awareness training on<br />
stress.<br />
Train and support managers in implementing stress risk assessments.<br />
Must be meaningfully involved in <strong>the</strong> risk assessment process.<br />
Should conduct joint inspections <strong>of</strong> <strong>the</strong> workplace at least every three<br />
months, <strong>to</strong> ensure that environmental stressors are properly controlled.<br />
Refer <strong>staff</strong> <strong>to</strong> counsellors or specialist agencies as required.<br />
Moni<strong>to</strong>r and review <strong>the</strong> effectiveness <strong>of</strong> measures <strong>to</strong> reduce stress.<br />
POLICIES & PROCEDURES<br />
Well-being at work:<br />
Stress at work<br />
vii.<br />
Inform <strong>the</strong> <strong>College</strong> and Health, Safety and Domus Committee <strong>of</strong> any<br />
changes and developments in <strong>the</strong> field <strong>of</strong> stress at work.<br />
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SECTION 3.5<br />
Well-being at work continued...<br />
POLICIES & PROCEDURES<br />
Human Resources<br />
Well-being at work:<br />
Stress at work<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
vi.<br />
i.<br />
ii.<br />
iii.<br />
Support individuals who have been <strong>of</strong>f sick with stress and advise <strong>the</strong>m<br />
and <strong>the</strong>ir manager on a planned return <strong>to</strong> work.<br />
Give guidance <strong>to</strong> managers on <strong>the</strong> stress policy.<br />
Assist in moni<strong>to</strong>ring <strong>the</strong> effectiveness <strong>of</strong> measures <strong>to</strong> address stress by<br />
collating sickness absence statistics.<br />
Advise managers and individuals on training requirements.<br />
Inform new members <strong>of</strong> <strong>staff</strong> at induction that if <strong>the</strong>y became aware <strong>of</strong><br />
stress developing, <strong>the</strong>y are encouraged <strong>to</strong> talk <strong>to</strong> <strong>the</strong>ir line manager, <strong>the</strong><br />
HR Officer, <strong>the</strong> Chaplain, ICAS or <strong>the</strong> University Counselling Service<br />
(where <strong>the</strong>y are entitled <strong>to</strong> one free session).<br />
Provide continuing support <strong>to</strong> managers and individuals in a changing<br />
environment and encourage referral <strong>to</strong> confidential counsellors where<br />
appropriate.<br />
Employees<br />
Raise issues <strong>of</strong> concern with <strong>the</strong> Health and Safety Officer, <strong>the</strong>ir line<br />
manager or (through <strong>the</strong> <strong>College</strong> Nurse or HR Officer) an occupational<br />
health advisor.<br />
Accept opportunities for counselling when recommended.<br />
Make general suggestions on improving <strong>the</strong> working environment <strong>to</strong> <strong>the</strong>ir<br />
line manager or, if applicable generally, <strong>to</strong> <strong>the</strong>ir representatives on <strong>the</strong><br />
Staff Information and Consultation Committee.<br />
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Well-being at work continued...<br />
SECTION 3.5<br />
Staff representatives on <strong>the</strong> <strong>staff</strong> information and consultation<br />
committee<br />
POLICIES & PROCEDURES<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
i.<br />
ii.<br />
Must be meaningfully consulted on any changes <strong>to</strong> work practices or<br />
work design that could precipitate stress.<br />
Must be able <strong>to</strong> consult with <strong>staff</strong> on <strong>the</strong> issue <strong>of</strong> stress including<br />
recommending <strong>to</strong> <strong>the</strong> Staff and Employment Committee or <strong>the</strong> Health,<br />
Safety and Domus Committee (as appropriate) that a workplace survey be<br />
conducted.<br />
Should be allowed access <strong>to</strong> collective and anonymous sickness data.<br />
Should be provided with paid time away from normal duties <strong>to</strong> attend<br />
training on workplace stress.<br />
Role <strong>of</strong> <strong>the</strong> Health, Safety and Domus Committee<br />
The Committee will ensure that this policy is implemented.<br />
The Committee will oversee moni<strong>to</strong>ring <strong>of</strong> <strong>the</strong> efficacy <strong>of</strong> <strong>the</strong> policy and<br />
o<strong>the</strong>r measures <strong>to</strong> reduce stress.<br />
Well-being at work:<br />
Stress at work<br />
STAFF HANDBOOK 71
SECTION 3.6<br />
POLICIES & PROCEDURES<br />
Time <strong>of</strong>f for dependants, bereavement<br />
and compassionate leave<br />
EMERGENCY TIME OFF FOR DEPENDANTS<br />
You are entitled <strong>to</strong> take a reasonable amount <strong>of</strong> unpaid time <strong>of</strong>f during<br />
working hours in order <strong>to</strong> take action necessary:<br />
• To help when a dependant falls ill, gives birth or is injured;<br />
• To make arrangements for <strong>the</strong> provision <strong>of</strong> care for a dependant who is ill<br />
or injured;<br />
• When a dependant dies;<br />
• To cope with <strong>the</strong> unexpected breakdown <strong>of</strong> arrangements for caring for a<br />
dependant;<br />
Time <strong>of</strong>f for dependants,<br />
bereavement, and<br />
compassionate leave<br />
• If an unexpected incident occurs at school <strong>to</strong> a dependant child.<br />
The right only applies if you tell your Head <strong>of</strong> Department, as soon as<br />
reasonably practical, why you are absent and how long <strong>the</strong> absence is<br />
likely <strong>to</strong> last. In most cases, one or two days are <strong>the</strong> most that will be<br />
needed <strong>to</strong> deal with such an emergency. A dependant is defined as your<br />
parent, wife, husband or child or someone who lives in <strong>the</strong> same<br />
household as part <strong>of</strong> <strong>the</strong> family.<br />
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BEREAVEMENT AND COMPASSIONATE LEAVE<br />
You will be granted compassionate leave in circumstances and on terms<br />
decided upon by your Supervising <strong>College</strong> Officer at his or her<br />
discretion. Leave will normally be for up <strong>to</strong>, but not exceeding, three<br />
days on <strong>the</strong> death <strong>of</strong> an immediate relative, by which we usually mean a<br />
partner, parent, child, or sibling (including by marriage or adoption).<br />
A period <strong>of</strong> compassionate leave may be fur<strong>the</strong>r extended at <strong>the</strong><br />
discretion <strong>of</strong> <strong>the</strong> Bursar depending on individual circumstances.<br />
There may be o<strong>the</strong>r occasions when you require time <strong>of</strong>f for o<strong>the</strong>r<br />
circumstances not included in <strong>the</strong> above, e.g. a domestic incident. You<br />
should discuss your circumstances with your Supervising <strong>College</strong> Officer.
Maternity, paternity, adoptive leave and<br />
parental leave policies<br />
GENERAL PRINCIPLES OF MATERNITY, PATERNITY, ADOPTIVE LEAVE<br />
AND PARENTAL LEAVE POLICIES.<br />
Where possible, we will try <strong>to</strong> help you <strong>to</strong> reconcile work and family<br />
responsibilities. This means that we will aim <strong>to</strong> foster working practices<br />
<strong>to</strong> try <strong>to</strong> ensure:<br />
• better organisation <strong>of</strong> working hours and times<br />
• greater flexibility <strong>of</strong> employment<br />
• easier ways <strong>of</strong> returning <strong>to</strong> work after maternity leave<br />
• opportunities for reconciling work responsibilities with family obligations<br />
SECTION 3.7<br />
POLICIES & PROCEDURES<br />
1.<br />
2.<br />
MATERNITY LEAVE AND PAY<br />
Policy<br />
The <strong>College</strong>’s policy is <strong>to</strong> provide maternity benefits which not only<br />
comply with <strong>the</strong> letter and <strong>the</strong> spirit <strong>of</strong> <strong>the</strong> law on maternity rights but<br />
which exceed <strong>the</strong>se statu<strong>to</strong>ry requirements. This policy applies <strong>to</strong> all<br />
female members <strong>of</strong> <strong>staff</strong>, regardless <strong>of</strong> <strong>the</strong>ir length <strong>of</strong> service and <strong>the</strong>ir<br />
entitlement <strong>to</strong> statu<strong>to</strong>ry maternity benefits, whose baby is due on or after<br />
1 April 2007.<br />
Maternity leave<br />
All <strong>staff</strong> are entitled <strong>to</strong> a maximum <strong>of</strong> 52 weeks’ maternity leave,<br />
comprised <strong>of</strong> 18 weeks’ paid leave during which <strong>the</strong>y will receive <strong>the</strong>ir<br />
normal salary, followed by 21 weeks during which <strong>the</strong>y will receive, if<br />
<strong>the</strong>y are entitled, Statu<strong>to</strong>ry Maternity Pay, and finally 13 weeks’ unpaid<br />
leave.<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
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SECTION 3.7<br />
POLICIES & PROCEDURES<br />
Maternity, paternity, adoptive leave and<br />
parental leave policies continued...<br />
2.1. Commencement <strong>of</strong> Leave<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
2.2.<br />
2.3.<br />
Maternity leave should normally commence no earlier than 11 weeks<br />
before <strong>the</strong> expected week <strong>the</strong> baby is due, and must extend <strong>to</strong> at least<br />
two weeks after <strong>the</strong> birth. A member <strong>of</strong> <strong>staff</strong> may choose not <strong>to</strong> begin her<br />
maternity leave until shortly before <strong>the</strong> birth. If <strong>the</strong> baby is born before<br />
she has begun her maternity leave, <strong>the</strong> maternity leave and pay<br />
commence on <strong>the</strong> first day <strong>of</strong> absence. In exceptional circumstances, and<br />
with <strong>the</strong> Bursar’s approval, <strong>the</strong> maternity leave period may commence<br />
before <strong>the</strong> 11th week. The timing <strong>of</strong> <strong>the</strong> commencement <strong>of</strong> maternity<br />
leave given above relates <strong>to</strong> contractual maternity leave. Should a<br />
member <strong>of</strong> <strong>staff</strong> be eligible for Statu<strong>to</strong>ry Maternity Pay only, e.g. after her<br />
contractual leaving date, or because she has elected <strong>to</strong> receive Statu<strong>to</strong>ry<br />
Maternity Pay only (see below), Statu<strong>to</strong>ry Maternity Pay will commence<br />
on <strong>the</strong> nearest Sunday <strong>to</strong> <strong>the</strong> first date <strong>of</strong> leave. The first 26 weeks <strong>of</strong><br />
maternity leave are ‘Ordinary Maternity Leave’, <strong>the</strong> second 26 weeks are<br />
‘Additional Maternity Leave’.<br />
Sickness Absence<br />
A member <strong>of</strong> <strong>staff</strong> who is absent from work due <strong>to</strong> an illness unrelated <strong>to</strong><br />
pregnancy can remain on sick leave until she starts her maternity leave<br />
on <strong>the</strong> date originally notified. However, if a member <strong>of</strong> <strong>staff</strong> is on sick<br />
leave because <strong>of</strong> a pregnancy-related illness at <strong>the</strong> beginning <strong>of</strong> <strong>the</strong> fourth<br />
week before <strong>the</strong> week <strong>the</strong> baby is expected <strong>to</strong> be born, she will<br />
commence her maternity leave at that date and will transfer from sick pay<br />
<strong>to</strong> maternity pay; if she becomes sick with a pregnancy-related illness<br />
after <strong>the</strong> beginning <strong>of</strong> <strong>the</strong> fourth week before <strong>the</strong> week <strong>the</strong> baby is<br />
expected, her maternity pay and leave will commence on <strong>the</strong> first day <strong>of</strong><br />
illness.<br />
Baby Born Early<br />
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If <strong>the</strong> baby is born earlier than <strong>the</strong> 11th week before <strong>the</strong> week he or she is<br />
expected, <strong>the</strong> maternity leave and pay commence immediately. The<br />
member <strong>of</strong> <strong>staff</strong> should inform <strong>the</strong> HR Office as soon as possible after <strong>the</strong><br />
birth. If a pregnancy ends in a still-birth after <strong>the</strong> 24th week <strong>of</strong><br />
pregnancy, a member <strong>of</strong> <strong>staff</strong> is entitled <strong>to</strong> maternity leave and pay.
