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Communicative Power in Habermas's Theory of Democracy

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article<strong>Communicative</strong> <strong>Power</strong> <strong>in</strong>Habermas’s <strong>Theory</strong> <strong>of</strong><strong>Democracy</strong>Jeffrey Flynn Middlebury College, VermontEJPTEuropean Journal<strong>of</strong> Political <strong>Theory</strong>© SAGE Publications Ltd,London, Thousand Oaksand New Delhiissn 1474-8851, 3(4) 433–454[DOI: 10.1177/1474885104045914]abstract: This article critically exam<strong>in</strong>es Jürgen Habermas’s theory <strong>of</strong> democracyas developed <strong>in</strong> Between Facts and Norms. In particular, it focuses on the concept <strong>of</strong>communicative power and argues that there is a crucial ambiguity <strong>in</strong> Habermas’s use<strong>of</strong> this concept. S<strong>in</strong>ce communicative power is the key normative resource that issupposed to counter the norm-free steer<strong>in</strong>g media <strong>of</strong> money and adm<strong>in</strong>istrativepower, its role with<strong>in</strong> the theory must be made clear. The article beg<strong>in</strong>s by expla<strong>in</strong><strong>in</strong>gthe normative and social-theoretic foundations <strong>of</strong> the theory. Then it highlights thenormative importance <strong>of</strong> the public sphere <strong>in</strong> Habermas’s two-track model <strong>of</strong>deliberative politics, before turn<strong>in</strong>g to the problems with the concept <strong>of</strong>communicative power. Two alternative read<strong>in</strong>gs <strong>of</strong> its role are provided <strong>in</strong> order todemonstrate how it needs to be further clarified.key words: communicative power, democracy, discourse theory, Jürgen Habermas, publicsphereIn Between Facts and Norms, Jürgen Habermas undertakes for the first time asystematic elaboration <strong>of</strong> discourse theory <strong>in</strong> relation to democratic and legaltheory. Draw<strong>in</strong>g on his theory <strong>of</strong> communicative rationality and discourse, hedevelops a model <strong>of</strong> democracy that comb<strong>in</strong>es a procedural account <strong>of</strong> democraticlegitimacy with a deliberative politics. One <strong>of</strong> the central motivat<strong>in</strong>g concernsdriv<strong>in</strong>g that project is to specify how the normative ideal <strong>of</strong> popular sovereigntymay still be ma<strong>in</strong>ta<strong>in</strong>ed or feasibly implemented <strong>in</strong> recognizable ways under conditions<strong>of</strong> modern social complexity. In this context, one <strong>of</strong> the central challengesis to account for the realities <strong>of</strong> money and power with<strong>in</strong> the political systemwithout utterly dra<strong>in</strong><strong>in</strong>g the ideal <strong>of</strong> popular sovereignty <strong>of</strong> its normative force. Atheory <strong>of</strong> democracy that affirms normative notions without neglect<strong>in</strong>g the difficulttheoretical and political challenges posed by complex societies is certa<strong>in</strong>lydesirable. However, Habermas’s most significant contribution to democraticContact address: Jeffrey Flynn, Department <strong>of</strong> Philosophy, Middlebury College,Middlebury, VT 05753, USAEmail: jflynn@middlebury.edu433


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)436is the act <strong>of</strong> reach<strong>in</strong>g mutual understand<strong>in</strong>g between two speakers. Habermasargues that speakers’ orientation toward mutual understand<strong>in</strong>g entails a commitmentto certa<strong>in</strong> presuppositions rooted <strong>in</strong> the idea <strong>of</strong> unconstra<strong>in</strong>ed argumentationor discourse. The process <strong>of</strong> argumentation, with its <strong>in</strong>herentpresuppositions, is a ‘reflective cont<strong>in</strong>uation’ <strong>of</strong> action oriented toward reach<strong>in</strong>gunderstand<strong>in</strong>g. Participants <strong>in</strong> discourse must presuppose that all motives otherthan the cooperative search for truth have been excluded (such as strategicmotives or coercive forces) and the only operative force is the ‘force <strong>of</strong> the betterargument’. 11 Habermas has <strong>in</strong>troduced the pr<strong>in</strong>ciple <strong>of</strong> discourse (D) as a standardfor the impartial justification <strong>of</strong> norms: ‘Just those action norms are valid to whichall possibly affected persons could agree as participants <strong>in</strong> rational discourses’. 12When the range <strong>of</strong> ‘all possibly affected persons’ is all human persons then thetype <strong>of</strong> rational discourse required <strong>in</strong>volves moral arguments. While the application<strong>of</strong> discourse theory to the sphere <strong>of</strong> moral questions has been fruitful, politicalquestions <strong>in</strong>troduce further issues that cannot be settled solely by moralarguments. That is, discourse ethics cannot be applied to the democratic processwithout modification.Two <strong>in</strong>terconnected steps must be taken <strong>in</strong> order to make discourse theoryrelevant to lawmak<strong>in</strong>g and politics. First, the pr<strong>in</strong>ciple <strong>of</strong> discourse, which appliesto norms <strong>in</strong> general, must be brought to bear on the medium <strong>of</strong> law if it is tospecify a procedure for legitimate lawmak<strong>in</strong>g. When applied to law the discoursepr<strong>in</strong>ciple gives rise to the pr<strong>in</strong>ciple <strong>of</strong> democracy: ‘Only those statutes may claimlegitimacy that can meet with the assent <strong>of</strong> all citizens <strong>in</strong> a discursive process <strong>of</strong>legislation that <strong>in</strong> turn has been legally constituted’. 13 While the discourse pr<strong>in</strong>ciplerefers to the validity <strong>of</strong> action norms <strong>in</strong> general, the pr<strong>in</strong>ciple <strong>of</strong> democracyrefers to the legitimacy <strong>of</strong> legal norms <strong>in</strong> particular. Legitimacy is a form <strong>of</strong> validitythat conta<strong>in</strong>s a ‘volitional moment’ connected to political will-formation.The second step required to make discourse theory applicable to politics is adifferentiation <strong>in</strong> the ‘discursive process’ to <strong>in</strong>clude not only moral reasons, butalso what Habermas refers to as pragmatic and ethical-political reasons. In orderto deal with the complexity <strong>of</strong> political issues, he has expanded discourse theoryfrom its earlier focus on moral questions to a network <strong>of</strong> differentiated discoursesand barga<strong>in</strong><strong>in</strong>g processes. 14 The democratic pr<strong>in</strong>ciple itself does not specify theforms <strong>of</strong> argumentation <strong>in</strong>volved <strong>in</strong> the discursive process <strong>of</strong> legislation. Analyz<strong>in</strong>gthe possibility for rational will-formation <strong>in</strong> various discourses requires atheory <strong>of</strong> argumentation that specifies the standpo<strong>in</strong>ts from which pragmatic,ethical, and moral issues are addressed based on the type <strong>of</strong> practical rationalitythat is required to address them. They are dist<strong>in</strong>guished <strong>in</strong> terms <strong>of</strong> the <strong>in</strong>strumentalrationality <strong>of</strong> pragmatic discourse, the hermeneutic clarification <strong>of</strong>ethical–political discourse, and the universalization <strong>in</strong>volved <strong>in</strong> moral discourse.The discourse model locates the process <strong>of</strong> political will-formation with<strong>in</strong> anetwork <strong>of</strong> differentiated discourses and procedurally regulated barga<strong>in</strong><strong>in</strong>gprocesses.


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>Habermas presents this procedural model <strong>of</strong> deliberative politics as an alternativeto both liberal and republican models. 15 The classical liberal model characterizesthe political process as a conflict <strong>of</strong> <strong>in</strong>terests that can only be settledthrough compromise or the aggregation <strong>of</strong> preferences through vot<strong>in</strong>g. In contrastto liberalism, the recent ‘republican revival’ among legal and politicaltheorists draws on the civic republican tradition <strong>in</strong> advocat<strong>in</strong>g a more deliberativeor dialogical politics <strong>in</strong> accord with the ideal <strong>of</strong> democratic self-rule. One <strong>of</strong> thecentral ideas <strong>of</strong> deliberative politics is that the scope <strong>of</strong> politics should extendbeyond the aggregation <strong>of</strong> self-<strong>in</strong>terest. Public deliberation opens the possibilityfor new <strong>in</strong>formation to arise, <strong>in</strong>sights to be ga<strong>in</strong>ed, and the potential for a transformation<strong>of</strong> preferences. Deliberative politics is concerned, <strong>in</strong> this sense, with‘the public use <strong>of</strong> reason’. Toward that end, theorists <strong>of</strong> deliberative democracyhave focused on the extent to which public deliberation and the legitimation <strong>of</strong>political decisions are more or less rational.With his theory <strong>of</strong> procedural rationality, Habermas br<strong>in</strong>gs a dist<strong>in</strong>ct po<strong>in</strong>t <strong>of</strong>view to the use <strong>of</strong> reason with<strong>in</strong> politics. He agrees with this focus on deliberativepolitics, but contrasts his reconstruction <strong>of</strong> the normative self-understand<strong>in</strong>g <strong>of</strong>constitutional democracy with the ‘overly concrete’ read<strong>in</strong>g that the republicanmodel gives to politics:Practical reason no longer resides . . . <strong>in</strong> the ethical substance <strong>of</strong> a specific community, but<strong>in</strong> the rules <strong>of</strong> discourse and forms <strong>of</strong> argumentation that borrow their normative contentfrom the validity basis <strong>of</strong> action oriented to reach<strong>in</strong>g understand<strong>in</strong>g. 16Habermas accuses communitarian republicans <strong>of</strong> ‘ethiciz<strong>in</strong>g’ political discourseby grant<strong>in</strong>g priority to ethical–political discourses <strong>of</strong> self-understand<strong>in</strong>g. The idea<strong>of</strong> a network <strong>of</strong> discourses, on the other hand, does not limit the public use <strong>of</strong>reason to ethical–political reasons but runs the entire gamut <strong>of</strong> reasons <strong>in</strong>clud<strong>in</strong>gpragmatic and moral reasons and extend<strong>in</strong>g beyond ‘rational discourse’ to barga<strong>in</strong><strong>in</strong>gprocesses. This model, which Habermas has called ‘Kantian republicanism’,places constra<strong>in</strong>ts on ethical–political reason<strong>in</strong>g from all sides. The network<strong>of</strong> discourses <strong>in</strong>terwoven with the pr<strong>in</strong>ciple <strong>of</strong> democracy leads to a complexnotion <strong>of</strong> legal validity:One can understand the complex validity claim <strong>of</strong> legal norms as the claim, on the onehand, to take <strong>in</strong>to consideration strategically asserted particular <strong>in</strong>terests <strong>in</strong> a mannercompatible with the common good and, on the other hand, to br<strong>in</strong>g universalisticpr<strong>in</strong>ciples <strong>of</strong> justice <strong>in</strong>to the horizon <strong>of</strong> a specific form <strong>of</strong> life imbued with particular valueconstellations. 17This account <strong>of</strong> the validity <strong>of</strong> legal norms is to account for the full spectrum <strong>of</strong>reasons <strong>in</strong>volved <strong>in</strong> political will-formation and ultimately <strong>in</strong> the formation <strong>of</strong>communicative power. As Klaus Günther describes this conception: ‘communicativepower is dependent on reasons, but <strong>in</strong>dependent <strong>of</strong> the specific k<strong>in</strong>d <strong>of</strong>reasons; it only l<strong>in</strong>ks up with the properties <strong>of</strong> the procedure which generatesthose reasons’. 18437


