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List <strong>of</strong> Contents1 EXECUTIVE SUMMARY..................................................................................... 11.1 Project Relevance & Appropriateness .................................................................... 11.2 Project Efficiency & Coverage................................................................................. 21.3 Project Effectiveness & Impact ............................................................................... 31.4 Coord<strong>in</strong>ation............................................................................................................. 61.5 Connectedness – Relief & Recovery....................................................................... 61.6 Phas<strong>in</strong>g Out Food Aid.............................................................................................. 72 INTRODUCTION................................................................................................. 82.1 Objectives & Methodology <strong>of</strong> the Evaluation ......................................................... 82.2 Structure <strong>of</strong> the Evaluation Report ......................................................................... 93 NORTHERN UGANDA – A CHALLENGING CONTEXT.................................. 103.1 Poverty & Conflict <strong>in</strong> Northern Uganda ................................................................ 103.2 Peace Process & Returns ...................................................................................... 103.3 Government Policies, Plans & Services ............................................................... 113.4 Global Food Politics & Local Prices ..................................................................... 124 PROTECTING THE RIGHT TO FOOD - THE GFD PROJECT......................... 154.1 GFD Project Objectives.......................................................................................... 154.2 Alignment to NRC’s Policies ................................................................................. 155 PROJECT RELEVANCE & APPROPRIATENESS .......................................... 175.1 Be<strong>in</strong>g There at the Right Time............................................................................... 175.2 Appropriateness <strong>of</strong> Food Aid <strong>in</strong> Protracted Conflicts ......................................... 175.3 Lesson Learned...................................................................................................... 195.4 Recommendations ................................................................................................. 196 PROJECT EFFICIENCY & COVERAGE .......................................................... 20iii


6.1 Deal<strong>in</strong>g with Logistics, Security & Delays ............................................................ 206.2 The Value <strong>of</strong> Build<strong>in</strong>g a Dedicated & Flexible Organisation ................................ 216.3 Beneficiaries Help Distribut<strong>in</strong>g Food .................................................................... 216.4 But Does Everybody Get a Share – Gett<strong>in</strong>g the Numbers Right? ....................... 226.5 Lesson Learned...................................................................................................... 236.6 Recommendations ................................................................................................. 237 PROJECT EFFECTIVENESS ........................................................................... 257.1 Project Objective 1 ................................................................................................. 257.1.1 Traditional Nutrition & Diet <strong>in</strong> Northern Uganda .......................................... 257.1.2 Nutrition & Diet Provided Dur<strong>in</strong>g the Conflict .............................................. 257.1.3 Employ<strong>in</strong>g the Fair Share ‘Family Size Model’ ............................................. 267.1.4 Have Beneficiary Needs & Demands been met? .......................................... 267.1.5 Respond<strong>in</strong>g to Compla<strong>in</strong>ts ............................................................................ 277.1.6 But People Have Been Kept Alive ................................................................. 287.1.7 Lesson Learned .............................................................................................. 297.1.8 Recommendations ......................................................................................... 297.2 Project Objective 2 ................................................................................................. 307.2.1 The Evidence Base for Ration Reductions ................................................... 307.2.2 Cover<strong>in</strong>g the Net Food Gap – How do People Cope? .................................. 337.2.3 Stimulat<strong>in</strong>g Other Options ............................................................................. 367.2.4 Lesson Learned .............................................................................................. 367.2.5 Recommendations ......................................................................................... 367.3 Project Objective 3:................................................................................................ 377.3.1 Target<strong>in</strong>g Food Aid......................................................................................... 377.3.2 Categoris<strong>in</strong>g People ....................................................................................... 377.3.3 Empower<strong>in</strong>g Women <strong>in</strong> a Disempowered Situation ..................................... 387.3.4 A Future Strategy for EVIs? ........................................................................... 397.3.5 Lesson Learned .............................................................................................. 397.3.6 Recommendations ......................................................................................... 408 COORDINATION .............................................................................................. 418.1 A Co-ord<strong>in</strong>ated Response <strong>in</strong> the Field.................................................................. 418.2 WFP – NRC: A Mutual Partnership........................................................................ 438.3 Lessons .................................................................................................................. 438.4 Recommendations ................................................................................................. 439 RELIEF AND RECOVERY – CONNECTEDNESS............................................ 459.1 From Relief to Recovery – The L<strong>in</strong>kages.............................................................. 459.2 From Relief to Recovery – The Gaps .................................................................... 45iv


9.3 NRC’s Efforts Towards Connectedness ............................................................... 479.4 Lessons Learnt....................................................................................................... 499.5 Recommendations ................................................................................................. 4910 YEARS OF FOOD AID - IMPACT ................................................................. 5010.1 Women’s Empowerment/Crisis <strong>of</strong> Mascul<strong>in</strong>ity .................................................... 5010.2 Skills Transfer/Employment .................................................................................. 5010.3 Dependency Syndrome.......................................................................................... 5010.4 Creation <strong>of</strong> Parallel Structures .............................................................................. 5111 PHASING OFF FOOD AID – A DISCUSSION .............................................. 5211.1 Phase Out Strategy on its Way.............................................................................. 5211.2 Pilot<strong>in</strong>g the Phase Out <strong>in</strong> 20 Districts ................................................................... 5211.3 Comments to the Phase Out Efforts ..................................................................... 5311.4 Recommendations for Phase Out ......................................................................... 54ANNEXES1. TOR for the Evaluation2. Evaluation Programme3. List <strong>of</strong> Documents Consulted4. List <strong>of</strong> People Met5. Example <strong>of</strong> a Typical Acholi Menu (pre-IDP)6. Question Guide/Evaluation Toolv


1 EXECUTIVE SUMMARYThis report presents the outcome <strong>of</strong> an Evaluation <strong>of</strong> the General Food Distribution project(GFD) <strong>in</strong> Northern Uganda, commissioned by Norwegian Refugee Council (NRC).The Acholi Sub region <strong>in</strong> Northern Uganda has been at the centre <strong>of</strong> a conflict between theGovernment <strong>of</strong> Uganda (GOU) and the Lord’s Resistance Army (LRA) for more than 22years. The protracted conflict resulted <strong>in</strong> massive <strong>in</strong>ternal population displacements <strong>in</strong>Northern Uganda.At the height <strong>of</strong> the <strong>in</strong>surgency (2002 -2004) nearly 2 million people were forced to live <strong>in</strong>crowded camps. The war had a direct impact on people’s lives and ability for survival. Over20.000 children were abducted by the LRA and forced <strong>in</strong>to the rebel forces as chil d soldiers.Abducted girls and young women were subjected to sexual enslavement and forced to serveas wives to LRA rebels. In addition to repeated gross human rights violations, countless liveshave been lost and assets, social <strong>in</strong>frastructure and liveliho ods destroyed.Health <strong>in</strong>dicators dur<strong>in</strong>g many years reflected discourag<strong>in</strong>g trends. Between 1995 and 2000<strong>in</strong>fant mortality <strong>in</strong>creased from 81 to 88 deaths per 1000 live births. Mortality amongstchildren under the age <strong>of</strong> five <strong>in</strong>creased from 147 to 152 per 1 ,000 deaths and by early 2000the global acute malnutrition rates reached an alarm<strong>in</strong>g 20% <strong>in</strong> many parts <strong>of</strong> the North.From be<strong>in</strong>g a farm<strong>in</strong>g community once supply<strong>in</strong>g the rest <strong>of</strong> Uganda with <strong>food</strong>, people <strong>of</strong> theNorth became largely dependent on humanitarian a ssistance for their survival.In 1997, the UN World Food Programme (WFP) with NRC as its cooperat<strong>in</strong>g partner starteddistribut<strong>in</strong>g <strong>food</strong> to the affected population <strong>in</strong> Gulu 1 and Kitgum districts. At that time therewas an average <strong>of</strong> 450,000 Internally Displaced People (IDPs). The number <strong>of</strong> people todayreceiv<strong>in</strong>g monthly <strong>food</strong> assistance is nearly 755,000 IDPs - located <strong>in</strong> the camps as well as <strong>in</strong>transit sites.Hav<strong>in</strong>g distributed <strong>food</strong> to IDPs for 10 years NRC decided <strong>in</strong> 2008 to conduct an <strong>evaluation</strong><strong>of</strong> the GFD project, to obta<strong>in</strong> a systematic and objective assessment <strong>of</strong> performance andalso to identify lessons learned which can <strong>in</strong>form recommendations for future projectdirection. To narrow down the scope and <strong>in</strong>crease relevance for future NRC programm<strong>in</strong>g,the <strong>evaluation</strong> period was def<strong>in</strong>ed from 2005 to 2008. The Evaluation was completed <strong>in</strong> June2008. The ma<strong>in</strong> f<strong>in</strong>d<strong>in</strong>gs and recommendations are summarised below:1.1 Project Relevance & AppropriatenessBe<strong>in</strong>g one <strong>of</strong> the few NGOs on the ground for nearly a decade and duri ng the peak <strong>of</strong> theconflict <strong>in</strong> Northern Uganda, NRC was able to make a timely response to the emergency.Tak<strong>in</strong>g on the task as implement<strong>in</strong>g partner for WFP’s <strong>food</strong> <strong>distribution</strong> programme wasrelevant viz. the palpable humanitarian needs. Br<strong>in</strong>g<strong>in</strong>g the Countr y Office to the field wasessential to cut costs, bureaucracy, and time and thereby essential for fast decision -mak<strong>in</strong>gand eventually quick response. Moreover, hav<strong>in</strong>g a clear and undisputed humanitarianobjective and policy, measured <strong>in</strong> simple terms (quantitative <strong>in</strong>dicators) gave NRC a focuseddirection and mandate <strong>of</strong> work <strong>in</strong> times <strong>of</strong> complex emergency and <strong>in</strong>security.Nevertheless, when a conflict develops signs <strong>of</strong> a protracted situation, it can be beneficial todesign and implement alternative/complementa ry solutions to the humanitarian <strong>food</strong> aidresponse. This may <strong>in</strong> some cases require more complex and multi -faceted analysis and1 Gulu district was divided to two adm<strong>in</strong>istrative districts, Gulu and Amuru <strong>in</strong> 2007.1


tools; however it ensures <strong>food</strong> security for the beneficiaries, which ultimately is thehumanitarian obligation <strong>of</strong> NRC.For future <strong>food</strong> aid operations, the Evaluation therefore recommends:♦♦♦♦In future humanitarian operations that <strong>in</strong>volve cont<strong>in</strong>ued <strong>food</strong> <strong>distribution</strong> dur<strong>in</strong>g anextended period <strong>of</strong> time and on a massive scale NRC’s should cont<strong>in</strong>ue to prioritise be<strong>in</strong>gclose to the field and implement its undisputed humanitarian objective <strong>of</strong> serv<strong>in</strong>g people<strong>in</strong> need.In protracted situations, NRC should – as now also obliged by its Emergency FoodSecurity and Distribution Policy - as early as possible, explore the possibility <strong>of</strong> comb<strong>in</strong><strong>in</strong>g<strong>general</strong> <strong>food</strong> <strong>distribution</strong> with alternative strategies. If the situation calls for it and allowsfor it, topp<strong>in</strong>g up/compliment<strong>in</strong>g WFP <strong>food</strong> supplies for a period <strong>of</strong> time should beconsidered. Alternative strategies should also <strong>in</strong>clude livelihoods <strong>in</strong>itiatives, <strong>in</strong>comegeneration activities, cash programmes or voucher programmes possibly earmarked for<strong>food</strong>.Given that this comb<strong>in</strong>ation <strong>of</strong> approaches might be new to NRC, some <strong>in</strong>vestmentsshould be made <strong>in</strong> analysis/research, which could lead to develop<strong>in</strong>g a toolbox or a kitthat comb<strong>in</strong>es cash and <strong>in</strong>-k<strong>in</strong>d programmes and also considers the options for topp<strong>in</strong>gup/compliment<strong>in</strong>g <strong>food</strong> supplies. Strik<strong>in</strong>g a balance between various approaches ischalleng<strong>in</strong>g and should be researched 2 .NRC’s Emergency Food Security and Distri bution Policy should give more concreteguidance on different options and alternative/complimentary solutions that can becomb<strong>in</strong>ed with the <strong>general</strong> <strong>food</strong> <strong>distribution</strong> activities.1.2 Project Efficiency & CoverageFor approximately USD 1.8 million per year, NR C has organised, arranged, distributed andmonitored <strong>food</strong> assistance to some 755,000 people on a monthly basis dur<strong>in</strong>g <strong>in</strong>secure andrestrictive times. This means on average a cost <strong>of</strong> USD 2.3 per IDP per year. This cost isover and above the expenditures for <strong>food</strong> itself and WFP’s own costs. In view <strong>of</strong> the efficientfield operation, use <strong>of</strong> local resource base and the number <strong>of</strong> beneficiaries reached costefficiency may be argued to be similar to other operations <strong>of</strong> this magnitude.NRC has distributed <strong>food</strong> without major delays or failures, despite WFP pipel<strong>in</strong>e breakages,storage shortages, low truck<strong>in</strong>g capacity or fund<strong>in</strong>g delays etc. This has <strong>in</strong>deed beenpossible because <strong>of</strong> a flexible work force <strong>of</strong> experienced and discipl<strong>in</strong>ed people who havegrown with the organisation and possesses detailed local knowledge. The <strong>in</strong>vestment <strong>in</strong>capacity build<strong>in</strong>g <strong>of</strong> 200 volunteers has proven worthwhile. In addition, m anagement andground supervision <strong>of</strong> the operation with constant communication and dialogue withbeneficiaries and camp/community networks provides smooth <strong>distribution</strong> <strong>of</strong> aid and anopportunity to solve conflicts and problems that may arise along the way. When beneficiariesare <strong>in</strong>volved as much as possible a fair and dignified <strong>distribution</strong> <strong>of</strong> <strong>food</strong> aid may be ensuredand hence also a mitigation <strong>of</strong> potential conflicts amongst beneficiaries.However, revalidation and verification exercises for <strong>food</strong> registration take a lot <strong>of</strong> time andrequire close supervision and management. When data collection, entry and verification areoutsourced to different organisations it leads to many errors and beneficiaries los<strong>in</strong>g out on2In order not to <strong>in</strong>vent the wheel, reference may be made to f<strong>in</strong>d<strong>in</strong>gs from many safety net programmes, voucher for workprogrammes or cash for work programmes. NRC is at present jo<strong>in</strong><strong>in</strong>g hands with other cluster stakeholders <strong>in</strong> mak<strong>in</strong>g jo<strong>in</strong>tassessments and the f<strong>in</strong>d<strong>in</strong>gs <strong>of</strong> these assessments may <strong>in</strong>form future alternative strategies.2


<strong>food</strong>. Rather, one organisation with close contact and overview <strong>of</strong> the beneficiaries should doit. Verify<strong>in</strong>g the pr<strong>in</strong>t list before enter<strong>in</strong>g the data <strong>in</strong>to the database is a fundamental ‘checkpo<strong>in</strong>t’if errors are to be captured before they make their way <strong>in</strong>to the f<strong>in</strong>al list, from whichWFP allocates its metric tonnes.Hence it is recommended that:♦♦♦♦For future <strong>food</strong> aid operations, NRC should learn from the orga nisational set-up andhuman resource pool <strong>in</strong> Uganda and build well equipped operations based on localknowledge and capacities.The terms and conditions <strong>of</strong> the current volunteer work force should be assessed toprovide people with a more competitive package. Also, the capacity <strong>of</strong> the volunteersshould be assessed <strong>in</strong> view <strong>of</strong> possible future expansion <strong>of</strong> their scope <strong>of</strong> work <strong>in</strong>to otherprogramme areas that may maximise and benefit from the operational, organisational ortechnical skills <strong>of</strong> these people.In future <strong>food</strong> aid projects NRC or WFP should consider delegat<strong>in</strong>g/outsourc<strong>in</strong>g the entireverification exercise to one s<strong>in</strong>gle actor (firm or NGO) to ensure consistency <strong>in</strong> datacollection, data entry and pr<strong>in</strong>t<strong>in</strong>g <strong>of</strong> lists and cards. This way the process is s treaml<strong>in</strong>edand errors due to many ‘managers’ is m<strong>in</strong>imised. If NRC has the capacity, it should <strong>in</strong>future operations <strong>of</strong>fer to take on this task, <strong>in</strong> view <strong>of</strong> efficiency, costs and its knowledgeon the ground.Time and resources should be <strong>in</strong>vested <strong>in</strong> verify<strong>in</strong>g the data on the pr<strong>in</strong>t list, before it isf<strong>in</strong>alised and approved by WFP. It will m<strong>in</strong>imize errors and problems at a later stage.Pr<strong>in</strong>t out <strong>of</strong> the data base list is <strong>in</strong> the hands <strong>of</strong> WFP, however if possible this task couldbe delegated to the implement<strong>in</strong>g agency who has eyes and ears on the ground.1.3 Project Effectiveness & ImpactProject Objective 1: To contribute to household <strong>food</strong> security and ma<strong>in</strong>ta<strong>in</strong> them<strong>in</strong>imum nutritional and dietary standard by provid<strong>in</strong>g <strong>food</strong> assistance to IDPs <strong>in</strong>Gulu, Amuru and Kitgum districts.Food aid has been vital to fight<strong>in</strong>g (acute) malnutrition and sav<strong>in</strong>g peoples lives dur<strong>in</strong>g theprotracted crisis <strong>in</strong> Northern Uganda. Compos<strong>in</strong>g a <strong>food</strong> basket with the correct amount andtype is essential to meet<strong>in</strong>g the m<strong>in</strong>imum nutritional dietary standards. But with rationreductions, cuts <strong>in</strong> the <strong>food</strong> basket and few alternative options, the ma<strong>in</strong>tenance <strong>of</strong> m<strong>in</strong>imumstandards <strong>of</strong> 2,100 kcal per person per day is seriously challenged.Moreover, <strong>food</strong> aid has not been provided accord<strong>in</strong>g to preferred die tary needs and demands<strong>of</strong> the Acholi people and has <strong>in</strong> several cases also been <strong>of</strong> <strong>in</strong>ferior quality. The traditionalAcholi diet is rich and diverse. The uniform <strong>food</strong> basket given over many years has changeddiet habits and nutrition <strong>of</strong> the IDPs. Be<strong>in</strong>g awar e <strong>of</strong> needs and <strong>in</strong>volv<strong>in</strong>g beneficiaries <strong>in</strong>f<strong>in</strong>d<strong>in</strong>g alternative or complimentary solutions to <strong>food</strong> aid can boost the diet and nutrition andrespond to some <strong>of</strong> their preferences. In <strong>general</strong>, changes <strong>in</strong> <strong>food</strong> rations, problems withquality, miss<strong>in</strong>g <strong>food</strong> items etc may require more <strong>in</strong>tensive and repeated explanation to theIDPs so as to fully answer compla<strong>in</strong>ts.Nevertheless, adjust<strong>in</strong>g <strong>distribution</strong> mechanisms to the family size system with an emphasis<strong>of</strong> beneficiary <strong>in</strong>volvement can prove effective <strong>in</strong> as much as re ach<strong>in</strong>g the target populationswith <strong>food</strong> <strong>in</strong> a fair way and controll<strong>in</strong>g crowds <strong>in</strong>to an orderly <strong>distribution</strong>.The Evaluation recommends the follow<strong>in</strong>g:3


♦♦♦♦With the ration reduction, changes <strong>in</strong> <strong>food</strong> basket and <strong>in</strong>consistencies <strong>in</strong> supplies, NRCshould as recommended <strong>in</strong> Section 1.1 <strong>in</strong>corporate alternative strategies to <strong>food</strong> aidprogrammes <strong>in</strong> a protracted situation. IDPs, with a wealth <strong>of</strong> dietary knowledge, can bebrought more actively on board to identify ideas or solutions to meet thei r own needs.Based on this, NRC should source for the most feasible operational solution (e.g. topp<strong>in</strong>gup <strong>food</strong> aid, implement<strong>in</strong>g small scale livelihood activities, <strong>in</strong>itiat<strong>in</strong>g cash programmesand stimulate market forces).NRC should <strong>in</strong>clude qualitative <strong>in</strong>dicators <strong>in</strong> the project design to compliment the exist<strong>in</strong>gquantitative health <strong>in</strong>dicators, which may not always provide a complete picture.Qualitative <strong>in</strong>dicators could be def<strong>in</strong>ed around ‘beneficiary satisfaction’, which NRC hasalready been report<strong>in</strong>g on <strong>in</strong> Post Distribution Monitor<strong>in</strong>g Reports.Tak<strong>in</strong>g IDPs compla<strong>in</strong>ts seriously through actions and recourse <strong>in</strong>creases the feel<strong>in</strong>g <strong>of</strong> adignified process. In this connection NRC and WFP should reassess the functions andpurpose <strong>of</strong> the compla<strong>in</strong>t desk with a vie w to improve the use <strong>of</strong> them and reach a moreeffective compla<strong>in</strong>t handl<strong>in</strong>g process.NRC should take other/alternative measures to push for actions and recourse <strong>in</strong> someareas with persist<strong>in</strong>g compla<strong>in</strong>ts (rations cards, verification/pr<strong>in</strong>t list failures/pipe l<strong>in</strong>eshortages etc). For example more direct communication/advocacy can be made to WFPmanagement.Project Objective 2: To protect lives by provid<strong>in</strong>g humanitarian <strong>food</strong> assistance toIDPs to meet the assessed average net <strong>food</strong> gap.IDPs have <strong>in</strong> <strong>general</strong> not been able to meet their net <strong>food</strong> gap as quickly as assumed fromthe beg<strong>in</strong>n<strong>in</strong>g <strong>of</strong> the project period. Meet<strong>in</strong>g the net <strong>food</strong> gap as well as nutritional standardsis challeng<strong>in</strong>g if <strong>food</strong> ration reductions do not go hand <strong>in</strong> hand with livelihood and <strong>food</strong>security expansion, particularly for more vulnerable groups and <strong>in</strong> the transit sites, wherebasic services are lack<strong>in</strong>g and markets for purchase/sale are far. With the <strong>food</strong> rationreductions and no immediate livelihood opportunities, IDPs are forced <strong>in</strong>to various c op<strong>in</strong>gstrategies, some more encourag<strong>in</strong>g than others. In worst cases the cop<strong>in</strong>g strategies are <strong>of</strong> adegrad<strong>in</strong>g nature, challeng<strong>in</strong>g the protection <strong>of</strong> some <strong>of</strong> the IDPs.As evidence base for reductions <strong>of</strong> rations, net <strong>food</strong> gap coverage etc., the Emergency FoodSecurity Assessments (EFSA) and nutritional surveys are faced with a series <strong>of</strong>methodological limitations, delays and lack <strong>of</strong> nuances, which question their credibility. Yetthese surveys comprise the sole basis for crucial decision-mak<strong>in</strong>g on <strong>food</strong> aid policy <strong>in</strong>Northern Uganda. Enhanced corroboration, triangulation <strong>of</strong> data, comprehensiveness and<strong>in</strong>dependence <strong>of</strong> the surveys will <strong>in</strong>crease the credibility <strong>of</strong> the evidence base for decision -mak<strong>in</strong>g.Therefore the Evaluation recommends:♦To address the reported problems regard<strong>in</strong>g the EFSAs’ methodology and credibility andprovide a more confident basis for decision mak<strong>in</strong>g and policy development at this time <strong>in</strong>Northern Uganda, an EFSA cum nutrition survey, <strong>in</strong>dependent, and <strong>of</strong> a higher qualityshould be conducted to establish a more comprehensive and varied assessment <strong>of</strong> <strong>food</strong>security, cop<strong>in</strong>g strategies, ability to meet the net <strong>food</strong> gap etc. The research should beconducted by <strong>food</strong> aid experts, some <strong>of</strong> whom may be drawn from current experienced<strong>food</strong> actors on the ground. An <strong>in</strong>dependent EFSA need not necessarily replace currentlyplanned EFSAs, but be additional to it. NRC should advocate for and contribute to the4


ealisation <strong>of</strong> this. (See also recommendations for the Food Phase Out strategy, Section1.6).♦NRC should <strong>in</strong>vest <strong>in</strong> more specific research <strong>of</strong> various alternatives to <strong>food</strong> aid dur<strong>in</strong>gand after emergency sett<strong>in</strong>gs, with a view to strengthen peoples’ cop<strong>in</strong>g strategies asquickly as possible (ref. recommendations <strong>in</strong> Section 1.1).Project Objective 3: To safeguard the fundamental right to <strong>food</strong> for targeted IDPs withspecial emphasis on women and children, EVIs, and the long -term effect <strong>of</strong><strong>in</strong>sufficient access to <strong>food</strong>.When women are actively engaged <strong>in</strong> <strong>food</strong> <strong>distribution</strong> it <strong>in</strong>creases their empowerment andauthority and it also affects traditional household dynamics. As the registered recipients <strong>of</strong><strong>food</strong> aid and <strong>in</strong>volvement <strong>in</strong> <strong>food</strong> management committees etc. women have acquiredgreater decision-mak<strong>in</strong>g power <strong>in</strong> the household over how and when <strong>food</strong> utilized and havebecome the de facto breadw<strong>in</strong>ners – a position that was prior to the conflict held by the men.When the extremely vulnerable <strong>in</strong>dividuals (EVI) lose out <strong>of</strong> the <strong>food</strong> <strong>distribution</strong> system theybecome even more vulnerable. Discussions have as <strong>of</strong> recent been devoted to the topic <strong>of</strong>EVIs and their future, however, there seems to be little concerted plann<strong>in</strong>g made or actionstaken by the actors on the ground. The categorisation <strong>of</strong> EVIs – still ma<strong>in</strong>ta<strong>in</strong>ed - maybecome counterproductive if efforts are not put <strong>in</strong>to def<strong>in</strong><strong>in</strong>g and design<strong>in</strong>g a transitionalresponse. This requires th<strong>in</strong>k<strong>in</strong>g ‘out <strong>of</strong> the box’ and borrow<strong>in</strong>g tools and experience from forexample traditional development programmes that have worked with the ‘m a<strong>in</strong>stream<strong>in</strong>g’agenda for years (e.g. ma<strong>in</strong>stream<strong>in</strong>g gender, HIV/AIDS, human rights etc). In fact,assum<strong>in</strong>g that EVIS will automatically be taken care <strong>of</strong> by families and friends may not be thecase. Family structures and dynamics have changed and NGOs and ag encies as well asdistricts should be careful <strong>in</strong> automatically assum<strong>in</strong>g that upon return to the villages‘everyth<strong>in</strong>g will be normalised’.In view <strong>of</strong> this, the Evaluation recommends that:♦♦♦NRC should <strong>in</strong> future <strong>food</strong> aid projects <strong>in</strong>clude a ma<strong>in</strong>stream<strong>in</strong>g as well as an exitstrategy – <strong>in</strong> good time - especially for targeted vulnerable groups, so as not to leavethem <strong>in</strong> a vacuum, once the assistance is phased out.NRC should <strong>in</strong> the current situation <strong>in</strong> Northern Uganda be very careful to follow theassumption that EVIs will automatically be taken care <strong>of</strong> by families and friends as thereturn process picks up and IDPs move back to their villages. NRC should stronglyadvocate for simple and targeted ma<strong>in</strong>stream<strong>in</strong>g <strong>in</strong>terventions for EVIs, for examplethrough a multi-pronged approach <strong>in</strong>volv<strong>in</strong>g 1) strengthen<strong>in</strong>g family and community socialsystems 2) strengthen<strong>in</strong>g relevant district social sectors to provide services and 3)target<strong>in</strong>g EVIs with tailor made livelihoods activities.It may be beyond NRC’s mandate/policy to engage fully <strong>in</strong> the re<strong>in</strong>tegration andma<strong>in</strong>stream<strong>in</strong>g <strong>of</strong> EVIs <strong>in</strong>to society. However, as a preparatory step, there is a need forresearch and documentation <strong>in</strong> the area <strong>of</strong> EVIs, through a household survey, which canmore specifically determ<strong>in</strong>e the targeted need <strong>of</strong> people. NRC (together with other NGOsand district authorities) should take the lead on such a survey, which can <strong>in</strong>corporateseveral household issues, <strong>in</strong>clud<strong>in</strong>g gender related issues: i.e. assess<strong>in</strong>g changes <strong>in</strong> thehousehold and community dynamics wh ich <strong>food</strong> aid br<strong>in</strong>gs about on gender roles,changes <strong>in</strong> traditional practices, social protection and safety nets. This will prepare actorsfor a more realistic and strategic recovery response.5


1.4 Coord<strong>in</strong>ationNRC’s approach to coord<strong>in</strong>ation through openness, transparent dialogue and shar<strong>in</strong>g <strong>of</strong><strong>in</strong>formation with humanitarian organizations, agencies, beneficiaries as well as Governmenthas been imperative to efficient coord<strong>in</strong>ation dur<strong>in</strong>g <strong>food</strong> <strong>distribution</strong>. However, lack <strong>of</strong> activecoord<strong>in</strong>ation on behalf <strong>of</strong> all stakeholders (perhaps due to lack <strong>of</strong> clear understand<strong>in</strong>g <strong>of</strong>roles and responsibilities) is hav<strong>in</strong>g a negative effect on the current recovery response,leav<strong>in</strong>g IDPs <strong>in</strong> a void.Therefore the Evaluation recommends the follow<strong>in</strong>g:♦♦♦NRC should push/advocate for an articulation <strong>of</strong> roles and responsibilities as well strongcoord<strong>in</strong>ation amongst humanitarian actors through the recovery phase.NRC should capitalise on its longstand<strong>in</strong>g good partnership with WFP to push andadvocate more strongly for the solution <strong>of</strong> long stand<strong>in</strong>g problems like e.g. answer<strong>in</strong>gIDPs compla<strong>in</strong>ts.NRC is also urged to make its own strategic objectives, buffer budget and cont<strong>in</strong>gencyplan, so as not be cont<strong>in</strong>gent upon WFP delays and bureaucracy.1.5 Connectedness – Relief & RecoveryStrong and effective leadership is critical for articulat<strong>in</strong>g the l<strong>in</strong>k between relief and recoveryand for galvaniz<strong>in</strong>g early recovery efforts. Lack <strong>of</strong> leadership <strong>in</strong> a post emergency situationcreates a sense <strong>of</strong> paralysis amongst actors. Indeed also co-operation between the differentactors, government/donors/humanitarian agencies/NGOs, is critical for successful recoveryefforts. At present stakeholders do not seem clear <strong>of</strong> their roles and responsibilities and thishampers a smooth transition <strong>in</strong>to recovery.In a complex situation such as that <strong>in</strong> <strong>northern</strong> Uganda, the beneficiaries’ perspectives andneeds <strong>of</strong> the communities should be the driv<strong>in</strong>g force to avoid push<strong>in</strong>g people <strong>in</strong>to furtherdestitution. Needs’ assessments should be the basis for decision-mak<strong>in</strong>g <strong>in</strong> humanitariansituations.Humanitarian organisations work<strong>in</strong>g on the ground have sound knowledge <strong>of</strong> the realitiesand needs <strong>of</strong> the ground and if properly packaged can be used to <strong>in</strong>fluence programmes andpolicy. However, there seems to be few and disperse funds av ailable for the much neededrecovery activities. Availability <strong>of</strong> funds <strong>in</strong> a predictable, timely (more than 6 months) andcoherent fashion can improve plann<strong>in</strong>g for recovery and assist <strong>in</strong> implementation <strong>of</strong> usefullivelihoods programmes.Therefore it is recommended:♦♦With the resources, capacity and goodwill NRC has <strong>in</strong> Uganda, the organisation shouldtake a lead <strong>in</strong> advocat<strong>in</strong>g for concerted recovery efforts. The current lack <strong>of</strong> leadershipfrom GoU as well as the humanitarian community should not prohibit NRC fromexercis<strong>in</strong>g its mandate and leverage as an <strong>in</strong>dependent, capable and important NGO tomove forward and set examples for the recovery process.NRC should advocate for targeted and needs based <strong>in</strong>terventions. This will imply carry<strong>in</strong>gout research and studies (<strong>of</strong> which some recommendations have been made <strong>in</strong> thisreport) so as to have a credible evidence base for future programm<strong>in</strong>g. Time is not <strong>in</strong>anybody’s favour. For every delay a farm<strong>in</strong>g season for the IDPs may be missed.6


2 INTRODUCTION“…The right to adequate <strong>food</strong> is realised when every man, woman and child, alone or <strong>in</strong>community with others has physical and economic access at all times to adequate foo d ormeans for its procurement…” 3For the last 22 years, the population <strong>in</strong> the Acholi region <strong>in</strong> Northern Uganda, has beenaffected by a violent conflict between the Lord’s Resistance Army (LRA) and the Government<strong>of</strong> Uganda (GoU). In 1995-1996, the GoU decreed that all residents <strong>of</strong> areas affected by theconflict had to move <strong>in</strong>to “protected villages”. These were de facto camps with limited spaceand extremely poor liv<strong>in</strong>g conditions, creat<strong>in</strong>g an unbearable humanitarian situation forthousands <strong>of</strong> people, which <strong>in</strong> time triggered a humanitarian response. In 1997, the UNWorld Food Programme (WFP) with the Norwegian Refugee Council (NRC) as itscooperat<strong>in</strong>g partner started distribut<strong>in</strong>g <strong>food</strong> to the affected population <strong>in</strong> Gulu 4 and Kitgumdistricts. At that time there was an average <strong>of</strong> 450,000 Internally Displaced People (IDPs).The number <strong>of</strong> people today receiv<strong>in</strong>g monthly <strong>food</strong> assistance amounts to 755,000 IDPs 5 -located <strong>in</strong> the camps as well as <strong>in</strong> transit sites. In 2007 NRC distributed <strong>food</strong> to 458,000 IDPs<strong>in</strong> 65 camps and 27 transit sites <strong>in</strong> Gulu and Amuru districts, and 297,000 IDPs <strong>in</strong> 26 campsand 13 transit sites <strong>in</strong> Kitgum district. 6The objectives <strong>of</strong> the General Food Distribution Project have been to:1. To contribute to household <strong>food</strong> security and ma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional anddietary standard by provid<strong>in</strong>g <strong>food</strong> assistance to people affected by displacement <strong>in</strong>camps <strong>in</strong> Gulu, Amuru and Kitgum districts.2. To protect lives by provid<strong>in</strong>g humanitarian <strong>food</strong> assistance to IDPs to meet the assessedaverage net <strong>food</strong> gap.3. To safeguard the fundamental right to <strong>food</strong> for targeted IDPs with special emphasis onwomen and children, EVIs, and the long-term effect <strong>of</strong> <strong>in</strong>sufficient access to <strong>food</strong>.After distribut<strong>in</strong>g <strong>food</strong> to IDPs for 10 years NRC decided <strong>in</strong> 2008 to conduct an <strong>evaluation</strong> <strong>of</strong>the GFD project. The purpose be<strong>in</strong>g to obta<strong>in</strong> a systematic and objective assessment <strong>of</strong> theachievements and performance <strong>of</strong> the GFD project viz the realisation <strong>of</strong> the three objective,and subsequently also to identify lessons learned which can <strong>in</strong>form recommendations forfuture project direction. To narrow down the scope and <strong>in</strong>crease relevance for future NRCprogramm<strong>in</strong>g, the <strong>evaluation</strong> period was def<strong>in</strong>ed from 2005 to 2008.2.1 Objectives & Methodology <strong>of</strong> the EvaluationIn order to assess the performance and achievements <strong>of</strong> the GFD project the follow<strong>in</strong>gOECD DAC <strong>evaluation</strong> criteria has been used: Relevance/Appropriateness; ProjectEfficiency and Coverage, Project Effectiveness, Coord<strong>in</strong>ation, Impact andL<strong>in</strong>kages/Connectedness.The GFD <strong>evaluation</strong> methodology comprised three phases: i) an <strong>in</strong>ception/desk phase tomake necessary logistical arrangements, review relevant documents and develop an<strong>evaluation</strong> tool/question guide; ii) a field phase to collect qualitative data throughobservations and <strong>in</strong>terviews/consultations with stakeholders; and (iii) a synthesis phasebr<strong>in</strong>g<strong>in</strong>g together the results <strong>of</strong> the field and desk phases.3The UN charter on Economic, Social and Cultural Rights4Gulu was divided <strong>in</strong> two adm<strong>in</strong>istrative districts <strong>in</strong> 2007, Gulu and Amuru5 The NRC Food <strong>distribution</strong> program as cooperat<strong>in</strong>g partner to WFP covers the districts <strong>of</strong> Gulu, Amuru and Kitgum. Paderdistrict is covered by World Vision.6 The follow<strong>in</strong>g part is summarised from NRC Evaluation TOR8