3.<br />
3.1.<br />
Maternity, paternity, adoptive leave and<br />
parental leave policies continued...<br />
Maternity pay<br />
Amount <strong>of</strong> Pay<br />
SECTION 3.7<br />
POLICIES & PROCEDURES<br />
3.2.<br />
3.3.<br />
A member <strong>of</strong> <strong>staff</strong> taking maternity leave will receive maternity pay equal<br />
<strong>to</strong> her normal salary for 18 weeks. She will receive Statu<strong>to</strong>ry Maternity<br />
Pay only, if eligible, for a fur<strong>the</strong>r 21 weeks. The final 13 weeks <strong>of</strong><br />
maternity leave is unpaid. The payment during <strong>the</strong> first 18 weeks <strong>of</strong> leave<br />
will include any Statu<strong>to</strong>ry Maternity Pay <strong>to</strong> which she is entitled, unless<br />
<strong>the</strong> amount due under <strong>the</strong> Statu<strong>to</strong>ry Maternity Pay scheme is greater, in<br />
which case <strong>the</strong> Statu<strong>to</strong>ry Maternity Pay will be payable. If she is not<br />
entitled <strong>to</strong> Statu<strong>to</strong>ry Maternity Pay, <strong>the</strong> salary payable will be reduced by<br />
<strong>the</strong> amount <strong>of</strong> Maternity Allowance which she is entitled <strong>to</strong> receive. A<br />
member <strong>of</strong> <strong>staff</strong> not eligible for Statu<strong>to</strong>ry Maternity Pay shall be deemed<br />
<strong>to</strong> be entitled <strong>to</strong> Maternity Allowance unless she shows pro<strong>of</strong> <strong>to</strong> <strong>the</strong><br />
contrary.<br />
Repayment <strong>of</strong> Excess<br />
If a member <strong>of</strong> <strong>staff</strong> does not return <strong>to</strong> work after her maternity leave, or<br />
returns <strong>to</strong> work but does not subsequently continue in <strong>the</strong> <strong>College</strong>’s<br />
employment for a period <strong>of</strong> at least three months, <strong>the</strong> <strong>College</strong> will have<br />
<strong>the</strong> right <strong>to</strong> reclaim from her <strong>the</strong> pay which she has received in excess <strong>of</strong><br />
<strong>the</strong> Statu<strong>to</strong>ry Maternity Pay <strong>to</strong> which she is entitled. The amount<br />
deducted will be all <strong>the</strong> excess pay if she does not return or leaves within<br />
one month <strong>of</strong> her return, two-thirds <strong>of</strong> <strong>the</strong> excess pay if she continues in<br />
employment for one month, and one-third <strong>of</strong> <strong>the</strong> excess pay if she<br />
continues in employment for two months. In exercising this right, <strong>the</strong><br />
<strong>College</strong> will have regard <strong>to</strong> individual circumstances. The normal<br />
repayment term will be in full at <strong>the</strong> leaving date.<br />
Option <strong>to</strong> Delay Payment<br />
In circumstances where <strong>the</strong> member <strong>of</strong> <strong>staff</strong> is not certain whe<strong>the</strong>r she<br />
will return <strong>to</strong> work after maternity leave, she may choose <strong>to</strong> hold over<br />
any pay in excess <strong>of</strong> her statu<strong>to</strong>ry entitlement and <strong>to</strong> receive this pay in<br />
full once she has returned <strong>to</strong> work for three months.<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
STAFF HANDBOOK 75
SECTION 3.7<br />
POLICIES & PROCEDURES<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
4.<br />
4.1.<br />
4.2.<br />
4.3.<br />
Maternity, paternity, adoptive leave and<br />
parental leave policies continued...<br />
Procedure<br />
Notification<br />
A member <strong>of</strong> <strong>staff</strong> should give notice <strong>of</strong> her intention <strong>to</strong> take maternity<br />
leave and <strong>the</strong> intended date <strong>of</strong> commencement <strong>of</strong> that leave, by <strong>the</strong> start<br />
<strong>of</strong> <strong>the</strong> 15th week before <strong>the</strong> date <strong>the</strong> baby is due, unless this is not<br />
reasonably practical, in which case she should give as much notice as<br />
possible. She may subsequently change her mind about when she wants<br />
<strong>to</strong> start her leave, providing she gives at least 28 days’ notice, unless this<br />
is not reasonably practical. An application form for maternity leave and<br />
pay is available from <strong>the</strong> HR Office. When returning <strong>the</strong> form, <strong>the</strong><br />
applicant should also submit a certificate from <strong>the</strong> doc<strong>to</strong>r or midwife,<br />
stating <strong>the</strong> week <strong>the</strong> baby is expected <strong>to</strong> be born (form Mat B1).<br />
Approval<br />
On receipt <strong>of</strong> <strong>the</strong> formal application, <strong>the</strong> HR Officer will write <strong>to</strong> <strong>the</strong><br />
member <strong>of</strong> <strong>staff</strong> confirming <strong>the</strong> approval <strong>of</strong> <strong>the</strong> application and informing<br />
her <strong>of</strong> <strong>the</strong> latest permissible date <strong>of</strong> return from maternity leave. A<br />
proposed date <strong>of</strong> return from maternity leave should be agreed with <strong>the</strong><br />
Head <strong>of</strong> Department.<br />
Risk assessment<br />
The HR Officer will arrange for <strong>the</strong> Health and Safety, Officer or a person<br />
appointed by him, <strong>to</strong> undertake a risk assessment <strong>of</strong> <strong>the</strong> working<br />
environment <strong>of</strong> <strong>the</strong> pregnant employee, in order <strong>to</strong> be able <strong>to</strong> protect <strong>the</strong><br />
safety <strong>of</strong> <strong>the</strong> mo<strong>the</strong>r and child. Should her working environment or<br />
duties pose any threat <strong>to</strong> her health and safety, her duties will be<br />
modified or alternative work <strong>of</strong> a suitable nature will be found for her,<br />
and she will be required <strong>to</strong> co-operate in adopting <strong>the</strong>se temporary<br />
adjustments. Should adjustments not be possible, <strong>the</strong> member <strong>of</strong> <strong>staff</strong><br />
will be suspended from work on full pay on medical grounds.<br />
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4.4.<br />
Maternity, paternity, adoptive leave and<br />
parental leave policies continued...<br />
Ante-natal appointments<br />
SECTION 3.7<br />
POLICIES & PROCEDURES<br />
A pregnant member <strong>of</strong> <strong>staff</strong> will be entitled <strong>to</strong> time <strong>of</strong>f with pay <strong>to</strong> attend<br />
ante-natal appointments, which may include classes. Her Head <strong>of</strong><br />
Department may require her <strong>to</strong> produce an appointments card from her<br />
clinic.<br />
4.5.<br />
4.6.<br />
4.7.<br />
Contract <strong>of</strong> employment<br />
During <strong>the</strong> maternity leave period (Ordinary and Additional Maternity<br />
Leave) <strong>the</strong> contract <strong>of</strong> employment continues in force. All <strong>the</strong> terms and<br />
conditions <strong>of</strong> <strong>the</strong> contract continue with <strong>the</strong> exception <strong>of</strong> salary.<br />
Continuity <strong>of</strong> service is maintained, and any cost <strong>of</strong> living salary<br />
increases will be awarded. Members <strong>of</strong> <strong>staff</strong> on maternity leave will be<br />
eligible for discretionary <strong>College</strong> bonus, but <strong>the</strong> amount <strong>of</strong> bonus paid<br />
may be reduced for absence on maternity leave, under <strong>the</strong> scheme rules.<br />
Annual Leave<br />
Annual leave entitlement will accrue during <strong>the</strong> Ordinary and Additional<br />
Maternity Leave periods, and should normally be taken during <strong>the</strong> leave<br />
year <strong>to</strong> which it relates, ei<strong>the</strong>r before maternity leave starts, or after it<br />
ends. A maximum <strong>of</strong> 5 days’ annual leave may be carried forward from<br />
one leave year <strong>to</strong> <strong>the</strong> next, but payment in lieu <strong>of</strong> untaken annual leave<br />
will not be made.<br />
Right <strong>to</strong> return <strong>to</strong> previous post<br />
A member <strong>of</strong> <strong>staff</strong> has <strong>the</strong> right <strong>to</strong> return <strong>to</strong> her previous post if she<br />
returns <strong>to</strong> work at <strong>the</strong> end <strong>of</strong> Ordinary Maternity Leave. Should she take<br />
Additional Maternity Leave, she will normally return <strong>to</strong> her previous post;<br />
however, if that should not be possible, she is entitled <strong>to</strong> return <strong>to</strong> work<br />
on terms and conditions no less favourable than those which applied<br />
before her maternity leave. Should a redundancy situation arise which<br />
could affect <strong>the</strong> post <strong>of</strong> a member <strong>of</strong> <strong>staff</strong> on maternity leave, she will be<br />
consulted about <strong>the</strong> continuation <strong>of</strong> her employment, and if her post<br />
becomes redundant, she will be <strong>of</strong>fered any suitable alternative post<br />
which is available.<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
STAFF HANDBOOK 77
SECTION 3.7<br />
POLICIES & PROCEDURES<br />
4.8.<br />
4.9.<br />
Maternity, paternity, adoptive leave and<br />
parental leave policies continued...<br />
Notification <strong>of</strong> return<br />
If a member <strong>of</strong> <strong>staff</strong> intends <strong>to</strong> return <strong>to</strong> work at <strong>the</strong> end <strong>of</strong> her Additional<br />
Maternity Leave (i.e. after 52 weeks’ leave) she is not required <strong>to</strong> give<br />
notice <strong>of</strong> her return; if she wishes <strong>to</strong> return earlier, she should give 8<br />
weeks’ notice <strong>of</strong> her return. If she gives less than 8 weeks’ notice, her<br />
maternity leave may be extended by up <strong>to</strong> 8 weeks from <strong>the</strong> date she<br />
gave notice, <strong>to</strong> enable <strong>the</strong> <strong>College</strong> <strong>to</strong> make any necessary arrangements.<br />
A member <strong>of</strong> <strong>staff</strong> on maternity leave is urged <strong>to</strong> keep her Head <strong>of</strong><br />
Department informed <strong>of</strong> her plans, so that appropriate arrangements can<br />
be made.<br />
Sick leave<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
4.10.<br />
If a member <strong>of</strong> <strong>staff</strong> is unable <strong>to</strong> return <strong>to</strong> work at <strong>the</strong> end <strong>of</strong> <strong>the</strong> maternity<br />
leave for medical reasons, she should submit a doc<strong>to</strong>r’s certificate in <strong>the</strong><br />
usual way and she will be transferred from maternity <strong>to</strong> sick leave.<br />
Flexible working<br />
On return <strong>to</strong> work, members <strong>of</strong> <strong>staff</strong> with children under <strong>the</strong> age <strong>of</strong> 6<br />
years and at least 26 weeks’ service have a right <strong>to</strong> request flexible<br />
working arrangements, such as part-time working, an amended shift<br />
pattern, working from home etc., in order <strong>to</strong> care for <strong>the</strong> child. Details <strong>of</strong><br />
this scheme, and Emergency Leave, Parental Leave, Paternity Leave and<br />
Adoption Leave are included in this <strong>handbook</strong>.<br />
PATERNITY POLICY<br />
This policy applies <strong>to</strong> all male employees and <strong>to</strong> female employees in<br />
same sex relationships where <strong>the</strong> o<strong>the</strong>r partner is taking Statu<strong>to</strong>ry<br />
Adoption Leave and Pay.<br />
78 S<br />
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You are entitled <strong>to</strong> five days' paid leave for <strong>the</strong> birth <strong>of</strong> your child or <strong>the</strong><br />
child <strong>of</strong> your partner. You must give us, when practicable, at least three<br />
months’ prior notice <strong>of</strong> your intention <strong>to</strong> take paternity leave. The leave<br />
must be taken in <strong>the</strong> period from and including <strong>the</strong> date that <strong>the</strong> mo<strong>the</strong>r<br />
<strong>of</strong> <strong>the</strong> child goes in<strong>to</strong> labour at <strong>the</strong> earliest <strong>to</strong> a month after <strong>the</strong> birth at<br />
<strong>the</strong> latest.
Maternity, paternity, adoptive leave and<br />
parental leave policies continued...<br />
You are also entitled <strong>to</strong> paternity leave and pay in accordance with <strong>the</strong><br />
current statu<strong>to</strong>ry provisions.<br />
If your wife or partner becomes pregnant, you should notify <strong>the</strong> HR<br />
Officer at an early stage so that your entitlements and obligations can be<br />
explained <strong>to</strong> you.<br />
ADOPTIVE LEAVE POLICY<br />
This policy applies <strong>to</strong> both female and male employees.<br />
SECTION 3.7<br />
POLICIES & PROCEDURES<br />
If you and your spouse or partner adopt a child, you will be entitled <strong>to</strong><br />
five days’ paid leave in respect <strong>of</strong> <strong>the</strong> adoption. You must give us where<br />
practicable at least three months' prior notice <strong>of</strong> your intention <strong>to</strong> take<br />
adoptive leave. The leave must be taken in <strong>the</strong> period from, and<br />
including, four working days before <strong>the</strong> date <strong>of</strong> adoption at <strong>the</strong> earliest <strong>to</strong><br />
a month after <strong>the</strong> adoption at <strong>the</strong> latest.<br />
You are also entitled <strong>to</strong> adoption leave and pay in accordance with <strong>the</strong><br />
current statu<strong>to</strong>ry provisions.<br />
If you anticipate adopting a child, notify <strong>the</strong> HR Officer so that your<br />
entitlements and obligations can be explained <strong>to</strong> you.<br />
Maternity<br />
Paternity<br />
Adoptive Leave<br />
Parental Leave<br />
PARENTAL LEAVE POLICY<br />
Parents <strong>of</strong> children born or adopted after 14 December 1994 are entitled<br />
<strong>to</strong> unpaid leave <strong>of</strong> up <strong>to</strong> 13 weeks during <strong>the</strong> first five years <strong>of</strong> <strong>the</strong> child’s<br />
life, provided that <strong>the</strong>y have been employed by <strong>the</strong> <strong>College</strong> for a period<br />
<strong>of</strong> one year or more. Each parent has this entitlement in respect <strong>of</strong> each<br />
child. To apply for parental leave you should discuss your circumstances<br />
with <strong>the</strong> Human Resources Officer, who will explain your entitlement<br />
and obligations.<br />
The purpose <strong>of</strong> parental leave is <strong>to</strong> care for a child; any abuse <strong>of</strong> <strong>the</strong><br />
parental leave policy will be considered a serious disciplinary matter.<br />
STAFF HANDBOOK 79
SECTION 3.8<br />
Flexible working<br />
POLICIES & PROCEDURES<br />
Staff who are parents <strong>of</strong> children under <strong>the</strong> age <strong>of</strong> six (or 18 if disabled)<br />
and carers <strong>of</strong> certain adults have a legal right <strong>to</strong> request flexible working<br />
in order <strong>to</strong> care for that child or adult, and <strong>the</strong> <strong>College</strong> has a duty <strong>to</strong><br />
consider such requests seriously. Employees who do not have <strong>the</strong> legal<br />
right <strong>to</strong> request flexible working may ask <strong>the</strong> <strong>College</strong> if <strong>the</strong>y may do so,<br />
and <strong>the</strong>ir request will be considered on an informal basis. Anyone<br />
thinking about requesting a change <strong>to</strong> his or her working pattern should<br />
make a request as early as possible in order <strong>to</strong> explore <strong>the</strong> opportunities<br />
that might be available. The process <strong>of</strong> making a request and having it<br />
considered may take up <strong>to</strong> 14 weeks. If <strong>the</strong> <strong>College</strong> agrees <strong>to</strong> your<br />
request, this will result in a permanent change <strong>to</strong> your contract <strong>of</strong><br />
employment. It is <strong>the</strong> employee’s responsibility <strong>to</strong> present a carefully<br />
thought-out application. A set procedure is <strong>the</strong>n followed <strong>to</strong> ensure that<br />
<strong>the</strong> request is considered seriously and <strong>to</strong> enable both <strong>the</strong> employee and<br />
<strong>the</strong> <strong>College</strong> <strong>to</strong> gain a clear understanding <strong>of</strong> each o<strong>the</strong>r’s thinking. The<br />
<strong>College</strong> may refuse a request only when <strong>the</strong>re is a recognised business<br />
need for doing so.<br />
ELIGIBILITY<br />
Flexible working<br />
