Putting meat on the table: Industrial farm animal production in America
Putting meat on the table: Industrial farm animal production in America
Putting meat on the table: Industrial farm animal production in America
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C<strong>on</strong>tentsForeword by John Carl<strong>in</strong>iiPreface by Robert P. Mart<strong>in</strong>viHow <strong>the</strong> Current System DevelopedxPublic Health 10Envir<strong>on</strong>mental Risks 22Animal Welfare 30Rural <strong>America</strong> 40C<strong>on</strong>clusi<strong>on</strong>: Toward Susta<strong>in</strong>able Animal Agriculture 50The Recommendati<strong>on</strong>s of <strong>the</strong> Commissi<strong>on</strong> 56References 96Endnotes 104F<strong>in</strong>al Report Acknowledgments 106
Foreword byJohn Carl<strong>in</strong>,Former Governorof Kansasii
I have witnessed dramatic changes <strong>in</strong> <strong>animal</strong> agriculture over <strong>the</strong> past severaldecades. When I was grow<strong>in</strong>g up, my family operated a dairy <strong>farm</strong>, which not<strong>on</strong>ly raised cows to produce milk, but crops to feed <strong>the</strong> cows and wheat as acash crop. When I took over management of <strong>the</strong> <strong>farm</strong> from my fa<strong>the</strong>r <strong>in</strong> <strong>the</strong>mid-sixties, <strong>on</strong> average we milked about 40 cows and <strong>farm</strong>ed about 800 acres.We were <strong>on</strong>e of some 30 such dairy operati<strong>on</strong>s <strong>in</strong> Sal<strong>in</strong>e County, Kansas.Today <strong>in</strong> Sal<strong>in</strong>e County and most Kansas counties, it is nearly impossibleto f<strong>in</strong>d that k<strong>in</strong>d of diversified <strong>farm</strong>. Most have given way to large, highlyspecialized, and highly productive <strong>animal</strong> produc<strong>in</strong>g operati<strong>on</strong>s. In Sal<strong>in</strong>eCounty today, <strong>the</strong>re is <strong>on</strong>ly <strong>on</strong>e dairy <strong>farm</strong>, yet it and similar operati<strong>on</strong>s across<strong>the</strong> state produce more milk from fewer cows statewide than I and all of mypeers did when I was actively <strong>farm</strong><strong>in</strong>g.<strong>Industrial</strong> <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> (ifap) is a complex subject <strong>in</strong>volv<strong>in</strong>g<strong>in</strong>dividuals, communities, private enterprises and corporati<strong>on</strong>s large and small,c<strong>on</strong>sumers, federal and state regulators, and <strong>the</strong> public at large. All <strong>America</strong>nshave a stake <strong>in</strong> <strong>the</strong> quality of our food, and we all benefit from a safe andaffordable food supply. We care about <strong>the</strong> well-be<strong>in</strong>g of rural communities,<strong>the</strong> <strong>in</strong>tegrity of our envir<strong>on</strong>ment, <strong>the</strong> public’s health, and <strong>the</strong> health andwelfare of <strong>animal</strong>s. Many discipl<strong>in</strong>es c<strong>on</strong>tribute to <strong>the</strong> development andanalysis of ifap—<strong>in</strong>clud<strong>in</strong>g ec<strong>on</strong>omics, food science, <strong>animal</strong> sciences,agr<strong>on</strong>omy, biology, genetics, nutriti<strong>on</strong>, ethics, agricultural eng<strong>in</strong>eer<strong>in</strong>g, andveter<strong>in</strong>ary medic<strong>in</strong>e. The <strong>in</strong>dustrial <strong>farm</strong> has brought about tremendous<strong>in</strong>creases <strong>in</strong> short-term <strong>farm</strong> efficiency and affordable food, but its rapiddevelopment has also resulted <strong>in</strong> serious un<strong>in</strong>tended c<strong>on</strong>sequences andiii
questi<strong>on</strong>s about its l<strong>on</strong>g-term susta<strong>in</strong>ability.I <strong>in</strong>itially hesitated to get <strong>in</strong>volved <strong>in</strong> <strong>the</strong> work of <strong>the</strong> Commissi<strong>on</strong>,given that <strong>the</strong> nature of partisan politics today makes <strong>the</strong> discussi<strong>on</strong> of anyissue fac<strong>in</strong>g our country extremely challeng<strong>in</strong>g. In <strong>the</strong> end, I accepted <strong>the</strong>chairmanship because <strong>the</strong>re is so much at stake for both agriculture and <strong>the</strong>public at large. The Pew Commissi<strong>on</strong> <strong>on</strong> <strong>Industrial</strong> Farm Animal Producti<strong>on</strong>(pcifap) sought to develop recommendati<strong>on</strong>s that protect what is best about<strong>America</strong>n agriculture and to help to ensure its susta<strong>in</strong>ability for <strong>the</strong> future.Our work focuses <strong>on</strong> four areas of c<strong>on</strong>cern that we believe are key to thatfuture: public health, envir<strong>on</strong>ment, <strong>animal</strong> welfare, and <strong>the</strong> vitality of ruralcommunities; specifically, we focus <strong>on</strong> how <strong>the</strong>se areas have been impactedby <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong>.The Commissi<strong>on</strong> c<strong>on</strong>sists of a very diverse group of <strong>in</strong>dividuals,remarkably accomplished <strong>in</strong> <strong>the</strong>ir fields, who worked toge<strong>the</strong>r to achievec<strong>on</strong>sensus <strong>on</strong> potential soluti<strong>on</strong>s to <strong>the</strong> challenge of assur<strong>in</strong>g a safe andsusta<strong>in</strong>able food supply. We sought broad <strong>in</strong>put from stakeholders and citizensaround <strong>the</strong> country. We were granted <strong>the</strong> resources needed to do our work,and <strong>the</strong> <strong>in</strong>dependence to ensure that our c<strong>on</strong>clusi<strong>on</strong>s were carefully drawnand objective <strong>in</strong> <strong>the</strong>ir assessment of <strong>the</strong> available <strong>in</strong>formati<strong>on</strong> <strong>in</strong>formed by <strong>the</strong>Commissi<strong>on</strong>ers’ own expertise and experience. I thank each and every <strong>on</strong>e for<strong>the</strong>ir valuable service and all citizens who c<strong>on</strong>tributed to <strong>the</strong> process.iv
F<strong>in</strong>ally, we were supported by a group of staff who worked tirelessly toensure that Commissi<strong>on</strong>ers had access to <strong>the</strong> most current <strong>in</strong>formati<strong>on</strong> andexpertise <strong>in</strong> <strong>the</strong> fields of c<strong>on</strong>cern to our deliberati<strong>on</strong>s. We thank <strong>the</strong>m for <strong>the</strong>irhard work, <strong>the</strong>ir patience, and <strong>the</strong>ir good humor.John W. Carl<strong>in</strong>Chairman
Preface byRobert P. Mart<strong>in</strong>,Executive Director,Pew Commissi<strong>on</strong><strong>on</strong> <strong>Industrial</strong> FarmAnimal Producti<strong>on</strong>vi
Over <strong>the</strong> last 50 years, <strong>the</strong> method of produc<strong>in</strong>g food <strong>animal</strong>s <strong>in</strong> <strong>the</strong> UnitedStates has changed from <strong>the</strong> extensive system of small and medium-sized<strong>farm</strong>s owned by a s<strong>in</strong>gle family to a system of large, <strong>in</strong>tensive operati<strong>on</strong>s where<strong>the</strong> <strong>animal</strong>s are housed <strong>in</strong> large numbers <strong>in</strong> enclosed structures that resemble<strong>in</strong>dustrial build<strong>in</strong>gs more than <strong>the</strong>y do a traditi<strong>on</strong>al barn. That change hashappened primarily out of view of c<strong>on</strong>sumers but has come at a cost to <strong>the</strong>envir<strong>on</strong>ment and a negative impact <strong>on</strong> public health, rural communities, and<strong>the</strong> health and well-be<strong>in</strong>g of <strong>the</strong> <strong>animal</strong>s <strong>the</strong>mselves.The Pew Commissi<strong>on</strong> <strong>on</strong> <strong>Industrial</strong> Farm Animal Producti<strong>on</strong> (pcifap)was funded by a grant from The Pew Chari<strong>table</strong> Trusts to <strong>the</strong> JohnsHopk<strong>in</strong>s Bloomberg School of Public Health to <strong>in</strong>vestigate <strong>the</strong> problemsassociated with <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> (ifap) operati<strong>on</strong>s and tomake recommendati<strong>on</strong>s to solve <strong>the</strong>m. Fifteen Commissi<strong>on</strong>ers with diversebackgrounds began meet<strong>in</strong>g <strong>in</strong> early 2006 to start <strong>the</strong>ir evidence-based reviewof <strong>the</strong> problems caused by ifap.Over <strong>the</strong> next two years, <strong>the</strong> Commissi<strong>on</strong> c<strong>on</strong>ducted 11 meet<strong>in</strong>gsand received thousands of pages of material submitted by a wide range ofstakeholders and <strong>in</strong>terested parties. Two hear<strong>in</strong>gs were held to hear from<strong>the</strong> general public with an <strong>in</strong>terest <strong>in</strong> ifap issues. Eight technical reportswere commissi<strong>on</strong>ed from lead<strong>in</strong>g academics to provide <strong>in</strong>formati<strong>on</strong> <strong>in</strong> <strong>the</strong>Commissi<strong>on</strong>’s areas of <strong>in</strong>terest. The Commissi<strong>on</strong>ers <strong>the</strong>mselves broughtexpertise <strong>in</strong> <strong>animal</strong> agriculture, public health, <strong>animal</strong> health, medic<strong>in</strong>e, ethics,public policy, and rural sociology to <strong>the</strong> <strong>table</strong>. In additi<strong>on</strong>, <strong>the</strong>y visited broiler,hog, dairy, egg, and sw<strong>in</strong>e ifap operati<strong>on</strong>s, as well as a large cattle feedlot.vii
There have been some serious obstacles to <strong>the</strong> Commissi<strong>on</strong> complet<strong>in</strong>g itsreview and approv<strong>in</strong>g c<strong>on</strong>sensus recommendati<strong>on</strong>s. The agriculture <strong>in</strong>dustryis not m<strong>on</strong>olithic, and <strong>the</strong> formati<strong>on</strong> of this Commissi<strong>on</strong> was greeted by<strong>in</strong>dustrial agriculture with resp<strong>on</strong>ses rang<strong>in</strong>g from open hostility to warycooperati<strong>on</strong>. In fact, while some <strong>in</strong>dustrial agriculture representatives wererecommend<strong>in</strong>g potential authors for <strong>the</strong> technical reports to Commissi<strong>on</strong>staff, o<strong>the</strong>r <strong>in</strong>dustrial agriculture representatives were discourag<strong>in</strong>g those sameauthors from assist<strong>in</strong>g us by threaten<strong>in</strong>g to withhold research fund<strong>in</strong>g for<strong>the</strong>ir college or university. We found significant <strong>in</strong>fluence by <strong>the</strong> <strong>in</strong>dustry atevery turn: <strong>in</strong> academic research, agriculture policy development, governmentregulati<strong>on</strong>, and enforcement.At <strong>the</strong> end of his sec<strong>on</strong>d term, President Dwight Eisenhower warned <strong>the</strong>nati<strong>on</strong> about <strong>the</strong> dangers of <strong>the</strong> military-<strong>in</strong>dustrial complex—an unhealthyalliance between <strong>the</strong> defense <strong>in</strong>dustry, <strong>the</strong> Pentag<strong>on</strong>, and <strong>the</strong>ir friends <strong>on</strong>Capitol Hill. Now, <strong>the</strong> agro-<strong>in</strong>dustrial complex—an alliance of agriculturecommodity groups, scientists at academic <strong>in</strong>stituti<strong>on</strong>s who are paid by <strong>the</strong><strong>in</strong>dustry, and <strong>the</strong>ir friends <strong>on</strong> Capitol Hill—is a c<strong>on</strong>cern <strong>in</strong> <strong>animal</strong> foodproducti<strong>on</strong> <strong>in</strong> <strong>the</strong> 21st century.The present system of produc<strong>in</strong>g food <strong>animal</strong>s <strong>in</strong> <strong>the</strong> United States isnot susta<strong>in</strong>able and presents an unaccep<strong>table</strong> level of risk to public health anddamage to <strong>the</strong> envir<strong>on</strong>ment, as well as unnecessary harm to <strong>the</strong> <strong>animal</strong>s weraise for food.viii
<strong>Industrial</strong> <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> (ifap) encompasses all aspects of breed<strong>in</strong>g,feed<strong>in</strong>g, rais<strong>in</strong>g, and process<strong>in</strong>g <strong>animal</strong>s or <strong>the</strong>ir products for humanc<strong>on</strong>sumpti<strong>on</strong>. Producers rely <strong>on</strong> high-throughput producti<strong>on</strong> to grow thousandsof <strong>animal</strong>s of <strong>on</strong>e species (often <strong>on</strong>ly a few breeds of that species and <strong>on</strong>ly <strong>on</strong>egenotype with<strong>in</strong> <strong>the</strong> breed) and for <strong>on</strong>e purpose (such as pigs, layer hens, broilerchickens, turkeys, beef, or dairy cattle).ifap’s strategies and management systems are a product of <strong>the</strong> post–<strong>Industrial</strong> Revoluti<strong>on</strong> era, but unlike o<strong>the</strong>r <strong>in</strong>dustrial systems, ifap is dependent<strong>on</strong> complex biological and ecological systems for its basic raw material.And <strong>the</strong> m<strong>on</strong>oculture comm<strong>on</strong> to ifap facilities has dim<strong>in</strong>ished importantbiological and genetic diversity <strong>in</strong> pursuit of higher yields and greater efficiency(Ste<strong>in</strong>feld et al., 2006).The orig<strong>in</strong>s of agriculture go back more than 10,000years to <strong>the</strong> beg<strong>in</strong>n<strong>in</strong>g of <strong>the</strong> Neolithic era, when humansfirst began to cultivate crops and domesticate plants and<strong>animal</strong>s. While <strong>the</strong>re were many starts and stops al<strong>on</strong>g<strong>the</strong> way, agriculture provided <strong>the</strong> technology to achievea more reliable food supply <strong>in</strong> support of larger humanpopulati<strong>on</strong>s. With agriculture came c<strong>on</strong>cepts of pers<strong>on</strong>alproperty and pers<strong>on</strong>al <strong>in</strong>heritance, and hierarchicalsocieties were organized. In short, crop cultivati<strong>on</strong> ledto a global revoluti<strong>on</strong> for humank<strong>in</strong>d, marked by <strong>the</strong>emergence of complex societies and <strong>the</strong> use of technology.The goal of agriculture <strong>the</strong>n, as now, was to meethuman demand for food, and as <strong>the</strong> populati<strong>on</strong> grew,early agriculturalists found new ways to <strong>in</strong>crease yield,decrease costs of producti<strong>on</strong>, and susta<strong>in</strong> productivity.Over <strong>the</strong> centuries, improved agricultural methodsbrought about enormous yield ga<strong>in</strong>s, all to keep up with<strong>the</strong> needs of an ever-<strong>in</strong>creas<strong>in</strong>g human populati<strong>on</strong>. In <strong>the</strong>18th century, for example, it took nearly five acres of landto feed <strong>on</strong>e pers<strong>on</strong> for <strong>on</strong>e year, whereas today it takesjust half an acre (Trewavas, 2002)—a tenfold <strong>in</strong>crease <strong>in</strong>productivity.There is reas<strong>on</strong> to w<strong>on</strong>der, however, whe<strong>the</strong>r <strong>the</strong>sedramatic ga<strong>in</strong>s, and particularly those of <strong>the</strong> last 50 years,can be susta<strong>in</strong>ed for <strong>the</strong> next 50 years as <strong>the</strong> world’shuman populati<strong>on</strong> doubles, climate change shifts ra<strong>in</strong>fallpatterns and <strong>in</strong>tensifies drought cycles, fossil fuels becomemore expensive, and <strong>the</strong> develop<strong>in</strong>g nati<strong>on</strong>s of <strong>the</strong> worldrapidly improve <strong>the</strong>ir standards of liv<strong>in</strong>g.Enormous Yield Ga<strong>in</strong>sAgriculture <strong>in</strong> North <strong>America</strong> predated <strong>the</strong> arrival of<strong>the</strong> first Europeans. The peoples of <strong>the</strong> <strong>America</strong>s hadl<strong>on</strong>g been cultivat<strong>in</strong>g crops such as corn, tobacco, andpotatoes—crops that even today represent more than halfof <strong>the</strong> value of crops produced <strong>in</strong> <strong>the</strong> United States. Theydeveloped <strong>the</strong> technology to fertilize crops as a meansto meet <strong>the</strong> nutrient needs of <strong>the</strong>ir crops <strong>in</strong> <strong>the</strong> relativelypoor soils of much of <strong>the</strong> <strong>America</strong>s. The first Europeansettlers—often after <strong>the</strong>ir own crops and <strong>farm</strong><strong>in</strong>g methodsfailed—learned to grow crops from <strong>the</strong> orig<strong>in</strong>al peoplesof <strong>the</strong> <strong>America</strong>s.Subsistence <strong>farm</strong><strong>in</strong>g was <strong>the</strong> nati<strong>on</strong>’s primaryoccupati<strong>on</strong> well <strong>in</strong>to <strong>the</strong> 1800s. In 1863, for example, <strong>the</strong>rewere more than six milli<strong>on</strong> <strong>farm</strong>s and 870 milli<strong>on</strong> acresunder cultivati<strong>on</strong>. The mechanizati<strong>on</strong> of agriculture began<strong>in</strong> <strong>the</strong> 1840s with Cyrus McCormick’s <strong>in</strong>venti<strong>on</strong> of <strong>the</strong>reaper, which <strong>in</strong>creased <strong>farm</strong> yields and made it possible tomove from subsistence <strong>farm</strong><strong>in</strong>g to commercial agriculture.McCormick’s reaper was a miracle—it could harvest fiveto six acres daily compared with <strong>the</strong> two acres covered by<strong>farm</strong>ers us<strong>in</strong>g <strong>the</strong> most advanced hand tools of <strong>the</strong> day.In anticipati<strong>on</strong> of great demand, McCormick headed westto <strong>the</strong> young prairie town of Chicago, where he set up afactory and, by 1860, sold a quarter of a milli<strong>on</strong> reapers.The development of o<strong>the</strong>r <strong>farm</strong> mach<strong>in</strong>es followed <strong>in</strong>rapid successi<strong>on</strong>: <strong>the</strong> automatic wire b<strong>in</strong>der, <strong>the</strong> thresh<strong>in</strong>gmach<strong>in</strong>e, and <strong>the</strong> reaper-thresher, or comb<strong>in</strong>e. Mechanicalplanters, cutters, and huskers appeared, as did creamseparators, manure spreaders, potato planters, hay driers,poultry <strong>in</strong>cubators, and hundreds of o<strong>the</strong>r <strong>in</strong>venti<strong>on</strong>s.New technologies for transportati<strong>on</strong> and foodpreservati<strong>on</strong> so<strong>on</strong> emerged. The railroad and refrigerati<strong>on</strong>systems allowed <strong>farm</strong>ers to get <strong>the</strong>ir products to marketsacross great distances to serve <strong>the</strong> rapidly grow<strong>in</strong>g citiesof <strong>the</strong> day. Locomotives carried cattle to stockyards <strong>in</strong>Kansas City and Chicago where <strong>the</strong>y were sold andslaughtered. The grow<strong>in</strong>g urban centers created large