NRC co<strong>in</strong>cided the field phase <strong>of</strong> the <strong>evaluation</strong> with their monthly <strong>food</strong> <strong>distribution</strong> activities<strong>in</strong> order to provide the Evaluation Team an opportunity to follow ‘activities on the ground’.Subsequently the Evaluation Team spent two weeks <strong>in</strong> Gulu, Amuru and Kitgum from 14 th -25 th April. Dur<strong>in</strong>g the field phase several meet<strong>in</strong>gs and discussions were held with the NRCGFD team and other NRC programme staff as well as management (Gulu and Kitgum). Aseries <strong>of</strong> consultations and <strong>in</strong>terviews were carried out with district <strong>of</strong>ficials (DDMCs, LCVsand RDCs) <strong>in</strong> the three districts. In addition <strong>in</strong>terviews were conducted with humanitarianactors and implement<strong>in</strong>g agencies <strong>in</strong> the <strong>food</strong> security, nutrition and coord<strong>in</strong>ation clusters(WFP, FAO, UNOCHA, UNHCR etc). In Kampala <strong>in</strong>terviews were held with donor agenciesand WFP Country Office. A full list <strong>of</strong> people consulted is attached <strong>in</strong> Annex 4.In order to obta<strong>in</strong> detailed <strong>in</strong>formation from the IDPs a series <strong>of</strong> focus group discussions(FGDs) and <strong>in</strong>dividual <strong>in</strong>terviews were held <strong>in</strong> a number <strong>of</strong> camps and transit sites. SomeFGDs were held exclusively with extremely vulnerable <strong>in</strong>dividuals or men or women. Othergroups were mixed. The camps and transit sites visited are presented <strong>in</strong> table 1 below:Table 1: Camps and Transit Sites VisitedDistrict Date Location ActivityKitgum 17 th April Amida IDP Camp Observation <strong>of</strong> Food DistributionFGD with 10 IDPs (male a nd female)Key Information Interviews with 2 women (NEVI)17 th April Lukwor Transit site FGD with 15 people (EVI and NEVI)18 th April Pawidi Transit site FGD with 15 people – and later plenary discussion with 37IDPs (female and male (EVI and NEVI)18 th April Omiya Anyima IDP Observation <strong>of</strong> Food DistributionCampGulu 15 th April Opit IDP Camp FGD with 20 Food Management Committee membersKey <strong>in</strong>formant Interviews with selected EVIs22 nd April Orafwoyo TransitsiteFGD with 15 IDPs – later deve loped <strong>in</strong>to plenary sessionswith 30 IDPs (women and men)22 nd April Acet IDP camp Observation <strong>of</strong> Food DistributionKey Information Interview with 2 female beneficiaries(EVIs)Amuru 21 st April Amuru IDP Camp FGD with 21 IDPs (men and women)FGD 16 Food Management Committee membersThe comb<strong>in</strong>ation <strong>of</strong> all these actors ensured, that a balanced approach was made to coverstakeholders from all levels and as many voices as possible have been heard.The Evaluation Team consisted <strong>of</strong> Rekha Das and Anne Nkutu <strong>of</strong> Nordic Consult<strong>in</strong>g Group,Uganda. The Evaluation Team would like to extend its thanks to all the stakeholders whopatiently participated <strong>in</strong> this <strong>evaluation</strong> exercise. Your views and op<strong>in</strong>ions have been <strong>of</strong>importance to the <strong>in</strong>put to the report. Special thanks are also extended to the NRC GFDteam who played an important role <strong>in</strong> facilitat<strong>in</strong>g the logistics and contacts and a smooth fieldvisit.2.2 Structure <strong>of</strong> the Evaluation ReportAfter a brief context description and an <strong>in</strong>troduction to the GFD project, the fo llow<strong>in</strong>g pageswill analyse and discuss the performance, achievements and challenges, which the NRCimplemented GFD project has faced. The chapters are sequenced as follows: Relevance &Appropriateness; Efficiency &Coverage; Project Effectiveness (analys<strong>in</strong>g the fulfilments <strong>of</strong>the three GFD objectives); Coord<strong>in</strong>ation; Connectedness (between relief and recovery);Impact and f<strong>in</strong>ally a discussion <strong>of</strong> the scenario <strong>of</strong> Phas<strong>in</strong>g <strong>of</strong>f <strong>food</strong> aid <strong>in</strong> Northern Uganda.Each chapter discusses f<strong>in</strong>d<strong>in</strong>gs/achievements/concerns and wraps up with lessons learnedand recommendations.9


3 NORTHERN UGANDA – A CHALLENGING CONTEXT3.1 Poverty & Conflict <strong>in</strong> Northern UgandaThe districts <strong>of</strong> Amuru, Gulu, Kitgum and Pader <strong>in</strong> the Acholi Sub region <strong>in</strong> Northern Ugandahave been at the centre <strong>of</strong> a conflict between the Government <strong>of</strong> Uganda (GOU) and theLord’s Resistance Army (LRA) for more than 22 years. The protracted conflict has lead tomassive <strong>in</strong>ternal population displacements <strong>in</strong> Northern Uganda. At the height <strong>of</strong> the<strong>in</strong>surgency (2002 -2004) nearly 2 million people were forced to live <strong>in</strong> crowded camps. In theAcholi region alone, more than a million people were liv<strong>in</strong>g <strong>in</strong> 112 camps. Insecurityhampered free movement, to the effect that people were conf<strong>in</strong>ed <strong>in</strong> camps for years 7 . Thiscontributed to mak<strong>in</strong>g North Uganda the third, among the 10 worst <strong>in</strong>ternal displacementsituations <strong>in</strong> the world 8 .The war had a direct impact on people’s lives and ability for survival. Over 20.000 childrenhave been abducted by the LRA and forced <strong>in</strong>to the rebel forces as child soldiers. Abductedgirls and young women were subjected to sexual enslavement and forced to serve as wivesto LRA rebels 9 . In addition to repeated gross human rights violations 10 , countless lives havebeen lost and assets, social <strong>in</strong>frastructure and livelihoods destroyed. Health <strong>in</strong>dicators dur<strong>in</strong>gmany years reflected discourag<strong>in</strong>g trends. Between 1995 and 2000 <strong>in</strong>fant mortality <strong>in</strong>creasedfrom 81 to 88 deaths per 1000 live births. Mortality amongst children under the age <strong>of</strong> five<strong>in</strong>creased from 147 to 152 per 1,000 deaths 11 , stunt<strong>in</strong>g reached the level <strong>of</strong> 39% and by early2000 the global acute malnutrition rates reached an alarm<strong>in</strong>g 20% <strong>in</strong> many parts <strong>of</strong> theNorth. 12Northern Uganda accounts for over 20% <strong>of</strong> Uganda’s arable land. Traditionally this area wasknown as the breadbasket <strong>of</strong> Uganda as it produced a <strong>food</strong> surplus that was sold <strong>in</strong> otherparts <strong>of</strong> the country. However, the impact <strong>of</strong> the conflict changed this favourable situation,and from be<strong>in</strong>g farmers and livestock herders, people became largely dependent onhumanitarian assistance for their survival. The conflict has contributed to high poverty levels,which range between 61 – 70% and are more than double the national average <strong>of</strong> 31% 13 .The war widened the poverty gap between the North and the rest <strong>of</strong> the country from 17% <strong>in</strong>1992 to 30% <strong>in</strong> 2005/06. Today, almost half (44.3%) <strong>of</strong> the poorest 20% <strong>in</strong> Uganda live <strong>in</strong>Northern Uganda, many <strong>of</strong> whom are extremely vulnerable <strong>in</strong>dividuals 14 .With time the humanitarian crisis has drawn <strong>in</strong>ternational attention. Resourc es channelledtowards emergency assistance have grown substantially from USD 42 million <strong>in</strong> 2002, USD204 million <strong>in</strong> 2006 and close to USD 300 million <strong>in</strong> 2007. 15 Although the regularity <strong>of</strong> thehumanitarian assistance varied due to the security situation, provision <strong>of</strong> basic socialservices, <strong>food</strong>, medic<strong>in</strong>e and other support services have been extended to the IDPs.3.2 Peace Process & ReturnsThe security situation <strong>in</strong> Northern Uganda has improved significantly s<strong>in</strong>ce the sign<strong>in</strong>g <strong>of</strong> acessation <strong>of</strong> hostilities agreement <strong>in</strong> August 2006 and the peace talks <strong>in</strong> Juba. The respiteimproved mobility, access for humanitarian assistance, <strong>in</strong>creased movement, access to land,and sparked the re-emergence <strong>of</strong> economic life <strong>in</strong> parts <strong>of</strong> the region. However, while the7EU, 2007: Northern Uganda Agricultural Recovery Programme: Identification Mission Report8IDMC/NRC: Internal Displacement - Global Overview <strong>of</strong> Trends and Developments <strong>in</strong> 20059Fe<strong>in</strong>ste<strong>in</strong> International Center: Movement on the Marg<strong>in</strong>s: Livelihoods and Security <strong>in</strong> Kitgum District, Northern Uganda10Abductions, conscription, mutilations, rape and other forms <strong>of</strong> sexual violence,11A UNICEF situation analysis report <strong>of</strong> 2005 states that the dire situation resulted <strong>in</strong> over 400 children under the age <strong>of</strong> fivewould die each week from easily preventable diseases <strong>in</strong>clud<strong>in</strong>g malaria, diarrhoea, anaemia and malnutrition.12WFP PRRO 2005-2008132005/06 Uganda National Household Survey14Orphans, widows, children head<strong>in</strong>g households and the elderly15UNIRIN, November 200710


Juba talks have been perceived as the best chance for peace so far, they have been facedby many challenges and a long drawn process. It was <strong>in</strong>itially anticipated that acomprehensive peace agreement would have been signed between the GOU and the LRA <strong>in</strong>the first quarter <strong>of</strong> 2008. The process has however been delayed by stick<strong>in</strong>g po<strong>in</strong>ts aroundthe issues <strong>of</strong> justice, accountability and reconciliation for the LRA – all <strong>of</strong> which are critical forlast<strong>in</strong>g peace and stability. The impasse around the <strong>in</strong>dictments <strong>of</strong> the Internatio nal Crim<strong>in</strong>alCourt <strong>of</strong> the LRA leadership and the application <strong>of</strong> alternative justice mechanisms rema<strong>in</strong>sone <strong>of</strong> the bigger challenges.Orig<strong>in</strong>ally the IDP population <strong>of</strong> the Acholi sub region (Gulu, Amuru, Kitgum and Pader) was1.102.438. The Gulu/Amuru and Kitgum population alone comprise 763.499 IDPs. While theGOU has declared the period <strong>of</strong> active conflict as effectively over, the delays <strong>in</strong> the sign<strong>in</strong>g <strong>of</strong>the peace deal have tapered the optimism and return movements <strong>of</strong> the IDP communities <strong>in</strong>the worst affected Acholi sub region. For example, it was expected that 70 % <strong>of</strong> thepopulation would have returned to their villages <strong>of</strong> orig<strong>in</strong> by December 2007. However,statistics as <strong>of</strong> March 2008 16 show that approximately 50% <strong>of</strong> the population (534.380people 17 ) <strong>in</strong> the Acholi sub region had moved away from the ma<strong>in</strong> camps. Many Acholis(36%) who have left the camps have returned not to their villages, but have settled <strong>in</strong>spontaneous transit sites from which they have better access to the own land 18 and alsosocial services. Studies show that many may – contrary to <strong>in</strong>itially anticipated – never returnto orig<strong>in</strong>al homes. 19 The number <strong>of</strong> transit sites <strong>in</strong> the Acholi sub region today amounts to1062. The most recent figures also show that only 12% <strong>of</strong> the IDPs <strong>in</strong> Acholi have retur ned totheir villages <strong>of</strong> orig<strong>in</strong>.The return patterns <strong>in</strong>dicate that many IDPs still ma<strong>in</strong>ta<strong>in</strong> some presence <strong>in</strong> the orig<strong>in</strong>alcamps first and foremost, as a security blanket <strong>in</strong> the event <strong>of</strong> fresh outbreaks <strong>of</strong> <strong>in</strong>security.Security concerns aside, return patterns are also affected by among others – the absence <strong>of</strong>basic services <strong>in</strong> some <strong>of</strong> the return areas, fear <strong>of</strong> unexploded ord<strong>in</strong>ances (UXOs), lack <strong>of</strong>construction materials for shelter, lack <strong>of</strong> adequate agricultural <strong>in</strong>puts and the cont<strong>in</strong>uedthreats <strong>of</strong> the Karimojong <strong>in</strong> certa<strong>in</strong> areas. The return process has also <strong>in</strong>creased pressureon the already overstretched humanitarian resources as humanitarian agencies provid<strong>in</strong>g<strong>food</strong> assistance, health, water and sanitation services struggle to meet the needs <strong>of</strong>communities <strong>in</strong> the camps, transit and <strong>in</strong> the villages <strong>of</strong> orig<strong>in</strong>. Although GOU has listedcriteria to assess sites for resettlement – few services are <strong>in</strong> place and this has slowed theresettlement process.3.3 Government Policies, Plans & ServicesThe Poverty Eradication Action Plan (PEAP) – GOU’s overarch<strong>in</strong>g development frameworkrecognises that, while economic growth is a necessary condition for poverty reduction,poverty is a multi-dimensional problem. Over the years, the PEAP has been revised tocapture and reflect emerg<strong>in</strong>g issues pert<strong>in</strong>ent to poverty reduction. In the last revision, thePEAP <strong>in</strong>troduced a third pillar on security and conflict resolution as a direct recognition <strong>of</strong> thepoverty implications <strong>of</strong> conflict and hence the need for a coherent approach to r ecovery anddevelopment. Priority areas under this pillar <strong>in</strong>clude: end<strong>in</strong>g rebel <strong>in</strong>surgency, by peacefulmeans if possible; end<strong>in</strong>g cattle rustl<strong>in</strong>g; and enhanc<strong>in</strong>g disaster management specifically <strong>in</strong>relation to issues <strong>of</strong> <strong>in</strong>ternal displacement.Government has also developed an IDP policy aimed at mitigat<strong>in</strong>g the IDP crisis. GoU hencecommits to:16UNHCR matrix on estimated IDP population movements, March 2008 (It should be noted that dur<strong>in</strong>g population movementsaccurate figures are difficult to ascerta<strong>in</strong>)17Gulu, Amuru, Kitgum and Pader18CAP, OCHA 200819Wait<strong>in</strong>g for Godot <strong>in</strong> Gulu, OCHA 200711


Box 1: National IDP Policy 2004• Protect its citizens aga<strong>in</strong>st arbitrary displacement;• M<strong>in</strong>imize the effects <strong>of</strong> <strong>in</strong>ternal displacement byprovid<strong>in</strong>g an enabl<strong>in</strong>g enviro nment for uphold<strong>in</strong>gthe rights & entitlements <strong>of</strong> IDPs;• Promote <strong>in</strong>tegrated and co -ord<strong>in</strong>ated responsemechanisms to address the causes and effects <strong>of</strong><strong>in</strong>ternal displacements;• Assist <strong>in</strong> the safe and voluntary return;resettlement, <strong>in</strong>tegration and re -<strong>in</strong>tegration <strong>of</strong> IDP• Ensure that every person, <strong>in</strong>ternally displacedor otherwise, receives <strong>in</strong>formation about itsprovisions.• To guide the development <strong>of</strong> sectoralprograms for recovery through rehabilitationand reconstruction <strong>of</strong> social and economic<strong>in</strong>frastructure <strong>in</strong> support <strong>of</strong> the return andresettlement <strong>of</strong> IDPs.Whereas it covers crucial areas, the policy has been criticised for its failure to adequatelyaddress equally important issues such as land/property issues. Moreover, key challenges <strong>in</strong>the implementation <strong>of</strong> the policy have <strong>in</strong>cluded the weak <strong>in</strong>stitutional capacity <strong>of</strong> localgovernments at the sub county/ district level; absence <strong>of</strong> law & order agencies as well asservice providers to ensure the rights <strong>of</strong> returnees.In 2007 GoU launched the Peace, Recovery and Development Plan (PRDP) – whichprovides the framework for stability, recovery and development <strong>in</strong> the North. The PRDP hasfour strategic objectives:1. Consolidation <strong>of</strong> State Authority,2. Rebuild<strong>in</strong>g and Empower<strong>in</strong>g Communities3. Revitalisation <strong>of</strong> the Economy4. Peace Build<strong>in</strong>g and Reconciliation.The humanitarian and development community is look<strong>in</strong>g closely to the steps taken by GoUto lead the efforts <strong>in</strong> the North. The total PRDP budget currently stands at US$ 606 millionand its implementation is expected to <strong>of</strong>ficially beg<strong>in</strong> <strong>in</strong> the FY 2008/ 2009. There is howeverstill unclarity amongst central as well as local governments, not to mentionhumanitarian/development stakeholders with regards to its fund<strong>in</strong>g and implementationmechanisms. To date most <strong>of</strong> the North (outside camps) suffers from a lack <strong>of</strong> basic socialservices.3.4 Global Food Politics & Local PricesGlobally the <strong>in</strong>ternational community has committed itself to the MDGs 20 – the first <strong>of</strong> which iscutt<strong>in</strong>g by half the number <strong>of</strong> <strong>food</strong> <strong>in</strong>secure people <strong>in</strong> the worl d. Food aid is considered astep on the path to meet this goal. The table below gives an overview <strong>of</strong> the ma<strong>in</strong> donors andrecipients <strong>of</strong> <strong>food</strong> aid and some <strong>of</strong> the numbers <strong>in</strong>volved 21 .20Millennium Development Goals21Global Trends <strong>in</strong> Food Aid, Daniel Maxwell, 200612


Table 2: 2004 Global Food Aid Deliveries 22Recipient RegionDonorCategoryCommodityProcurementCategory Million metric tones Share <strong>of</strong> TotalSub Saharan Africa 3.8 51%Asia 2.0 27%Lat<strong>in</strong> America 0.7 9%Other regions 1.0 13%US 4.2 55%EC and other members 1.5 20%Japan 0.6 8%Other 1.2 17%Emergency 4.4 59%Project 2.1 28%Program 1.0 13%Cereals 6.5 87%Non Cereals 1.0 13%Local purchase 1.1 15%Triangular purchase 0.9 12%Direct transfers 5.5 73%Given the big numbers and big players <strong>in</strong>volved <strong>in</strong> global <strong>food</strong> aid, its political and f<strong>in</strong>ancialconnotations cannot be ignored. There are a couple <strong>of</strong> trends, which <strong>in</strong>fluence <strong>food</strong> aidpolicies and decisions at various levels.Decl<strong>in</strong><strong>in</strong>g resource levels/ priority for emergency programm<strong>in</strong>g: The global levels <strong>of</strong><strong>food</strong> aid have been decl<strong>in</strong><strong>in</strong>g steadily from an average <strong>of</strong> 12-15 million metric tons <strong>in</strong> the late1980s and early 90s to 7.5 MMT <strong>in</strong> 2004. The trends show an <strong>in</strong>creased focus onemergencies and a marked decl<strong>in</strong>e <strong>in</strong> longer-term programme <strong>food</strong> aid <strong>in</strong>clud<strong>in</strong>g recoveryassistance. However s<strong>in</strong>ce 2005, even the fund<strong>in</strong>g for emergency <strong>food</strong> aid has been on thedecl<strong>in</strong>e, especially to conflicts that have developed <strong>in</strong>to a protracted crisis. The preferencefor ‘emergency’ <strong>food</strong> aid has also resulted <strong>in</strong> a reduction <strong>of</strong> <strong>food</strong> aid <strong>in</strong> post conflict situations,even dur<strong>in</strong>g the critical phase <strong>of</strong> transition from emergency to recovery when as communitiesgradually rebuild their livelihoods 23 .Local/regional purchase: Procurement modalities are also chang<strong>in</strong>g. There is a grow<strong>in</strong>gtendency towards cash resources for local/regional purcha se. With the exception <strong>of</strong> the US’‘tied <strong>food</strong>’, 45% <strong>of</strong> <strong>food</strong> aid is now purchased <strong>in</strong> local/regional markets. The ma<strong>in</strong>advantages <strong>of</strong> this approach are the reduced shipp<strong>in</strong>g costs and the ability for a quickerresponse to emergencies. Rather than cause trade distortions as has been argued, localpurchases, if managed properly, would support market development <strong>in</strong> develop<strong>in</strong>g countries.Although the current US government has expressed the need for unty<strong>in</strong>g <strong>food</strong> aid, theproposition is be<strong>in</strong>g heavily opposed on the domestic front by those with <strong>in</strong>terests <strong>in</strong> agribus<strong>in</strong>essand shipp<strong>in</strong>g 24 .Politics around <strong>food</strong> aid: The debate over the form <strong>in</strong> which <strong>food</strong> aid is provided hasextended to the WTO <strong>in</strong> relation to farm/export subsidies and their effects on trade.European countries argue that “tied” US <strong>food</strong> aid exports amount to an export subsidy <strong>in</strong>disguise and is trade distort<strong>in</strong>g. The view <strong>of</strong> the US is that any attempt to ‘untie’ US aidcontributions may result <strong>in</strong> the loss <strong>of</strong> political support <strong>of</strong> powerful American bus<strong>in</strong>ess<strong>in</strong>terests and ultimately lead to a reduction <strong>of</strong> US contributions <strong>of</strong> <strong>food</strong> aid. So whilehumanitarian NGOs support regional purchases - the political trade–<strong>of</strong>f rema<strong>in</strong> to be seen.The US rema<strong>in</strong>s the largest <strong>food</strong> aid donor and the outcome <strong>of</strong> the debate will grea tly<strong>in</strong>fluence the future <strong>of</strong> <strong>food</strong> aid 25 .22Modified from Global Trends <strong>in</strong> Food Aid, Daniel Maxwell 200623 Global Trends <strong>in</strong> Food Aid, Daniel Maxwell, 200624 Global Trends <strong>in</strong> Food Aid, Daniel Maxwell, 200625Ibid13


Food prices on the rise: Over the past years <strong>food</strong> prices <strong>in</strong> many parts <strong>of</strong> the world havesteadily <strong>in</strong>creased, lead<strong>in</strong>g politicians, experts and news media to conclude that we are <strong>in</strong> themidst <strong>of</strong> a global <strong>food</strong> crisis. The <strong>in</strong>crease <strong>in</strong> <strong>food</strong> prices is ma<strong>in</strong>ly blamed on <strong>in</strong>creaseddemand (from Ch<strong>in</strong>a and India), slow-grow<strong>in</strong>g supplies, high energy prices, bi<strong>of</strong>uelproduction and climatic changes aris<strong>in</strong>g from global warm<strong>in</strong>g 26 . The immediate effect <strong>of</strong> the<strong>food</strong> crisis is already observed <strong>in</strong> several places. For example the <strong>in</strong>creas<strong>in</strong>g <strong>food</strong> prices arealready felt <strong>in</strong> households <strong>in</strong> local communities <strong>in</strong> Uganda. Food items have nearly doubleds<strong>in</strong>ce the beg<strong>in</strong>n<strong>in</strong>g <strong>of</strong> 2008, particularly <strong>in</strong> urban areas, as reflected <strong>in</strong> the table below.Table 3: Cost <strong>of</strong> Food Items <strong>in</strong> Kampala Markets <strong>in</strong> Uganda 27Item November 2007 (Ushs) May 2008 (Ushs)1 kilo Rice 1300 21001 kilo Beans 1200 17001 kilo Peas 1200 17001 kilo Simsim 1500 25001 kilo Millet flour 1200 25001 kilo Cassava flour 400 8001 kilo Groundnuts 1500 25001 litre Cook<strong>in</strong>g Oil 3500 50001 kilo Meat 3000 5000Although some economists may argue that <strong>in</strong>creases <strong>in</strong> <strong>food</strong> prices have a positive impacton economies <strong>in</strong> the long run s<strong>in</strong>ce higher prices will stimulate higher production and th uslonger term <strong>food</strong> security, the short term impact – particularly <strong>in</strong> less robust/more sensitivemarkets, like conflict affected markets – is a heavy burden.The surge <strong>in</strong> the global price <strong>of</strong> crops has created a budget shortfall for major donors and<strong>food</strong> agencies, who may be forced to scale back emergency operations 28 . The WFP hasannounced that it is currently fac<strong>in</strong>g a $755m shortfall <strong>in</strong> its budget. This could result <strong>in</strong>to thereduction <strong>of</strong> the number <strong>of</strong> recipient nations or the amount <strong>of</strong> <strong>food</strong> aid served.26Daily Monitor 5 th May 2008, Farmers face climate challenges amidst world <strong>food</strong> shortage27Daily Monitor, April 30, 2008/ New Vision May 7, 200828Wash<strong>in</strong>gton Post: March 1, 2008: Soar<strong>in</strong>g Food Pric es Putt<strong>in</strong>g U.S. Emergency Aid <strong>in</strong> Peril14


4 PROTECTING THE RIGHT TO FOOD - THE GFD PROJECT4.1 GFD Project ObjectivesNRC has signed a Memorandum <strong>of</strong> Understand<strong>in</strong>g (MoU) 29 with WFP as a cooperat<strong>in</strong>gpartner to the General Food Distribution (GFD) Programme <strong>in</strong> Northern Uganda. With thisMoU NRC commits itself to distribute WFP’s <strong>food</strong> aid to Gulu, Amuru and Kitgum Districts ona monthly basis. NRC has def<strong>in</strong>ed more specific objectives <strong>of</strong> the GFD project <strong>in</strong> NorthernUganda 30 :1. To contribute to household <strong>food</strong> security and ma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional anddietary standard by provid<strong>in</strong>g <strong>food</strong> assistance to people affected by displacement <strong>in</strong>camps <strong>in</strong> Gulu, Amuru and Kitgum districts.2. To protect lives by provid<strong>in</strong>g humanitarian <strong>food</strong> assistance to IDPs to meet the assessedaverage net <strong>food</strong> gap.3. To safeguard the fundamental right to <strong>food</strong> for targeted IDPs with special emphasis onwomen and children, EVIs, and the long-term effect <strong>of</strong> <strong>in</strong>sufficient access to <strong>food</strong>.The outputs, to be achieved are concrete and quantifiable: <strong>in</strong>creased access to <strong>food</strong> to theIDPs <strong>in</strong> Kitgum, Gulu and Amuru and the percentage <strong>of</strong> the average assessed net <strong>food</strong> gapmet by IDPs 31 .Box 2: The success <strong>in</strong>dicators from NRC’s logical framework 06/07 32 :♦ Reduction <strong>in</strong> the number <strong>of</strong> malnourished IDPs receiv<strong>in</strong>g <strong>food</strong> aid to less than 10%♦ The correct number <strong>of</strong> people receives regular <strong>food</strong> assistance and the correct quantity <strong>of</strong> <strong>food</strong>.♦ Increased level <strong>of</strong> participation from the IDP themselves <strong>in</strong> <strong>food</strong> <strong>distribution</strong>♦ Reduction <strong>in</strong> the <strong>in</strong>cidences <strong>of</strong> death due to hunger♦ Prevalence <strong>of</strong> acute malnutrition among IDPs and children under 5 to be under 5%♦ Crude mortality and morbidity rates at acceptable level among IDPs (i.e. < 1:10.000 per day)♦ % <strong>of</strong> children < 5 years who are malnourished to be less than 10% without aggravat<strong>in</strong>g factors4.2 Alignment to NRC’s PoliciesTak<strong>in</strong>g a rights based approach to <strong>food</strong> aid, NRC’s Core Activity Policy Document onEmergency Food Security and Distribution states 33 its overall objective as follows: ”… topromote and protect the right to <strong>food</strong> 34 to refugees and <strong>in</strong>ternally displaced persons”. Rooted<strong>in</strong> the UN charter for social and economic rights, the more specific objectives <strong>of</strong> this overallNRC <strong>food</strong> aid policy are:- to fulfil the immediate <strong>food</strong> needs <strong>of</strong> refugees and IDPs and ma<strong>in</strong>ta<strong>in</strong> their adequatenutritional status <strong>in</strong> emergency situations,- to promote self reliance, and support durable solutions as soon as the context allows;- to contribute to <strong>food</strong> security, livelihoods and recovery <strong>in</strong> various phases <strong>of</strong> displacementand;- to promote education, alleviate short-term hunger and improve cognitive learn<strong>in</strong>g.29 NRC-WFP Annual Memorandum <strong>of</strong> Understand<strong>in</strong>g30From NRC Project Proposal budget year 2006/0731From NRC Project Proposal budget year 2006/0732From NRC Project Proposal, budget year 2006/0733F<strong>in</strong>alised <strong>in</strong> April 200834 In accordance with the UN charter on Economic, Social and Cultural Rights - that the right to adequate <strong>food</strong> is realised whenevery man, woman and child, alone or <strong>in</strong> community with others has physical and economic access at all times to adequate<strong>food</strong> or means for its procurement.15


The target groups <strong>of</strong> NRC embrace refugees, IDPs and returnees and priority is given tovulnerable <strong>in</strong>dividuals and households, <strong>in</strong>clud<strong>in</strong>g women and children 35 .NRC would, accord<strong>in</strong>g to its policies, like to design projects that are culturally andcontextually appropriate and acceptable. NRC emphasises the importance <strong>of</strong> appropriatetim<strong>in</strong>g <strong>of</strong> <strong>food</strong> aid (also tak<strong>in</strong>g <strong>in</strong>to account the local agricultural calendar) as well as a longer -term view by promot<strong>in</strong>g susta<strong>in</strong>able livelihoods through agricultural pro duction and <strong>in</strong>comegeneration. Participatory and community based approaches through <strong>in</strong>volvement, direct andactive participation, tra<strong>in</strong><strong>in</strong>g and capacity build<strong>in</strong>g <strong>of</strong> local competencies as well as advocacyand sensitisation on <strong>food</strong> security issues (the right to <strong>food</strong>, land rights, <strong>food</strong> crisis etc) play animportant role. Moreover NRC policy prescribes for concerted <strong>in</strong>terventions <strong>in</strong> conflicts orhumanitarian crisis <strong>of</strong> protracted nature.Box 3: If security allows <strong>in</strong> protracted situations 36 :NRC will implement a complementary approach between direct <strong>distribution</strong>s and <strong>food</strong> security and livelihoodrecovery. Rations distributed will then not fulfil the entire beneficiary daily <strong>food</strong> requirements (2100kcal/day/person) while other <strong>food</strong> security and livelihood <strong>in</strong>terve ntions will be def<strong>in</strong>ed accord<strong>in</strong>g to the context;ref<strong>in</strong>e target<strong>in</strong>g from <strong>general</strong> <strong>distribution</strong> to a more targeted system.In return and recovery phases, <strong>food</strong> assistance may still be necessary for a period <strong>of</strong> time. Return kits may bedistributed and <strong>food</strong> secu rity and livelihood programs aim<strong>in</strong>g at secur<strong>in</strong>g <strong>food</strong> needs <strong>of</strong> returnees <strong>in</strong> the longerterm may be implemented. Programs will be planned and phased out <strong>in</strong> accordance with NRC Exit Strategies.At the Ugandan level, the Core Activity Strategy Document on Fo od Security and Distributionfor Uganda (2008-2010) 37 states its strategic objective as: contribut<strong>in</strong>g to household securityand livelihoods <strong>of</strong> people affected by displacement with emphasis on IDPs and returnees <strong>in</strong>Northern Uganda. The strategy emphasises that the focus may shift gradually from <strong>general</strong><strong>food</strong> <strong>distribution</strong> to <strong>in</strong>terventions that ‘encourage self-reliance <strong>of</strong> households depend<strong>in</strong>g onthe positive development <strong>in</strong> Northern Uganda”.NRC’s global policy to emergency <strong>food</strong> security and <strong>distribution</strong> as wel l as a ‘Core ActivityStrategy’ for Food Security and Distribution <strong>in</strong> Uganda are <strong>in</strong> turn supported andsupplemented by NRC policies on protection, gender equity, camp management, shelter and<strong>in</strong>formation, counsell<strong>in</strong>g, legal assistance and education 38 .35Core Activity Policy Document, Emergency Food Security and Distribution, NRC36Ibid, p. 237Still a draft version38All availed to the Evaluation Team16


5 PROJECT RELEVANCE & APPROPRIATENESSAs a result <strong>of</strong> the conflict <strong>in</strong> the North, <strong>food</strong> assistance has been given to Uganda s<strong>in</strong>ce 1996.Although the WFP protracted relief and recovery operation (PRRO) assumed that IDPswould return home <strong>in</strong> large numbers <strong>in</strong> 2001, IDPs cont<strong>in</strong>ued to stay <strong>in</strong> camps for securityreasons as the conflict escalated. Uganda was fac<strong>in</strong>g the worst humanitarian crisis <strong>in</strong> years.Dur<strong>in</strong>g the peak <strong>of</strong> the crisis nearly 2 million IDPs were conf<strong>in</strong>ed <strong>in</strong> 188 camps <strong>in</strong> the Northand East and as outl<strong>in</strong>ed <strong>in</strong> Chapter 3, their situation cont<strong>in</strong>ued to deteriorate. Surveysdocumented alarm<strong>in</strong>g malnutrition rates (<strong>in</strong> some cases 18 -20%) and the need for reliablehumanitarian support was palpable.Aga<strong>in</strong>st this backdrop and with the cl ear objective <strong>of</strong> safeguard<strong>in</strong>g rights, protect<strong>in</strong>g lives andcontribut<strong>in</strong>g to house hold <strong>food</strong> security, the NRC’s project design is found timely and mostrelevant: to distribute <strong>food</strong> aid based on needs to a targeted population <strong>in</strong>clud<strong>in</strong>g the mostvulnerable <strong>in</strong> Gulu, Amuru and Kitgum.5.1 Be<strong>in</strong>g There at the Right TimeAs an implement<strong>in</strong>g partner for WFP s<strong>in</strong>ce 1997, NRC is one <strong>of</strong> the oldest humanitarianactors on the ground <strong>in</strong> Northern Uganda – with a presence throughout the most challeng<strong>in</strong>gtimes <strong>of</strong> the conflict.In order to respond appropriately and ma<strong>in</strong>ta<strong>in</strong> efficient communication on the ground, NRC– unlike most other humanitarian organisations - established its Country Office <strong>in</strong> Gulu andhas over the years geared up its resource base to over 500 staff <strong>in</strong>clud<strong>in</strong>g 200 volunteers t<strong>of</strong>acilitate timely response <strong>of</strong> <strong>food</strong> aid and several other activities. As one appreciative district<strong>of</strong>ficial <strong>in</strong> Kitgum noted: “they brought their head quarters to the heart <strong>of</strong> the conflict, at a timewhen not many others were around”. This strategic move to the ‘field’ allowed NRC toshorten the distance to decision-mak<strong>in</strong>g and cutt<strong>in</strong>g back layers <strong>of</strong> management andbureaucracy, which may otherwise hamper quick and efficient emergency response.Logistical arrangements for the <strong>food</strong> distribu tion through the peak <strong>of</strong> the crisis were quitechalleng<strong>in</strong>g. NRC has however accommodated itself by risk<strong>in</strong>g lives and be<strong>in</strong>g flexible whenthe security situation was not conducive and also by travell<strong>in</strong>g to <strong>distribution</strong> po<strong>in</strong>ts witharmed escorts.Today NRC’s <strong>in</strong>terventions <strong>in</strong> <strong>food</strong> <strong>distribution</strong> follow ‘a most likely scenario’ – that “securityrema<strong>in</strong>s relatively stable. The uncerta<strong>in</strong>ty <strong>of</strong> the outcome <strong>of</strong> the peace talks, as well as the<strong>in</strong>frastructural and social challenges <strong>of</strong> protracted displacement lead to a le ngthy process <strong>of</strong>return and re<strong>in</strong>tegration” 39 This means that NRC – <strong>in</strong> l<strong>in</strong>e with its policy - cont<strong>in</strong>ues tocontribute to household <strong>food</strong> security – not only <strong>in</strong> camps but also to transit sites, wheresome people have resettled.5.2 Appropriateness <strong>of</strong> Food Aid <strong>in</strong> Protracted ConflictsEmergency <strong>food</strong> assistance composes a <strong>food</strong> basket, which is supposed to help keep<strong>in</strong>gpeople alive <strong>in</strong> an emergency period. The composition <strong>of</strong> <strong>food</strong> items is designed to ma<strong>in</strong>ta<strong>in</strong>a m<strong>in</strong>imum nutritional and dietary standard (Section 7.1 provides details). The fact that theconflict <strong>in</strong> Northern Uganda has been protracted has meant that thousands <strong>of</strong> women, menand children, old and young, have nourished themselves with a daily emergency ration forlonger than what was anticipated. In a protracted situation, like Uganda, one may argue thatemergency <strong>food</strong> assistance for ten years is a contradiction <strong>in</strong> itself.39From NRC Project Proposal budget year 2008/0917