To be eligible <strong>to</strong> make a request <strong>to</strong> work flexibly, you must have been<br />
employed by <strong>the</strong> <strong>College</strong> continuously for 26 weeks at <strong>the</strong> date <strong>the</strong><br />
application is made, and ei<strong>the</strong>r:<br />
a.<br />
b.<br />
c.<br />
d.<br />
Be <strong>the</strong> parent <strong>of</strong> a child under six, or under eighteen if disabled.<br />
Have responsibility for <strong>the</strong> upbringing <strong>of</strong> a child under six, or under<br />
eighteen if disabled, and be making <strong>the</strong> application <strong>to</strong> enable you <strong>to</strong> care<br />
for <strong>the</strong> child.<br />
Be <strong>the</strong> carer <strong>of</strong> an adult in need <strong>of</strong> care, who is your spouse, partner, civil<br />
partner, or near relative (parent, parent-in-law, adult son or daughter,<br />
adopted son or daughter, bro<strong>the</strong>r or sister (including in-laws), uncle, aunt,<br />
grandparent, or step relative)<br />
Be <strong>the</strong> carer <strong>of</strong> an adult in need <strong>of</strong> care who falls in<strong>to</strong> none <strong>of</strong> <strong>the</strong> above<br />
categories but who lives at <strong>the</strong> same address as you.<br />
80 S<br />
TAFF HANDBOOK
Flexible working continued...<br />
SECTION 3.8<br />
FLEXIBLE WORKING<br />
POLICIES & PROCEDURES<br />
Eligible employees can make a request <strong>to</strong> change <strong>the</strong> hours that <strong>the</strong>y<br />
work, change <strong>the</strong> times when <strong>the</strong>y are required <strong>to</strong> work, or <strong>to</strong> work from<br />
home (ei<strong>the</strong>r for all or part <strong>of</strong> <strong>the</strong> week). O<strong>the</strong>r changes may also be<br />
requested. If you reduce <strong>the</strong> number <strong>of</strong> hours you work, your salary will<br />
also reduce, pro rata <strong>to</strong> <strong>the</strong> hours.<br />
PROCEDURE<br />
You should ask <strong>the</strong> Human Resources Officer for a Flexible Working<br />
Application Form. When completing <strong>the</strong> form, you must provide all <strong>of</strong><br />
<strong>the</strong> details <strong>of</strong> your requested working arrangements and your explanation<br />
<strong>of</strong> how such arrangements can be implemented and how your duties can<br />
still be carried out. Your application should be given <strong>to</strong> your Head <strong>of</strong><br />
Department, who will discuss your request with you within 28 days. You<br />
will have <strong>the</strong> right <strong>to</strong> be accompanied at this meeting by a colleague. A<br />
decision on your request will be given <strong>to</strong> you in writing within 14 days <strong>of</strong><br />
<strong>the</strong> meeting. If your request is refused, an explanation will be given <strong>to</strong><br />
you, and you will have 14 days in which <strong>to</strong> appeal (preferably in writing)<br />
<strong>to</strong> <strong>the</strong> Bursar. An appeal meeting will be held within <strong>the</strong> next 14 days<br />
and <strong>the</strong> final decision will be given <strong>to</strong> you in writing within 14 days <strong>of</strong><br />
<strong>the</strong> appeal meeting.<br />
Flexible working<br />
Only one flexible working request may be made in any twelve month<br />
period.<br />
STAFF HANDBOOK 81
SECTION 3.8<br />
Flexible working continued...<br />
POLICIES & PROCEDURES<br />
REFUSAL OF REQUESTS<br />
An application can be refused only where <strong>the</strong>re is a clear business<br />
reason. The business grounds for refusing an application may only<br />
be one <strong>of</strong> <strong>the</strong> following:<br />
Flexible working<br />
a.<br />
b.<br />
c.<br />
d.<br />
e.<br />
f.<br />
g.<br />
h.<br />
The burden <strong>of</strong> additional costs.<br />
A detrimental effect on <strong>the</strong> ability <strong>to</strong> meet cus<strong>to</strong>mer demand.<br />
The inability <strong>to</strong> reorganise work among existing <strong>staff</strong>.<br />
The inability <strong>to</strong> recruit additional <strong>staff</strong>.<br />
A detrimental impact on quality.<br />
A detrimental impact on performance.<br />
An insufficiency <strong>of</strong> work during <strong>the</strong> periods <strong>the</strong> employee proposes<br />
<strong>to</strong> work.<br />
Planned structural changes.<br />
82 S<br />
TAFF HANDBOOK
Policy on <strong>the</strong> recruitment <strong>of</strong> ex-<strong>of</strong>fenders<br />
SECTION 3.9<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
vi<br />
As an organisation using <strong>the</strong> Criminal Records Bureau (CRB) Disclosure<br />
service <strong>to</strong> assess applicants’ suitability for positions <strong>of</strong> trust, <strong>Downing</strong><br />
<strong>College</strong> complies fully with <strong>the</strong> CRB Code <strong>of</strong> Practice and undertakes <strong>to</strong><br />
treat all applicants for positions fairly. It undertakes not <strong>to</strong> discriminate<br />
unfairly against any subject <strong>of</strong> a Disclosure on <strong>the</strong> basis <strong>of</strong> a conviction<br />
or o<strong>the</strong>r information revealed.<br />
<strong>Downing</strong> <strong>College</strong> is committed <strong>to</strong> <strong>the</strong> fair treatment <strong>of</strong> its <strong>staff</strong>, potential<br />
<strong>staff</strong>, or users <strong>of</strong> its services, regardless <strong>of</strong> race, gender, religion, sexual<br />
orientation, gender re-assignment, responsibilities for dependants, age,<br />
physical/mental disability, or <strong>of</strong>fending background.<br />
This written policy on <strong>the</strong> recruitment <strong>of</strong> ex-<strong>of</strong>fenders will be available <strong>to</strong><br />
all Disclosure applicants at <strong>the</strong> outset <strong>of</strong> <strong>the</strong> recruitment process.<br />
We actively promote equality <strong>of</strong> opportunity for all with <strong>the</strong> right mix <strong>of</strong><br />
talent, skills, and potential and welcome applications from a wide range<br />
<strong>of</strong> candidates, including those with criminal records. We select all<br />
candidates for interview based on <strong>the</strong>ir skills, qualifications, and<br />
experience.<br />
A Disclosure is only requested after a thorough risk assessment has<br />
indicated that it is both proportionate and relevant <strong>to</strong> <strong>the</strong> position<br />
concerned. For those positions where a Disclosure is required, all<br />
application forms, job adverts and recruitment briefs will contain a<br />
statement that a Disclosure will be requested in <strong>the</strong> event <strong>of</strong> <strong>the</strong><br />
individual being <strong>of</strong>fered <strong>the</strong> position. For those positions where a risk<br />
assessment indicates that a Standard or Enhanced CRB Disclosure is not<br />
required, a Basic Disclosure or Subject Access Police Check will be<br />
requested.<br />
Where a Disclosure is <strong>to</strong> form part <strong>of</strong> <strong>the</strong> recruitment process, we<br />
encourage all applicants called for interview <strong>to</strong> provide details <strong>of</strong> any<br />
criminal record at an early stage in <strong>the</strong> application process. We request<br />
that this information is sent under separate confidential cover <strong>to</strong> <strong>the</strong> HR<br />
Officer; we guarantee that this information is only seen by those who<br />
need <strong>to</strong> see it as part <strong>of</strong> <strong>the</strong> recruitment process.<br />
POLICIES & PROCEDURES<br />
Policy on <strong>the</strong> recruitment<br />
<strong>of</strong> ex-<strong>of</strong>fenders<br />
STAFF HANDBOOK 83
SECTION 3.9<br />
POLICIES & PROCEDURES<br />
Policy on <strong>the</strong> recruitment<br />
<strong>of</strong> ex-<strong>of</strong>fenders<br />
vii.<br />
viii.<br />
ix.<br />
x.<br />
xi.<br />
Policy on <strong>the</strong> recruitment <strong>of</strong> ex-<strong>of</strong>fenders<br />
continued...<br />
Unless <strong>the</strong> nature <strong>of</strong> <strong>the</strong> position allows <strong>Downing</strong> <strong>College</strong> <strong>to</strong> ask<br />
questions about your entire criminal record, we only ask about “unspent”<br />
convictions as defined in <strong>the</strong> Rehabilitation <strong>of</strong> Offenders Act 1974.<br />
When problems have been identified, we ensure that all those in<br />
<strong>Downing</strong> <strong>College</strong> who are involved in <strong>the</strong> recruitment process are<br />
suitably instructed in how <strong>to</strong> assess <strong>the</strong> relevance and circumstances <strong>of</strong><br />
<strong>of</strong>fences. We ensure that <strong>the</strong>y have received appropriate guidance and<br />
training in <strong>the</strong> relevant legislation relating <strong>to</strong> <strong>the</strong> employment <strong>of</strong><br />
ex-<strong>of</strong>fenders, e.g. <strong>the</strong> Rehabilitation <strong>of</strong> Offenders Act 1974.<br />
At interview, or in a separate discussion, we ensure that an open and<br />
measured discussion takes place on <strong>the</strong> subject <strong>of</strong> any <strong>of</strong>fences or o<strong>the</strong>r<br />
matter that might be relevant <strong>to</strong> <strong>the</strong> position. Failure <strong>to</strong> reveal<br />
information that is directly relevant <strong>to</strong> <strong>the</strong> position sought could lead <strong>to</strong><br />
withdrawal <strong>of</strong> an <strong>of</strong>fer <strong>of</strong> employment.<br />
We make every subject <strong>of</strong> a CRB Disclosure aware <strong>of</strong> <strong>the</strong> existence <strong>of</strong> <strong>the</strong><br />
CRB Code <strong>of</strong> Practice and make a <strong>copy</strong> available on request.<br />
We undertake <strong>to</strong> discuss any matter revealed in a Disclosure with <strong>the</strong><br />
person seeking <strong>the</strong> position before withdrawing a conditional <strong>of</strong>fer <strong>of</strong><br />
employment.<br />
Having a criminal record will not necessarily bar you from working with<br />
us.<br />
The decision will depend on <strong>the</strong> nature <strong>of</strong> <strong>the</strong> position and <strong>the</strong><br />
circumstances and background <strong>of</strong> your <strong>of</strong>fences.<br />
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i.<br />
ii.<br />
iii.<br />
iv.<br />
Policy on <strong>the</strong> s<strong>to</strong>rage, use and disposal <strong>of</strong><br />
disclosure information<br />
GENERAL PRINCIPLES<br />
As an organisation using <strong>the</strong> Criminal Records Bureau (CRB) disclosure<br />
service <strong>to</strong> help assess <strong>the</strong> suitability <strong>of</strong> applicants for positions <strong>of</strong> trust,<br />
<strong>Downing</strong> <strong>College</strong> complies fully with <strong>the</strong> CRB Code <strong>of</strong> Practice regarding<br />
<strong>the</strong> correct handling, use, s<strong>to</strong>rage, retention, and disposal <strong>of</strong> disclosures<br />
and disclosure information. It also complies fully with its obligations<br />
under <strong>the</strong> Data Protection Act and o<strong>the</strong>r relevant legislation pertaining <strong>to</strong><br />
<strong>the</strong> safe handling, use, s<strong>to</strong>rage, retention, and disposal <strong>of</strong> disclosure<br />
information and has a written policy on <strong>the</strong>se matters, which is available<br />
<strong>to</strong> those who wish <strong>to</strong> see it on request.<br />
STORAGE AND ACCESS<br />
Disclosure information is never kept on an applicant’s personnel file and<br />
is always kept separately and securely in lockable, non-portable, s<strong>to</strong>rage<br />
containers with access strictly controlled and limited <strong>to</strong> those who are<br />
entitled <strong>to</strong> see it as part <strong>of</strong> <strong>the</strong>ir duties.<br />
HANDLING<br />
In accordance with section 124 <strong>of</strong> <strong>the</strong> Police Act 1997, disclosure<br />
information is only passed <strong>to</strong> those who are authorised <strong>to</strong> receive it in <strong>the</strong><br />
course <strong>of</strong> <strong>the</strong>ir duties. We maintain a record <strong>of</strong> all those <strong>to</strong> whom<br />
disclosures or disclosure information has been revealed and we recognise<br />
that it is a criminal <strong>of</strong>fence <strong>to</strong> pass this information <strong>to</strong> anyone who is not<br />
entitled <strong>to</strong> receive it.<br />
USAGE<br />
Disclosure information is only used for <strong>the</strong> specific purpose for which it<br />
was requested and for which <strong>the</strong> applicant’s full consent has been given.<br />
SECTION 3.10<br />
POLICIES & PROCEDURES<br />
Policy on <strong>the</strong> s<strong>to</strong>rage,<br />
use and disposal <strong>of</strong><br />
disclosure information<br />
STAFF HANDBOOK 85
SECTION 3.10<br />
POLICIES & PROCEDURES<br />
Policy on <strong>the</strong> s<strong>to</strong>rage,<br />
use and disposal <strong>of</strong><br />
disclosure information<br />
v.<br />
vi.<br />
Policy on <strong>the</strong> s<strong>to</strong>rage, use and disposal <strong>of</strong><br />
disclosure information continued...<br />
RETENTION<br />
Once a recruitment (or o<strong>the</strong>r relevant) decision has been made, we do<br />
not keep disclosure information for any longer than is absolutely<br />
necessary. This is generally for a period <strong>of</strong> up <strong>to</strong> six months, a period<br />
which allows for <strong>the</strong> consideration and resolution <strong>of</strong> any disputes or<br />
complaints. If, in very exceptional circumstances, it is considered<br />
necessary <strong>to</strong> keep disclosure information for longer than six months, we<br />
will consult <strong>the</strong> CRB about this and will give full consideration <strong>to</strong> <strong>the</strong><br />
Data Protection and Human Rights Act implications for <strong>the</strong> individual<br />
subject before doing so. Throughout this time, <strong>the</strong> usual conditions<br />
regarding safe s<strong>to</strong>rage and strictly controlled access will prevail.<br />
DISPOSAL<br />
Once <strong>the</strong> retention period has elapsed, we will ensure that any disclosure<br />
information is immediately and suitably destroyed by secure means, i.e.<br />
by shredding, pulping, or burning. While awaiting destruction,<br />
disclosure information will not be kept in any insecure receptacle (e.g.<br />
waste bin or confidential waste sack). We will not keep any pho<strong>to</strong><strong>copy</strong><br />
or o<strong>the</strong>r image <strong>of</strong> <strong>the</strong> disclosure or any <strong>copy</strong> or representation <strong>of</strong> <strong>the</strong><br />
contents <strong>of</strong> a disclosure. However, notwithstanding <strong>the</strong> above, we may<br />
keep a record <strong>of</strong> <strong>the</strong> date <strong>of</strong> <strong>the</strong> issue <strong>of</strong> a disclosure, <strong>the</strong> name <strong>of</strong> <strong>the</strong><br />
subject, <strong>the</strong> type <strong>of</strong> disclosure requested, <strong>the</strong> position for which <strong>the</strong><br />
disclosure was requested, <strong>the</strong> unique reference number <strong>of</strong> <strong>the</strong> disclosure,<br />
and <strong>the</strong> details <strong>of</strong> <strong>the</strong> recruitment decision taken.<br />
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Staff information & consultation committee<br />
SECTION 3.11<br />
This Committee was formed in 2003 in order <strong>to</strong> improve channels <strong>of</strong><br />
communication between <strong>the</strong> <strong>College</strong>’s Governing Body and <strong>the</strong> <strong>staff</strong> <strong>of</strong><br />
<strong>the</strong> <strong>College</strong>. It reports <strong>to</strong> <strong>the</strong> Staff and Employment Committee.<br />
Its membership consists <strong>of</strong> <strong>the</strong> Master, two members <strong>of</strong> <strong>the</strong> Staff and<br />
Employment Committee (<strong>the</strong> Chairman and <strong>the</strong> Bursar) and eight elected<br />
representatives <strong>of</strong> <strong>College</strong> <strong>staff</strong>. The Committee is chaired by <strong>the</strong> Master<br />
and meets once in each term. The <strong>College</strong> <strong>staff</strong> are divided in<strong>to</strong> four<br />
departmental groups, as below, and each group has two elected<br />
representatives on <strong>the</strong> Committee.<br />
POLICIES & PROCEDURES<br />
Staff information and<br />
consultation committee<br />
GROUP 1<br />
GROUP 2<br />
GROUP 3<br />
GROUP 4<br />
Accommodation Office<br />
Catering Management<br />
Boathouse<br />
Housekeeping<br />
Bursary Food Preparation<br />
Food Preparation<br />
Buildings & Maintenance<br />
<strong>College</strong> Office<br />
Food Service<br />