and grow<strong>in</strong>g markets, which benefited from <strong>the</strong> railroadsand refrigerated railcars that made year-round transportof fresh and frozen <str<strong>on</strong>g>meat</str<strong>on</strong>g> products feasible. Expand<strong>in</strong>gproducti<strong>on</strong> to meet grow<strong>in</strong>g demand was facilitated by<strong>the</strong> agriculture policy of <strong>the</strong> federal government, whichfocused <strong>on</strong> <strong>in</strong>creas<strong>in</strong>g crop yields.Agriculture <strong>in</strong> <strong>the</strong> Twentieth CenturyFarm yields reached a plateau <strong>in</strong> <strong>the</strong> first half of <strong>the</strong> 20thcentury, slowed by global c<strong>on</strong>flict, <strong>the</strong> Dust Bowl, and<strong>the</strong> Great Depressi<strong>on</strong>. After World War 11, <strong>America</strong>’s newaffluence and grow<strong>in</strong>g c<strong>on</strong>cern for feed<strong>in</strong>g <strong>the</strong> world’spoor led to <strong>the</strong> “Green Revoluti<strong>on</strong>,” <strong>the</strong> worldwidetransformati<strong>on</strong> of agriculture that led to significant<strong>in</strong>creases <strong>in</strong> agricultural producti<strong>on</strong> from 1940 through<strong>the</strong> 1960s. This transformati<strong>on</strong> relied <strong>on</strong> a regime ofgenetic selecti<strong>on</strong>, irrigati<strong>on</strong>, and chemical fertilizers andpesticides developed by researchers such as NormanBorlaug and funded by a c<strong>on</strong>sortium of d<strong>on</strong>ors led by <strong>the</strong>Ford and Rockefeller foundati<strong>on</strong>s.The Green Revoluti<strong>on</strong> dramatically <strong>in</strong>creasedagricultural productivity, even outpac<strong>in</strong>g <strong>the</strong> demandsof <strong>the</strong> rapidly grow<strong>in</strong>g world populati<strong>on</strong>. The massive<strong>in</strong>crease <strong>in</strong> corn yields from <strong>the</strong> 1940s through <strong>the</strong> 1980sprovides a case <strong>in</strong> po<strong>in</strong>t: a <strong>farm</strong>er <strong>in</strong> 1940 might haveexpected to get 70– 80 bushels of corn per acre, whereasby 1980, <strong>farm</strong>s rout<strong>in</strong>ely produced 200 bushels peracre, thanks to genetic selecti<strong>on</strong>, chemical fertilizer andpesticides, and irrigati<strong>on</strong> regimes developed by GreenRevoluti<strong>on</strong> scientists. Similarly, <strong>the</strong> develop<strong>in</strong>g world hasseen cereal producti<strong>on</strong>—not <strong>on</strong>ly corn, but also wheat andrice—<strong>in</strong>crease dramatically, with a doubl<strong>in</strong>g <strong>in</strong> yields over<strong>the</strong> last 40 years.As a result of <strong>the</strong>se significant <strong>in</strong>creases <strong>in</strong> output, cornand gra<strong>in</strong>s became <strong>in</strong>expensive and abundant, sui<strong>table</strong>as a staple to feed not <strong>on</strong>ly humans but <strong>animal</strong>s as well.Inexpensive corn thus made large-scale <strong>animal</strong> agriculturemore profi<strong>table</strong> and facilitated <strong>the</strong> evoluti<strong>on</strong> of <strong>in</strong>tensivelivestock feed<strong>in</strong>g from an opportunistic method ofmarket<strong>in</strong>g corn to a profi<strong>table</strong> <strong>in</strong>dustry.The Green Revoluti<strong>on</strong> would later prove to haveunwanted ecological impacts, such as aquifer depleti<strong>on</strong>,groundwater c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong>, and excess nutrient runoff,largely because of its reliance <strong>on</strong> m<strong>on</strong>oculture crops,irrigati<strong>on</strong>, applicati<strong>on</strong> of pesticides, and use of nitrogenand phosphorous fertilizers (Tilman et al., 2002). Theseunwanted envir<strong>on</strong>mental c<strong>on</strong>sequences now threaten toreverse many of <strong>the</strong> yield <strong>in</strong>creases attributed to <strong>the</strong> GreenRevoluti<strong>on</strong> <strong>in</strong> much of North <strong>America</strong>.<strong>America</strong>n Meat Expenditures, 1970–2005 (Source: Livestock Market<strong>in</strong>g Informati<strong>on</strong> Center)5.04.54.0Percent of Disposable Pers<strong>on</strong>al Income3.53.02.52.01.51.0In 1970, <strong>the</strong> average <strong>America</strong>nspent 4.2% of his or her <strong>in</strong>cometo buy 194 lbs of red <str<strong>on</strong>g>meat</str<strong>on</strong>g> andpoultry annually.In 2005, <strong>America</strong>ns spent, <strong>on</strong>average, 2.1% of <strong>the</strong>ir annual<strong>in</strong>come to buy 221 lbs of red<str<strong>on</strong>g>meat</str<strong>on</strong>g> and poultry.0.50.01970 1980 19902000Year
The Animal Producti<strong>on</strong> Farm as FactoryIntensive <strong>animal</strong> producti<strong>on</strong> began <strong>in</strong> <strong>the</strong> 1930s with<strong>America</strong>’s highly mechanized sw<strong>in</strong>e slaughterhouses.Henry Ford even credited <strong>the</strong> slaughterhouses for giv<strong>in</strong>ghim <strong>the</strong> idea to take <strong>the</strong> sw<strong>in</strong>e “disassembly” l<strong>in</strong>e ideaand put it to work as an assembly l<strong>in</strong>e for automobilemanufactur<strong>in</strong>g. Later, <strong>the</strong> ready availability of <strong>in</strong>expensivegra<strong>in</strong> and <strong>the</strong> rapid growth of an efficient transportati<strong>on</strong>system made <strong>the</strong> United States <strong>the</strong> birthplace for <strong>in</strong>tensive<strong>animal</strong> agriculture.Parallel<strong>in</strong>g <strong>the</strong> crop yield <strong>in</strong>creases of <strong>the</strong> GreenRevoluti<strong>on</strong>, new technologies <strong>in</strong> <strong>farm</strong> <strong>animal</strong> managementemerged that made it feasible to raise livestock <strong>in</strong>higher c<strong>on</strong>centrati<strong>on</strong>s than were possible before. Aswith corn and cereal gra<strong>in</strong>s, modern <strong>in</strong>dustrial food<strong>animal</strong> producti<strong>on</strong> systems resulted <strong>in</strong> significant ga<strong>in</strong>s<strong>in</strong> producti<strong>on</strong> efficiency. For example, s<strong>in</strong>ce 1960, milkproducti<strong>on</strong> has doubled, <str<strong>on</strong>g>meat</str<strong>on</strong>g> producti<strong>on</strong> has tripled, andegg producti<strong>on</strong> has <strong>in</strong>creased fourfold (Delgado, 2003).While some of <strong>the</strong>se <strong>in</strong>creases are due to greater numbersof <strong>animal</strong>s, genetic selecti<strong>on</strong> for improved producti<strong>on</strong>,coupled with specially formulated feeds that <strong>in</strong>cludeadditives of syn<strong>the</strong>tic compounds, have c<strong>on</strong>tributedsignificantly as well. The measure of an <strong>animal</strong>’s efficiency<strong>in</strong> c<strong>on</strong>vert<strong>in</strong>g feed mass <strong>in</strong>to <strong>in</strong>creased body mass—<strong>the</strong>feed c<strong>on</strong>versi<strong>on</strong> ratio—has improved for all food <strong>animal</strong>species. The change has been most dramatic <strong>in</strong> chickens:<strong>in</strong> 1950, it took 84 days to produce a 5-pound chickenwhereas today it takes just 45 days (hsus, 2006 a).Intensive <strong>animal</strong> producti<strong>on</strong> and process<strong>in</strong>g havebrought about significant change <strong>in</strong> <strong>America</strong>n agricultureover <strong>the</strong> last two decades. The current trend <strong>in</strong> <strong>animal</strong>agriculture is to grow more <strong>in</strong> less space, use cost-efficientfeed, and replace labor with technology to <strong>the</strong> extentpossible. This trend toward c<strong>on</strong>solidati<strong>on</strong>, simplificati<strong>on</strong>,and specializati<strong>on</strong> is c<strong>on</strong>sistent with many sectors of<strong>the</strong> <strong>America</strong>n <strong>in</strong>dustrial ec<strong>on</strong>omy. The diversified,<strong>in</strong>dependent, family-owned <strong>farm</strong>s of 40 years agothat produced a variety of crops and a few <strong>animal</strong>s aredisappear<strong>in</strong>g as an ec<strong>on</strong>omic entity, replaced by muchlarger, and often highly leveraged, <strong>farm</strong> factories. The<strong>animal</strong>s that many of <strong>the</strong>se <strong>farm</strong>s produce are owned by<strong>the</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g> pack<strong>in</strong>g companies from <strong>the</strong> time <strong>the</strong>y are bornor hatched right through <strong>the</strong>ir arrival at <strong>the</strong> process<strong>in</strong>gplant and from <strong>the</strong>re to market. The packaged foodproducts are marketed far from <strong>the</strong> <strong>farm</strong> itself.These trends have been accompanied by significantchanges <strong>in</strong> <strong>the</strong> role of <strong>the</strong> <strong>farm</strong>er. More and more <strong>animal</strong><strong>farm</strong>ers have c<strong>on</strong>tracts with “vertically <strong>in</strong>tegrated” 1 <str<strong>on</strong>g>meat</str<strong>on</strong>g>pack<strong>in</strong>g companies to provide hous<strong>in</strong>g and facilities toraise <strong>the</strong> <strong>animal</strong>s from <strong>in</strong>fancy to <strong>the</strong> time <strong>the</strong>y go to <strong>the</strong>slaughterhouse. The grower does not own <strong>the</strong> <strong>animal</strong>sand frequently does not grow <strong>the</strong> crops to feed <strong>the</strong>m. The<strong>in</strong>tegrator (company) c<strong>on</strong>trols all phases of producti<strong>on</strong>,<strong>in</strong>clud<strong>in</strong>g what and when <strong>the</strong> <strong>animal</strong>s are fed. The poultry<strong>in</strong>dustry was <strong>the</strong> first to <strong>in</strong>tegrate, beg<strong>in</strong>n<strong>in</strong>g dur<strong>in</strong>gWorld War 11 with War Department c<strong>on</strong>tracts to supply<str<strong>on</strong>g>meat</str<strong>on</strong>g> for <strong>the</strong> troops. Much later, Smithfield Farms applied<strong>the</strong> vertical <strong>in</strong>tegrati<strong>on</strong> model to rais<strong>in</strong>g pork <strong>on</strong> a large
scale. Today, <strong>the</strong> sw<strong>in</strong>e and poultry <strong>in</strong>dustries are <strong>the</strong> mostvertically <strong>in</strong>tegrated, with a small number of companiesoversee<strong>in</strong>g most of <strong>the</strong> chicken <str<strong>on</strong>g>meat</str<strong>on</strong>g> and egg producti<strong>on</strong><strong>in</strong> <strong>the</strong> United States. In c<strong>on</strong>trast, <strong>the</strong> beef cattle and dairy<strong>in</strong>dustries exhibit very little or no vertical <strong>in</strong>tegrati<strong>on</strong>.Under <strong>the</strong> modern-day c<strong>on</strong>tracts between <strong>in</strong>tegratorsand growers, <strong>the</strong> latter are usually resp<strong>on</strong>sible fordispositi<strong>on</strong> of <strong>the</strong> <strong>animal</strong> waste and <strong>the</strong> carcasses of<strong>animal</strong>s that die before shipment to <strong>the</strong> processor. Thecosts of polluti<strong>on</strong> and waste management are also <strong>the</strong>grower’s resp<strong>on</strong>sibility. Rules govern<strong>in</strong>g waste handl<strong>in</strong>gand disposal methods are def<strong>in</strong>ed by federal and stateagencies. Because state regulatory agencies are free to set<strong>the</strong>ir own standards as l<strong>on</strong>g as <strong>the</strong>y are at least as str<strong>in</strong>gentas <strong>the</strong> federal rules, waste handl<strong>in</strong>g and disposal systemsoften vary from state to state. Because <strong>the</strong> <strong>in</strong>tegratorsare few <strong>in</strong> number and c<strong>on</strong>trol much if not all of <strong>the</strong>market, <strong>the</strong> grower often has little market power and maynot be able to demand a price high enough to cover <strong>the</strong>costs of waste disposal and envir<strong>on</strong>mental degradati<strong>on</strong>.These envir<strong>on</strong>mental costs are <strong>the</strong>reby “externalized” to<strong>the</strong> general society and are not captured <strong>in</strong> <strong>the</strong> costs ofproducti<strong>on</strong> nor reflected <strong>in</strong> <strong>the</strong> retail price of <strong>the</strong> product.Accompany<strong>in</strong>g <strong>the</strong> trend to vertical <strong>in</strong>tegrati<strong>on</strong> isa marked trend toward larger operati<strong>on</strong>s. Depend<strong>in</strong>g<strong>on</strong> <strong>the</strong>ir size and <strong>the</strong> operator’s choice, <strong>the</strong>se <strong>in</strong>dustrial<strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> facilities may be called <strong>animal</strong>feed<strong>in</strong>g operati<strong>on</strong>s (afos) or c<strong>on</strong>centrated <strong>animal</strong> feed<strong>in</strong>goperati<strong>on</strong>s (cafos) for US Envir<strong>on</strong>mental Protecti<strong>on</strong>Agency (epa) regulatory purposes. The epa def<strong>in</strong>es anafo as a lot or facility where (1) <strong>animal</strong>s have been, are,or will be s<strong>table</strong>d or c<strong>on</strong>f<strong>in</strong>ed and fed or ma<strong>in</strong>ta<strong>in</strong>ed fora total of 45 days or more <strong>in</strong> a 12-m<strong>on</strong>th period; and (2)crops, vegetati<strong>on</strong>, forage growth, or postharvest residuesare not susta<strong>in</strong>ed <strong>in</strong> <strong>the</strong> normal grow<strong>in</strong>g seas<strong>on</strong> over anyporti<strong>on</strong> of <strong>the</strong> lot or facility. cafos are dist<strong>in</strong>guished from<strong>the</strong> more generic afos by <strong>the</strong>ir larger number of <strong>animal</strong>sor by ei<strong>the</strong>r choos<strong>in</strong>g or hav<strong>in</strong>g that designati<strong>on</strong> imposedbecause of <strong>the</strong> way <strong>the</strong>y handle <strong>the</strong>ir <strong>animal</strong> waste. Afacility of a sufficient size to be called a cafo can opt outof that designati<strong>on</strong> if it so chooses by stat<strong>in</strong>g that it doesnot discharge <strong>in</strong>to navigable waters or directly <strong>in</strong>to watersof <strong>the</strong> United States. For <strong>the</strong> purposes of this report, <strong>the</strong>term <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> (ifap) refersto <strong>the</strong> most <strong>in</strong>tensive practices (such practices <strong>in</strong>cludegestati<strong>on</strong> and farrow<strong>in</strong>g crates <strong>in</strong> sw<strong>in</strong>e producti<strong>on</strong>,battery cages for egg-lay<strong>in</strong>g hens, and <strong>the</strong> like) regardlessof <strong>the</strong> size of <strong>the</strong> facility. Facilities of many different sizescan be <strong>in</strong>dustrial, not just those designated as cafos by<strong>the</strong> epa. 2Regardless of whe<strong>the</strong>r a <strong>farm</strong> is officially listed as acafo, ifap has greatly <strong>in</strong>creased <strong>the</strong> number of <strong>animal</strong>sper operati<strong>on</strong>. To illustrate, over <strong>the</strong> last 14 years, <strong>the</strong>average number of <strong>animal</strong>s per sw<strong>in</strong>e operati<strong>on</strong> has<strong>in</strong>creased 2.8 times, for egg producti<strong>on</strong> 2.5 times, forbroilers 2.3 times, and for cattle 1.6 times (Tilman et al.,2002). More <strong>animal</strong>s mean greater ec<strong>on</strong>omies of scale andlower cost per unit. In additi<strong>on</strong>, ifap facility operators,<strong>in</strong> many cases, ga<strong>in</strong> greater c<strong>on</strong>trol over <strong>the</strong> factorsthat <strong>in</strong>fluence producti<strong>on</strong> such as wea<strong>the</strong>r, disease, andnutriti<strong>on</strong>. Thus, producti<strong>on</strong> of <strong>the</strong> desired end producttypically requires less time.But <strong>the</strong> ec<strong>on</strong>omic efficiency of ifap systems may notbe entirely attribu<strong>table</strong> to <strong>animal</strong> producti<strong>on</strong> efficiencies.Nor are <strong>the</strong> ec<strong>on</strong>omies of scale that result from <strong>the</strong>c<strong>on</strong>f<strong>in</strong>ement of large numbers of <strong>animal</strong>s entirelyresp<strong>on</strong>sible for <strong>the</strong> apparent ec<strong>on</strong>omic success of <strong>the</strong> ifapsystem. Ra<strong>the</strong>r, accord<strong>in</strong>g to a recent Tufts Universitystudy, <strong>the</strong> overproducti<strong>on</strong> of agricultural crops such ascorn and soybeans due to US agricultural policy s<strong>in</strong>ce1996 has, until recently, driven <strong>the</strong> market price of thosecommodities well below <strong>the</strong>ir cost of producti<strong>on</strong> (Starmerand Wise, 2007 a), result<strong>in</strong>g <strong>in</strong> a substantial discount toifap facility operators for <strong>the</strong>ir feed. The Tufts researchersalso po<strong>in</strong>t out that, because of weak envir<strong>on</strong>mentalenforcement, ifap facilities receive a fur<strong>the</strong>r subsidy <strong>in</strong><strong>the</strong> form of externalized envir<strong>on</strong>mental costs. In total,<strong>the</strong> researchers estimate that <strong>the</strong> current hog ifap facilityreceives a subsidy worth just over $10 per hundredweight,or just over $24 for <strong>the</strong> average hog, when compared with<strong>the</strong> true costs of producti<strong>on</strong> (Starmer and Wise, 2007 a;Starmer and Wise, 2007 b).Despite <strong>the</strong>ir proven efficiency <strong>in</strong> produc<strong>in</strong>g food<strong>animal</strong>s, ifap facilities have a number of <strong>in</strong>herent andunique risks that may affect <strong>the</strong>ir susta<strong>in</strong>ability. Whilesome cafos have been sited properly with regard tolocal geological features, watersheds, and ecologicalsensitivity, o<strong>the</strong>rs are located <strong>in</strong> fragile ecosystems, suchas <strong>on</strong> flood pla<strong>in</strong>s <strong>in</strong> North Carol<strong>in</strong>a and over shallowdr<strong>in</strong>k<strong>in</strong>g water aquifers <strong>in</strong> <strong>the</strong> Delmarva Pen<strong>in</strong>sula andnor<strong>the</strong>astern Arkansas. The waste management practicesof ifap facilities can have substantial adverse affects <strong>on</strong>air, water, and soils. Ano<strong>the</strong>r major risk stems from <strong>the</strong>rout<strong>in</strong>e use of specially formulated feeds that <strong>in</strong>corporateantibiotics, o<strong>the</strong>r antimicrobials, and horm<strong>on</strong>es to preventdisease and <strong>in</strong>duce rapid growth. The use of low doses ofantibiotics as food additives facilitates <strong>the</strong> rapid evoluti<strong>on</strong>and proliferati<strong>on</strong> of antibiotic-resistant stra<strong>in</strong>s of bacteria.The result<strong>in</strong>g potential for “resistance reservoirs” and<strong>in</strong>terspecies transfer of resistance determ<strong>in</strong>ants is a highprioritypublic health c<strong>on</strong>cern. F<strong>in</strong>ally, ifap facilitiesrely <strong>on</strong> selective breed<strong>in</strong>g to enhance specific traits suchas growth rate, <str<strong>on</strong>g>meat</str<strong>on</strong>g> texture, and taste. This practice,however, results <strong>in</strong> a high degree of <strong>in</strong>breed<strong>in</strong>g, whichreduces biological and genetic diversity and represents aglobal threat to food security, accord<strong>in</strong>g to <strong>the</strong> Food andAgriculture Organizati<strong>on</strong> (fao) of <strong>the</strong> United Nati<strong>on</strong>s(Ste<strong>in</strong>feld et al., 2006).The potential health and envir<strong>on</strong>mental impacts ofifap take <strong>on</strong> more urgent c<strong>on</strong>cern <strong>in</strong> <strong>the</strong> c<strong>on</strong>text of <strong>the</strong>global market for <str<strong>on</strong>g>meat</str<strong>on</strong>g> and <str<strong>on</strong>g>meat</str<strong>on</strong>g> products, c<strong>on</strong>sider<strong>in</strong>gthat world populati<strong>on</strong> is expected to <strong>in</strong>crease from <strong>the</strong>current four to five billi<strong>on</strong> to n<strong>in</strong>e to ten billi<strong>on</strong> by 2050.Most of that growth will occur <strong>in</strong> low- and middle-<strong>in</strong>comecountries, where ris<strong>in</strong>g standards of liv<strong>in</strong>g are accelerat<strong>in</strong>g<strong>the</strong> “nutriti<strong>on</strong> transiti<strong>on</strong>” from a diet of gra<strong>in</strong>s, beans,and o<strong>the</strong>r legumes to <strong>on</strong>e with more <strong>animal</strong> prote<strong>in</strong>.The demand for <str<strong>on</strong>g>meat</str<strong>on</strong>g> and poultry is <strong>the</strong>refore expectedto <strong>in</strong>crease nearly 35% by 2015 (Ste<strong>in</strong>feld et al., 2006).To meet that ris<strong>in</strong>g demand, <strong>the</strong> cafo model has