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)Accord<strong>in</strong>g to this procedural model <strong>of</strong> democracy, the locus <strong>of</strong> popular sovereigntyis no longer ‘the people’ constituted by a collective subject or general will.Instead, ‘the democratic process bears the entire burden <strong>of</strong> legitimation’. 19 Suchlegitimation depends on the <strong>in</strong>stitutionalization <strong>of</strong> democratic procedures, whichground the presumption <strong>of</strong> rationality for the outcomes:The idea <strong>of</strong> popular sovereignty is thereby desubstantialized. . . . This fully dispersedsovereignty . . . is found <strong>in</strong> those subjectless forms <strong>of</strong> communication that regulate the flow<strong>of</strong> discursive op<strong>in</strong>ion- and will-formation <strong>in</strong> such a way that their fallible outcomes havethe presumption <strong>of</strong> practical reason on their side. Subjectless and anonymous, an<strong>in</strong>tersubjectively dissolved popular sovereignty withdraws <strong>in</strong>to democratic procedures andthe demand<strong>in</strong>g communicative presuppositions <strong>of</strong> their implementation. . . . Setcommunicatively aflow, sovereignty makes itself felt <strong>in</strong> the power <strong>of</strong> public discourses. 20438When communication is free and open and the political culture is egalitarian, thenormative reasons that are generated <strong>in</strong> such processes should steer the politicaldecision-mak<strong>in</strong>g process.Thus far, I have emphasized the procedural aspects <strong>of</strong> Habermas’s application<strong>of</strong> discourse theory to politics primarily <strong>in</strong> normative terms. Democratic proceduralarrangements must be established such that their outcomes guarantee thepresumption <strong>of</strong> rationality. But these procedures must also be <strong>in</strong>stitutionalizedwith<strong>in</strong> a modern complex society, which means, among other th<strong>in</strong>gs, that democratictheory cannot ignore social theory. In The <strong>Theory</strong> <strong>of</strong> <strong>Communicative</strong> Action,Habermas comb<strong>in</strong>ed the theoretical resources <strong>of</strong> action theory and systemstheory <strong>in</strong> a dual-perspective conception <strong>of</strong> society as both lifeworld and system.In his two-level conception <strong>of</strong> society, Habermas dist<strong>in</strong>guishes between the ‘lifeworld’constituted by communicative action <strong>in</strong> the medium <strong>of</strong> ord<strong>in</strong>ary language,and ‘systems’, which are steered by ‘special codes’ such as power and money.<strong>Communicative</strong> action is located with<strong>in</strong> the horizon <strong>of</strong> a lifeworld <strong>of</strong> sharedbeliefs and mean<strong>in</strong>gs that are always already <strong>in</strong> play. This horizon <strong>of</strong> shared mean<strong>in</strong>gsforms the background consensus <strong>in</strong> which communicative action is embedded,provid<strong>in</strong>g both the context and the resources for the process <strong>of</strong> reach<strong>in</strong>gunderstand<strong>in</strong>g. This background <strong>of</strong> tradition, culture, and language, withoutwhich communicative action would be impossible, can only reproduce itselfthrough communicative action.But from a structural po<strong>in</strong>t <strong>of</strong> view, the lifeworld context <strong>of</strong> communicativeaction does not exhaust the possibilities <strong>of</strong> analyz<strong>in</strong>g complex societies. Habermashas drawn on systems theory to analyze the functional systems <strong>of</strong> the moderneconomy and state adm<strong>in</strong>istration. These systems are not governed by will andconsciousness, but by the anonymous steer<strong>in</strong>g media <strong>of</strong> money and power, whichobey only the logic <strong>of</strong> efficiency and <strong>in</strong>strumental reason. In contrast to socialcoord<strong>in</strong>ation and <strong>in</strong>tegration by way <strong>of</strong> communicative action, another type <strong>of</strong>social coord<strong>in</strong>ation goes on systemically ‘beh<strong>in</strong>d the backs’ <strong>of</strong> actors. Coord<strong>in</strong>ationby the non-l<strong>in</strong>guistic media <strong>of</strong> money and power is not achieved directly orsolely through shared mean<strong>in</strong>gs and does not depend on achiev<strong>in</strong>g consensus.


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>While systemic coord<strong>in</strong>ation by market mechanisms and state power relievessome <strong>of</strong> the burden placed on communicative action for social coord<strong>in</strong>ation <strong>in</strong>modern societies, it also encroaches on the doma<strong>in</strong> <strong>of</strong> the lifeworld, erod<strong>in</strong>g thesolidarity that can only be achieved communicatively. 21While The <strong>Theory</strong> <strong>of</strong> <strong>Communicative</strong> Action focused on aspects <strong>of</strong> the ‘colonization<strong>of</strong> the lifeworld’ by the system, the deliberative politics <strong>of</strong> Between Facts andNorms depicts a way <strong>in</strong> which the normative resources <strong>of</strong> the lifeworld, throughthe medium <strong>of</strong> law, can be marshaled to effectively contend with money andpower. Accord<strong>in</strong>g to Habermas, law acts as a ‘transformer’, tak<strong>in</strong>g the normativemessages <strong>of</strong> ord<strong>in</strong>ary language and translat<strong>in</strong>g them <strong>in</strong>to the ‘complex legal code’which, while open to normative reasons, can also communicate with the functionalsteer<strong>in</strong>g media <strong>of</strong> money and power. While Habermas had earlier claimedthat the most we could hope for was a ‘democratic dam aga<strong>in</strong>st the coloniz<strong>in</strong>gencroachment <strong>of</strong> system imperatives on areas <strong>of</strong> the lifeworld’, <strong>in</strong> Between Facts andNorms the function <strong>of</strong> law goes beyond that. 22 Indeed, law functions as a h<strong>in</strong>gebetween system and lifeworld, with a much more significant role:The legal code not only keeps one foot <strong>in</strong> the medium <strong>of</strong> ord<strong>in</strong>ary language, throughwhich everyday communication achieves social <strong>in</strong>tegration <strong>in</strong> the lifeworld; it also acceptsmessages that orig<strong>in</strong>ate there and puts these <strong>in</strong>to a form that is comprehensible to thespecial codes <strong>of</strong> the power-steered adm<strong>in</strong>istration and the money-steered economy. To thisextent, the language <strong>of</strong> law, unlike the moral communication restricted to the lifeworld,can function as a transformer <strong>in</strong> the society-wide communication circulat<strong>in</strong>g betweensystem and lifeworld. 23While the legal system is embedded <strong>in</strong> the social contexts <strong>of</strong> the lifeworld, it is alsoable to relate to functional systems <strong>in</strong> a way that unmediated ord<strong>in</strong>ary languagecannot.But how do the normative resources <strong>of</strong> the lifeworld make their way <strong>in</strong>to thecontent <strong>of</strong> law? If we accept with Habermas that there are no functional alternativesto the differentiated subsystems <strong>of</strong> economy and adm<strong>in</strong>istration, along withthe fact <strong>of</strong> ever-advanc<strong>in</strong>g encroachment on the lifeworld by the system, thereseems less and less room for the ideal <strong>of</strong> popular sovereignty, even allow<strong>in</strong>g for aless pessimistic view <strong>of</strong> law. Is it possible <strong>in</strong> complex modern societies to avoiddra<strong>in</strong><strong>in</strong>g popular sovereignty <strong>of</strong> its ‘radical-democratic content’? Habermas <strong>in</strong>troducesa two-track model <strong>of</strong> deliberative politics <strong>in</strong> order to address this issue. Afterclarify<strong>in</strong>g the nature <strong>of</strong> this account, I will return to the issue <strong>of</strong> how to situate theconcept <strong>of</strong> communicative power with<strong>in</strong> it.II. The Public Sphere and the Two-Track Model <strong>of</strong>Deliberative PoliticsIn develop<strong>in</strong>g the procedural model <strong>of</strong> popular sovereignty, Habermas divides thenormative requirements for legitimation between <strong>in</strong>stitutionalized deliberativebodies and the <strong>in</strong>formal communication <strong>of</strong> the public sphere. He places the439