Target<strong>in</strong>g <strong>of</strong> <strong>food</strong> aid should be followed by questions such as when, how long, how muchand by what means, as emergency <strong>food</strong> aid is not designed for a long-stand<strong>in</strong>g<strong>in</strong>tervention 40 . Thoughts about reduc<strong>in</strong>g dependency and <strong>in</strong>creas<strong>in</strong>g self -reliance, alternativeor complimentary strategies to the <strong>food</strong> aid should therefore most preferably be built <strong>in</strong>to theproject <strong>in</strong>terventions at an early stage.While <strong>in</strong> the more recent years ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g a broad portfolio <strong>of</strong> other activities 41 , NRC did notconsider explor<strong>in</strong>g alternative or complementary solutions to the monthly <strong>food</strong> ration<strong>distribution</strong>, except for also distribut<strong>in</strong>g the rations for WFP’s school feed<strong>in</strong>g programme (seealso Section 9.3 <strong>in</strong> Chapter 9 for NRC’s efforts to l<strong>in</strong>k relief and recovery). Given the securitysituation, which has been a restrict<strong>in</strong>g factor, this is to some degree understandable. Butconsider<strong>in</strong>g the time span <strong>of</strong> the conflict as well as persist<strong>in</strong>g needs <strong>of</strong> the people comb<strong>in</strong>edwith an <strong>in</strong>consistent supply <strong>of</strong> <strong>food</strong> or reduction <strong>in</strong> rations and <strong>food</strong> basket – steps might havebeen taken to explore alternative strategies to <strong>food</strong> <strong>distribution</strong>, go<strong>in</strong>g beyond merely keep<strong>in</strong>gpeople alive. As mentioned <strong>in</strong> the previous chapter, NRC acknowledges the possibilities andobligations <strong>in</strong> a protracted situation <strong>in</strong> its recently f<strong>in</strong>alised Core Activity Policy on EmergencyFood Security and Distribution.Several key <strong>in</strong>formants to this Evaluation 42 have said that <strong>in</strong> as much as NRC has been theimplement<strong>in</strong>g partner for WFP, NRC – <strong>in</strong> its capacity as an <strong>in</strong>dependent NGO - could havetried out alternative options for <strong>food</strong> aid, notwithstand<strong>in</strong>g the security situation, whereby formany years only 2-5 km periphery land was accessible around most camps or othercircumstantial challenges. One option could have been sourc<strong>in</strong>g <strong>of</strong> extra/differe nt <strong>food</strong> <strong>in</strong>Uganda to top up the WFP supplies or fill <strong>in</strong> when there is a gap (miss<strong>in</strong>g <strong>food</strong> items, delaysdue to logistical challenges and bureaucracy, identification <strong>of</strong> new groups that are wait<strong>in</strong>g tobe registered). It can assist <strong>in</strong> fulfill<strong>in</strong>g the ma<strong>in</strong> obje ctive <strong>of</strong> the programme: ensur<strong>in</strong>g <strong>food</strong>security/protect<strong>in</strong>g peoples’ right to <strong>food</strong>. In a protracted situation, where the needs are direand the exist<strong>in</strong>g <strong>food</strong> sources and channels may be challenged and even delay<strong>in</strong>g thehumanitarian response, some thought should be given to this option <strong>in</strong> order to complimentongo<strong>in</strong>g activities and overcome challenges and <strong>in</strong> turn – and most importantly - fulfil andNRC’s obligation to the beneficiaries.There have also been ‘pockets <strong>of</strong> periods’ where the security situation ha s beenmanageable, particularly from 2005, where other options could have been tried out 43 . Thesecould have <strong>in</strong>volved livelihood activities, cash programmes or other market or communitystimulat<strong>in</strong>g <strong>in</strong>terventions that could have contributed to household (<strong>food</strong>) security. 44 Somestudies 45 show that – cont<strong>in</strong>gent upon the context - cash <strong>in</strong>puts are a more effective means<strong>of</strong> help<strong>in</strong>g vulnerable households, and this stems from the somewhat evident fact thatvulnerable households have (<strong>food</strong>) needs beyond the <strong>food</strong>, which they are given 46 .40Global Trends <strong>in</strong> Food Aid, Daniel Maxwell 2006.41 Information, Communication and Legal Assistance Programme, Youth Education Pack, Food Security and LivelihoodsProgramme.42 Interviews and discussions with donors, IDPs, NRC GFD staff and other project staff, and other humanitarian organisations.43Dur<strong>in</strong>g 2005 more space was available to IDPs through GoUs <strong>in</strong>itiative <strong>of</strong> ‘decongest<strong>in</strong>g’ camps.44Interviews with <strong>food</strong> aid donors as well as UN agencies <strong>in</strong> Gulu and Kitgum, NRC staff + Food security surveys <strong>of</strong> 2005.NRCs own livelihood activities did not pick pace until late 2006.45This po<strong>in</strong>t was also discussed with several key <strong>in</strong>formants and donor agencies <strong>in</strong> Kampala. The Norwegian Embassy <strong>in</strong>Kampala has commissioned a study on cash programmes <strong>in</strong> resettlement areas, with an aim to support people as they moveback. The f<strong>in</strong>d<strong>in</strong>gs <strong>of</strong> the study may be <strong>of</strong> use to NRC.46Global Trends <strong>in</strong> Food Aid, Daniel Maxwell, p. 518


5.3 Lesson Learned♦♦♦‘Be<strong>in</strong>g there at the right time’ and br<strong>in</strong>g<strong>in</strong>g the Country Office to the field is essential tocut costs, bureaucracy and time and thereby essential for fast decision -mak<strong>in</strong>g andeventually quick response.Hav<strong>in</strong>g a clear and undisputed humanitarian objective and policy, measured <strong>in</strong> simpleterms (quantitative <strong>in</strong>dicators) gives an organisation a focused direction and mandate <strong>of</strong>work <strong>in</strong> times <strong>of</strong> complex emergency and <strong>in</strong>security.Nevertheless, when a conflict develops signs <strong>of</strong> a protracted situation, it can be beneficialto design and implement alternative/complementary solutions to the humanitarian <strong>food</strong>aid response. This may <strong>in</strong> some cases require more complex and multi -faceted analysisand tools, however it ensures <strong>food</strong> security for the beneficiaries, which ultimately is thehumanitarian obligation <strong>of</strong> NRC.5.4 Recommendations♦♦♦♦In future humanitarian operations that <strong>in</strong>volve cont<strong>in</strong>ued <strong>food</strong> <strong>distribution</strong> dur<strong>in</strong>g anextended period <strong>of</strong> time and on a massive scale NRC’s should conti nue to prioritise be<strong>in</strong>gclose to the field and implement its undisputed humanitarian objective <strong>of</strong> serv<strong>in</strong>g people<strong>in</strong> need.In protracted situations, NRC should – as now also obliged by its Emergency FoodSecurity and Distribution Policy - as early as possible, explore the possibility <strong>of</strong> comb<strong>in</strong><strong>in</strong>g<strong>general</strong> <strong>food</strong> <strong>distribution</strong> with alternative strategies. If the situation calls for it and allowsfor it, topp<strong>in</strong>g up/compliment<strong>in</strong>g WFP <strong>food</strong> supplies for a period <strong>of</strong> time should beconsidered. Alternative strategies should also <strong>in</strong>clude livelihoods <strong>in</strong>itiatives, <strong>in</strong>comegeneration activities, cash programmes or voucher programmes possibly earmarked for<strong>food</strong>. Research shows that where markets are function<strong>in</strong>g or market forces are stillthriv<strong>in</strong>g, <strong>food</strong> aid may be alternated with cash programmes, giv<strong>in</strong>g people the freedom <strong>of</strong>choice to buy their own <strong>food</strong> items or items beyond <strong>food</strong>. Even <strong>in</strong> contexts where marketsare restricted and may not function optimally, other alternative solutions to the <strong>general</strong><strong>food</strong> <strong>distribution</strong> could be tried to ensure that beneficiaries are assisted <strong>in</strong> ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g acomprehensive <strong>food</strong> basket or support their livelihoods <strong>in</strong> other ways. 47Given that this comb<strong>in</strong>ation <strong>of</strong> approaches might be new to NRC, some <strong>in</strong>vestmentsshould be made <strong>in</strong> analysis/research, wh ich could lead to develop<strong>in</strong>g a toolbox or a kitthat comb<strong>in</strong>es cash and <strong>in</strong>-k<strong>in</strong>d programmes and also considers the options for topp<strong>in</strong>gup/compliment<strong>in</strong>g <strong>food</strong> supplies. Strik<strong>in</strong>g a balance between various approaches ischalleng<strong>in</strong>g and should be researched 48.NRC’s Emergency Food Security and Distribution Policy should give more concreteguidance on different options and alternative/complimentary solutions that can becomb<strong>in</strong>ed with the <strong>general</strong> <strong>food</strong> <strong>distribution</strong> activities.47 Global Trends <strong>in</strong> Food Aid, Maxwell 2006, www.fao.org, Reth<strong>in</strong>k<strong>in</strong>g Food Security <strong>in</strong> Humanitarian Response, Maxwell, et al,2008 + Interview with key <strong>in</strong>formants.48In order not to <strong>in</strong>vent the wheel, reference may be made to f<strong>in</strong>d<strong>in</strong>gs from many safety net programmes, voucher for workprogrammes or cash for work programmes. NRC is at present jo<strong>in</strong><strong>in</strong>g hands with other cluster stakeholders <strong>in</strong> mak<strong>in</strong>g jo<strong>in</strong>tassessments and the f<strong>in</strong>d<strong>in</strong>gs <strong>of</strong> these assessments may <strong>in</strong>form future alternative strategies.19


6 PROJECT EFFICIENCY & COVERAGENRC’s yearly budget for the <strong>food</strong> <strong>distribution</strong> project has on average been USD 1,8 million 49 .This figure comb<strong>in</strong>es the fund<strong>in</strong>g from the Norwegian M<strong>in</strong>istry <strong>of</strong> Foreign Affairs (MFA) aswell as WFP. MFAs contribution makes up most <strong>of</strong> the NRC’s budget with an average annual<strong>in</strong>put <strong>of</strong> roughly USD 1 million 50 .The budget has funded the organisation, logistics, manpower, <strong>distribution</strong> and monitor<strong>in</strong>g <strong>of</strong><strong>food</strong> assistance to some 755.000 people on a monthly basis from 2005 -2008. In 2007 51 NRCdistributed <strong>food</strong> to 458,000 IDPs <strong>in</strong> 65 camps and 27 transit sites <strong>in</strong> Gulu and Amuru districts,and 297,000 IDPs <strong>in</strong> 26 camps and 13 transit sites <strong>in</strong> Kitgum district 52 . This roughly amountsto <strong>distribution</strong> costs <strong>of</strong> USD 2,3 per person per year. This cost is over and above the <strong>food</strong>expense itself and other WFP costs 53 .The Evaluation Team lacks comprehensive data to gather a picture <strong>of</strong> the exact unit cost forcomparison with other <strong>food</strong> aid operations and thereby estimate accurate cost efficiency.However, <strong>in</strong> view <strong>of</strong> the efficient field operati on, extensive use <strong>of</strong> local resource base (seethis chapter) viz. the number <strong>of</strong> beneficiaries reached cost efficiency may be argued to besimilar to other operations <strong>of</strong> this magnitude 54 .The current fund<strong>in</strong>g from MFA and WFP runs until March 2009. Food aid is globallyexperienc<strong>in</strong>g fund<strong>in</strong>g cuts and Uganda is no exception. As IDPs cont<strong>in</strong>ue to return to theirhomes or resettled areas and <strong>food</strong> <strong>distribution</strong> cont<strong>in</strong>ues to these new po<strong>in</strong>ts, NRC needs tosecure more funds to cover this temporarily ‘expanded’ programme.6.1 Deal<strong>in</strong>g with Logistics, Security & DelaysThe <strong>distribution</strong> <strong>of</strong> <strong>food</strong> to a great number <strong>of</strong> people is always a logistical challenge, and <strong>in</strong>times <strong>of</strong> <strong>in</strong>security even more so. Nevertheless, NRC has been commended, by manycolleagues, for tackl<strong>in</strong>g precisely this challenge <strong>in</strong> a comprehensive way with limitedmismanagement and learn<strong>in</strong>g from mistakes along the way 55 . NRC has applied strict securitymeasures. This is crucial <strong>in</strong> emergency operations, where staff, volunteers and truck driversare subjected to threats, ambush and direct fire – while still keep<strong>in</strong>g the <strong>food</strong> <strong>distribution</strong>‘pipel<strong>in</strong>e’ flow<strong>in</strong>g.WFP’s delays have on the whole been managed fairly well, with <strong>distribution</strong>s not be<strong>in</strong>gpostponed for more than three weeks 56 , except for the heavy ra<strong>in</strong>y season <strong>in</strong> 2 007, wheredelays were longer. The delays <strong>in</strong> <strong>food</strong> delivery can ma<strong>in</strong>ly be ascribed to WFP’s pipel<strong>in</strong>ebreakages, storage shortages, low truck<strong>in</strong>g capacity or fund<strong>in</strong>g delays but also to impassableroads, severe ra<strong>in</strong>fall and other logistical/circumstantial chal lenges. In addition thespontaneous movements <strong>of</strong> IDPs to new settlements have also been a challenge as havelack <strong>of</strong> military escorts used to ensure security <strong>of</strong> the <strong>food</strong> convoys. However NRC hasma<strong>in</strong>ta<strong>in</strong>ed a flexible approach to this: Chang<strong>in</strong>g locations at short notice, adjust<strong>in</strong>g time49Budget, M<strong>in</strong>istry <strong>of</strong> Foreign Affairs, Norway, April 2007 to March 2008 and WFP-NRC MoU April 2007 to March 2008.50 2006/07 MFA grant = NOK 7,6 million. 2007/08 MFA grant = NOK 6,6 million. 2008/09 MFA grant = NOK 7 million.Conversion <strong>in</strong>to USD varies accord<strong>in</strong>g to exchange rates.51 Figures vary over the years due to population <strong>in</strong>crease, movements, registry etc. For the sake <strong>of</strong> consistency this report willuse the population and <strong>distribution</strong> figures from 2007 as an average as they represent the situation half way through the projectperiod under <strong>evaluation</strong>.52 Initially NRC was also distribut<strong>in</strong>g <strong>food</strong> to Pader and Lira, however this was scaled down <strong>in</strong> order to maximise human andf<strong>in</strong>ancial resources more efficiently.53The total WFP <strong>food</strong> cost for the PRRO 2005-2008 is USD 118,736,570 (equivalent to 452,508 mt).54Interviews with <strong>food</strong> aid donors also confirmed this.55Interview with WFP Kampala, Gulu, Kitgum, district <strong>of</strong>ficials <strong>in</strong> Gulu and Kitgum, OCHA Gulu and Kitgum as well as <strong>food</strong> aiddonors.56 NRC GFD Programme Coord<strong>in</strong>ator, Gulu.20


schedules and work<strong>in</strong>g long hours to accommodate ‘disruptions’ have meant that IDPs onthe whole have received their monthly rations <strong>of</strong> <strong>food</strong> <strong>in</strong> the three year period 57 .6.2 The Value <strong>of</strong> Build<strong>in</strong>g a Dedicated & Flexible OrganisationNRC has built an organisation around experienced and qualified staff and 200 well tra<strong>in</strong>edvolunteers, who all have clear roles, responsibilities and report<strong>in</strong>g structures. The staff aswell as volunteers – who ma<strong>in</strong>ly orig<strong>in</strong>ate from the Acholi region – have <strong>in</strong> depth localknowledge and seem to be motivated to carry out a humanitarian deed for ‘their people’. Thenational staff has been with NRC for many years, some started with NRC when it firstestablished itself <strong>in</strong> Northern Uganda. Therefore the organisation has a substantial amount <strong>of</strong><strong>in</strong>stitutional memory and long-term experiences to build on and learn from.The staff employed <strong>in</strong> the GFD section have a good understand<strong>in</strong>g <strong>of</strong> the objectives <strong>of</strong> theGFD project and the needs and fundamental rights <strong>of</strong> the be neficiaries that it serves. Thestaff are given the opportunity to work themselves up through the organisation and NRCsupports advancement <strong>in</strong>itiatives with tra<strong>in</strong><strong>in</strong>g and courses. NRC is try<strong>in</strong>g to implement itshuman resource policy <strong>of</strong> promot<strong>in</strong>g more national staff to managerial posts, and this isslowly tak<strong>in</strong>g place. Both GFD project coord<strong>in</strong>ators <strong>in</strong> Gulu and Kitgum are Ugandan 58 .The volunteers are hired 59 to assist the <strong>food</strong> <strong>distribution</strong> process and are given substantialamount <strong>of</strong> responsibilities to organise and oversee the process at each <strong>distribution</strong> po<strong>in</strong>ts. Avolunteers tra<strong>in</strong><strong>in</strong>g manual has been developed and it provides guidance on conduct andoperation. With the employment <strong>of</strong> such a large group <strong>of</strong> people, management andsupervision is crucial. WFP, amongst others, emphasised, that when human resourceproblems have arisen, NRC management has showed the will to address and rectify theproblem 60 .Several key <strong>in</strong>formants have described the 200 volunteers, as an efficient means <strong>of</strong> ’gett<strong>in</strong>gthe work done’. Generally, NRC is complimented by many fellow humanitarian stakeholdersfor hav<strong>in</strong>g a work force that genu<strong>in</strong>ely “understand field challenges and dynamics” 61 . Onestakeholder described it as NRC gett<strong>in</strong>g “very sleek at do<strong>in</strong>g it”, <strong>in</strong>dicat<strong>in</strong>g the organisationscapacity, flexibility and pr<strong>of</strong>essionalism.The volunteers are hired on a daily basis with remunerations between Ushs 8.500 to10.000 62 . Although they only have ‘volunteer status’ they are employed most <strong>of</strong> the year.Most <strong>of</strong> the volunteers are students from the area, who try to pursue studies and family life atthe same time. NRC tra<strong>in</strong>s volunteers and builds their capacity <strong>in</strong> the area <strong>of</strong> <strong>food</strong><strong>distribution</strong>, nutrition, crowd control and beneficiary communication 63 . Some <strong>of</strong> the volunteershave advanced <strong>in</strong> the hierarchy and are now employed as regular staff <strong>in</strong> some <strong>of</strong> the NRCprogramme components. The work <strong>of</strong> the volunteers although expressed as reward<strong>in</strong>g is attimes also tedious and tir<strong>in</strong>g. Some times the volunteers have to spend the night <strong>in</strong> the fieldafter a <strong>food</strong> <strong>distribution</strong>, if security or time does not allow them to return to their duty stations.6.3 Beneficiaries Help Distribut<strong>in</strong>g FoodAnother significant factor for NRC’s efficiency <strong>in</strong> <strong>food</strong> <strong>distribution</strong> is the high degree <strong>of</strong>beneficiary participation. With the implementation <strong>of</strong> the family size <strong>distribution</strong> model (seechapter 7.1) IDPs have actively been <strong>in</strong>volved <strong>in</strong> <strong>distribution</strong> and organisation <strong>of</strong> work,57 WFP Gulu.58NRC <strong>in</strong> Uganda employs 13 <strong>in</strong>ternational staff.59Recruited by NRC but paid by WFP – amount<strong>in</strong>g roughly USD 300.000 per year.60WFP Gulu.61WFP Gulu.62Ushs 1,660 = USD 163NRC Tra<strong>in</strong><strong>in</strong>g Manual for Volunteers.21


through <strong>of</strong>f load<strong>in</strong>g <strong>of</strong> <strong>food</strong> from trucks, ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g <strong>distribution</strong> grounds tidy and scoop<strong>in</strong>g<strong>food</strong> rations from bags. NRC has facilitated the organisation <strong>of</strong> Food ManagementCommittees (FMCs). FMCs compose village leaders and camp management who spearhead communication with NRC, undertake conflict resolution and manage compla<strong>in</strong>ts <strong>in</strong>relation to the <strong>food</strong> <strong>distribution</strong>. The FMCs have <strong>in</strong> some cases developed <strong>in</strong>to powerfulcommunity organisations and advocates <strong>of</strong> <strong>food</strong> and camp related issues, and IDPs have aspace to voice their concerns <strong>in</strong> a concerted effort. Work<strong>in</strong>g closely with the FMCs,delegat<strong>in</strong>g responsibility and entrust<strong>in</strong>g them with authority has also given NRC a platform toact with the necessary leverage. This approach has been fundamental to <strong>in</strong>creas<strong>in</strong>gefficiency <strong>in</strong> <strong>distribution</strong> <strong>of</strong> <strong>food</strong> and m<strong>in</strong>imiz<strong>in</strong>g conflicts. Wit h substantial organisedparticipation, as well as supervision <strong>of</strong> volunteers, spillage and wastage is low. Moreessentially it has <strong>in</strong>creased ownership <strong>of</strong> what could otherwise be perceived as anundignified process 64 .6.4 But Does Everybody Get a Share – Gett<strong>in</strong>g the Numbers Right?Where the ma<strong>in</strong> and most frustrat<strong>in</strong>g concerns and challenges appear <strong>in</strong> terms <strong>of</strong> efficientand well-covered <strong>food</strong> assistance however is <strong>in</strong> establish<strong>in</strong>g the correct number <strong>of</strong>beneficiaries and thereby request<strong>in</strong>g for the equivalent amounts <strong>of</strong> <strong>food</strong> from WFP storages.The revalidation and verification exercise, which is supposed to register and confirm thenumber <strong>of</strong> people entitled to <strong>food</strong> has by all stakeholders <strong>in</strong>clud<strong>in</strong>g all NRC staff, volunteersand not least IDPs been highlighted as the most troublesome activity to date.IDPs are eligible to <strong>food</strong> rations upon registration and receipt <strong>of</strong> a ration card. Without agenu<strong>in</strong>e card, <strong>food</strong> will not be provided. However, due to technical and methodologicaldeficiencies <strong>in</strong> the registration and verification process as well as some degree <strong>of</strong>manipulation and squander<strong>in</strong>g by IDPs the situation looks like this: (1) There areunregistered IDPs who need <strong>food</strong> (2) There are registered IDPs who do not appear on theWFP registry (3) There are IDPs who are registered and on the registry, but without <strong>food</strong> andf<strong>in</strong>ally (4) there are unregistered IDPs with ration cards 65 .In sum it means that thousands <strong>of</strong> eligible IDPs have <strong>in</strong> long periods <strong>of</strong> time not beenreceiv<strong>in</strong>g their entitled <strong>food</strong> aid. NRC has put much effort i nto captur<strong>in</strong>g some <strong>of</strong> the missedtargets through a home grown ‘coupon’ <strong>in</strong>tervention, where many <strong>of</strong> those left out werepicked up <strong>in</strong> a second registry and are now back onto the WFP list. The problem <strong>in</strong> Kitgumwas reported down sized to 2-4% missed targets.One <strong>of</strong> the ma<strong>in</strong> problems <strong>in</strong> the verification process has been the outsourc<strong>in</strong>g <strong>of</strong> the datacollection and data entry process to different organisations. Hence <strong>in</strong> Gulu and Kitgum,whereas NRC has been <strong>in</strong> charge <strong>of</strong> organis<strong>in</strong>g, group<strong>in</strong>g and distribut<strong>in</strong>g <strong>food</strong> and ‘tick<strong>in</strong>g<strong>of</strong>f’ people on the pr<strong>in</strong>t lists from WFP, other organisations have been <strong>in</strong>volved <strong>in</strong> mak<strong>in</strong>g thehousehold/family head counts through door-to-door visits and even other organisations havebeen tasked with the data entry <strong>in</strong>to the WFP registry, whi ch eventually makes up the list <strong>of</strong>eligible beneficiaries. Many ‘managers’ <strong>in</strong>volved <strong>in</strong> a s<strong>in</strong>gle process has resulted <strong>in</strong><strong>in</strong>consistencies, errors and missed targets. Particularly the data entry was highlighted as notbe<strong>in</strong>g meticulous enough, leav<strong>in</strong>g out seve ral members <strong>of</strong> a household, although they had<strong>in</strong>itially been identified as recipients <strong>of</strong> <strong>food</strong>.64NRC also highlights their aptness to respond quickly and flexibly to the floods <strong>in</strong> Northern Uganda <strong>in</strong> August and September2007, where WFP decided to use airdrop <strong>of</strong> <strong>food</strong> <strong>in</strong> four camps <strong>in</strong> Amuru and five camps <strong>in</strong> Kitgum as a result <strong>of</strong> impassableroads and bridges. Although this airdrop operation has been criticised by some stakeholders/donors for be<strong>in</strong>g too expensive andunnecessary consider<strong>in</strong>g the scope <strong>of</strong> people reached and the limited effects <strong>of</strong> the floods <strong>in</strong> the Acholi sub-region, NRCthrough its mobilisation <strong>of</strong> FMCs on the ground to some degree controlled an otherwise chaotic situation at the drop grounds.65 From NRC Advocacy Strategy for GFD.22


The compla<strong>in</strong>ts about the failed verification process and the missed targets have beennumerous. Most <strong>of</strong>ten the IDPs are fed back with the explanation that the pr<strong>in</strong>t list from theWFP computer did not capture their names. This is most dissatisfy<strong>in</strong>g for many IDPs, and asan older woman from a transit site <strong>in</strong> Kitgum said: “How does a computer know how manyfamily members I have at home?”Apart from try<strong>in</strong>g to rectify the problem through the ‘coupon’ <strong>in</strong>tervention NRC hasconsistently brought forward the compla<strong>in</strong>ts <strong>of</strong> the IDPs <strong>in</strong> monthly and quarterly monitor<strong>in</strong>greports submitted to WFP, seek<strong>in</strong>g help to re -<strong>in</strong>clude the missed targets on the registrationlists. However, action on behalf <strong>of</strong> WFP is slow. Gett<strong>in</strong>g onto the list, once you have beenknocked <strong>of</strong>f is not an easy process and can take up to several months, where one is leftwithout <strong>food</strong>.6.5 Lesson Learned♦♦♦♦♦For approximately USD 1,8 million per year, NRC has organised, arranged, distributedand monitored <strong>food</strong> assistance to some 755.000 people on a monthly basis dur<strong>in</strong>g<strong>in</strong>secure and restrictive times. This means on average a cost <strong>of</strong> USD 2,3 per IDP peryear. This cost is over and above the expenditures for <strong>food</strong> itself a nd WFP’s own costs.In view <strong>of</strong> the efficient field operation, use <strong>of</strong> local resource base and the number <strong>of</strong>beneficiaries reached cost efficiency may be argued to be similar to other operations <strong>of</strong>this magnitude.NRC has distributed <strong>food</strong> without major delays or failures, despite WFP pipel<strong>in</strong>ebreakages, storage shortages, low truck<strong>in</strong>g capacity or fund<strong>in</strong>g delays etc. This has<strong>in</strong>deed been possible because <strong>of</strong> a flexible work force <strong>of</strong> experienced and discipl<strong>in</strong>edpeople who have grown with the organisation a nd possesses detailed local knowledge.This has been imperative to deliver<strong>in</strong>g swift <strong>food</strong> aid. The <strong>in</strong>vestment <strong>in</strong> capacity build<strong>in</strong>g<strong>of</strong> 200 volunteers has proven worthwhile.Management and ground supervision <strong>of</strong> the operation with constant communication anddialogue with beneficiaries and camp/community networks (FMCs) provides smooth<strong>distribution</strong> <strong>of</strong> aid and an opportunity to solve conflicts and problems that may arise alongthe way.A <strong>distribution</strong> approach where beneficiaries are <strong>in</strong>volved as much as possi ble is importantto ensure fair and dignified <strong>distribution</strong> <strong>of</strong> <strong>food</strong> aid and hence also a mitigation <strong>of</strong> potentialconflicts amongst beneficiaries.Revalidation and verification exercises take a lot <strong>of</strong> time and require close supervisionand management. When data collection, entry and verification is outsourced to differentorganisations its leads to many errors. Rather, one organisation with close contact andoverview <strong>of</strong> the beneficiaries should do it. Verify<strong>in</strong>g the pr<strong>in</strong>t list before enter<strong>in</strong>g the data<strong>in</strong>to the database is a fundamental ‘check-po<strong>in</strong>t’ if errors are to be captured before theymake their way <strong>in</strong>to the f<strong>in</strong>al list, from which WFP allocates its metric tonnes.6.6 Recommendations♦♦For future <strong>food</strong> aid operations, NRC should learn from the organisational set-up andhuman resource pool <strong>in</strong> Uganda and build well equipped operations based on localknowledge and capacities.The terms and conditions <strong>of</strong> the current volunteer work force should be assessed toprovide people with a more competitive package. Also , the capacity <strong>of</strong> the volunteers23


should be assessed <strong>in</strong> view <strong>of</strong> possible future expansion <strong>of</strong> their scope <strong>of</strong> work <strong>in</strong>to otherprogramme areas that may maximise and benefit from the operational, organisational ortechnical skills <strong>of</strong> these people.♦♦In future <strong>food</strong> aid projects NRC or WFP should consider delegat<strong>in</strong>g/outsourc<strong>in</strong>g the entireverification exercise to one s<strong>in</strong>gle actor (firm or NGO) to ensure consistency <strong>in</strong> datacollection, data entry and pr<strong>in</strong>t<strong>in</strong>g <strong>of</strong> lists and cards. This way the process is streaml<strong>in</strong>edand errors due to many ‘managers’ is m<strong>in</strong>imised. If NRC has the capacity, it should <strong>in</strong>future operations <strong>of</strong>fer to take on this task, <strong>in</strong> view <strong>of</strong> efficiency, costs and its knowledgeon the ground.Time and resources should be <strong>in</strong>vested <strong>in</strong> verify<strong>in</strong>g the data o n the pr<strong>in</strong>t list, before it isf<strong>in</strong>alised and approved by WFP. It will m<strong>in</strong>imize errors and problems at a later stage.Pr<strong>in</strong>t out <strong>of</strong> the data base list is <strong>in</strong> the hands <strong>of</strong> WFP, however if possible this task couldbe delegated to the implement<strong>in</strong>g agency who has eyes and ears on the ground.24


7 PROJECT EFFECTIVENESSHav<strong>in</strong>g assessed the performance and challenges <strong>in</strong> terms <strong>of</strong> Relevance/Appropriateness <strong>in</strong>project design and response as well as project Efficiency/Coverage this chapter, deals withproject Effectiveness, i.e. fulfilment <strong>of</strong> the three GFD objectives. The objectives will beanalysed <strong>in</strong> turn, and at the end <strong>of</strong> each section lessons learned and recommendations willbe drawn up.7.1 Project Objective 1To Contribute to HH <strong>food</strong> security and ma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional anddietary standard by provid<strong>in</strong>g <strong>food</strong> assistance to people affected bydisplacement <strong>in</strong> camps <strong>in</strong> Gulu, Amuru, and Kitgum.7.1.1 Traditional Nutrition & Diet <strong>in</strong> Northern UgandaThe traditional (pre IDP camps) nutrition and dietary system <strong>in</strong> No rthern Uganda consisted <strong>of</strong>a variety <strong>of</strong> gra<strong>in</strong>s, cereals, vegetables, fruits, meats as well as seasonal delicacies. Apartfrom nutritional values, some <strong>food</strong> elements were culturally favoured for the growth <strong>of</strong>children and help <strong>in</strong>crease breast milk for nurs<strong>in</strong>g mothers 66 . The box below gives an idea:Box 4: Traditional Acholi FoodAround each homestead, there were plots <strong>of</strong> land for grow<strong>in</strong>g vegetables like Malakwang (a bitter-sour butdelicious and nutritious vegetable) , Boo (the staple vegetable <strong>of</strong> the Acho li) Akeyo, Oyado (Green vegetables)pumpk<strong>in</strong>, tomatoes, cabbages, beans and Irish Potatoes. The homestead plots were also used to grow cassava,sweet potatoes, maize (for cob consumption as opposed to produc<strong>in</strong>g flour) and fruits like mangoes, pawpaw,oranges, lemon, guavas and tanger<strong>in</strong>es. A mile or two from the homesteads were the ma<strong>in</strong> family gardens <strong>of</strong>small farms where millet and simsim (the ma<strong>in</strong> staple <strong>food</strong> <strong>of</strong> the Acholi), were grown. Other ma<strong>in</strong> <strong>food</strong> cropsgrown here <strong>in</strong>cluded Lapena (Chick peas), groundnu ts, sorghum for brew<strong>in</strong>g beer. Each family had a m<strong>in</strong>imum <strong>of</strong>two granaries ( dero) to store millet and simsim. The <strong>food</strong> stored would always last past the next harvest. Othergranaries were built to store peas and groundnuts. Nearly every family kept poultry, a few goats and sheep, whichwere reared <strong>in</strong> and around the homestead and many families kept cattle reared with<strong>in</strong> the village.The fruits consumed <strong>in</strong>cluded the Shea nut (Yaa) from which –Shea butter ( Moo Yaa) was extracted. Moo Yaawas ma<strong>in</strong>ly used <strong>in</strong> sauce s, but also served as a body lotion for women and children. Other fruit trees <strong>in</strong>cludeTugu (palm tree), Cwaa (Tamar<strong>in</strong>d), Langoo, Ocoga, Oywelo . People had Beehives ( Bong) <strong>in</strong> communal graz<strong>in</strong>gareas or forests for honey.Grasshoppers ‘Nsenene’ ( Ocene) or fungi like mushrooms ( Obwol) were also popular seasonal delicacies. Dur<strong>in</strong>gthe dry season (November to February), there were jo<strong>in</strong>t hunt<strong>in</strong>g sessions <strong>in</strong> the forests (Buffalo, Antelopes, fieldrats). The average family also set traps for small animals like rab bits and birds like Gu<strong>in</strong>ea Fowls (Aweno) <strong>in</strong> andaround their gardens.7.1.2 Nutrition & Diet Provided Dur<strong>in</strong>g the ConflictWith the <strong>in</strong>creas<strong>in</strong>g <strong>in</strong>surgency and large parts <strong>of</strong> the population <strong>in</strong> IDP camps andsubsequent <strong>in</strong>troduction <strong>of</strong> the WFP <strong>food</strong> <strong>distribution</strong> the Acholi diet changed dramatically.From a rich and diverse diet, IDPs were now given carefully calculated <strong>food</strong> rations withselected items to compose the <strong>food</strong> basket. The rations normally <strong>in</strong>clude cereals (maize orsorghum), pulses (beans or yellow split peas) and vegetable oil enriched with Vitam<strong>in</strong> A.Dur<strong>in</strong>g the 10 years <strong>of</strong> <strong>food</strong> <strong>distribution</strong> there has been little variation <strong>in</strong> the <strong>food</strong> basket.66Detailed research provided by Jane Oryem. An example <strong>of</strong> a typical Acholi menu is found <strong>in</strong> Annex 5.25


