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The Management of Significant Adverse Events in NHS

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<strong>The</strong> <strong>Management</strong> <strong>of</strong> <strong>Significant</strong> <strong>Adverse</strong> <strong>Events</strong> <strong>in</strong> <strong>NHS</strong> Ayrshire & Arran – June 2012CONCLUSIONS AND RECOMMENDATIONS FOR<strong>NHS</strong> AYRSHIRE & ARRAN<strong>NHS</strong> Ayrshire & Arran has sought to build a more open and transparent approach to themanagement <strong>of</strong> significant adverse events and has made progress <strong>in</strong> this regard. It hassought to actively <strong>in</strong>volve families <strong>in</strong> this exercise.However, and notwithstand<strong>in</strong>g the considerable efforts made to build an improvedsystem, the Review Group identified material weaknesses <strong>in</strong> the system <strong>of</strong> significantadverse events review management. Many <strong>of</strong> these related to document control andsystems <strong>of</strong> governance. However, the Review Group felt that the more substantialshortfalls related to staff <strong>in</strong>volvement, action plann<strong>in</strong>g and the dissem<strong>in</strong>ation <strong>of</strong> widerlearn<strong>in</strong>g. In summary, the <strong>Adverse</strong> Event Policy and Support<strong>in</strong>g Procedures was notreliably or consistently applied <strong>in</strong> <strong>NHS</strong> Ayrshire & Arran.<strong>The</strong> follow<strong>in</strong>g recommendations are made.Recommendation 1:<strong>NHS</strong> Ayrshire & Arran should work, build<strong>in</strong>g on AthenA, to establish a s<strong>in</strong>gle robustdatabase <strong>of</strong> significant adverse events that allows easier track<strong>in</strong>g <strong>of</strong> progress and averifiable audit trail.Recommendation 2:<strong>NHS</strong> Ayrshire & Arran should ensure that whatever system is used, there is clarity <strong>of</strong>record<strong>in</strong>g <strong>of</strong> complete and consistent <strong>in</strong>formation with appropriate connectivity andaudit trails between systems.Recommendation 3:<strong>NHS</strong> Ayrshire & Arran should ensure that there is an appropriate level <strong>of</strong> scrut<strong>in</strong>y <strong>of</strong> the<strong>in</strong>formation <strong>in</strong> the Datix system to give assurance to the Board as to the robustness <strong>of</strong>the identification, management and learn<strong>in</strong>g from significant adverse events.Recommendation 4:<strong>NHS</strong> Ayrshire & Arran should establish a robust and transparent process for theescalation <strong>of</strong> adverse events, and ensure decisions there<strong>in</strong> are well documented.Recommendation 5:<strong>NHS</strong> Ayrshire & Arran should undertake a retrospective analysis <strong>of</strong> the deaths that didnot proceed to significant adverse event review, to provide assurance that appropriate<strong>in</strong>vestigation and learn<strong>in</strong>g was undertaken.Recommendation 6:<strong>NHS</strong> Ayrshire & Arran should move to a consistent model for significant adverse eventreviews, ensur<strong>in</strong>g the effective <strong>in</strong>volvement <strong>of</strong> a multidiscipl<strong>in</strong>ary team.6

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