Gardens & Grounds<br />
Conference Office<br />
Porters’ Lodge<br />
Development Office<br />
HR Office<br />
IT Department<br />
Library & Archives<br />
Master’s Lodge<br />
Tu<strong>to</strong>rial & Admissions Office<br />
The purpose <strong>of</strong> <strong>the</strong> Committee is <strong>to</strong> receive comments, views, and<br />
suggestions from <strong>College</strong> <strong>staff</strong> and <strong>to</strong> inform <strong>staff</strong> <strong>of</strong> <strong>the</strong> <strong>College</strong>’s<br />
activities and economic situation; <strong>of</strong> <strong>the</strong> structure and probable<br />
development <strong>of</strong> employment and any anticipa<strong>to</strong>ry measures envisaged, in<br />
particular where <strong>the</strong>re is a threat <strong>to</strong> employment; and <strong>of</strong> decisions likely<br />
<strong>to</strong> lead <strong>to</strong> substantial changes in work organisation or contractual<br />
relations, including redundancy and transfers.<br />
STAFF HANDBOOK 87
SECTION 3.12<br />
Performance and promotion<br />
POLICIES & PROCEDURES<br />
i.<br />
ii.<br />
Your job performance will normally be reviewed at <strong>the</strong> end <strong>of</strong> your<br />
probationary period and annually on or around <strong>the</strong> anniversary <strong>of</strong> your<br />
commencement date or at such time as your Head <strong>of</strong> Department may<br />
stipulate.<br />
Promotion will be considered subject <strong>to</strong> <strong>the</strong> structure <strong>of</strong> our salary grades<br />
and <strong>the</strong> opportunities that arise. Your experience, skills, and level <strong>of</strong><br />
performance will all be taken in<strong>to</strong> account. Decisions in respect <strong>of</strong><br />
promotion will be taken by your Head <strong>of</strong> Department in consultation<br />
with <strong>the</strong> Supervising <strong>College</strong> Officer or as o<strong>the</strong>rwise appropriate.<br />
Performance and promotion<br />
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Training<br />
SECTION 3.13<br />
i.<br />
ii.<br />
We regard investment in our <strong>staff</strong> as essential, and as such we aim <strong>to</strong><br />
support <strong>the</strong> learning, growth, and development <strong>of</strong> our employees,<br />
ins<strong>of</strong>ar as this is in accordance with <strong>the</strong> <strong>College</strong>’s business needs.<br />
We recognise that training is a life-long process and that it may be<br />
necessary <strong>to</strong>:<br />
POLICIES & PROCEDURES<br />
• Update existing skills;<br />
• Replace redundant skills;<br />
• Train for new skills; or<br />
• Extend <strong>the</strong> skills base <strong>of</strong> individuals <strong>to</strong> encourage flexibility and<br />
adaptability <strong>of</strong> working.<br />
iii.<br />
iv.<br />
v.<br />
The annual performance review procedure is used <strong>to</strong> help identify<br />
individual training needs.<br />
Training requests arising from <strong>the</strong> performance review, or those arising<br />
ad hoc, should be submitted by <strong>the</strong> Head <strong>of</strong> Department for <strong>the</strong> Bursar’s<br />
approval, on a training request form.<br />
Training and development needs arising from changes in <strong>the</strong> <strong>College</strong>’s<br />
structure or service levels will be compiled in an annual training plan<br />
and submitted <strong>to</strong> <strong>the</strong> Staff and Employment Committee for approval.<br />
Training<br />
STAFF HANDBOOK 89
SECTION 3.14<br />
Data protection<br />
POLICIES & PROCEDURES<br />
DATA PROTECTION POLICY<br />
The information and guidelines within this policy are important and<br />
apply <strong>to</strong> <strong>the</strong> entire <strong>College</strong> Community: <strong>the</strong> Master, Fellows and all <strong>staff</strong><br />
and students (referred <strong>to</strong> collectively as <strong>the</strong> “<strong>College</strong> Community” in this<br />
policy). Non-compliance may result in disciplinary action.<br />
i.<br />
Introduction<br />
Like all educational establishments, <strong>the</strong> <strong>College</strong> holds and processes<br />
information about its employees, applicants, students, alumni and o<strong>the</strong>r<br />
individuals for various purposes (for example <strong>the</strong> administration <strong>of</strong> <strong>the</strong><br />
admissions process, <strong>the</strong> effective provision <strong>of</strong> academic and welfare<br />
services, <strong>to</strong> record academic progress, <strong>to</strong> operate <strong>the</strong> payroll and <strong>to</strong><br />
enable correspondence and communications, including <strong>the</strong> provision <strong>of</strong><br />
references and certificates). To comply with <strong>the</strong> Data Protection Act<br />
1998 (“<strong>the</strong> 1998 Act”), information must be collected and used fairly,<br />
s<strong>to</strong>red safely and not disclosed <strong>to</strong> any unauthorised person.<br />
ii.<br />
Notification <strong>to</strong> <strong>the</strong> Information Commissioner<br />
The <strong>College</strong> has an obligation as a Data Controller <strong>to</strong> notify <strong>the</strong><br />
Information Commissioner (formerly called <strong>the</strong> Data Protection Registrar)<br />
<strong>of</strong> <strong>the</strong> purposes for which it processes personal data. Individual data<br />
subjects can obtain full details <strong>of</strong> <strong>the</strong> <strong>College</strong>’s data protection<br />
registration and notification with <strong>the</strong> Information Commissioner from <strong>the</strong><br />
<strong>College</strong> Data Protection Officer or from <strong>the</strong> Information Commissioner’s<br />
website (http://www.informationcommissioner.gov.uk).<br />
iii.<br />
Data protection principles<br />
Data protection policy<br />
The <strong>College</strong>, as a Data Controller, must comply with <strong>the</strong> Data Protection<br />
Principles, which are set out in <strong>the</strong> 1998 Act. In summary <strong>the</strong>se state that<br />
personal data shall:<br />
90 S<br />
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• Be processed fairly and lawfully and shall not be processed unless certain<br />
conditions are met;<br />
• Be obtained for specified and lawful purposes and shall not be processed<br />
in any manner incompatible with those purposes;
Data protection continued...<br />
SECTION 3.14<br />
• Be adequate, relevant and not excessive for those purposes;<br />
POLICIES & PROCEDURES<br />
• Be accurate and kept up <strong>to</strong> date;<br />
• Not be kept for longer than is necessary for those purposes.<br />
• Be processed in accordance with <strong>the</strong> data subject’s rights under <strong>the</strong><br />
1998 Act;<br />
• Be <strong>the</strong> subject <strong>of</strong> appropriate technical and organisational measures<br />
against unauthorised or unlawful processing, accidental loss or<br />
destruction;<br />
• Not be transferred <strong>to</strong> a country outside <strong>the</strong> European Economic Area,<br />
unless that country or terri<strong>to</strong>ry has equivalent levels <strong>of</strong> protection for<br />
personal data.<br />
iv.<br />
Personal data<br />
“Personal data” are data which relate <strong>to</strong> a living individual (<strong>the</strong> “data<br />
subject”) who can be identified from <strong>the</strong> data <strong>the</strong>mselves or from <strong>the</strong> data<br />
read <strong>to</strong>ge<strong>the</strong>r with o<strong>the</strong>r information which is in, or is likely <strong>to</strong> come in<strong>to</strong>,<br />
<strong>the</strong> possession <strong>of</strong> <strong>the</strong> person holding <strong>the</strong> data (<strong>the</strong> “data controller”).<br />
They include any expression <strong>of</strong> opinion about <strong>the</strong> data subject and any<br />
indication <strong>of</strong> <strong>the</strong> intentions <strong>of</strong> <strong>the</strong> data controller or any o<strong>the</strong>r person in<br />
respect <strong>of</strong> <strong>the</strong> data subject. “Data” are <strong>of</strong> four types: (a) information<br />
which is being processed by means <strong>of</strong> equipment operating au<strong>to</strong>matically<br />
in response <strong>to</strong> instructions given for that purpose; (b) information<br />
recorded with <strong>the</strong> intention that it should be processed by means <strong>of</strong> such<br />
equipment; (c) information which is recorded as part <strong>of</strong> a filing system so<br />
structured by reference <strong>to</strong> individuals or <strong>to</strong> criteria relating <strong>to</strong> individuals<br />
that specific information relating <strong>to</strong> a particular individual is readily<br />
available, or information recorded with <strong>the</strong> intention that it should form<br />
part <strong>of</strong> a such a filing system; and (d) any o<strong>the</strong>r accessible record<br />
(whe<strong>the</strong>r electronic or o<strong>the</strong>r) apart from one dealt with by o<strong>the</strong>r<br />
legislation (i.e. health records, school records, and social services<br />
records).[Data Protection Act 1998, sections 1(1), 68 and 69, and<br />
Schedules 11 and 12]<br />
Data protection policy<br />
STAFF HANDBOOK 91
SECTION 3.14<br />
Data protection continued...<br />
POLICIES & PROCEDURES<br />
v.<br />
Processing<br />
“Processing”, in relation <strong>to</strong> information or data, means obtaining,<br />
recording or holding <strong>the</strong> information or data or carrying out any<br />
operation or set <strong>of</strong> operations on <strong>the</strong> information or data, including:<br />
• Organisation, adaptation or alteration <strong>of</strong> <strong>the</strong> information or data;<br />
• Retrieval, consultation or use <strong>of</strong> <strong>the</strong> information or data;<br />
• Disclosure <strong>of</strong> <strong>the</strong> information or data by transmission, dissemination or<br />
o<strong>the</strong>rwise making available or;<br />
• Alignment, combination, blocking, erasure or destruction <strong>of</strong> <strong>the</strong><br />
information or data.<br />
vi.<br />
Data Protection Officer<br />
The <strong>College</strong> Data Protection Officer is Mr Richard Stibbs. All queries<br />
about <strong>the</strong> <strong>College</strong> policy and all requests for access <strong>to</strong> personal data<br />
should be addressed <strong>to</strong> <strong>the</strong> Data Protection Officer (see “Right <strong>to</strong> Access<br />
Personal Data” below).<br />
vii.<br />
Responsibilities <strong>of</strong> individual data users<br />
All members <strong>of</strong> <strong>the</strong> <strong>College</strong> Community who record and/or process<br />
personal data in any form (called “Data Users” in this policy) must ensure<br />
that <strong>the</strong>y comply with <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> 1998 Act (including <strong>the</strong><br />
Data Protection Principles) and with <strong>the</strong> <strong>College</strong>’s data protection policy<br />
(including any procedures and guidelines which may be issued from time<br />
<strong>to</strong> time). A breach <strong>of</strong> <strong>the</strong> 1998 Act and/or <strong>the</strong> <strong>College</strong>’s data protection<br />
policy may result in disciplinary proceedings and/or legal liability.<br />
Data protection policy<br />
In particular, no member <strong>of</strong> <strong>the</strong> <strong>College</strong> Community may, without <strong>the</strong><br />
prior written authorisation <strong>of</strong> <strong>the</strong> Data Protection Officer:<br />
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• Develop a new computer system for processing personal data;<br />
• Use an existing computer system <strong>to</strong> process personal data for a new<br />
purpose;
Data protection continued...<br />
SECTION 3.14<br />
• Create a new manual filing system containing personal data;<br />
POLICIES & PROCEDURES<br />
• Use an existing manual filing system containing personal data for a new<br />
purpose.<br />
The above does not apply <strong>to</strong> databases which are maintained by<br />
individual Data Users within <strong>the</strong> <strong>College</strong> Community for <strong>the</strong>ir private<br />
domestic uses, for example, private address books. However, individual<br />
Data Users should consider whe<strong>the</strong>r <strong>the</strong>ir private domestic uses fall<br />
within <strong>the</strong> scope <strong>of</strong> <strong>the</strong> 1998 Act.<br />
viii.<br />
“Data Areas” and “Data Area Contacts”<br />
To aid <strong>the</strong> efficient administration <strong>of</strong> <strong>the</strong> <strong>College</strong>’s data protection policy,<br />
<strong>the</strong> data which <strong>the</strong> <strong>College</strong> holds or processes has been divided in<strong>to</strong> a<br />
number <strong>of</strong> “Data Areas”: <strong>the</strong>se are described below, showing who may<br />
have access <strong>to</strong> <strong>the</strong> data. In each case, <strong>the</strong>re is also specified a “Data Area<br />
Contact”.<br />
The Data Area Contact will be responsible in relation <strong>to</strong> <strong>the</strong> data in <strong>the</strong><br />
Data Area in question (and thus not simply for <strong>the</strong> files which he or she<br />
maintains) for <strong>the</strong> following:<br />
• Informing <strong>the</strong> Data Protection Officer <strong>of</strong> proposed processing <strong>of</strong> personal<br />
data within <strong>the</strong> <strong>College</strong> which may need <strong>to</strong> be notified <strong>to</strong> <strong>the</strong> Information<br />
Commissioner;<br />
• Providing personal data <strong>to</strong> <strong>the</strong> Data Protection Officer in response <strong>to</strong> a<br />
subject access request when requested <strong>to</strong> do so by <strong>the</strong> Data Protection<br />
Officer; and<br />
• Maintaining <strong>the</strong> security <strong>of</strong>, and access <strong>to</strong>, personal data within <strong>the</strong> Data<br />
Area.<br />
The Data Protection Officer may from time <strong>to</strong> time designate o<strong>the</strong>r Data<br />
Areas and/or Data Area Contacts.<br />
Data protection policy<br />
STAFF HANDBOOK 93
SECTION 3.14<br />
Data protection continued...<br />
POLICIES & PROCEDURES<br />
Data Areas<br />
• Tu<strong>to</strong>rial files<br />
Tu<strong>to</strong>rial files are maintained in respect <strong>of</strong> students’ academic progress<br />
and welfare. They may also contain financial and medical data. The<br />
purpose for which <strong>the</strong>y are maintained include <strong>the</strong> relevant student’s<br />
applications for employment, pr<strong>of</strong>essional training or admission <strong>to</strong> o<strong>the</strong>r<br />
educational establishments.<br />
Current Tu<strong>to</strong>rial files are <strong>to</strong> be kept by <strong>the</strong> Senior Tu<strong>to</strong>r. Tu<strong>to</strong>rial files may<br />
be consulted on a day-<strong>to</strong>-day basis by <strong>the</strong> Master and Fellows and by<br />
members <strong>of</strong> <strong>staff</strong> in <strong>the</strong> Tu<strong>to</strong>rial and Admissions Office and <strong>the</strong> Bursary.<br />
All o<strong>the</strong>r requests for access <strong>to</strong> a Tu<strong>to</strong>rial file must be authorised by <strong>the</strong><br />
Senior Tu<strong>to</strong>r.<br />
Data Area Contact | SENIOR TUTOR<br />
• Admissions files<br />
Data protection policy<br />
Admissions files are maintained in respect <strong>of</strong> candidates for admissions.<br />
During <strong>the</strong> admissions process such files are maintained and kept by <strong>the</strong><br />
Senior Tu<strong>to</strong>r, <strong>the</strong> Admissions Tu<strong>to</strong>rs and <strong>the</strong> Tu<strong>to</strong>rial and Admissions<br />
Office <strong>staff</strong>. For successful candidates, <strong>the</strong> admissions documentation is<br />
included in a Tu<strong>to</strong>rial file. For unsuccessful candidates, <strong>the</strong> admissions<br />
documentation is s<strong>to</strong>red for <strong>the</strong> current year plus one year. During <strong>the</strong><br />
admissions process, Admissions files may be consulted by <strong>the</strong> Senior<br />
Tu<strong>to</strong>r, ei<strong>the</strong>r <strong>of</strong> <strong>the</strong> Admissions Tu<strong>to</strong>rs, any Direc<strong>to</strong>r <strong>of</strong> Studies, any o<strong>the</strong>r<br />
interviewers and any members <strong>of</strong> <strong>staff</strong> in <strong>the</strong> Tu<strong>to</strong>rial and Admissions<br />
Office. All o<strong>the</strong>r requests for access <strong>to</strong> an Admissions file must be<br />
authorised by ei<strong>the</strong>r <strong>of</strong> <strong>the</strong> Admissions Tu<strong>to</strong>rs or <strong>the</strong> Senior Tu<strong>to</strong>r. All<br />
admissions interviewers receive copies <strong>of</strong> <strong>the</strong> UCAS forms, and o<strong>the</strong>r<br />