Up until 2005 most people received a 74% or 98-100% rations depend<strong>in</strong>g upon the capabilityto compliment the distributed <strong>food</strong> aid with <strong>food</strong> items from own sources. In 2006 the rationswere reduced. In Gulu and Amuru the reduction was 40%, 50% and 60% <strong>of</strong> the full ration forNon Extremely Vulnerable Individuals (NEVIs) and for the Extremely Vulnerable Individuals(EVIs) 98%. In Kitgum the rations were reduced to 60% for NEVIs and ma<strong>in</strong>ta<strong>in</strong>ed at 100%for the EVIs.Table 4: Food rations and ValuesFoodrationCerealkg/person/monthPulseskg/person/monthVeg. Oilkg/person/monthCSBkg/person/monthFoodValue/day100% 12,5 2,1 0,6 2,1 2100 kcal98% 12,45 2,1 0,6 1,5 2054 kcal74% 8,4 1,8 0,37 1,8 1554 kcal60% 7,2 1,2 0,45 - 1259 kcal50% 4,5 1,8 0,36 - 1050 kcal40% 4,5 0,9 0,3 - 828 kcalAs shown <strong>in</strong> the table with the exception <strong>of</strong> EVIs, most allocated <strong>food</strong> ration s do not amountto the m<strong>in</strong>imum nutritional and dietary standard <strong>of</strong> 2.100 kcal per person per day, theassumption be<strong>in</strong>g that IDPs will manage to secure the rema<strong>in</strong><strong>in</strong>g <strong>food</strong> -gap themselves.Furthermore it is argued that IDPs compliment their diet with other fo od aid <strong>in</strong>terventionsfrom WFP such as Food for Education (school feed<strong>in</strong>g), Therapeutic Feed<strong>in</strong>g Centres (<strong>food</strong>for babies and lactat<strong>in</strong>g mothers) and Food for Work (<strong>food</strong> <strong>in</strong> exchange for manual labour).7.1.3 Employ<strong>in</strong>g the Fair Share ‘Family Size Model’In order to ensure that each household was secured equally with <strong>food</strong>, NRC employed a newmethodology <strong>of</strong> <strong>food</strong> <strong>distribution</strong> <strong>in</strong> 2003, described as the ‘family size model’. Until thenNRC had been us<strong>in</strong>g a model, where <strong>in</strong>dividuals with a ration card would receive the sam erations regardless <strong>of</strong> their family size. This resulted <strong>in</strong> an unfair <strong>distribution</strong> <strong>of</strong> rations, wherea family <strong>of</strong> one person would receive the same amount <strong>of</strong> <strong>food</strong>, as a family <strong>of</strong> 12 persons.With the ‘family size model’ <strong>food</strong> rations are given accord<strong>in</strong>g to the number <strong>of</strong> people <strong>in</strong> eachhousehold, which eventually leads to all <strong>in</strong>dividuals receiv<strong>in</strong>g the same amount. It took sometime before the new model was understood and the organisation <strong>of</strong> the <strong>distribution</strong> performedas <strong>in</strong>tended. Once this was <strong>in</strong> place the results were clear: households were receiv<strong>in</strong>g theirfair share <strong>of</strong> <strong>food</strong> <strong>in</strong> an organised way 67 . Moreover, NRC handed over the physical<strong>distribution</strong> activity <strong>of</strong> scoop<strong>in</strong>g to the beneficiaries themselves and the FMCs. In groupsbeneficiaries carry their sacks and divide scoops <strong>of</strong> the different items between them. IDPsappreciate be<strong>in</strong>g actively <strong>in</strong>volved because as one women said: “its our <strong>food</strong>, why should weleave it to somebody else to serve for us” 68 . In order to ensure that NEVIs do not disturb theEVIs this group is served separately.7.1.4 Have Beneficiary Needs & Demands been met?NRC monitors its contribution to household security and the ma<strong>in</strong>tenance <strong>of</strong> nutritional anddietary standards (‘Objective 1’) through daily, monthly and quarterly reports, post distributio nmonitor<strong>in</strong>g reports and participation <strong>in</strong> <strong>food</strong> security and nutritional surveys. Some <strong>of</strong> theconsistent f<strong>in</strong>d<strong>in</strong>gs on the quantity and quality <strong>of</strong> <strong>food</strong> dur<strong>in</strong>g the past three years <strong>in</strong>clude 69 :Regard<strong>in</strong>g the <strong>food</strong> basket composition, its usage and quality: Beneficiaries expressed<strong>general</strong> satisfaction with the <strong>food</strong> basket as a temporary <strong>in</strong>tervention – particularly when itwas complete, i.e. with all the <strong>in</strong>tended <strong>food</strong> items. This <strong>food</strong> basket comb<strong>in</strong>ed with thesupplementary feed<strong>in</strong>g programmes <strong>in</strong> feed<strong>in</strong>g centres and <strong>in</strong> schools was appreciated by67Key <strong>in</strong>formants from Kitgum and Gulu Districts, WFP Gulu and OCHA Kitgum.68Focus group discussion with IDPs <strong>in</strong> Amida camp.69 NRC monthly and quarterly monitor<strong>in</strong>g reports + Post Distribution Monitor<strong>in</strong>g Reports from 2005 to 2008 + <strong>in</strong>terviews/focusgroup discussions with male and female IDPs (EVIs and NEVIs) <strong>in</strong> Amida camp, Pawidi Transit site, Opit camp, OrafwoyoTransit site, Lukwor Transit site, Acet IDP camp, Amuru IDP camp.26


most and mothers observed the nutritional standards <strong>of</strong> their children gradually improv<strong>in</strong>g.Nevertheless the uniform and unchanged diet dur<strong>in</strong>g so many years was expressed as<strong>in</strong>sufficient to ma<strong>in</strong>ta<strong>in</strong> a healthy nutrition. Consider<strong>in</strong>g their traditional staple <strong>food</strong> and varieddiet IDPs expla<strong>in</strong>ed that their needs <strong>in</strong>cluded a more diverse <strong>food</strong> basket <strong>in</strong>clud<strong>in</strong>g suchnutritious items like sweet potato, vegetables and meat. It took them some time to get usedto new <strong>food</strong> items such as sorghum, cook<strong>in</strong>g oil and split peas (the latter two not used <strong>in</strong> atraditional Acholi diet). As mentioned, the Acholi diet usually uses sim sim for cook<strong>in</strong>g, whichconta<strong>in</strong>s a more nutritious fat. The IDPs tried to supplement their <strong>food</strong> basket <strong>in</strong> various ways– amongst others by grow<strong>in</strong>g cassava <strong>in</strong> their gardens, but due to the tall size <strong>of</strong> the plant themilitary prohibited the production <strong>of</strong> cassava, which provided for camouflage for the LRArebels. These k<strong>in</strong>ds <strong>of</strong> constra<strong>in</strong>ts have lead many IDPs to rely on the <strong>food</strong> supplies as ama<strong>in</strong> part <strong>of</strong> their diet through the most difficult times <strong>in</strong> the conflict.Several IDPs have experienced receiv<strong>in</strong>g extremely poor quality <strong>food</strong>, <strong>in</strong>clud<strong>in</strong>g rotten maizeand uneatable beans 70 through the GFD programme. IDPs did however f<strong>in</strong>d the Corn SoyaBlend (CSB) useful. Mothers prioritised the CSB for the children as a substitute for thetraditional nutrients, which the Acholi diet prescribes for small children. CSB was howeverelim<strong>in</strong>ated from the <strong>food</strong> basket with the ration reduction. The sa me applies to cook<strong>in</strong>g oil.Most IDPs use their <strong>food</strong> for household consumption (more than 95%). Only a ‘negligiblelevel’ (between 1-3%) is used for sale to acquire other necessities such as salt, light<strong>in</strong>g fueletc.Regard<strong>in</strong>g <strong>food</strong> rations and <strong>food</strong> quantity: Across the board IDPs expressed dissatisfactionwith the reductions <strong>in</strong> <strong>food</strong> rations. In most cases the reduced rations, delays <strong>in</strong> delivery aswell as miss<strong>in</strong>g items from the <strong>food</strong> basket leave IDPs with <strong>food</strong> for less than two weeks and<strong>in</strong> the majority <strong>of</strong> cases one meal or less than a meal per day (see also Section 7.2. for moredetails). The 98% and 100% rations given to EVIs have suffered from reductions <strong>in</strong> cook<strong>in</strong>goil and CSB particularly s<strong>in</strong>ce June 2007. Most frustrat<strong>in</strong>g to many IDPs is be<strong>in</strong>g left <strong>of</strong>f theWFP registry after the verification process (discussed <strong>in</strong> Section 6.4).Apart from monitor<strong>in</strong>g beneficiary satisfaction, reactions and compla<strong>in</strong>ts, NRC has dur<strong>in</strong>g th eproject period not taken <strong>in</strong>itiatives to supplement the diets or provide alternative nutritionalsolutions.7.1.5 Respond<strong>in</strong>g to Compla<strong>in</strong>tsIDPs compla<strong>in</strong>ts regard<strong>in</strong>g <strong>food</strong> aid are regularly compiled <strong>in</strong> NRC reports and filed to WFPfor action and recourse. However the problems and demands <strong>of</strong> the IDPs rema<strong>in</strong>. Althoughseveral stakeholders claim that IDPs have received multiple explanations and justifications toissues such as WFP pr<strong>in</strong>t list problems, rotten <strong>food</strong>, the lack <strong>of</strong> cook<strong>in</strong>g oil and the rationreductions, the Evaluation Team found that these had not been sufficiently <strong>in</strong>ternalised bythe IDPs.A compla<strong>in</strong>t desk is set up after each <strong>food</strong> <strong>distribution</strong>. It is manned by volunteers, whoreceive and forward compla<strong>in</strong>ts from the IDPs, but otherwise have no autho rity to take anyother action. The normal use – one would th<strong>in</strong>k - <strong>of</strong> a compla<strong>in</strong>t desk is that the compla<strong>in</strong>tsreceived at the desk are handled or addressed and that IDPs get a satisfactory feed back.Nevertheless observ<strong>in</strong>g and visit<strong>in</strong>g the compla<strong>in</strong>t desks set up after the <strong>food</strong> <strong>distribution</strong>sand speak<strong>in</strong>g to several IDPs as well as staff/volunteers <strong>in</strong> charge <strong>of</strong> the desks, theEvaluation Team found that the value <strong>of</strong> these desks to some degree seems to havewithered away. Compla<strong>in</strong>ts have been filed to WFP for ye ars without any major action orrecourse. The frustration or apathy <strong>of</strong> no response is show<strong>in</strong>g amongst both IDPs andvolunteers, question<strong>in</strong>g the use/seriousness <strong>of</strong> these desks.70 In several NRC monitor<strong>in</strong>g reports the expression about the poor quality <strong>food</strong> is ‘that it is not fit for human consumption’.27


It is recognized that numerous recipients <strong>of</strong> <strong>food</strong> aid will compla<strong>in</strong> about <strong>food</strong> . One district<strong>of</strong>ficial from Gulu claimed that: “<strong>food</strong> is like money, and however much you provide IDPs with<strong>food</strong> there will never be enough”. Nevertheless some key stakeholders criticise WFP as wellas NRC for not provid<strong>in</strong>g the IDPs with thorough, targeted and repeated explanations as towhy <strong>food</strong> baskets are composed <strong>in</strong> a certa<strong>in</strong> way, and why rations have been reduced, andwhat the expectations are from the IDPs to do <strong>in</strong> return. Many IDPs deny that they have beenthoroughly <strong>in</strong>volved <strong>in</strong> the dietary composition <strong>of</strong> the <strong>food</strong> basket or even the <strong>food</strong> reductions,and that these decisions were <strong>in</strong> most cases ‘just presented to them’ through radioannouncements or by the camp leaders 71 . More <strong>in</strong>volvement could perhaps have reducedcompla<strong>in</strong>ts. NRC acknowledges this <strong>in</strong> so me <strong>of</strong> its monitor<strong>in</strong>g reports.7.1.6 But People Have Been Kept AliveDespite the reductions <strong>in</strong> rations and <strong>food</strong> basket, pipel<strong>in</strong>e breakages, uniform diet andmiss<strong>in</strong>g <strong>food</strong> items health <strong>in</strong>dicators 72 from the past three years show that malnutrition rateshave been kept relatively manageable, under the emergency threshold <strong>of</strong> 10%. The GlobalAcute Malnutrition (GAM) rates <strong>of</strong> 2005 showed: 4,7% <strong>in</strong> Gulu and 11,8% <strong>in</strong> Kitgum 73 . In2008 these figures have reduced even further to 3,1% <strong>in</strong> Gulu and approximately 8% <strong>in</strong>Kitgum. It is argued that the number <strong>of</strong> admissions to therapeutic feed<strong>in</strong>g centres <strong>in</strong> thisperiod has reduced. The <strong>in</strong>cidences <strong>of</strong> deaths due to hunger <strong>in</strong> camps have reduced br<strong>in</strong>g<strong>in</strong>gthe crude mortality and the under 5 mortality rate down to or less than 1/10.00 0 persons perday 74 .Many IDPs <strong>in</strong>terviewed did express their appreciation and satisfaction with <strong>food</strong> aid, qualifiedwith statements such as: “it susta<strong>in</strong>ed our lives”… or more literally “it kept us breath<strong>in</strong>g”… or<strong>in</strong> terms <strong>of</strong> nourishment “it kept our children healthy”. Or as a group <strong>of</strong> people <strong>in</strong> Pawiditransit site <strong>in</strong> Kitgum district said: “we ran from our villages, and moved with noth<strong>in</strong>g… atleast we found <strong>food</strong> <strong>in</strong> the camps”. This was followed by a more sad consideration: “wewished we could dig, but security didn’t allow us… so we depended on the <strong>food</strong>”. 75 . Severalmothers appreciatively also added that <strong>food</strong> aid had kept their children <strong>in</strong> school. The factthat <strong>food</strong> <strong>distribution</strong> <strong>in</strong> camps had lead to a safer life without the threat <strong>of</strong> or reality <strong>of</strong>abductions and kill<strong>in</strong>gs, which all IDPs had faced <strong>in</strong> the home gardens was humblyacknowledged. However had there been alternative options and possibilities <strong>of</strong> fend<strong>in</strong>g foroneself, most IDPs would have opted for these.In sum, the quantitative <strong>in</strong>dicators show that the GFD project through difficult times hascontributed to household <strong>food</strong> security and the ma<strong>in</strong>tenance <strong>of</strong> m<strong>in</strong>imum nutritional anddietary standards, and brought down high GAM rates and saved lives.However, research, beneficiaries’ voices, observations on the ground, op<strong>in</strong>ions <strong>of</strong>humanitarian actors and donors pa<strong>in</strong>t a more cloudy picture <strong>of</strong> the fulfilment <strong>of</strong> the objective.Multiple factors contribute to positive nutritional rates, not only <strong>food</strong>, but also good sanitation,clean dr<strong>in</strong>k<strong>in</strong>g water and proper hygiene practices and a clean environment. Hence, thepositive developments <strong>in</strong> the quantitative <strong>in</strong>dicators are not just a reflection <strong>of</strong> <strong>food</strong> aid.Moreover, the reality – and maybe the more qualitative signs - is that pipel<strong>in</strong>e breakages,delays, shortages <strong>in</strong> <strong>food</strong> items, reduced rations and few alternative <strong>food</strong> options, littlediversity <strong>in</strong> <strong>food</strong> supplies and weak cop<strong>in</strong>g strategies on behalf <strong>of</strong> the IDPs (also <strong>in</strong> newtransit sites where support<strong>in</strong>g services are not available) have meant that IDPs havestruggled to ma<strong>in</strong>ta<strong>in</strong> their m<strong>in</strong>imum nutritional dietary standards <strong>of</strong> 2.100 kcal per person perday and accord<strong>in</strong>g to several stakeholders, many have not managed at all. A closer look atsome <strong>of</strong> the issues is taken <strong>in</strong> the follow<strong>in</strong>g chapter.71Focus group discussions with IDPs <strong>in</strong> camps and transit sites.72NRC Quarterly reports, EFSA <strong>of</strong> 2007, WFP PRRO, ACF nutritional report 200773GAM rates before this period were even higher, close to 20%74 Nutritional Surveys for Gulu district <strong>in</strong> 2005 and 2006, WFP75Interviews and focus group discussions <strong>in</strong> Camps and transit sites <strong>in</strong> Gulu and Kitgum28


7.1.7 Lesson Learned♦ Food aid has been vital to fight<strong>in</strong>g (acute) malnutrition and sav<strong>in</strong>g peoples lives dur<strong>in</strong>gthe protracted crisis <strong>in</strong> Northern Uganda. Compos<strong>in</strong>g a <strong>food</strong> basket with the correctamount and type is essential to meet<strong>in</strong>g the m<strong>in</strong>imum nutritional dietary standards. Butwith ration reductions, cuts <strong>in</strong> the <strong>food</strong> basket and few alternative options thema<strong>in</strong>tenance <strong>of</strong> m<strong>in</strong>imum standards <strong>of</strong> 2.100 kcal per person per day is seriouslychallenged.♦♦♦The <strong>food</strong> aid has not been provided accord<strong>in</strong>g to preferred dietary needs and demands <strong>of</strong>the Acholi people and has <strong>in</strong> several cases also been <strong>of</strong> <strong>in</strong>ferior quality. The traditionalAcholi diet is rich and diverse. The uniform <strong>food</strong> basket given over many years haschanged diet habits and nutrition <strong>of</strong> the IDPs. Be<strong>in</strong>g aware <strong>of</strong> needs and <strong>in</strong>volv<strong>in</strong>gbeneficiaries <strong>in</strong> f<strong>in</strong>d<strong>in</strong>g alternative or complimentary solutions to <strong>food</strong> aid can boost thediet and nutrition and respond to some <strong>of</strong> their preferences.Changes <strong>in</strong> <strong>food</strong> rations, problems with quality, miss<strong>in</strong>g <strong>food</strong> items etc may require more<strong>in</strong>tensive and repeated explanation to the IDPs so as to fully answer compla<strong>in</strong>ts.Adjust<strong>in</strong>g <strong>distribution</strong> mechanisms to the family size system with an emphasis <strong>of</strong>beneficiary <strong>in</strong>volvement can prove effective <strong>in</strong> as much as reach<strong>in</strong>g the target populationswith <strong>food</strong> <strong>in</strong> a fair way and controll<strong>in</strong>g crowds <strong>in</strong>to an orderly <strong>distribution</strong>.7.1.8 Recommendations♦ With the ration reduction, changes <strong>in</strong> <strong>food</strong> basket and <strong>in</strong>consistencies <strong>in</strong> supplies, NRCshould <strong>in</strong>corporate alternative strategies to <strong>food</strong> aid programmes <strong>in</strong> a protracted situation.IDPs, with a wealth <strong>of</strong> dietary knowledge, can be brought more actively on board toidentify ideas or solutions to meet their own needs. Based on this, NRC should source forthe most feasible operational solution (e.g. topp<strong>in</strong>g up <strong>food</strong> aid, implement<strong>in</strong>g small scalelivelihood activities, <strong>in</strong>itiat<strong>in</strong>g cash programmes and stimulate market forces). See alsorecommendations and qualifications under Section 5.4.♦♦♦NRC should <strong>in</strong>clude qualitative <strong>in</strong>dicators <strong>in</strong> the project design to compl iment the exist<strong>in</strong>gquantitative health <strong>in</strong>dicators, which may not always provide a complete picture.Qualitative <strong>in</strong>dicators could be def<strong>in</strong>ed around ‘beneficiary satisfaction’, which NRC hasalready been report<strong>in</strong>g on <strong>in</strong> Post Distribution Monitor<strong>in</strong>g Reports.Tak<strong>in</strong>g IDPs compla<strong>in</strong>ts seriously through actions and recourse <strong>in</strong>creases the feel<strong>in</strong>g <strong>of</strong> adignified process. In this connection NRC and WFP should reassess the functions andpurpose <strong>of</strong> the compla<strong>in</strong>t desk with a view to improve the use <strong>of</strong> them and reach a moreeffective compla<strong>in</strong>t handl<strong>in</strong>g process.NRC should take other/alternative measures to push for actions and recourse <strong>in</strong> someareas with persist<strong>in</strong>g compla<strong>in</strong>ts (rations cards, verification/pr<strong>in</strong>t list failures/pipel<strong>in</strong>eshortages etc). For example more direct communication/advocacy can be made to WFPmanagement.29


7.2 Project Objective 2To protect lives by provid<strong>in</strong>g humanitarian <strong>food</strong> assistance to IDPs to meet theassessed average net <strong>food</strong> gapBased on improv<strong>in</strong>g <strong>in</strong>dicators, the assumption made by WFP to reduce the <strong>food</strong> rations forNorthern Uganda <strong>in</strong> 2005 has been that ‘the IDP population will be able to contributesignificantly to their <strong>food</strong> needs with improvements <strong>in</strong> security and access to land’ 76 . WFPanticipated that with the improved security the IDP population <strong>of</strong> 1,6 million people woulddecrease by 321.500 <strong>in</strong> 2005, 643.000 <strong>in</strong> 2006 and 275.000 <strong>in</strong> 2007. ‘The residual caseload<strong>of</strong> 45.900 will not be targeted with relief assistance because it is assumed that most <strong>of</strong> themwill have access to land for cultivation’ 77 .However today we know that the process was different, especially <strong>in</strong> the Acholi region. Withthe delay <strong>in</strong> the peace talks and sign<strong>in</strong>g <strong>of</strong> the peace agreement, the cont<strong>in</strong>ued threat <strong>of</strong>Karamojong raiders from the east, seasonal floods and <strong>general</strong> trauma and fear <strong>of</strong> mov<strong>in</strong>ghome immediately, the return movement <strong>of</strong> IDPs and their ability to cultivate their land hastaken longer than anticipated. Although movements out <strong>of</strong> the camps have been pick<strong>in</strong>gpace (50% <strong>of</strong> IDPs left camps <strong>in</strong> Acholi sub region by Ma rch 2008) as described <strong>in</strong> Section3.2 on peace process and return, statistics show that many out <strong>of</strong> the orig<strong>in</strong>al 1.102.438 IDPs<strong>in</strong> Acholi are still <strong>in</strong> camps or have otherwise settled <strong>in</strong> transit sites, and may never moveback to their orig<strong>in</strong>al homesteads. Agricultural production is still tak<strong>in</strong>g a slow pace, as labourand farm <strong>in</strong>puts are few. Moreover, markets are not that easily accessible and other <strong>in</strong>comegeneration activities are few.Nevertheless changes <strong>in</strong> the <strong>food</strong> supply were made to all camps <strong>in</strong> late 2005. The rationalebeh<strong>in</strong>d the reduction <strong>in</strong> <strong>food</strong> rations was that IDPs from 2005 and onwards would be <strong>in</strong> abetter position to cover their net <strong>food</strong> gap 78 .7.2.1 The Evidence Base for Ration ReductionsIt is said that “<strong>food</strong> aid has historically been resource driven, not analysis driven” 79 . Onlyrecently has it been common that <strong>in</strong>formation systems for <strong>food</strong> aid capture morecomprehensive pictures <strong>of</strong> the context <strong>in</strong> which the actors are work<strong>in</strong>g 80 . In the case <strong>of</strong>Northern Uganda, Emergency Food Security Assessments (EFSA) and nutritional surveysprovide the context analysis and a broader basis for guidance and decision -mak<strong>in</strong>g for <strong>food</strong>ration reductions as well as <strong>in</strong>dications <strong>of</strong> peoples’ ability to cover their net <strong>food</strong> gap.NRC commonly participates together with WFP, other <strong>food</strong> security actors and the DistrictDisaster Management Committees (DDMC) <strong>in</strong> the Emergency Food Security Assessment.This section summarises the key f<strong>in</strong>d<strong>in</strong>gs <strong>of</strong> the EFSA <strong>of</strong> 2005 and 2007 81 .76 WFP, PRRO, 2005-200877 Ibid78 Net <strong>food</strong> gap is the difference between what IDPs and refugees can produce or access through market channels and them<strong>in</strong>imum recommended daily allowance (RDA) <strong>of</strong> 2100 kcal per person per day (WFP PRRO, 2005-2008)79 “Global Trends <strong>in</strong> Food Aid”, Daniel Maxwell, 2006, p. 680“Reth<strong>in</strong>k<strong>in</strong>g Food Security <strong>in</strong> Humanitarian Response”, Maxwell et al, 200881 The level <strong>of</strong> <strong>food</strong> assistance is determ<strong>in</strong>ed through assessments. WFP piloted an emergency <strong>food</strong> need methodology <strong>in</strong>2000 <strong>in</strong>clud<strong>in</strong>g both primary and secondary data from HH levels. Between 2000 and 2003 the EFNA was used to determ<strong>in</strong>e<strong>food</strong> aid needs. Today the EFNA has changed to the Emergency Food Security Assessment, EFSA, which employs a process<strong>of</strong> random sampl<strong>in</strong>g and more comprehensive data sources and variety. The plan has been to carry out an EFSA twice a year,however this does not always materialise. In stead a rapid <strong>food</strong> security review takes place. Source: EFSA 200530


By 2005 the pr<strong>of</strong>ile <strong>of</strong> the crisis <strong>in</strong> the North had changed slightly. In the camps humanitarianactors were gett<strong>in</strong>g a grip <strong>of</strong> the situation and were com<strong>in</strong>g to terms with soar<strong>in</strong>g malnutritionrates and diseases, epidemics and security. IDPs now had access to more land around thecamps – the perimeter was extended to a limited 3-5 km 82 .Box 5: F<strong>in</strong>d<strong>in</strong>gs from EFSA 2005Access to land, various <strong>food</strong> sources and <strong>in</strong>come strategies has <strong>in</strong>creased consumption at household level andthe average <strong>food</strong> gap has decl<strong>in</strong>ed. Nevertheless the EFSA i s at the same time careful to recognize that landutilisation amongst IDPs is still low and there are limited opportunities for other economic employment83 , with theopportunities <strong>in</strong> Kitgum more restricted than <strong>in</strong> Gulu.Based on calculations <strong>of</strong> RDA, avera ge household kcal <strong>in</strong>take, own production, possibilities for market purchase,<strong>in</strong>come generation etc – the EFSA concludes for Gulu 84 : that given the improv<strong>in</strong>g circumstances <strong>in</strong> Gulu and the<strong>in</strong>creas<strong>in</strong>g access to land and markets, the levels <strong>of</strong> <strong>food</strong> <strong>in</strong>take from own production and market purchase is‘very expandable’ – <strong>in</strong>dicat<strong>in</strong>g that IDPs should be <strong>in</strong> a relatively easy position cover<strong>in</strong>g their net <strong>food</strong> gap.Nevertheless it proceeds to state that: “given the fluidity <strong>of</strong> the current situation a drastic cut back <strong>of</strong> f ood aid to38% <strong>of</strong> RDA may result <strong>in</strong> untoward consequences”.For Kitgum 85 the conclusion is: “potential for expandability is limited to own <strong>food</strong> production and <strong>food</strong> aid given,that market purchase is almost at its ceil<strong>in</strong>g. Improv<strong>in</strong>g land access would imply that own <strong>food</strong> will provide about20% <strong>of</strong> RDA. Provision<strong>in</strong>g from purchase cannot be expanded and rema<strong>in</strong>s at about 35% <strong>of</strong> RDA.Acknowledg<strong>in</strong>g the complex and challeng<strong>in</strong>g situation, but assum<strong>in</strong>g that IDPs will benefitfrom the potential opportunities and return to their villages <strong>of</strong> orig<strong>in</strong>, WFP hence reduced<strong>food</strong> rations for NEVIs <strong>in</strong> Gulu, Amuru and Kitgum to 40%/50% and 60%. EVIs ma<strong>in</strong>ta<strong>in</strong>ed98-100% <strong>of</strong> their rations Two years later the EFSA found the situation had improvedconsiderably, assum<strong>in</strong>g this would conv<strong>in</strong>ce more IDPs to cover their net <strong>food</strong> gap.Box 6: F<strong>in</strong>d<strong>in</strong>gs from EFSA 2007As the <strong>food</strong> security status cont<strong>in</strong>ue to improve through more accessible land, better purchas<strong>in</strong>g opportunities,market access, crop production and sale a “significantly higher pro portion <strong>of</strong> the households <strong>food</strong> basket isacquired from their own production.” Although there is absence <strong>of</strong> an updated and <strong>in</strong>formative market study, theEFSA f<strong>in</strong>ds that the net gap is covered from market and own production contribut<strong>in</strong>g between 20 -40% to the <strong>food</strong>basket (and higher dur<strong>in</strong>g harvest season), ‘and the rema<strong>in</strong>der <strong>of</strong> the households <strong>food</strong> basket is acquired fromgather<strong>in</strong>g and borrow<strong>in</strong>g’.Despite these positive trends, the 2007 EFSA 86 cites that 68% <strong>of</strong> the household sample isclassified <strong>food</strong> <strong>in</strong>secure or moderately <strong>food</strong> <strong>in</strong>secure and only 10% <strong>of</strong> the households haveaccess to more than five acres <strong>of</strong> land. Moreover the EFSA found that 82% <strong>of</strong> thehouseholds had difficulties <strong>in</strong> secur<strong>in</strong>g enough <strong>food</strong> to feed their family <strong>in</strong> the ra<strong>in</strong>y season <strong>of</strong>May, June, July and August 87 . The ration reductions, which WFP decided upon <strong>in</strong> 2005 arema<strong>in</strong>ta<strong>in</strong>ed today, with the assumption that IDPs ability to cover their net <strong>food</strong> gap is evengreater.Although the EFSA’s and nutritional surveys do provide contextual analysis and back ground,the studies have methodological limitations. Stakeholders argue that the methodologicallimitations challenge EFSA’s from be<strong>in</strong>g used as a tool for evidence based decision -82In effect this did not mean more than a few acres per household, if at all any.83 EFSA, 2005, p. 22-2984EFSA 2005, p. 2985EFSA 2005, p. 3086EFSA 2007 covers mother camps and transit camps <strong>in</strong>: Gulu, Kitgum, Pader, Apac & Oyam, Amuria & Katakwi and Lira, withGulu and Kitgum be<strong>in</strong>g better <strong>of</strong>f than the rest.87EFSA 2007, p. 1031


mak<strong>in</strong>g 88 . The box below gives a summary <strong>of</strong> some <strong>of</strong> the ma<strong>in</strong> limitations highli ghted to theEvaluation Team 89 .Box 7: Limitations to EFSA’s and Other Surveys♦♦♦♦♦♦The sample size does not appear representative and as expressed by one stakeholder – sizes may be sosmall that they ‘don’t always show reality’. 90 The EFSA <strong>of</strong> 2005 is based on 10 camps per district and<strong>in</strong>terviews with 10 households <strong>in</strong> each camp to give a total <strong>of</strong> grand total <strong>of</strong> 400 households for the entirestudy. In 2007 the EFSA, which <strong>in</strong>cludes a larger area than the 2005 EFSA, was based on 220 households <strong>in</strong>camps and transit sites totall<strong>in</strong>g 1760 households.Determ<strong>in</strong>ation <strong>of</strong> the ration level is based on the analysis <strong>of</strong> household consumption from a 7 -day recallperiod. This limited amount <strong>of</strong> time may br<strong>in</strong>g about <strong>in</strong>accuracies <strong>in</strong> data quality.EFSA as well as WFP Nutritional S urveys are supposed to cover both mother camps and transit sites,however key <strong>in</strong>formants note that <strong>in</strong> particular the WFP Nutritional Surveys cover ma<strong>in</strong>ly the orig<strong>in</strong>al camps,where access to services is much more convenient than for example <strong>in</strong> the transit s ites 91 . Nutritional Surveyscarried out by <strong>in</strong>dependent NGOs, seem to capture a more diverse picture cover<strong>in</strong>g both camps and transitsites. 92Although the EFSA is <strong>of</strong>ten comb<strong>in</strong>ed with the Nutritional Survey, the process <strong>of</strong> data triangulation is notclear.The EFSAs are supposed to be carried out twice a year and provide a comprehensive picture <strong>of</strong> the situationon the ground. However <strong>in</strong> 2005 and 2007 there has only been one EFSA per year.The publication <strong>of</strong> the EFSAs is <strong>of</strong>ten several months delayed and hen ceforth the picture which the EFSAreveals on the day <strong>of</strong> publication may be far from the evolv<strong>in</strong>g challenges and changes on the ground93 andaga<strong>in</strong> doubtful as a decision -mak<strong>in</strong>g tool.In summary – as can be seen from above - stakeholders <strong>in</strong> Northern Uganda and Kampalaexpress dissatisfaction with the quality, lack <strong>of</strong> nuance, timel<strong>in</strong>ess and comprehensiveness <strong>of</strong>the EFSA. Their concern <strong>in</strong> particular stems from the fact that EFSAs are the sole basis forthe development <strong>of</strong> <strong>food</strong> aid policy and subsequent decisio n mak<strong>in</strong>g <strong>in</strong> Northern Uganda.A critical and thought provok<strong>in</strong>g po<strong>in</strong>t highlighted by a number <strong>of</strong> stakeholders is that <strong>in</strong> asmuch as the EFSAs are carried out by <strong>food</strong> security actors spear headed by WFP and aWFP composed research team, the credibility <strong>of</strong> the EFSAs is challenged. The argumentmade by stakeholders is that the situation <strong>in</strong> Northern Uganda is chang<strong>in</strong>g and complex (<strong>in</strong>some areas chang<strong>in</strong>g for the better quickly, <strong>in</strong> some areas chang<strong>in</strong>g for the better not soquickly) but the <strong>in</strong>ability to capture nuances and methodological limitations challenge theoutcomes <strong>of</strong> the EFSA. Some stakeholders argue that there may be a conflict <strong>of</strong> <strong>in</strong>terestwhen WFP, who is responsible for the EFSAs, and subsequently, also determ<strong>in</strong>es therations, at the same time is also the ‘service provider’ <strong>of</strong> the <strong>food</strong> aid 94 whether it regards<strong>in</strong>creas<strong>in</strong>g or decreas<strong>in</strong>g <strong>food</strong> aid.88Interview with NRC and DFID.89Summarised from <strong>in</strong>terviews with NRC GFD staff, DFID, Selected humanitarian actors, WFP-phase <strong>of</strong>f workshop <strong>in</strong> Kitgum +the EFSA <strong>of</strong> 2007.90 Interview with key <strong>in</strong>formants <strong>in</strong> Gulu and Kampala.91 Nutrition and Health Assessments <strong>in</strong> IDP camps <strong>in</strong> Gulu, November 2006 and February 2008,92 ACF Nutritional Survey, May 200793 This was the case with the EFSA carried out <strong>in</strong> April 2007. It was released <strong>in</strong> August 2007, by which the ra<strong>in</strong>y season had hitUganda and later developed <strong>in</strong>to floods. The 2005 EFSA was also prepared <strong>in</strong> April but only released by WFP <strong>in</strong> September2005.94Interviews with humanitarian actors, <strong>in</strong>dependent humanitarian experts and <strong>food</strong> aid donors.32