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)440burden <strong>of</strong> political legitimacy on the <strong>in</strong>terchange between the formal politicalsystem and the <strong>in</strong>formal public sphere. This division <strong>of</strong> labor between <strong>in</strong>stitutionalizedand non-<strong>in</strong>stitutionalized spheres <strong>of</strong> deliberation draws on the relativestrengths <strong>of</strong> formal and <strong>in</strong>formal public spheres <strong>in</strong> order to overcome the weaknesses<strong>of</strong> each. The <strong>in</strong>formal public sphere acts as a ‘context <strong>of</strong> discovery’, while<strong>in</strong>stitutionalized deliberative bodies, which are authorized to act, take on thestronger argumentative burden <strong>of</strong> a ‘context <strong>of</strong> justification’. This places a greatdeal <strong>of</strong> the normative burden on the quality <strong>of</strong> the communication with<strong>in</strong> thepublic sphere and on the <strong>in</strong>terplay between it and the <strong>of</strong>ficial political system. The<strong>in</strong>formal public sphere is charged with produc<strong>in</strong>g the normative reasons necessaryfor the rational treatment <strong>of</strong> political questions. 24While the <strong>in</strong>formal public sphere is limited <strong>in</strong> its capacity to act, the advantageousflip side to this is that it is under no pressure to decide. ‘Strong publics’ areso named due to their capacity to make b<strong>in</strong>d<strong>in</strong>g decisions, but there are certa<strong>in</strong>limitations or drawbacks to their be<strong>in</strong>g regulated by formal legal procedures. The<strong>in</strong>stitutionalized political system cannot, by itself, assure the flow <strong>of</strong> relevant<strong>in</strong>formation, nor is it always capable <strong>of</strong> detect<strong>in</strong>g problems that must bedealt with. The success <strong>of</strong> deliberative politics, therefore, depends on non<strong>in</strong>stitutionalizedpublic spheres that act as a ‘context <strong>of</strong> discovery’. The <strong>in</strong>formalnature <strong>of</strong> ‘weak’ publics places them close to the grassroots level which allowsthem to act as a ‘sound<strong>in</strong>g board’ for the detection <strong>of</strong> problems that require treatmentby the formal political system. The uncoupl<strong>in</strong>g <strong>of</strong> the ‘weak public’ fromdecision-mak<strong>in</strong>g, while limit<strong>in</strong>g its power to act, gives it the opportunity for moreexpansive treatment <strong>of</strong> topics and issues free from the pressure to decide. In the:. . . medium <strong>of</strong> unrestricted communication . . . new problem situations can be perceivedmore sensitively, discourses aimed at achiev<strong>in</strong>g self-understand<strong>in</strong>g can be conducted morewidely and expressively, collective identities and need <strong>in</strong>terpretations can be articulatedwith fewer compulsions than is the case <strong>in</strong> procedurally regulated public spheres. 25Solutions can be raised and tested for potential objections without the pressure toput ‘op<strong>in</strong>ion’ immediately <strong>in</strong>to practice. ‘Uncoupl<strong>in</strong>g communicated op<strong>in</strong>ionsfrom concrete practical obligations tends to have an <strong>in</strong>tellectualiz<strong>in</strong>g effect.’ 26Furthermore, a great deal <strong>of</strong> political communication that does not immediatelycall for political action is certa<strong>in</strong>ly crucial to the political discourse <strong>of</strong> a robustdemocratic society. Freed from the pressure to decide, the political public sphereplays an essential role <strong>in</strong> the political process as a ‘cooperative search for truth’.We should not be misled <strong>in</strong>to th<strong>in</strong>k<strong>in</strong>g that the public sphere amounts tonoth<strong>in</strong>g more than a public arena <strong>in</strong> which people talk about politics. Nor doesthe public sphere have merely <strong>in</strong>strumental value for br<strong>in</strong>g<strong>in</strong>g ‘relevant <strong>in</strong>formation’<strong>in</strong>to the political process. The public sphere is a normative concept that playsa key role <strong>in</strong> the process that culm<strong>in</strong>ates <strong>in</strong> legitimate political decisions. 27Accord<strong>in</strong>g to Habermas, <strong>in</strong>stitutionalized democratic lawmak<strong>in</strong>g and judicialreview alone are <strong>in</strong>sufficient to confer democratic legitimacy. Along with legislativedecisions, judicial and adm<strong>in</strong>istrative decisions are only ensured legitimacy


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>through the normative reasons generated by an unsubverted public sphere.Otherwise, political decisions are dictated by the power struggles with<strong>in</strong> thepolitical system and not by citizens themselves who, as the addressees <strong>of</strong> the law,are the ones affected. Without a robust political public sphere, there is little checkon the adm<strong>in</strong>istrative power that dictates the flow <strong>of</strong> communication and powerwith<strong>in</strong> the political system and between the political system and the citizenry.Thus, the public sphere is more than merely an arena for talk<strong>in</strong>g politics: it is theprimary site for detect<strong>in</strong>g problems, for generat<strong>in</strong>g radical-democratic impulses,and for the deliberation <strong>of</strong> citizens, all <strong>of</strong> which are necessary for democraticlegitimacy.In the follow<strong>in</strong>g, I dist<strong>in</strong>guish three important normative aspects <strong>of</strong> the <strong>in</strong>formalpublic sphere: (1) its communicative and organizational structure, (2) thecapacities required to meet its deliberative role with<strong>in</strong> a deliberative politics, and(3) the qualified outcomes or effects generated by the public sphere. This last aspectwill lead <strong>in</strong>to the discussion <strong>of</strong> the crucial role <strong>of</strong> communicative power.1. <strong>Communicative</strong> and Organizational StructureThe communicative structure <strong>of</strong> the public sphere is <strong>in</strong>ternally related to communicativeaction. Due to its lack <strong>of</strong> formal <strong>in</strong>stitutionalization, the public spheredepends on the communicative action <strong>of</strong> citizens for its very existence andma<strong>in</strong>tenance – ow<strong>in</strong>g to particular features <strong>of</strong> communicative action. When twospeakers come together <strong>in</strong> a speech situation, an ‘<strong>in</strong>tersubjectively shared space’ iscreated. Unlike strategic actors who merely observe one another, communicativelyoriented actors create a social space <strong>in</strong> which communication and coord<strong>in</strong>ation<strong>of</strong> action is possible. ‘The public sphere dist<strong>in</strong>guishes itself through acommunication structure related to . . . the social space generated <strong>in</strong> communicativeaction’. 28 This space rema<strong>in</strong>s open to other physically present speakers to enter<strong>in</strong>to and can be further expanded to the po<strong>in</strong>t at which it becomes an abstractpublic <strong>of</strong> potential speakers. At that level, the ‘communication structures contractto <strong>in</strong>formational content and po<strong>in</strong>ts <strong>of</strong> view that are uncoupled from the thickcontexts <strong>of</strong> simple <strong>in</strong>teractions’, 29 and organizations are needed to thematizecontributions and coord<strong>in</strong>ate communication.As a social space created by and for communication, the public sphere is not<strong>in</strong> itself an association or organization. However, there is an ‘organizational substratum’underly<strong>in</strong>g the free flow <strong>of</strong> communication <strong>in</strong> the public sphere. Civilsociety is composed <strong>of</strong> the organizations, associations, and movements that ‘distilland transmit’ the reactions <strong>of</strong> affected citizens to the wider public. Althoughthe public sphere as a social space is unorganized, the associations <strong>of</strong> civil societyplay the <strong>in</strong>formal role <strong>of</strong> ‘filter<strong>in</strong>g’ political discussion and <strong>in</strong>stitutionaliz<strong>in</strong>gproblem-solv<strong>in</strong>g discourses. The ‘<strong>in</strong>stitutional core [<strong>of</strong> civil society] comprisesthose nongovernmental and noneconomic connections and voluntary associationsthat anchor the communication structures <strong>of</strong> the public sphere <strong>in</strong> the society441


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)component <strong>of</strong> the lifeworld’. 30 In this way, the public sphere rema<strong>in</strong>s open tocommunication from the lifeworld contexts <strong>of</strong> communicative action and thediscourse <strong>of</strong> those who are potentially affected by political decisions. The vitality<strong>of</strong> the public sphere, therefore, depends upon the cont<strong>in</strong>ued contributions <strong>of</strong><strong>in</strong>dividuals and associations.2. Capacities442The normative demands <strong>of</strong> deliberative politics can only be met by the open communicativestructure <strong>of</strong> a public sphere which must itself be ‘kept <strong>in</strong>tact by anenergetic civil society’. 31 Formal freedoms <strong>of</strong> speech, assembly, and associationmake this possible, but civil society must ma<strong>in</strong>ta<strong>in</strong> certa<strong>in</strong> capacities <strong>in</strong> order torealize the normative demands <strong>of</strong> this model. The ‘critical function’ <strong>of</strong> publicspheres are only ma<strong>in</strong>ta<strong>in</strong>ed by political actors themselves, which reveals the ‘selfreferentialcharacter <strong>of</strong> communication <strong>in</strong> civil society’.Some actors <strong>in</strong> civil society merely make use <strong>of</strong> the available public sphere.Others raise issues relevant to society as a whole while also attempt<strong>in</strong>g to re<strong>in</strong>forcethe public sphere itself. ‘Whatever the manifest content <strong>of</strong> their public utterances,the performative mean<strong>in</strong>g <strong>of</strong> such public discourse at the same time actualizes thefunction <strong>of</strong> an undistorted political public sphere as such.’ 32 Such actors are alwaysalso fortify<strong>in</strong>g the public sphere itself as a critical space for the further development<strong>of</strong> ‘new social movements’ and ‘subcultural counterpublics’.The formal decision-mak<strong>in</strong>g sphere is ‘strong’ <strong>in</strong> its authorized capacity to actbut has only a weak capacity to detect on its own the k<strong>in</strong>ds <strong>of</strong> problems thatrequire political action. The public sphere fulfills this role with its closer relationshipto the sphere <strong>of</strong> the private lives <strong>of</strong> citizens. In this way, it is a ‘warn<strong>in</strong>gsystem with sensors that, though unspecified, are sensitive throughout society’. 33This metaphorical reference to ‘sensors’ refers to the flexibility and multifunctionality<strong>of</strong> ord<strong>in</strong>ary language, which, for this task, is superior to the ‘specialcodes’ <strong>of</strong> functional systems. The normative requirements <strong>of</strong> deliberation cannotbe met by the ‘special codes’ <strong>of</strong> functional systems, which are directed by <strong>in</strong>strumentalrationality and have a limited capacity for express<strong>in</strong>g the normativedemands <strong>of</strong> citizens. Thus, while the public sphere plays an essential role <strong>in</strong>the political process as a network <strong>of</strong> ‘sensors’, the rational treatment <strong>of</strong> politicalquestions (and the legitimacy <strong>of</strong> political decisions) goes beyond just the detection<strong>of</strong> problems. The success <strong>of</strong> deliberative politics depends upon the capacity <strong>of</strong>the public sphere to identify and then conv<strong>in</strong>c<strong>in</strong>gly thematize the identifiedproblems. The only way to get the political system to take notice is through an<strong>in</strong>fluential problematization <strong>of</strong> issues. Otherwise, <strong>in</strong>stitutions with<strong>in</strong> the core <strong>of</strong>the political system are unlikely to take up issues that require political action.The <strong>in</strong>fluential thematization <strong>of</strong> issues <strong>in</strong> the public sphere is ideally constitutedby processes <strong>of</strong> rational op<strong>in</strong>ion-formation. Such processes are rational<strong>in</strong>s<strong>of</strong>ar as they are discursively generated and thus <strong>in</strong>ternally related to the