documentation relating <strong>to</strong> <strong>the</strong> application (such as Special Access<br />
Scheme forms) which form part <strong>of</strong> <strong>the</strong> admissions file and contain<br />
personal data.<br />
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Data protection continued...<br />
SECTION 3.14<br />
• Files relating <strong>to</strong> loans and grants made by <strong>the</strong> <strong>College</strong> <strong>to</strong> students<br />
POLICIES & PROCEDURES<br />
These are maintained and kept by <strong>the</strong> Senior Tu<strong>to</strong>r, <strong>the</strong> Bursar and <strong>the</strong><br />
<strong>College</strong> Accountant and <strong>staff</strong> in <strong>the</strong> Tu<strong>to</strong>rial and Admissions Office and<br />
<strong>the</strong> Bursary. These files may be consulted on a day-<strong>to</strong>-day basis by <strong>the</strong><br />
Senior Tu<strong>to</strong>r, <strong>the</strong> Bursar, <strong>the</strong> <strong>College</strong> Accountant, <strong>staff</strong> in <strong>the</strong> Tu<strong>to</strong>rial and<br />
Admissions Office and <strong>the</strong> Bursary. All o<strong>the</strong>r requests for access <strong>to</strong> any <strong>of</strong><br />
<strong>the</strong>se files must be authorised by ei<strong>the</strong>r <strong>the</strong> Senior Tu<strong>to</strong>r or <strong>the</strong> Bursar.<br />
Data Area Contact | BURSAR<br />
• Files relating <strong>to</strong> loans and allowances for Fellows<br />
These are maintained and kept by <strong>the</strong> Bursar, <strong>the</strong> <strong>College</strong> Accountant and<br />
<strong>the</strong> <strong>staff</strong> in <strong>the</strong> Bursary, who may each consult <strong>the</strong> same on a day-<strong>to</strong>-day<br />
basis. All o<strong>the</strong>r requests for access <strong>to</strong> any <strong>of</strong> <strong>the</strong>se files must be<br />
authorised by <strong>the</strong> Bursar or <strong>the</strong> <strong>College</strong> Accountant.<br />
Data Area Contact: | BURSAR<br />
• Files in respect <strong>of</strong> any disciplinary matters involving students<br />
All such files are <strong>to</strong> be maintained and kept by <strong>the</strong> Senior Tu<strong>to</strong>r, <strong>the</strong> Dean<br />
or members <strong>of</strong> <strong>staff</strong> in <strong>the</strong> Tu<strong>to</strong>rial and Admissions Office, who may each<br />
consult <strong>the</strong> same on a day-<strong>to</strong>-day basis. All o<strong>the</strong>r requests for access<br />
must be authorised by <strong>the</strong> Dean, <strong>the</strong> Master or Senior Tu<strong>to</strong>r.<br />
Data Area Contact | DEAN<br />
• Medical files in respect <strong>of</strong> student health and welfare<br />
Medical files are <strong>to</strong> be maintained and kept by <strong>the</strong> <strong>College</strong> Nurse, who<br />
may consult <strong>the</strong> same on a day-<strong>to</strong>-day basis. All o<strong>the</strong>r requests for access<br />
<strong>to</strong> medical files must be authorised by <strong>the</strong> <strong>College</strong> Nurse.<br />
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SECTION 3.14<br />
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POLICIES & PROCEDURES<br />
• Medical notes in respect <strong>of</strong> students<br />
Such notes are maintained by <strong>the</strong> Senior Tu<strong>to</strong>r for Health and Safety<br />
reasons, <strong>to</strong> assist in meeting <strong>the</strong> needs <strong>of</strong> students with disabilities, or for<br />
reasons connected with absences from <strong>College</strong>, poor performance,<br />
applications <strong>to</strong> <strong>the</strong> University or <strong>to</strong> charities etc.<br />
All current notes in this category are <strong>to</strong> be kept by <strong>the</strong> Senior Tu<strong>to</strong>r. The<br />
notes may be consulted on a day-<strong>to</strong>-day basis by <strong>the</strong> Senior Tu<strong>to</strong>r and<br />
members <strong>of</strong> <strong>staff</strong> in <strong>the</strong> Tu<strong>to</strong>rial and Admissions Office. All o<strong>the</strong>r requests<br />
for access <strong>to</strong> <strong>the</strong>se notes must be authorised by <strong>the</strong> Senior Tu<strong>to</strong>r.<br />
Data Area Contact | SENIOR TUTOR<br />
• Personnel files in respect <strong>of</strong> Fellows<br />
These are maintained and kept by <strong>the</strong> HR Officer and <strong>the</strong> Senior Tu<strong>to</strong>r.<br />
These files may be consulted on a day-<strong>to</strong>-day basis by <strong>the</strong> Master, <strong>the</strong><br />
Senior Tu<strong>to</strong>r, <strong>the</strong> Bursar, and <strong>the</strong> HR Officer. All o<strong>the</strong>r requests for access<br />
<strong>to</strong> any <strong>of</strong> <strong>the</strong>se files must be authorised by <strong>the</strong> Bursar.<br />
Data Area Contact | BURSAR<br />
• Personnel files in respect <strong>of</strong> o<strong>the</strong>r employed <strong>staff</strong> <strong>of</strong> <strong>the</strong> <strong>College</strong><br />
These are maintained and kept by <strong>the</strong> HR Officer. These files may be<br />
consulted on a day-<strong>to</strong>-day basis by <strong>the</strong> HR Officer, <strong>the</strong> Bursar, <strong>the</strong> Domus<br />
Bursar, and <strong>the</strong>ir <strong>staff</strong>. All o<strong>the</strong>r requests for access <strong>to</strong> <strong>the</strong>se files must be<br />
authorised by <strong>the</strong> HR Officer.<br />
Data Area Contact | HR OFFICER<br />
Data protection policy<br />
• Files relating <strong>to</strong> tenancies <strong>of</strong> <strong>College</strong> properties, suppliers <strong>of</strong> goods and<br />
services <strong>to</strong> <strong>the</strong> <strong>College</strong>, and o<strong>the</strong>r third parties not o<strong>the</strong>rwise dealt with in<br />
this policy document.<br />
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SECTION 3.14<br />
These are maintained and kept by <strong>the</strong> Bursar, <strong>the</strong> Domus Bursar and<br />
<strong>the</strong>ir respective <strong>staff</strong>, who may each consult <strong>the</strong> same on a day-<strong>to</strong>-day<br />
basis. All o<strong>the</strong>r requests for access must be authorised by <strong>the</strong> Bursar or<br />
<strong>the</strong> Domus Bursar.<br />
POLICIES & PROCEDURES<br />
Data Area Contact | BURSAR<br />
Alumni Relations and Development<br />
Manual and computer based files are maintained in respect <strong>of</strong> current and<br />
former Fellows, most alumni, and o<strong>the</strong>r current, past and potential donors<br />
<strong>to</strong> <strong>the</strong> <strong>College</strong>.<br />
All files are <strong>to</strong> be kept in <strong>the</strong> locked Development Office; access <strong>to</strong> <strong>the</strong><br />
computer database is <strong>to</strong> be password protected. Development Office <strong>staff</strong><br />
may consult <strong>the</strong> manual and computer based files on a day <strong>to</strong> day basis,<br />
but requests by o<strong>the</strong>rs <strong>to</strong> view <strong>the</strong>se files must be authorised by <strong>the</strong><br />
Development Direc<strong>to</strong>r.<br />
Data will be used by <strong>the</strong> <strong>College</strong> for a full range <strong>of</strong> alumni activities,<br />
including <strong>the</strong> sending <strong>of</strong> <strong>College</strong> publications, promotion <strong>of</strong> benefits and<br />
services available <strong>to</strong> alumni (including those being made available by<br />
external organisations), notification <strong>of</strong> alumni activities and fund raising<br />
programmes (which might include an element <strong>of</strong> direct marketing).<br />
It is intended that old members’ contact details will be made available <strong>to</strong><br />
o<strong>the</strong>r current and old members <strong>of</strong> <strong>the</strong> <strong>College</strong>, recognised alumni<br />
societies in <strong>the</strong> UK and overseas, <strong>to</strong> clubs and societies associated with<br />
<strong>the</strong> <strong>College</strong>, and <strong>to</strong> agents contracted by <strong>the</strong> <strong>College</strong> for particular<br />
alumni-related activities. The data is available <strong>to</strong> <strong>the</strong> <strong>College</strong> and<br />
University <strong>of</strong>fices, faculties, academic and administrative departments,<br />
alumni societies, sports and o<strong>the</strong>r clubs associated with <strong>the</strong> <strong>College</strong> and<br />
University.<br />
The Development Office will seek individuals’ consent <strong>to</strong> disclosure <strong>of</strong><br />
<strong>the</strong>ir contact details. If an individual has an objection <strong>to</strong> o<strong>the</strong>r aspects <strong>of</strong><br />
<strong>the</strong> processing <strong>of</strong> <strong>the</strong>ir data for alumni or fund raising purposes, <strong>the</strong>n<br />
written notice should be given <strong>to</strong> <strong>the</strong> Development Direc<strong>to</strong>r.<br />
Data Area Contact | DEVELOPMENT DIRECTOR<br />
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SECTION 3.14<br />
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POLICIES & PROCEDURES<br />
• Computer Databases<br />
Certain <strong>of</strong> <strong>the</strong> files referred <strong>to</strong> above are maintained in electronic<br />
databases as well as or instead <strong>of</strong> paper files. Access <strong>to</strong> such databases is<br />
restricted in <strong>the</strong> same manner as access <strong>to</strong> paper files in <strong>the</strong> relevant Data<br />
Area.<br />
In addition, however, <strong>the</strong> IT Manager, and members <strong>of</strong> <strong>the</strong> <strong>College</strong>’s IT<br />
Department, may have day-<strong>to</strong>-day access <strong>to</strong> <strong>the</strong> <strong>College</strong>’s electronic<br />
databases for various purposes, including:<br />
• system management purposes, for example, by tracking “Help desk”<br />
information and log on and log <strong>of</strong>f details on systems servers;<br />
• performance, accounting and administration purposes, for example, by<br />
keeping details <strong>of</strong> equipment loaned <strong>to</strong> <strong>College</strong> members;<br />
• security and o<strong>the</strong>r legitimate <strong>College</strong> purposes, for example, moni<strong>to</strong>ring<br />
email/internet and network session information in accordance with<br />
<strong>College</strong> policies.<br />
<strong>College</strong> Archives<br />
The individual files relating <strong>to</strong> members <strong>of</strong> <strong>the</strong> <strong>College</strong> Community are<br />
<strong>the</strong> basis <strong>of</strong> <strong>the</strong> alumni records and detailed his<strong>to</strong>rical archives <strong>of</strong> <strong>the</strong><br />
<strong>College</strong>, and may be retained indefinitely for reference and research<br />
purposes.<br />
Data protection policy<br />
At some point after a member <strong>of</strong> <strong>the</strong> <strong>College</strong> Community leaves <strong>the</strong><br />
<strong>College</strong>, his or her file(s) will be subject <strong>to</strong> <strong>the</strong> retention policies adopted<br />
by <strong>the</strong> <strong>College</strong>. Access <strong>to</strong> <strong>the</strong>se files will be given <strong>to</strong> <strong>the</strong> Master, <strong>the</strong><br />
Bursar and <strong>the</strong> Senior Tu<strong>to</strong>r by <strong>the</strong> <strong>College</strong> Archivist; any o<strong>the</strong>r person<br />
who wishes <strong>to</strong> have access <strong>to</strong> an archive file will require <strong>the</strong> authorisation<br />
<strong>of</strong> <strong>the</strong> Fellow Archivist.<br />
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SECTION 3.14<br />
Personal data which is contained in archived files may be processed for<br />
research purposes (including statistical, his<strong>to</strong>rical or biographical<br />
purposes). Such processing will be carried out in such a manner <strong>to</strong><br />
comply with <strong>the</strong> Data Protection Principles (so far as applicable).<br />
POLICIES & PROCEDURES<br />
The <strong>College</strong> reserves <strong>the</strong> right <strong>to</strong> destroy (in whole or in part) archived<br />
files whenever it considers it appropriate <strong>to</strong> do so.<br />
Data Area Contact | ARCHIVIST<br />
All members <strong>of</strong> <strong>the</strong> <strong>College</strong> community must also refer <strong>to</strong> <strong>the</strong> <strong>College</strong>’s<br />
Use <strong>of</strong> IT Facilities, Email and Internet Policies, from time <strong>to</strong> time in<br />
force, which must be read and applied in conjunction with this Policy.<br />
ix.<br />
Data Security and Disclosure<br />
All members <strong>of</strong> <strong>the</strong> <strong>College</strong> Community are responsible for ensuring that:<br />
• Any personal data which <strong>the</strong>y hold is kept securely.<br />
• Personal data is not disclosed ei<strong>the</strong>r orally or in writing or o<strong>the</strong>rwise <strong>to</strong><br />
any unauthorised third party, and that every reasonable effort will be<br />
made <strong>to</strong> see that data is not disclosed accidentally.<br />
Unauthorised disclosure is a disciplinary matter and may be considered<br />
gross misconduct. If in any doubt, <strong>the</strong> <strong>College</strong> Data Protection Officer<br />
should be consulted. Persons making unauthorised disclosures may also<br />
be subject <strong>to</strong> legal sanctions or remedies at <strong>the</strong> instance <strong>of</strong> <strong>the</strong> data<br />
subject or <strong>the</strong> Information Commissioner.<br />
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SECTION 3.14<br />
Data protection continued...<br />
POLICIES & PROCEDURES<br />
Personal data must be kept securely and examples <strong>of</strong> how this may be<br />
done will include:<br />
• keeping <strong>the</strong> data locked in a filing cabinet, drawer or room; or<br />
• if <strong>the</strong> data is computerised, ensuring that <strong>the</strong> data is password protected<br />
or kept only on disk which is itself kept securely; or<br />
• any o<strong>the</strong>r appropriate security measure.<br />
x.<br />
Data subjects’ consent<br />
Certain types <strong>of</strong> personal data may be processed for particular purposes<br />
without <strong>the</strong> consent <strong>of</strong> individual data subjects. However, it is <strong>the</strong><br />
<strong>College</strong>’s policy <strong>to</strong> seek express consent whenever practicable from<br />
individual data subjects for <strong>the</strong> main ways in which <strong>the</strong> <strong>College</strong> may hold<br />
and process personal data concerning <strong>the</strong>m. This is <strong>to</strong> allow individuals<br />
an opportunity <strong>to</strong> raise any objections <strong>to</strong> any intended processing <strong>of</strong><br />
personal data. The <strong>College</strong> will consider any such objections but reserves<br />
<strong>the</strong> right <strong>to</strong> process personal data in order <strong>to</strong> carry out its functions as<br />
permitted by law.<br />
Therefore, all prospective Fellows, <strong>staff</strong>, admissions candidates and<br />
students will be asked <strong>to</strong> sign a consent form regarding particular types <strong>of</strong><br />
information which <strong>the</strong> <strong>College</strong> may in due course hold or process about<br />
<strong>the</strong>m. Existing Fellows, <strong>staff</strong> and students will also be asked <strong>to</strong> sign a<br />
consent form.<br />
xi.<br />
Right <strong>to</strong> access personal data<br />
Data protection policy<br />
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Staff, students and o<strong>the</strong>r individuals have <strong>the</strong> right under <strong>the</strong> 1998 Act <strong>to</strong><br />
access any personal data that is being held about <strong>the</strong>m ei<strong>the</strong>r in an<br />
“au<strong>to</strong>matically processable form” (mainly computer records) or in a<br />
“relevant filing system” (i.e. any set <strong>of</strong> information structured in such a<br />
way that specific information relating <strong>to</strong> a particular individual is readily<br />
accessible) and <strong>to</strong> request <strong>the</strong> correction <strong>of</strong> such data where <strong>the</strong>y are<br />
incorrect. An individual who wishes <strong>to</strong> exercise his or her right <strong>of</strong> access<br />
is asked <strong>to</strong> complete <strong>the</strong> <strong>College</strong> “Access <strong>to</strong> Personal Data” form which is<br />
available from <strong>the</strong> <strong>College</strong> Office and give it <strong>to</strong> <strong>the</strong> Data Protection<br />
Officer.