Recent studies 95 on global <strong>food</strong> security and emergency needs assessments support theabove f<strong>in</strong>d<strong>in</strong>gs by argu<strong>in</strong>g that l<strong>in</strong>k<strong>in</strong>g ‘analysis to decision mak<strong>in</strong>g’ <strong>in</strong> <strong>food</strong> s ecurity is facedwith numerous challenges. The criticisms amongst others centre around: “analytical capacity(assessments <strong>of</strong> needs, cost-effectiveness and impact), the ability to allocate resourcesimpartially, the ability to l<strong>in</strong>k analysis or early warn<strong>in</strong>g to a timely and appropriateresponse…” 96 . Studies also highlight that while <strong>food</strong> security assessments may be useful for<strong>food</strong> agencies’ own programm<strong>in</strong>g, they “are not as useful for donors or other partners <strong>in</strong>facilitat<strong>in</strong>g decision mak<strong>in</strong>g… they cont<strong>in</strong>ue to be narrowly focused on an a priori assumption<strong>of</strong> <strong>food</strong> aid programm<strong>in</strong>g, rather than provid<strong>in</strong>g a basis on which to <strong>in</strong>form the broader range<strong>of</strong> response options” 97 .To address the problems regard<strong>in</strong>g the EFSAs and provide a more confident basis for <strong>food</strong>aid policy development <strong>in</strong> Northern Uganda, an EFSA conducted <strong>in</strong>dependent <strong>of</strong> those with avested <strong>in</strong>terest would be timely and relevant (see also Chapter 11 on Food Phase Off). Ofcourse the research should be conducted by <strong>food</strong> aid experts, some <strong>of</strong> whom may be drawnfrom current experienced <strong>food</strong> actors on the ground. Moreover, an <strong>in</strong>dependent EFSA neednot necessarily replace currently planned EFSAs, but be additional to it.Given stakeholders’ and donors’ concerns for t he direction <strong>of</strong> <strong>food</strong> aid policy, the EvaluationTeam f<strong>in</strong>ds that there is opportunity to present an <strong>in</strong>dependent EFSA and persuade donors<strong>of</strong> its added value. What they stand to ga<strong>in</strong> from a quality EFSA would most likely dwarf thecost.7.2.2 Cover<strong>in</strong>g the Net Food Gap – How do People Cope?Despite the noted improvements <strong>in</strong> security, <strong>in</strong>creased access to land and possibilities formarket use, NRC’s monitor<strong>in</strong>g reports and post <strong>distribution</strong> reports as well as several<strong>in</strong>terviews 98 with humanitarian actors and donors still show that meet<strong>in</strong>g the net <strong>food</strong> gap is achallenge to many IDPs. IDPs asked dur<strong>in</strong>g the field visits <strong>in</strong> mother camps as well as <strong>in</strong>transit sites confirmed that they had access to land (average 2 -5 acres) and some access tomarkets. Some IDPs said the land was their own, while others said they had to rent land.Many were farm<strong>in</strong>g this season and hoped for a good harvest (due to heavy seasonal ra<strong>in</strong>slast year their crops were destroyed). Nevertheless most <strong>of</strong> the IDPs <strong>in</strong>terviewed expla<strong>in</strong>edthat they were not able to meet their <strong>food</strong> gap largely because:95ODI study <strong>of</strong> 2007: “A Review <strong>of</strong> the l<strong>in</strong>ks between needs assessments and decision mak<strong>in</strong>g <strong>in</strong> response to <strong>food</strong> crisis:WFP/Emergency Needs Assessment” + “Reth<strong>in</strong>k<strong>in</strong>g Food Security <strong>in</strong> Humanitarian Response”, Maxwell et. al, 2008 <strong>in</strong> adiscussion paper for CARE, Oxfam, Tufts University and Fe<strong>in</strong>ste<strong>in</strong> International Centre. A conference on <strong>food</strong> security and howto ‘reth<strong>in</strong>k it’ was held <strong>in</strong> Rome <strong>in</strong> April 2008. Earlier papers on this subject amongst others <strong>in</strong>clude: Simon Lev<strong>in</strong>e and ClaireChastre et al: “Miss<strong>in</strong>g the po<strong>in</strong>t: An analysis <strong>of</strong> <strong>food</strong> security <strong>in</strong> the Great Lakes”, Network Paper 47, Humanitarian PracticeNetwork London, ODI, 200496“Reth<strong>in</strong>k<strong>in</strong>g Food Security <strong>in</strong> Humanitarian Response”, Maxwell et al, 2008, p. 23.97ODI study <strong>of</strong> 2007: “A Review <strong>of</strong> the l<strong>in</strong>ks between needs assessments and decision mak<strong>in</strong>g <strong>in</strong> response to <strong>food</strong> crisis:WFP/Emergency Needs Assessment”. Referenced <strong>in</strong> “Reth<strong>in</strong>k<strong>in</strong>g Food Security <strong>in</strong> Humanitarian Response”, Maxwell et. al,2008, p. 32-3398 Interview with OCHA Gulu/Kitgum, DFID Kampala, FAO Kitgum, NRC staff and volunteers Gulu/Kitgum, IDPs (<strong>in</strong>cl. FMCmembers, camp commandants) <strong>in</strong> several camps and transit sites visited, WFP Kitgum33


Box 8: IDPs reasons for not meet<strong>in</strong>g their net <strong>food</strong> gap 99Regard<strong>in</strong>g access to landRegard<strong>in</strong>g cultivation <strong>of</strong> land♦♦For several years access<strong>in</strong>g a few km <strong>of</strong> land<strong>in</strong> the periphery <strong>of</strong> the camps has not beenenough to susta<strong>in</strong> the <strong>food</strong> gap (graduallyexpanded from 1 -5km).Not everybody has access to land.♦ Some have to rent land and it is costly 100 .♦♦With their manual efforts they were only <strong>in</strong> aposition to cultivate and weed 1 -2 acres.In Eastern parts <strong>of</strong> Kitg um there is fear <strong>of</strong>Karamojong raiders, who raid peoples homes– this fear restricts many IDPs to their campsor transit sites.♦♦♦♦Inadequate farm<strong>in</strong>g tools and seeds despitesome blanket <strong>distribution</strong>;‘Open<strong>in</strong>g up’ the uncultivated land is difficultand needs more than just manpower (when ittakes long to open up land, they miss afarm<strong>in</strong>g season);The lack <strong>of</strong> oxen ploughs/tractors or more<strong>in</strong>tensive mach<strong>in</strong>ery to open up land.IDPs ‘don’t feel strong enough to dig, as theydon’t get enough <strong>food</strong>’Regard<strong>in</strong>g alternative <strong>in</strong>come opportunitiesRegard<strong>in</strong>g sav<strong>in</strong>g and <strong>in</strong>vestment♦♦♦Income generat<strong>in</strong>g activities and employmentopportunities <strong>in</strong> camps, <strong>in</strong> town or <strong>in</strong> transitsites are few.The youth no longer help parents <strong>in</strong> the farms– they have little experience <strong>of</strong> far m<strong>in</strong>g anddream <strong>of</strong> urban lifestyles and jobs.Older women who have lost their family butstill have land are not able to get help tocultivate it.♦♦No granaries to store <strong>food</strong> (some IDPs <strong>in</strong>Amuru said that their produce <strong>in</strong> farms lastyear resulted <strong>in</strong> a sur plus, which they cannotsave)Lack <strong>of</strong> money to rent an oxen and a plough♦ Prices on <strong>food</strong> have <strong>in</strong>creased <strong>in</strong> towns. 101Several key <strong>in</strong>formants (government <strong>of</strong>ficials, humanitarian organisations and donors)admitted that along side the ration reductions <strong>in</strong> most cases the IDPs have not been able tomeet their net <strong>food</strong> gap. As one UN agency <strong>in</strong> Kitgum phrased it: ”people are not yet wherewe thought they would be”. A confirmation <strong>of</strong> this statement is found <strong>in</strong> some <strong>of</strong> the cop<strong>in</strong>gstrategies, which several <strong>of</strong> the IDPs, <strong>in</strong>terviewed have claimed to apply 102 :Box 9: Cop<strong>in</strong>g strategies 2005 to 2008 1031. Reduction <strong>in</strong> number <strong>of</strong> meals per day2. Borrow<strong>in</strong>g <strong>food</strong>3. Reduced the sizes <strong>of</strong> meals4. Purchas<strong>in</strong>g <strong>food</strong> on credit5. Skipped <strong>food</strong> consumption for an entire day6. Restriction <strong>of</strong> adult consu mption at home7. Consumption <strong>of</strong> wild <strong>food</strong>8. Consumption <strong>of</strong> immature <strong>food</strong>s9. Consum<strong>in</strong>g less preferred <strong>food</strong>10. Eat<strong>in</strong>g seed stocks11. Engag<strong>in</strong>g <strong>in</strong> degrad<strong>in</strong>g jobs99Naturally this is only a snap shot, as the IDPs <strong>in</strong>terviewed are not representative <strong>of</strong> the entire IDP population. Themethodological sensitivity <strong>of</strong> any survey regard<strong>in</strong>g <strong>food</strong> aid, which <strong>in</strong>variably prompts biased or rhetoric answers is taken <strong>in</strong>toconsideration: Sources are multiple, answers have been cross checked and corroborated with surveys, monitor<strong>in</strong>g reports and<strong>in</strong>terviews with other stakeholders.100 Price mentioned: ushs 15.000/acre/year.101 Prices from Kitgum Town Sorghum 2007: Ushs 30/mug and <strong>in</strong> 2008: Ushs 100/mug. Sweet potato 2007: Ushs 100/heapand <strong>in</strong> 2008: Ushs 200/heap. Source: FAO, Kitgum102 The EFSA 2005 summarises that the <strong>in</strong>terpretation <strong>of</strong> the above is difficult and attributes the cop<strong>in</strong>g strategies to the factthat the crisis is protracted to such an extent “that some <strong>of</strong> the strategies may have been adapted”. This is seen <strong>in</strong> conjunctionwith the fact that global malnutrition rates as well as severe malnutrition rates decl<strong>in</strong>ed <strong>in</strong> all districts.103This is only a snap shot, as the IDPs <strong>in</strong>terviewed for the Evaluation are not representative <strong>of</strong> the entire IDP population.Nevertheless the answers – which were repeated <strong>in</strong> the majority <strong>of</strong> FDGs give an <strong>in</strong>dication. Moreover, they were confirmed <strong>in</strong>several <strong>of</strong> NRCs own monitor<strong>in</strong>g reports from 2005-2008.34


From the 2007 EFSA 104 it transpired that adults <strong>in</strong> 52% <strong>of</strong> the households had only one meala day and the figure was higher <strong>in</strong> transit sites (60%) 105 Even for children the figures werenoticeable, with 36% report<strong>in</strong>g only 1 meal and 3% report<strong>in</strong>g no meals the previous daybefore the EFSA survey. 47% could manage to feed their children twice a day, but only 14%were <strong>in</strong> a position to give their children more than 3 meals a day. The EFSA does <strong>in</strong>dicatethat Gulu, Amuru and Kitgum seem to be far<strong>in</strong>g better than the rema<strong>in</strong><strong>in</strong>g sample sites forthe EFSA 2007. Although not commonly adopted, some <strong>of</strong> the more disturb<strong>in</strong>g anddamag<strong>in</strong>g cop<strong>in</strong>g strategies that the Evaluation Team discovered through some focus groupdiscussions with IDPs were:Box 10: Other cop<strong>in</strong>g strategies 2005 -2008 106♦♦♦♦♦♦Begg<strong>in</strong>g or send<strong>in</strong>g your younger family members to begTheft (crime rates <strong>in</strong> camps are <strong>in</strong> <strong>general</strong> high)Prostitution (also by young mothers)Child labour by send<strong>in</strong>g children <strong>of</strong> young age to workGambl<strong>in</strong>gExploit<strong>in</strong>g natural resources for sell<strong>in</strong>g (charcoal burn<strong>in</strong>g)The Evaluation Team found that despite hav<strong>in</strong>g more access to land and hav<strong>in</strong>g left behi ndthe stra<strong>in</strong>s <strong>of</strong> camp-life, the cop<strong>in</strong>g strategies <strong>in</strong> transit sites <strong>in</strong> Gulu and Kitgum 107 seemmore challeng<strong>in</strong>g than <strong>in</strong> the mother camps. The lack <strong>of</strong> basic services such as health,access roads, clean water and sanitation <strong>in</strong> particular puts people <strong>in</strong> a vulne rable situation.The Evaluation Team’s observations show (and were confirmed by several NRC staff andvolunteers) that the malnutrition levels amongst lactat<strong>in</strong>g mothers and the vast number <strong>of</strong>children who have not yet reached the school go<strong>in</strong>g age was relat ively high. As mentionedearlier nutritional surveys conducted by WFP concentrate their research ma<strong>in</strong>ly <strong>in</strong> mothercamps 108 .In spite <strong>of</strong> these observations, several <strong>in</strong>terviews and f<strong>in</strong>d<strong>in</strong>gs documented <strong>in</strong> monitor<strong>in</strong>greports from amongst others NRC, the common understand<strong>in</strong>g that IDPs are not meet<strong>in</strong>gtheir net <strong>food</strong> gap is still disputed. For example district <strong>of</strong>ficials <strong>in</strong> Gulu emphasised to theEvaluation Team that as documented <strong>in</strong> the Nutrition Surveys, Northern Uganda is “out <strong>of</strong> thedanger zone…. people today are okay… and…they produce enough to supply the Sudanmarket”. 109 If there are reasons for the Acholi people not meet<strong>in</strong>g their net <strong>food</strong> gap, it isaccord<strong>in</strong>g to some <strong>of</strong>ficials because they ‘by nature are lazy’ 110 and that <strong>food</strong> aid over thepast 10 years has brought about a highly <strong>in</strong>convenient ‘dependency syndrome’ 111 .One UN agency was strongly <strong>of</strong> another view: “IDPs do not want the <strong>food</strong> rations any longerand they can grow the <strong>food</strong>. The problem is only that the yield is not high enough andtherefore they are not meet<strong>in</strong>g their net <strong>food</strong> gap…they need tractors…If they had the option,they would go for someth<strong>in</strong>g else than <strong>food</strong> aid. The option is still not there. Food is no longerconsidered a push or a pull factor…” 112 .104 The EFSA 2007 covers mother camps and transit camps <strong>in</strong>: Gulu, Kitgum, Pader, Apac & Oyam, Amuria & Katakwi andLira – i.e. figures <strong>in</strong>clude Acholi, Lango and Teso regions.105 EFSA 2007, p.12106IDPs <strong>in</strong>terviewed for the Evaluation are not representative <strong>of</strong> the entire IDP population, and as stated these cop<strong>in</strong>g strategiesare not commonly adopted amongst all IDPs <strong>in</strong>terviewed. Some answers are also confirmed <strong>in</strong> NRCs own monitor<strong>in</strong>g reportsfrom 2005-2008.107 Pawidi <strong>in</strong> Kitgum, Lukwor <strong>in</strong> Kitgum and Oraphoyo <strong>in</strong> Gulu108WFP Nutritional Surveys <strong>of</strong> 2006 and 2007 conducted <strong>in</strong> 53 mother camps <strong>in</strong> Gulu109 Interview with DDMC, Gulu.110 District Official, Gulu111 District Official Gulu112Interview with UNHCR Gulu.35


7.2.3 Stimulat<strong>in</strong>g Other OptionsLike the statement made above the 2005 and 2007 EFSAs note that there is a strongrelationship between household <strong>food</strong> security and contribution <strong>of</strong> own production to the <strong>food</strong>basket. However, apart from blanket <strong>distribution</strong>s 113 <strong>of</strong> seeds and tools to a number <strong>of</strong> IDPs itseems that little has been done by GoU, humanitarian agencies or donors to 114 1) stimulateown production 2) facilitate the market 3) create employment opportunities 4) create<strong>in</strong>vestment prospects 5) help farmers save their produce or seeds 6) open up for <strong>in</strong>comegenerat<strong>in</strong>g activities and 7) revive animal husbandry … all <strong>of</strong> which are fundamentallynecessary for the IDPs to cover their net <strong>food</strong> gap (regular and seasonal) 115 .It is clear to humanitarian and recovery actors on the Ugandan scene that between relief andrecovery/development there is a gap without adequate <strong>in</strong>terventions and actors. While someshut down and phase out their operations others are supposed to open up, <strong>in</strong>crease andexpand. But <strong>in</strong>terventions <strong>in</strong> the area <strong>of</strong> <strong>food</strong> security, livelihoods, durable solution s, socialprotection and safety nets are still slow <strong>in</strong> tak<strong>in</strong>g <strong>of</strong>f. Some <strong>of</strong> the reasons given are lack <strong>of</strong>donor fund<strong>in</strong>g, lack <strong>of</strong> leadership from GoU to steer the process and lack <strong>of</strong> a consolidatedand coord<strong>in</strong>ated approach from recovery/development actors. C hapter 9 will discuss some <strong>of</strong>these challenges and dilemmas.7.2.4 Lesson Learned♦ IDPs have <strong>in</strong> <strong>general</strong> not been able to meet their net <strong>food</strong> gap as quickly as assumedfrom the beg<strong>in</strong>n<strong>in</strong>g <strong>of</strong> the project period. Meet<strong>in</strong>g the net <strong>food</strong> gap as well as nutritionalstandards is challeng<strong>in</strong>g if <strong>food</strong> ration reductions do not go hand <strong>in</strong> hand with livelihoodand <strong>food</strong> security expansion, particularly for more vulnerable groups and <strong>in</strong> the transitsites, where basic services are lack<strong>in</strong>g and markets for purchase/sale are far.♦♦With the ration reductions and no immediate livelihood opportunities, IDPs are forced <strong>in</strong>tovarious cop<strong>in</strong>g strategies, some more encourag<strong>in</strong>g than others. In worst cases the cop<strong>in</strong>gstrategies are <strong>of</strong> a degrad<strong>in</strong>g nature, challeng<strong>in</strong>g the protection <strong>of</strong> some <strong>of</strong> the IDPs.EFSA’s and nutritional surveys are faced by a series <strong>of</strong> methodological limitations, delaysand lack <strong>of</strong> nuances, which question their credibility. Yet these surveys comprise the solebasis for crucial decision-mak<strong>in</strong>g on <strong>food</strong> aid policy <strong>in</strong> Northern Uganda. Enhancedcorroboration, triangulation <strong>of</strong> data, comprehensiveness and <strong>in</strong>dependence <strong>of</strong> thesurveys will <strong>in</strong>crease the credibility <strong>of</strong> the evidence base for decision -mak<strong>in</strong>g.7.2.5 Recommendations♦ To address the reported problems regard<strong>in</strong>g the EFSAs’ methodology and credibility andprovide a more confident basis for decision mak<strong>in</strong>g and policy development at this time <strong>in</strong>Northern Uganda, an EFSA cum nutrition survey, <strong>in</strong>dependent, and <strong>of</strong> a higher qualityshould be conducted to establish a more comprehensive and varied assessment <strong>of</strong> <strong>food</strong>security, cop<strong>in</strong>g strategies, ability to meet the net <strong>food</strong> gap etc. The research should beconducted by <strong>food</strong> aid experts, some <strong>of</strong> whom may be drawn from current experienced<strong>food</strong> actors on the ground. An <strong>in</strong>dependent EFSA need not necessarily replace currentlyplanned EFSAs, but be additional to it. (This is also recommended <strong>in</strong> Chapter 11 on FoodPhase Out strategy). NRC should advocate for and contribute to the realisation <strong>of</strong> this.♦NRC should <strong>in</strong>vest <strong>in</strong> more specific research <strong>of</strong> various alternatives to <strong>food</strong> aid dur<strong>in</strong>gand after emergency sett<strong>in</strong>gs, with a view to strengthen peoples’ cop<strong>in</strong>g strategies asquickly as possible (ref. recommendations <strong>in</strong> Sections 5.4 and 7.1).113 Amongst others undertaken by GoU, ICRC and selected other NGOs114 Key <strong>in</strong>formant <strong>in</strong>terviews with District <strong>of</strong>ficials <strong>in</strong> Gulu, Kitgum and Amuru, WFP Gulu and Kitgum, OCHA Gulu and Kitgum,NRC, AVSI as well as selected <strong>food</strong> aid donors, Kampala.115All <strong>of</strong> which is also mentioned <strong>in</strong> the EFSA’s36


7.3 Project Objective 3:To safeguard the fundamental right to <strong>food</strong> for targeted IDPs with specialemphasis on women, children and EVIs and the long-term effect <strong>of</strong> <strong>in</strong>sufficientaccess to <strong>food</strong>.7.3.1 Target<strong>in</strong>g Food AidFood aid is targeted to two groups <strong>of</strong> people: The non extremely vulnerable (NEVI) and theextremely vulnerable <strong>in</strong>dividuals (EVIs). The WFP Protracted Relief and Recovery Operatio n(PRRO) def<strong>in</strong>es the extremely vulnerable group as: the disabled people, orphans, widowswithout direct family support and households headed by children and return<strong>in</strong>g abductedchildren. Rough estimations show that EVI households make up 5 -8% <strong>of</strong> the target group <strong>in</strong>Kitgum. 15-20% <strong>of</strong> the households are EVIs <strong>in</strong> Gulu and Amuru 116 . Estimates fluctuateaccord<strong>in</strong>g to the number <strong>of</strong> people served each month.Judg<strong>in</strong>g that their capacity to obta<strong>in</strong> their own <strong>food</strong> is m<strong>in</strong>imal, WFP provides this group withfull <strong>food</strong> rations 117 . Over the past three years EVIs have been given 98% and 100% <strong>food</strong>rations. It is assumed that the rema<strong>in</strong><strong>in</strong>g 2% is acquired through other means (borrow<strong>in</strong>gfrom friends or relatives and receiv<strong>in</strong>g gifts).NRC has distributed the agreed amount through its f amily size <strong>distribution</strong> methodology tothe EVIs s<strong>in</strong>ce 2005. EVIs are – like NEVIs – <strong>in</strong>volved <strong>in</strong> scoop<strong>in</strong>g their own <strong>food</strong> anddistribut<strong>in</strong>g it accord<strong>in</strong>g to household sizes. Those who are not <strong>in</strong> a position to carry out thistask, due to their physical condition, are helped by other family members.As the Evaluation Team observed at the various <strong>food</strong> <strong>distribution</strong>s, there seemed <strong>general</strong>lyto be a good understand<strong>in</strong>g from NEVIs why EVIs are given higher <strong>food</strong> rations. TheEvaluation Team was told that on occasion NEVIs steal from the EVIs or try to cheat them toget their share <strong>of</strong> the <strong>food</strong>, however on whole this seemed not to be a serious problem.EVIs have also suffered from pipel<strong>in</strong>e breakages and delays. Moreover this group seemsmore <strong>in</strong>creas<strong>in</strong>gly also to be suffer<strong>in</strong>g from a reduced <strong>food</strong> basket, as some items <strong>in</strong> periodscont<strong>in</strong>ue to be left out. Dur<strong>in</strong>g some <strong>of</strong> the <strong>food</strong> <strong>distribution</strong>s observed by the EvaluationTeam, vegetable oil was miss<strong>in</strong>g from the EVI <strong>food</strong> basket. Compla<strong>in</strong>ts seemed to be filed<strong>in</strong>stantaneously to NRC, who regularly reports this <strong>in</strong> monthly and quarterly reports.The EVIs – despite their higher <strong>food</strong> rations – are struggl<strong>in</strong>g to cover their net <strong>food</strong> gap,perhaps even more critically than the NEVIs. The cop<strong>in</strong>g strategies left for an older woman ora physically disabled person are limited. Most <strong>of</strong>ten they engage <strong>in</strong> begg<strong>in</strong>g. Young mothersare known to venture <strong>in</strong>to prostitution.7.3.2 Categoris<strong>in</strong>g PeopleA categorisation <strong>of</strong> people ensures that funds and items are ‘earmarked’ to this group <strong>in</strong>particular and thereby protect<strong>in</strong>g their rights. Nevertheless, <strong>in</strong> the case <strong>of</strong> <strong>food</strong> <strong>distribution</strong> thecategory for EVIs has by some stakeholders been found to be too restrictive. Several<strong>in</strong>dividuals, who do not necessarily represent any <strong>of</strong> the above EVI titles could be s aid to be116 Kitgum 2007: 51051 HH - 3980 EVI HH. Kitgum 2008: 59031 HH - 2504 EVI HH. Gulu/Amuru 2007: 75257 HH - 10966 EVIHH. Gulu 2008: 72108HH - 14768 EVI. Source: Sample <strong>of</strong> <strong>distribution</strong> figures from Quarterly Monitor<strong>in</strong>g Reports Oct-Dec2007and Jan-March 2008, NRC117In addition, nutritional <strong>in</strong>terventions will target malnourished children, pregnant and lactat<strong>in</strong>g women and people <strong>in</strong>fected andaffected by HIV/AIDS, however these <strong>in</strong>terventions are now be<strong>in</strong>g scaled down due to fund<strong>in</strong>g cuts.37


extremely vulnerable, simply by be<strong>in</strong>g extremely poor or for other reasons excluded fromsociety. NRC, WFP and other stakeholders agree that several cases <strong>of</strong> extremely vulnerable<strong>in</strong>dividuals are left out <strong>of</strong> the group to receive 98% simply because they do not fit the presentcategory.Many EVIs have not been captured <strong>in</strong> the last verification exercise due to problems <strong>in</strong> thementioned data collection and date entry process. In effect this means that they are not onthe WFP pr<strong>in</strong>t-list and no longer eligible for <strong>food</strong>. Although EVIs have compla<strong>in</strong>ed about thisWFP has not rectified the problem and as described by some <strong>of</strong> the NRC volunteers: “Whenan EVI loses out it puts the person <strong>in</strong> an even more vulnerable position”.NRC has discussed the above problems frequently with WFP sub-<strong>of</strong>fices <strong>in</strong> Gulu andKitgum. WFP sub <strong>of</strong>fices have expressed will<strong>in</strong>gness to support NRC <strong>in</strong> develop<strong>in</strong>g asolution that can capture the missed targets <strong>of</strong> the extremely vulnerable and has also arguedthat more <strong>food</strong> will be sourced for those cases where needs are extreme and should behandled swiftly 118 .7.3.3 Empower<strong>in</strong>g Women <strong>in</strong> a Disempowered SituationMany years <strong>of</strong> <strong>food</strong> aid has pushed women <strong>in</strong> the forefront <strong>of</strong> decision-mak<strong>in</strong>g andmanagement at household level and <strong>in</strong> communities. Half <strong>of</strong> the representatives and half <strong>of</strong>the executive-level members (vice chair person, secretary etc) on the <strong>food</strong> <strong>distribution</strong>committees are women. The election is carried out <strong>in</strong> the respective camps and theelectorate is composed by the Chairperson and the bene ficiaries. NRC has provided tra<strong>in</strong><strong>in</strong>g<strong>in</strong> community participation and leadership skills to women who take part <strong>in</strong> <strong>food</strong> <strong>distribution</strong>committees. NRC has monitored the developments <strong>in</strong> monthly and quarterly reports 119 andsome <strong>of</strong> the positive f<strong>in</strong>d<strong>in</strong>gs are:♦♦♦♦A positive attitude amongst people towards women embrac<strong>in</strong>g leadership positions;Women participate not only <strong>in</strong> the <strong>distribution</strong> activities, but also <strong>in</strong> adm<strong>in</strong>istrativemanagement <strong>of</strong> the camp;Women’s participation <strong>in</strong> <strong>food</strong> management committees gradually exceeds that <strong>of</strong> men,both <strong>in</strong> terms <strong>of</strong> membership as well as active participation (<strong>in</strong> 75 -85% <strong>of</strong> the camps theVC <strong>of</strong> the GMC is a women and 35-45% <strong>of</strong> the FMCs is constituted by women;Women participat<strong>in</strong>g <strong>in</strong> the scoop<strong>in</strong>g exercise at each po<strong>in</strong>t <strong>of</strong> <strong>distribution</strong> made i t easierfor volunteers and staff to monitor and manage the <strong>distribution</strong>.Women have been encouraged to get actively <strong>in</strong>volved <strong>in</strong> <strong>food</strong> <strong>distribution</strong>, s<strong>in</strong>ce they are theones prepar<strong>in</strong>g the <strong>food</strong> at home. Be<strong>in</strong>g <strong>in</strong> control <strong>of</strong> the <strong>food</strong> rations will assist <strong>in</strong> red uc<strong>in</strong>gthe compla<strong>in</strong>ts that men collect <strong>food</strong> and sell or trade it <strong>in</strong> return for alcohol or money forgambl<strong>in</strong>g. Some reports say that more than 60% <strong>of</strong> the people who collect <strong>food</strong> rations arewomen. Dur<strong>in</strong>g the <strong>food</strong> <strong>distribution</strong>s observed by the Evaluation Team this figure seemedcloser to 80%.Despite regular report<strong>in</strong>g on participation and collection <strong>of</strong> <strong>food</strong>, however, the NRCmonitor<strong>in</strong>g efforts do not capture some <strong>of</strong> the more <strong>in</strong> depth effects <strong>of</strong> household dynamicswhich <strong>food</strong> <strong>distribution</strong> br<strong>in</strong>gs about by giv<strong>in</strong>g women a more powerful role <strong>in</strong> the family. SeeChapter 10 for assessment <strong>of</strong> impact on household level.118As an example: A group <strong>of</strong> some 9000 extremely needy IDPs were discovered late 2007 <strong>in</strong> Nakwanya Village <strong>in</strong> Orom Sub-County <strong>in</strong> Kitgum. They had fled from Sudan, through Kabong <strong>in</strong> Karamoja and had been displaced s<strong>in</strong>ce 1986. Th ey arrived <strong>in</strong>Kitgum with no <strong>food</strong> stocks and were surviv<strong>in</strong>g on wild fruits and dirty water when found and were ‘quite vulnerable’. Due tobureaucracy and procedures an assessment <strong>of</strong> this vulnerable population was only made <strong>in</strong> March 2008, upon which they were<strong>in</strong>cluded <strong>in</strong> the WFP pr<strong>in</strong>t list and served as late as April 2008.119NRC Monthly and Quarterly Reports from 2005-2008 (some are more elaborate and analytical on the issues <strong>of</strong> femaleparticipation than others) + Post Distribution Monitor<strong>in</strong>g reports from 2008.38


7.3.4 A Future Strategy for EVIs?Separat<strong>in</strong>g the most vulnerable <strong>in</strong>dividuals <strong>in</strong> a group by itself has its advantages anddisadvantages. It helps target<strong>in</strong>g and direct<strong>in</strong>g the reserved rations to the ones <strong>in</strong> need <strong>in</strong> acontrolled way ensur<strong>in</strong>g that, their right to <strong>food</strong> is exclusively protected. In a time <strong>of</strong> crisis andchaos where thousands are fight<strong>in</strong>g for <strong>food</strong> this may be the only sensible approach.However at the same time the separation <strong>of</strong> <strong>in</strong>dividuals also changes the dynamics <strong>of</strong>communities and families. Those <strong>in</strong>dividuals, who perhaps previously (before the conflict)were taken care <strong>of</strong> by family members (elderly, orphans, disabled etc) have been ‘taken care<strong>of</strong>’ for 10 years. The problem may arise, when reductions <strong>in</strong> <strong>food</strong> aid cont<strong>in</strong>ue and EVIscease to be an eligible ‘category’. Acknowledg<strong>in</strong>g that Government plans are consider<strong>in</strong>gattention to this group <strong>in</strong> the recovery efforts 120 , the Evaluation Team posed questions tovarious stakeholders to f<strong>in</strong>d out what the <strong>in</strong>terventions on the ground would be.Some ma<strong>in</strong>ta<strong>in</strong>ed the position that the IDPs <strong>of</strong> Northern Uganda are a resilient people. Socialstructures may have changed, but perhaps not so much as expected, and are to some extentstill <strong>in</strong>tact 121 . Reviv<strong>in</strong>g and support<strong>in</strong>g social structures that might have weakened after years<strong>of</strong> displacement <strong>in</strong> camps was one idea: “lets revitalise the traditional mechanisms <strong>of</strong> heal<strong>in</strong>gand tak<strong>in</strong>g care <strong>of</strong> the people” 122 . This was also emphasised by some concerned district<strong>of</strong>ficials. 123 To some, the revitalisation <strong>of</strong> the social structures was seen as a ‘hands <strong>of</strong>f’strategy for the humanitarian and development community, leav<strong>in</strong>g the development t o occurnaturally as communities f<strong>in</strong>d their roots, justified by the hope that “EVIs will automatically behelped as NEVIs become stronger” 124 .Although more careful, a basis for strategis<strong>in</strong>g was expressed by a stakeholder encourag<strong>in</strong>gthe conduct <strong>of</strong> a large scale household survey that looks exclusively at household dynamics,<strong>in</strong>clud<strong>in</strong>g targeted needs for EVIs and also other groups <strong>in</strong> society: the youth, the childrenetc, with the aim <strong>of</strong> creat<strong>in</strong>g <strong>in</strong>terventions that ‘build on the exist<strong>in</strong>g strengths and structure s<strong>in</strong> society 125 . Others also confirmed that: “there is a need to th<strong>in</strong>k out <strong>of</strong> the box… target<strong>in</strong>gwith different activities” 126 . Acknowledg<strong>in</strong>g that EVI households are very <strong>in</strong>secure and needprotection, but not <strong>in</strong>capable <strong>of</strong> tak<strong>in</strong>g care <strong>of</strong> themselves <strong>in</strong> a dignif ied way one respondentsaid: “Most <strong>of</strong> them cannot get <strong>in</strong>volved <strong>in</strong> very heavy work…. You have to target them with<strong>in</strong>come generat<strong>in</strong>g activities such as beekeep<strong>in</strong>g, gr<strong>in</strong>d<strong>in</strong>g mills or give them boar goats” 127 .Despite be<strong>in</strong>g told that the challenges regard<strong>in</strong>g EVIs has been discussed extensively by<strong>food</strong> security stakeholders, the Evaluation Team did not f<strong>in</strong>d a clear or coherent strategyamongst the current actors <strong>in</strong> the ground to address the multiple needs <strong>of</strong> thousands <strong>of</strong> EVIsas <strong>food</strong> rations cont<strong>in</strong>ue to be subject to fund<strong>in</strong>g cuts and recovery <strong>in</strong>terventions are slow topick up.7.3.5 Lesson Learned♦ When EVIs lose out <strong>of</strong> the <strong>food</strong> <strong>distribution</strong> system they become even more vulnerable.♦Discussions have as <strong>of</strong> recent been devoted to the topic <strong>of</strong> EVIs and their future,however, there seems to be little concerted plann<strong>in</strong>g made or actions taken by the actorson the ground. The categorisation <strong>of</strong> EVIs – still ma<strong>in</strong>ta<strong>in</strong>ed - may becomecounterproductive if efforts are not put <strong>in</strong>to def<strong>in</strong><strong>in</strong>g and design<strong>in</strong>g a transitional120The PRDP under its Strategic Objective 2 should cover assistance to extremely vulnerable <strong>in</strong>dividuals <strong>in</strong> the North.121 Interview AVSI, Kampala122Interview with OCHA Kitgum123Interviews with district <strong>of</strong>ficial Amuru and Gulu124Interview with OCHA Gulu125Interview with AVSI, Kampala126UNHCR Gulu127Interview with NRC FSL PC, Gulu. It should be noted however that some EVIs have said that even gr<strong>in</strong>d<strong>in</strong>g mills and goats istoo heavy work for them.39


esponse. This requires th<strong>in</strong>k<strong>in</strong>g ‘out <strong>of</strong> the box’ and borrow<strong>in</strong>g tools and experience fromfor example traditional development programmes that have worked with the‘ma<strong>in</strong>stream<strong>in</strong>g’ agenda for years (e.g. ma<strong>in</strong>stream<strong>in</strong>g gender, HIV/AIDS, human rightsetc).♦♦Assum<strong>in</strong>g that EVIS will automatically be taken care <strong>of</strong> by families and friends may not bethe case. Family structures and dynamics have changed and NGOs and agencies as wellas districts should be careful <strong>in</strong> automatically assum<strong>in</strong>g that upon return to the villages‘everyth<strong>in</strong>g will be normalised’.When women are actively engaged <strong>in</strong> <strong>food</strong> <strong>distribution</strong> it <strong>in</strong>creases their empowermentand authority and it also affects traditional household dynamics.7.3.6 Recommendations♦ NRC should <strong>in</strong> future <strong>food</strong> aid projects <strong>in</strong>clude a ma<strong>in</strong>stream<strong>in</strong>g as well as an exitstrategy – <strong>in</strong> good time - especially for targeted vulnerable groups, so as not to leavethem <strong>in</strong> a vacuum, once the assistance is phased out.♦♦NRC should <strong>in</strong> the current situation <strong>in</strong> Northern Uganda be very careful to follow theassumption that EVIs will automatically be taken care <strong>of</strong> by families and friends as thereturn process picks up and IDPs move back to their villages. NRC should stronglyadvocate for simple and targeted ma<strong>in</strong>stream<strong>in</strong>g <strong>in</strong>terventions for EVIs, for examplethrough a multi-pronged approach <strong>in</strong>volv<strong>in</strong>g (1) strengthen<strong>in</strong>g family and communitysocial systems (2) strengthen<strong>in</strong>g relevant district social sectors to provide services and(3) target<strong>in</strong>g EVIs with tailor made livelihoods activities.It may be beyond NRC’s mandate/policy to engage fully <strong>in</strong> the re<strong>in</strong>tegration andma<strong>in</strong>stream<strong>in</strong>g <strong>of</strong> EVIs <strong>in</strong>to society. However, as a preparatory step, there is a need forresearch and documentation <strong>in</strong> the area <strong>of</strong> EVIs, through a household survey, which canmore specifically determ<strong>in</strong>e the targeted need <strong>of</strong> people. NRC (together with other NGOsand district authorities) should take the lead on such a survey, which can also <strong>in</strong>corporateseveral household issues, <strong>in</strong>clud<strong>in</strong>g gender related issues: i.e. assess<strong>in</strong>g changes <strong>in</strong> thehousehold and community dynamics which <strong>food</strong> aid br<strong>in</strong>gs about on gender roles,changes <strong>in</strong> traditional practices, social protection and safety nets. This will prepare actorsfor a more realistic and strategic recovery response.Hav<strong>in</strong>g assessed and analysed the performance/effectiveness viz. the three ma<strong>in</strong> GFDobjectives the report turns to the rema<strong>in</strong><strong>in</strong>g <strong>evaluation</strong> criteria: Coord<strong>in</strong>ation; Connectedness;and Impact. Each subject will be evaluated and lessons learned and recommendations willbe listed.40


