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appendix iv quality assurance and program integrity - RMA USDA ...

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2014 SRA—Appendix IV 07-01-13(including at least 8 hours of classroom training), on updates orchanges specifically related to the areas listed in subsections (c)(1)or that are identified by FCIC or the Company as deficient duringthe <strong>quality</strong> control reviews or processing of the sales relateddocuments.(C)(D)(E)All loss adjusters <strong>and</strong> other applicable ind<strong>iv</strong>iduals must pass abasic competency test (all testing records, including test results,shall be maintained in accordance with section IV(g) of theAgreement). Basic competency tests must specifically relate to theareas listed in subsection (c)(1) <strong>and</strong> determine the proficiency ofthe ind<strong>iv</strong>iduals who completed the required training to accurately<strong>and</strong> correctly determine the amount of the loss <strong>and</strong> verifyapplicable information. Additionally, the Company must reviewthe test results <strong>and</strong> document follow-up training initiat<strong>iv</strong>es for anyarea of identified weakness on the part of any one or more newloss adjusters or experienced loss adjusters.All loss adjusters <strong>and</strong> other applicable ind<strong>iv</strong>iduals must retake <strong>and</strong>pass the competency test every three years.The Company must obtain <strong>and</strong> have available upon request,documentation for any loss adjuster or other applicable ind<strong>iv</strong>idualthat has passed the basic competency test within the past 3 yearswith another AIP to fulfill the requirements of this subsection.SECTION III. QUALITY CONTROL GUIDELINES(a)General Company ResponsibilitiesThe Company is responsible for:(1) Establishing a system of internal controls to meet all FCIC <strong>quality</strong> controlguidelines included in this Appendix.(2) Conducting all <strong>quality</strong> control reviews using object<strong>iv</strong>e <strong>and</strong> unbiasedind<strong>iv</strong>iduals, who were not involved in the sales, supervision of sales, orestablishment of the guarantee <strong>and</strong> did not participate in adjusting the lossfor the eligible crop insurance contract reviewed. Quality control reviewsshall be independent.(3) Conducting an inspection.9

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