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SECTION 3.14<br />
Any inaccuracies in data disclosed in this way should be communicated<br />
immediately <strong>to</strong> <strong>the</strong> Data Protection Officer who shall take appropriate<br />
steps <strong>to</strong> make <strong>the</strong> necessary amendments.<br />
POLICIES & PROCEDURES<br />
The <strong>College</strong> will make a charge <strong>of</strong> £10 (or such o<strong>the</strong>r charge as is<br />
permitted from time <strong>to</strong> time by <strong>the</strong> Data Protection Act 1998) on each<br />
occasion that access is requested and this fee should accompany <strong>the</strong><br />
Access <strong>to</strong> Personal Data form. In accordance with <strong>the</strong> 1998 Act, <strong>the</strong><br />
<strong>College</strong> reserves <strong>the</strong> right <strong>to</strong> refuse repeated requests where a reasonable<br />
period has not elapsed between requests.<br />
The <strong>College</strong> will normally respond <strong>to</strong> <strong>the</strong> request for access <strong>to</strong> personal<br />
data within 40 days (including bank holidays and weekends) <strong>of</strong> <strong>the</strong><br />
request or payment <strong>of</strong> <strong>the</strong> fee, whichever is <strong>the</strong> later.<br />
The provisions <strong>of</strong> <strong>the</strong> 1998 Act and individuals’ access rights will not<br />
come in<strong>to</strong> effect fully until 23 Oc<strong>to</strong>ber 2007. The Freedom <strong>of</strong><br />
Information Act 2000 gives individuals extended rights <strong>of</strong> access in<br />
certain circumstances <strong>to</strong> information which is not held on computer or in<br />
a relevant filing system.<br />
Please contact <strong>the</strong> Data Protection Officer for fur<strong>the</strong>r information.<br />
xii.<br />
Disclosure outside <strong>the</strong> EEA<br />
The <strong>College</strong> may, from time <strong>to</strong> time, desire <strong>to</strong> transfer personal data <strong>to</strong><br />
countries or terri<strong>to</strong>ries outside <strong>the</strong> European Economic Area in<br />
accordance with purposes made known <strong>to</strong> individual data subjects. For<br />
example, <strong>the</strong> names and contact details at <strong>the</strong> <strong>College</strong> <strong>of</strong> members <strong>of</strong> <strong>staff</strong><br />
on a website may constitute a transfer <strong>of</strong> personal data world wide.<br />
Accordingly, <strong>the</strong> consent form signifies an individual’s consent <strong>to</strong> <strong>the</strong><br />
inclusion <strong>of</strong> such data on an authorised <strong>College</strong> website. If an individual<br />
wishes <strong>to</strong> raise an objection <strong>to</strong> this disclosure <strong>the</strong>n written notice should<br />
be given <strong>to</strong> <strong>the</strong> Bursar.<br />
O<strong>the</strong>r personal data, even if it would o<strong>the</strong>rwise constitute fair processing,<br />
must not, unless certain exemptions apply or protective measures are<br />
taken, be disclosed or transferred outside <strong>the</strong> EEA <strong>to</strong> a country or terri<strong>to</strong>ry<br />
which does not ensure an adequate level <strong>of</strong> protection for <strong>the</strong> rights and<br />
freedoms <strong>of</strong> data subjects.<br />
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POLICIES & PROCEDURES<br />
xiii. Sensitive personal data<br />
The <strong>College</strong> may from time <strong>to</strong> time process “sensitive personal data”<br />
relating <strong>to</strong> <strong>staff</strong> <strong>of</strong> <strong>the</strong> <strong>College</strong>.<br />
“Sensitive personal data” is information as <strong>to</strong> a data subject’s racial or<br />
ethnic origin, political opinions, religious beliefs or beliefs <strong>of</strong> a similar<br />
nature, trade union membership, physical or mental health or condition,<br />
sexual life, <strong>of</strong>fences or alleged <strong>of</strong>fences, and information relating <strong>to</strong> any<br />
proceedings for <strong>of</strong>fences committed or allegedly committed by <strong>the</strong> data<br />
subject, including <strong>the</strong> outcome <strong>of</strong> those proceedings.<br />
Currently, <strong>the</strong> <strong>College</strong> envisages <strong>the</strong> need <strong>to</strong> process sensitive personal<br />
data including data relating <strong>to</strong> ethnic origin, medical records and<br />
criminal records. For example, data relating <strong>to</strong> <strong>the</strong> ethnic origin <strong>of</strong> <strong>staff</strong><br />
<strong>of</strong> <strong>the</strong> <strong>College</strong> may be processed for <strong>the</strong> purposes <strong>of</strong> equal opportunities<br />
moni<strong>to</strong>ring or <strong>to</strong> identify any necessary dietary requirements. Medical<br />
records need <strong>to</strong> be processed for <strong>the</strong> provision <strong>of</strong> healthcare and general<br />
welfare, <strong>to</strong> identify any necessary dietary requirements and <strong>to</strong> assist in<br />
meeting <strong>the</strong> needs <strong>of</strong> members <strong>of</strong> <strong>the</strong> <strong>College</strong> Community with<br />
disabilities. In exceptional circumstances, <strong>the</strong> <strong>College</strong> may need <strong>to</strong><br />
process information regarding criminal convictions or alleged <strong>of</strong>fences in<br />
connection, for example, with any disciplinary proceedings or o<strong>the</strong>r legal<br />
obligations.<br />
In o<strong>the</strong>r circumstances, where sensitive personal data is <strong>to</strong> be held or<br />
processed, <strong>the</strong> <strong>College</strong> will seek <strong>the</strong> explicit consent <strong>of</strong> <strong>the</strong> member <strong>of</strong><br />
<strong>the</strong> <strong>College</strong> Community in question unless one <strong>of</strong> <strong>the</strong> limited exemptions<br />
provided in <strong>the</strong> Data Protection Act 1998 applies (such as <strong>to</strong> perform a<br />
legal duty regarding employees or <strong>to</strong> protect <strong>the</strong> data subject’s or a third<br />
party’s vital interests).<br />
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In order <strong>to</strong> comply with <strong>the</strong> <strong>College</strong>’s legal obligations under <strong>the</strong> Data<br />
Protection Act 1998, disclosure <strong>of</strong> this information will not be made<br />
unless <strong>the</strong> Data Protection Officer is satisfied that <strong>the</strong> disclosure is in<br />
accordance with <strong>the</strong> law and is necessary and proportionate for one <strong>of</strong><br />
<strong>the</strong> purposes specified in Article 8.2 <strong>to</strong> <strong>the</strong> European Convention on<br />
Human Rights. This states that an interference with <strong>the</strong> right <strong>to</strong> respect<br />
for private life (including use <strong>of</strong> private information) may be justified only<br />
if (inter alia) it is necessary “in <strong>the</strong> interests <strong>of</strong> national security, public<br />
safety or <strong>the</strong> economic well-being <strong>of</strong> <strong>the</strong> country, for <strong>the</strong> prevention <strong>of</strong><br />
disorder or crime, or for <strong>the</strong> protection <strong>of</strong> health or morals, or for <strong>the</strong><br />
protection <strong>of</strong> <strong>the</strong> rights and freedoms <strong>of</strong> o<strong>the</strong>rs”.
Data protection continued...<br />
SECTION 3.14<br />
CCTV<br />
POLICIES & PROCEDURES<br />
The <strong>College</strong> operates a number <strong>of</strong> CCTV cameras in order <strong>to</strong> assist with<br />
security for members <strong>of</strong> <strong>the</strong> <strong>College</strong> Community and in respect <strong>of</strong> <strong>College</strong><br />
property. If you have any queries regarding <strong>the</strong> operation <strong>of</strong> <strong>the</strong> CCTV<br />
system, please speak <strong>to</strong> <strong>the</strong> Domus Bursar. If you wish <strong>to</strong> access any<br />
personal data about you on <strong>the</strong> CCTV system, you are asked <strong>to</strong> complete<br />
and return an Access <strong>to</strong> Personal Data form (with <strong>the</strong> requisite £10 fee)<br />
with as much information as possible <strong>to</strong> enable <strong>the</strong> data <strong>to</strong> be located<br />
(including, if possible, details <strong>of</strong> <strong>the</strong> relevant camera, date and time).<br />
Email<br />
It is permissible and appropriate for <strong>the</strong> <strong>College</strong> <strong>to</strong> keep records <strong>of</strong><br />
internal communications which are relevant <strong>to</strong> an individual’s ongoing<br />
relationship with <strong>the</strong> <strong>College</strong>, including information concerning<br />
performance and conduct issues, provided such records comply with <strong>the</strong><br />
Data Protection principles.<br />
It is recognised that email is used for such communications and that such<br />
emails should form part <strong>of</strong> <strong>the</strong> <strong>College</strong>’s records. It goes beyond <strong>the</strong><br />
scope <strong>of</strong> this policy document <strong>to</strong> address <strong>the</strong> appropriate use <strong>of</strong> email in<br />
<strong>the</strong> proper functioning <strong>of</strong> <strong>the</strong> <strong>College</strong>, and <strong>the</strong> limitations and legal<br />
implications with this mode <strong>of</strong> communication. However, all members<br />
<strong>of</strong> <strong>the</strong> <strong>College</strong> Community need <strong>to</strong> be aware that:<br />
• <strong>the</strong> 1998 Act applies <strong>to</strong> emails which contain personal data about<br />
individuals which are sent or received by members <strong>of</strong> <strong>the</strong> <strong>College</strong><br />
Community (o<strong>the</strong>r than for <strong>the</strong>ir own private purposes as opposed <strong>to</strong><br />
<strong>College</strong> purposes);<br />
• subject <strong>to</strong> certain exceptions, individual data subjects will be entitled <strong>to</strong><br />
make a data subject access request and have access <strong>to</strong> emails which<br />
contain personal data concerning <strong>the</strong>m, provided that <strong>the</strong> individual data<br />
subject can provide sufficient information for <strong>the</strong> <strong>College</strong> <strong>to</strong> locate <strong>the</strong><br />
personal data in <strong>the</strong> emails; and<br />
• <strong>the</strong> legislation applies <strong>to</strong> all emails from and <strong>to</strong> members <strong>of</strong> <strong>the</strong> <strong>College</strong><br />
Community which are sent and received for <strong>College</strong> purposes, whe<strong>the</strong>r<br />
or not <strong>the</strong> emails are sent through <strong>the</strong> <strong>College</strong> email system or on an<br />
individual’s own email account.<br />
Data protection policy<br />
STAFF HANDBOOK 103
SECTION 3.15<br />
Computer facilities, e-mail & <strong>the</strong> internet<br />
POLICIES & PROCEDURES<br />
1. GENERAL<br />
• This policy applies <strong>to</strong> all <strong>staff</strong> and Fellows <strong>of</strong> <strong>the</strong> <strong>College</strong>.<br />
• You may make reasonable personal use <strong>of</strong> computing facilities provided<br />
by <strong>the</strong> <strong>College</strong>. This personal use should not interfere with <strong>the</strong><br />
performance <strong>of</strong> your duties or cause any damage or difficulty <strong>to</strong><br />
computers or <strong>to</strong> networks, or any difficulty or distress <strong>to</strong> o<strong>the</strong>rs.<br />
• You should use computing facilities in a reasonable manner. You should<br />
not install any s<strong>of</strong>tware without <strong>the</strong> agreement <strong>of</strong> <strong>the</strong> IT Manager, and<br />
you should not reconfigure any machine you have access <strong>to</strong> against <strong>the</strong><br />
advice <strong>of</strong> <strong>the</strong> appropriate authorised <strong>of</strong>ficer.<br />
• You may not make use <strong>of</strong> <strong>the</strong> <strong>College</strong>’s IT facilities for private financial<br />
gain or for commercial purposes outside <strong>the</strong> scope <strong>of</strong> <strong>of</strong>ficial duties or<br />
functions, without specific authorisation <strong>to</strong> do so.<br />
2.<br />
INTERNET USAGE (INCLUDING E-MAIL, THE WEB, CHATROOMS)<br />
• You may make occasional use <strong>of</strong> <strong>the</strong> Web for o<strong>the</strong>r than strictly work<br />
purposes provided it does not adversely affect your work and <strong>the</strong> work <strong>of</strong><br />
o<strong>the</strong>rs and has a minimal effect on <strong>the</strong> <strong>College</strong>’s resources.<br />
• You may make occasional use <strong>of</strong> <strong>College</strong> facilities for personal e-mails,<br />
provided that this does not have more than a minimal impact on<br />
resources and does not adversely affect your work or <strong>the</strong> work <strong>of</strong> o<strong>the</strong>rs.<br />
• If an e-mail is personal, you may wish <strong>to</strong> make this clear by using <strong>the</strong><br />
word ‘personal’ in <strong>the</strong> subject line.<br />
• When you send e-mail, you should remember <strong>the</strong> following:-<br />
Computer facilities,<br />
E-mail & internet<br />
i.<br />
ii.<br />
An e-mail message is legally equivalent <strong>to</strong> a letter. e-mail messages can<br />
be defama<strong>to</strong>ry and can form contracts. For <strong>the</strong>se reasons, it is important<br />
<strong>to</strong> take <strong>the</strong> same care in composing e-mail messages as in composing<br />
letters.<br />
Private e-mails should not use <strong>Downing</strong> signature blocks.<br />
104 S<br />
TAFF HANDBOOK<br />
iii.<br />
e-mail messages, like o<strong>the</strong>r documents, can be disclosed <strong>to</strong> <strong>the</strong> person<br />
that <strong>the</strong>y are about, under <strong>the</strong> Data Protection Act and in <strong>the</strong> event <strong>of</strong><br />
legal proceedings.
iv.<br />
3.<br />
Computer facilities, e-mail & <strong>the</strong> internet<br />
continued...<br />
The <strong>College</strong> cannot guarantee that communications will not be<br />
accessed illicitly.<br />
SECURITY AND PROTECTION OF INFORMATION<br />
SECTION 3.15<br />
POLICIES & PROCEDURES<br />
• You should guard confidential material and personal information by <strong>the</strong><br />
proper use <strong>of</strong> passwords and o<strong>the</strong>r security measures.<br />
• Not all computer systems are suitable for <strong>the</strong> s<strong>to</strong>rage <strong>of</strong> confidential<br />
information. You can get advice on this from <strong>the</strong> <strong>College</strong>’s IT Manager.<br />
• You can protect highly sensitive material through <strong>the</strong> use <strong>of</strong> encryption.<br />
The IT Manager can advise you on this.<br />
• You must not disclose passwords or o<strong>the</strong>r access codes <strong>to</strong> o<strong>the</strong>r persons.<br />
• You must comply with <strong>the</strong> Data Protection Act, which requires that <strong>the</strong><br />
<strong>College</strong> keeps personal information secure.<br />
• When working with confidential information, you must take care not <strong>to</strong><br />
leave it inappropriately on screen. You should not leave your computer<br />
logged on when unattended, unless it is in a secure location.<br />
• You should observe <strong>the</strong> same standards <strong>of</strong> confidentiality for<br />
electronically held or generated information as for information held on<br />
paper.<br />
If you have a concern about <strong>the</strong> inadequate protection <strong>of</strong> data, you<br />
should inform your Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer<br />
so that any necessary steps can be taken <strong>to</strong> safeguard <strong>the</strong> data.<br />
All <strong>staff</strong> and Fellows have an obligation <strong>to</strong> protect data and systems by<br />
following current recommendations <strong>to</strong> avoid damage from viruses and<br />
o<strong>the</strong>r malicious programmes. You can get advice from <strong>the</strong> IT <strong>staff</strong> about<br />
this.<br />
Computer facilities,<br />
E-mail & internet<br />
STAFF HANDBOOK 105
SECTION 3.15<br />
POLICIES & PROCEDURES<br />
4.<br />
Computer facilities, e-mail & <strong>the</strong> internet<br />
continued...<br />
MISUSE OF COMPUTING FACILITIES<br />
As stated above, <strong>the</strong> <strong>College</strong> permits reasonable personal as well as<br />
pr<strong>of</strong>essional use <strong>of</strong> computing facilities. You should be careful not <strong>to</strong><br />
misuse <strong>the</strong>se facilities, for instance by:<br />
• Hacking – attempting <strong>to</strong> access systems or information within or outside<br />
<strong>the</strong> <strong>College</strong> without authority, or encouraging o<strong>the</strong>rs <strong>to</strong> do so.<br />
• Accessing from <strong>the</strong> Internet material which is counter ei<strong>the</strong>r <strong>to</strong><br />
legislation, <strong>College</strong> rules or policies (e.g. equal opportunities) or <strong>to</strong><br />
commonly accepted standards, or is likely <strong>to</strong> be <strong>of</strong>fensive <strong>to</strong> reasonable<br />
people. If you are concerned that accidental access <strong>to</strong> such sites has<br />
taken place, you may wish <strong>to</strong> report your concerns <strong>to</strong> an appropriate<br />
person.<br />
• e-mail communications, which constitute bullying or harassment, as<br />
defined in section 3:5 <strong>of</strong> <strong>the</strong> <strong>College</strong> Staff Handbook.<br />
5.<br />
INVESTIGATION OF MISUSE AND INTERCEPTION<br />
The <strong>College</strong> will investigate any suspected misuse <strong>of</strong> computing facilities.<br />
Investiga<strong>to</strong>rs may need <strong>to</strong> inspect any files held on any <strong>of</strong> <strong>the</strong> <strong>College</strong>’s<br />
computing systems. These inspections will be applied only when <strong>the</strong>re<br />
are grounds <strong>to</strong> suspect that misuse has occurred and in a strictly<br />
controlled manner. When inspection is deemed <strong>to</strong> be necessary, <strong>the</strong><br />
Bursar shall give permission for such access. Access will only be allowed<br />
in so far as it is necessary for <strong>the</strong> <strong>College</strong> <strong>to</strong> comply with national<br />
legislation, e.g. <strong>the</strong> Regulation <strong>of</strong> Investiga<strong>to</strong>ry Powers Act and <strong>the</strong> Lawful<br />
Business Practice Regulations, or in connection with <strong>the</strong> investigation <strong>of</strong><br />
misuse. Access will be initiated in accordance with <strong>the</strong> provisions <strong>of</strong> that<br />
legislation and <strong>to</strong> <strong>the</strong> extent permitted by data protection and human<br />
rights legislation and by general principles <strong>of</strong> employment law.<br />
Computer facilities,<br />
E-mail & internet<br />
106 S<br />
TAFF HANDBOOK
Computer facilities, e-mail & <strong>the</strong> internet<br />
continued...<br />
If <strong>the</strong>re is a need <strong>to</strong> access files, <strong>the</strong> individual member <strong>of</strong> <strong>staff</strong> or Fellow<br />
will normally be asked for his or her consent; however, in certain<br />
circumstances it may exceptionally be necessary <strong>to</strong> obtain access without<br />
consent –<br />
SECTION 3.15<br />
POLICIES & PROCEDURES<br />
• If urgent access is critically required for operational purposes but <strong>the</strong><br />
individual is absent and cannot be contacted;<br />
• If <strong>the</strong>re is prima facie evidence that an individual may be misusing<br />
facilities <strong>to</strong> an extent which would be considered serious or gross<br />
misconduct, or if <strong>the</strong>re is a need <strong>to</strong> initiate an investigation and <strong>the</strong>re is a<br />
serious possibility that evidence might be destroyed.<br />
In o<strong>the</strong>r situations, <strong>the</strong> privacy <strong>of</strong> individuals will be respected, and that<br />
privacy will be protected especially in connection with individual<br />
members <strong>of</strong> <strong>staff</strong> and Fellows, <strong>the</strong>ir work, and <strong>the</strong> <strong>College</strong>, its systems and<br />
resources.<br />
As part <strong>of</strong> normal procedures, computers linked <strong>to</strong> networks may be<br />
scanned au<strong>to</strong>matically for vulnerability, and <strong>the</strong> Bursar may authorise <strong>the</strong><br />
routine moni<strong>to</strong>ring <strong>of</strong> Internet access generally, including E-mail traffic<br />
volume (but not content), within <strong>the</strong> local area network.<br />
6.<br />
MISUSE AND DISCIPLINARY ACTION<br />
The Bursar will decide in <strong>the</strong> light <strong>of</strong> <strong>the</strong> outcome <strong>of</strong> an investigation <strong>of</strong><br />
possible misuse <strong>of</strong> computing facilities whe<strong>the</strong>r disciplinary action is<br />
appropriate and, if it is judged appropriate, will instigate necessary action<br />
in accordance with <strong>the</strong> relevant disciplinary procedures.<br />
Computer facilities,<br />
E-mail & internet<br />
STAFF HANDBOOK 107
SECTION 3.16<br />
Telephones and mobile telephones<br />
POLICIES & PROCEDURES<br />
Telephones and mobile<br />
telephones<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
vi.<br />
You must not abuse <strong>the</strong> fact that you have access <strong>to</strong> our telephones for<br />
both internal and external use. For example, you must not use our<br />
telephones for excessive or unnecessary personal calls.<br />
If we provide you with a mobile phone for use on our business, <strong>the</strong><br />
handset, associated equipment and account remain <strong>the</strong> property <strong>of</strong> <strong>the</strong><br />
<strong>College</strong> at all times and must not be used in any way which may bring<br />
<strong>the</strong> <strong>College</strong> in<strong>to</strong> disrepute. The terms and conditions <strong>of</strong> <strong>the</strong> Mobile<br />
Phone Scheme will be provided <strong>to</strong> you and failure <strong>to</strong> abide by <strong>the</strong>se<br />
terms and conditions will be a disciplinary <strong>of</strong>fence.<br />
The user is responsible for <strong>the</strong> safekeeping and correct use <strong>of</strong> <strong>the</strong> handset<br />
and associated equipment. In particular, you will agree <strong>to</strong> take proper<br />
care <strong>of</strong> <strong>the</strong> mobile phone and not leave it unattended, and shall not leave<br />
it in <strong>the</strong> possession <strong>of</strong> an unauthorised person or allow him or her <strong>to</strong> use<br />
it. The mobile phone must be logged in and out in accordance with any<br />
procedure that we specify.<br />
No mobile phone used by you in relation <strong>to</strong> our business should be used<br />
unlawfully or illegally. In particular, it should not be used for purposes<br />
<strong>of</strong>, or related <strong>to</strong>, discrimination, victimisation, or harassment, in any<br />
circumstances whatsoever. When driving <strong>of</strong>f <strong>the</strong> Domus, <strong>the</strong> mobile<br />
phone must be switched <strong>of</strong>f. When driving on <strong>the</strong> Domus, <strong>the</strong> phone<br />
may be turned on, but you must s<strong>to</strong>p your vehicle <strong>to</strong> make or receive<br />
calls.<br />
There are three different billing schemes associated with <strong>the</strong> provision <strong>of</strong><br />
a mobile phone by <strong>the</strong> <strong>College</strong>. If a mobile phone is provided <strong>to</strong> you,<br />
you will be informed which scheme applies <strong>to</strong> you.<br />
You must indemnify us against any liability we incur in relation <strong>to</strong> your<br />
breach <strong>of</strong> <strong>the</strong>se rules, and this indemnity shall continue even after such<br />
time as your employment with us ends.<br />
108 S<br />
TAFF HANDBOOK<br />
vii.<br />
Staff are requested not <strong>to</strong> make or receive non-urgent personal calls on<br />
<strong>the</strong>ir own mobile phones during working time.