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>procedural conditions <strong>of</strong> communicative rationality. Rather than an aggregation<strong>of</strong> <strong>in</strong>dividual op<strong>in</strong>ions, the structure <strong>of</strong> public op<strong>in</strong>ion is generated by a ‘sharedpractice <strong>of</strong> communication’:Agreement on issues and contributions develops only as the result <strong>of</strong> more or less exhaustivecontroversy <strong>in</strong> which proposals, <strong>in</strong>formation, and reasons can be more or less rationallydealt with. In general terms, the discursive level <strong>of</strong> op<strong>in</strong>ion-formation and the ‘quality’ <strong>of</strong>the outcome vary with this ‘more or less’ <strong>in</strong> the ‘rational’ process<strong>in</strong>g <strong>of</strong> ‘exhaustive’proposals, <strong>in</strong>formation, and reasons. 34In the model <strong>of</strong> deliberative politics, the locus for the normative demand that theaddressees <strong>of</strong> the law also be its authors ultimately lies <strong>in</strong> the <strong>in</strong>terplay betweenformal deliberative bodies and the <strong>in</strong>formal public sphere. Aga<strong>in</strong>, we see that thediscourse-theoretic model requires more <strong>of</strong> politics than the classical liberalmodel <strong>of</strong> aggregation <strong>of</strong> <strong>in</strong>terests. Like the republican model, it requires deliberationbut does not require deliberation that aims toward ethical consensus.But if ‘the discursive level <strong>of</strong> public debates constitutes the most importantvariable’ <strong>in</strong> deliberative politics, this would also seem to require citizens to actcommunicatively when deliberat<strong>in</strong>g about political issues. 35 The proceduralaspects <strong>of</strong> Habermas’s model are not restricted to the formally regulated procedures<strong>of</strong> democratic <strong>in</strong>stitutions. Rather, they are <strong>in</strong>ternally related to the proceduraldemands <strong>of</strong> communicative rationality. This can be described as a normativerequirement because citizens always have the option <strong>of</strong> act<strong>in</strong>g strategically. Ofcentral importance is that citizens take a communicative attitude <strong>in</strong> their deliberations.Indeed, this is one area where Habermas needs to further elaborate on thecommunicative orientation that his model requires <strong>of</strong> citizens. This is a strongnormative requirement given that members <strong>of</strong> modern democracies tend to takeup the client or consumer role more <strong>of</strong>ten than that <strong>of</strong> citizen. 363. Outcomes and EffectsThe outcomes and effects <strong>of</strong> the communication with<strong>in</strong> the public sphere <strong>in</strong>cludethe generation <strong>of</strong> normative reasons, public op<strong>in</strong>ion, and <strong>in</strong>fluence (I deal with thegeneration <strong>of</strong> communicative power primarily <strong>in</strong> the next section). As we haveseen, this notion <strong>of</strong> ‘public op<strong>in</strong>ion’ should not be confused with the idea <strong>of</strong> theaggregation <strong>of</strong> <strong>in</strong>dividual pre-deliberative op<strong>in</strong>ions, but is already connected tothe idea <strong>of</strong> ‘good reasons’ generated by deliberat<strong>in</strong>g citizens <strong>in</strong> an open, egalitarianprocess. The production <strong>of</strong> the best reasons, by citizens themselves, isessential. The quality <strong>of</strong> public op<strong>in</strong>ion depends upon the degree to which citizens’proposals and the flow <strong>of</strong> <strong>in</strong>formation and reasons are be<strong>in</strong>g more or lessrationally dealt with. But from a normative po<strong>in</strong>t <strong>of</strong> view, it is not wholly clearwhether procedural criteria alone can guarantee rational outcomes. To complicatematters further, Habermas also <strong>in</strong>troduces the notion <strong>of</strong> ‘<strong>in</strong>fluence’, which heborrows from Parsons. ‘“Influence” feeds on the resource <strong>of</strong> mutual understand<strong>in</strong>g,but it is based on advanc<strong>in</strong>g trust <strong>in</strong> beliefs that are not currently tested.’ 37443


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)Political <strong>in</strong>fluence may be supported by public op<strong>in</strong>ion that is rational, but <strong>in</strong>fluenceitself is not discursively achieved; it depends on persuasion. Influence ismerely <strong>in</strong>tended as an empirical measure <strong>of</strong> the degree to which public op<strong>in</strong>ionaffects the deliberation <strong>of</strong> representatives with<strong>in</strong> the political system. This,Habermas argues, makes possible the empirical <strong>in</strong>vestigation <strong>of</strong> the relationbetween the procedural quality <strong>of</strong> public op<strong>in</strong>ion <strong>in</strong> comparison with its actual<strong>in</strong>fluence on the political process. If it is based on discursively generated publicop<strong>in</strong>ion, then its <strong>in</strong>fluence on the decisions <strong>of</strong> the political system can be consideredlegitimate. On the other hand, when social or adm<strong>in</strong>istrative power directthe decisions <strong>of</strong> the legislature, then such decisions are not democratically legitimate.They bypass legitimately produced communicative power, the precise role<strong>of</strong> which I turn to now.444III. Ambiguities Related to <strong>Communicative</strong> <strong>Power</strong>We can view deliberative politics simultaneously as a ‘problem-solv<strong>in</strong>g process’and as a ‘power-generat<strong>in</strong>g process’. As a problem-solv<strong>in</strong>g process, deliberativepolitics consists <strong>of</strong> a network <strong>of</strong> overlapp<strong>in</strong>g pragmatic, ethical, and moral discoursesand the fair balanc<strong>in</strong>g <strong>of</strong> <strong>in</strong>terests <strong>in</strong> barga<strong>in</strong><strong>in</strong>g that I described <strong>in</strong> sectionI. The two tracks <strong>of</strong> deliberation described <strong>in</strong> section II encompass the more andless <strong>in</strong>stitutionalized aspects <strong>of</strong> this process. The network <strong>of</strong> discourses and the<strong>in</strong>terplay between the two spheres <strong>of</strong> deliberation comb<strong>in</strong>e to both ground thepresumption <strong>of</strong> rationality for the outcomes and to ma<strong>in</strong>ta<strong>in</strong> the legitimacy <strong>of</strong>political decisions. Ideally, deliberative politics ensures that ‘all relevant questions,issues, and contributions are brought up and processed <strong>in</strong> discourses andnegotiations on the basis <strong>of</strong> the best available <strong>in</strong>formation and arguments’. 38 Thisrequires that both the process <strong>of</strong> lawmak<strong>in</strong>g and the utilization <strong>of</strong> adm<strong>in</strong>istrativepower be tied to the discursive processes <strong>of</strong> generat<strong>in</strong>g the best reasons with<strong>in</strong> thepublic sphere. The <strong>in</strong>formal public sphere plays an essential role <strong>in</strong> ‘cultivat<strong>in</strong>gnormative reasons’ and the legislative process can be viewed as the procedure fortransform<strong>in</strong>g arguments and reasons <strong>in</strong>to law.But deliberative politics is at the same time a power-generat<strong>in</strong>g process. Thatis not to say that these are two entirely separate processes, as if reason and powerare not <strong>in</strong>terwoven <strong>in</strong> the process <strong>of</strong> political will-formation. Deliberative politicsis supposed to ‘rationalize’ power <strong>in</strong> such a way that the exercise <strong>of</strong> state authorityis legitimate. Habermas refers to the tw<strong>of</strong>old task <strong>of</strong> the constitutional state: ‘itmust not only evenly divide and distribute political power but also strip suchpower <strong>of</strong> its violent substance by rationaliz<strong>in</strong>g it’. 39 It does so by ty<strong>in</strong>g the formation<strong>of</strong> communicative power to the network <strong>of</strong> discourses with<strong>in</strong> deliberativepolitics.With such a key role <strong>in</strong> the theory, the precise nature, scope, and process <strong>of</strong>generat<strong>in</strong>g communicative power ought to be clearly def<strong>in</strong>ed. However, it isdifficult to reconstruct a s<strong>in</strong>gle read<strong>in</strong>g <strong>of</strong> its role or <strong>of</strong> this process from the


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>multiple po<strong>in</strong>ts at which Habermas uses the term. In order to reconstruct its role<strong>in</strong> the discourse model <strong>of</strong> deliberative politics, I will <strong>of</strong>fer two alternative read<strong>in</strong>gs:a wide read<strong>in</strong>g <strong>of</strong> the role and scope <strong>of</strong> communicative power and a narrow read<strong>in</strong>g.A wide read<strong>in</strong>g <strong>of</strong> the role <strong>of</strong> communicative power beg<strong>in</strong>s with its conceptualconnection to communicative action. While unh<strong>in</strong>dered public communicationcan be exam<strong>in</strong>ed:. . . <strong>in</strong> cognitive terms, as enabl<strong>in</strong>g rational op<strong>in</strong>ion- and will-formation . . . discursivelyproduced and <strong>in</strong>tersubjectively shared beliefs have, at the same time, a motivat<strong>in</strong>g force.Even if this rema<strong>in</strong>s limited to the weakly motivat<strong>in</strong>g force <strong>of</strong> good reasons, from thisperspective, the public use <strong>of</strong> communicative freedom also appears as a generator <strong>of</strong> powerpotentials. 40Habermas seems to identify this weak ‘motivat<strong>in</strong>g force’ that arises with sharedconvictions and political beliefs as a form <strong>of</strong> communicative power. The generation<strong>of</strong> communicative power is thereby l<strong>in</strong>ked with the communicative action <strong>of</strong>citizens <strong>in</strong> their use <strong>of</strong> their ‘communicative freedom’, which is essentially theability <strong>of</strong> participants <strong>in</strong> discourse to take yes or no positions on validity claims. 41On the smallest scale then, communicative power is generated by the mutualrecognition <strong>of</strong> a validity claim by two communicatively oriented speakers exercis<strong>in</strong>gtheir communicative freedom.The idea <strong>of</strong> a form <strong>of</strong> power be<strong>in</strong>g generated by communicative action mayseem entirely antithetical to the idea <strong>of</strong> a rationally motivated agreement, especiallys<strong>in</strong>ce Habermas has always emphasized the ‘unforced force’ <strong>of</strong> the betterargument. However, it is important to stress the dist<strong>in</strong>ction between a rationallymotivated agreement and the b<strong>in</strong>d<strong>in</strong>g force that results from such an agreement.The force that results is associated with the cognitive aspect <strong>of</strong> us<strong>in</strong>g one’scommunicative freedom. While the ideal <strong>of</strong> discourse is <strong>of</strong> communication undistortedby illegitimate power, the result<strong>in</strong>g agreement carries a motivat<strong>in</strong>g forceassociated with the cognitive aspects <strong>of</strong> us<strong>in</strong>g one’s communicative freedom to say‘yes’ or ‘no’ to a validity claim for reasons. 42Moreover, I take it that communicative power is identified with the motivat<strong>in</strong>gforce associated with the formation <strong>of</strong> ‘political beliefs’ and not necessarily agreementon validity claims <strong>in</strong> general. <strong>Communicative</strong> power is generated throughan agreement reached by citizens exercis<strong>in</strong>g their political autonomy. Deliberativepolitics, then, can be viewed as a process <strong>of</strong> generat<strong>in</strong>g or accumulat<strong>in</strong>g communicativepower on a larger scale than that <strong>of</strong> two communicatively orientedspeakers:By mobiliz<strong>in</strong>g citizens’ communicative freedom for the formation <strong>of</strong> political beliefs that <strong>in</strong>turn <strong>in</strong>fluence the production <strong>of</strong> legitimate law, illocutionary obligations <strong>of</strong> this sort buildup <strong>in</strong>to a potential that holders <strong>of</strong> adm<strong>in</strong>istrative power should not ignore. 43As we will see, however, when the power generated by the communicationbetween two speakers is translated <strong>in</strong>to the power generated <strong>in</strong> the large-scale445