ecome <strong>in</strong>creas<strong>in</strong>gly attractive. The spread of ifap to <strong>the</strong>develop<strong>in</strong>g world br<strong>in</strong>gs <strong>the</strong> benefit of rapid producti<strong>on</strong> of<str<strong>on</strong>g>meat</str<strong>on</strong>g>, but at <strong>the</strong> cost of envir<strong>on</strong>mental and public health,costs that may be exacerbated by <strong>in</strong>stituti<strong>on</strong>al weaknessesand governance problems comm<strong>on</strong> <strong>in</strong> develop<strong>in</strong>gcountries.Commissi<strong>on</strong>ers’ C<strong>on</strong>clusi<strong>on</strong>sAnimal agriculture has experienced “warp speed” growthover <strong>the</strong> last 50 years, with <strong>in</strong>tensificati<strong>on</strong> result<strong>in</strong>g <strong>in</strong> analmost logarithmic <strong>in</strong>crease <strong>in</strong> numbers. The availabilityof high-yield and <strong>in</strong>expensive gra<strong>in</strong>s has fueled this<strong>in</strong>crease and allowed for c<strong>on</strong>t<strong>in</strong>ually <strong>in</strong>creas<strong>in</strong>g ratesof growth <strong>in</strong> order to feed <strong>the</strong> burge<strong>on</strong><strong>in</strong>g humanpopulati<strong>on</strong>. However, dim<strong>in</strong>ished fossil fuel supplies,global climate change, decl<strong>in</strong><strong>in</strong>g freshwater availability,and reduced availability of arable land all suggest thatagricultural productivity ga<strong>in</strong>s <strong>in</strong> <strong>the</strong> next 50 years may befar less dramatic than <strong>the</strong> rates of change seen over <strong>the</strong> last100 years.As discussed, <strong>the</strong> transformati<strong>on</strong> of traditi<strong>on</strong>al <strong>animal</strong>husbandry to <strong>the</strong> <strong>in</strong>dustrial food <strong>animal</strong> producti<strong>on</strong>model and <strong>the</strong> widespread adopti<strong>on</strong> of ifap facilities haveled to widely available and affordable <str<strong>on</strong>g>meat</str<strong>on</strong>g>, poultry, dairy,and eggs. As a result, <strong>animal</strong>-derived food products arenow <strong>in</strong>expensive relative to disposable <strong>in</strong>come, a majorreas<strong>on</strong> that <strong>America</strong>ns eat more of <strong>the</strong>m <strong>on</strong> a per capitabasis than anywhere else <strong>in</strong> <strong>the</strong> world. Accord<strong>in</strong>g to <strong>the</strong>US Department of Agriculture (usda), <strong>the</strong> average cost ofall food <strong>in</strong> <strong>the</strong> United States is less than ten percent of <strong>the</strong>average <strong>America</strong>n’s net <strong>in</strong>come, even though <strong>on</strong> a cost-percaloriebasis <strong>America</strong>ns are pay<strong>in</strong>g more than <strong>the</strong> citizensof many o<strong>the</strong>r countries (Frazão et al., 2008).While <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> has benefits,it br<strong>in</strong>gs with it grow<strong>in</strong>g c<strong>on</strong>cerns for public health,<strong>the</strong> envir<strong>on</strong>ment, <strong>animal</strong> welfare, and impacts <strong>on</strong> ruralcommunities. In <strong>the</strong> secti<strong>on</strong>s that follow, we exam<strong>in</strong>e <strong>the</strong>un<strong>in</strong>tended c<strong>on</strong>sequences of <strong>in</strong>tensive <strong>animal</strong> agricultureand its systems. The Commissi<strong>on</strong>’s goal is to understandthose impacts and to propose recommendati<strong>on</strong>s to address<strong>the</strong>m <strong>in</strong> ways that can ensure a safe system of <strong>animal</strong>agriculture while satisfy<strong>in</strong>g <strong>the</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g> and poultry needsof a nati<strong>on</strong> that will so<strong>on</strong> reach 400 milli<strong>on</strong> <strong>America</strong>ns.Cost per calorie rises as <strong>in</strong>come levels rise (Source: c<strong>on</strong>sumpti<strong>on</strong> expenditure data fromEurom<strong>on</strong>itor Internati<strong>on</strong>al 2006; cost per calorie calculated based <strong>on</strong> calorie c<strong>on</strong>sumpti<strong>on</strong>data from FAOSTAT 2007 [Frazão et al., 2008])352005 cost per 100 calories, US cents30252015105005,000 10,000 15,000 20,000 25,000 30,000 35,000Per capita total expenditures (<strong>in</strong>come proxy) across 67 countries (US$), 2005
The Global Impact of <strong>the</strong>US <strong>Industrial</strong> Food AnimalProducti<strong>on</strong> ModelThe c<strong>on</strong>centrated <strong>animal</strong> feed<strong>in</strong>goperati<strong>on</strong> (CAFO) model ofproducti<strong>on</strong> <strong>in</strong> <strong>the</strong> United Stateshas developed over <strong>the</strong> years <strong>in</strong>toa f<strong>in</strong>e-tuned factory operati<strong>on</strong>.Recently, <strong>the</strong> CAFO model hasbegun to spread to all corners of<strong>the</strong> world, especially <strong>the</strong> develop<strong>in</strong>gworld. This spread br<strong>in</strong>gs many of<strong>the</strong> benefits that made it successful<strong>in</strong> <strong>the</strong> developed world, but also <strong>the</strong>problems. Those problems are oftenmagnified by structural deficienciesthat may exist <strong>in</strong> a country wherelaw and government cannot keeppace with <strong>the</strong> country’s adopti<strong>on</strong> of<strong>animal</strong> producti<strong>on</strong> and o<strong>the</strong>r newtechnologies.Develop<strong>in</strong>g countries adopt<strong>the</strong> CAFO model for two reas<strong>on</strong>s.The first is that as people becomewealthier, <strong>the</strong>y eat more <str<strong>on</strong>g>meat</str<strong>on</strong>g>.From <strong>the</strong> 1970s through <strong>the</strong> 1990s,<strong>the</strong> c<strong>on</strong>sumpti<strong>on</strong> of <str<strong>on</strong>g>meat</str<strong>on</strong>g> <strong>in</strong> <strong>the</strong>develop<strong>in</strong>g world <strong>in</strong>creased by 70milli<strong>on</strong> metric t<strong>on</strong>s (Delgado et al.,1999). These countries <strong>the</strong>reforeneed to produce more <strong>animal</strong>prote<strong>in</strong> than ever before. And aspopulati<strong>on</strong>s grow, especially <strong>in</strong> Asia,land becomes scarce and <strong>the</strong> CAFOmodel becomes more attractive(Tao, 2003). Sec<strong>on</strong>d, mult<strong>in</strong>ati<strong>on</strong>alcorporati<strong>on</strong>s <strong>in</strong>volved <strong>in</strong> <strong>the</strong> <strong>animal</strong>prote<strong>in</strong> <strong>in</strong>dustry scour <strong>the</strong> worldlook<strong>in</strong>g for countries with cheaplabor and large expanses of landavailable to cultivate feed for food<strong>animal</strong>s (Mart<strong>in</strong>, 2004). When <strong>the</strong>yf<strong>in</strong>d <strong>the</strong>se areas, <strong>the</strong>y br<strong>in</strong>g al<strong>on</strong>g <strong>the</strong>producti<strong>on</strong> model that served <strong>the</strong>mwell <strong>in</strong> developed countries.This all sounds well and good if<strong>the</strong> CAFO model allows a countryto <strong>in</strong>crease its level of developmentand feed its citizens, but often<strong>the</strong>se countries are not equipped todeal with <strong>the</strong> problems that can beassociated with CAFOs. For example,CAFOs produce large amounts ofpolluti<strong>on</strong> if <strong>the</strong>y are not managedand regulated properly. Even <strong>in</strong>many areas of <strong>the</strong> United States,we are barely able to deal with <strong>the</strong>harmful effects of CAFOs. In <strong>the</strong>develop<strong>in</strong>g world, governmentsand workers often do not have<strong>the</strong> ability or resources to enforceenvir<strong>on</strong>mental, worker safety, or<strong>animal</strong> welfare laws, if <strong>the</strong>y evenexist (Tao, 2003). Or if a country doeshave <strong>the</strong> capacity, it often choosesnot to enforce regulati<strong>on</strong>s <strong>in</strong> <strong>the</strong>belief that <strong>the</strong> ec<strong>on</strong>omic benefits of aCAFO offset any detrimental impacts(Neirenberg, 2003).But unregulated CAFO facilitiescan have disastrous c<strong>on</strong>sequences for<strong>the</strong> people liv<strong>in</strong>g and work<strong>in</strong>g around<strong>the</strong>m. Rivers used for wash<strong>in</strong>g anddr<strong>in</strong>k<strong>in</strong>g may be polluted. Workersmay be exposed to diseases ando<strong>the</strong>r hazards that <strong>the</strong>y nei<strong>the</strong>rrecognize nor understand because of<strong>the</strong>ir limited educati<strong>on</strong>.As <strong>the</strong> Commissi<strong>on</strong> looks at <strong>the</strong>impact of <strong>the</strong> <strong>in</strong>dustrial model <strong>in</strong> <strong>the</strong>United States, we must not forgetthat <strong>the</strong>se types of operati<strong>on</strong>s arebe<strong>in</strong>g built all around <strong>the</strong> globe,often <strong>on</strong> a larger scale and with lessregulati<strong>on</strong>.A villager locks <strong>the</strong> truck barrier afterpigs loaded <strong>in</strong> a pig <strong>farm</strong> <strong>on</strong> January17, 2008, <strong>in</strong> <strong>the</strong> outskirts of LishuCounty of Jil<strong>in</strong> Prov<strong>in</strong>ce, nor<strong>the</strong>astCh<strong>in</strong>a. Jil<strong>in</strong> Prov<strong>in</strong>cial governmentearmarks 5.9 milli<strong>on</strong> yuan towardsow subsidies; each sow will ga<strong>in</strong>100 yuan, <strong>in</strong> a bid to curb <strong>the</strong> soar<strong>in</strong>gpork price, accord<strong>in</strong>g to local media.
Public Health10
The potential public health effects associated with ifap must be exam<strong>in</strong>ed <strong>in</strong><strong>the</strong> c<strong>on</strong>text of its potential effects <strong>on</strong> <strong>in</strong>dividuals and <strong>the</strong> populati<strong>on</strong> as a whole.These effects <strong>in</strong>clude disease and <strong>the</strong> transmissi<strong>on</strong> of disease, <strong>the</strong> potentialfor <strong>the</strong> spread of pathogens from <strong>animal</strong>s to humans, and mental and socialimpacts. The World Health Organizati<strong>on</strong> (who) def<strong>in</strong>es health as “a state ofcomplete physical, mental and social well-be<strong>in</strong>g” (who, 1992). This def<strong>in</strong>iti<strong>on</strong>is widely recognized <strong>in</strong> <strong>the</strong> developed world and is <strong>in</strong>creas<strong>in</strong>gly be<strong>in</strong>g adoptedby <strong>America</strong>n employers.In ifap systems, large numbers of <strong>animal</strong>s are raised toge<strong>the</strong>r, usually <strong>in</strong>c<strong>on</strong>f<strong>in</strong>ement build<strong>in</strong>gs, which may <strong>in</strong>crease <strong>the</strong> likelihood for health issueswith <strong>the</strong> potential to affect humans, carried ei<strong>the</strong>r by <strong>the</strong> <strong>animal</strong>s or <strong>the</strong> largequantities of <strong>animal</strong> waste. The ifap facilities are frequently c<strong>on</strong>centrated <strong>in</strong>areas where <strong>the</strong>y can affect human populati<strong>on</strong> centers. Animal waste, whichharbors a number of pathogens and chemical c<strong>on</strong>tam<strong>in</strong>ants, is usually leftuntreated or m<strong>in</strong>imally treated, often sprayed <strong>on</strong> fields as fertilizer, rais<strong>in</strong>g <strong>the</strong>potential for c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> of air, water, and soils. Occasi<strong>on</strong>ally, <strong>the</strong> impactcan be far worse. In <strong>on</strong>e recent example, <strong>farm</strong> <strong>animal</strong> waste runoff from ifapfacilities was am<strong>on</strong>g <strong>the</strong> suspected causes of a 2006 Escherichia coli outbreak<strong>in</strong> which three people died and nearly 200 were sickened (cdc, 2006).Affected Populati<strong>on</strong>sHealth risks <strong>in</strong>crease depend<strong>in</strong>g <strong>on</strong> <strong>the</strong> rate of exposure,which can vary widely. Those engaged directly withlivestock producti<strong>on</strong>, such as <strong>farm</strong>ers, <strong>farm</strong> workers, and<strong>the</strong>ir families, typically have more frequent and morec<strong>on</strong>centrated exposures to chemical or <strong>in</strong>fectious agents.For o<strong>the</strong>rs with less c<strong>on</strong>t<strong>in</strong>uous exposure to livestock andlivestock facilities, <strong>the</strong> risk levels decl<strong>in</strong>e accord<strong>in</strong>gly.Direct exposure is not <strong>the</strong> <strong>on</strong>ly health risk, however;health impacts often reach far bey<strong>on</strong>d <strong>the</strong> ifap facility.Groundwater c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong>, for example, can extendthroughout <strong>the</strong> aquifer, affect<strong>in</strong>g dr<strong>in</strong>k<strong>in</strong>g water suppliesat some distance from <strong>the</strong> source of c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong>.Infectious agents, such as a novel (or new) avian <strong>in</strong>fluenzavirus, that arise <strong>in</strong> an ifap facility may be transmissiblefrom pers<strong>on</strong> to pers<strong>on</strong> <strong>in</strong> a community sett<strong>in</strong>g andwell bey<strong>on</strong>d. An <strong>in</strong>fectious agent that orig<strong>in</strong>ates at anifap facility may persist through <str<strong>on</strong>g>meat</str<strong>on</strong>g> process<strong>in</strong>g andc<strong>on</strong>tam<strong>in</strong>ate c<strong>on</strong>sumer food <strong>animal</strong> products, result<strong>in</strong>g <strong>in</strong>a serious disease outbreak far from <strong>the</strong> ifap facility.M<strong>on</strong>itor<strong>in</strong>g is a basic comp<strong>on</strong>ent of strategies toprotect <strong>the</strong> public from harmful effects of c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong>or disease, yet ifap m<strong>on</strong>itor<strong>in</strong>g systems are <strong>in</strong>adequate.Current <strong>animal</strong> identificati<strong>on</strong> and <str<strong>on</strong>g>meat</str<strong>on</strong>g> productlabel<strong>in</strong>g practices make it difficult or impossible to trace<strong>in</strong>fecti<strong>on</strong>s to <strong>the</strong> source. Likewise, ifap workers, whomay serve as vectors carry<strong>in</strong>g potential disease-caus<strong>in</strong>gorganisms from <strong>the</strong> <strong>animal</strong>s <strong>the</strong>y work with to <strong>the</strong> largercommunity, do not usually participate <strong>in</strong> public healthm<strong>on</strong>itor<strong>in</strong>g, disease report<strong>in</strong>g, and surveillance programsbecause, as an agricultural activity, ifap is often exempt.Fur<strong>the</strong>rmore, migrant and visit<strong>in</strong>g workers, many ofwhom are undocumented, present a particular challengeto adequate m<strong>on</strong>itor<strong>in</strong>g and surveillance because <strong>the</strong>irlegal status often makes <strong>the</strong>m unwill<strong>in</strong>g to participate <strong>in</strong>health m<strong>on</strong>itor<strong>in</strong>g programs.In general, public health c<strong>on</strong>cerns associated withifap <strong>in</strong>clude heightened risks of pathogens (disease- andn<strong>on</strong>disease-caus<strong>in</strong>g) passed from <strong>animal</strong>s to humans;<strong>the</strong> emergence of microbes resistant to antibiotics andantimicrobials, due <strong>in</strong> large part to widespread use of11
