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The Physical Basis of The Direction of Time (The Frontiers ...

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3.4 Semigroups and the Emergence <strong>of</strong> Order 77<br />

3.4 Semigroups and the Emergence <strong>of</strong> Order<br />

In physical systems, ‘ordered’ states are characterized by low entropy. Order<br />

may appear in the form <strong>of</strong> simple structures (such as regular lattices)<br />

or complex ones (organisms). For example, the rectifier discussed in the previous<br />

section as replacing Maxwell’s demon must display ordered dynamical<br />

behavior. <strong>The</strong> emergence <strong>of</strong> order from disorder in Nature, also called selforganization<br />

<strong>of</strong> matter, may appear to contradict the Second Law with its<br />

general trend towards disorder and chaos. This has <strong>of</strong>ten been misunderstood<br />

as a ‘discrepancy between Clausius and Darwin’. However, the fundamental<br />

phenomenological equation (3.1) allows entropy to decrease locally. A negative<br />

first term would allow physical entropy to flow into the environment. If<br />

this environment is not in complete thermal equilibrium, and characterized<br />

by at least two different temperatures, T 1 and T 2 ,alocalloss<strong>of</strong>entropy,<br />

dS ext =dQ 1 /T 1 +dQ 2 /T 2 < 0, would not even require any net loss <strong>of</strong> heat,<br />

dQ 1 +dQ 2 < 0. (Here differentials are always meant to refer to positive time<br />

increments dt.) This local decrease <strong>of</strong> entropy is thus not in conflict with its<br />

global increase according to the Second Law – see also Sect. 5.3.<br />

In statistical terms, the number <strong>of</strong> states in a dynamically representative<br />

ensemble (see Sect. 3.1.2) may decrease locally in accordance with determinism<br />

and intuitive causality, provided the ensemble characterizing the state <strong>of</strong> the<br />

environment increases accordingly – precisely as during the ‘reset’ <strong>of</strong> a memory<br />

device, indicated in Fig. 3.5. In this Laplacean description, the outcome <strong>of</strong><br />

evolution would be determined by the microscopic initial state <strong>of</strong> the whole<br />

Universe.<br />

An important special case is a steady state <strong>of</strong> non-equilibrium, characterized<br />

by dS =dS int +dS ext = 0 in spite <strong>of</strong> non-vanishing entropy production,<br />

dS int > 0 (Bertalanffi 1953). It may support ordered states as dissipative<br />

structures. <strong>The</strong> standard example, known as Bénard’s instability, describes<br />

convective heat transfer through a thin horizontal layer <strong>of</strong> a liquid in the<br />

form <strong>of</strong> spatially ordered convection cells, which optimize the process <strong>of</strong> thermal<br />

equilibration between two reservoirs at different temperatures. In a finite<br />

universe, this stationary situation can only represent a transient local<br />

phenomenon. <strong>The</strong> emergence <strong>of</strong> structure is <strong>of</strong>ten connected with symmetry<br />

breaking (in particular <strong>of</strong> translational symmetry), related to a phase transition.<br />

In a deterministic description, an initial microscopic fluctuation would<br />

thereby become unstable and be amplified to a macroscopic scale. In quantum<br />

theory, it may also require an indeterministic collapse <strong>of</strong> the wave function<br />

(see Sect. 4.1.2).<br />

For similar reasons, Boltzmann suggested that biological processes here<br />

on earth are facilitated by the temperature difference between the sun (with<br />

its 6000 K surface temperature) and the dark Universe (at 2.7 K, as we know<br />

today). At the distance <strong>of</strong> the earth, the solar radiation has an energy density<br />

much lower than that <strong>of</strong> a black body with the same spectrum (temperature).<br />

Since photon number is not conserved (in general not even a robust

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