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)process <strong>of</strong> deliberative politics, the exact nature <strong>of</strong> communicative power becomesless clear.This wide read<strong>in</strong>g <strong>of</strong> the role <strong>of</strong> communicative power suggests that ideally it isgenerated both throughout the <strong>in</strong>formal public sphere and with<strong>in</strong> legislativebodies. Whenever citizens engage <strong>in</strong> political discourse, <strong>in</strong>formally or as representativeswith<strong>in</strong> political <strong>in</strong>stitutions, the force <strong>of</strong> the shared beliefs and normativereasons generated by an agreement generates communicative power. ‘Thecommon ground <strong>of</strong> shared beliefs, achieved discursively <strong>in</strong> different politicalarenas, also generates communicative power.’ 44 Often it seems that Habermas issuggest<strong>in</strong>g a wide read<strong>in</strong>g, as if deliberative politics requires a great deal <strong>of</strong>communicative power flow<strong>in</strong>g throughout society and the public sphere and ultimately<strong>in</strong>to the formal political system. For <strong>in</strong>stance, he says:Although such power orig<strong>in</strong>ates <strong>in</strong> autonomous public spheres, it must take shape <strong>in</strong> thedecisions <strong>of</strong> democratic <strong>in</strong>stitutions <strong>of</strong> op<strong>in</strong>ion- and will-formation <strong>in</strong>asmuch as theresponsibility for momentous decisions demands clear <strong>in</strong>stitutional accountability. 45446This would certa<strong>in</strong>ly suggest that communicative power orig<strong>in</strong>ates <strong>in</strong> the publicsphere, even if only resid<strong>in</strong>g there <strong>in</strong> a diffuse manner, and then ‘takes shape’ <strong>in</strong>the authoritative decisions <strong>of</strong> a democratic <strong>in</strong>stitution.Further evidence is provided by the idea that communicative power is connectedto ord<strong>in</strong>ary language, a resource <strong>of</strong> the lifeworld. ‘As a constitutionallyregulated action system, politics is connected with the public sphere and dependson lifeworld sources <strong>of</strong> communicative power.’ 46 Also, when Habermas gives thediscourse-theoretic <strong>in</strong>terpretation <strong>of</strong> the pr<strong>in</strong>ciple <strong>of</strong> popular sovereignty, hefocuses on communicative power. ‘We can also consider the pr<strong>in</strong>ciple <strong>of</strong> popularsovereignty directly <strong>in</strong> terms <strong>of</strong> power. In that case, it demands that legislativepowers be transferred to the totality <strong>of</strong> citizens, who alone can generate communicativepower <strong>in</strong> their midst.’ 47However, immediately follow<strong>in</strong>g this passage, Habermas <strong>in</strong>troduces the‘parliamentary pr<strong>in</strong>ciple’, which establishes representative bodies for deliberationand decision-mak<strong>in</strong>g. Thus far, I have provided evidence for the wide read<strong>in</strong>g <strong>of</strong>the role <strong>of</strong> communicative power. But the <strong>in</strong>troduction <strong>of</strong> representative <strong>in</strong>stitutionsseems already to <strong>in</strong>dicate a more narrow read<strong>in</strong>g. Habermas states that ‘thelegislative power that <strong>in</strong> pr<strong>in</strong>ciple rests with the citizenry as a whole is <strong>in</strong> factexercised by parliamentary bodies that justify and adopt laws <strong>in</strong> accordance withdemocratic procedures’. 48 The question then is whether this move limits thegeneration <strong>of</strong> communicative power solely to parliamentary bodies.A narrow read<strong>in</strong>g <strong>of</strong> the role <strong>of</strong> communicative power would locate its generationprimarily <strong>in</strong> the <strong>in</strong>stitutions authorized to make b<strong>in</strong>d<strong>in</strong>g decisions. While thewide read<strong>in</strong>g takes its cue from the b<strong>in</strong>d<strong>in</strong>g force <strong>of</strong> reasons and shared beliefs toemphasize the communicative aspect <strong>of</strong> communicative power, the narrow read<strong>in</strong>grelies more on the <strong>in</strong>stitutionalized b<strong>in</strong>d<strong>in</strong>g force <strong>of</strong> decisions, which is locatedonly <strong>in</strong> the formal political system. This highlights the power aspect <strong>of</strong> com-


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>municative power and br<strong>in</strong>gs it closer to the concept <strong>of</strong> adm<strong>in</strong>istrative power byemphasiz<strong>in</strong>g <strong>in</strong>stitutionalization over communication. This narrow read<strong>in</strong>g is alsosupported by Habermas’s account <strong>of</strong> the ‘structurally necessary “self-limitations”<strong>of</strong> radical-democratic practice’:With<strong>in</strong> the boundaries <strong>of</strong> the public sphere, or at least <strong>of</strong> a liberal public sphere, actors canacquire only <strong>in</strong>fluence, not political power. . . . But public <strong>in</strong>fluence is transformed <strong>in</strong>tocommunicative power only after it passes through the filters <strong>of</strong> the <strong>in</strong>stitutionalizedprocedures <strong>of</strong> democratic op<strong>in</strong>ion- and will-formation and enters through parliamentarydebates <strong>in</strong>to legitimate lawmak<strong>in</strong>g. . . . Not <strong>in</strong>fluence per se, but <strong>in</strong>fluence transformed<strong>in</strong>to communicative power legitimates political decisions. . . . To generate political power,their <strong>in</strong>fluence must have an effect on the democratically regulated deliberations <strong>of</strong>democratically elected assemblies and assume an authorized form <strong>in</strong> formal decisions. 49This passage emphasizes that the power aris<strong>in</strong>g from a rationally motivated agreementis only actualized <strong>in</strong> the political process at the po<strong>in</strong>t <strong>of</strong> lawmak<strong>in</strong>g itself. Italso seems to <strong>in</strong>dicate that collectively act<strong>in</strong>g citizens can only exert <strong>in</strong>fluence. But<strong>in</strong>fluence is not discursively achieved. This opens up a potential gap between thecommunicative power <strong>of</strong> the citizenry (under the wide read<strong>in</strong>g) and the communicativepower generated with<strong>in</strong> a legislative body (the narrow read<strong>in</strong>g). Thisseems to be what is beh<strong>in</strong>d the follow<strong>in</strong>g formulation:. . . the social substratum for the realization <strong>of</strong> the system <strong>of</strong> rights consists . . . <strong>in</strong> thecurrents <strong>of</strong> communication and public op<strong>in</strong>ion that, emerg<strong>in</strong>g from civil society and thepublic sphere, are converted <strong>in</strong>to communicative power through democratic procedures. 50Here the public sphere is granted the task <strong>of</strong> work<strong>in</strong>g up <strong>in</strong>formal communication<strong>in</strong>to public op<strong>in</strong>ion, but the locus for the actual generation <strong>of</strong> communicativepower is associated only with the deliberation with<strong>in</strong> the legislative body.Another way <strong>of</strong> giv<strong>in</strong>g a narrow read<strong>in</strong>g is suggested by the idea that communicativepower is generated by the <strong>in</strong>terplay between the two deliberative tracks.Habermas argues that ‘strictly speak<strong>in</strong>g, [communicative] power spr<strong>in</strong>gs fromthe <strong>in</strong>teractions among legally <strong>in</strong>stitutionalized will-formation and culturallymobilized publics’. 51 What k<strong>in</strong>d <strong>of</strong> <strong>in</strong>teractions is Habermas referr<strong>in</strong>g to here?From a normative po<strong>in</strong>t <strong>of</strong> view, the legislature is required to rema<strong>in</strong> porous tothe normative reasons generated <strong>in</strong> the public sphere. The key <strong>in</strong>teractionbetween the two is the transmission <strong>of</strong> reasons from the <strong>in</strong>formal public sphere tothe formal political system. It is not wholly clear how such transmission wouldactually generate communicative power. One obvious <strong>in</strong>teraction is the generalelection <strong>in</strong> which the public determ<strong>in</strong>es their representatives or decides on referendums.Only then is the public authorized to make a b<strong>in</strong>d<strong>in</strong>g decision. 52 In thecase <strong>of</strong> general elections, communicative power authorizes the legislature. IfHabermas def<strong>in</strong>es political power <strong>in</strong> terms <strong>of</strong> ‘a potential for render<strong>in</strong>g b<strong>in</strong>d<strong>in</strong>gdecisions’, 53 then it seems that the more narrow read<strong>in</strong>g is required. One problemwith associat<strong>in</strong>g communicative power with vot<strong>in</strong>g is that the act <strong>of</strong> vot<strong>in</strong>g itself,while it does communicate a preference, is not a particularly good example <strong>of</strong>political communication given its lack <strong>of</strong> discursivity.447