antimicrobials for n<strong>on</strong><strong>the</strong>rapeutic purposes; food-bornedisease; worker health c<strong>on</strong>cerns; and dispersed impacts <strong>on</strong><strong>the</strong> adjacent community at large.Pathogen TransferThe potential for pathogen transfer from <strong>animal</strong>s tohumans is <strong>in</strong>creased <strong>in</strong> ifap because so many <strong>animal</strong>sare raised toge<strong>the</strong>r <strong>in</strong> c<strong>on</strong>f<strong>in</strong>ed areas. ifap feed and<strong>animal</strong> management methods successfully maximize <strong>the</strong>efficiency of <str<strong>on</strong>g>meat</str<strong>on</strong>g> or poultry producti<strong>on</strong> and shorten <strong>the</strong>time it takes to reach market weight, but <strong>the</strong>y also createa number of opportunities for pathogen transmissi<strong>on</strong>to humans. Three factors account for <strong>the</strong> <strong>in</strong>creasedrisk: prol<strong>on</strong>ged worker c<strong>on</strong>tact with <strong>animal</strong>s; <strong>in</strong>creasedpathogen transmissi<strong>on</strong> <strong>in</strong> a herd or flock; and <strong>in</strong>creasedopportunities for <strong>the</strong> generati<strong>on</strong> of antibiotic-resistantbacteria or new stra<strong>in</strong>s of pathogens. Stresses <strong>in</strong>duced byc<strong>on</strong>f<strong>in</strong>ement may also <strong>in</strong>crease <strong>the</strong> likelihood of <strong>in</strong>fecti<strong>on</strong>and illness <strong>in</strong> <strong>animal</strong> populati<strong>on</strong>s.Fifty years ago, a US <strong>farm</strong>er who raised pigs orchickens might be exposed to several dozen <strong>animal</strong>s forless than an hour a day. Today’s c<strong>on</strong>f<strong>in</strong>ement facilityworker is often exposed to thousands of pigs or tensof thousands of chickens for eight or more hours eachday. And whereas sick or dy<strong>in</strong>g pigs might have beena relatively rare exposure event 50 years ago, today’sagricultural workers care for sick or dy<strong>in</strong>g <strong>animal</strong>s daily<strong>in</strong> <strong>the</strong>ir rout<strong>in</strong>e care of much larger herds and flocks.This prol<strong>on</strong>ged c<strong>on</strong>tact with livestock, both healthy andill, <strong>in</strong>creases agricultural workers’ risks of <strong>in</strong>fecti<strong>on</strong> withzo<strong>on</strong>otic pathogens.Infectious DiseaseNumerous known <strong>in</strong>fectious diseases can be transmittedbetween humans and <strong>animal</strong>s; <strong>in</strong> fact, of <strong>the</strong> more than1,400 documented human pathogens, about 64% arezo<strong>on</strong>otic (Woolhouse and Gowtage-Sequeria, 2005;Woolhouse et al., 2001). In additi<strong>on</strong>, new stra<strong>in</strong>s andtypes of <strong>in</strong>fectious and transmissible agents are foundevery year. Am<strong>on</strong>g <strong>the</strong> many ways that <strong>in</strong>fectious agentscan evolve to become more virulent or to <strong>in</strong>fect peopleare numerous transmissi<strong>on</strong> events and co-<strong>in</strong>fecti<strong>on</strong>with several stra<strong>in</strong>s of pathogens. For this reas<strong>on</strong>,<strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> facilities that houselarge numbers of <strong>animal</strong>s <strong>in</strong> very close quarters can bea source of new or more <strong>in</strong>fectious agents. Healthy orasymptomatic <strong>animal</strong>s may carry microbial agents thatcan <strong>in</strong>fect and sicken humans, who may <strong>the</strong>n spread <strong>the</strong><strong>in</strong>fecti<strong>on</strong> to <strong>the</strong> community before it is discovered <strong>in</strong> <strong>the</strong><strong>animal</strong> populati<strong>on</strong>.Generati<strong>on</strong> of Novel VirusesWhile transmissi<strong>on</strong> of new or novel viruses from <strong>animal</strong>sto humans, such as avian or sw<strong>in</strong>e <strong>in</strong>fluenza, seems ara<strong>the</strong>r <strong>in</strong>frequent event today (Gray et al., 2007; Myers,Olsen et al., 2007), <strong>the</strong> c<strong>on</strong>t<strong>in</strong>ual cycl<strong>in</strong>g of viruses ando<strong>the</strong>r <strong>animal</strong> pathogens <strong>in</strong> large herds or flocks <strong>in</strong>creasesopportunities for <strong>the</strong> generati<strong>on</strong> of novel viruses throughmutati<strong>on</strong> or recomb<strong>in</strong>ant events that could result <strong>in</strong> moreefficient human-to-human transmissi<strong>on</strong>. In additi<strong>on</strong>,as noted earlier, agricultural workers serve as a bridg<strong>in</strong>gpopulati<strong>on</strong> between <strong>the</strong>ir communities and <strong>the</strong> <strong>animal</strong>s<strong>in</strong> large c<strong>on</strong>f<strong>in</strong>ement facilities (Myers et al., 2006; Saenzet al., 2006). Such novel viruses not <strong>on</strong>ly put <strong>the</strong> workersand <strong>animal</strong>s at risk of <strong>in</strong>fecti<strong>on</strong> but also may <strong>in</strong>crease <strong>the</strong>risk of disease transmissi<strong>on</strong> to <strong>the</strong> communities where <strong>the</strong>workers live.Food-Borne Infecti<strong>on</strong>Food producti<strong>on</strong> has always <strong>in</strong>volved <strong>the</strong> risk of microbialc<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> that can spread disease to humans, andthat risk is certa<strong>in</strong>ly not unique to ifap. However, <strong>the</strong>scale and methods comm<strong>on</strong> to ifap can significantlyaffect pathogen c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> of c<strong>on</strong>sumer foodproducts. All areas of <str<strong>on</strong>g>meat</str<strong>on</strong>g>, poultry, egg, and dairyproducti<strong>on</strong> (e.g., manure handl<strong>in</strong>g practices, <str<strong>on</strong>g>meat</str<strong>on</strong>g>process<strong>in</strong>g, transportati<strong>on</strong>, and <strong>animal</strong> render<strong>in</strong>g) canc<strong>on</strong>tribute to zo<strong>on</strong>otic disease and food c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong>(Gilchrist et al., 2007). Several recent and high-profilerecalls <strong>in</strong>volv<strong>in</strong>g E. Coli O157:H7 and Salm<strong>on</strong>ella entericaserve as dramatic rem<strong>in</strong>ders of <strong>the</strong> risk.Food-borne pathogens can have dire c<strong>on</strong>sequenceswhen <strong>the</strong>y do reach human hosts. A 1999 report estimatedthat E. Coli O157:H7 <strong>in</strong>fecti<strong>on</strong>s caused approximately73,000 illnesses each year, lead<strong>in</strong>g to over 2,000hospitalizati<strong>on</strong>s and 60 deaths each year <strong>in</strong> <strong>the</strong> UnitedStates (Mead et al., 1999). Costs associated with E. ColiO157:H7–related illnesses <strong>in</strong> <strong>the</strong> United States wereestimated at $405 milli<strong>on</strong> annually: $370 milli<strong>on</strong> fordeaths, $30 milli<strong>on</strong> for medical care, and $5 milli<strong>on</strong>for lost productivity (Frenzen et al., 2005). Animalmanure, especially from cattle, is <strong>the</strong> primary sourceof <strong>the</strong>se bacteria, and c<strong>on</strong>sumpti<strong>on</strong> of food and waterc<strong>on</strong>tam<strong>in</strong>ated with <strong>animal</strong> wastes is a major route ofhuman <strong>in</strong>fecti<strong>on</strong>.Because of <strong>the</strong> large numbers of <strong>animal</strong>s <strong>in</strong> a typicalifap facility, pathogens can <strong>in</strong>fect hundreds or thousandsof <strong>animal</strong>s even though <strong>the</strong> <strong>in</strong>fecti<strong>on</strong> rate may be fairlylow as a share of <strong>the</strong> total populati<strong>on</strong>. In some cases, itmay be very difficult to detect <strong>the</strong> pathogen; Salm<strong>on</strong>ellaenterica (se), for example, is known to col<strong>on</strong>ize <strong>the</strong><strong>in</strong>test<strong>in</strong>al tract of birds without caus<strong>in</strong>g obvious disease(Suzuki, 1994), although <strong>the</strong> <strong>in</strong>fected hen ovaries <strong>the</strong>ntransfer <strong>the</strong> organism to <strong>the</strong> egg c<strong>on</strong>tents. Although<strong>the</strong> frequency of se c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> <strong>in</strong> eggs is low (fewerthan 1 <strong>in</strong> 20,000 eggs), <strong>the</strong> large numbers of eggs—65billi<strong>on</strong>—produced <strong>in</strong> <strong>the</strong> United States each year meansthat c<strong>on</strong>tam<strong>in</strong>ated eggs represent a significant source forhuman exposure. Underscor<strong>in</strong>g this po<strong>in</strong>t, <strong>the</strong> Centersfor Disease C<strong>on</strong>trol and Preventi<strong>on</strong> (cdc) estimatedthat se-c<strong>on</strong>tam<strong>in</strong>ated eggs accounted for approximately180,000 illnesses <strong>in</strong> <strong>the</strong> United States <strong>in</strong> 2000 (SchroederZo<strong>on</strong>otic disease:A disease caused by a microbialagent that normally exists <strong>in</strong><strong>animal</strong>s but that can <strong>in</strong>fecthumans.13
et al., 2005). The potential advantage of ifap <strong>in</strong> thiscircumstance is that c<strong>on</strong>centrated producti<strong>on</strong> andprocess<strong>in</strong>g <strong>in</strong> fewer, larger facilities can result <strong>in</strong> improvedproduct safety if regulati<strong>on</strong>s are properly <strong>in</strong>stituted andvigilantly enforced.Feed and Pathogen RiskFeed formulati<strong>on</strong> fur<strong>the</strong>r <strong>in</strong>fluences pathogen risk because<strong>the</strong> feeds for c<strong>on</strong>f<strong>in</strong>ed <strong>animal</strong>s are significantly differentfrom <strong>the</strong> forage traditi<strong>on</strong>ally available to poultry, sw<strong>in</strong>e,or cattle. These feeds have been modified to:• Reduce <strong>the</strong> time needed to reach market weight;• Increase <strong>the</strong> efficiency of feed c<strong>on</strong>versi<strong>on</strong>—<strong>the</strong> amountof food c<strong>on</strong>verted to <strong>animal</strong> prote<strong>in</strong> (ra<strong>the</strong>r thanmanure); and• Ensure <strong>the</strong> survivability and uniformity of <strong>animal</strong>s.O<strong>the</strong>r changes <strong>in</strong> modern <strong>animal</strong> feeds are <strong>the</strong>extensive recycl<strong>in</strong>g of <strong>animal</strong> fats and prote<strong>in</strong>s throughrender<strong>in</strong>g and <strong>the</strong> additi<strong>on</strong> of <strong>in</strong>dustrial and <strong>animal</strong>wastes as well as antimicrobials (ams), <strong>in</strong>clud<strong>in</strong>g arsenicderivedcompounds (arsenicals). In some cases, <strong>the</strong>seadditives can be dangerous to human health, as illustratedby <strong>the</strong> bov<strong>in</strong>e sp<strong>on</strong>giform encephalopathy (bse) crisis <strong>in</strong>Brita<strong>in</strong> <strong>in</strong> <strong>the</strong> early 1990s—scientists discovered that itresulted from <strong>the</strong> <strong>in</strong>clusi<strong>on</strong> of bra<strong>in</strong> and bra<strong>in</strong>stem parts<strong>in</strong> <strong>the</strong> render<strong>in</strong>gs that went <strong>in</strong>to <strong>animal</strong> feeds. S<strong>in</strong>ce thatdiscovery, great care has been taken to elim<strong>in</strong>ate bra<strong>in</strong> andsp<strong>in</strong>al cord material from <strong>animal</strong> render<strong>in</strong>gs. However,<strong>the</strong> <strong>on</strong>go<strong>in</strong>g additi<strong>on</strong> of antimicrobial agents to ifaplivestock foodstuffs to promote growth also promotes <strong>the</strong>emergence of resistant stra<strong>in</strong>s of pathogens, present<strong>in</strong>g asignificant risk to human health.N<strong>on</strong><strong>the</strong>rapeutic Antimicrobial Useand ResistanceThe use of antibiotics for growth promoti<strong>on</strong> began <strong>in</strong> <strong>the</strong>1940s when <strong>the</strong> poultry <strong>in</strong>dustry discovered that <strong>the</strong> use oftetracycl<strong>in</strong>e fermentati<strong>on</strong> byproducts resulted <strong>in</strong> improvedgrowth (Stokstad and Jukes, 1958–1959). Though <strong>the</strong>mechanism of this acti<strong>on</strong> was never fully understood,<strong>the</strong> practice of add<strong>in</strong>g low levels of antibiotics and, morerecently, growth horm<strong>on</strong>es to stimulate growth andimprove producti<strong>on</strong> and performance has c<strong>on</strong>t<strong>in</strong>ued over<strong>the</strong> ensu<strong>in</strong>g 50 years.In <strong>the</strong> 1990s, <strong>the</strong> public became aware of <strong>the</strong> threat ofantimicrobial resistance as <strong>the</strong> number of drug-resistant<strong>in</strong>fecti<strong>on</strong>s <strong>in</strong>creased <strong>in</strong> humans. However, antimicrobialresistance has been observed almost s<strong>in</strong>ce <strong>the</strong> discovery ofpenicill<strong>in</strong>. In 2000, a who report <strong>on</strong> <strong>in</strong>fectious diseasesexpressed alarm at <strong>the</strong> spread of multidrug-resistant<strong>in</strong>fectious disease agents and noted that a major source ofantimicrobial-resistant bacteria was food:S<strong>in</strong>ce <strong>the</strong> discovery of <strong>the</strong> growth-promot<strong>in</strong>gand disease-fight<strong>in</strong>g capabilities of antibiotics,<strong>farm</strong>ers, fish-<strong>farm</strong>ers and livestock producers haveused antimicrobials <strong>in</strong> everyth<strong>in</strong>g from apples toaquaculture. Currently, <strong>on</strong>ly half of all antibiotics areslated for human c<strong>on</strong>sumpti<strong>on</strong>. The o<strong>the</strong>r 50% areused to treat sick <strong>animal</strong>s, as growth promoters <strong>in</strong>livestock, and to rid cultivated foodstuffs of variousdestructive organisms. This <strong>on</strong>go<strong>in</strong>g and oftenlow-level dos<strong>in</strong>g for growth and prophylaxis <strong>in</strong>evitablyresults <strong>in</strong> <strong>the</strong> development of resistance <strong>in</strong> bacteria<strong>in</strong> or near livestock, and also heightens fears ofnew resistant stra<strong>in</strong>s “jump<strong>in</strong>g” between species…(who, 2000)Despite <strong>in</strong>creased recogniti<strong>on</strong> of <strong>the</strong> problem, <strong>the</strong>Infectious Disease Society of <strong>America</strong> (isda) recentlydeclared antibiotic-resistant <strong>in</strong>fecti<strong>on</strong>s to be an epidemic<strong>in</strong> <strong>the</strong> United States (Spellberg et al., 2008). The cdcestimated that 2 milli<strong>on</strong> people c<strong>on</strong>tract resistant<strong>in</strong>fecti<strong>on</strong>s annually and, of those, 90,000 die. A decadeago, <strong>the</strong> Institute of Medic<strong>in</strong>e estimated that antimicrobialresistance costs <strong>the</strong> United States between $4 and $5 billi<strong>on</strong>annually, and <strong>the</strong>se costs are certa<strong>in</strong>ly higher now as <strong>the</strong>problem of resistance has grown and <strong>in</strong>tensified worldwide(Harris<strong>on</strong> et al., 1998).Because bacteria reproduce rapidly, resistance candevelop relatively quickly <strong>in</strong> <strong>the</strong> presence of antimicrobialagents, and <strong>on</strong>ce resistance genes appear <strong>in</strong> <strong>the</strong> bacterialgene pool, <strong>the</strong>y can be transferred to related and unrelatedbacteria. Therefore, <strong>in</strong>creased exposure to antimicrobials(particularly at low levels) <strong>in</strong>creases <strong>the</strong> pool of resistantorganisms and <strong>the</strong> risk of antimicrobial-resistant<strong>in</strong>fecti<strong>on</strong>s. C<strong>on</strong>sider <strong>the</strong> follow<strong>in</strong>g:• Antimicrobials are readily available <strong>on</strong>l<strong>in</strong>e orthrough direct purchase from <strong>the</strong> manufacturer ordistributor, allow<strong>in</strong>g unrestricted access by <strong>farm</strong>ers topharmaceuticals and chemicals without a prescripti<strong>on</strong>or veter<strong>in</strong>arian’s oversight; and• Some classes of antibiotics that are used to treat lifethreaten<strong>in</strong>g<strong>in</strong>fecti<strong>on</strong>s <strong>in</strong> humans, such as penicill<strong>in</strong>sand tetracycl<strong>in</strong>es, are allowed <strong>in</strong> <strong>animal</strong> feeds topromote <strong>animal</strong> growth.Groups attempt<strong>in</strong>g to estimate <strong>the</strong> amount ofantimicrobials used <strong>in</strong> food <strong>animal</strong> producti<strong>on</strong> areoften thwarted by vary<strong>in</strong>g def<strong>in</strong>iti<strong>on</strong>s of “<strong>the</strong>rapeutic,”“n<strong>on</strong><strong>the</strong>rapeutic,” and “growth-promot<strong>in</strong>g.” For example,<strong>the</strong> Uni<strong>on</strong> of C<strong>on</strong>cerned Scientists estimated that 70%of antimicrobials <strong>in</strong> <strong>the</strong> United States are used <strong>in</strong> food<strong>animal</strong> producti<strong>on</strong>, whereas <strong>the</strong> Animal Health Instituteestimated closer to 30% (ahi, 2002; Mell<strong>on</strong> et al., 2001).O<strong>the</strong>rs have not bo<strong>the</strong>red with an estimate because of<strong>the</strong> lack of both clear def<strong>in</strong>iti<strong>on</strong>s and data (Mell<strong>on</strong> et al.,2001; who, 2000). A universally accepted def<strong>in</strong>iti<strong>on</strong>of <strong>the</strong> various types of use is necessary to estimateantimicrobial use and to formulate policy govern<strong>in</strong>g<strong>the</strong> use of antimicrobials <strong>in</strong> food <strong>animal</strong>s. The lack ofpublicly available validated <strong>in</strong>formati<strong>on</strong> <strong>on</strong> <strong>the</strong> volume ofantimicrobial use as a feed additive leaves policymakersun<strong>in</strong>formed about <strong>the</strong> true state of antimicrobial use<strong>in</strong> food <strong>animal</strong> producti<strong>on</strong> and its relati<strong>on</strong>ship to <strong>the</strong>grow<strong>in</strong>g problem of antimicrobial resistance.Supporters of <strong>the</strong> use of antibiotics as growthAntimicrobial resistance:The result of microbial changesthat reduce or elim<strong>in</strong>ate <strong>the</strong>effectiveness of drugs.15