Use <strong>of</strong> vehicles<br />
SECTION 3.17<br />
i. In <strong>the</strong> event that you are required <strong>to</strong> travel on authorised business on<br />
behalf <strong>of</strong> <strong>the</strong> <strong>College</strong> and <strong>to</strong> use your own vehicle or one <strong>of</strong> our<br />
vehicles, you must:<br />
• hold a full current and valid driving licence and be willing <strong>to</strong> produce it<br />
<strong>to</strong> us on demand from time <strong>to</strong> time;<br />
• only travel on our business if your vehicle is in a safe and roadworthy<br />
condition, covered by an MOT certificate, if appropriate, and a road<br />
fund licence, and be willing <strong>to</strong> produce <strong>the</strong>m <strong>to</strong> us on demand;<br />
POLICIES & PROCEDURES<br />
Use <strong>of</strong> vehicles<br />
• drive <strong>the</strong> vehicle carefully and lawfully; and<br />
• report any accident or incident involving <strong>the</strong> vehicle when used on<br />
business, regardless <strong>of</strong> fault, <strong>to</strong> your Head <strong>of</strong> Department or your<br />
Supervising <strong>College</strong> Officer without delay.<br />
ii.<br />
iii.<br />
If you do use your vehicle for our business, you are required <strong>to</strong> produce<br />
your insurance policy which must specify that you are covered for<br />
business travel, and we may, by arrangement, pay for that part <strong>of</strong> your<br />
insurance if an additional charge is levied.<br />
If you use one <strong>of</strong> our vehicles, you must:<br />
• use it only on our business and in compliance with any procedures that<br />
we notify you <strong>of</strong> from time <strong>to</strong> time;<br />
• have permission <strong>to</strong> use it;<br />
• comply with <strong>the</strong> terms <strong>of</strong> our insurance cover; and<br />
• report any fault with <strong>the</strong> vehicle as soon as possible <strong>to</strong> your Head <strong>of</strong><br />
Department or your Supervising <strong>College</strong> Officer.<br />
iv.<br />
The <strong>College</strong> cannot, under any circumstances, accept responsibility for<br />
parking or o<strong>the</strong>r fines incurred by you while driving any <strong>of</strong> our vehicles.<br />
STAFF HANDBOOK 109
SECTION 3.17<br />
Use <strong>of</strong> vehicles continued...<br />
POLICIES & PROCEDURES<br />
Use <strong>of</strong> vehicles<br />
v.<br />
vi.<br />
vii.<br />
In <strong>the</strong> event <strong>of</strong> an accident while driving one <strong>of</strong> our vehicles for which<br />
you are held <strong>to</strong> be at fault, you may be required <strong>to</strong> pay <strong>the</strong> cost <strong>of</strong> <strong>the</strong><br />
insurance excess, up <strong>to</strong> a maximum <strong>of</strong> £250.<br />
You must provide us in writing with details <strong>of</strong> <strong>the</strong> business mileage you<br />
have undertaken on our behalf, <strong>to</strong>ge<strong>the</strong>r with <strong>copy</strong> receipts for any petrol<br />
or diesel purchased. Provided we have authorised your use <strong>of</strong> our vehicle<br />
for <strong>the</strong> purpose in question, we will reimburse any expenses that you<br />
have reasonably incurred as a result. When you have been authorised <strong>to</strong><br />
use your own vehicle, your mileage for <strong>the</strong> journey in question will be<br />
reimbursed at <strong>the</strong> current mileage rate in force.<br />
You must indemnify us against any liability we incur as a result <strong>of</strong>:<br />
• your driving a vehicle on our business unlawfully or without a driving<br />
licence, or (if you are driving our vehicle) breaching <strong>the</strong> terms <strong>of</strong> our<br />
insurance;<br />
• your driving a vehicle (which is not our vehicle) on our business and not<br />
being insured, or not having an MOT certificate, or not having a road<br />
fund licence;<br />
and this indemnity shall continue even after such time as your<br />
employment with us ends.<br />
110 S<br />
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Security<br />
SECTION 3.18<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
You must co-operate with us and o<strong>the</strong>r <strong>staff</strong> <strong>to</strong> maintain <strong>the</strong> security <strong>of</strong><br />
<strong>College</strong> buildings and <strong>the</strong>ir contents and <strong>to</strong> ensure <strong>the</strong> safety <strong>of</strong> o<strong>the</strong>rs<br />
visiting or working or living at <strong>the</strong> <strong>College</strong>.<br />
CCTV cameras are used on <strong>the</strong> Domus <strong>to</strong> help <strong>to</strong> safeguard <strong>the</strong> security<br />
<strong>of</strong> people and property. Cameras, which are capable <strong>of</strong> being directed<br />
and zoomed remotely, are positioned <strong>to</strong> capture views <strong>of</strong> <strong>the</strong> car parking<br />
areas, <strong>the</strong> main entrance and strategic areas, as well as general views<br />
across <strong>the</strong> Domus. The live pictures are viewed, from time <strong>to</strong> time, by <strong>the</strong><br />
<strong>College</strong>’s Porters, in order <strong>to</strong> detect any suspicious activity.<br />
Warning signs are in place at strategic points <strong>to</strong> inform <strong>staff</strong>, students,<br />
Fellows and members <strong>of</strong> <strong>the</strong> public that surveillance cameras are in<br />
operation.<br />
CCTV footage is retained for 30 days, s<strong>to</strong>red in a secure location. It is<br />
<strong>the</strong>n over-written if not required as evidence.<br />
Information derived from CCTV surveillance will only be used for<br />
security purposes unless it leads <strong>to</strong> <strong>the</strong> discovery <strong>of</strong> an activity that no<br />
employer could reasonably be expected <strong>to</strong> ignore, for example, breaches<br />
<strong>of</strong> Health and Safety rules that put o<strong>the</strong>rs at risk.<br />
You have <strong>the</strong> right <strong>of</strong> access <strong>to</strong> information about you held on CCTV<br />
footage. If you request access, you will be asked <strong>to</strong>: complete a Data<br />
Access Request Form (available from <strong>the</strong> Data Protection Officer, Mr<br />
Richard Stibbs); provide details <strong>of</strong> <strong>the</strong> date, time, and location <strong>of</strong> <strong>the</strong><br />
CCTV recording; pay <strong>the</strong> current fee; and provide evidence <strong>of</strong> your<br />
identity.<br />
POLICIES & PROCEDURES<br />
Security<br />
STAFF HANDBOOK 111
SECTION 3.19<br />
Retirement procedure<br />
POLICIES & PROCEDURES<br />
i.<br />
ii.<br />
The normal retirement date for a member <strong>of</strong> <strong>the</strong> <strong>College</strong>’s non-academic<br />
<strong>staff</strong> is <strong>the</strong> end <strong>of</strong> <strong>the</strong> month in which his or her 65th birthday occurs.<br />
Not less than 6 months nor more than 12 months before a member <strong>of</strong><br />
<strong>staff</strong>’s 65th birthday <strong>the</strong> HR Officer will give written notice <strong>to</strong> <strong>the</strong><br />
employee <strong>of</strong> his or her approaching retirement date. The notice will<br />
include reference <strong>to</strong> <strong>the</strong> member <strong>of</strong> <strong>staff</strong>’s right <strong>to</strong> request not <strong>to</strong> retire on<br />
that date, and <strong>the</strong> manner in which such a request should be made and<br />
how it will be considered.<br />
Retirement procedure<br />
iii.<br />
A request <strong>to</strong> continue working past <strong>the</strong> normal retirement date must:<br />
• Be made, in writing if possible, <strong>to</strong> <strong>the</strong> Head <strong>of</strong> Department or Supervising<br />
<strong>College</strong> Officer.<br />
• Be made more than three months but less than six months before <strong>the</strong><br />
notified retirement date.<br />
• Must specify whe<strong>the</strong>r <strong>the</strong> employee wishes <strong>the</strong> employment <strong>to</strong> continue<br />
indefinitely, for a stated period, or until a stated date.<br />
• Must expressly state that it is a request under paragraph 5 <strong>of</strong> <strong>the</strong><br />
Employment Equality (Age) Regulations 2006.<br />
iv.<br />
A meeting will be held <strong>to</strong> consider any request <strong>to</strong> continue working<br />
beyond <strong>the</strong> normal retirement date:<br />
• Within a reasonable period.<br />
• Comprising <strong>the</strong> Head <strong>of</strong> Department or Supervising <strong>College</strong> Officer, <strong>the</strong><br />
HR Officer and <strong>the</strong> employee.<br />
• The employee has <strong>the</strong> right <strong>to</strong> be accompanied by ano<strong>the</strong>r member <strong>of</strong> <strong>the</strong><br />
non-academic <strong>staff</strong> <strong>of</strong> <strong>the</strong> <strong>College</strong>, if he or she so wishes.<br />
• The meeting will give full consideration <strong>to</strong> <strong>the</strong> representations made by<br />
<strong>the</strong> employee.<br />
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Retirement procedure continued...<br />
SECTION 3.19<br />
• The <strong>College</strong>’s decision on <strong>the</strong> request <strong>to</strong> continue working will normally<br />
be given <strong>to</strong> <strong>the</strong> employee within 5 working days and confirmed in<br />
writing.<br />
POLICIES & PROCEDURES<br />
• The employee will be informed <strong>of</strong> his or her right <strong>to</strong> appeal against <strong>the</strong><br />
decision.<br />
v.<br />
If <strong>the</strong> employee wishes <strong>to</strong> appeal:<br />
The appeal must be made, in writing if possible, <strong>to</strong> <strong>the</strong> Bursar within 7<br />
working days <strong>of</strong> receipt <strong>of</strong> <strong>the</strong> decision.<br />
• An appeal meeting will be held within a reasonable time.<br />
Retirement procedure<br />
• The appeal will normally be heard by <strong>the</strong> Bursar or such o<strong>the</strong>r person as<br />
he or she considers appropriate.<br />
• The employee will be invited <strong>to</strong> attend <strong>the</strong> appeal meeting <strong>to</strong> state his or<br />
her case.<br />
• The employee has <strong>the</strong> right <strong>to</strong> be accompanied by ano<strong>the</strong>r member <strong>of</strong><br />
<strong>the</strong> non-academic <strong>staff</strong> <strong>of</strong> <strong>the</strong> <strong>College</strong>, if he or she so wishes.<br />
• The <strong>College</strong>’s decision on <strong>the</strong> appeal will normally be given <strong>to</strong> <strong>the</strong><br />
employee within 5 working days and confirmed in writing.<br />
• The appeal decision will be final and binding.<br />
STAFF HANDBOOK 113
SECTION 3.20<br />
Redundancy policy<br />
POLICIES & PROCEDURES<br />
Redundancy policy<br />
i.<br />
ii.<br />
A redundancy will arise when:<br />
“The employer has ceased, or intends <strong>to</strong> cease <strong>to</strong> carry on business for<br />
<strong>the</strong> purposes <strong>of</strong> which <strong>the</strong> employee was employed by him, or has ceased<br />
or intends <strong>to</strong> cease <strong>to</strong> carry on that business in <strong>the</strong> place where <strong>the</strong><br />
employee was so employed; or <strong>the</strong> requirements <strong>of</strong> that business for<br />
employees <strong>to</strong> carry out work <strong>of</strong> a particular kind or for <strong>the</strong> employees <strong>to</strong><br />
carry out work <strong>of</strong> a particular kind at <strong>the</strong> place where <strong>the</strong>y were so<br />
employed, have ceased or diminished or are expected <strong>to</strong> cease or<br />
diminish”.<br />
Section 13 (1) Employment Rights Act 1996<br />
We will seek <strong>to</strong> avoid compulsory redundancies as far as is consistent<br />
with maintaining operational efficiency by means <strong>of</strong>:<br />
• Placing restrictions on recruitment.<br />
• Making reductions in overtime.<br />
• Restricting temporary contracts.<br />
• Inviting volunteers for redundancy.<br />
iii.<br />
Should compulsory redundancy prove unavoidable, we will:<br />
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Follow a fair and objective selection process.<br />
• Consult fully and consider any alternative positions that may be available.<br />
• Where redundancies affect fewer than 20 <strong>staff</strong> or take place over a period<br />
greater than 90 days, regard will be had <strong>to</strong> <strong>the</strong> statu<strong>to</strong>ry dismissal<br />
procedure.<br />
• Treat individual employees who are <strong>to</strong> be made redundant with<br />
consideration and respect.<br />
• Grant reasonable paid time <strong>of</strong>f during normal working hours <strong>to</strong><br />
employees who have been given notice <strong>of</strong> redundancy <strong>to</strong> look for new<br />
employment and <strong>to</strong> make arrangements for training for future<br />
employment.