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)448Habermas certa<strong>in</strong>ly needs to clarify the role <strong>of</strong> communicative power with<strong>in</strong> hismodel <strong>of</strong> deliberative politics. Perhaps <strong>in</strong>troduc<strong>in</strong>g more conceptual resourcesmight help to deal with the different aspects that are assembled under the termcommunicative power. The communicative power generated by citizens with<strong>in</strong>‘weak publics’ might be termed ‘weak’ or ‘<strong>in</strong>formal’ communicative power <strong>in</strong>order to clearly differentiate it from the ‘strong’ or ‘formal’ communicative power<strong>of</strong> ‘strong publics’ with their authority to make b<strong>in</strong>d<strong>in</strong>g decisions. Or perhaps thegeneral b<strong>in</strong>d<strong>in</strong>g force <strong>of</strong> discursively generated agreement should not be termedcommunicative power at all.But this may not be just a problem with term<strong>in</strong>ology: <strong>in</strong>troduc<strong>in</strong>g another termwould not necessarily resolve the tensions with<strong>in</strong> Habermas’s theory. Importantaspects <strong>of</strong> democratic politics and legitimation are captured with<strong>in</strong> this conceptand may be caus<strong>in</strong>g the tensions. On the one hand, the wide read<strong>in</strong>g <strong>of</strong> communicativepower attempts to capture the democratic ideal <strong>of</strong> citizens act<strong>in</strong>g <strong>in</strong>concert, which represents a relatively strong read<strong>in</strong>g <strong>of</strong> the ‘radical content <strong>of</strong>democratic ideals’. 54 This can be emphasized by focus<strong>in</strong>g on the potential forcommunicative power to de-legitimize a regime, which would br<strong>in</strong>g Habermas’saccount <strong>of</strong> communicative power closer to Arendt’s. Indeed, when Habermasdiscusses Arendt’s conception <strong>of</strong> political power, he says:. . . it emerges <strong>in</strong> its purest form <strong>in</strong> those moments when revolutionaries seize the powerscattered through the streets; when a population committed to passive resistance opposesforeign tanks with their bare hands; when conv<strong>in</strong>ced m<strong>in</strong>orities dispute the legitimacy <strong>of</strong>exist<strong>in</strong>g laws and engage <strong>in</strong> civil disobedience; when the sheer ‘joy <strong>of</strong> action’ breaksthrough <strong>in</strong> protest movements. 55On the other hand, Habermas is also concerned with the everyday work<strong>in</strong>gs <strong>of</strong>communicative power with<strong>in</strong> democratic regimes and with the <strong>in</strong>stitutionalization<strong>of</strong> democratic ideals. Whether the above-mentioned mobilizations <strong>of</strong> power aredemocratic or not depends not only on whether power is discursively generatedbut also on whether it is democratically tested <strong>in</strong> an arena <strong>in</strong> which all are givena chance to participate. Certa<strong>in</strong>ly, the concept <strong>of</strong> communicative power has anormative core <strong>in</strong>s<strong>of</strong>ar as it is <strong>in</strong>ternally connected to communicative action(submitt<strong>in</strong>g power to reason). But this rationalization <strong>of</strong> power is not identical tothe democratization <strong>of</strong> power. <strong>Power</strong> may be discursively generated, but it is notdemocratically legitimate until it is democratically tested. It may be that Habermas’sconcern with the accountability for b<strong>in</strong>d<strong>in</strong>g decisions is the key factorbeh<strong>in</strong>d his occasional reliance on the narrow role <strong>of</strong> communicative power. Thepublic sphere is not responsible for mak<strong>in</strong>g b<strong>in</strong>d<strong>in</strong>g decisions; that may be reasonenough for limit<strong>in</strong>g its normative role to generat<strong>in</strong>g public op<strong>in</strong>ion and <strong>in</strong>fluenceand not communicative power. Furthermore, the procedural read<strong>in</strong>g <strong>of</strong> popularsovereignty is not <strong>in</strong>tended to capture the idea <strong>of</strong> the will <strong>of</strong> the people. Popularsovereignty resides with<strong>in</strong> democratic procedures themselves, accord<strong>in</strong>g toHabermas.Habermas has attempted to conceptualize both the b<strong>in</strong>d<strong>in</strong>g force <strong>of</strong> discursive


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>agreement and the <strong>in</strong>stitutional authority for mak<strong>in</strong>g b<strong>in</strong>d<strong>in</strong>g decisions with<strong>in</strong> thes<strong>in</strong>gle notion <strong>of</strong> communicative power. Both the ideal <strong>of</strong> popular sovereignty andits <strong>in</strong>stitutionalized form are to be captured <strong>in</strong> some respects with this concept.Perhaps this demonstrates the two directions <strong>in</strong> which Habermas is pulled: towarda theory <strong>of</strong> radical-participatory democracy, on the one hand, and toward a systematicaccount <strong>of</strong> the problems <strong>of</strong> <strong>in</strong>stitutionalized democracy with<strong>in</strong> the context<strong>of</strong> modern complex societies, on the other. The attempt to encompass both <strong>of</strong>these aims is <strong>of</strong>ten viewed as a source <strong>of</strong> tension with<strong>in</strong> Habermas’s text. 56 But myread<strong>in</strong>g <strong>of</strong> the ambiguities <strong>in</strong> the use <strong>of</strong> the concept <strong>of</strong> communicative power itselfshould make it clear that the tensions are not merely generated by Habermas’sattempt to demonstrate that his normative theory has ‘empirical referents’.Rather, the normative ideal that he presents does not clearly differentiate betweenthe ideal <strong>of</strong> the discursive formation <strong>of</strong> communicative power by citizens, on theone hand, and the requirements <strong>of</strong> democratic legitimacy associated with deliberativebodies authorized to make b<strong>in</strong>d<strong>in</strong>g decisions, on the other. Whether he canadequately negotiate between the two with his model <strong>of</strong> deliberative politicsdepends, <strong>in</strong> part, on whether the ambiguities <strong>in</strong> the concept <strong>of</strong> communicativepower can be adequately resolved. As it stands, the use <strong>of</strong> a s<strong>in</strong>gle term does moreto conceal these tensions than to resolve them.I can only <strong>of</strong>fer some brief suggestions here as to why the wide read<strong>in</strong>g <strong>of</strong>communicative power might be more consistent with the aim <strong>of</strong> ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g theradical-democratic content <strong>of</strong> Habermas’s theory. The first is related to adm<strong>in</strong>istrativepower and the second to social power.The first l<strong>in</strong>e <strong>of</strong> reason<strong>in</strong>g is related to adm<strong>in</strong>istrative power and Habermas’sfunctional account <strong>of</strong> the classic separation <strong>of</strong> powers <strong>in</strong> terms <strong>of</strong> forms <strong>of</strong> communicationand patterns <strong>of</strong> argumentation. One <strong>of</strong> the less-remarked features <strong>of</strong>Habermas’s democratic theory is his discourse-theoretic <strong>in</strong>terpretation <strong>of</strong> theclassic separation <strong>of</strong> powers <strong>in</strong> terms <strong>of</strong> forms <strong>of</strong> communication and patterns <strong>of</strong>argumentation. 57 He argues that the functions <strong>of</strong> mak<strong>in</strong>g, apply<strong>in</strong>g, and implement<strong>in</strong>glaw are better accounted for at the abstract level <strong>in</strong> terms <strong>of</strong> the differentk<strong>in</strong>ds <strong>of</strong> reasons and arguments that are admissible for each function ratherthan <strong>in</strong> the concrete terms <strong>of</strong> specific <strong>in</strong>stitutional forms <strong>of</strong> the legislature, thejudiciary, and the adm<strong>in</strong>istration. For example, the separation <strong>of</strong> lawmak<strong>in</strong>g fromimplementation entails that, while legislators have access to the full range <strong>of</strong>normative, pragmatic, and empirical reasons, the adm<strong>in</strong>istration is supposed to bebound to the <strong>in</strong>strumental rationality <strong>of</strong> implement<strong>in</strong>g the law efficiently. Thisalso has consequences for the generation <strong>of</strong> communicative power.Ins<strong>of</strong>ar as communicative power is supposed to be l<strong>in</strong>ked with lawmak<strong>in</strong>g, thereis an open<strong>in</strong>g for the wide read<strong>in</strong>g <strong>of</strong> communicative power at those po<strong>in</strong>ts atwhich the adm<strong>in</strong>istration must be open to normative reasons <strong>in</strong> implement<strong>in</strong>g thelaw. As Habermas notes, ‘<strong>in</strong>s<strong>of</strong>ar as the implementation <strong>of</strong> programmatic goalsrequires the adm<strong>in</strong>istration to perform organizational tasks that at least implicitlyrequire a further development <strong>of</strong> law, the legitimation basis <strong>of</strong> traditional adm<strong>in</strong>-449