Endotox<strong>in</strong>:A tox<strong>in</strong> that is present <strong>in</strong> abacteria cell and is releasedwhen <strong>the</strong> cell dis<strong>in</strong>tegrates. Itis sometimes resp<strong>on</strong>sible for<strong>the</strong> characteristic symptoms ofa disease, such as botulism.promoters ma<strong>in</strong>ta<strong>in</strong> that <strong>the</strong>ir use, al<strong>on</strong>g with o<strong>the</strong>rtechnologies, results <strong>in</strong> more affordable <str<strong>on</strong>g>meat</str<strong>on</strong>g> products forc<strong>on</strong>sumers, decreased producti<strong>on</strong> costs, and less impact <strong>on</strong><strong>the</strong> envir<strong>on</strong>ment as fewer <strong>animal</strong>s are required to producea unit of <str<strong>on</strong>g>meat</str<strong>on</strong>g> product. However, it is not clear that <strong>the</strong>use of antimicrobials <strong>in</strong> food is cost-effective, ei<strong>the</strong>r <strong>in</strong>terms of <strong>in</strong>creased health care costs as a result of resistant<strong>in</strong>fecti<strong>on</strong>s, or for <strong>the</strong> facility itself (Graham et al., 2007).Antimicrobial-resistant bacteria have been found both<strong>in</strong> and downw<strong>in</strong>d of ifap facilities (e.g., sw<strong>in</strong>e) but notupw<strong>in</strong>d (Gibbs et al., 2004). Several groups have reviewed<strong>the</strong> associati<strong>on</strong> between <strong>the</strong> use of low-level antimicrobials<strong>in</strong> food <strong>animal</strong> producti<strong>on</strong> and <strong>the</strong> development ofantimicrobial resistance <strong>in</strong> humans (Teuber, 2001; Smith,Harris et al., 2002).Whatever <strong>the</strong> direct evidence, it is certa<strong>in</strong> that <strong>the</strong>exposure of bacteria to antimicrobial agents selectsresistant bacteria that can replicate and persist. Suchbacteria from ifap facilities can reach humans throughmany routes, both direct (through food, water, air,or c<strong>on</strong>tact) and <strong>in</strong>direct (via transmissi<strong>on</strong> of resistance<strong>in</strong> <strong>the</strong> envir<strong>on</strong>mental pool of bacteria).Occupati<strong>on</strong>al Health Impacts of<strong>Industrial</strong> Farm Animal Producti<strong>on</strong>ifap facilities generate toxic dust and gases that may causetemporary or chr<strong>on</strong>ic respiratory irritati<strong>on</strong> am<strong>on</strong>g workersand operators. ifap workers experience symptoms similarto those experienced by gra<strong>in</strong> handlers: acute and chr<strong>on</strong>icbr<strong>on</strong>chitis, n<strong>on</strong>allergic asthma–like syndrome, mucousmembrane irritati<strong>on</strong>, and n<strong>on</strong><strong>in</strong>fectious s<strong>in</strong>usitis. An<strong>in</strong>dividual’s specific resp<strong>on</strong>se depends <strong>on</strong> characteristics of<strong>the</strong> <strong>in</strong>haled irritants and <strong>on</strong> <strong>the</strong> <strong>in</strong>dividual’s susceptibility.In general, <strong>the</strong> symptoms are more frequent and seveream<strong>on</strong>g smokers (D<strong>on</strong>ham and Gustafs<strong>on</strong>, 1982;Markowitz et al., 1985; Marmi<strong>on</strong> et al., 1990) and am<strong>on</strong>gworkers <strong>in</strong> large sw<strong>in</strong>e operati<strong>on</strong>s (who work l<strong>on</strong>ger hours<strong>in</strong>side ifap build<strong>in</strong>gs) or <strong>in</strong> build<strong>in</strong>gs with high levels ofdusts and gases (D<strong>on</strong>ham et al., 2000; D<strong>on</strong>ham et al.,1995; Reynolds et al., 1996). Evidence also suggests that<strong>in</strong>creas<strong>in</strong>g exposure to ifap irritants leads to <strong>in</strong>creasedairway sensitivity (D<strong>on</strong>ham and Gustafs<strong>on</strong>, 1982;D<strong>on</strong>ham et al., 1989).Ano<strong>the</strong>r, more episodic, bioaerosol-related problemexperienced by about 30% of ifap facility workers isorganic dust toxic syndrome (odts) (Do Pico, 1986;D<strong>on</strong>ham et al., 1990), which is thought to be causedma<strong>in</strong>ly by <strong>in</strong>haled endotox<strong>in</strong> and usually occurs <strong>in</strong>workers exposed to high levels of dust for four or morehours (Rylander, 1987). Although its <strong>on</strong>set may bedelayed, <strong>the</strong> symptoms are more severe than thosedescribed above: fever, malaise, muscle aches, headache,cough, and tightness of <strong>the</strong> chest.In additi<strong>on</strong> to dust, irritants such as gases are generated<strong>in</strong>side <strong>farm</strong> build<strong>in</strong>gs from <strong>the</strong> decompositi<strong>on</strong> of <strong>animal</strong>ur<strong>in</strong>e and feces (amm<strong>on</strong>ia, hydrogen sulfide, andmethane, am<strong>on</strong>g o<strong>the</strong>rs) (D<strong>on</strong>ham and Gustafs<strong>on</strong>, 1982;D<strong>on</strong>ham and Popendorf, 1985; D<strong>on</strong>ham et al., 1995).The comb<strong>in</strong>ati<strong>on</strong> of dusts and gases <strong>in</strong> ifap facilities canrise to c<strong>on</strong>centrati<strong>on</strong>s that may be acutely hazardous toboth human and <strong>animal</strong> health (D<strong>on</strong>ham and Gustafs<strong>on</strong>,1982).Decompos<strong>in</strong>g manure produces at least 160 differentgases, of which hydrogen sulfide (H 2S), amm<strong>on</strong>ia, carb<strong>on</strong>dioxide, methane, and carb<strong>on</strong> m<strong>on</strong>oxide are <strong>the</strong> mostpervasive (D<strong>on</strong>ham et al., 1982a; D<strong>on</strong>ham and Gustafs<strong>on</strong>,1982; D<strong>on</strong>ham et al., 1982b; D<strong>on</strong>ham and Popendorf,1985; D<strong>on</strong>ham et al., 1988). These gases may seep frompits under <strong>the</strong> build<strong>in</strong>g or <strong>the</strong>y may be released bybacterial acti<strong>on</strong> <strong>in</strong> <strong>the</strong> ur<strong>in</strong>e and feces <strong>on</strong> <strong>the</strong> c<strong>on</strong>f<strong>in</strong>ementhouse floor (<strong>on</strong>e study showed that <strong>the</strong> latter accountedfor 40% of <strong>the</strong> amm<strong>on</strong>ia measured <strong>in</strong>-build<strong>in</strong>g [D<strong>on</strong>hamand Gustafs<strong>on</strong>, 1982]).Possibly <strong>the</strong> most dangerous gas comm<strong>on</strong> to ifapfacilities is hydrogen sulfide. It can be released rapidlywhen liquid manure slurry is agitated, an operati<strong>on</strong>comm<strong>on</strong>ly performed to suspend solids so that pitscan be emptied by pump<strong>in</strong>g (D<strong>on</strong>ham et al., 1982b;Osbern and Crapo, 1981). Dur<strong>in</strong>g agitati<strong>on</strong>, H 2S levelscan soar with<strong>in</strong> sec<strong>on</strong>ds from <strong>the</strong> usual ambient levels ofless than 5 ppm to lethal levels of over 500 ppm (D<strong>on</strong>hamet al., 1982b; D<strong>on</strong>ham et al., 1988). Generally, <strong>the</strong> greater<strong>the</strong> agitati<strong>on</strong>, <strong>the</strong> more rapid and larger amount of H 2Sreleased. Animals and workers have died or becomeseriously ill <strong>in</strong> sw<strong>in</strong>e ifap facilities when H 2S has risenfrom agitated manure <strong>in</strong> pits under <strong>the</strong> build<strong>in</strong>g.Hydrogen sulfide exposure is most hazardous when <strong>the</strong>manure pits are located beneath <strong>the</strong> houses, but an acutelytoxic envir<strong>on</strong>ment can result if gases from outside storagefacilities backflow <strong>in</strong>to a build<strong>in</strong>g (due to <strong>in</strong>adequate gastraps or o<strong>the</strong>r design faults) or if a worker enters a c<strong>on</strong>f<strong>in</strong>edstorage structure where gases have accumulated.16Antimicrobial ResistanceLife-threaten<strong>in</strong>g bacteria arebecom<strong>in</strong>g more dangerous and drugresistant because of imprudentantibiotic use <strong>in</strong> humans as well as<strong>animal</strong>s, yet <strong>the</strong> federal governmentresp<strong>on</strong>se to protect <strong>the</strong> efficacyof <strong>the</strong>se drugs has been limited.For <strong>in</strong>stance, <strong>the</strong> Food and DrugAdm<strong>in</strong>istrati<strong>on</strong> (FDA) is mov<strong>in</strong>gahead with approval of cefqu<strong>in</strong>ome,a highly potent antibiotic, for use<strong>in</strong> cattle despite str<strong>on</strong>g oppositi<strong>on</strong>from <strong>the</strong> Centers for Disease C<strong>on</strong>troland Preventi<strong>on</strong> (CDC), <strong>the</strong> <strong>America</strong>nMedical Associati<strong>on</strong>, and FDA’s ownadvisory board. Health experts arec<strong>on</strong>cerned about <strong>the</strong> approval ofdrugs from this class of medic<strong>in</strong>es for<strong>animal</strong> use because <strong>the</strong>y are <strong>on</strong>e of<strong>the</strong> last defenses aga<strong>in</strong>st many gravehuman <strong>in</strong>fecti<strong>on</strong>s. Moreover, <strong>in</strong> this<strong>in</strong>stance, <strong>the</strong> drug proposed is tocombat a form of cow pneum<strong>on</strong>ia forwhich several o<strong>the</strong>r treatment agentsare available.
Community Health Effectsand Vulnerable Populati<strong>on</strong>sCommunities near ifap facilities are subject to airemissi<strong>on</strong>s that, although lower <strong>in</strong> c<strong>on</strong>centrati<strong>on</strong>, maysignificantly affect certa<strong>in</strong> segments of <strong>the</strong> populati<strong>on</strong>.Those most vulnerable—children, <strong>the</strong> elderly, <strong>in</strong>dividualswith chr<strong>on</strong>ic or acute pulm<strong>on</strong>ary or heart disorders—areat particular risk.The impact <strong>on</strong> <strong>the</strong> health of those liv<strong>in</strong>g nearifap facilities has <strong>in</strong>creas<strong>in</strong>gly been <strong>the</strong> subject ofepidemiological research. Adverse community heal<strong>the</strong>ffects from exposure to ifap air emissi<strong>on</strong>s fall <strong>in</strong>totwo categories: (1) respiratory symptoms, disease, andimpaired functi<strong>on</strong>, and (2) neurobehavioral symptomsand impaired functi<strong>on</strong>.Respiratory HealthFour large epidemiological studies have dem<strong>on</strong>stratedstr<strong>on</strong>g and c<strong>on</strong>sistent associati<strong>on</strong>s between ifap airpolluti<strong>on</strong> and asthma. Merchant and colleagues, <strong>in</strong> acountywide prospective study of 1,000 Iowa families,reported a high prevalence of asthma am<strong>on</strong>g <strong>farm</strong> childrenliv<strong>in</strong>g <strong>on</strong> <strong>farm</strong>s that raise sw<strong>in</strong>e (44.1%) and, of those, <strong>on</strong><strong>the</strong> <strong>farm</strong>s that add antibiotics to feed (55.8%) (Merchantet al., 2005). Most of <strong>the</strong> children lived <strong>on</strong> family-ownedifap facilities, and many ei<strong>the</strong>r did chores or were exposedas bystanders to occupati<strong>on</strong>al levels of ifap air polluti<strong>on</strong>.Mirabelli and colleagues published two papersdescrib<strong>in</strong>g a study of 226 North Carol<strong>in</strong>a schoolsrang<strong>in</strong>g from 0.2 to 42 miles from <strong>the</strong> nearest ifapfacility (Mirabelli et al., 2006a; Mirabelli et al., 2006b).Children liv<strong>in</strong>g with<strong>in</strong> three miles of an ifap facility hadsignificantly higher rates of doctor-diagnosed asthma,used more asthma medicati<strong>on</strong>, and had more asthmarelatedemergency room visits and / or hospitalizati<strong>on</strong>sthan children who lived more than three miles froman ifap facility. Their research also showed thatexposure to livestock odor varied by racial and ec<strong>on</strong>omiccharacteristics, <strong>in</strong>dicat<strong>in</strong>g an envir<strong>on</strong>mental justice issueam<strong>on</strong>g <strong>the</strong> state’s sw<strong>in</strong>e <strong>farm</strong>s (Mirabelli et al., 2006a).Sigurdars<strong>on</strong> and Kl<strong>in</strong>e studied children fromk<strong>in</strong>dergarten through fifth grade <strong>in</strong> two rural Iowaschools, <strong>on</strong>e located half a mile from an ifap facilityand <strong>the</strong> o<strong>the</strong>r distant from any large-scale agriculturaloperati<strong>on</strong> (Sigurdars<strong>on</strong> and Kl<strong>in</strong>e, 2006). Children <strong>in</strong><strong>the</strong> school near <strong>the</strong> facility had a significantly <strong>in</strong>creasedprevalence of doctor-diagnosed asthma, but <strong>the</strong>re was nodifference between <strong>the</strong> two populati<strong>on</strong>s <strong>in</strong> <strong>the</strong> severity ofasthma. Potential biases am<strong>on</strong>g children liv<strong>in</strong>g close to<strong>the</strong> ifap <strong>in</strong>cluded children who were more likely to live<strong>on</strong> a <strong>farm</strong> (direct ifap exposure was not assessed) andwho more often lived <strong>in</strong> houses where parents smoked,but nei<strong>the</strong>r of <strong>the</strong>se c<strong>on</strong>founders expla<strong>in</strong>ed <strong>the</strong> <strong>in</strong>crease<strong>in</strong> asthma prevalence. The authors noted that physiciansresp<strong>on</strong>sible for <strong>the</strong> medical care of <strong>the</strong>se two groups ofchildren differed and, <strong>the</strong>refore, did not rule out physicianbias <strong>in</strong> asthma diagnosis.Rad<strong>on</strong> and colleagues c<strong>on</strong>ducted a 2002–2004 surveyam<strong>on</strong>g all adults (18 to 45) liv<strong>in</strong>g <strong>in</strong> four rural Germantowns with a high density of ifap (Rad<strong>on</strong> et al., 2007).Questi<strong>on</strong>naire data were available for 6,937 (68%) eligibleadults. Exposure was estimated by collect<strong>in</strong>g data <strong>on</strong>odor annoyance and by geocod<strong>in</strong>g data <strong>on</strong> <strong>the</strong> number ofifap facilities with<strong>in</strong> 1,530 feet of each home. To c<strong>on</strong>trolfor occupati<strong>on</strong>al health effects, <strong>the</strong> researchers limited<strong>the</strong>ir analyses to adults without private or professi<strong>on</strong>alc<strong>on</strong>tact with <strong>farm</strong><strong>in</strong>g envir<strong>on</strong>ments. The prevalenceof self-reported asthma symptoms and nasal allergies<strong>in</strong>creased with self-reported odor annoyance, and <strong>the</strong>number of ifap facilities was a predictor of self-reportedwheeze and decreased fev1 (forced expiratory volume<strong>in</strong> <strong>the</strong> first sec<strong>on</strong>d; see def<strong>in</strong>iti<strong>on</strong>). Although odor variedfrom day to day, <strong>the</strong> study reported reas<strong>on</strong>able test-retestreliability of <strong>the</strong> questi<strong>on</strong> <strong>on</strong> odor annoyance <strong>in</strong> <strong>the</strong>home envir<strong>on</strong>ment. Sources of bias <strong>in</strong> this study <strong>in</strong>cludea somewhat dated (2000) registry of ifap facilities andpossible exposure misclassificati<strong>on</strong>.These recent, well-c<strong>on</strong>trolled studies are c<strong>on</strong>sistent <strong>in</strong>f<strong>in</strong>d<strong>in</strong>g associati<strong>on</strong>s between proximity to ifap facilitiesand both asthma symptoms and doctor-diagnosedasthma, although <strong>the</strong>y all use proxies for envir<strong>on</strong>mentalexposure to ifap emissi<strong>on</strong>s. Taken toge<strong>the</strong>r, however,<strong>the</strong>y provide reas<strong>on</strong> to <strong>in</strong>crease awareness of asthma risks<strong>in</strong> communities near ifap facilities, to better <strong>in</strong>formrural doctors of standards for asthma diagnosis and of <strong>the</strong>reported associati<strong>on</strong> with ifap facilities, and to pursuelocal and state envir<strong>on</strong>mental measures to m<strong>in</strong>imize risksto children and adults liv<strong>in</strong>g near ifap facilities.Neurobehavioral OutcomesVolatile organic compounds are important comp<strong>on</strong>entsof <strong>the</strong> thousands of gases, vapors, and aerosols present <strong>in</strong>ifap facilities. More than 24 odorous chemicals (oftenreferred to as odorants) have been identified <strong>in</strong> ifapemissi<strong>on</strong>s (Cole et al., 2000). Valeric acids, mercaptans,and am<strong>in</strong>es are particularly odorous, even <strong>in</strong> m<strong>in</strong>usculec<strong>on</strong>centrati<strong>on</strong>s; amm<strong>on</strong>ia and hydrogen sulfide are alsopungently aromatic. Many of <strong>the</strong>se compounds areknown to be toxic to <strong>the</strong> nervous system <strong>in</strong> sufficientc<strong>on</strong>centrati<strong>on</strong>. It is thus not surpris<strong>in</strong>g that <strong>the</strong> fewstudies that have exam<strong>in</strong>ed neurobehavioral issues am<strong>on</strong>gresidents liv<strong>in</strong>g near ifap facilities have documented<strong>in</strong>creased rates of neurobehavioral symptoms such asdepressi<strong>on</strong>.Schiffman and colleagues studied North Carol<strong>in</strong>aresidents who lived <strong>in</strong> <strong>the</strong> vic<strong>in</strong>ity of <strong>in</strong>tensive sw<strong>in</strong>eoperati<strong>on</strong>s and <strong>the</strong>n compared f<strong>in</strong>d<strong>in</strong>gs from this groupto matched c<strong>on</strong>trol subjects who did not live near ifapfacilities (Schiffman et al., 1995). They found morenegative mood states (e.g., tensi<strong>on</strong>, depressi<strong>on</strong>, anger,reduced vigor, fatigue, and c<strong>on</strong>fusi<strong>on</strong>) am<strong>on</strong>g those liv<strong>in</strong>gclose to ifap facilities. In a study of chr<strong>on</strong>ic (n<strong>on</strong>-ifap orifap) occupati<strong>on</strong>al exposures to hydrogen sulfide, Kilburnfound that such exposures might lead to neuropsychiatricabnormalities, <strong>in</strong>clud<strong>in</strong>g impaired balance, hear<strong>in</strong>g,FEV1 (forced expiratoryvolume <strong>in</strong> <strong>the</strong> first sec<strong>on</strong>d):The volume of air that canbe forced out <strong>in</strong> <strong>on</strong>e sec<strong>on</strong>dafter tak<strong>in</strong>g a deep breath,an important measure ofpulm<strong>on</strong>ary functi<strong>on</strong>.17
memory, mood, <strong>in</strong>tellectual functi<strong>on</strong>, and visual fieldperformance (Kilburn, 1997).Reports have documented that <strong>the</strong>re is great variabilityam<strong>on</strong>g odors from ifap facilities, that odorous gases maybe transformed through <strong>in</strong>teracti<strong>on</strong>s with o<strong>the</strong>r gases andparticulates between <strong>the</strong> source and <strong>the</strong> receptor (Petersand Blackwood, 1977), and that <strong>the</strong>re is variability <strong>in</strong>odor persistence (<strong>the</strong> “persistence factor”), def<strong>in</strong>ed as<strong>the</strong> relative time that odorous gases rema<strong>in</strong> perceptible(Summer, 1971). There rema<strong>in</strong>s a need to comb<strong>in</strong>equantitative measures of odors with envir<strong>on</strong>mentalmeasures of a suite of odorants <strong>in</strong> well-designed,c<strong>on</strong>trolled studies of neurobehavioral symptoms and signs<strong>in</strong> community-based studies.C<strong>on</strong>clusi<strong>on</strong>sThe Commissi<strong>on</strong>ers note that <strong>the</strong> same techniques thathave <strong>in</strong>creased <strong>the</strong> productivity of <strong>animal</strong> agriculturehave also c<strong>on</strong>tributed to public health c<strong>on</strong>cerns associatedwith ifap. These c<strong>on</strong>cerns—antimicrobial resistance,zo<strong>on</strong>otic disease transfer to humans, and occupati<strong>on</strong>aland community health impacts that stem from <strong>the</strong> dustsand gases produced by ifap facilities—are not unique to<strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> or even agriculture.The <strong>in</strong>dustrial ec<strong>on</strong>omy causes significant ecologicaldisrupti<strong>on</strong>, and that disrupti<strong>on</strong> is a major cause of disease.Microbes have always existed, will c<strong>on</strong>t<strong>in</strong>ue to exist, andwill learn to adapt faster. It is <strong>the</strong> size and c<strong>on</strong>centrati<strong>on</strong>of ifap facilities and <strong>the</strong>ir juxtapositi<strong>on</strong> with humanpopulati<strong>on</strong>s that make ifap a particular c<strong>on</strong>cern.The Commissi<strong>on</strong> recommends that <strong>the</strong> federalgovernment and <strong>animal</strong> agriculture <strong>in</strong>dustry address <strong>the</strong>causes of <strong>the</strong>se public health c<strong>on</strong>cerns, particularly <strong>in</strong> <strong>the</strong>area of antimicrobial resistance, <strong>in</strong> order to reduce risksto <strong>the</strong> general public. The headl<strong>in</strong>es from <strong>the</strong> fall of 2006when E. Coli c<strong>on</strong>tam<strong>in</strong>ated sp<strong>in</strong>ach made its way to <strong>the</strong>c<strong>on</strong>sumer market are fresh <strong>in</strong> <strong>the</strong> public’s m<strong>in</strong>d (cdc,2006). The Commissi<strong>on</strong>’s recommendati<strong>on</strong>s <strong>in</strong> this areaare <strong>in</strong>tended to br<strong>in</strong>g about greater public protecti<strong>on</strong>without impos<strong>in</strong>g an undue burden <strong>on</strong> <strong>the</strong> <strong>animal</strong>agriculture <strong>in</strong>dustry.19