8 COORDINATION8.1 A Co-ord<strong>in</strong>ated Response <strong>in</strong> the FieldThe nature <strong>of</strong> the <strong>in</strong>tervention and especially the overrid<strong>in</strong>g need to deliver <strong>food</strong> to the rightpeople at the right time has necessitated the <strong>in</strong>volvement <strong>of</strong> several <strong>of</strong> humanitarian actors<strong>in</strong>clud<strong>in</strong>g GoU. The table below is not exhaustive and only attempts to capture some <strong>of</strong> themost critical partners, their roles and responsibilities <strong>in</strong> NRC’s operations with a view tohighlight the areas <strong>of</strong> co-operation and co-ord<strong>in</strong>ation.Table 5: Stakeholders and Their RolesVerification Assessment<strong>of</strong> <strong>of</strong> <strong>food</strong>beneficiaries securityNRCWFPUNOCHADDMCFood security clusterMilitary /securityCamp Managm entFMCsBeneficiaries (IDPs)Delivery <strong>of</strong>commoditiesCommunityMobilisationDistribution<strong>of</strong>commoditiesCoord<strong>in</strong>ation between the different actors takes place through different mechanisms:Monitor<strong>in</strong>g/feedbackDistrict Disaster Management committee (DDMC) 128 : is the overall coord<strong>in</strong>at<strong>in</strong>g body forall emergency <strong>in</strong>terventions <strong>in</strong> different sectors <strong>in</strong> the district and is chaired by the ChiefAdm<strong>in</strong>istrative Officer 129 . The DDMC <strong>in</strong>cludes representatives from all relevant governmentdepartments, humanitarian agencies and IDPs. The DDMC meets monthly and is expectedto advise, support and monitor implementation <strong>of</strong> the different <strong>in</strong>terventions 130 .Food Security Cluster 131 : is co-chaired by FAO the lead UN agency and the districtproduction <strong>of</strong>ficer as the government counterpart. The cluster is composed <strong>of</strong> representatives<strong>of</strong> different agencies/ NGOs engaged <strong>in</strong> <strong>food</strong> security <strong>in</strong>terventions.Food Aid sub-committee 132 : is a sub committee <strong>of</strong> the Food Security cluster and is chairedby WFP and composed <strong>of</strong> agencies and other actors engaged <strong>in</strong> <strong>food</strong> aid. Ma<strong>in</strong>ly focuses onissues related to <strong>food</strong> <strong>distribution</strong> (verification <strong>of</strong> beneficiaries, <strong>food</strong> assessment,transportation issues, security, etc).Food Management Committees (FMC) 133 : established <strong>in</strong> each and every <strong>distribution</strong> po<strong>in</strong>tand <strong>in</strong>cludes representatives <strong>of</strong> the beneficiaries (IDPs) and camp leaders. FMCs mee tmonthly but may meet more frequently depend<strong>in</strong>g on the needs. FMCs are responsible forliaison with NRC, mobilization <strong>of</strong> beneficiaries, dissem<strong>in</strong>at<strong>in</strong>g <strong>in</strong>formation, coord<strong>in</strong>at<strong>in</strong>g andmanag<strong>in</strong>g the <strong>food</strong> <strong>distribution</strong> process.In addition to the above, NRC frequently attends meet<strong>in</strong>gs, workshops and shares reportswith the different actors depend<strong>in</strong>g on the issues at hand. Feed back from many <strong>of</strong> theactors 134 reveals that the understand<strong>in</strong>g <strong>of</strong> roles and responsibilities and the subsequent co -ord<strong>in</strong>ation effort which has improved over the years has resulted <strong>in</strong>: the <strong>in</strong>creased128Interviews with RDC/LCV/ Deputy CAO Kitgum.129This is mandated by the National IDP Policy.130Several stakeholders said that there had been problems <strong>in</strong> keep<strong>in</strong>g the meet<strong>in</strong>gs regular and fully attended.131Interview with FAO, UNOCHA.132Interview with WFP, UNOCHA.133Interview with FMCs, Opit and Amuru IDP camps.134Interviews with WFP, DDMC, RDC, UNOCHA,FAO, FMCs, Vice LCV.41


<strong>in</strong>volvement <strong>of</strong> stakeholders; shar<strong>in</strong>g <strong>of</strong> <strong>in</strong>formation, greater leverage <strong>of</strong> resources;identification <strong>of</strong> needs; <strong>in</strong>creased accessibility to all camps; quality assurance and ultimately,the timely, efficient and safe <strong>distribution</strong> <strong>of</strong> <strong>food</strong> aid to the <strong>in</strong>tended beneficiaries.Examples <strong>of</strong> some <strong>of</strong> the areas where the co-ord<strong>in</strong>ation efforts with some <strong>of</strong> the actors e.g.DDMC have been useful <strong>in</strong>clude: provision <strong>of</strong> military personnel 135 to escort the <strong>food</strong> trucksand provide security protection dur<strong>in</strong>g <strong>distribution</strong> <strong>in</strong> particularly <strong>in</strong>secure areas. The DDMCCoord<strong>in</strong>ator has at times also been <strong>in</strong>volved <strong>in</strong> dissem<strong>in</strong>ation <strong>of</strong> <strong>in</strong>formation to thecommunities on <strong>food</strong> <strong>distribution</strong> issues (reductions <strong>in</strong> rations) 136 .At the level <strong>of</strong> the beneficiaries, co-ord<strong>in</strong>ation efforts have resulted <strong>in</strong>to <strong>in</strong>creased beneficiary<strong>in</strong>volvement, better identification and representation <strong>of</strong> the communities’ needs andproblems; orderly <strong>distribution</strong> and crowd control. Coord<strong>in</strong>ation with other agencies/NGOs<strong>in</strong>volved <strong>in</strong> camp management has provided NRC with important <strong>in</strong>formation on IDPpopulations, return movements and figures as well as <strong>in</strong>formation on protection concerns e.g.level <strong>of</strong> gender based violence 137 .There have been challenges aris<strong>in</strong>g from the limited capacity (personnel, f<strong>in</strong>ances,equipment) <strong>of</strong> some agencies, organisations and government <strong>in</strong>stitutions to participateactively 138 and effectively respond to problems with<strong>in</strong> their ambit. For example the poorcondition <strong>of</strong> some roads dur<strong>in</strong>g the ra<strong>in</strong>y season has from time to time caused delays <strong>in</strong>delivery <strong>of</strong> <strong>food</strong> aid to some IDP camps. NRC frequently experiences problems <strong>in</strong>transport<strong>in</strong>g <strong>food</strong> to some camps e.g. Pabbo <strong>in</strong> Amuru and the Eastern Chwa region <strong>in</strong>Kitgum. Food trucks occasionally get stuck, delay<strong>in</strong>g the di stribution process andnecessitat<strong>in</strong>g the volunteer teams to spend nights <strong>in</strong> the camps. Kitgum district expects torepair at least 5 bridges 139 hav<strong>in</strong>g submitted a request for funds from the M<strong>in</strong>istry <strong>of</strong> Worksand Hous<strong>in</strong>g for funds; as well as repair some <strong>of</strong> th e feeder roads through funds fromDanida. In the <strong>in</strong>terim, NRC has demanded for stronger trucks from its transporters and hasalso arranged to distribute at least two months rations to some <strong>of</strong> the hard to reach areasahead <strong>of</strong> the ra<strong>in</strong> season 140 .Frequent movements <strong>of</strong> IDPs and the absence <strong>of</strong> uniform data on camp populations andreturn figures have also been a challenge to proper plann<strong>in</strong>g. UNHCR (<strong>in</strong> liaison withorganisations responsible for camp management) compiles figures <strong>of</strong> the IDP populations <strong>in</strong>camps and transit sites and updates a matrix sent out to all other stakeholders.Communication with the beneficiaries is not always timely. It was found that beneficiarieswere not always fully aware <strong>of</strong> the reasons beh<strong>in</strong>d the ration reduction and/or absence <strong>of</strong>certa<strong>in</strong> <strong>food</strong> items. The beneficiaries also compla<strong>in</strong>ed about the slow response to theproblems that they have raised. Participation <strong>of</strong> IDPs <strong>in</strong> DDMCs is not as regular due t<strong>of</strong>und<strong>in</strong>g constra<strong>in</strong>ts 141 . Although NRC as an organization has ensured that <strong>food</strong> related an dother problems <strong>of</strong> IDPs are captured <strong>in</strong> its reports, non response (as highlighted <strong>in</strong> earlierchapters) to the problems has partly been a result <strong>of</strong> the co -ord<strong>in</strong>ation challenges <strong>of</strong> thedifferent sectors as discussed below.The GFD is only a part <strong>of</strong> the humanitarian response to the conflict <strong>in</strong> <strong>northern</strong> Uganda.There are many other <strong>in</strong>ter-related activities. Although not <strong>in</strong>dicated on the table, there are anumber <strong>of</strong> other players 142 – UN agencies, INGOs, NGOs, CBOs, NRC’s programmes and to135Interview with District Official, Gulu136Interview with DDMC Coord<strong>in</strong>ator, Gulu137Interviews with UNHCR and Camp Management NRC138Often district sector <strong>of</strong>ficials have not attended meet<strong>in</strong>gs.139Interview with Vice Chair, LCV Kitgum140Quarterly report FFL/FFE: Jan – March 2008141FGD with IDPs <strong>in</strong> Opit and Pawidi142UNICEF, WHO, MSF, ICRC, AVSI, IRC, OXFAM just to mention a few.42


some extent also GoU through district departments, that have provided services that have<strong>in</strong>creased the effectiveness <strong>of</strong> NRC’s GFD e.g. provision <strong>of</strong> water & sanitation, health,education and some <strong>food</strong> security <strong>in</strong>terventions.With the security improvements <strong>in</strong> the North and the ongo<strong>in</strong>g return process, the nature <strong>of</strong>the roles and responsibilities by actors on the ground is also subject to change. Thisconcerns humanitarian actors, NGOs, UN, Donors and <strong>in</strong> particular Government actors atcentral and district levels. All are now supp osed to change gears from the emergencyapproach to the recovery. However it has been noted that coord<strong>in</strong>ation between the differentsectors and capacity <strong>of</strong> Government <strong>in</strong> particular to pick up where humanitarian agencies areleav<strong>in</strong>g is neither effective nor adequate. Coord<strong>in</strong>ation <strong>of</strong> this process falls with<strong>in</strong> the remit <strong>of</strong>the DDMCs and the various sector/cluster groups. For example the absence <strong>of</strong> certa<strong>in</strong> socialservices <strong>in</strong> the transit sites has forced a number <strong>of</strong> IDP households to move back and forthand has caused some disruption <strong>in</strong> GFD’s <strong>distribution</strong> programme 143 . These are some <strong>of</strong> thechallenges fac<strong>in</strong>g a coord<strong>in</strong>ated response to the transition from relief to recovery, more <strong>of</strong>which will be discussed <strong>in</strong> Chapter 9.8.2 WFP – NRC: A Mutual PartnershipWFP has the overall mandate <strong>of</strong> provid<strong>in</strong>g emergency <strong>food</strong> aid to the IDPs <strong>in</strong> NorthernUganda and NRC is one <strong>of</strong> and also its biggest cooperat<strong>in</strong>g partner <strong>in</strong> Uganda. As spelt out<strong>in</strong> the MOUs that are renewed annually, NRC is re sponsible for logistical operations and<strong>distribution</strong> <strong>of</strong> commodities <strong>in</strong> addition to be<strong>in</strong>g WFP’s ‘eyes and ears’ on the ground. NRCand WFP employ a number <strong>of</strong> channels <strong>in</strong>clud<strong>in</strong>g regular meet<strong>in</strong>gs and monthly post<strong>distribution</strong> monitor<strong>in</strong>g reports through which <strong>in</strong>formation is shared and delivery and<strong>distribution</strong> activities are co-ord<strong>in</strong>ated. Effective co-ord<strong>in</strong>ation between the two partners hascontributed to the improved assessment <strong>of</strong> beneficiary needs and hence adjustments <strong>of</strong>rations 144 , improved target<strong>in</strong>g (at least 97% <strong>of</strong> planned beneficiaries reached), preparednessand delivery <strong>of</strong> <strong>food</strong> <strong>in</strong> response to chang<strong>in</strong>g circumstances e.g. floods and impassableroads. WFP has highlighted NRC’s openness and transparency <strong>in</strong> discussion <strong>of</strong> difficultissues as be<strong>in</strong>g one <strong>of</strong> the ma<strong>in</strong> reasons for effective coord<strong>in</strong>ation. NRC is credited for itsefficiency, flexibility and ability to quickly adjust its <strong>distribution</strong> plans <strong>in</strong> sync with WFP’smodalities. However, despite this very conducive environment there have been a number <strong>of</strong>coord<strong>in</strong>ation challenges <strong>in</strong>cl. verification and registration <strong>of</strong> beneficiaries, slow handl<strong>in</strong>g <strong>of</strong>compla<strong>in</strong>ts and slow responses to problems, which have caused frustration amongst all –also <strong>in</strong> the absence <strong>of</strong> cont<strong>in</strong>gency measures (See details Section 6.4).8.3 Lessons♦♦NRC’s approach to coord<strong>in</strong>ation through openness, transparent dialogue and shar<strong>in</strong>g <strong>of</strong><strong>in</strong>formation with humanitarian organizations, agencies, beneficiaries as well asGovernment has been imperative to efficient coord<strong>in</strong>ation.Lack <strong>of</strong> active coord<strong>in</strong>ation on behalf <strong>of</strong> all stakeholders (perhaps due to lack <strong>of</strong> clearunderstand<strong>in</strong>g <strong>of</strong> roles and responsibilities) is hav<strong>in</strong>g a negative effect on the recoveryresponse, leav<strong>in</strong>g IDPs <strong>in</strong> a void.8.4 Recommendations♦NRC should push/advocate for an articulation <strong>of</strong> roles and responsibilities as well strongcoord<strong>in</strong>ation amongst humanitarian actors through the recovery phase.143Interview with NRC, Kitgum144Interview with WFP Gulu43


♦♦NRC should capitalise on its longstand<strong>in</strong>g good partnership with WFP to push andadvocate more strongly for the solution <strong>of</strong> long stand<strong>in</strong>g problems like e.g. answer<strong>in</strong>gIDPs compla<strong>in</strong>ts.NRC is also urged to make its own strategic objectives, buffer budget and cont<strong>in</strong>gencyplan, so as not be cont<strong>in</strong>gent upon WFP delays and bureaucracy (see alsorecommendations on alternative solutions <strong>in</strong> Chapter 5 Section 5.4)44


9 RELIEF AND RECOVERY – CONNECTEDNESS9.1 From Relief to Recovery – The L<strong>in</strong>kagesFollow<strong>in</strong>g the improved security situation, Northern Uganda is currently transition<strong>in</strong>g from thehumanitarian phase to the recovery phase. The goal <strong>of</strong> the UN and the humanitarianorganisations <strong>in</strong> terms <strong>of</strong> <strong>food</strong> security for the North is clearly stated <strong>in</strong> the CAP <strong>of</strong> 2008: “Tosupport, stabilise and improve the <strong>food</strong> security and livelihoods <strong>of</strong> households affected byand recover<strong>in</strong>g from conflict …”. And for the Acholi region more specifically: “…to provide a“s<strong>of</strong>t land<strong>in</strong>g” for return<strong>in</strong>g households while not neglect<strong>in</strong>g the needs <strong>of</strong> cont<strong>in</strong>u<strong>in</strong>gIDPs…” 145 .On the GoU side the PRDP was launched to guide the recovery efforts <strong>in</strong> the North andensure coherence and coord<strong>in</strong>ation amongst the various actors. Under Strategic Objective 2<strong>of</strong> the PRDP (rebuild<strong>in</strong>g and empower<strong>in</strong>g <strong>of</strong> communities) cognizance is taken <strong>of</strong> thechallenges that IDPs are likely to experience dur<strong>in</strong>g the transition period. This StrategicObjective is geared towards provid<strong>in</strong>g social service and livelihoods support, to assisthouseholds to achieve a level <strong>of</strong> normalization beyond mere survival levels .Box 11: PRDP Strategic Objective 2Rebuild<strong>in</strong>g and empower<strong>in</strong>g <strong>of</strong> communities♦♦♦♦improv<strong>in</strong>g the conditions and quality <strong>of</strong> life <strong>of</strong> the displaced personsreturn and re<strong>in</strong>tegration <strong>of</strong> displaced populations<strong>in</strong>itiat<strong>in</strong>g community rehabilitation and recovery activit ies <strong>in</strong> all communitiesprovision <strong>of</strong> services and protection <strong>of</strong> vulnerable peopleOfficial implementation <strong>of</strong> the PRDP is expected to start <strong>in</strong> the FY 2008/ 2009. In the <strong>in</strong>terim,government has through the Office <strong>of</strong> the Prime M<strong>in</strong>ister (OPM) distributed seed s and toolsto some IDPs to support agricultural production; and <strong>in</strong>tends to distribute iron sheets to eachIDP household later this year 146 . Plans are also underway to identify model farmers to besupported under the NAADs programme 147 .Hav<strong>in</strong>g declared the emergency phase over government, donors and humanitarianorganisations/agencies are keen to see the return process <strong>in</strong> full gear. Although thecomprehensive peace deal is still to be f<strong>in</strong>alised, the government is confident that peace willprevail and is urg<strong>in</strong>g the communities to leave the camps and return to their villages <strong>of</strong>orig<strong>in</strong> 148 There are those who hold the view that <strong>food</strong> assistance to IDPs <strong>in</strong> the camps is‘delay<strong>in</strong>g’ the return process 149 and would rather that it was shifted to the return areas to actas a pull factor. As we shall see <strong>in</strong> the follow<strong>in</strong>g chapters experiences from 20 camps <strong>in</strong>Gulu have not entirely confirmed this argument. Nevertheless, the tone on <strong>food</strong> assistancehas ignited a discussion on a Food Aid Phase Out strategy (see chapter 11) <strong>in</strong> tandem withthe chang<strong>in</strong>g context and shift to recovery and development.9.2 From Relief to Recovery – The GapsThe relatively stable security environment has triggered movements <strong>of</strong> IDPs from the ma<strong>in</strong>camps to the transit sites. However the pace has been slower than anticipated. As <strong>of</strong> March2008, approximately 50% <strong>of</strong> the 1.102.438 IDPs <strong>in</strong> Acholi are said to have left the ma<strong>in</strong>145CAP OCHA 2008, p. 31146It should be noted that Kitgum has more than 70.000 households, but has so far been given only 33.000 iron sheets147Interview RDC, Kitgum148Interview with district leaders, Gulu149Interview with WFP, Gulu45


camps 150 , but ma<strong>in</strong>ly moved to transit sites, br<strong>in</strong>g<strong>in</strong>g the number <strong>of</strong> transit sites <strong>in</strong> Acholi upto 1062. In Gulu and Amuru districts, which count 453.359 IDPs, 57% are estimated still tobe <strong>in</strong> camps, while 30% have moved to transit sites and only 13% are said to have movedhome. Gulu and Amuru are considered the most fertile districts <strong>in</strong> the Acholi su b region. InKitgum, which comprises 310.140 IDPs, 67% are still <strong>in</strong> camps, whereas 25% <strong>of</strong> them havemoved to transit sites, but only 9% have moved all the way back to their villages <strong>of</strong> orig<strong>in</strong> 151 .The reasons for these trends are varied, but security concerns rank high. IDPs haverepeatedly said “we will only feel safe to return to our homes when Kony puts his hand on thepeace agreement” 152 . Even some leaders agree as one said “let there be peace and peoplewill walk away from the camps by themselves” 153 . But IDPs have also cited the lack <strong>of</strong>productive assets and the absence <strong>of</strong> social services <strong>in</strong> return areas as some <strong>of</strong> the overallimpediments to their resettlement and the reason why some <strong>of</strong> them cont<strong>in</strong>ue to ma<strong>in</strong>ta<strong>in</strong> apresence <strong>in</strong> the ma<strong>in</strong> camps and move back and forth.Indeed as the communities return, there is <strong>in</strong>creas<strong>in</strong>g pressure on the humanitariancommunity to meet the needs <strong>of</strong> those people rema<strong>in</strong><strong>in</strong>g <strong>in</strong> the camps, those on the move,and those who have settled <strong>in</strong> new areas 154 . Conversely, there is a reduction <strong>in</strong> fundsavailable for humanitarian work, now that the emergency is over. As one agency put it “whenthe cameras stop roll<strong>in</strong>g, so does the money”! 155Presently, on-go<strong>in</strong>g activities to support the recovery process, particularly with regards tosocial services and livelihood support, rema<strong>in</strong> somewhat ad hoc and fairly fragmented 156 .Albeit there has been a blanket <strong>distribution</strong> <strong>of</strong> seeds and tools to most IDP camps 157 manystill lack substantial livelihood support activities 158 , technical support, <strong>in</strong>come generat<strong>in</strong>gactivities, market development and access etc.By the end <strong>of</strong> 2007 attempts were made to establish an early recovery cluster, now namedthe GIL cluster (Governance, Infrastructure and Livelihoods), which would be responsible forthe overall coord<strong>in</strong>ation <strong>of</strong> activities, <strong>in</strong>clud<strong>in</strong>g support<strong>in</strong>g local government to strengthenstructures to provide social services and plan for, implement and monitor recovery efforts.The GIL cluster would also have responsibility for support<strong>in</strong>g the livelihoods (non –agricultural) <strong>of</strong> returned communities. To date the effective operationalisation <strong>of</strong> this clusterrema<strong>in</strong>s to be seen.The late and not so visible arrival <strong>of</strong> the lead agency (UNDP) to head the recovery tasks plusthe uncerta<strong>in</strong>ty <strong>of</strong> the PRDP and the lack <strong>of</strong> guidance and leadership from Office <strong>of</strong> the PrimeM<strong>in</strong>ister (GOU’s co-ord<strong>in</strong>ation po<strong>in</strong>t for the PRDP) have been mentioned as some <strong>of</strong> thereasons for creat<strong>in</strong>g a gap that has affected coherence <strong>in</strong> understand<strong>in</strong>g as well as fund<strong>in</strong>g<strong>of</strong> early recovery and recovery 159 . Moreover, it also seems to have affected the strongconcerted articulation <strong>of</strong> the importance <strong>of</strong> the recovery phase, if the situation <strong>in</strong> NorthernUganda should not suffer from a relapse.While humanitarian agencies are be<strong>in</strong>g encouraged to <strong>in</strong>tegrate recovery activities <strong>in</strong> to theirwork, they are constra<strong>in</strong>ed by technical limitations, lack <strong>of</strong> leadership and fund<strong>in</strong>g limitation.As a result NGOs such as AVSI that have been active <strong>in</strong> this region have stopped their <strong>food</strong>security activities because the fund<strong>in</strong>g available (6 months) is <strong>in</strong>adequate for the tasks150UNHCR IDP Population Movement Matrix, March 2008151Figures are from UNHCR matrix on IDP population movements from March 2008. It should be noted aga<strong>in</strong> that these figuresare estimates.152Focus Group with IDPs, Opit Camp, Gulu. Ref. to Joseph Kony, the leader <strong>of</strong> the LRA.153Interview with district leader, Amuru154European Union, 2007: Northern Uganda Agricultural Recovery Programme (NUARP) – An Identification Study, Volume 2155Interview with WFP, Kitgum156Interview with UNHCR, Gulu157Seeds and tools <strong>distribution</strong> carried out by ICRC – source: OCHA158Interview with UNOCHA, Gulu159Interviews with Country Director & Protection and Advocacy Advisor, NRC46


expected <strong>of</strong> them. From their perspective, ”support<strong>in</strong>g livelihoods dur<strong>in</strong>g this transition periodis more complicated and requires more resources and expertise particularly given theweakened capacity <strong>of</strong> the district production department” 160 .While stakeholders (GOU, donors, UN agencies, NGOs) are <strong>in</strong> agreement on the need forthe concurrent implementation <strong>of</strong> relief and recovery activities to mitigate the impact <strong>of</strong> asudden withdrawal, the l<strong>in</strong>k between the two (transition) has become a ‘grey’ area affectedby the absence/slow release <strong>of</strong> funds. Attempts were made to <strong>in</strong>clude recovery activities <strong>in</strong>the Consolidated Appeals Process, but as <strong>of</strong> May 2008, only 22% out <strong>of</strong> USD 400 millionrequested for has been realized (the Food security cl uster – exclud<strong>in</strong>g <strong>food</strong> aid - <strong>in</strong> particularappears to have attracted the least funds 161 ). It would appear that fund<strong>in</strong>g agencies, thattraditionally support either relief or development activities are struggl<strong>in</strong>g with this ‘transitionidea’ <strong>in</strong> terms <strong>of</strong> policy, programm<strong>in</strong>g and fund<strong>in</strong>g. This situation is a classical example <strong>of</strong> thecompartmentalisation between humanitarian and development work 162 . It is also worth not<strong>in</strong>gthat hesitation to fund the transition could also be l<strong>in</strong>ked to the delayed sign<strong>in</strong>g <strong>of</strong> the peaceprocess and hence uncerta<strong>in</strong>ty on what is go<strong>in</strong>g to happen 163 .As mentioned earlier, the l<strong>in</strong>k between relief and recovery has also been affected by thedelayed and unclear implementation <strong>of</strong> the PRDP – which is supposed to establish thefoundation for the process i.e. through the various objectives. The total PRDP budgetcurrently stands at US$ 606,519,297, which has both created anticipation and someconfusion. Some <strong>of</strong> the common questions asked are: is this new money and how soon is itgo<strong>in</strong>g to be available? And to whom is it go<strong>in</strong>g to be allocated, NGOs or districts? What isthe absorptive capacity <strong>of</strong> districts to handle this money? How exactly the PRDP will befunded is still be<strong>in</strong>g discussed, but it could <strong>in</strong>volve either <strong>of</strong> these mechanisms 164 : i) reallocation<strong>of</strong> national expenditures; ii) <strong>in</strong>ternational co-f<strong>in</strong>anc<strong>in</strong>g through budget support; iii)<strong>in</strong>ternational co-f<strong>in</strong>anc<strong>in</strong>g through allocations at the district level by way <strong>of</strong> block grants; iv)establishment <strong>of</strong> a multi-donor trust fund; and v) parallel stand alone projects. This alsocreates uncerta<strong>in</strong>ty about the implementation mechanisms 165 , which will be determ<strong>in</strong>ed bythe different modes <strong>of</strong> fund<strong>in</strong>g. The situation has put stakeholders <strong>in</strong> a ‘wait<strong>in</strong>g position’ tosee GoUs next move. Consolidation <strong>of</strong> state authority an d specifically that <strong>of</strong> localgovernments appears particularly crucial to the recovery process and yet the formaladm<strong>in</strong>istrative structures are a long way <strong>of</strong>f <strong>in</strong> terms <strong>of</strong> capacity to manage the recovery anddevelopment processes” 166 .9.3 NRC’s Efforts Towards ConnectednessAdvocacy on Recovery: The GFD programme is develop<strong>in</strong>g an advocacy strategy thatrevolves around the issues under Strategic Objective 2 <strong>of</strong> the PRDP. GFD’s advocacy effortsare aimed at draw<strong>in</strong>g the attention <strong>of</strong> other actors to the needs <strong>of</strong> the IDPs <strong>in</strong> the camps andthose <strong>in</strong> the return areas and thereby guid<strong>in</strong>g recovery efforts. From its experiences <strong>in</strong> theprocess <strong>of</strong> <strong>food</strong> <strong>distribution</strong> as well as camp management, NRC has been able to identify anumber <strong>of</strong> issues affect<strong>in</strong>g the communities and particularly dur<strong>in</strong>g the resettlement process.Some <strong>of</strong> the advocacy messages that NRC is focus<strong>in</strong>g on: the basic needs <strong>of</strong> the population;voluntary return; the security and protection concerns, particularly <strong>of</strong> vulnerable persons e.g.children left <strong>in</strong> the ma<strong>in</strong> camps. NRC is also particularly concerned about the articulation andthe lack <strong>of</strong> <strong>in</strong>stitutional clarity <strong>of</strong> the early recovery cluster 167 , and is consider<strong>in</strong>g various160Interview with Country Director, AVSI161Interview with UNOCHA, Kitgum162Interview with Advocacy Advisor, NRC163Interview with humanitarian stakeholder164PRDP 2007 – 2010: Fund<strong>in</strong>g165European Union, 2007: Northern Uganda Agricultural Recovery Programme (NUARP) – An Identification Study, Volume 1166Interview with UNHCR167Interview with Protection and Advocacy Advisor, NRC47


approaches through which it can stimulate a debate on transitional issues among therelevant actors <strong>in</strong> Uganda <strong>in</strong> order to br<strong>in</strong>g some coherence to the process .Strengthen<strong>in</strong>g Local Capacities: At an operational level, GFD is build<strong>in</strong>g the capacity <strong>of</strong>local structures (albeit on a limited scale) that are expected to direct future developmentefforts with<strong>in</strong> the community. Whereas it created its own <strong>distribution</strong> structures (the FMCs)which have been accused <strong>of</strong> underm<strong>in</strong><strong>in</strong>g the authority <strong>of</strong> local structures, NRC is<strong>in</strong>creas<strong>in</strong>gly work<strong>in</strong>g with local <strong>of</strong>ficials at the parish level <strong>in</strong> the transit sites and return a reas.Parish chiefs and local council <strong>of</strong>ficials are more <strong>in</strong>volved <strong>in</strong> the <strong>food</strong> <strong>distribution</strong> processesand have been tra<strong>in</strong>ed and equipped with community mobilization and leadership skills 168 .Dur<strong>in</strong>g the first quarter <strong>of</strong> 2008, a tra<strong>in</strong><strong>in</strong>g programme was conducted <strong>in</strong> all sub counties forFMCs, sub-county leaders and some LC members. The tra<strong>in</strong><strong>in</strong>g tackled topics on the roles <strong>of</strong>FMC/LCs, <strong>distribution</strong> processes, role <strong>of</strong> <strong>food</strong> aid dur<strong>in</strong>g return and recovery, hygienepromotion and domestic violence 169 .L<strong>in</strong>kages with Other NRC Programmes: NRC has a portfolio <strong>of</strong> programmes <strong>in</strong>clud<strong>in</strong>gsupport to <strong>food</strong> security & livelihoods (FSL); support to Information Communication andLegal Aid (ICLA); support to Food For Education (FFE), support to Education, <strong>in</strong> particularthe Youth Education Pack (YEP) and support to Shelter and Camp Management. All theseprogrammes have a longer-term perspective that would complement the GFD programme.Interest<strong>in</strong>gly GFD is credited for creat<strong>in</strong>g a special status for NRC, which has <strong>of</strong>fered somelevel <strong>of</strong> protection for the other programmes 170 and yet until recently, there have been noefforts to strengthen the l<strong>in</strong>kages between these programmes and GFD and maximise on this‘good will’.The FSL project which <strong>of</strong>fers a variety <strong>of</strong> livelihood options through agricultu ral production;<strong>in</strong>come generat<strong>in</strong>g activities (IGAs); and environmental conservation, was <strong>in</strong>itiated towardsthe end <strong>of</strong> 2005 with the aim <strong>of</strong> <strong>in</strong>creas<strong>in</strong>g IDPs’ self sufficiency, follow<strong>in</strong>g reductions <strong>of</strong> WFP<strong>food</strong> rations 171 . The programme picked pace <strong>in</strong> 2006. The FSL project targets both NEVIsand EVIs and is today (2008) work<strong>in</strong>g with a total <strong>of</strong> 7613 households <strong>in</strong> Gulu, Amuru andKitgum districts, but would like to expand its target group, as the needs are great. Support t<strong>of</strong>armer groups has so far <strong>in</strong>cluded <strong>in</strong>put provision (seeds, oxen, ploughs) and tra<strong>in</strong><strong>in</strong>g to<strong>in</strong>crease appropriate knowledge and skills. By creat<strong>in</strong>g knowledge on, strengthen<strong>in</strong>g anddevelop<strong>in</strong>g sources <strong>of</strong> <strong>food</strong> and sources <strong>of</strong> cash, the project assists IDPs and returnees tocope with their current situation <strong>in</strong> the short term as well as to ga<strong>in</strong> skills that will benefit themwhile return<strong>in</strong>g to their places <strong>of</strong> orig<strong>in</strong> 172 . The FSL project <strong>in</strong> its current scope is fully fundeduntil April 2009.The number <strong>of</strong> households so far reached by the FSL project appear rela tively small <strong>in</strong> light<strong>of</strong> the high unmet need for livelihoods support <strong>in</strong> the three districts, and hence the need toexpand these <strong>in</strong>terventions. As noted <strong>in</strong> earlier sections, NRC’s GFD and FSL componentscould complement each others’ efforts more than has be en the case, given their common<strong>in</strong>terest <strong>in</strong> <strong>food</strong> security. Apart from a few occasions, the two have to some degree beenwork<strong>in</strong>g <strong>in</strong> parallel. While their approaches to <strong>food</strong> security are somewhat different with theFSL component requir<strong>in</strong>g more technical back stopp<strong>in</strong>g and close monitor<strong>in</strong>g, GFD br<strong>in</strong>gscerta<strong>in</strong> strengths to the table (logistics, mobilization skills, a broad network, regular contactwith, and knowledge <strong>of</strong> communities <strong>in</strong> all sub-counties) some <strong>of</strong> which could be harnessedto <strong>in</strong>form and/ or support expansion <strong>of</strong> the livelihoods’ <strong>in</strong>terventions.168FFL/FFE Quarterly report, April 2008169Ibid170Interview with ICLA, NRC171Based on recommendations from a WFP EFSA conducted <strong>in</strong> March 2005172NRC: Food Security & Livelihoods leaflet48


9.4 Lessons Learnt♦♦♦♦♦Strong and effective leadership is critical for articulat<strong>in</strong>g the l<strong>in</strong>k between relief andrecovery and for galvaniz<strong>in</strong>g early recovery efforts. Lack <strong>of</strong> leadership <strong>in</strong> a postemergency situation creates a sense <strong>of</strong> paralysis amongst actors.In a complex situation such as that <strong>in</strong> <strong>northern</strong> Uganda, the beneficiaries’ perspectivesand needs <strong>of</strong> the communities should be the driv<strong>in</strong>g force to avoid push<strong>in</strong>g people <strong>in</strong>t<strong>of</strong>urther destitution. Needs’ assessments should be the basis for decision-mak<strong>in</strong>g <strong>in</strong>humanitarian situations.There seems to be few and disperse funds available for the much needed recoveryactivities. Availability <strong>of</strong> funds <strong>in</strong> a predictable, timely (more than 6 months) and coherentfashion can improve plann<strong>in</strong>g for recovery and assist <strong>in</strong> implementation <strong>of</strong> usefullivelihoods programmes.Co-operation and close collaboration between the different actors: government/donors/humanitarian agencies/NGOs is critical for successful recovery efforts. At presentstakeholders do not seem clear <strong>of</strong> their roles and responsibilities and this hampers asmooth gear-shift <strong>in</strong>to recovery.Humanitarian organisations work<strong>in</strong>g on the ground have sound knowledge <strong>of</strong> the realitiesand needs <strong>of</strong> the ground and which if pr operly packaged can be used to <strong>in</strong>fluenceprogrammes and policy.9.5 Recommendations♦Strong leadership is needed to facilitate the recovery process. As time passes IDPs areleft <strong>in</strong> a vacuum and the consequences may be difficult to handle. With the resources,capacity and goodwill NRC has <strong>in</strong> Uganda, the organisation should take a lead <strong>in</strong>advocat<strong>in</strong>g for concerted recovery efforts. The current lack <strong>of</strong> leadership from GoU aswell as the humanitarian community should not prohibit NRC from exercis<strong>in</strong>g its mandateand leverage as an <strong>in</strong>dependent, capable and important NGO to move forward and setexamples for the recovery process.♦♦♦NRC should advocate for targeted and needs based <strong>in</strong>terventions. This will imply carry<strong>in</strong>gout research and studies (<strong>of</strong> which some recommendati ons have been made <strong>in</strong> thisreport) so as to have a credible evidence base for future programm<strong>in</strong>g. Time is not <strong>in</strong>anybody’s favour. For every delay a farm<strong>in</strong>g season for the IDPs may be missed.In the current transition from the humanitarian to the recovery phase, NRC should alongside GFD activities engage more widely and strategically <strong>in</strong> Food Security and Livelihoodactivities. Dur<strong>in</strong>g the com<strong>in</strong>g months it should be explored how to maximise the synergiesbetween the GFD team/structure and the FSL programme objectives.If there is limited and unsusta<strong>in</strong>able fund<strong>in</strong>g for livelihoods/self reliance activities NRCshould request advocacy support from the <strong>food</strong> security cluster lead or higher up <strong>in</strong> theUN humanitarian system.49