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)istrative structures no longer suffices’. 58 New structures are then required to allowfor the communication and participation that are <strong>in</strong>volved <strong>in</strong> legitimate lawmak<strong>in</strong>g.‘This implies a “democratization” <strong>of</strong> the adm<strong>in</strong>istration that, go<strong>in</strong>gbeyond special obligations to provide <strong>in</strong>formation, would supplement parliamentaryand judicial controls on adm<strong>in</strong>istration from with<strong>in</strong>.’ 59 While Habermas iscautious about the extent to which the adm<strong>in</strong>istrative sphere <strong>of</strong> implement<strong>in</strong>glaw, which is ultimately oriented toward efficiency, can be opened up to moreparticipatory practices such as ‘the participation <strong>of</strong> clients’ and ‘hear<strong>in</strong>gs’, hisfunctional account <strong>of</strong> the separation <strong>of</strong> powers does make room for the possibility.If communicative power is l<strong>in</strong>ked with the function <strong>of</strong> lawmak<strong>in</strong>g broadlyconstrued, then communicative power should be associated with the reasongenerat<strong>in</strong>gforce <strong>of</strong> citizens at whatever po<strong>in</strong>t that they make such an <strong>in</strong>put <strong>in</strong>tothe political system. A more flexible, wide read<strong>in</strong>g <strong>of</strong> communicative power ismore appropriate to a flexible, functional <strong>in</strong>terpretation <strong>of</strong> the separation <strong>of</strong>powers.The second l<strong>in</strong>e <strong>of</strong> reason<strong>in</strong>g is related to social power and the normativepr<strong>in</strong>ciple <strong>of</strong> the separation <strong>of</strong> the state from society. 60 In light <strong>of</strong> this pr<strong>in</strong>ciple:. . . civil society is expected to absorb and neutralize the unequal distribution <strong>of</strong> socialpositions and the power differentials result<strong>in</strong>g from them, so that social power comes <strong>in</strong>toplay only <strong>in</strong>s<strong>of</strong>ar as it facilitates the exercise <strong>of</strong> civic autonomy and does not restrict it. 61450Habermas notes the way <strong>in</strong> which social power can both facilitate and restrictthe generation <strong>of</strong> communicative power. Social power is facilitative <strong>in</strong>s<strong>of</strong>ar as itrepresents the fulfillment <strong>of</strong> the social and material conditions that are preconditionsfor exercis<strong>in</strong>g one’s political autonomy. But social power is restrictive<strong>in</strong>s<strong>of</strong>ar as it allows some actors (e.g. bus<strong>in</strong>esses, organizations, and pressuregroups) to transform their social power directly <strong>in</strong>to political power by <strong>in</strong>fluenc<strong>in</strong>gthe adm<strong>in</strong>istration or by manipulat<strong>in</strong>g public op<strong>in</strong>ion. It seems that if illegitimateforms <strong>of</strong> social power are to be directly challenged with<strong>in</strong> the public sphereitself, then communicative power must act as a direct counterforce there. Aga<strong>in</strong>,a more flexible, wide read<strong>in</strong>g <strong>of</strong> discursively produced communicative powerwould provide a normative account <strong>of</strong> a resource that is necessary not only forauthoriz<strong>in</strong>g adm<strong>in</strong>istrative power, but also as a direct counterforce to social powerwith<strong>in</strong> the public sphere.A third po<strong>in</strong>t would even go beyond the framework <strong>of</strong> Between Facts and Normsto suggest that a more flexible conception <strong>of</strong> communicative power could be helpful<strong>in</strong> extend<strong>in</strong>g Habermas’s account to issues <strong>of</strong> global politics, but that is beyondthe scope <strong>of</strong> this article. 62 I hope the analysis <strong>of</strong> Habermas’s concept <strong>of</strong> communicativepower that I have begun here at least demonstrates the importance <strong>of</strong> itsrole <strong>in</strong> Habermas’s democratic theory and that it deserves further attention. Themore radical-democratic read<strong>in</strong>g <strong>of</strong> Habermas’s two-track model <strong>of</strong> deliberativepolitics could <strong>of</strong>fer a potentially powerful account <strong>of</strong> the possibility for democraticpractice <strong>in</strong> modern complex societies. In order to meet its normative demands,


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>revitalized public spheres would have to rival both the economic and adm<strong>in</strong>istrativesystems, while not overtak<strong>in</strong>g the functions <strong>of</strong> either. This would requirecitizens to mobilize and <strong>in</strong>crease the communicative power <strong>of</strong> public debate untilit could surpass or at least equal the extent to which money and adm<strong>in</strong>istrativepower coord<strong>in</strong>ate action ‘beh<strong>in</strong>d their backs’. Of course, the burden as always liesnot with democratic theorists but with democratic publics to revitalize the publicsphere as a site for realiz<strong>in</strong>g the radical content <strong>of</strong> democratic ideals.NotesI thank Jürgen Habermas, Thomas McCarthy, Crist<strong>in</strong>a Lafont, David Lev<strong>in</strong>, Lori Watson,and the anonymous reviewers for this journal for helpful comments on earlier versions <strong>of</strong> thisarticle. I am especially grateful to Crist<strong>in</strong>a Lafont and Thomas McCarthy for many helpfuldiscussions <strong>of</strong> Habermas’s work.1. Jürgen Habermas (1984) The <strong>Theory</strong> <strong>of</strong> <strong>Communicative</strong> Action, tr. Thomas McCarthy.Boston: Beacon Press. Jürgen Habermas (1996) Between Facts and Norms: Contributions toa Discourse <strong>Theory</strong> <strong>of</strong> Law and <strong>Democracy</strong>, tr. William Rehg. Cambridge, MA: MIT Press.See also the articles <strong>in</strong> Jürgen Habermas (1998) The Inclusion <strong>of</strong> the Other: Studies <strong>in</strong>Political <strong>Theory</strong>, ed. Ciaran Cron<strong>in</strong> and Pablo De Greiff. Cambridge, MA: MIT Press.2. Habermas (1996, <strong>in</strong> n. 1), p. 136.3. Ibid. p. 170, emphasis added.4. Hannah Arendt (1970) On Violence, p. 44. New York: Harcourt Brace & Co.5. Hannah Arendt (1958) The Human Condition, p. 200. Chicago: University <strong>of</strong> ChicagoPress.6. Habermas (1996, <strong>in</strong> n. 1), p. 147. See also Habermas (1977) ‘Hannah Arendt’sCommunications Concept <strong>of</strong> <strong>Power</strong>’, Social Research 44(1): 3–24; repr<strong>in</strong>ted as Habermas(1983) ‘Hannah Arendt: On the Concept <strong>of</strong> <strong>Power</strong>’, <strong>in</strong> Philosophical–Political Pr<strong>of</strong>iles, tr.Frederick Lawrence, pp. 171–88. Cambridge, MA: MIT Press.7. Arendt (n. 4), p. 41.8. Habermas (1996, <strong>in</strong> n. 1), p. 150.9. Ibid. p. 148.10. See Habermas (1984, <strong>in</strong> n. 1). See also Habermas (1996, <strong>in</strong> n. 1), esp. pp. 3–6, 17–19.11. Jürgen Habermas (1990) ‘Discourse Ethics: Notes on a Program <strong>of</strong> Justification’, <strong>in</strong>Moral Consciousness and <strong>Communicative</strong> Action, tr. Christian Lenhardt and Shierry WeberNicholson, pp. 89–90. Cambridge, MA: MIT Press.12. Habermas (1996, <strong>in</strong> n. 1), p. 107. The discourse pr<strong>in</strong>ciple and its role are altered slightlyhere from earlier formulations. In Between Facts and Norms Habermas attempts toemphasize the applicability <strong>of</strong> D to action norms <strong>in</strong> general without bias toward moral orlegal norms <strong>in</strong> particular. For a recent and illum<strong>in</strong>at<strong>in</strong>g critical account <strong>of</strong> the role <strong>of</strong> thediscourse pr<strong>in</strong>ciple <strong>in</strong> Between Facts and Norms, see Matthias Kettner (2002) ‘TheDisappearance <strong>of</strong> Discourse Ethics <strong>in</strong> Habermas’s Between Facts and Norms’, <strong>in</strong> Rene vonSchomberg and Kenneth Baynes (eds) Discourse and <strong>Democracy</strong>, pp. 201–18. Albany: StateUniversity <strong>of</strong> New York Press.13. Habermas (1996, <strong>in</strong> n. 1) p. 110.14. Habermas first developed this expansion beyond just moral discourse <strong>in</strong> (1993) ‘On thePragmatic, the Ethical, and the Moral Employments <strong>of</strong> Practical Reason’, <strong>in</strong> Justificationand Application: Remarks on Discourse Ethics, tr. Ciaran Cron<strong>in</strong>, pp. 1–17. Cambridge, MA:451


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)452MIT Press. See Habermas (1996, <strong>in</strong> n. 1), pp. 158–68, esp. 162ff., where Habermasdevelops an ‘abstract process model’ <strong>of</strong> discursive op<strong>in</strong>ion- and will-formation with<strong>in</strong> alegislature, culm<strong>in</strong>at<strong>in</strong>g <strong>in</strong> judicial review.15. Habermas gives a somewhat stylized version <strong>of</strong> both liberalism and republicanism <strong>in</strong>order to present his own model as a third way. I simply restate that contrast here s<strong>in</strong>ce Iam not primarily concerned with those disputes <strong>in</strong> this article. For Habermas’s account,see also (1998) ‘Three Normative Models <strong>of</strong> <strong>Democracy</strong>’, <strong>in</strong> The Inclusion <strong>of</strong> the Other, tr.Ciaran Cron<strong>in</strong> and Pablo DeGreiff, pp. 239–252. Cambridge, MA: MIT Press. SeeHabermas (1996, <strong>in</strong> n. 1) pp. 267–86, 295–302. For another, more detailed comparison<strong>of</strong> liberal and communitarian models <strong>of</strong> deliberative democracy and a proposedalternative based on the ‘rule <strong>of</strong> reasons’, see Ra<strong>in</strong>er Forst (2001) ‘The Rule <strong>of</strong> Reasons:Three Models <strong>of</strong> Deliberative <strong>Democracy</strong>’, Ratio Juris 14(4): 345–78.16. Habermas (1996, <strong>in</strong> n. 1), pp. 296–7.17. Ibid. p. 283.18. Klaus Günther (1998) ‘<strong>Communicative</strong> Freedom, <strong>Communicative</strong> <strong>Power</strong>, andJurisgenesis’, <strong>in</strong> Michel Rosenfeld and Andrew Arato (eds) Habermas on Law and<strong>Democracy</strong>: Critical Exchanges, pp. 234–254, p. 235. Berkeley, CA: University <strong>of</strong> CaliforniaPress. This is one <strong>of</strong> the few articles to have dealt systematically with the concept <strong>of</strong>communicative power.19. Habermas (1996, <strong>in</strong> n. 1), ‘Postscript’, p. 450.20. Habermas (1996) ‘Popular Sovereignty as Procedure’, appendix 1 to between Facts andNorms, tr. William Rehg, pp. 463–90, p. 486, emphasis added. Cambridge, MA: MITPress.21. For an account that is critical <strong>of</strong> Habermas’s appropriations from systems theory seeThomas McCarthy (1991) ‘Complexity and <strong>Democracy</strong>: The Seducements <strong>of</strong> Systems<strong>Theory</strong>’, <strong>in</strong> Ideals and Illusions: On the Reconstruction and Deconstruction <strong>in</strong> ContemporaryCritical <strong>Theory</strong>, pp. 152–80. Cambridge, MA: MIT Press. Specifically, McCarthy arguesthat the terms <strong>of</strong> the pact with systems theory are unclear and that Habermas has cededtoo much ground to systems theory, thereby leav<strong>in</strong>g critical theory <strong>in</strong> an unnecessarilydefensive position. The cont<strong>in</strong>u<strong>in</strong>g legacy <strong>of</strong> these ambiguities <strong>in</strong> the pact with systemstheory may be contribut<strong>in</strong>g to the ambiguities I discuss regard<strong>in</strong>g communicative power<strong>in</strong>s<strong>of</strong>ar as Habermas may be unclear about the position <strong>of</strong> legislative bodies as part <strong>of</strong> thepublic sphere <strong>of</strong> the lifeworld or the political system.22. Habermas’s earlier remarks about the ‘democratic dam’ are from (1992) ‘FurtherReflections on the Public Sphere’, <strong>in</strong> Craig Calhoun (ed.) Habermas and the Public Sphere,pp. 421–61, p. 444. Cambridge, MA: MIT Press.23. Habermas (1996, <strong>in</strong> n. 1), p. 81.24. Habermas is elaborat<strong>in</strong>g here on the dist<strong>in</strong>ction made by Nancy Fraser, between ‘strong’(formal) and ‘weak’ (<strong>in</strong>formal) publics <strong>in</strong> her article (1992) ‘Reth<strong>in</strong>k<strong>in</strong>g the PublicSphere’, <strong>in</strong> Craig Calhoun (ed.) Habermas and the Public Sphere, pp. 109–42. Cambridge,MA: MIT Press. Fraser also raises ‘the possibility for a proliferation <strong>of</strong> strong publics <strong>in</strong>the form <strong>of</strong> self-manag<strong>in</strong>g <strong>in</strong>stitutions, . . . <strong>in</strong> self-managed workplaces, child-carecenters, or residential communities’, and <strong>in</strong> ‘hybrid publics’ that have some decisionmak<strong>in</strong>gauthority (ibid. p. 135). For a criticism <strong>of</strong> Habermas for neglect<strong>in</strong>g suchpossibilities and thereby fail<strong>in</strong>g to ‘identify democracy’s most attractive possibilities’, seeJoshua Cohen (1999) ‘Reflections on Habermas on <strong>Democracy</strong>’, Ratio Juris 12(4):385–416, esp. 408ff. Cohen favors an account that <strong>in</strong>stitutionalizes direct problemsolv<strong>in</strong>gby citizens. It is not clear that Habermas would object to any such arrangements,but he does emphasize the value <strong>of</strong> a public sphere under no pressure to decide. Whetherthis could be well balanced with some authority to make b<strong>in</strong>d<strong>in</strong>g decisions is perhaps an