Redundancy policy continued...<br />
SECTION 3.20<br />
iv.<br />
v.<br />
In <strong>the</strong> event <strong>of</strong> redundancy, whe<strong>the</strong>r voluntary or compulsory,<br />
redundancy pay will be calculated in accordance with <strong>the</strong> statu<strong>to</strong>ry<br />
rules by reference <strong>to</strong> <strong>the</strong> employee’s age, length <strong>of</strong> continuous service,<br />
and weekly gross pay (capped at <strong>the</strong> statu<strong>to</strong>ry maximum for redundancy<br />
pay purposes.) Redundancy payments are not normally taxable.<br />
Each completed year <strong>of</strong> continuous service up <strong>to</strong> a maximum <strong>of</strong> 20 years<br />
counts for payment on <strong>the</strong> following scale;<br />
POLICIES & PROCEDURES<br />
• For years <strong>of</strong> employment before age 22 years – ½ week’s pay for each year<br />
<strong>of</strong> service.<br />
• From age 22 years but less than 41 years – 1 week’s pay for each year <strong>of</strong><br />
service.<br />
Redundancy policy<br />
• From age 41 years – 1½ week’s pay for each year <strong>of</strong> service.<br />
vi.<br />
vii.<br />
viii.<br />
ix.<br />
Employees with less than two years’ continuous service at <strong>the</strong> date when<br />
notice <strong>of</strong> dismissal expires will have no entitlement <strong>to</strong> a redundancy<br />
payment.<br />
We will make every effort <strong>to</strong> <strong>of</strong>fer suitable alternative employment where<br />
possible. We may at our discretion and for a specified period <strong>of</strong> time <strong>of</strong>fer<br />
personal protection <strong>of</strong> basic salary, at <strong>the</strong> employee’s current grade, if he or<br />
she transfers <strong>to</strong> an alternative post with reasonably comparable duties.<br />
Should an <strong>of</strong>fer <strong>of</strong> alternative employment be made and accepted, this will<br />
usually commence immediately or no later than four weeks after <strong>the</strong><br />
employee’s original contract has been terminated. The employee will be<br />
entitled <strong>to</strong> a trial period in <strong>the</strong> new position <strong>of</strong> four weeks or longer by<br />
agreement when re-training is necessary. If during <strong>the</strong> trial period, ei<strong>the</strong>r<br />
<strong>the</strong> <strong>College</strong> or <strong>the</strong> employee decides <strong>to</strong> terminate <strong>the</strong> new position because<br />
it proves not <strong>to</strong> be suitable, <strong>the</strong>n <strong>the</strong> employee will be regarded as having<br />
been made redundant from <strong>the</strong> former position and will accordingly<br />
receive a redundancy payment.<br />
If an employee unreasonably refuses an <strong>of</strong>fer <strong>of</strong> alternative employment or<br />
unreasonably resigns during <strong>the</strong> trial period for a suitable alternative<br />
position, <strong>the</strong>n he or she will have no entitlement <strong>to</strong> a redundancy payment.<br />
STAFF HANDBOOK 115
SECTION 3.21<br />
Public interest disclosure procedure<br />
POLICIES & PROCEDURES<br />
Public interest<br />
disclosure procedure<br />
i.<br />
ii.<br />
iii.<br />
iv.<br />
v.<br />
We recognise that a member <strong>of</strong> <strong>staff</strong> is likely <strong>to</strong> be <strong>the</strong> first person <strong>to</strong><br />
realise that <strong>the</strong>re may be something seriously wrong within <strong>the</strong> <strong>College</strong>.<br />
However, you may not wish <strong>to</strong> express any concerns for fear that<br />
speaking up would be disloyal <strong>to</strong> a colleague or your employer; or, you<br />
may fear harassment or victimisation. In <strong>the</strong>se circumstances, it may be<br />
easier <strong>to</strong> ignore <strong>the</strong> concern ra<strong>the</strong>r than report a suspicion <strong>of</strong><br />
malpractice.<br />
We encourage our <strong>staff</strong> <strong>to</strong> raise genuine concerns about malpractice at<br />
<strong>the</strong> earliest practicable stage. Malpractice within this <strong>College</strong> is taken<br />
very seriously.<br />
This procedure is intended <strong>to</strong> provide safeguards <strong>to</strong> enable members <strong>of</strong><br />
<strong>staff</strong> <strong>to</strong> raise concerns about malpractice in connection with <strong>the</strong> <strong>College</strong>.<br />
The aim is <strong>to</strong> provide a rapid mechanism under which genuine concerns<br />
can be raised internally, without fear <strong>of</strong> adverse repercussions <strong>to</strong> <strong>the</strong><br />
individual. By inviting all members <strong>of</strong> <strong>staff</strong> <strong>to</strong> act responsibly in order <strong>to</strong><br />
uphold <strong>the</strong> reputation <strong>of</strong> <strong>the</strong> <strong>College</strong> and maintain public confidence, we<br />
also intend <strong>to</strong> promote a culture <strong>of</strong> openness and a shared sense <strong>of</strong><br />
integrity.<br />
This procedure also seeks <strong>to</strong> safeguard members <strong>of</strong> <strong>staff</strong> against<br />
uninformed or vexatious allegations, which can cause distress <strong>to</strong><br />
innocent individuals.<br />
The <strong>College</strong> may amend this procedure from time <strong>to</strong> time.<br />
Malpractice<br />
116 S<br />
TAFF HANDBOOK<br />
•<br />
•<br />
•<br />
The types <strong>of</strong> matters regarded as malpractice for <strong>the</strong> purposes <strong>of</strong> this<br />
procedure are as follows:<br />
Fraud or financial irregularity<br />
Corruption, bribery, or blackmail<br />
Criminal <strong>of</strong>fences<br />
Failure <strong>to</strong> comply with a legal or regula<strong>to</strong>ry obligation<br />
Miscarriage <strong>of</strong> justice<br />
Endangering <strong>the</strong> environment<br />
Concealment <strong>of</strong> any <strong>of</strong> <strong>the</strong> above<br />
•<br />
•<br />
•<br />
•<br />
•
Public interest disclosure procedure<br />
continued...<br />
Disclosure<br />
SECTION 3.21<br />
POLICIES & PROCEDURES<br />
A disclosure may be made by an employee, agency contract worker, or<br />
casual worker, who is employed or engaged by <strong>the</strong> <strong>College</strong> and has<br />
grounds <strong>to</strong> believe that malpractice has occurred, is occurring, or is likely<br />
<strong>to</strong> occur in connection with <strong>the</strong> <strong>College</strong>, whe<strong>the</strong>r on <strong>the</strong> part <strong>of</strong> a<br />
colleague or any o<strong>the</strong>r person.<br />
The disclosure should be made as soon as practicable and in confidence<br />
<strong>to</strong> <strong>the</strong> Bursar, or <strong>the</strong> Human Resources Officer (<strong>the</strong> Designated <strong>College</strong><br />
Assessors under this procedure), setting out grounds for <strong>the</strong> belief <strong>of</strong><br />
malpractice. This should be made in writing, but if this is not practicable,<br />
an oral disclosure may be made. Any disclosure should be accompanied<br />
by as much supporting written evidence as possible.<br />
Upon receipt <strong>of</strong> <strong>the</strong> initial disclosure, <strong>the</strong> Designated <strong>College</strong> Assessor<br />
will arrange <strong>to</strong> interview <strong>the</strong> discloser in confidence. The purpose <strong>of</strong> this<br />
meeting will be <strong>to</strong> obtain as much information as possible about <strong>the</strong><br />
grounds <strong>of</strong> <strong>the</strong> belief <strong>of</strong> malpractice and <strong>to</strong> consult with <strong>the</strong> discloser<br />
about fur<strong>the</strong>r steps which could be taken. The discloser may be<br />
accompanied by a work colleague at this interview, and <strong>the</strong> Designated<br />
<strong>College</strong> Assessor may be accompanied by ano<strong>the</strong>r <strong>College</strong> Officer who<br />
will take notes and retain complete confidentiality.<br />
Public interest<br />
disclosure procedure<br />
Fur<strong>the</strong>r Steps<br />
As soon as possible after <strong>the</strong> interview, or after <strong>the</strong> initial disclosure if no<br />
interview has taken place, <strong>the</strong> Designated <strong>College</strong> Assessor will report <strong>to</strong><br />
<strong>the</strong> Master recommending what fur<strong>the</strong>r steps, if any, should be taken.<br />
Such recommendations may, without limitation, include one or more <strong>of</strong><br />
<strong>the</strong> following:<br />
• that <strong>the</strong> matter should be reported <strong>to</strong> <strong>the</strong> Police;<br />
• that <strong>the</strong> matter should be reported <strong>to</strong> <strong>the</strong> Department for Education and<br />
Skills, <strong>the</strong> National Audit Office or o<strong>the</strong>r appropriate public authority;<br />
STAFF HANDBOOK 117
SECTION 3.21<br />
POLICIES & PROCEDURES<br />
Public interest disclosure procedure<br />
continued...<br />
• that <strong>the</strong> matter should be investigated ei<strong>the</strong>r internally by <strong>the</strong> <strong>College</strong>, a<br />
Committee <strong>of</strong> <strong>the</strong> <strong>College</strong>, external audi<strong>to</strong>rs, or investiga<strong>to</strong>rs appointed<br />
by <strong>the</strong> <strong>College</strong>,<br />
• that a member <strong>of</strong> <strong>staff</strong> should be given <strong>the</strong> opportunity <strong>to</strong> seek redress<br />
through <strong>the</strong> <strong>College</strong> Grievance Procedure or through an appeal under <strong>the</strong><br />
<strong>College</strong>'s Disciplinary Procedures relating <strong>to</strong> <strong>staff</strong>.<br />
The grounds on which <strong>the</strong> Bursar, or o<strong>the</strong>r Designated <strong>College</strong> Assessor,<br />
may recommend that no fur<strong>the</strong>r action by <strong>the</strong> <strong>College</strong> should be taken<br />
are as follows:<br />
Public interest<br />
disclosure procedure<br />
• that <strong>the</strong> Assessor is satisfied that <strong>the</strong>re is not a reasonable case that<br />
malpractice within <strong>the</strong> meaning <strong>of</strong> this procedure has occurred, is<br />
occurring, or is likely <strong>to</strong> occur; or<br />
• that <strong>the</strong> Assessor is satisfied that <strong>the</strong> discloser is not acting in good faith;<br />
or<br />
118 S<br />
TAFF HANDBOOK<br />
• that <strong>the</strong> matter concerned is already <strong>the</strong> subject <strong>of</strong> legal proceedings, or<br />
has already been referred <strong>to</strong> <strong>the</strong> Police, <strong>the</strong> Department for Education and<br />
Skills or o<strong>the</strong>r public authority; or<br />
• that <strong>the</strong> matter is already, or has already been, <strong>the</strong> subject <strong>of</strong> proceedings<br />
under one <strong>of</strong> <strong>the</strong> <strong>College</strong>'s o<strong>the</strong>r procedures relating <strong>to</strong> <strong>staff</strong>.<br />
The Designated <strong>College</strong> Assessor's recommendations will be made<br />
without revealing <strong>the</strong> name <strong>of</strong> <strong>the</strong> discloser as far as is practicable. If <strong>the</strong><br />
Master decides not <strong>to</strong> implement fully any such recommendations, his<br />
decision will be notified as soon as possible <strong>to</strong> <strong>the</strong> appropriate <strong>College</strong><br />
Committee <strong>to</strong>ge<strong>the</strong>r with his written reasons.<br />
Once <strong>the</strong> Master has decided what fur<strong>the</strong>r steps, if any, should be taken,<br />
<strong>the</strong> Designated <strong>College</strong> Assessor will inform <strong>the</strong> discloser <strong>of</strong> his decision.<br />
If no fur<strong>the</strong>r steps are proposed by <strong>the</strong> <strong>College</strong>, <strong>the</strong> Designated <strong>College</strong><br />
Assessor will provide written justification.<br />
If <strong>the</strong> malpractice which <strong>the</strong> discloser wishes <strong>to</strong> report relates, in any way,<br />
<strong>to</strong> <strong>the</strong> Bursar or <strong>the</strong> Human Resources Officer, <strong>the</strong>n <strong>the</strong> discloser should<br />
make <strong>the</strong> disclosure directly <strong>to</strong> <strong>the</strong> Master. If it relates <strong>to</strong> <strong>the</strong> Master, <strong>the</strong>n<br />
<strong>the</strong> disclosure should be made <strong>to</strong> <strong>the</strong> Vice Master.
Public interest disclosure procedure<br />
continued...<br />
Anyone making a disclosure will not be required by <strong>the</strong> <strong>College</strong>, without<br />
his or her consent, <strong>to</strong> participate in any enquiry or investigation in<strong>to</strong> <strong>the</strong><br />
matter established by <strong>the</strong> <strong>College</strong> unless <strong>the</strong>re are grounds <strong>to</strong> believe that<br />
<strong>the</strong> discloser may have been involved in misconduct or malpractice.<br />
SECTION 3.21<br />
POLICIES & PROCEDURES<br />
When <strong>the</strong> discloser participates in any such enquiry or investigation, that<br />
participation will be required <strong>to</strong> be on an open ra<strong>the</strong>r than on a<br />
confidential basis, although as far as practicable, <strong>the</strong> identity <strong>of</strong> <strong>the</strong><br />
individual as <strong>the</strong> original discloser <strong>of</strong> information under this procedure<br />
will remain confidential.<br />
The <strong>College</strong> will not - and will use all reasonable endeavours <strong>to</strong> ensure<br />
that its employees do not - subject <strong>the</strong> discloser <strong>to</strong> any detriment on <strong>the</strong><br />
grounds <strong>of</strong> a disclosure <strong>of</strong> information made by him or her in accordance<br />
with this procedure and in good faith. The discloser should report any<br />
complaints <strong>of</strong> such treatment <strong>to</strong> ei<strong>the</strong>r <strong>of</strong> <strong>the</strong> Designated <strong>College</strong><br />
Assessors (or <strong>to</strong> <strong>the</strong> Master). If <strong>the</strong> discloser wishes <strong>the</strong> <strong>College</strong> <strong>to</strong> take<br />
action in relation <strong>to</strong> any such complaint, <strong>the</strong> discloser may be asked <strong>to</strong><br />
provide written consent <strong>to</strong> <strong>the</strong> Bursar <strong>to</strong> reveal his or her identity for <strong>the</strong><br />
purposes <strong>of</strong> any such action.<br />
Public interest<br />
disclosure procedure<br />
However, <strong>the</strong> <strong>College</strong> may take disciplinary action against <strong>the</strong> discloser<br />
where <strong>the</strong>re are grounds <strong>to</strong> believe that <strong>the</strong> disclosure in question has<br />
been made maliciously or vexatiously, or where <strong>the</strong> discloser has,<br />
without good reason, failed <strong>to</strong> follow <strong>the</strong> appropriate procedural steps for<br />
making a disclosure as described in this procedure.<br />
STAFF HANDBOOK 119
NOTES<br />
120 S<br />
TAFF HANDBOOK
dow2 (2007)<br />
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