Methicill<strong>in</strong> (Antibiotic)-Resistant Staphylococcusaureus (MRSA)Staphylococcus aureus is a comm<strong>on</strong>bacterium that causes superficial<strong>in</strong>fecti<strong>on</strong>s and occasi<strong>on</strong>ally <strong>in</strong>vasive<strong>in</strong>fecti<strong>on</strong>s that can be fatal. Stra<strong>in</strong>sof S. aureus that are resistantto <strong>the</strong> antibiotic methicill<strong>in</strong> andrelated antibiotics comm<strong>on</strong>lyused to treat it are referred to asmethicill<strong>in</strong>-resistant Staphylococcusaureus (MRSA). MRSA and o<strong>the</strong>rstaphylococci may be found <strong>on</strong>human sk<strong>in</strong>, <strong>in</strong> <strong>the</strong> nose (where it canreside without caus<strong>in</strong>g symptoms),and <strong>on</strong> objects <strong>in</strong> <strong>the</strong> envir<strong>on</strong>ment,and can be passed from pers<strong>on</strong> topers<strong>on</strong> through close c<strong>on</strong>tact. MRSAis usually subcategorized as ei<strong>the</strong>rhospital-acquired or communityacquired,not <strong>on</strong>ly because of where<strong>the</strong> <strong>in</strong>fecti<strong>on</strong> was acquired, but alsobecause different stra<strong>in</strong>s of <strong>the</strong>bacteria appear to be resp<strong>on</strong>sible for<strong>the</strong> different types of <strong>in</strong>fecti<strong>on</strong>s.MRSA has become <strong>the</strong> mostfrequent cause of sk<strong>in</strong> and soft tissue<strong>in</strong>fecti<strong>on</strong>s <strong>in</strong> patients seek<strong>in</strong>g care<strong>in</strong> US emergency rooms (Moran etal., 2006). It can also cause severeand sometimes fatal <strong>in</strong>vasive disease(Zetola et al., 2005). A recent studyfrom <strong>the</strong> Centers for Disease C<strong>on</strong>troland Preventi<strong>on</strong> (CDC), reported <strong>in</strong><strong>the</strong> Journal of <strong>the</strong> <strong>America</strong>n MedicalAssociati<strong>on</strong> (JAMA), showed a rise <strong>in</strong><strong>in</strong>vasive MRSA <strong>in</strong>fecti<strong>on</strong>s both with<strong>in</strong>and outside of health care sett<strong>in</strong>gs<strong>in</strong> <strong>the</strong> United States <strong>in</strong> 2005. Inparticular, <strong>the</strong> authors noted a rise <strong>in</strong>community-acquired <strong>in</strong>vasive MRSA,although it is still less prevalent than<strong>the</strong> hospital-acquired stra<strong>in</strong> (Klevenset al., 2007). They cite MRSA asa major emerg<strong>in</strong>g public healthproblem.Pigs and some o<strong>the</strong>r <strong>animal</strong>s canalso carry staphylococci (<strong>in</strong>clud<strong>in</strong>gMRSA) <strong>on</strong> <strong>the</strong>ir bodies (known as“col<strong>on</strong>izati<strong>on</strong>”). MRSA col<strong>on</strong>izati<strong>on</strong><strong>in</strong> pigs was first studied <strong>in</strong> <strong>the</strong>Ne<strong>the</strong>rlands, where it was foundthat pig <strong>farm</strong>ers were 760 timesmore likely to be col<strong>on</strong>ized withMRSA than people <strong>in</strong> <strong>the</strong> generalpopulati<strong>on</strong> (Voss et al., 2005). Inadditi<strong>on</strong>, <strong>the</strong> study documentedtransmissi<strong>on</strong> of MRSA betweenpigs, pig <strong>farm</strong>ers, and <strong>the</strong>ir families(Huijsdens et al., 2006; Voss et al.,2005). A separate study <strong>in</strong> <strong>the</strong> journalVeter<strong>in</strong>ary Microbiology lookedat <strong>the</strong> prevalence of MRSA <strong>in</strong> pigsand pig <strong>farm</strong>ers <strong>in</strong> Ontario, Canada(Khanna et al., 2007). This studyfound that MRSA is comm<strong>on</strong> <strong>in</strong> pigs<strong>on</strong> <strong>farm</strong>s <strong>in</strong> Ontario: it was present<strong>in</strong> 24.9% of all pigs sampled and <strong>in</strong>20% of <strong>the</strong> <strong>farm</strong>ers (<strong>the</strong> prevalence<strong>in</strong> <strong>the</strong> study was 45%). In additi<strong>on</strong>,<strong>the</strong>re was a significant correlati<strong>on</strong>between <strong>the</strong> presence of MRSA <strong>in</strong>pigs and humans <strong>on</strong> <strong>farm</strong>s (Khanna etal., 2007). The stra<strong>in</strong>s found <strong>in</strong> bothpigs and <strong>farm</strong>ers <strong>in</strong> Ontario werema<strong>in</strong>ly of a type that has been found<strong>in</strong> pigs <strong>in</strong> Europe, as well as a stra<strong>in</strong>comm<strong>on</strong>ly found <strong>in</strong> US health carefacilities.S. aureus has also been isolated,at vary<strong>in</strong>g levels, from <str<strong>on</strong>g>meat</str<strong>on</strong>g> <strong>in</strong> Egypt(Bakr et al., 2004), Switzerland(Schraft et al., 1992), and Japan (Kitaiet al., 2005). Analysis of <strong>the</strong> stra<strong>in</strong>sof bacteria isolated from <strong>the</strong>se <str<strong>on</strong>g>meat</str<strong>on</strong>g>products suggested that <strong>the</strong>y wereof human orig<strong>in</strong>, probably due toc<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> dur<strong>in</strong>g process<strong>in</strong>g. Arecent study from <strong>the</strong> Ne<strong>the</strong>rlands,however, found low levels of MRSAstra<strong>in</strong>s <strong>in</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g> that were probablyof <strong>animal</strong> (<strong>farm</strong>) orig<strong>in</strong> (van Looet al., 2007). Proper cook<strong>in</strong>g of <strong>the</strong><str<strong>on</strong>g>meat</str<strong>on</strong>g> kills <strong>the</strong> bacteria, but <strong>the</strong>re isa risk of transmissi<strong>on</strong> to workers <strong>in</strong>process<strong>in</strong>g plants and to c<strong>on</strong>sumersbefore <strong>the</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g> is cooked.The grow<strong>in</strong>g importance ofMRSA as a public health problem <strong>in</strong><strong>the</strong> United States and elsewhere,as well as <strong>the</strong> grow<strong>in</strong>g body ofevidence suggest<strong>in</strong>g transmissi<strong>on</strong>between <strong>farm</strong> <strong>animal</strong>s and humansand am<strong>on</strong>g humans, makes itparticularly relevant to <strong>the</strong> discussi<strong>on</strong>of antimicrobial use <strong>in</strong> food <strong>animal</strong>s(Witte et al., 2007).21
<strong>Industrial</strong> <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> (ifap) stands <strong>in</strong> sharp c<strong>on</strong>trast to previous<strong>animal</strong> <strong>farm</strong><strong>in</strong>g methods because of its emphasis <strong>on</strong> producti<strong>on</strong> efficiency andcost m<strong>in</strong>imizati<strong>on</strong>. For most of <strong>the</strong> past 10,000 years, agricultural practice and<strong>animal</strong> husbandry were more or less susta<strong>in</strong>able, as measured by <strong>the</strong> balancebetween agricultural <strong>in</strong>puts and outputs and ecosystem health, given <strong>the</strong>human populati<strong>on</strong> and rate of c<strong>on</strong>sumpti<strong>on</strong>. ifap systems, <strong>on</strong> <strong>the</strong> o<strong>the</strong>r hand,have shifted to a focus <strong>on</strong> grow<strong>in</strong>g <strong>animal</strong>s as units of prote<strong>in</strong> producti<strong>on</strong>.Ra<strong>the</strong>r than balanc<strong>in</strong>g <strong>the</strong> natural productivity of <strong>the</strong> land to produce cropsto feed <strong>animal</strong>s, ifap imports feed and medic<strong>in</strong>es to ensure that <strong>the</strong> <strong>animal</strong>smake it to market weight <strong>in</strong> <strong>the</strong> shortest time possible. Animals and <strong>the</strong>irwaste are c<strong>on</strong>centrated and may well exceed <strong>the</strong> capacity of <strong>the</strong> land toproduce feed or absorb <strong>the</strong> waste. Not surpris<strong>in</strong>gly, <strong>the</strong> rapid ascendance ofifap has produced un<strong>in</strong>tended and often unanticipated envir<strong>on</strong>mental andpublic health c<strong>on</strong>cerns.Storage and disposal of manure and <strong>animal</strong> waste aream<strong>on</strong>g <strong>the</strong> most significant challenges for ifap operators.By any estimate, <strong>the</strong> amount of <strong>farm</strong> <strong>animal</strong> wasteproduced annually <strong>in</strong> <strong>the</strong> United States is enormous;<strong>the</strong> United States Department of Agriculture (usda)estimates around 500 milli<strong>on</strong> t<strong>on</strong>s of manure areproduced annually by operati<strong>on</strong>s that c<strong>on</strong>f<strong>in</strong>e livestockand poultry—three times <strong>the</strong> epa estimate of 150 milli<strong>on</strong>t<strong>on</strong>s of human sanitary waste produced annually <strong>in</strong> <strong>the</strong>US (epa, 2007b). And <strong>in</strong> comparis<strong>on</strong> to <strong>the</strong> lesser amountof human waste, <strong>the</strong> management and disposal of <strong>animal</strong>wastes are poorly regulated.Until <strong>the</strong> late 1950s, manures typically were ei<strong>the</strong>rdeposited directly by <strong>animal</strong>s <strong>on</strong> pastures or processed <strong>in</strong>solid form and collected al<strong>on</strong>g with bedd<strong>in</strong>g (usually hayor straw) from <strong>animal</strong> hous<strong>in</strong>g facilities for applicati<strong>on</strong>to <strong>the</strong> land as a crop nutrient. There were no regulatedrates of applicati<strong>on</strong>, seas<strong>on</strong>al restricti<strong>on</strong>s, or requirementsfor <strong>the</strong> report<strong>in</strong>g, analysis, or m<strong>on</strong>itor<strong>in</strong>g of appliedmanures. This lack of protecti<strong>on</strong> may have been withoutc<strong>on</strong>sequence before ifap because <strong>animal</strong> <strong>farm</strong>ers managedfewer <strong>animal</strong>s, widely dispersed am<strong>on</strong>g agriculturallands, and relied <strong>on</strong> natural ecosystems for attenuat<strong>in</strong>gpathogens and absorb<strong>in</strong>g or dilut<strong>in</strong>g nutrients. But as <strong>the</strong>number of <strong>animal</strong>s <strong>on</strong> <strong>in</strong>dividual <strong>farm</strong>s <strong>in</strong>creased, <strong>the</strong>need for more efficient and regulated methods of manuremanagement grew <strong>in</strong> importance.As <strong>in</strong> large human settlements, improper managementof <strong>the</strong> highly c<strong>on</strong>centrated feces produced by ifapfacilities can and does overwhelm natural cleans<strong>in</strong>gprocesses. Because of <strong>the</strong> large c<strong>on</strong>centrati<strong>on</strong>s of <strong>animal</strong>sand <strong>the</strong>ir manure, what was <strong>on</strong>ce a valuable byproductis now a waste that requires proper disposal. As a result,<strong>animal</strong> feed<strong>in</strong>g operati<strong>on</strong>s <strong>in</strong> <strong>the</strong> United States, whe<strong>the</strong>rifap or not, now use a number of manure managementstrategies depend<strong>in</strong>g <strong>on</strong> <strong>the</strong> type of operati<strong>on</strong> and stateand federal regulati<strong>on</strong>s.Nutrient and Chemical C<strong>on</strong>tam<strong>in</strong>ants<strong>in</strong> <strong>the</strong> WaterGround applicati<strong>on</strong> of untreated manure is a comm<strong>on</strong>disposal method and a relatively <strong>in</strong>expensive alternativeto chemical fertilizers because nitrogen and phosphorus,essential nutrients for plant growth, are present <strong>in</strong> highc<strong>on</strong>centrati<strong>on</strong>s <strong>in</strong> <strong>animal</strong> waste. Ground applicati<strong>on</strong> ofifap waste can exceed <strong>the</strong> ecological capacity of <strong>the</strong> landto absorb all <strong>the</strong> nutrients (Arbuckle and Down<strong>in</strong>g, 2001).Applicati<strong>on</strong> of untreated <strong>animal</strong> waste <strong>on</strong> cropland canc<strong>on</strong>tribute to excessive nutrient load<strong>in</strong>g, c<strong>on</strong>tam<strong>in</strong>atesurface waters, and stimulate bacteria and algalgrowth and subsequent reducti<strong>on</strong>s <strong>in</strong> dissolved oxygenc<strong>on</strong>centrati<strong>on</strong>s <strong>in</strong> surface waters (Rabalais et al., 1996).Nutrient load <strong>in</strong> water supplies is comm<strong>on</strong>ly assessedby biochemical oxygen demand (bod), a measureof organic and <strong>in</strong>organic substances subject to aerobicmicrobial metabolism. Very high bod levels <strong>in</strong>dicatesignificant waterborne c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> and difficultiesfor aquatic life. Highly c<strong>on</strong>centrated manure, suchas sw<strong>in</strong>e waste slurries, exhibit a bod of 20,000to 30,000 mg per liter (Webb and Archer, 1994), which23
is about 75 times more c<strong>on</strong>centrated than raw humansewage and more than 500 times more c<strong>on</strong>centrated than<strong>the</strong> treated effluent from <strong>the</strong> average municipal wastewatertreatment facility. Algal blooms, a comm<strong>on</strong> resp<strong>on</strong>se to<strong>the</strong> high nutrient loads <strong>in</strong> agricultural runoff, rapidlydeplete oxygen as <strong>the</strong> algae die and decompose aerobically.Agricultural runoff laden with chemicals (syn<strong>the</strong>ticfertilizers and pesticides) and nutrients is suspected asa major culprit resp<strong>on</strong>sible for many “dead z<strong>on</strong>es” <strong>in</strong>both <strong>in</strong>land and mar<strong>in</strong>e waters, affect<strong>in</strong>g an estimated173,000 miles of US waterways (Cook, 1998). Animal<strong>farm</strong><strong>in</strong>g is also estimated to account for 55% of soil andsediment erosi<strong>on</strong>, and more than 30% of <strong>the</strong> nitrogenand phosphorus load<strong>in</strong>g <strong>in</strong> <strong>the</strong> nati<strong>on</strong>’s dr<strong>in</strong>k<strong>in</strong>g waterresources (Ste<strong>in</strong>feld et al., 2006).ifap facilities <strong>in</strong> high-risk areas such as floodpla<strong>in</strong>sare particularly vulnerable to extreme wea<strong>the</strong>r events that<strong>in</strong>crease <strong>the</strong> risk, and quantity, of runoff. Flood eventsoverwhelm <strong>the</strong> storage capacity of ifap liquid manurelago<strong>on</strong>s and cause catastrophic c<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> that results<strong>in</strong> very large fish kills.Bey<strong>on</strong>d nitrogen and phosphorus, waterbornechemical c<strong>on</strong>tam<strong>in</strong>ants associated with ifap facilities<strong>in</strong>clude pesticides, heavy metals, and antibiotics andhorm<strong>on</strong>es. Pesticides c<strong>on</strong>trol <strong>in</strong>sect <strong>in</strong>festati<strong>on</strong>s and fungalgrowth. Heavy metals, especially z<strong>in</strong>c and copper, areadded as micr<strong>on</strong>utrients to <strong>the</strong> <strong>animal</strong> diet. Antibioticsare used not <strong>on</strong>ly to prevent and treat bacterial <strong>in</strong>fecti<strong>on</strong>sfor <strong>animal</strong>s held <strong>in</strong> close quarters, but also as growthpromoters. Pharmaceuticals, such as tylos<strong>in</strong>, a macrolideantibiotic widely used for <strong>the</strong>rapeutics (disease treatment)and growth promoti<strong>on</strong> <strong>in</strong> sw<strong>in</strong>e, beef cattle, and poultry,decays rapidly <strong>in</strong> <strong>the</strong> envir<strong>on</strong>ment but persists <strong>in</strong> surfacewaters of agricultural watersheds (S<strong>on</strong>g et al., 2007).Nitrate is ano<strong>the</strong>r important dr<strong>in</strong>k<strong>in</strong>g waterc<strong>on</strong>tam<strong>in</strong>ant, regulated under epa’s Safe Dr<strong>in</strong>k<strong>in</strong>gWater Act. Its effects <strong>on</strong> humans <strong>in</strong>clude diseases such ashyperthyroidism (Seffner, 1995; Tajtakova et al., 2006)and <strong>in</strong>sul<strong>in</strong>-dependent diabetes (Kostraba et al., 1992),as well as <strong>in</strong>creased risk of adverse reproductive outcomesand neurodevelopmental defects (Arbuckle et al., 1988;Burkholder et al., 2007). The US epa sets allowable limitsfor nitrate of 10 mg / l <strong>in</strong> public dr<strong>in</strong>k<strong>in</strong>g water suppliesand requires tertiary treatment or amendment withgroundwater before distributi<strong>on</strong> (epa, 2006).The presence of agricultural chemicals <strong>in</strong> surfacewaters c<strong>on</strong>tributes to <strong>the</strong> growth of cyanobacteria ando<strong>the</strong>r microorganisms that may be especially harmful topeople with depressed or immature immune systems(Rao et al., 1995; Shi et al., 2004).It is also recognized that amm<strong>on</strong>ia emissi<strong>on</strong>s fromlivestock c<strong>on</strong>tribute significantly to <strong>the</strong> eutrophicati<strong>on</strong>and acidificati<strong>on</strong> of soils and waters. Eutrophicati<strong>on</strong>is an excessive richness of nutrients <strong>in</strong> a body of water,mostly nitrates and phosphates from erosi<strong>on</strong> and runoff ofsurround<strong>in</strong>g lands, that causes a dense growth of plant lifeand <strong>the</strong> death of <strong>animal</strong> life due to lack of oxygen. Somelevel of eutrophicati<strong>on</strong> occurs naturally, but this processcan be accelerated by human activities. Acidificati<strong>on</strong> canput stress <strong>on</strong> species diversity <strong>in</strong> <strong>the</strong> natural envir<strong>on</strong>ment.Reducti<strong>on</strong> of amm<strong>on</strong>ia emissi<strong>on</strong>s from cafos requirescover<strong>in</strong>g of manure storage tanks and reservoirs and <strong>the</strong>direct <strong>in</strong>jecti<strong>on</strong> of c<strong>on</strong>trolled quantities of manure slurry<strong>in</strong>to soil <strong>on</strong>ly dur<strong>in</strong>g <strong>the</strong> grow<strong>in</strong>g seas<strong>on</strong>. Land applicati<strong>on</strong>of manure dur<strong>in</strong>g w<strong>in</strong>ter m<strong>on</strong>ths or ra<strong>in</strong>y wea<strong>the</strong>r leads tosignificant runoff <strong>in</strong>to surface waters.Legislat<strong>in</strong>g Animal WasteManagement: North Carol<strong>in</strong>aAs <strong>the</strong> numbers of large <strong>in</strong>dustriallivestock and poultry <strong>farm</strong>s <strong>in</strong>creaseacross <strong>the</strong> country, so do c<strong>on</strong>cernsabout <strong>animal</strong> waste disposal andits effects <strong>on</strong> public health and<strong>the</strong> envir<strong>on</strong>ment. To address <strong>the</strong>sec<strong>on</strong>cerns, several state and locallawmakers have passed or proposedlaws aimed directly at c<strong>on</strong>centrated<strong>animal</strong> feed<strong>in</strong>g operati<strong>on</strong>s (CAFOs)<strong>in</strong> hopes of protect<strong>in</strong>g local watersand limit<strong>in</strong>g <strong>the</strong> risks of polluti<strong>on</strong>.Lawmakers <strong>in</strong> North Carol<strong>in</strong>a,<strong>the</strong> nati<strong>on</strong>’s sec<strong>on</strong>d-largest hogproducer—produc<strong>in</strong>g almost 10milli<strong>on</strong> sw<strong>in</strong>e a year—struggledfor years to pass legislati<strong>on</strong> thatwould help reduce <strong>the</strong> water and airpolluti<strong>on</strong> caused by IFAP operati<strong>on</strong>s.Most of <strong>the</strong> state’s hog <strong>farm</strong>ers arec<strong>on</strong>centrated <strong>in</strong> a few counties <strong>in</strong> <strong>the</strong>coastal pla<strong>in</strong> regi<strong>on</strong>; accord<strong>in</strong>g to <strong>the</strong>Raleigh News & Observer, <strong>the</strong>re aremore than 2,300 <strong>farm</strong>s registered<strong>in</strong> <strong>the</strong> state, most of <strong>the</strong>m <strong>in</strong> ruraleastern North Carol<strong>in</strong>a.In <strong>the</strong> late 1990s, state lawmakerswere <strong>the</strong> first <strong>in</strong> <strong>the</strong> nati<strong>on</strong> to<strong>in</strong>stitute a temporary statewidemoratorium <strong>on</strong> <strong>the</strong> c<strong>on</strong>structi<strong>on</strong> ofnew hog waste lago<strong>on</strong>s and sprayfields as primary methods of wastemanagement, and <strong>in</strong> September2007, <strong>the</strong>y made <strong>the</strong> ban permanent(“Senate enacts ban <strong>on</strong> newhog-waste lago<strong>on</strong>s,” The News &Observer, April 19, 2007). The lawnot <strong>on</strong>ly bans <strong>the</strong> c<strong>on</strong>structi<strong>on</strong> ofnew lago<strong>on</strong>s but requires that newwaste management systems meetstrict envir<strong>on</strong>mental performancestandards. It does not changerequirements for exist<strong>in</strong>g lago<strong>on</strong>s,but provides m<strong>on</strong>etary assistancefor <strong>farm</strong>ers to voluntarily c<strong>on</strong>vertto alternative waste managementsystems. However, Deborah Johns<strong>on</strong>,chief executive officer of <strong>the</strong> NorthCarol<strong>in</strong>a Pork Council, told <strong>the</strong>Nati<strong>on</strong>al Hog Farmer, “Unless somenew technological breakthroughhappens, we will have lago<strong>on</strong>s andspray fields for <strong>the</strong> foreseeablefuture” (“North Carol<strong>in</strong>a Keeps Sw<strong>in</strong>eLago<strong>on</strong>s,” Nati<strong>on</strong>al Hog Farmer: July26, 2007).The new law also established apilot program that helps <strong>farm</strong>ersc<strong>on</strong>vert methane emissi<strong>on</strong>s fromcovered lago<strong>on</strong>s to electricity.Some envir<strong>on</strong>mental and communityadvocates are c<strong>on</strong>cerned, however,that <strong>the</strong> methane program willdiscourage <strong>farm</strong>ers who use lago<strong>on</strong>sfrom <strong>in</strong>vest<strong>in</strong>g <strong>in</strong> alternative wastedisposal systems.25
