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Air Force System Safety Handbook - System Safety Society

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2.1 DoD Directives.<br />

DODD 5000.1 states overall policies and principles for all DOD<br />

acquisition programs and identifies key DOD acquisition<br />

officials and forums. DOD 5000.2-R spells out the specific<br />

acquisition procedures for major defense acquisition<br />

programs. It is a streamlined document that spells out overall<br />

top-level requirements.<br />

Para 3.3.7, Environmental, <strong>Safety</strong>, and Health Considerations,<br />

states:<br />

The acquisition strategy shall include a programmatic<br />

environmental, safety, and health (ESH) evaluation. The PM<br />

shall initiate the ESH evaluation at the earliest possible time in<br />

support of a program initiation decision (usually Milestone I)<br />

and shall maintain an updated evaluation throughout the lifecycle<br />

of the program. The ESH evaluation describes the PM's<br />

strategy for meeting ESH requirements (see 4.3.7),<br />

establishes responsibilities, and identifies how progress will be<br />

tracked.<br />

Para 4.3.7, Environment, <strong>Safety</strong>, and Health, states:<br />

All programs, regardless of acquisition category, shall comply<br />

with this section and be conducted in accordance with<br />

applicable federal, state, interstate, and local environmental<br />

laws and regulations, Executive Orders (EOs), treaties, and<br />

agreements. The PM shall ensure that the system can be<br />

tested, operated, maintained, and repaired in compliance with<br />

environmental regulations and the requirements of this<br />

section.<br />

Environmental, safety, and health (ESH) analyses shall be<br />

conducted, as described below, to integrate ESH issues into<br />

the systems engineering process and to support development<br />

of the Programmatic ESH Evaluation (see 3.3.7).<br />

Para 4.3.7.3, <strong>System</strong> <strong>Safety</strong> and Health, states in part:<br />

The PM shall identify and evaluate system safety and health<br />

hazards, define risk levels, and establish a program that<br />

manages the probability and severity of all hazards associated<br />

with development, use, and disposal of the system. All safety<br />

and health hazards shall be managed consistent with mission<br />

requirements and shall be cost-effective. Health hazards<br />

include conditions that create significant risks of death, injury,<br />

or acute chronic illness, disability, and/or reduced job<br />

performance of personnel who produce, test, operate,<br />

maintain, or support the system.<br />

Each management decision to accept the risks associated<br />

with an identified hazard shall be formally documented. The<br />

CAE shall be the final approval authority for acceptance of<br />

high risk hazards. All participants in joint programs shall<br />

approve acceptance of high risk hazards. Acceptance of<br />

serious risk hazards may be approved at the PEO level.<br />

It should be noted that the regulation does not define High or<br />

Serious risk hazards. Accordingly, AFI 91-202, Chapter 9,<br />

provides specific definition to these levels of hazards.<br />

2.2 USAF Policy.<br />

USAF Responsibilities. Historically, <strong>Air</strong> <strong>Force</strong> responsibilities<br />

had been defined in DODI 5000.36, <strong>System</strong> <strong>Safety</strong><br />

Engineering and Management. DODI 5000.36 was replaced<br />

by DODI 5000.2, Part 6, Section I, and later by DOD5000.2-R,<br />

para 4.3.7. which did not specifically call out DoD<br />

CHAPTER 2<br />

SYSTEM SAFETY POLICY AND PROCESS<br />

13<br />

components’ responsibilities. However, the USAF system<br />

safety duties are still valid. They are:<br />

(1) Establish system safety programs for each system<br />

acquisition.<br />

(2) Summarize system safety at design and program<br />

reviews.<br />

(3) Establish programs to ensure application of MIL--<br />

STD-882.<br />

(4) Maintain historical system safety data for use by all<br />

DoD components and contractors.<br />

(5) Support DoD system programs with trained system<br />

safety personnel.<br />

(6) Maintain records of system safety lessons learned.<br />

(7) Develop guidelines for evaluating contractors’ safety<br />

efforts.<br />

(8) Consider safety technologies which could reduce<br />

risk.<br />

(9) Integrate system safety and human factors<br />

engineering.<br />

(10) Consider contractor incentives for lower mishap<br />

rates.<br />

(11) Establish a system safety point of contact.<br />

(12) Develop and promote improved system safety<br />

engineering techniques.<br />

USAF Program Requirements. These requirements remain<br />

valid for system safety programs.<br />

(1) Define safe operating limits.<br />

(2) Ensure that historical safety data are considered.<br />

(3) Provide for preliminary hazard analyses during<br />

system concept exploration to define the scope and<br />

level of detail of the required system safety effort.<br />

(4) Apply MIL-STD-882 to identify hazards and associated<br />

risk with the system and determine remedial<br />

priorities.<br />

(5) Establish procedures to ensure timely follow-up on<br />

identified hazards and implement corrective action.<br />

(6) Formally document each management decision to<br />

accept the risks associated with an identified<br />

hazard.<br />

(7) Ensure that the Test and Evaluation Master Plan<br />

addresses safety-critical issues to validate the<br />

results of system safety analyses. When normal<br />

testing cannot demonstrate safe system operation,<br />

prepare and monitor special safety tests and<br />

evaluations.<br />

(8) Integrate system safety engineering and<br />

management into the total system acquisition<br />

program.<br />

(9) Ensure that system safety requirements are consistent<br />

with the technology of other disciplines, such<br />

as reliability, maintainability, and human factors<br />

engineering.<br />

(10) Eliminate or control hazards in systems before the<br />

production and deployment phase.<br />

(11) Ensure, when applicable, the transfer of the system<br />

safety program and its associated documentation<br />

from the developing organization to the appropriate<br />

support organization after system deployment.<br />

(12) Require a follow-on system safety effort after initial<br />

operational capability to ensure that:<br />

(a) Mission or design changes made after deployment<br />

do not introduce hazards or degrade

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