one off trade form for existing commonwealth bank or commsec clients
one off trade form for existing commonwealth bank or commsec clients
one off trade form for existing commonwealth bank or commsec clients
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ContentsSection OneCommonwealth Securities Limited1Part OneImp<strong>or</strong>tant In<strong><strong>f<strong>or</strong></strong>m</strong>ationFinancial Services GuideOther Documents You MayReceive From Us234567Who Are We?What Financial Services AndProducts Do We Offer?How Do You Obtain Our Services?How Can You Transact With Us?If we provide you with furtheradvice?How do you pay <strong>f<strong>or</strong></strong> our services?How are we remunerated <strong>f<strong>or</strong></strong> theservices we provide?Initial Commissions paidto CommSecOngoing Commissions paidto CommSecHow are our representativesremunerated?Associations with related ProductIssuersRemuneration that may bereceived by Associated PartiesThird Party AgreementsASX Broker Incentive PoolHow is my customer in<strong><strong>f<strong>or</strong></strong>m</strong>ationdealt with?What should I do if I havea complaint?8910How do we manage ourcompensation arrangements?Part TwoImp<strong>or</strong>tant in<strong><strong>f<strong>or</strong></strong>m</strong>ationFinancial Services GuideFees and Charges <strong>f<strong>or</strong></strong>Non Advice ServicesTrading in Australian Listed Sharesand Derivatives11ASX CFD Brokerage Fee121315171819Other Fees and ChargesTrading in Australian Shares andDerivatives using Web IressCommSecIRESS Plat<strong><strong>f<strong>or</strong></strong>m</strong> andadditional service fee’sInternational Listed Shares, otherSecurities and DerivativesCommSec Direct FundsCommSec Advis<strong>or</strong>y Fees andCharges <strong>f<strong>or</strong></strong> Advice ServicesAustralian Securities AdviceListed Products ExecutionOnly ServiceFees <strong>f<strong>or</strong></strong> Australian SecuritiesAdvice and Listed ProductsExecution Only ServiceAsset Allocation ServiceManaged Funds ExecutionOnly ServiceSection TwoShares Direct Nominees Pty Ltd21Imp<strong>or</strong>tant In<strong><strong>f<strong>or</strong></strong>m</strong>ation
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