10 YEARS OF FOOD AID - IMPACTTen years s<strong>in</strong>ce it was started, NRC‘s GFD has had considerable impact on the conflict -affected communities <strong>in</strong> the Acholi sub region, some more positive than others. Asmentioned <strong>in</strong> chapter 4.1., the GFD project has identified <strong>in</strong>dicators to measure thequantitative impact <strong>of</strong> its activities. Weekly, monthly and quarterly monitor<strong>in</strong>g as well as post<strong>distribution</strong> monitor<strong>in</strong>g is carried out. In as much as hav<strong>in</strong>g acknowledged the effectiveness<strong>of</strong> the GFD project and concluded that it has contributed to keep<strong>in</strong>g roughly half <strong>of</strong> the IDPpopulation alive <strong>in</strong> Northern Uganda, the GFD project has had other significant effects.10.1 Women’s Empowerment/Crisis <strong>of</strong> Mascul<strong>in</strong>ityThe methods employed dur<strong>in</strong>g the <strong>distribution</strong> <strong>of</strong> <strong>food</strong> aid have not only given the IDPs somelevel <strong>of</strong> autonomy through their <strong>in</strong>creased participation <strong>in</strong> the <strong>distribution</strong> process, it has alsocontributed to women’s empowerment. Half <strong>of</strong> the member <strong>of</strong> the <strong>food</strong> <strong>distribution</strong> committeemust be women and this has created leade rship opportunities for women <strong>in</strong> a society whereleadership positions were traditionally held by men. This has led to a positive change <strong>in</strong> theattitude <strong>of</strong> the people towards women embrac<strong>in</strong>g leadership 173 . Accord<strong>in</strong>g to some FMCmembers, the presence <strong>of</strong> the women on the committee has <strong>in</strong>fused gender sensitivity andparticularly <strong>in</strong> the resolution <strong>of</strong> domestic conflicts aris<strong>in</strong>g from <strong>food</strong>. The partner with custody<strong>of</strong> the children (mostly women) manages <strong>food</strong> issues. 174 The reverse side <strong>of</strong> the story hasbeen the <strong>in</strong>creased workload for women. More than 60% <strong>of</strong> people who come to pick therations are women, as men have tended to keep away altogether.As the registered recipients <strong>of</strong> <strong>food</strong> aid – women have acquired greater decision-mak<strong>in</strong>gpower <strong>in</strong> the household over how and when <strong>food</strong> utilized 175 and have become the de factobreadw<strong>in</strong>ners – a position that was prior to the conflict held by the men. “Men have noth<strong>in</strong>gunlike <strong>in</strong> the past when they had <strong>food</strong>”. 176 Deal<strong>in</strong>g with these changes and the frustrationsthat come with conf<strong>in</strong>ement <strong>in</strong> the camps has not been easy for the men, a good number <strong>of</strong>whom have resorted to alcohol trigger<strong>in</strong>g a cycle <strong>of</strong> social problems - domestic violence,alcoholism and family break ups 177 . See, also recommendations for household survey <strong>of</strong>changes <strong>in</strong> gender dynamics <strong>in</strong> Section 7.3.10.2 Skills Transfer/EmploymentTo facilitate the <strong>distribution</strong> <strong>of</strong> <strong>food</strong> commodities, NRC has recruited over 200 volunteers whohave been tra<strong>in</strong>ed and equipped with a variety <strong>of</strong> skills <strong>in</strong>clu d<strong>in</strong>g (leadership, management,mobilization etc). Moreover, others have been employed by the organization to manage the<strong>food</strong> <strong>distribution</strong> programme. Community members serv<strong>in</strong>g on the FMCs have also beenequipped with basic management skills. In addition to creat<strong>in</strong>g employment, <strong>in</strong>come andleadership opportunities for the <strong>in</strong>dividuals <strong>in</strong>volved, the programme has created a pool <strong>of</strong>dedicated and skilled personnel <strong>in</strong> the Acholi sub -region: a resource for future developments<strong>in</strong> the region. See recommendations on utilis<strong>in</strong>g this resource base <strong>in</strong> Section 6.6 and <strong>in</strong>Section 9.5.10.3 Dependency SyndromeIt is debatable to what extent <strong>food</strong> aid has created dependency among the IDP commu nities<strong>in</strong> <strong>northern</strong> Uganda. There are those who hold the view that <strong>food</strong> aid has created173Quarterly Report Jan – March 2008, FFL/FFE174FGD with FMCs <strong>in</strong> Amuru IDP camp175Quarterly Report Jan – March 2008, FFL/FFE176Male IDP, Amuru IDP camp177FGDs with IDPs <strong>in</strong> Pawidi and Amuru50


dependency among the IDPs and unwill<strong>in</strong>gness to return home . 178 With the exception <strong>of</strong>some extremely vulnerable households, it appears as if many households have adopteddifferent livelihood strategies to meet their <strong>food</strong> needs. As such <strong>food</strong> aid becomes only apart <strong>of</strong> their cop<strong>in</strong>g mechanism and not the whole picture. It is the view <strong>of</strong> the EvaluationTeam that it is other factors such as limited access to land, limited produ ctive assets andpublic services, which have suppressed the productive capacities <strong>of</strong> the IDP communities.Nevertheless for some groups <strong>of</strong> the IDP community and particularly the (male) youth <strong>food</strong>aid might be a dis<strong>in</strong>centive to agricultural production. Fur thermore, after years <strong>of</strong> conf<strong>in</strong>ement<strong>in</strong> the camps young men have no experience, skills or know how <strong>of</strong> work<strong>in</strong>g the land andsome <strong>of</strong> the young men have succumbed to ‘urban evils’ – gambl<strong>in</strong>g and alcoholism and arenot <strong>in</strong>terested <strong>in</strong> return<strong>in</strong>g to the villages. Also, as discussed <strong>in</strong> Section 7.3, thecategorization <strong>of</strong> the community <strong>in</strong>to EVIs and NEVIs might <strong>in</strong> the short/medium term reflectan erosion <strong>of</strong> the traditional support mechanisms. “The war has made everybody selfish.Nobody is will<strong>in</strong>g to share anyth<strong>in</strong>g because they are not sure <strong>of</strong> how long their <strong>food</strong> stockswill last. Although they get more <strong>food</strong>, some <strong>of</strong> the elderly EVIs have become very selfisheven with their own relatives. As such people no longer have that mu ch pity for them” 179 .10.4 Creation <strong>of</strong> Parallel StructuresThe need to ensure that <strong>food</strong> gets to the right people <strong>in</strong> an orderly fashion necessitated thecreation <strong>of</strong> FMCS and close co-ord<strong>in</strong>ation with camp leaders. Unfortunately, the creation <strong>of</strong>parallel structures may have <strong>in</strong>advertently underm<strong>in</strong>ed the role/authority <strong>of</strong> local governmentstructure. The FMCs and Camp Management <strong>in</strong> several cases today wield more authoritythan the LCs. This has brought about some friction from the established structures nowfear<strong>in</strong>g that: “Camp leaders are more <strong>in</strong>fluential than LC <strong>of</strong>ficials” 180 .178Interview with district leader, Gulu179FGD with NRC volunteers.180Interview with district leader, Amuru51


11 PHASING OFF FOOD AID – A DISCUSSION11.1 Phase Out Strategy on its WayWFP is at present f<strong>in</strong>alis<strong>in</strong>g a ‘Food Assistance Phase Out Strategy for the North” 181 . Thepurpose <strong>of</strong> the strategy is to guide – through a clear and agreed process - the exit <strong>of</strong> <strong>food</strong>assistance to IDPs and returnees <strong>in</strong> Kitgum, Gulu, Amuru and Pader districts.The pr<strong>in</strong>ciple <strong>of</strong> the strategy is that the Phase Out/exit <strong>of</strong> <strong>general</strong> <strong>food</strong> <strong>distribution</strong> should bedeterm<strong>in</strong>ed by: 1) the need <strong>of</strong> IDPs and not the location 2) voluntary movement <strong>of</strong> IDPs and3) humanitarian pr<strong>in</strong>ciples. It is emphasised that <strong>in</strong> spite <strong>of</strong> the political and economic contextwith<strong>in</strong> which <strong>food</strong> assistance is operat<strong>in</strong>g <strong>in</strong> Uganda today, <strong>food</strong> should not be used ‘as an<strong>in</strong>centive to get people to leave camps – or to stay <strong>in</strong> them’.WFP so far has proposed that the <strong>food</strong> Phase Out decisions are go<strong>in</strong>g to be determ<strong>in</strong>ed by1) EFSA 2) nutrition surveys 3) the WFP run <strong>food</strong> security monitor<strong>in</strong>g system (FSMS).Stakeholders <strong>in</strong>volved <strong>in</strong> the decision-mak<strong>in</strong>g <strong>in</strong>clude: WFP, district authorities and the <strong>food</strong>security cluster.Stakeholders have discussed the Phase Out Strategy. The Evaluation Team had theopportunity to participate <strong>in</strong> a WFP facilitated workshop where this Phase Out was discuss edamongst GoU and an array <strong>of</strong> <strong>food</strong> security stakeholders 182 . Some <strong>of</strong> the pert<strong>in</strong>ent areas <strong>of</strong>discussion <strong>in</strong>cluded the evidence-base for decision-mak<strong>in</strong>g, i.e. the use <strong>of</strong> EFSA’s andnutritional surveys to determ<strong>in</strong>e the phase-<strong>of</strong>f. Moreover the classification and categorisation<strong>of</strong> communities was discussed. The Phase Out strategy emphasises ‘cost efficient’ and easydata collection. An efficient classification <strong>of</strong> communities will ‘reduce the number <strong>of</strong> peoplethat need to be sampled overall’. By categoris<strong>in</strong>g <strong>of</strong> IDP s <strong>in</strong>to red (constant GFD required),yellow (seasonal GFD required), green (no GFD required) and white (no <strong>food</strong> assistancerequired) groups a more visual and simple overview/map may be made <strong>of</strong> who needs the<strong>food</strong> assistance and for how long and who can live without.How to capture the EVIs has apparently also been discussed extensively. The Food PhaseOut strategy states that: ‘it is expected that when a broader community no longer requires<strong>food</strong> assistance (i.e. it is classified as ‘White’), it will be able to care for its EVIs.’ And it goeson to expla<strong>in</strong> the burden shar<strong>in</strong>g once GFD has been phased <strong>of</strong>f: ‘If there are some<strong>in</strong>dividuals who still require special attention once the humanitarian response has ended, thegovernment <strong>of</strong> development partners would address their need with welfare-based<strong>in</strong>terventions’.NRC, like other stakeholders, has participated <strong>in</strong> the discussions around the Phase Outstrategy and has also provided a series <strong>of</strong> comments strategy. Amongst others, NRC hasflagged the idea <strong>of</strong> a consequence analysis to be <strong>in</strong>cluded <strong>in</strong> the process <strong>of</strong> phas<strong>in</strong>g out, soas to prompt th<strong>in</strong>k<strong>in</strong>g and alternative strategies <strong>in</strong> case it is needed.11.2 Pilot<strong>in</strong>g the Phase Out <strong>in</strong> 20 DistrictsA phase-<strong>of</strong>f pilot test has been made <strong>in</strong> 20 camps <strong>in</strong> Gulu. The target was 20 IDP cam psclose to town centres and those <strong>in</strong> the return sites with a three months <strong>food</strong> ration provided <strong>in</strong>July 2007 to facilitate return to villages <strong>of</strong> orig<strong>in</strong>. The selected camps had better access toland and economic opportunities to support livelihoods based on their proximity to areas <strong>of</strong>return and the urban centres. A rapid assessment carried out by WFP (Kampala and Gulu),the DDMC, NRC and members <strong>of</strong> the <strong>food</strong> security cluster was carried out <strong>in</strong> January to181Food Assistance Phase Off Strategy for the North, (draft) WFP182Phase Off workshop <strong>in</strong> Kitgum, April 200852


establish the <strong>food</strong> security situation <strong>in</strong> the selected camps and whether IDPs had or werereturn<strong>in</strong>g to their places <strong>of</strong> orig<strong>in</strong>. 183 .Box 12: The Ma<strong>in</strong> Conclusion from This Rapid EFSA is:‘It was <strong>general</strong>ly established that 14.69% <strong>of</strong> the IDPs <strong>in</strong> the selected camps were <strong>food</strong> <strong>in</strong>secure, 43.13% werefound to be mode rately <strong>food</strong> secure while 42.18% were <strong>food</strong> secure.…at least more than 48% <strong>of</strong> households faced difficulties <strong>in</strong> feed<strong>in</strong>g their households between September andDecember 2007.…at least 50% <strong>of</strong> the households were affected by excessive ra<strong>in</strong>falls dur<strong>in</strong>g the second season <strong>of</strong> 2007 whichactually affected <strong>food</strong> crops <strong>in</strong> the field.However it was also established that among the selected camps, some were better <strong>of</strong>f than others. Six (6) campswere established not to be hav<strong>in</strong>g households who were <strong>food</strong> <strong>in</strong>secure, n<strong>in</strong>e (9) camps had at least 13% <strong>of</strong> <strong>food</strong><strong>in</strong>secure households while five (5) camps had over 33% <strong>of</strong> <strong>food</strong> <strong>in</strong>secure households.’The most commonly cited cop<strong>in</strong>g strategy amongst the IDPs after the rations ran out was:‘reduction <strong>in</strong> consumption patterns’. The pilot test to some degree shows that many peopleare not yet <strong>in</strong> a position to meet their net <strong>food</strong> gap and they are still <strong>food</strong> <strong>in</strong>secure and not‘shock resistant’ as their <strong>food</strong> stocks are not stable enough.11.3 Comments to the Phase Out EffortsThe Phase Out strategy is not explicitly or strategically l<strong>in</strong>ked to a livelihoods or self -reliancestrategy. The transition, i.e. the ‘how’ and ‘when’ IDPs should move from receiv<strong>in</strong>g ‘handouts’ to ‘self-reliance’ is not spelled out <strong>in</strong> the Phase Out strategy. By only describ<strong>in</strong>g thePhase Out and not mention<strong>in</strong>g what is fundamentally supposed to ‘phase <strong>in</strong>’ and by whothere is a risk that stakeholders (Government, donors, humanitarian actors) committhemselves to one <strong>in</strong>tervention without consider<strong>in</strong>g the other. For the IDPs it ma y result <strong>in</strong>be<strong>in</strong>g lost <strong>in</strong> a vacuum.Consider<strong>in</strong>g the several limitations <strong>of</strong> the EFSA (discussed <strong>in</strong> Section 7.2), it is <strong>of</strong> someconcern that ma<strong>in</strong>ly this tool – notably with a cost efficient aim - is go<strong>in</strong>g to be used as basisfor the Phase Out. The classification and categorisation exercise – <strong>in</strong>tended to ease datacollection – may prove counter productive <strong>in</strong> as much as not provid<strong>in</strong>g a comprehensivepicture <strong>of</strong> the situation on the ground.The assumption <strong>in</strong> the Phase Out Strategy that EVIs will be taken care <strong>of</strong> may not hold. Thishas not been the case <strong>in</strong> Lira, where IDPs have returned to their villages. Research shouldbe made to support this assumption before it is used for decision -mak<strong>in</strong>g otherwise EVIs willloose out.The results from the pilot Phase Out <strong>in</strong> 20 camps <strong>in</strong> Gulu should more expressively provideguidance on the consequences and pitfalls <strong>of</strong> a Phase Out process.The politics around <strong>food</strong> aid <strong>in</strong> Uganda with WFP subject to fund<strong>in</strong>g cuts coupled with thestrong message from GoU to IDPs <strong>of</strong> hav<strong>in</strong>g to return to their homes and no longer bedependent on the <strong>food</strong> aid should be kept <strong>in</strong> m<strong>in</strong>d. The IDPs are well aware <strong>of</strong> thepoliticization on <strong>food</strong> aid. A group <strong>of</strong> beneficiaries <strong>in</strong> a mother camp <strong>in</strong> Gulu, advised donors,WFP and others not to be bamboozled by the politics around <strong>food</strong> aid, and the GoUmessage that it is not needed anymore because the crisis <strong>in</strong> Northern Uganda is consideredover. Dur<strong>in</strong>g focus group discussions many strong statements came about. As on e woman <strong>of</strong>183Rapid Emergency Food Security Assessment, In 20 IDP camps <strong>in</strong> Gulu and Amuru Districts, January 200853


Pawidi Transit Site firmly stated: “I don’t even want to talk about the possibility <strong>of</strong> reduc<strong>in</strong>g<strong>food</strong> aid as long as that man, Kony, has not signed.”11.4 Recommendations for Phase Out♦♦♦♦♦♦A credible basis for a <strong>food</strong> Phase Out decision would be - similar to the recommendations<strong>in</strong> Section 7.2 - to conduct an EFSA cum nutrition survey <strong>in</strong>dependent and <strong>of</strong> higherquality to establish a more comprehensive and varied assessment <strong>of</strong> <strong>food</strong> security,cop<strong>in</strong>g strategies, ability to meet the net <strong>food</strong> gap and phase out etc.Acknowledg<strong>in</strong>g that a more comprehensive EFSA may require more resources, NRCshould advocate directly to humanitarian donors for fund<strong>in</strong>g for such an EFSA. Given theconcern <strong>of</strong> some donors for the direction <strong>of</strong> <strong>food</strong> aid policy, there is currently anopportunity to present and to persuade its rationale.In addition NRC should pursue the <strong>in</strong>clusion <strong>of</strong> a consequence analysis for each areasubject to the Phase Out.NRC should assist <strong>in</strong> develop<strong>in</strong>g a ‘ma<strong>in</strong> stream<strong>in</strong>g approach’ for EVIs, which should be<strong>in</strong>cluded <strong>in</strong> the Phase Out strategy, so they are not left to the assumption that NEVIs willtake care <strong>of</strong> them.Based on a new EFSA, NRC together with other <strong>food</strong> security stakeholders should beguided <strong>in</strong> the Phase Out <strong>of</strong> <strong>food</strong> aid.While Phase Out is be<strong>in</strong>g discussed and determ<strong>in</strong>ed, NRC and other actors should scaleup its FSL activities to cover more households.54


ANNEX 1: Terms <strong>of</strong> Reference for the EvaluationNRC EvaluationsTERMS OF REFERENCEProject/Program: General Food Distribution <strong>in</strong> Gulu, Amuru and Kitgum districts 1997 -2008Country:UgandaPeriod: April 2005 - April 2008Date f<strong>in</strong>al version: 20 th FebruaryA. Project BackgroundFor the last 20 years, t he population <strong>in</strong> the Acholi region <strong>in</strong> Northern Uganda, has been affected by a violentconflict between the Lord’s Resistance Army (LRA) and the Government <strong>of</strong> Uganda (GoU). In 1995 -1996, theGoU decreed that all residents <strong>of</strong> areas affected by the conflict h ad to move <strong>in</strong>to “protected villages”, whichtriggered humanitarian response. In 1997, the UN World Food Programme (WFP) with the Norwegian RefugeeCouncil (NRC) as its cooperat<strong>in</strong>g partner started distribut<strong>in</strong>g <strong>food</strong> to the affected population <strong>in</strong> Gulu184 and Kitgumdistricts. An average <strong>of</strong> 450,000 Internally Displaced People (IDPs) was registered <strong>in</strong> camps.In late 2001, the GoU declared the LRA a terrorist organisation which led the LRA to <strong>in</strong>filtrate the <strong>northern</strong> regionfurther and to <strong>in</strong>tensify their commitment <strong>of</strong> violent and atrocious acts aga<strong>in</strong>st the civil population. This resulted <strong>in</strong>a second massive wave <strong>of</strong> displacement. By October 2003, the total population <strong>of</strong> displaced persons had grownto 885,800 persons <strong>in</strong> the Acholi region. The IDP population <strong>in</strong>creased, and <strong>in</strong> 2006 the number <strong>of</strong> IDPs <strong>in</strong> Acholiwas 1,111,780.In August 2006 a Cessation <strong>of</strong> Hostilities Agreement was signed between the GoU and LRA. This Agreement haslargely held over the last year, and resulted <strong>in</strong> reduc<strong>in</strong>g violence <strong>in</strong> the region. Peace tal ks are ongo<strong>in</strong>g <strong>in</strong> Juba,South Sudan. Most notably, the parties must develop a mechanism to implement the Accountability andReconciliation Agreement reached <strong>in</strong> June 2007, and the Annex to this Agreement reached <strong>in</strong> February 2008.Justice and reconciliation and the role <strong>of</strong> ICC rema<strong>in</strong> challenges.The relative improvement <strong>in</strong> security situation has enabled IDPs to cultivate land further away from the campsthan before 2007, and transit sites 185 have been established adjacent to parishes <strong>of</strong> orig<strong>in</strong>. In the Acholi r egion,(Gulu, Amuru, Kitgum and Pader districts) it is estimated that out <strong>of</strong> 1.1 million IDPs, 300,000 are graduallyresettl<strong>in</strong>g <strong>in</strong> their sub -counties/parishes <strong>of</strong> orig<strong>in</strong>. Still, many <strong>of</strong> these IDPs ma<strong>in</strong>ta<strong>in</strong> a strong l<strong>in</strong>k to the camp, anddo not feel secure t o return to their homes <strong>of</strong> orig<strong>in</strong> until the peace agreement is signed. By June 2007 onaverage an estimated 63% <strong>of</strong> the IDP population <strong>in</strong> Acholi region rema<strong>in</strong>ed <strong>in</strong> the camps while 34% had moved totransit sites and 3% settled home 186 .Project context and rat ionale:The Norwegian Refugee Council has provided <strong>food</strong> assistance to IDPs <strong>in</strong> Gulu, Amuru and Kitgum districts <strong>in</strong> theAcholi sub -region <strong>in</strong> partnership with the UN World Food Programme s<strong>in</strong>ce 1997. Dur<strong>in</strong>g 2007, 755,000 IDPs 187received a monthly ration <strong>in</strong> the camps and transit sites through the General Food Distribution/Food for Lifeproject (GFD/FFL 188 ). In 2007 NRC distributed <strong>food</strong> to 458,000 IDPs <strong>in</strong> 65 camps and 27 transit sites <strong>in</strong> Gulu andAmuru districts, and 297,000 IDPs <strong>in</strong> 26 camps and 13 transit sites <strong>in</strong> Kitgum district.The <strong>food</strong> rations provided to the IDPs and the composition <strong>of</strong> the <strong>food</strong> basket are based on biannualcomprehensive EFSA led by the WFP Vulnerability and Assessment Monitor<strong>in</strong>g unit. One nutritionist and onemonitor<strong>in</strong>g <strong>of</strong>ficer from the NRC FFL project and <strong>food</strong> security <strong>of</strong>ficers from NRC’s Food Security and Livelihoodsproject participate <strong>in</strong> the EFSA. The <strong>food</strong> rations to be distributed are calculated based on the assessment results184Gulu was divided <strong>in</strong> two adm<strong>in</strong>istrative districts <strong>in</strong> 2007, Gulu and Amuru.185In Gulu and Amuru districts, IDPs <strong>in</strong> 27 transit sites have received <strong>food</strong> assistance s<strong>in</strong>ce July, and IDPs <strong>in</strong> 13 transit siteshave received <strong>food</strong> assistance <strong>in</strong> Kitgum district.186Pader district contributed most to these figures and that especially movement <strong>in</strong> Gulu, Amuru and Kitgum district has be enlimited (respectively 19 and 25 % at transit sites).187The NRC Food <strong>distribution</strong> program as cooperat<strong>in</strong>g partner to WFP covers the districts <strong>of</strong> Gulu, Amuru and Kitgum. WorldVision provides <strong>food</strong> assistance to IDPs <strong>in</strong> Pader <strong>in</strong> partnership with WFP.188The name <strong>of</strong> the WFP and NRC General Food Distribution Programme was changed to Food for Life <strong>in</strong> 2007 <strong>in</strong> accordancewith WFP HQ policies.55


which <strong>in</strong>clude access to land by IDPs. The rations are expecte d to cover the net <strong>food</strong> gap which the IDPs can notmeet through their own agricultural production.The <strong>food</strong> rations have been ma<strong>in</strong>ta<strong>in</strong>ed s<strong>in</strong>ce January 2006 when the <strong>food</strong> rations were reduced from 74% to60%, 50% and 40% for Non Extremely Vulnerable Indiv iduals (NEVIs) and to 98% for Extremely VulnerableIndividuals (EVIs) <strong>in</strong> Gulu and Amuru districts. For Kitgum district the <strong>food</strong> rations are 60% for NEVIs and 100%for EVIs. The <strong>food</strong> rations normally <strong>in</strong>clude cereals (maize or sorghum), pulses (beans or yell ow split peas) andvegetable oil enriched with Vitam<strong>in</strong> A.The last EFSA <strong>of</strong> April 2007 showed that the <strong>food</strong> security situation has improved slightly but not enough toreduce the <strong>food</strong> ration any further. Up to 70% <strong>of</strong> the households are moderate <strong>food</strong> <strong>in</strong>se cure while around 14%are severely <strong>food</strong> <strong>in</strong>secure, even when <strong>food</strong> aid is <strong>in</strong>cluded. Therefore, there is still a <strong>food</strong> gap <strong>in</strong> most householdsresult<strong>in</strong>g <strong>in</strong> a maximum <strong>of</strong> two meals per day.Project objectivesWith<strong>in</strong> the NRC Distribution core activity there are two project activities, Food Distribution (FFL project) and FoodSecurity and Livelihoods (FSL). While the FFL project provides <strong>food</strong> assistance to IDPs <strong>in</strong> the camps and transitsites on a monthly basis to cover the <strong>food</strong> net gap, the Food Security and Live lihoods provides support to IDPsagricultural production to enable them to susta<strong>in</strong> themselves and assist them <strong>in</strong> the transition phase when theymove to transit sites and eventually their homes <strong>of</strong> orig<strong>in</strong>.The objectives <strong>of</strong> the two project activities are r espectively:Food for Life/FFL:- To contribute to household <strong>food</strong> security and ma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional and dietary standard byprovid<strong>in</strong>g <strong>food</strong> assistance to people affected by displacement <strong>in</strong> camps <strong>in</strong> Gulu, Amuru and Kitgumdistricts.- To protect lives by provid<strong>in</strong>g humanitarian <strong>food</strong> assistance to IDPs to meet the assessed average net<strong>food</strong> gap- To safeguard the fundamental right to <strong>food</strong> for targeted IDPs with special emphasis on women andchildren, EVIs, and the long -term effect <strong>of</strong> <strong>in</strong>sufficient a ccess to <strong>food</strong>.Food Security and Livelihoods project:1. To enhance productive capacity and self -reliance <strong>of</strong> displaced households.In this context the Distribution core activity aims at develop<strong>in</strong>g a more comprehensive approach towards <strong>food</strong>security, and contributes to durable solutions for the affected population.B. Purpose and phase for the <strong>evaluation</strong> and <strong>in</strong>tended useNRC’s Food for Life (FFL) project has been operat<strong>in</strong>g <strong>in</strong> Gulu and Kitgum districts s<strong>in</strong>ce 1997 and untildate no <strong>evaluation</strong> has been carried out <strong>of</strong> the program activity. The ma<strong>in</strong> purpose <strong>of</strong> the <strong>evaluation</strong> is toprovide a systematic and objective assessment <strong>of</strong> the achievements and performance <strong>of</strong> the FFL projectover the last three years and identify lessons learned and recommendations fo r future project direction.Emphasis will be placed on evaluat<strong>in</strong>g NRC’s ability to provide assistance <strong>in</strong> a relevant, efficient, effectiveand coord<strong>in</strong>ated manner, as well as coverage and an analysis <strong>of</strong> impact and connectedness.The <strong>in</strong>tended use <strong>of</strong> the eval uation is two-fold:• The results <strong>of</strong> the <strong>evaluation</strong> will be used by the FFL program manager to re -direct, if necessary,the project design and implementation <strong>of</strong> the FFL project.• To consider lessons learned from FFL <strong>in</strong> Uganda <strong>in</strong> design and implementation <strong>of</strong> d istributionprojects <strong>in</strong> similar IDP contexts.C. Scope <strong>of</strong> work and methodEven though the FFL project has been carried out <strong>in</strong> Uganda for more than ten years, s<strong>in</strong>ce 1997, thetimeframe for the <strong>evaluation</strong> will ma<strong>in</strong>ly be limited to the last three years . This co<strong>in</strong>cides with the currentWFP Protracted Relief and Recovery Operation (PRRO) from April 2005 to March 2008. In April 2008 a newPRRO will beg<strong>in</strong>, and the <strong>evaluation</strong> team will assess how the FFL project has been operat<strong>in</strong>g over thelast three years, str engths, weaknesses and lessons learned <strong>of</strong> the project will be evaluated, andrecommendations for the way forward for the follow<strong>in</strong>g PRRO period will be given.The methodology will <strong>in</strong>clude:56


• Desk studies. As a <strong>general</strong> background, the <strong>evaluation</strong> team should s tudy relevant material <strong>in</strong> NRC,such as NRC policy paper, country <strong>in</strong>formation, the NRC country strategy for Uganda, the NRC<strong>distribution</strong> policy, action plans, project applications, agreements, reports and correspondence.• Field visits. A two-week field mission to Uganda; Kampala and the three districts where the FFL projectis currently implemented; Gulu, Amuru and Kitgum. These visits should <strong>in</strong>clude meet<strong>in</strong>g and <strong>in</strong>terviewswith NRC staff, WFP staff <strong>in</strong> Kampala, Gulu and Kitgum, district authorities <strong>in</strong> Gulu an d Kitgum,beneficiaries, Food Management Committee members <strong>in</strong> the camps, donor representatives and otherstakeholders• Interviews with stakeholders . Interviews with NRC HQ staff (i.e. program coord<strong>in</strong>ator, head <strong>of</strong> Africasection, Distribution advisor). Cons ultations <strong>in</strong> the field will be held with all relevant stakeholders: NRCstaff, FFL staff, WFP staff, local authorities, beneficiaries, donor representatives and other stakeholders.Evaluation pr<strong>in</strong>ciples:The <strong>evaluation</strong> will be guided by the follow<strong>in</strong>g ethi cal rules/considerations:• Openness – <strong>of</strong> <strong>in</strong>formation given, to the highest possible degree to all <strong>in</strong>volved parties, where there are notspecial considerations aga<strong>in</strong>st this• Publicity/public access – to the results when there are not special consideration aga <strong>in</strong>st this• Broad participation – the <strong>in</strong>terest parties should be <strong>in</strong>volved when relevant/ /possible• Reliability and <strong>in</strong>dependence – the <strong>evaluation</strong> should be conducted so that f<strong>in</strong>d<strong>in</strong>gs and conclusions arecorrect and trustworthyD. Issues to be coveredThe <strong>evaluation</strong> team will assess the performance <strong>of</strong> the FFL project <strong>in</strong> Uganda by apply<strong>in</strong>g the follow<strong>in</strong>g criteria,based on the OECD/DAC <strong>evaluation</strong> criteria and def<strong>in</strong>ed <strong>in</strong> NRC’s Evaluation Policy. The question under eachcriterion is meant to guide the eva luation team <strong>in</strong> focus<strong>in</strong>g on key issues for NRC.Relevance/ Appropriateness• Is the current project design consistent with the humanitarian needs <strong>of</strong> NRC’s populations <strong>of</strong> concern,IDPs?• To what extent does the FFL project provide the right response to the ne eds <strong>of</strong> NRC’s population <strong>of</strong>concern, IDPs?• How have beneficiaries been engaged <strong>in</strong> the project development and implementation?• Are the objectives <strong>of</strong> the FFL project <strong>in</strong> l<strong>in</strong>e with NRC’s Distribution policy?• Has NRC the required capacity <strong>in</strong> terms <strong>of</strong> staff<strong>in</strong>g, local knowledge and expertise <strong>in</strong> the country toconduct relevant and appropriate response?• What are the alternatives to the current design <strong>of</strong> the FFL project? Is the FFL project the best alternative<strong>in</strong> the current IDP context, and why?• Are there mechanisms <strong>in</strong> place to monitor whether the FFL project has adapted to changes <strong>in</strong> thecontext and needs?Efficiency• To what extent has the FFL project utilised its resources and time efficiently?• Could the results have been achieved with fewer <strong>in</strong>puts?• Were appropriate and adequate resources (material, human, f<strong>in</strong>ancial) available, <strong>in</strong> the right place and atthe right time?EffectivenessThe envisaged outcome <strong>of</strong> the FFL project <strong>in</strong> Uganda is to contribute to household <strong>food</strong> security and ma<strong>in</strong>ta<strong>in</strong> them<strong>in</strong>imum nutritional and dietary standard by provid<strong>in</strong>g <strong>food</strong> assistance to people affected by displacement <strong>in</strong>camps <strong>in</strong> Gulu, Amuru and Kitgum districts. It works towards that goal through concrete objectives (see page 2 <strong>of</strong>this ToR).• Are objectives and activities sufficiently and clearly def<strong>in</strong>ed? Are they relevant to the context and theenvisaged outcome <strong>of</strong> the project?• Was the application <strong>of</strong> the criteria for selection <strong>of</strong> beneficiaries (i.e. EVIs) applied consistently?• Is there an <strong>in</strong>ternal monitor<strong>in</strong>g mechanism and objectively verifiable <strong>in</strong>dicators <strong>in</strong> place to assesswhether or not objectives are achieved? To what extent did the beneficiaries actually benefit from theFFL project?• How do the beneficiaries and others view the value, quality and quantity <strong>of</strong> the FFL project?• What knowledge, about the project objectives, does the national NRC FFL staff have?Coord<strong>in</strong>ation• To what extent has there been coord<strong>in</strong>ation with NRC; WFP and other relevant agencies/national/localauthorities?• Which parties were <strong>in</strong>cluded <strong>in</strong> the FFL project an d <strong>in</strong> what manner? Why?57