Flynn: <strong>Communicative</strong> <strong>Power</strong> <strong>in</strong> Habermas’s <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong>empirical matter, but I will return to this po<strong>in</strong>t <strong>in</strong> the f<strong>in</strong>al section <strong>in</strong> relation to thegeneration <strong>of</strong> communicative power.25. Habermas (1996, <strong>in</strong> n. 1), p. 308.26. Ibid. p. 361.27. In his review <strong>of</strong> Between Facts and Norms, William Forbath writes:Popular sovereignty popularly understood means citizens govern<strong>in</strong>g themselves. But <strong>in</strong>Habermas’s world <strong>of</strong> law as popular sovereignty, citizens merely talk and argue,form<strong>in</strong>g op<strong>in</strong>ions and kibitz<strong>in</strong>g and contest<strong>in</strong>g <strong>of</strong>ficialdom <strong>in</strong> the <strong>in</strong>formal publicsphere <strong>of</strong> ‘civil society.’ This is essential democratic work, but not quite the same aslaw-mak<strong>in</strong>g. A ‘collectively act<strong>in</strong>g citizenry’ has no role <strong>in</strong> the latter enterprise;Habermas’s citizenry must always rely <strong>in</strong>stead on the sway that <strong>in</strong>formal ‘op<strong>in</strong>ionformation’ exerts over <strong>in</strong>stitutionalized ‘will formation.’(1998) ‘Habermas’s Constitution: A History, Guide, and Critique’, Law and Social Inquiry23(4): 969–1016, p. 996. While Forbath is correct <strong>in</strong> his assessment <strong>of</strong> the direct role <strong>of</strong> a‘collectively act<strong>in</strong>g citizenry’ <strong>in</strong> lawmak<strong>in</strong>g <strong>in</strong> Habermas’s account, he seems tounderestimate the normative requirements placed on the public sphere. In particular, thatthe legitimacy <strong>of</strong> deliberative politics depends on a process <strong>of</strong> rational op<strong>in</strong>ion-formation<strong>in</strong> the public sphere and the fact that the political system is always dependent upon thenormative reasons generated by the public sphere for its legitimacy.28. Habermas (1996, <strong>in</strong> n. 1), p. 360.29. Ibid. p. 361.30. Ibid. pp. 366–7.31. Ibid. p. 369.32. Ibid. p. 369.33. Ibid. p. 359.34. Ibid. p. 362.35. Ibid. p. 304.36. For an account that criticizes Habermas for fail<strong>in</strong>g to adequately theorize the ‘democraticethos’ presupposed by his proceduralism, see Richard J. Bernste<strong>in</strong> (1998) ‘The Retrieval<strong>of</strong> the Democratic Ethos’, <strong>in</strong> Michel Rosenfeld and Andrew Arato (eds) Habermas on Lawand <strong>Democracy</strong>: Critical Exchanges, pp. 287–305. Berkeley, CA: University <strong>of</strong> CaliforniaPress. Axel Honneth also criticizes Habermas for similar reasons and presents Dewey’stheory <strong>of</strong> democracy as a ‘third avenue between the false options <strong>of</strong> an overethicizedrepublicanism and empty proceduralism’ <strong>in</strong> (1998) ‘<strong>Democracy</strong> as Reflexive Cooperation:John Dewey and the <strong>Theory</strong> <strong>of</strong> <strong>Democracy</strong> Today’, Political <strong>Theory</strong> 26(6): 763–83. Inresponse to such criticisms, Habermas seems only to emphasize that the normativerequirements for legitimacy cannot take the form <strong>of</strong> a legal compulsion to participate:An orientation to the common good may be called for, but it cannot be made <strong>in</strong>to alegal duty. . . . I oppose the republican tradition only <strong>in</strong>s<strong>of</strong>ar as I shift the burden <strong>of</strong>justify<strong>in</strong>g the effectiveness <strong>of</strong> practical reason from the mentality <strong>of</strong> citizens to thedeliberative form <strong>of</strong> politics.Habermas (1998) ‘Reply to Symposium Participants’, <strong>in</strong> Michel Rosenfeld and AndrewArato (eds) Habermas on Law and <strong>Democracy</strong>: Critical Exchanges, p. 385. Berkeley, CA:University <strong>of</strong> California Press.37. Habermas (1996, <strong>in</strong> n. 1), p. 363.38. Ibid. p. 170.39. Ibid. p. 148.40. Ibid. p. 147.453


European Journal <strong>of</strong> Political <strong>Theory</strong> 3(4)45441. Ibid. p. 119.42. Habermas (1984, <strong>in</strong> n. 1), vol. 2, p. 74 (emphasis added):The critical character <strong>of</strong> this say<strong>in</strong>g ‘no’ [to a speech-act <strong>of</strong>fer] dist<strong>in</strong>guishes tak<strong>in</strong>g aposition <strong>in</strong> this way from a reaction based solely on caprice. A hearer can be ‘bound’ byspeech-act <strong>of</strong>fers because he is not permitted arbitrarily to refuse them but only to say‘no’ to them, that is, to reject them for reasons.43. Habermas (1996, <strong>in</strong> n. 1), p. 147.44. Ibid. p. 157.45. Habermas (1996, <strong>in</strong> n. 20), p. 486, emphasis added.46. Habermas (1996, <strong>in</strong> n. 1), p. 385.47. Ibid. p. 170.48. Ibid. pp. 171–2.49. Ibid. pp. 371–2.50. Ibid. p. 442.51. Ibid. p. 301.52. Habermas himself has <strong>in</strong>dicated that he actually <strong>in</strong>tended to expla<strong>in</strong> communicativepower <strong>in</strong> terms <strong>of</strong> what I call the narrow read<strong>in</strong>g. In fact, he associated it primarily withthe exercise <strong>of</strong> vot<strong>in</strong>g. We can see that <strong>in</strong> the follow<strong>in</strong>g: ‘Pass<strong>in</strong>g through the channels <strong>of</strong>general elections and various forms <strong>of</strong> participation, public op<strong>in</strong>ions are converted <strong>in</strong>to acommunicative power that authorizes the legislature and legitimates regulatory agencies’(ibid. p. 442). But he has also acknowledged that the wider read<strong>in</strong>g has merit because <strong>of</strong>the connection <strong>of</strong> communicative power to communicative action <strong>in</strong> face-to-face<strong>in</strong>teraction (personal communication, 11 Oct. 2000). Whether all <strong>of</strong> this can bereconciled with<strong>in</strong> a s<strong>in</strong>gle concept rema<strong>in</strong>s to be seen.53. Habermas (1996, <strong>in</strong> n. 1), p. 363.54. Ibid. p. xliii.55. Ibid. p. 148.56. See William Scheuerman (1999) ‘Between Radicalism and Resignation: Democratic<strong>Theory</strong> <strong>in</strong> Habermas’s Between Facts and Norms’, <strong>in</strong> Peter Dews (ed.) Habermas: A CriticalReader, pp. 153–77. Oxford: Blackwell. I would argue, however, that Scheuerman tends tooveremphasize the divergent sources from which Habermas draws (Nancy Fraser’s‘socialist-fem<strong>in</strong>ist’ model and Bernhard Peter’s ‘realist-<strong>in</strong>spired’ model), and does notfully account for Habermas’s reconstructive appropriation <strong>of</strong> those sources.57. See Habermas (1996, <strong>in</strong> n. 1), pp. 186–93, 440–1.58. Ibid. p. 193.59. Ibid. p. 440.60. Ibid. pp. 174–6.61. Ibid. p. 175. Habermas uses the term ‘social power’ as a ‘measure for the possibilities anactor has <strong>in</strong> social relationships to assert his own will and <strong>in</strong>terests, even aga<strong>in</strong>st theopposition <strong>of</strong> others’ (p. 175).62. For an account that does develop this idea and follows on Habermas and Arendt as well,see Hauke Brunkhorst (2002) Solidarität: Von der Bürgerfreundschaft zur globalenRechtsgenossenschaft. Frankfurt: Suhrkamp; English tr. forthcom<strong>in</strong>g from MIT Press. Seeespecially the section on ‘Constitutional Questions’ (pp. 203–17). Moreover, Brunkhorstargues, <strong>in</strong> contrast to the narrow read<strong>in</strong>g <strong>of</strong> communicative power, that ‘the most flexibleelement <strong>of</strong> politics is the communicative power that is not to be found <strong>in</strong> the formaldecision-mak<strong>in</strong>g that juridifies and transforms communicative power <strong>in</strong>to adm<strong>in</strong>istrativepower’ (p. 203).

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