one off trade form for existing commonwealth bank or commsec clients
one off trade form for existing commonwealth bank or commsec clients
one off trade form for existing commonwealth bank or commsec clients
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Financial Services Guide | 22What financial services and products do we <strong>off</strong>er?Share Direct as an auth<strong>or</strong>ised representative provides custodial <strong>or</strong> deposit<strong>or</strong>y services <strong>f<strong>or</strong></strong>financial products arranged by CommSec <strong>or</strong> in which CommSec is otherwise involved.CommSec is auth<strong>or</strong>ised to provide a custodial / deposit<strong>or</strong>y service.We may provide a custodial <strong>or</strong> deposit<strong>or</strong>y service in relation to securities <strong>or</strong> other financialproducts <strong>f<strong>or</strong></strong> <strong>clients</strong> who take up <strong>off</strong>ers of financial products which CommSec arranges <strong>or</strong> isotherwise involved in. These products will include warrants issued by Commonwealth Bankof Australia <strong>f<strong>or</strong></strong> which CommSec is the arranger.How do you obtain our services?All financial products will be issued under a PDS <strong>or</strong> other disclosure document. The PDS <strong>or</strong>other disclosure document will contain in<strong><strong>f<strong>or</strong></strong>m</strong>ation about obtaining our services and theapplication <strong><strong>f<strong>or</strong></strong>m</strong> <strong>f<strong>or</strong></strong> that product.Alternatively you can:• Call us on 1300 88 99 22; <strong>or</strong>• Visit: www.<strong>commsec</strong>.com.au; <strong>or</strong>• Write to us at:Locked Bag 22Australia Square NSW 1215How can you transact with us?All financial products will be issued under a PDS <strong>or</strong> other disclosure document. The PDS <strong>or</strong>other disclosure document will contain in<strong><strong>f<strong>or</strong></strong>m</strong>ation about how you can transact with us.How do you pay <strong>f<strong>or</strong></strong> our services?Share Direct is not separately remunerated <strong>f<strong>or</strong></strong> custodial services of the kind described inthis FSG. Please also note the comments below in relation to how we are remunerated <strong>f<strong>or</strong></strong>our services.How are we remunerated <strong>f<strong>or</strong></strong> the services we provide?Share Direct is not separately remunerated <strong>f<strong>or</strong></strong> custodial services of the kind described in thisFSG. Share Direct will have a right to be reimbursed <strong>f<strong>or</strong></strong> costs it incurs in selling any securities<strong>or</strong> financial products held in custody if such sale is permitted under the terms of the relevantproduct (such costs would primarily be comprised of brokerage charged by third parties,which could include CommSec). It is also entitled to an indemnity from Commonwealth Bank<strong>f<strong>or</strong></strong> various costs and liabilities reasonably and properly incurred in providing these services.Other fees that are paid to CommSec <strong>or</strong> Commonwealth Bank will be included in the PDS <strong>or</strong>other disclosure document.CommSec is remunerated directly through the fees that CommSec charges you.With certainproducts, CommSec is also remunerated by product providers, including those within theCommonwealth Bank Group, through commissions. Details of commissions payable toCommSec under products it arranges are also described in this FSG.
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