• Where NRC, WFP, district authorities and other stakeholders coherent <strong>in</strong> their understand<strong>in</strong>g andimplementation <strong>of</strong> the FFL project?Coverage• Were the <strong>in</strong>tervention criteria chosen appropriately at different stages <strong>of</strong> the project?Impact• Has the FFL project identified quantitative and qualitative <strong>in</strong>dicators to measure the impacts <strong>of</strong> itsactivities? Are monitor<strong>in</strong>g and analysis mechanisms <strong>in</strong> place?• What <strong>in</strong>tended and un<strong>in</strong>tended, positive and negative effects are produced by the FFL proj ect, both onthe population <strong>of</strong> concern and others who are affected?• Does the FFL project produce the most appropriate impact, given the situation and recourses available?• What can be done to avoid any negative impact or to enhance any positive impact?Connectedness• Have l<strong>in</strong>kages between relief and recovery phases been established?• To what extent has national and local capacity been supported?• To what extent are the GoU and the districts able to ensure that the IDPs m<strong>in</strong>imum nutritional needs arecovered after end <strong>of</strong> the FFL project?Cross cutt<strong>in</strong>g issues:• Gender – how has the FFL project adopted a gender sensitive approach?• Protection – how has the FFL project ensured that protection concerns have been <strong>in</strong>corporated andrights based approach adopted?Specific issues for consideration:Possible consequences if the FFL operation is scaled down too rapidlyDue to a relatively stable security period over the last year, the GoU, various <strong>in</strong>ternational and nationalorganizations and donors are prepar<strong>in</strong>g a transitio n from emergency phase to recovery and development phase.This has its basis <strong>in</strong> the Peace, Recovery and Development Plan (PRDP), launched by the GoU <strong>in</strong> October 2007.In this situation the pressure for IDPs to move to transit sites and their homes <strong>of</strong> orig <strong>in</strong> is <strong>in</strong>creas<strong>in</strong>g.Simultaneously there is a pressure for <strong>in</strong>ternational organizations to reduce humanitarian assistance anddevelopment organizations to gradually take over.In accordance to this, there will be a reduction <strong>of</strong> IDPs receiv<strong>in</strong>g <strong>food</strong> rations i n 2009. The question is the rate <strong>of</strong>which the reduction <strong>of</strong> <strong>food</strong> assistance or a scale down will take place. Monitor<strong>in</strong>g <strong>of</strong> the <strong>food</strong> security situation forthe IDPs is a key factor, and climatic changes result<strong>in</strong>g <strong>in</strong> natural disasters i.e. <strong>in</strong> 2007 prolonged h eavy ra<strong>in</strong> andfloods dur<strong>in</strong>g the ra<strong>in</strong>y season affected the harvest <strong>in</strong> August and September. WFP and NRC have <strong>in</strong>cludedcont<strong>in</strong>gency plann<strong>in</strong>g for the worst case scenario <strong>in</strong> their strategy for the upcom<strong>in</strong>g PRRO period (2008 -2010).Consequences <strong>of</strong> a rapid scale down need to be taken <strong>in</strong>to account <strong>in</strong> an assessment <strong>of</strong> the rema<strong>in</strong><strong>in</strong>g projectperiod.Conclusions and results from the <strong>evaluation</strong> should culm<strong>in</strong>ate <strong>in</strong> recommendations for the NRC FFLproject and gradual phase -out over the next 2 -3 year period (2008 – 2009/2010).E. Evaluation teamThe <strong>evaluation</strong> team will be composed <strong>of</strong> two persons. The team leader will lead the work <strong>of</strong> the team and beresponsible for complet<strong>in</strong>g the report. The team leader should have skills and proven background <strong>in</strong> <strong>evaluation</strong>s<strong>of</strong> humanitarian assistance projects <strong>in</strong> emergency/relief/recovery phases, preferably with <strong>food</strong> assistance andexperience with situation <strong>of</strong> forced displacement. The regional/national team member should have knowledge andexpertise <strong>in</strong> humanitarian assistance and goo d knowledge <strong>of</strong> the culture and conflict <strong>in</strong> the region. The teammembers should be gender aware.An Evaluation Steer<strong>in</strong>g Committee will be established, with the follow<strong>in</strong>g members: Advisor for Evaluation, NRCHQ; Advisor for Distribution, NRC HQ; Programme Director, NRC CO, Uganda;, Project Manager, GFD/FFL,NRC CO, Uganda; and Program Coord<strong>in</strong>ator for Uganda, NRC HQ. The <strong>evaluation</strong> manager is Advisor forEvaluation, NRC HQ,The ma<strong>in</strong> function <strong>of</strong> the Steer<strong>in</strong>g Committee will be to select the external evaluato rs, review prelim<strong>in</strong>ary f<strong>in</strong>d<strong>in</strong>gsand recommendations and establish a dissem<strong>in</strong>ation and utilisation strategy. The ma<strong>in</strong> function <strong>of</strong> the EvaluationManager will be prepar<strong>in</strong>g the terms <strong>of</strong> reference (<strong>in</strong> close collaboration with the stakeholder and members <strong>of</strong> thesteer<strong>in</strong>g committee), adm<strong>in</strong>istration and over all co -ord<strong>in</strong>ation, <strong>in</strong>clud<strong>in</strong>g monitor<strong>in</strong>g progress.58


F. Time frame and budget considerationsThe whole process <strong>of</strong> <strong>evaluation</strong> will have a time frame <strong>of</strong> six weeks start<strong>in</strong>g <strong>in</strong> April 2008 and end<strong>in</strong>g <strong>in</strong> May 302008.thThe <strong>evaluation</strong> is scheduled to start its work early -April <strong>in</strong>itiat<strong>in</strong>g field visits to Uganda no later than April 21 st .Theteam leader should alter the <strong>evaluation</strong>s manager at NRC immediately if serious problems or delays areencountered. Approval <strong>of</strong> any significant changes to the <strong>evaluation</strong> time table will be referred to the Steer<strong>in</strong>gCommittee.Total Budget frame USD 50,000. ( Fees for consultants USD 37,500 (not <strong>in</strong>clud<strong>in</strong>g VAT, travel expenses, DSAand pr<strong>in</strong>t<strong>in</strong>g og report).Expression <strong>of</strong> <strong>in</strong>terest should be forwarded to Advisor for Evaluation, NRC HQ K<strong>in</strong>e Brox Brodtkorb not later thanMarch 24 th , 2008. The f<strong>in</strong>al decision on selected candidates for the <strong>evaluation</strong> will be taken by March 28th. Forfurther <strong>in</strong>formation please contact: Advisor for Evaluation, NR C HQ K<strong>in</strong>e Brox Brodtkorb: k<strong>in</strong>e.brodtkorb@nrc.noG. Report<strong>in</strong>gAt the end <strong>of</strong> the field research, the <strong>evaluation</strong> team will hold a workshop with the NRC Uganda team, ma<strong>in</strong>stakeholders (representatives from th e UN World Food Programme, the District Disaster ManagementCommittee) and other relevant staff <strong>of</strong> the NRC <strong>of</strong>fice identified by the Steer<strong>in</strong>g Committee to discuss theprelim<strong>in</strong>ary f<strong>in</strong>d<strong>in</strong>gs <strong>of</strong> the <strong>evaluation</strong> exercise.A draft report should be submitted not l ater than May 20th. The completion date for the F<strong>in</strong>al Evaluation report willbe May 30 th with the consultant hav<strong>in</strong>g addressed NRC’s comments as appropriate. Difference <strong>of</strong> op<strong>in</strong>ionbetween team members regard<strong>in</strong>g conclusions/ recommendations should be reflect ed <strong>in</strong> the report.The size <strong>of</strong> the report should be approximately 40 pages (appendices not <strong>in</strong>cluded), clearly written <strong>in</strong> English,us<strong>in</strong>g Arial 11 po<strong>in</strong>t.The <strong>evaluation</strong> report should consist <strong>of</strong>:• Executive summary and recommendations not more than 5 pages• Ma<strong>in</strong> text, to <strong>in</strong>clude <strong>in</strong>dex, context, NRC mandate, <strong>evaluation</strong> methodology, commentary andanalysis address<strong>in</strong>g <strong>evaluation</strong> purpose and outputs to <strong>in</strong>clude a section dedicated to the issue<strong>of</strong> particular lessons -learn<strong>in</strong>g focus, conclusion (not more than 35 pages )• Appendences, to <strong>in</strong>clude <strong>evaluation</strong> terms <strong>of</strong> reference, maps, sample framework andbibliography.•All material collected <strong>in</strong> the undertak<strong>in</strong>g <strong>of</strong> the <strong>evaluation</strong> process should be lodged with the Evaluation managerprior to the term<strong>in</strong>ation <strong>of</strong> the contract.H. Follow upThe f<strong>in</strong>al <strong>evaluation</strong> report will make the basis for a management response and an action plan to follow up on therecommendations provided by the <strong>evaluation</strong> team. The f<strong>in</strong>al report and action plan will also be part <strong>of</strong> theplann<strong>in</strong>g for p roject activities for the rema<strong>in</strong><strong>in</strong>g period <strong>of</strong> the FFL project, and <strong>in</strong>tegrated as part <strong>of</strong> the NRCUganda Country Strategy to be revised <strong>in</strong> September 2008.For the follow up <strong>of</strong> the <strong>evaluation</strong> the Project Manager, GFD/FFL, NRC CO, Uganda is the ma<strong>in</strong> respo nsible withthe Distribution Advisor as the focal po<strong>in</strong>t at NRC HQ. A management response, respond<strong>in</strong>g to therecommendations, <strong>in</strong>clud<strong>in</strong>g an action plan should be prepared by the Project Manager, GFD/FFL, NRC CO,Uganda by June 16th, 2008. It is the responsib ility <strong>of</strong> the Programme Director, NRC CO, Uganda to ensure thatthe realisation <strong>of</strong> these plans are monitored and documented.The f<strong>in</strong>al <strong>evaluation</strong> report will be shared with all stakeholders <strong>of</strong> the FFL project, other Country Officeswhere <strong>distribution</strong> is pa rt <strong>of</strong> the core activities and donors. The f<strong>in</strong>al report will be shared with otherrelevant partners <strong>of</strong> NRC, and be available for all NRC staff via NRC’s <strong>in</strong>tranet web pages.March 10 th, 2008---------------------------59


NORWEGIAN REFUGEE COUNCILK<strong>in</strong>e Brox BrodtkorbAdvisor Quality Assurance and Evaluation /Head <strong>of</strong> Strategic Management Support (SMS)+ 47 23 10 98 00+ 47 99 03 89 66www.nrc.no60


Annex 2: Evaluation Programme – <strong>in</strong>clud<strong>in</strong>g field trip to Gulu, Amuru and Kitgum (14 thto 25 th April)Date Activity CommentTuesday 8 th - Prepare Plann<strong>in</strong>g field trip and logistics AT to confirm- Work<strong>in</strong>g on questions for field and Kampalameet<strong>in</strong>gsmeet<strong>in</strong>gs withDFID, ECHO,- Read documentsUSAid and Nor.Wednesday 9 th - Work<strong>in</strong>g on questions for field and Kampalameet<strong>in</strong>gs- Read documents- Meet<strong>in</strong>g donors?Thursday 10 th - 11:00 Meet<strong>in</strong>g with WFP, Alix Loriston, PaulHowe and Amos MwesigyeFriday 11 th - Read documentsSaturday 12 th Write up <strong>of</strong> Inception Note: Question guideready/issues to be addressed + overview <strong>of</strong>methodology + list <strong>of</strong> people to meetSunday 13 thMonday 14 th - Depart for Gulu by car from Kampala at 09.00- Introduction meet<strong>in</strong>g with N<strong>in</strong> a Birkeland,Programme Director, and Anne- Meet<strong>in</strong>g with AnneTuesday 15 th - 08.00 Meet<strong>in</strong>g with Bai Mankay Sankoh,WFP HoO, Gulu and Amuru- Meet<strong>in</strong>g with Anne and Boniface- 10:00 Field visit to Opit, GuluWednesday 16 th - 08.45 Travel to Kitgum- 11:00 Meet<strong>in</strong>g with RDC, Kitgum- 12.30 Meet<strong>in</strong>g with Moi, PC FFL- 13.00 – Lunch with Astrid Van Rooij,Project Manager, Food Security andLivelihoods project, Moi and Anne- 14.30 Meet<strong>in</strong>g with Assistant CAO, Kitgum- 16.00 Meet<strong>in</strong>g with Keton Sankei, HoO WFP,KitgumThursday 17 th - 09.00 Meet<strong>in</strong>g with Deputy LCV, Kitgum- 10.00 Attend FFL Phase -Off Strategy Workshoporganized by WFP- 12.30 Field visit to Amida- Field visit to trans it siteFriday 18 th - 08.30 Meet<strong>in</strong>g with HoO UNOCHA,Kitgum- 10:00 Field visit to Pawidi transit site- 13.00 Field visit to Omiya Anyima (Camp, FFLDistribution)Saturday 19 th - 09:00 -11:30 Meet<strong>in</strong>g with NRC GFD/FFL staff- 11.45 Meet<strong>in</strong>g with HoO FAO, Kitgum- 12:45 Lunch- 13.45 Return to GuluSunday 20 th - Consolidate f<strong>in</strong>d<strong>in</strong>gs from Kitgum- Write up <strong>of</strong> field notes/prelim<strong>in</strong>ary f<strong>in</strong>d<strong>in</strong>gsMonday 21 st - 09.30 Meet<strong>in</strong>g with Harry Leefe, HoO UNHCRand PO, Sisse Kristensen- 11:00 Meet<strong>in</strong>g with Joseph PC FSL- 11.45 Travel to Amuru with RDC Amuru- 13:30 Meet<strong>in</strong>g with RDC, CAO andLCV, Amuru- 15:00 Field visit to Amuru camp, AmuruTuesday 22 nd - 09:00 Meet<strong>in</strong>g with Lam<strong>in</strong> Manjang/Claire, PM/PC, Camp Management- 10:00 Field visit to Ora -PwoyoEmbassyDocuments to bereceived fromNRCAT to arrangetransport (flight)andaccommodation(Boma or AcholiInn)61


- 11:00 Field visit t o Acet, Gulu district- 16.30/17.00 Meet<strong>in</strong>g with Mohammed Siryon, HoOUNOCHA, GuluWednesday 23 rd - 08.15 Meet<strong>in</strong>g with DDMC, Gulu- 09.15 Meet<strong>in</strong>g with Deputy LCV, Gulu- 10:00 Meet<strong>in</strong>g with RDC, Gulu- 11:00 Meet<strong>in</strong>g with CAO, Gulu- 12:00 Meet<strong>in</strong>g with Lotte Grauball e, CD- 13.00 Lunch- 14.00 Meet<strong>in</strong>g with Craig, PM ICLA- 15.30 Meet<strong>in</strong>g with Christ<strong>in</strong>e Gottsch. USAID,Gulu TBC/Meet<strong>in</strong>g with AnneThursday 24 th - 08:30 Preparations for prese ntation <strong>of</strong> prelim<strong>in</strong>aryf<strong>in</strong>d<strong>in</strong>gs- 13.00 Lunch- 14:00 -17.00 Meet<strong>in</strong>g at NRC – Presentation <strong>of</strong>prelim<strong>in</strong>ary f<strong>in</strong>d<strong>in</strong>gs from the <strong>evaluation</strong>Friday 25 th - 08.00 Meet<strong>in</strong>g with the Volunteers- 09.00/09.30 Meet<strong>in</strong>g with Jessica Huber, PAA,NRC- 10.30 F<strong>in</strong>alization with Ann e- 12.00 Lunch- 14.00 Departure from Gulu with flight to EntebbeSaturday 26 thSunday 27 thMonday 28 th - 11.00 Meet<strong>in</strong>g w/ Gerald Owachi, DFID.Tuesday 29 th - 11.00 Meet<strong>in</strong>g with DFID, Graham C.- 14.00 Meet<strong>in</strong>g with USAID, Douglas Balko andJason xx Food for Peace- 16.00 Meet<strong>in</strong>g with AVSI, Dr. Filippo Ciantia,Country Representative at AVSIWednesday 30 thChrist<strong>in</strong>e’s leaveextended,Meet<strong>in</strong>g with DavidMutaz<strong>in</strong>dwa <strong>in</strong>Gulu or Kamp.ThursdayWednesday1 st- to14 thMay14thMayWrite up <strong>of</strong> Evaluation reportMeet<strong>in</strong>g with Gjermund Sæther, Norwegian Embassy.Embassy moved tonew premises:Plot 18B,Akii Bua RoadNakasero,Despite many attempts not able to meet ECHO – no staff was available for <strong>in</strong>terview at any po<strong>in</strong>t62


Annex 3: List <strong>of</strong> Documents ConsultedTitle Author YearBudget Proposal: Food for Life Distribution, Gulu, Norwegian Refugee 2008Amuru and Kitgum, Food for Education, Kitgum,Northern Uganda for 01.04.2008 -31.03.2009CouncilConsolidated Appeal, Uganda, 2008 UN OCHA, Uganda 2008Core Activity Policy Document, EducationNorwegian Refu geeCouncilCore Activity Policy Document, Emergency FoodSecurity and DistributionNorwegian RefugeeCouncilCore Activity Policy Document, Protection Norwegian RefugeeCouncil,Core Activity Policy Document, ShelterNorwegian RefugeeCouncil,Emergency Food Security Assessment WFP, Uganda 2005Emergency Food Security Assessment <strong>of</strong> IDPCamps and Settled Areas <strong>in</strong> The Northern andNorth Eastern Conflict Affected Regions, March -WFP, Uganda August 2007April 2007Evaluation Report: Uganda WFP PRRO 10121.1,Targeted Food Assistance for Relief and Recovery<strong>of</strong> Refugees, Displaced Persons and VulnerableGroups <strong>in</strong> UgandaWorld FoodProgrammeFAO Work<strong>in</strong>g Paper: Assess<strong>in</strong>g the Impact <strong>of</strong> Titus O. Avokuse September 2006Food Aid on Recipient Countries: A SurveyFAO Work<strong>in</strong>g Paper: Food Aid <strong>in</strong> Response to Christopher B. Barrett September 2006Acute Food InsecurityFood Assistance Phase -Off Strategy for the North WFP Uganda 2008Food for Life Programme and Food for Education Norwegian Refugee Copies availed from theProgramme, Monthly Report, Gu lu and Kitgum Council, Uganda period 2005-2008Food for Life Programme and Food for Education Norwegian Refugee January-March 2008Programme, Quarterly Report, Gulu and Kitgum Council, UgandaFood Security and D istribution, Core Activity Norwegian Refugee 2008Strategy, Uganda 2008 -2010 (Draft, InternalDocument)CouncilGender PolicyNorwegian RefugeeCouncilKhartoum Food Aid Forum, Global Trends <strong>in</strong> Food Daniel Maxwell June 2006Aid, Expert Op<strong>in</strong>ionNational Peace, Recovery and Development Planfor Northern UgandaGovernment <strong>of</strong>Uganda20082007Northern Uganda Agricultural RecoveryProgramme, Identification Mission ReportNutrition and Health Assessment <strong>in</strong> InternallyDisplaced Peo ple’s Camps <strong>in</strong> Gulu and AmuruDistrictsNutrition and Health Assessment <strong>in</strong> InternallyDisplaced People’s Camps, Gulu DistrictNutritional Anthropometric Survey, F<strong>in</strong>al Report,IDP Camps and Resttle ment Areas <strong>of</strong> Gulu &Amuru Districts, Northern UgandaPost Distribution Monitor<strong>in</strong>g ReportPoverty Eradication Action PlanProtracted Relief and Recovery Operation Uganda10121.1, Targeted Food Assistance for Relief andRecovery <strong>of</strong> Refugees, Displaced Persons andVulnerable Groups <strong>in</strong> UgandaRapid Assessment Report, Food Secur ity,Nakwanya Village Orom Sub County KitgumDistrictEuropean2007CommissionWFP Uganda/GoU February 2008WFP Uganda/GoU November 2006Action Aga<strong>in</strong>stHunger, UgandaNorwegian RefugeeCouncil, UgandaGovernment <strong>of</strong>UgandaWorld FoodProgrammeMay 2007December 2007, January,February 20082004 – 2007February, 2005WFP Kitgum March 200863


Rapid Emergency Food Security Assessment <strong>in</strong>20 IDP Camps <strong>in</strong> Gulu and Amuru districtsReth<strong>in</strong>k<strong>in</strong>g Food Security <strong>in</strong> HumanitarianResponseWFP Uganda January 2008Daniel Maxwell et. Al.Tufts University,Friedman School <strong>of</strong>Nutrition Science andPolicy and Fe<strong>in</strong>ste<strong>in</strong>International CentreApril 2008Situation Analysis <strong>of</strong> Northern Uganda UNICEF, Uganda 2005The Sphere Project, Humanitarian Charter and The Sphere Project 2004M<strong>in</strong>imum Standards <strong>in</strong> Disaster Respo nseUganda National Household Survey 2005/06 Government <strong>of</strong> 2006UgandaUS Food Aid, Time to Get It RightInstitute forAgriculture and TradePolicy2005Wait<strong>in</strong>g for Godot <strong>in</strong> Gulu UN OCHA, Uganda 2007Annex 4: List <strong>of</strong> persons/ organisations metInstitution/Agency Name TitleGovernment <strong>of</strong> Uganda Col. Walter OchoraRDC, GuluMr. Omwony OgabaRDC, KitgumMr. KomakechRDC AmuruVice LCV Chair, GuluVice LCV Chair, KitgumMr. SylvesterDISO, KitgumMr. BarnabasDeputy CAO, KitgumMr. CharlesDDMC Coord<strong>in</strong>ator, GuluWorld Food Programme Mr. Alix LorristonDeputy Country DirectorMr. Paul HoweEmergency Coord<strong>in</strong>atorMr. Amos MwesigyiMr. Bai Mankay Sankoh Head <strong>of</strong> Office, GuluMr. Kenton SankeiHead <strong>of</strong> Of fice, KitgumMr. Joseph Okellowange Programme Manager, KitgumUNOCHAMr. Mohammed Siryon Head <strong>of</strong> Office, GuluMr. KomakechKitgum OfficeUNHCRMr. Harry LeefeHead <strong>of</strong> Office, GuluMs. Sisse Kristensen Community Services OfficerFAO Ms. Brenda Pilo yo Programme Officer, KitgumDFID Mr. Gerald Owachi Conflict and Humanitarian AdvisorUSAIDMr. David Mutaz<strong>in</strong>dwaMr. Douglas BalkoMr. JasonFood for PeaceAVSI Mr. Filippo Ciantia Country RepresentativeNorwegian Embassy, Kampala Mr. Gjermund Sæ ther Deputy AmbassadorNorwegian Refugee CouncilMs. Lotte GrauballeMs. N<strong>in</strong>a BirkelandMs. Anne Mette TeigenMr. Philip MoiMr. Simon BonifaceMs. Astrid Van RooijMs. ClaireMs. Jessica HuberMr. JosephMr. CraigMr. Lamex OdonkyeroMr. Gabriel OchanMr. Hoska AkiaMr. Rashid BugaMr. EzraCountry DirectorProgramme DirectorProgramme Manager GFDProgramme Coord<strong>in</strong>ator KitgumProgramme Co ord<strong>in</strong>ator,GuluProgramme Manager FSLCamp ManagementAdvisorFSL, GuluICLA, GuluData clerk, KitgumMonitor<strong>in</strong>g Assistant, KitgumFocal Person, FFE, KitgumField Assistant, KitgumMonitor<strong>in</strong>g Officer64


Expert Op<strong>in</strong>ionsMr. Joe OloyaMr. Graham Carr<strong>in</strong>gtonMonitor<strong>in</strong>g Officer, Kitgum2


Annex 5: Traditional nutrition and diet <strong>in</strong> Northern Uganda – By Jane OryemThe traditional (pre IDP camps) nutrition and dietary system <strong>in</strong> Northern Uganda (Acholi sub -region compris<strong>in</strong>gthe districts <strong>of</strong> Kitgum, Pader, Amuru and Gulu) consisted <strong>of</strong> the staples such as Millet and Sim -Sim, fruits,vegetables, poult ry, meat (fresh and Game) and seasonal delicacies. The Acholi had a variety <strong>of</strong> <strong>food</strong>s accessibleto every family. Apart from nutritional values there some <strong>food</strong> elements culturally favoured for the growth <strong>of</strong>children, to help <strong>in</strong>crease breast milk for nurs<strong>in</strong> g mothers ,some to <strong>in</strong>crease vitality <strong>in</strong> young men.Sources <strong>of</strong> Food• Practically every family kept poultry, a few goats and sheep, which were reared, <strong>in</strong> and around thehomestead. Many families kept cattle reared with<strong>in</strong> the village (with the help <strong>of</strong> the B alaloo People whokept most <strong>of</strong> the milk for sale). The wealthy families had large farms with hundreds <strong>of</strong> herds.• Around each homestead, there were plots <strong>of</strong> land for grow<strong>in</strong>g vegetables like Malakwang (a bitter-sourbut delicious and nutritious vegetable) , Boo (the staple vegetable <strong>of</strong> the Acholi) Akeyo, Oyado (Greenvegetables) pumpk<strong>in</strong>, tomatoes, cabbages, beans and Irish Potatoes. The homestead plots were alsoused to grow cassava, sweet potatoes, maize (for cob consumption as opposed to produc<strong>in</strong>g flour) andfruits like mangoes, pawpaw, oranges, lemon, guavas and tanger<strong>in</strong>es.• A mile or two from the homesteads were the ma<strong>in</strong> family gardens <strong>of</strong> small farms where millet andsimsim (the ma<strong>in</strong> staple <strong>food</strong> <strong>of</strong> the Acholi), were grown. Other ma<strong>in</strong> <strong>food</strong> crops grown here <strong>in</strong>c ludedLapena (Chick peas), groundnuts, sorghum for brew<strong>in</strong>g beer (sometimes sorghum was mixed withcassava flour <strong>in</strong> times <strong>of</strong> a poor millet harvest).• Each family had a m<strong>in</strong>imum <strong>of</strong> two granaries ( dero) to store millet and simsim. The size and number <strong>of</strong>the granaries depended on the size <strong>of</strong> the family and wealth. The <strong>food</strong> stored would always last past thenext harvest. Other granaries were built to store peas and groundnuts.• Around the family gardens, <strong>in</strong> the communal graz<strong>in</strong>g fields, by the rivers and <strong>in</strong> the fore sts there werelots <strong>of</strong> fruit trees and anyone could collect these fruits. Among these were Shea nut trees (Yaa) whosefruits conta<strong>in</strong> the seeds from which –Shea butter (Moo Yaa) was extracted. Moo Yaa was ma<strong>in</strong>ly used <strong>in</strong>sauces, but also served as a body lot ion for women and children. Other fruit trees <strong>in</strong>clude Tugu (palmtree), Cwaa (Tamar<strong>in</strong>d), Langoo, Ocoga, Oywelo, and many others.• People had Bee hives ( Bong) <strong>in</strong> communal graz<strong>in</strong>g areas or forests for honey. Some <strong>in</strong>dividuals werealso known to lay claim on ho ney troves found <strong>in</strong> some hollow trees, those claims were accepted andrespected by the rest <strong>in</strong> the village. They would then periodically extract honey from that tree. Thesesorts <strong>of</strong> claims also applied to fresh anthills <strong>in</strong> the communal land (but not <strong>in</strong> som eone’s garden). Theowner <strong>of</strong> the anthill would then trap White Ants ( Ngwen) from the anthill every season.• Grasshoppers ‘ Nsenene’ ( Ocene) or fungi like mushrooms Obwol) were also popular seasonaldelicacies.• Dur<strong>in</strong>g the Dry Season (November to February), there were jo<strong>in</strong>t hunt<strong>in</strong>g sessions <strong>in</strong> the forests <strong>in</strong> whichthe entire village was <strong>in</strong>volved. Most <strong>of</strong> the hunt<strong>in</strong>g was, however carried out by lone hunters (Oken) withtheir dogs around the bushes and forests <strong>in</strong> the area. The hunters are mostly very successful (Buffalo,Antelopes, field rats) and they sold most <strong>of</strong> their game and fish (either fresh or smoked) to the people.The average family also set traps for small animals like rabbits and birds like Gu<strong>in</strong>ea Fowls (Aweno) <strong>in</strong>and around their gardens.It should also be noted that, throughout Acholi land, Saturdays and or Wednesdays are “Market days”. Peoplebrought their produce to the central market (<strong>in</strong> each village) and used the money to buy other produce orsupplement their <strong>in</strong>come. These two days are normally when cows are slaughtered and people could buy and eatfresh meat. Those who could not afford to buy fresh meat or game on a Saturday used chicken as a substitute.Goats and sheep were slaughtered when there were special family functions or occasions <strong>of</strong> c ultural importance.3


Typical Menu:BREAKFAST:• Millet porridge prepared with tamar<strong>in</strong>d to make it a bit sour. ( Mostly for men after digg<strong>in</strong>g hard <strong>in</strong> thegardens and vitality)• Sour milk or yoghurt mixed with mashed sweet potatoes ( mostly for kids and the ir mothers).• Tea with milk, boiled cassava and simsim/groundnuts paste (peanut butter).• Pawpaw, mangoes and shea nuts ( Odur Yaa)• Cake <strong>of</strong> boiled peas ( Lapena) mixed with simsim paste and served the size <strong>of</strong> a tennis ball (a ll timefavourite for children ).• Fried white ants.• Left Over ( millet bread and sauce normally from previous even<strong>in</strong>g ma<strong>in</strong>ly for kids or those leav<strong>in</strong>g homeat dawn to go the farms)MAIN MEAL:• Millet bread or sweet potatoes or maize meal or rice ( collectively called Kwon) accompanied by t hefollow<strong>in</strong>g sauces ( collectively called Dek).• Malakwang or Boo vegetables• Lapena (peas) or beans• Dry or smoked meat, game or fish.• Chicken or Gu<strong>in</strong>ea fowl• All the above served <strong>in</strong> a Sim Sim or groundnut sauce• Fresh meat or game or chicken or fish fried an d boiled Irish potatoes added.SNACKS: (Normally eaten between meals)• Fruits• Dry or fried groundnuts.• Simsim paste mixed with honey• White ants paste mixed with honey or shea butter ( eaten with millet bread )• Boiled cassava with simsim or groundnuts paste .• Cakes <strong>of</strong> boiled peas mixed with simsim paste• Fried grasshoppers or white ants.4


Annex 6: Evaluation Tool/Question GuideNRC objectives andTOR objectivesRelevance andAppropriatenessTo contribute to household <strong>food</strong> security andma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional and dietarystandards through <strong>food</strong> assistance to peopleaffected by displacementTo what extent has NRC <strong>food</strong> assistance contributedto susta<strong>in</strong> nutritional and dietary standards <strong>of</strong> IDPs -<strong>in</strong> response to their needs and demands and contextTo protect lives by provid<strong>in</strong>ghumanitarian <strong>food</strong> assistance to meetthe net <strong>food</strong> gapTO what extent have beneficiariesdemands and needs been addressed <strong>in</strong>terms <strong>of</strong> meet<strong>in</strong>g their net <strong>food</strong> gap?To safeguard fundamental rights to <strong>food</strong> forIDPs <strong>in</strong>cl. Women, children, EVIsHow have beneficiaries been engaged <strong>in</strong> projectdevelopment and implementation – <strong>in</strong> order toensure everybody’s right to <strong>food</strong>?CoverageIs NRC’s approach to HOUSEHOLDS <strong>food</strong>assistance <strong>in</strong> l<strong>in</strong>e with populations concerns?Is the FFL project <strong>in</strong> l<strong>in</strong>e with NRC’s <strong>distribution</strong>policy? (do no harm, tim<strong>in</strong>g, participation, culturalsensitivity, gender sensitivity, quality)NRC’s capacity (staff<strong>in</strong>g and resources) to distributethe appropriate responseHow does NRC’s structure and organisationa l set upassist <strong>in</strong> provid<strong>in</strong>g relevant and appropriateassistanceIn view <strong>of</strong> the vast geographical context – how hasNRC’s efforts contributed to the total coverage andoutreach to people affected by displacementWhich standards have been followed tomeet the net <strong>food</strong> gap – have they beenappropriate?Is the FFL project the best solution toensure that the net <strong>food</strong> gap is met <strong>in</strong> thecurrent IDP situation?Participation <strong>of</strong> women <strong>in</strong> <strong>food</strong> managementcommittees, capacity build<strong>in</strong>g, tra<strong>in</strong><strong>in</strong>g etc?How has NRC <strong>in</strong> its design and implementationclearly spelled out its concern and address <strong>of</strong>issues regard<strong>in</strong>g women, children and EVIsNRC’s capacity (staff<strong>in</strong>g and resources ) todistribute the appropriate response to selectedtarget groupsTo what extent has NRC’s gender policy beenadhered to <strong>in</strong> implementation <strong>of</strong> the project?What percentage do women, children and EVIsmake up <strong>of</strong> the total target group and the extent towhich their needs have been addressed.EfficiencyHas NRC adjusted its focus, scope and coverage atdifferent stages <strong>of</strong> the project?NRC’s experience and capacity (material, human,f<strong>in</strong>ancial) to distribute <strong>in</strong> the right place at the righttimeDeliveries, pipel<strong>in</strong>e and local procurement – how hasit worked?Has the net <strong>food</strong> gap been met <strong>in</strong> the timeand with the resources available to NRCdur<strong>in</strong>g the project period?If not – why?How were the target groups def<strong>in</strong>ed and selectedHow would you describe NRC’s capacity (material,human, f<strong>in</strong>ancial) to address the conditions <strong>of</strong>women, children a nd EVIs <strong>in</strong> the right place at theright timeLessons learned?Timel<strong>in</strong>ess?Effectiveness How has NRC def<strong>in</strong>ed objectives and activities for Has the net <strong>food</strong> gap been met? What are the concrete achievements and1


NRC objectives andTOR objectivesTo contribute to household <strong>food</strong> security andma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional and dietarystandards through <strong>food</strong> assistance to peopleaffected by displacementthe <strong>food</strong> assistance? Are they clear and relevant?To what extent have activities been carried out asper plan?To what extent have objectives for household <strong>food</strong>assistance been achieved?Challenges?Lessons learned?To protect lives by provid<strong>in</strong>ghumanitarian <strong>food</strong> assistance to meetthe net <strong>food</strong> gapTo what extent has the concrete objectivesbeen achieved ?Are beneficiaries satisfied with theassistance?Challenges?Lessons learned?To safeguard fundamental rights to <strong>food</strong> forIDPs <strong>in</strong>cl. Women, children, EVIsoutcomes regard<strong>in</strong>g ensur<strong>in</strong>g the <strong>food</strong> rights <strong>of</strong>women, children and EVIs?Female participation and leadership positions?Challenges?Success stories/Best practices?Lessons learned?Coord<strong>in</strong>ationHow has the coord<strong>in</strong>ation between NRC and otherstakeholders (district, communities UN, NGOs) takenplace?Relevance <strong>of</strong> coord<strong>in</strong>ation (examples)?Do districts and other stakeholdersunderstand the approach and <strong>in</strong>terventionsmade by NRC <strong>in</strong> address<strong>in</strong>g the net <strong>food</strong>gap?Connectedness torelief and recoveryand Uganda’snational plansStrengths and weaknesses?To what extent has a l<strong>in</strong>kage between relief andrecovery <strong>in</strong> terms <strong>of</strong> household <strong>food</strong> security beenmade?To what extent are the GoU and the district s able toensure that the IDPs m<strong>in</strong>imum nutritional need arecovered after end <strong>of</strong> the FFL project?How does the NRC approach to provid<strong>in</strong>ghumanitarian <strong>food</strong> assistance l<strong>in</strong>k to thenational recovery plans (PRDP)Susta<strong>in</strong>abilityImpactWhat has NRC done to ensu re susta<strong>in</strong>ability(enhance productive capacity and self reliance <strong>of</strong>people affected by displacement)?Impact accord<strong>in</strong>g to <strong>in</strong>dicators: <strong>distribution</strong>,malnutrition (gam), participation … vis a vis target?How has NRC planned for not onlyHOUSEHOLDS, but also vulnerable groups<strong>in</strong> scal<strong>in</strong>g up <strong>food</strong> security and livelihoods<strong>in</strong>terventions to meet gradual reductio n <strong>in</strong><strong>food</strong> <strong>distribution</strong>?Impact?2


NRC objectives andTOR objectivesTo contribute to household <strong>food</strong> security andma<strong>in</strong>ta<strong>in</strong> the m<strong>in</strong>imum nutritional and dietarystandards through <strong>food</strong> assistance to peopleaffected by displacementWhat effects can be seen from FFL – at house holdlevelTo protect lives by provid<strong>in</strong>ghumanitarian <strong>food</strong> assistance to meetthe net <strong>food</strong> gapTo safeguard fundamental rights to <strong>food</strong> forIDPs <strong>in</strong>cl. Women, children, EVIsCross cutt<strong>in</strong>gissuesIntended and un<strong>in</strong>tended?How has t he FFL project adopted a gender sensitiveapproach?How has the FFL project ensured thatprotection concerns have been<strong>in</strong>corporated ?What are the best practices and lessons learnedfrom work<strong>in</strong>g to safeguard peop le fundamentalright to <strong>food</strong>?Monitor<strong>in</strong>gAre there mechanisms <strong>in</strong> place for monitor<strong>in</strong>g FFLand the way it has adapted appropriately to changes<strong>in</strong> context and needs?Has a rights based approach beenadopted?Has post <strong>distribution</strong> monitor<strong>in</strong>g beencarried out?Are there mechani sms <strong>in</strong> place to monitor women’sparticipation <strong>in</strong> <strong>food</strong> <strong>distribution</strong>?How have they worked?3

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