Fema Forms CA. Anshuman Chaturvedi 23June 12

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Annex – 9-I[PART I, Section V, para 2 ]Form FC-TRSDeclaration regarding transfer of shares / compulsorily and mandatorilyconvertible preference shares (CMCPS) / debentures by way of sale from residentto non resident / non-resident to resident(to be submitted to the designated AD branch in quadruplicate within 60 days fromthe date of receipt of funds)The following documents are enclosedFor sale of shares / compulsorily and mandatorily convertible preference shares /debentures by a person resident in Indiai. Consent Letter duly signed by the seller and buyer or their duly appointedagent and in the latter case the Power of Attorney Document.ii. The shareholding pattern of the investee company after the acquisition ofshares by a person resident outside India.iii. Certificate indicating fair value of shares from a Chartered Accountant.iv. Copy of Broker's note if sale is made on Stock Exchange.v. Declaration from the buyer to the effect that he is eligible to acquire shares /compulsorily and mandatorily convertible preference shares / debenturesunder FDI policy and the existing sectoral limits and Pricing Guidelines havebeen complied with.vi. Declaration from the FII/sub account to the effect that the individual FII / Subaccount ceiling as prescribed has not been breached.Additional documents in respect of sale of shares / compulsorily andmandatorily convertible preference shares / debentures by a person residentoutside Indiavii.viii.If the sellers are NRIs/OCBs, the copies of RBI approvals, if applicable,evidencing the shares held by them on repatriation/non-repatriation basis.No Objection/Tax Clearance Certificate from Income Tax Authority/ CharteredAccount.1Name of the companyAddress (including e-mail ,telephone Number, Fax no)Website :www.fema.rbi.org.in82Email : fedcofid@rbi.org.in
ActivityNIC Code No.2 Whether FDI is allowedunder Automatic routeSectoral Cap under FDIPolicy3 Nature of transactionTransfer from resident to non resident /4(Strike out whichever is notapplicable)Name of the buyerTransfer from non resident to residentConstitution / Nature of theinvesting EntitySpecify whether1. Individual2. Company3. FII4. FVCI5. Foreign Trust6. Private Equity Fund7. Pension/ ProvidentFund8. Sovereign WealthFund (SWF )9. Partnership /Proprietorship firm10. Financial Institution11. NRIs / PIOs<strong>12</strong>. othersDate and Place ofIncorporationAddress of the buyer(including e-mail, telephonenumber. Fax no.)SWF means a Government investment vehicle which is funded by foreign exchange assets, and which manages thoseassets separately from the official reserves of the monetary authorities.Website :www.fema.rbi.org.in83Email : fedcofid@rbi.org.in
Page 1 and 2: CONTENTSSr.No.Name of Form1 Advance
Page 3 and 4: 6. Name of the AD through whom ther
Page 5: FC-GPRAnnex - 8[PART I, Section V,
Page 8 and 9: @ please specify the nature(d)Total
Page 10 and 11: ORShares are issued under ESOP and
Page 12 and 13: Annex - AFORM ODIPART IFor office u
Page 14 and 15: For Reserve Bank use onlyUnique Ide
Page 16 and 17: Section D - Funding for JV / WOS(Am
Page 18 and 19: Section F: Certificate by the Statu
Page 20 and 21: limit on account of loan extended o
Page 22 and 23: Income-Tax DepartmentFORM NO. 15CA(
Page 24 and 25: Part BPARTICULARS OFREMITTANCE ANDT
Page 26 and 27: Officer who issued the order/ certi
Page 28 and 29: 12. If the remittance is for royalt
Page 32 and 33: 5 Name of the sellerConstitution /
Page 34 and 35: Note:In respect of the transfer of
Page 36 and 37: (Use code as per Box1)Multi Currenc
Page 38 and 39: Please tick in appropriate Boxes if
Page 40 and 41: MACHINERY & TOOLS (440) TEXTILE MAC
Page 42 and 43: 10 ME Modernisation /expansion ofex
Page 44 and 45: TrancheNo.6. Debt Servicing during
Page 46 and 47: 4RESERVE BANK OF INDIAAnnual Return
Page 48 and 49: 6Section IIFOREIGN LIABILITIES2. In
Page 50 and 51: 8Section -IIIFOREIGN ASSETS1. Pleas
Page 52 and 53: 10Block 6: Equity Capital, Free Res

Fema Forms CA. Anshuman Chaturvedi 23June 12

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