Forex - Alpari UK

Corporate Trading Account Application Form
Get started
It’s simple to apply for an account with Alpari UK. Just complete our application form, and you’ll be on your way to trading with Alpari UK.
Account information
Account type:
Please select the type of account you require. For more
information on the account types we offer please refer to
our account comparison table.
Market
MT5
Pro
Comparison table
Account type Min. deposit Products Platforms
Market
USD200
Forex
Precious metals
CFDs
MT4
Platform:
Spread betting 1
Please select on which platform you would like to trade.
MT5
USD200
Forex
Precious metals
MT5
MetaTrader 4
MetaTrader 5
Alpari Direct Pro
Alpari Direct
Spread betting
GBP250
Forex
Indices
Commodities
MT4
Currency: 2
Please select the currency for your account.
USD GBP EUR AUD
CHF SGD ZAR
Pro
USD10,000
USD20,000
Forex
Precious metals
Forex
Precious metals
MT4
Alpari Direct Pro
Alpari Direct
IB number: 3
If you were referred by an Introducing Broker, please enter the
IB number here.
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2
3
Spread betting is only available to residents of the UK and Republic of
Ireland. Please note this account type is ONLY available in GBP.
Please choose one account currency. Please note SGD and ZAR are not
available on Alpari Direct and Alpari Direct Pro platforms.
If you have been referred by an Introducing Broker or agent, please specify
their login/account number.
About the company
Company details
Company
name:
Registered
number:
Date of
incorporation:
Nature of
business:
D D M M Y Y Y
Y
Telephone:
Email:
Are you authorised by the FCA or similar regulatory body? Yes No
If yes, in which jurisdiction are you regulated?
Name of regulator
Registration/Authorisation number
Is the company or its parent listed on any stock exchange?
Yes
No
Does the company have a parent company?
Are you an EEA domiciled corporate entity or a non-EEA alternative
fund with EEA managers who are authorised under the AIFMD? Yes No If yes, please complete appendix A.
Yes
No
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About the company (continued)
Registered address
Address:
City/town:
Country:
Postcode:
Business and postal address
Please tick this box if your business and postal
address is the same as the registered address
Address:
City/town:
Country:
Postcode:
Names of ALL Directors
Resident, citizen or
national of
United States
Yes
No
If yes, please indicate the
Taxpayer Identification Number (TIN)
Yes
No
Yes
No
Yes
No
Yes
No
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About the company (continued)
Please name shareholders owning 25% or more
and detail the % of shares they hold
%
Resident, citizen or
national of
United States
Yes
No
If yes, please indicate the
Taxpayer Identification Number
(TIN)
%
%
%
Yes
Yes
Yes
No
No
No
Authorised person details
The authorised person is one with authority to issue instructions on the account.
Title:
Mr
Mrs
Miss
Ms
Dr
Job title:
First name:
Surname:
Mobile
telephone:
Email:
Landline
telephone:
Which one of the above is your primary contact number?
Mobile
Landline
Please tick this box to receive information about
Alpari UK products and services.
Security
Please specify a telephone/security password (8-10 characters)
The telephone password is a memorable word that will be used to verify your identity should you ever want to discuss your account with
us or trade by telephone. It can be any word or number or combination of both.
Financial background
Approximate annual turnover:
USD
Balance sheet total:
Approximately how much of funds are available for your
trading with Alpari UK:
USD
USD
Date of latest audited accounts upon which this
information is based:
D D M M Y Y Y
Y
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Authorised person’s trading experience
For regulation purposes, we would like to find out more about the authorised person’s trading experience, investment knowledge and
financial standing.
Over the past three years, how frequently have you traded the following products:
Forex
Shares/bonds
CFDs/spread bets
Frequently Sometimes Rarely Never
Frequently Sometimes Rarely Never
Frequently Sometimes Rarely Never
Occupational experience
I have a good understanding of trading derivatives, including trading
on margin, due to employment in the financial services sector.
Qualifications
I have a good understanding of trading derivatives, including trading
on margin, due to a relevant professional qualification or by education.