Water StressLike o<strong>the</strong>r aspects of ifap (such as manure disposal),crop producti<strong>on</strong> for <strong>animal</strong> feed places enormous demand<strong>on</strong> water resources: 87% of <strong>the</strong> use of freshwater <strong>in</strong> <strong>the</strong>US is used <strong>in</strong> agriculture, primarily irrigati<strong>on</strong> (Pimentelet al., 1997). For example, it takes nearly 420 gall<strong>on</strong>s ofwater to produce <strong>on</strong>e pound of gra<strong>in</strong>-fed broiler chicken(Pimentel et al., 1997). ifap operati<strong>on</strong>s <strong>in</strong> arid or semiaridregi<strong>on</strong>s are thus of particular c<strong>on</strong>cern because of <strong>the</strong>irhigh water demand <strong>on</strong> <strong>the</strong> limited supply of water,much of it from aquifers that may have limited rechargecapacity. The 174,000-square-mile Ogallala aquifer, forexample, is a fossil aquifer that dates back to <strong>the</strong> last iceage and underlies parts of Nebraska, Kansas, Colorado,Oklahoma, New Mexico, and Texas. Irrigati<strong>on</strong> hasreduced <strong>the</strong> Ogallala by more than half, and currentdepleti<strong>on</strong> rates exceed 3.3 feet per year of water <strong>table</strong> level(McMichael, 1993; Soule and Piper, 1992). Because <strong>the</strong>aquifer’s very slow recharge rate is vastly outstripped byirrigati<strong>on</strong> and o<strong>the</strong>r human needs, <strong>the</strong> aquifer is at riskof be<strong>in</strong>g fully depleted, threaten<strong>in</strong>g not <strong>on</strong>ly agriculturebut dr<strong>in</strong>k<strong>in</strong>g water supplies for a huge area of <strong>the</strong> UnitedStates.Greenhouse Gases and O<strong>the</strong>rAir PollutantsGlobally, greenhouse gas emissi<strong>on</strong>s from all livestockoperati<strong>on</strong>s account for 18% of anthropogenic greenhousegas emissi<strong>on</strong>s, exceed<strong>in</strong>g those from <strong>the</strong> transportati<strong>on</strong>sector (Ste<strong>in</strong>feld et al., 2006). Agriculture accountsfor 7.4% of <strong>the</strong> total US release of greenhouse gases(epa, 2007a). Animals produce greenhouse gases suchas methane and carb<strong>on</strong> dioxide dur<strong>in</strong>g <strong>the</strong> digesti<strong>on</strong>process. O<strong>the</strong>r greenhouse gases, primarily nitrous oxide,arise ma<strong>in</strong>ly from <strong>the</strong> microbial degradati<strong>on</strong> of manure.Additi<strong>on</strong>al emissi<strong>on</strong>s result from degradati<strong>on</strong> processes<strong>in</strong> uncovered waste lago<strong>on</strong>s and anaerobic digesters. Theglobal warm<strong>in</strong>g potential of <strong>the</strong>se emissi<strong>on</strong>s, comparedto a value of <strong>on</strong>e for carb<strong>on</strong> dioxide, is 62 for methaneand 275 for nitrous oxide <strong>on</strong> a 20-year time horiz<strong>on</strong>.The US epa Greenhouse Gas Inventory Report data foragricultural <strong>in</strong>puts are summarized below.Emissi<strong>on</strong> c<strong>on</strong>trol soluti<strong>on</strong>s are now be<strong>in</strong>g exam<strong>in</strong>edby <strong>the</strong> epa, al<strong>on</strong>g with possible opportunities for carb<strong>on</strong>credits and credit trad<strong>in</strong>g (Jensen, 2006).Air quality degradati<strong>on</strong> is also a problem <strong>in</strong> andaround ifap facilities because of <strong>the</strong> localized release ofsignificant quantities of toxic gases, odorous substances,and particulates and bioaerosols that c<strong>on</strong>ta<strong>in</strong> a varietyof microorganisms and human pathogens (fur<strong>the</strong>rdiscussed <strong>in</strong> <strong>the</strong> public health secti<strong>on</strong> of this report).These compounds arise from feed, <strong>animal</strong>s, manure, andmicroorganisms. Highly noxious odors are associatedwith vapor phase chemicals and compounds adherent toparticles. These agents emanate from livestock facilities,waste storage reservoirs, and manure applicati<strong>on</strong> sites,and all can be transported aerially from ifap facilities t<strong>on</strong>eighbors or neighbor<strong>in</strong>g communities.Some of <strong>the</strong> most objecti<strong>on</strong>able compounds are <strong>the</strong>organic acids, which <strong>in</strong>clude acetic acid, butyric acids,valeric acids, caproic acids, and propanoic acid; sulfurc<strong>on</strong>ta<strong>in</strong><strong>in</strong>gcompounds such as hydrogen sulfide anddimethyl sulfide; and nitrogen-c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g compounds<strong>in</strong>clud<strong>in</strong>g amm<strong>on</strong>ia, methyl am<strong>in</strong>es, methyl pyraz<strong>in</strong>es,skatoles, and <strong>in</strong>doles. Smells associated with <strong>the</strong>secompounds are described as similar to those of rotten eggsor rott<strong>in</strong>g vege<strong>table</strong>s (hydrogen sulfide, dimethyl sulfide),rancid butter (butyric acids), and feces (valeric acid,skatole, <strong>in</strong>dole).BiofiltersBiofilters are a method forreduc<strong>in</strong>g air emissi<strong>on</strong>s fromIFAP facilities. They are fairlysimple to c<strong>on</strong>struct andoperate, successfully mitigateair emissi<strong>on</strong>s, and <strong>the</strong>y are costeffective.The filters can be made fromseveral k<strong>in</strong>ds of material, but<strong>the</strong>y are most often a mixtureof compost and woodchipswrapped <strong>in</strong> a fabric. Thefabric keeps <strong>the</strong> filter fromclogg<strong>in</strong>g and must be replacedperiodically. Most biofiltersoperate <strong>in</strong> c<strong>on</strong>juncti<strong>on</strong> with asystem to spr<strong>in</strong>kle water <strong>on</strong><strong>the</strong> filter and fans to blow airthrough it.The filters work byc<strong>on</strong>vert<strong>in</strong>g <strong>the</strong> compounds <strong>in</strong><strong>the</strong> air <strong>in</strong>to water and carb<strong>on</strong>dioxide. Air from <strong>in</strong>side <strong>the</strong>pit or barn is forced through<strong>the</strong> filter and <strong>the</strong>n out <strong>in</strong>to <strong>the</strong>atmosphere.Biofilters can reduce odorand amm<strong>on</strong>ia emissi<strong>on</strong>s by over80%.US Greenhouse Gas Inventory for Agricultural Emissi<strong>on</strong>s (Source: EPA, 2007a)Greenhouse Gas Source Thousand T<strong>on</strong>s Thousand T<strong>on</strong>s CO 2EquivalentMethane (CH 4) Total 8,459.14 17,770Enteric fermentati<strong>on</strong> 5,886.34 12,360Manure management 2,167.14 4,550O<strong>the</strong>r 406.75 860Nitrous Oxide (N 2O) Total 1,333.80 41,350Agriculture soil management 1,298.52 40,250Manure management 34.17 1,050O<strong>the</strong>r 2.20 6027
Energyifap is more energy <strong>in</strong>tensive than <strong>the</strong> traditi<strong>on</strong>al practiceof rais<strong>in</strong>g food <strong>animal</strong>s (e.g., cows graz<strong>in</strong>g <strong>on</strong> pastures),requir<strong>in</strong>g disproporti<strong>on</strong>ately large <strong>in</strong>puts of fossil fuel,<strong>in</strong>dustrial fertilizers, and o<strong>the</strong>r syn<strong>the</strong>tic chemicals. Forexample, <strong>the</strong> ratio of fossil fuel energy <strong>in</strong>puts per unit offood energy produced—not <strong>in</strong>clud<strong>in</strong>g food process<strong>in</strong>gand distributi<strong>on</strong>—averages 3:1 for all US agriculturalproducts comb<strong>in</strong>ed, but for <strong>in</strong>dustrially produced <str<strong>on</strong>g>meat</str<strong>on</strong>g>products <strong>the</strong> ratio can be as high as 35:1 (beef produced<strong>in</strong> feedlots generally has a particularly unfavorable energybalance) (Horrigan et al., 2002).Commissi<strong>on</strong>ers’ C<strong>on</strong>clusi<strong>on</strong>sThe number of <strong>farm</strong>s that raise livestock has fallendramatically while <strong>the</strong> total number of <strong>farm</strong> <strong>animal</strong>sraised <strong>in</strong> <strong>the</strong> US each year has rema<strong>in</strong>ed relatively c<strong>on</strong>stant(Golleh<strong>on</strong> et al., 2001). ifap has made this possiblewith significant ga<strong>in</strong>s <strong>in</strong> producti<strong>on</strong> efficiency by mostmeasures: <strong>on</strong> a per <strong>animal</strong> basis, today’s <strong>farm</strong> <strong>animal</strong>requires less feed, produces less manure, and reachesmarket weight much faster than <strong>farm</strong> <strong>animal</strong>s produced<strong>on</strong> <strong>the</strong> small family <strong>farm</strong> of 50 years ago. The result is that<strong>the</strong> price c<strong>on</strong>sumers pay for <str<strong>on</strong>g>meat</str<strong>on</strong>g>, poultry, dairy, and eggproducts at <strong>the</strong> grocery store or <strong>in</strong> restaurants is cheaper <strong>in</strong>real terms (adjusted for <strong>in</strong>flati<strong>on</strong>) than it was even severalyears ago.The downside of ifap practices is that <strong>the</strong>y haveproduced an expand<strong>in</strong>g array of deleterious envir<strong>on</strong>mentaleffects <strong>on</strong> local and regi<strong>on</strong>al water, air, and soil resources.Those effects impose costs <strong>on</strong> <strong>the</strong> society at large that arenot “<strong>in</strong>ternalized” <strong>in</strong> <strong>the</strong> price paid at <strong>the</strong> retail counterfor <str<strong>on</strong>g>meat</str<strong>on</strong>g>, poultry, dairy, or egg products.The large c<strong>on</strong>centrati<strong>on</strong> of <strong>animal</strong>s <strong>on</strong> <strong>the</strong> typical<strong>in</strong>dustrial <strong>farm</strong> presents a major waste managementproblem. The volumes of manure are so large thattraditi<strong>on</strong>al land disposal methods can be impractical andenvir<strong>on</strong>mentally threaten<strong>in</strong>g. Excess nutrients <strong>in</strong> manurec<strong>on</strong>tam<strong>in</strong>ate surface and groundwater resources. Today,over a milli<strong>on</strong> people are estimated to take <strong>the</strong>ir dr<strong>in</strong>k<strong>in</strong>gwater from groundwater that shows moderate or severec<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> with nitrogen-c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g pollutants(Nolan and Hitt, 2006), mostly due to <strong>the</strong> heavy use ofagricultural fertilizers and high rates of applicati<strong>on</strong> of<strong>animal</strong> waste.The locati<strong>on</strong> of ifap facilities near each o<strong>the</strong>r and<strong>the</strong> waste <strong>the</strong>y discharge untreated <strong>in</strong>to <strong>the</strong> envir<strong>on</strong>mentexacerbate <strong>the</strong>ir envir<strong>on</strong>mental impact. A s<strong>in</strong>gle hog ifapfacility, for example, produces manure <strong>in</strong> an amountequivalent to <strong>the</strong> sewage flow of an entire <strong>America</strong>ntown. Pound for pound, pigs produce four times <strong>the</strong>waste of a human. C<strong>on</strong>sequently, a s<strong>in</strong>gle ifap hous<strong>in</strong>g5,000 pigs produces <strong>the</strong> same volume of raw sewage asa town of 20,000, but <strong>the</strong> ifap facility does not havea sewage treatment plant (Walker et al., 2005). TheCommissi<strong>on</strong> believes that to protect aga<strong>in</strong>st fur<strong>the</strong>renvir<strong>on</strong>mental degradati<strong>on</strong>, <strong>the</strong>re is a need for bettermanagement practices, more protective z<strong>on</strong><strong>in</strong>g, andimproved m<strong>on</strong>itor<strong>in</strong>g and enforcement of ifap facilities.In additi<strong>on</strong>, <strong>the</strong> Commissi<strong>on</strong> recommends a full life cycleanalysis to fully assess <strong>the</strong> ecological impacts of ifapfacilities.Impacts of Animal Agriculture<strong>in</strong> Yakima Valley, Wash<strong>in</strong>gt<strong>on</strong>The state of Wash<strong>in</strong>gt<strong>on</strong> has someof <strong>the</strong> toughest envir<strong>on</strong>mentalprotecti<strong>on</strong> laws <strong>in</strong> <strong>the</strong> country, butyou wouldn’t know it if you live <strong>in</strong>Yakima Valley, says l<strong>on</strong>gtime residentand family <strong>farm</strong>er, Helen Reddout.Reddout is credited by many as <strong>on</strong>eof <strong>the</strong> first envir<strong>on</strong>mentalists to br<strong>in</strong>gnati<strong>on</strong>al attenti<strong>on</strong> to <strong>the</strong> issue of<strong>in</strong>dustrialized <strong>animal</strong> agriculture andits effects <strong>on</strong> <strong>the</strong> envir<strong>on</strong>ment andpublic health.Reddout has called Yakima Valleyhome for more than 50 years. Sheraised her family, tended her cherrytrees, and taught at <strong>the</strong> local schoolfor most of that time. It wasn’t untila large dairy operati<strong>on</strong> opened nearher family <strong>farm</strong> that Reddout becamean outspoken critic of what she calls“factory <strong>farm</strong>s.”Reddout remembers <strong>the</strong> firsttime she was directly affected bya c<strong>on</strong>centrated <strong>animal</strong> feed<strong>in</strong>goperati<strong>on</strong>. It was 2:00 <strong>in</strong> <strong>the</strong> morn<strong>in</strong>gwhen she was awakened by what shedescribes as a “hideous smell ooz<strong>in</strong>gfrom <strong>the</strong> w<strong>in</strong>dow.” Her neighborwas us<strong>in</strong>g nearby land as a sprayfield to dispose of manure. The nextmorn<strong>in</strong>g, “There <strong>in</strong> <strong>the</strong> middle of<strong>the</strong> field was a manure gun spray<strong>in</strong>ghuge streams of gray-green sewage<strong>on</strong>to <strong>the</strong> already oversaturatedfield … <strong>the</strong> amm<strong>on</strong>ia smell was sostr<strong>on</strong>g it made me gasp.” When shenoticed much of <strong>the</strong> liquid manurewas runn<strong>in</strong>g off <strong>in</strong>to a dra<strong>in</strong>ageditch, Reddout began to worryabout her well water. Subsequenttests revealed her dr<strong>in</strong>k<strong>in</strong>g well wasc<strong>on</strong>tam<strong>in</strong>ated with nitrates, althoughwhe<strong>the</strong>r her neighbor is directly toblame has not been proved.In Wash<strong>in</strong>gt<strong>on</strong>, as <strong>in</strong> many o<strong>the</strong>rparts of <strong>the</strong> United States, <strong>the</strong>number of dairies is shr<strong>in</strong>k<strong>in</strong>g while<strong>the</strong>ir size is <strong>in</strong>creas<strong>in</strong>g. Between 1989and 2002, <strong>the</strong> number of dairies <strong>in</strong>western Wash<strong>in</strong>gt<strong>on</strong> dropped frommore than 1,000 to about 500 while<strong>the</strong> average herd grew from 30 cows<strong>in</strong> <strong>the</strong> 1950s to 350 today. As of2002, <strong>the</strong>re were just 160 dairies <strong>in</strong>eastern Wash<strong>in</strong>gt<strong>on</strong>, 71 of <strong>the</strong>m <strong>in</strong>Yakima County al<strong>on</strong>e.Dairy <strong>in</strong>dustry leaders po<strong>in</strong>t outthat most Wash<strong>in</strong>gt<strong>on</strong> dairies are run<strong>in</strong> accordance to <strong>the</strong> law, argu<strong>in</strong>gthat a small number of “bad actors”are unfairly used to dem<strong>on</strong>ize <strong>the</strong><strong>in</strong>dustry.29
Animal Welfare30