Yes
No
Yes
No
Declaration
We confirm we have read and understood the Client Agreement, Risk Warning Notice, Order of Execution Policy, Conflicts
of Interest Policy set out by Alpari (UK) Limited which are available at www.alpari.com/legal-documents. By submitting this
application and the required documentation, we agree to be bound by the terms of these documents.
We confirm we understand the full nature and risks of trading forex, CFDs and other derivatives.
We confirm that the funds to be traded are those of the company and not of any underlying clients.
We have access to the internet and consent to Alpari (UK) Limited providing us with information about changes to their
Client Agreement by posting such information on their company website www.alpari.co.uk.
We confirm that we are aged 18 years or over and that the information provided by us in this account opening process is
true and accurate and that we will notify Alpari (UK) Limited in writing of any material changes.
Finally, we guarantee that we do not breach any regulations of our country of residence in trading with Alpari (UK) Limited.
Signature of the
authorised person:
Date:
D D M M Y Y Y
Y
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Appendix A – European Market Infrastructure Regulation (EMIR) 1 Reporting
This Appendix in general is applicable to you if you are an EEA domiciled corporate entity or a non-EEA alternative fund with EEA
managers who are authorised under the Alternative Investment Fund Managers Directive (AIFMD).
EMIR lays down clearing and bilateral risk- management requirements for over-the-counter (‘OTC’) derivative contracts, reporting
requirements for derivative contracts and uniform requirements for the performance of activities of central counterparties (‘CCPs’)
and trade repositories.
Under EMIR, Alpari (UK) Limited (‘Alpari’) must report all OTC derivatives contracts concluded, modified or terminated with financial
and non-financial counterparties to a trade repository. Reporting requirements also apply to certain retrospectively concluded OTC
derivatives contracts.
Alpari is willing to report on your behalf, at no additional cost to you. Please note that in order to do so, we will require your
permission and the items of information set out in the table below. By completing and returning this Appendix, it will be taken
as an indication of your instruction for Alpari to report on your behalf. In order to assist you in meeting your own responsibilities
for checking and supervision of this arrangement, we will also supply you (upon request) with detailed reports of what has been
submitted in your name.
Counterparty ID* (This is your LEI/IEI (pre-LEI) number)
Nature of the counterparty Financial Counterparty (FC) Non-Financial Counterparty (NFC)
Financial Counterparty
Corporate Sector of the Financial Counterparty (please select one option only)
A: Authorised assurance undertaker C: Authorised credit institution F: Investment firm
I: Authorised insurance undertaker L: Authorised alternative investment fund manager
R: Reinsurance undertaking
U: UCITS and its management company
O: Institution for occupational retirement provision
Is the Financial Counterparty directly linked to commercial activity or treasury financing? Yes No
Non Financial Counterparty
Will you be above the Clearing threshold**? Yes No
* Legal Entity Identifier (‘LEI’) or Interim Entity Identifier (‘IEI’, also known as pre-LEI) can be obtained from a number of
organisations 2 .
**The clearing threshold is a “Sum” set by the European Securities and Markets Authority (ESMA) per financial instrument, and
which will serve as the threshold against which NFC’s will have to calculate the rolling average of their outstanding notional
positions in derivatives over 30 days. (€3 billion in gross notional value for OTC foreign exchange derivatives). Please note that
when calculating the rolling average, transactions entered into for hedging purposes can be discarded.
It is important that before completing and returning this Appendix to Alpari, you refer to EMIR and Alpari Client
Agreement for more details 3 .
1
Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade
repositories (http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2012:201:0001:0059:EN:PDF)
2
Including but not limited to GMEI Utility and London Stock Exchange.
3
In particular, Article 6 of Alpari Client Agreement (http://www.alpari.co.uk/media/2809745/alpari-uk-client-agreement.pdf)
Please send the signed application form and documents to Alpari (UK) Limited via
Email: newaccount@alpari.co.uk
Fax: +44 (0)20 7426 2949
Post: 201 Bishopsgate, London EC2M 3AB, United Kingdom
For details on the required documentation, please refer to www.alpari.com/required-docs
If you have any questions, please contact our Account Opening team on +44 20 7426 2940
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