Before <strong>the</strong> emergence of <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> systems, <strong>the</strong> ethicof <strong>animal</strong> husbandry held that good care of <strong>animal</strong>s was wholly c<strong>on</strong>sistent with<strong>the</strong> <strong>in</strong>terests of <strong>the</strong> <strong>farm</strong>er. Most <strong>animal</strong>s were raised <strong>on</strong> diversified <strong>farm</strong>s thatproduced both crops and several species of <strong>animal</strong>s, which generally had accessto <strong>the</strong> pasture or barnyard whenever wea<strong>the</strong>r c<strong>on</strong>diti<strong>on</strong>s permitted. For <strong>the</strong> mostpart, husbandry was c<strong>on</strong>sidered <strong>the</strong> resp<strong>on</strong>sibility of <strong>the</strong> producer.More than 100 years later, <strong>farm</strong>s <strong>in</strong> <strong>the</strong> 21st century have become highlyspecialized systems and no l<strong>on</strong>ger produce more than <strong>on</strong>e crop and severalspecies of livestock. Farms produc<strong>in</strong>g both crops and livestock still exist, but<strong>the</strong>y are no l<strong>on</strong>ger <strong>the</strong> norm. Now, crop growers sell to feed mills that formulateeng<strong>in</strong>eered feeds to sell to <strong>farm</strong>ers who raise and feed livestock. The supplycha<strong>in</strong> has thus evolved to a series of dist<strong>in</strong>ct producti<strong>on</strong> processes c<strong>on</strong>nectedthrough ec<strong>on</strong>omic transacti<strong>on</strong>s. C<strong>on</strong>sumers are now at <strong>the</strong> extreme end of thissupply cha<strong>in</strong>, yet <strong>the</strong>y are <strong>in</strong>creas<strong>in</strong>gly c<strong>on</strong>cerned that <strong>farm</strong> <strong>animal</strong>s are affordeda decent life. Unfortunately, it can be difficult to def<strong>in</strong>e what actually c<strong>on</strong>stitutesa decent life for <strong>animal</strong>s because do<strong>in</strong>g so <strong>in</strong>cludes both ethical (value-based)and scientific (empirical) comp<strong>on</strong>ents.Increas<strong>in</strong>g public awareness of <strong>the</strong> c<strong>on</strong>diti<strong>on</strong>s prevalent <strong>in</strong> c<strong>on</strong>f<strong>in</strong>ementagriculture (e.g., gestati<strong>on</strong> and farrow<strong>in</strong>g crates for sw<strong>in</strong>e, battery cages forlayers) has led to c<strong>on</strong>sumer demand for changes <strong>in</strong> <strong>animal</strong> treatment. A pollc<strong>on</strong>ducted by Oklahoma State University and <strong>the</strong> <strong>America</strong>n Farm BureauFederati<strong>on</strong> found that 75% of <strong>the</strong> public would like to see government mandatesfor basic <strong>animal</strong> welfare measures ( http: // asp.okstate.edu./ baileynorwood /aw2 /aw2ma<strong>in</strong>.htm). Possibly as a defensive resp<strong>on</strong>se, <strong>the</strong> food <strong>animal</strong> <strong>in</strong>dustry hasmade changes that are easily marketed and that are aimed at chang<strong>in</strong>g publicpercepti<strong>on</strong>. Smithfield, for example, announced recently that it would elim<strong>in</strong>ate<strong>the</strong> use of gestati<strong>on</strong> crates <strong>in</strong> its hog-rear<strong>in</strong>g operati<strong>on</strong>s, and <strong>the</strong> United EggProducers have published standards for <strong>the</strong> treatment of lay<strong>in</strong>g hens.31
An Alternative HogProducti<strong>on</strong> SystemAlternatives to <strong>the</strong> presentc<strong>on</strong>centrated <strong>animal</strong> feed<strong>in</strong>goperati<strong>on</strong> (CAFO) model of rais<strong>in</strong>ghogs vary widely by regi<strong>on</strong>. Butalthough <strong>the</strong>y differ <strong>in</strong> design,alternative systems share <strong>on</strong>ecomm<strong>on</strong> element: <strong>the</strong>y all <strong>in</strong>creaseboth labor and <strong>animal</strong> husbandryrequired to manage <strong>the</strong> <strong>animal</strong>s,whereas <strong>the</strong> traditi<strong>on</strong>al CAFO isdesigned to require as little <strong>animal</strong>husbandry tra<strong>in</strong><strong>in</strong>g as possible.This sidebar focuses <strong>on</strong> <strong>the</strong> hoopbarn, <strong>the</strong> most prevalent alternativesystem for rais<strong>in</strong>g hogs <strong>in</strong> <strong>the</strong> UnitedStates. It is similar to a traditi<strong>on</strong>alCAFO <strong>in</strong> that <strong>the</strong> hogs are kept<strong>in</strong> a c<strong>on</strong>f<strong>in</strong>ed space to facilitatemanagement and speed up growthcompared to <strong>the</strong> pigs <strong>in</strong> a natural,feral envir<strong>on</strong>ment, but it differs <strong>in</strong>important ways.A hoop barn, whe<strong>the</strong>r it isused for gestati<strong>on</strong>, farrow<strong>in</strong>g,or f<strong>in</strong>ish<strong>in</strong>g, is a semipermanentstructure that sits <strong>on</strong> sidewalls 4to 6 feet high and made of woodor c<strong>on</strong>crete. On top of <strong>the</strong> wall, aUV-resistant tarp stretched overa hoop-shaped metal frame forms<strong>the</strong> roof of <strong>the</strong> structure. The flooris c<strong>on</strong>crete or a comb<strong>in</strong>ati<strong>on</strong> ofdirt and c<strong>on</strong>crete. The m<strong>in</strong>imalistnature of <strong>the</strong> structure makes itappeal<strong>in</strong>g to producers for severalreas<strong>on</strong>s: it costs much less than atraditi<strong>on</strong>al wood truss build<strong>in</strong>g; itcan be used for o<strong>the</strong>r purposes, suchas equipment storage; and it can beremoved relatively easily if need be.A hoop barn can last up to 10 years,versus a traditi<strong>on</strong>al c<strong>on</strong>f<strong>in</strong>ementbarn, which lasts about 15 years.Ventilati<strong>on</strong> systems <strong>in</strong> hoop barnsare much simpler than <strong>in</strong> traditi<strong>on</strong>alc<strong>on</strong>f<strong>in</strong>ement structures. Ra<strong>the</strong>rthan mechanical fans to c<strong>on</strong>troltemperature and ventilati<strong>on</strong>, <strong>the</strong>hoop barn uses natural ventilati<strong>on</strong>by leav<strong>in</strong>g <strong>the</strong> ends of <strong>the</strong> barn opendur<strong>in</strong>g <strong>the</strong> summer m<strong>on</strong>ths. Hoopbarns also have a space between <strong>the</strong>side wall and <strong>the</strong> tarp, which acts asa natural ventilator to br<strong>in</strong>g <strong>in</strong> freshair. In w<strong>in</strong>ter, electric heaters (oftensuspended from <strong>the</strong> metal frame)provide heat. Deep bedd<strong>in</strong>g alsohelps <strong>in</strong>sulate <strong>the</strong> pigs by allow<strong>in</strong>g<strong>the</strong>m to nest and burrow. Theaerobic process that occurs when <strong>the</strong>bedd<strong>in</strong>g mixes with <strong>the</strong> hogs’ dungalso creates heat. However, given <strong>the</strong>relatively lightweight nature of <strong>the</strong>tarp, hoop barns are not appropriatefor extremely cold climates becauseit is difficult to keep <strong>the</strong> temperature<strong>in</strong>side at or near ei<strong>the</strong>r a comfor<strong>table</strong>temperature for <strong>the</strong> <strong>animal</strong>s or <strong>the</strong>ideal temperature for <strong>the</strong>ir weightga<strong>in</strong>.Deep bedd<strong>in</strong>g is used to handlemanure <strong>in</strong>stead of liquid or scrapehandl<strong>in</strong>g systems. Hoop barnsare generally separated <strong>in</strong>to twosecti<strong>on</strong>s, <strong>on</strong>e for feed<strong>in</strong>g and <strong>on</strong>efor water<strong>in</strong>g. The dirt floor secti<strong>on</strong>is bedded with straw, cornstalks,or some o<strong>the</strong>r bedd<strong>in</strong>g materialoften derived from crop or fieldresidue materials. The bedd<strong>in</strong>g helps<strong>in</strong>sulate <strong>the</strong> <strong>animal</strong>s <strong>in</strong> w<strong>in</strong>ter andalso absorbs moisture from ur<strong>in</strong>eand b<strong>in</strong>ds with feces. The comb<strong>in</strong>edbedd<strong>in</strong>g and manure product is <strong>the</strong>nei<strong>the</strong>r composted and stored or cast<strong>on</strong> fields to dry. After dry<strong>in</strong>g, it isspread and often disked <strong>in</strong>to <strong>the</strong>field, so <strong>the</strong> possibility of manurerunoff <strong>in</strong>to streams is reduced.Hoop barn systems are muchcheaper to build than a fixedstructure, but <strong>the</strong>re are o<strong>the</strong>rcosts, such as bedd<strong>in</strong>g and <strong>animal</strong>management, that are not <strong>in</strong>curred <strong>in</strong>a traditi<strong>on</strong>al c<strong>on</strong>f<strong>in</strong>ement system.The <strong>in</strong>formati<strong>on</strong> <strong>in</strong> this piece isadapted from, Hoop Barns for Grow-F<strong>in</strong>ish Sw<strong>in</strong>e, Midwest Plan Service,September 2004, page 20.Impacts of C<strong>on</strong>f<strong>in</strong>ement<strong>on</strong> Animal WelfareToday’s c<strong>on</strong>centrated <strong>animal</strong> producti<strong>on</strong> systems arededicated to produc<strong>in</strong>g <str<strong>on</strong>g>meat</str<strong>on</strong>g> as cheaply as possiblewhile achiev<strong>in</strong>g certa<strong>in</strong> standards of taste, texture, andefficiency. C<strong>on</strong>f<strong>in</strong>ement systems are designed to produce<strong>animal</strong>s of marke<strong>table</strong> weight <strong>in</strong> less time and with alower <strong>in</strong>cidence of some diseases. When <strong>the</strong> <strong>animal</strong>s arec<strong>on</strong>f<strong>in</strong>ed <strong>in</strong>doors, discomfort due to wea<strong>the</strong>r is reduced.The downside is that <strong>animal</strong>s are kept <strong>in</strong> more crowdedc<strong>on</strong>diti<strong>on</strong>s, are subject to a number of chr<strong>on</strong>ic andproducti<strong>on</strong>-related diseases, and are unable to exhibitnatural behaviors. In additi<strong>on</strong>, <strong>the</strong> <strong>animal</strong>s are oftenphysically altered or restra<strong>in</strong>ed to prevent <strong>in</strong>jury to<strong>the</strong>mselves or ifap workers.C<strong>on</strong>f<strong>in</strong>ement <strong>animal</strong>s are generally raised <strong>in</strong>doors and,<strong>in</strong> some cases (e.g., poultry, lay<strong>in</strong>g hens, hogs), <strong>the</strong> groupsize when raised <strong>in</strong>doors is larger than outdoors. In o<strong>the</strong>rcases (e.g., veal crates or gestati<strong>on</strong> crates for sows), <strong>animal</strong>sare separated and c<strong>on</strong>f<strong>in</strong>ed to spaces that provide for <strong>on</strong>lym<strong>in</strong>imal movement. The fundamental welfare c<strong>on</strong>cern is<strong>the</strong> ability of <strong>the</strong> <strong>animal</strong> to express natural behaviors—forexample, hav<strong>in</strong>g natural materials to walk or lie <strong>on</strong>, hav<strong>in</strong>genough floor space to move around with some freedom,and root<strong>in</strong>g (for hogs). Crates, battery cages, and o<strong>the</strong>rsuch systems fail to allow for even <strong>the</strong>se m<strong>in</strong>imal naturalbehaviors.O<strong>the</strong>r <strong>animal</strong> management practices that have beenquesti<strong>on</strong>ed <strong>in</strong>clude feed<strong>in</strong>g and nutriti<strong>on</strong>. For example,beef cattle f<strong>in</strong>ished <strong>in</strong> feedlots are typically fed gra<strong>in</strong>sra<strong>the</strong>r than forage (grass, hay, and o<strong>the</strong>r roughage), eventhough <strong>the</strong>ir digestive systems are designed to metabolizeforage diets. The result is that beef cattle put <strong>on</strong> weightfaster, but <strong>the</strong>y also often experience <strong>in</strong>ternal abscesses.Some lay<strong>in</strong>g hens still have <strong>the</strong>ir feed restricted at regular<strong>in</strong>tervals <strong>in</strong> order to <strong>in</strong>duce molt<strong>in</strong>g to encourage egglay<strong>in</strong>g (although this practice is mostly phased out,accord<strong>in</strong>g to United Egg Producers (uep) standards).Most <strong>animal</strong>s are physically altered without pa<strong>in</strong> reliefwhen raised <strong>in</strong> c<strong>on</strong>centrated, c<strong>on</strong>f<strong>in</strong>ed producti<strong>on</strong> systems(as well as <strong>in</strong> some more open systems), even though itis widely accepted that such alterati<strong>on</strong> causes pa<strong>in</strong>. Forexample, hogs have <strong>the</strong>ir tails docked to avoid tail bit<strong>in</strong>gby o<strong>the</strong>r hogs <strong>in</strong> close proximity. Lay<strong>in</strong>g hens and broilershave <strong>the</strong>ir toenails, spurs, and beaks clipped. Dairy cowsmay have <strong>the</strong>ir horns removed or <strong>the</strong>ir tails docked. Thepurpose of such alterati<strong>on</strong> is to avoid <strong>in</strong>jury to <strong>the</strong> <strong>animal</strong>,33
or to make it easier to handle, or to meet market demands<strong>on</strong> alterati<strong>on</strong>, such as castrati<strong>on</strong> of bulls raised for beef,and so <strong>the</strong>se practices are comm<strong>on</strong> throughout <strong>animal</strong>agriculture, not just <strong>in</strong> cafos and ifap.The Five FreedomsC<strong>on</strong>temporary c<strong>on</strong>cerns about <strong>the</strong> welfare of <strong>in</strong>tensively<strong>farm</strong>ed <strong>animal</strong>s are generally c<strong>on</strong>sidered to have orig<strong>in</strong>atedwith <strong>the</strong> 1964 publicati<strong>on</strong> of Animal Mach<strong>in</strong>es by RuthHarris<strong>on</strong> of <strong>the</strong> United K<strong>in</strong>gdom. The book is widelyregarded as hav<strong>in</strong>g <strong>the</strong> same formative effect <strong>on</strong> <strong>the</strong><strong>animal</strong> welfare movement as Rachel Cars<strong>on</strong>’s 1962book, Silent Spr<strong>in</strong>g, had <strong>on</strong> <strong>the</strong> modern envir<strong>on</strong>mentalmovement. Harris<strong>on</strong> described what she called a “newtype of <strong>farm</strong><strong>in</strong>g …[with] <strong>animal</strong>s liv<strong>in</strong>g out <strong>the</strong>ir lives <strong>in</strong>darkness and immobility without <strong>the</strong> sight of <strong>the</strong> sun, of agenerati<strong>on</strong> of men who see <strong>in</strong> <strong>the</strong> <strong>animal</strong> <strong>the</strong>y rear <strong>on</strong>ly itsc<strong>on</strong>versi<strong>on</strong> to human food.”A year after Harris<strong>on</strong>’s book was published, <strong>the</strong>Brambell Committee Report (1965) described criteriafor <strong>the</strong> scientific <strong>in</strong>vestigati<strong>on</strong> of <strong>farm</strong> <strong>animal</strong> welfare.The committee, made up of lead<strong>in</strong>g veter<strong>in</strong>arians,<strong>animal</strong> scientists, and biologists <strong>in</strong> <strong>the</strong> United K<strong>in</strong>gdom(uk), def<strong>in</strong>ed welfare as <strong>in</strong>clud<strong>in</strong>g both physical andmental well-be<strong>in</strong>g (Command Paper 2836). The reportemphasized that <strong>the</strong> evaluati<strong>on</strong> of <strong>animal</strong> welfare must<strong>in</strong>clude “scientific evidence available c<strong>on</strong>cern<strong>in</strong>g <strong>the</strong>feel<strong>in</strong>gs of <strong>the</strong> <strong>animal</strong>s that can be derived from <strong>the</strong>irstructure and functi<strong>on</strong>s and also from <strong>the</strong>ir behavior.”The emphasis <strong>on</strong> behavior and feel<strong>in</strong>gs was radical forits time (even <strong>in</strong> 2007, debate c<strong>on</strong>t<strong>in</strong>ues <strong>on</strong> this subjectam<strong>on</strong>g <strong>animal</strong> scientists), but <strong>in</strong> 1997 <strong>the</strong> Farm AnimalWelfare Council (fawc), an <strong>in</strong>dependent advisory bodyestablished by <strong>the</strong> British government <strong>in</strong> 1979, adopted <strong>the</strong>pr<strong>in</strong>ciples of <strong>the</strong> Brambell report as <strong>the</strong> “Five Freedoms,”which became <strong>the</strong> basis for guidel<strong>in</strong>es and codes ofpractice for various organizati<strong>on</strong>s around <strong>the</strong> world.These five freedoms are described as follows:The welfare of an <strong>animal</strong> <strong>in</strong>cludes its physical andmental state and we c<strong>on</strong>sider that good <strong>animal</strong> welfareimplies both fitness and a sense of well-be<strong>in</strong>g. Any<strong>animal</strong> kept by man must, at least, be protected fromunnecessary suffer<strong>in</strong>g.An <strong>animal</strong>’s welfare, whe<strong>the</strong>r <strong>on</strong> <strong>farm</strong>, <strong>in</strong> transit, atmarket or at a place of slaughter, should be c<strong>on</strong>sidered<strong>in</strong> terms of <strong>the</strong> ‘five freedoms.’ These freedoms def<strong>in</strong>eideal states ra<strong>the</strong>r than standards for accep<strong>table</strong>welfare. They form a logical and comprehensiveframework for analysis of welfare with<strong>in</strong> any systemtoge<strong>the</strong>r with <strong>the</strong> steps and compromises necessaryto safeguard and improve welfare with<strong>in</strong> <strong>the</strong> properc<strong>on</strong>stra<strong>in</strong>ts of an effective livestock <strong>in</strong>dustry.1 Freedom from Hunger and Thirst—by ready accessto fresh water and a diet to ma<strong>in</strong>ta<strong>in</strong> full healthand vigor.2 Freedom from Discomfort—by provid<strong>in</strong>g anappropriate envir<strong>on</strong>ment <strong>in</strong>clud<strong>in</strong>g shelter and acomfor<strong>table</strong> rest<strong>in</strong>g area.3 Freedom from Pa<strong>in</strong>, Injury or Disease—bypreventi<strong>on</strong> or rapid diagnosis and treatment.4 Freedom to Express Normal Behavior—by provid<strong>in</strong>gsufficient space, proper facilities, and company of<strong>the</strong> <strong>animal</strong>s’ own k<strong>in</strong>d.5 Freedom from Fear and Distress—by ensur<strong>in</strong>gc<strong>on</strong>diti<strong>on</strong>s and treatment that avoid mentalsuffer<strong>in</strong>g.Source: (fawc, 2007) at http: / / www.fawc.org.uk / freedoms.htmAnimal husbandry methods designed to accommodate<strong>the</strong>se five freedoms, particularly when it comes to hous<strong>in</strong>gcharacteristics, result <strong>in</strong> m<strong>in</strong>imal cost to <strong>the</strong> c<strong>on</strong>sumer.More recently, scientists and advocates <strong>in</strong> <strong>the</strong> EuropeanUni<strong>on</strong> have ref<strong>in</strong>ed <strong>the</strong> five freedoms and fur<strong>the</strong>r clarified<strong>the</strong> requirements for basic <strong>animal</strong> well-be<strong>in</strong>g. These arelisted <strong>in</strong> <strong>the</strong> <strong>table</strong> <strong>on</strong> page 37.Theses criteria are <strong>in</strong>tended to be taken <strong>in</strong> <strong>the</strong>irentirety. C<strong>on</strong>sequently, <strong>animal</strong>s raised <strong>in</strong> c<strong>on</strong>diti<strong>on</strong>s thatmeet <strong>the</strong> “Good Feed<strong>in</strong>g” criteria but not <strong>the</strong> “AppropriateBehavior” criteria would not be c<strong>on</strong>sidered to have goodwelfare. In <strong>the</strong> United States, <strong>the</strong> “Appropriate Behavior”criteria seem to be <strong>the</strong> hardest to satisfy and generallyare not met for food <strong>animal</strong>s. Fully implement<strong>in</strong>g <strong>the</strong>secriteria will require <strong>the</strong> educati<strong>on</strong> of both c<strong>on</strong>sumersand producers.Voluntary Standards and Certificati<strong>on</strong>C<strong>on</strong>sumer c<strong>on</strong>cern for humane treatment of foodproduc<strong>in</strong>g<strong>animal</strong>s is grow<strong>in</strong>g and has prompted change<strong>in</strong> <strong>the</strong> <strong>in</strong>dustry. Retailers and restaurateurs are particularlysensitive to c<strong>on</strong>sumer c<strong>on</strong>cerns and have begun <strong>in</strong>sist<strong>in</strong>g<strong>on</strong> m<strong>in</strong>imal <strong>animal</strong> welfare standards that <strong>the</strong>y canreport to <strong>the</strong>ir customers. C<strong>on</strong>solidati<strong>on</strong> <strong>in</strong> <strong>the</strong> groceryand restaurant <strong>in</strong>dustries—10 grocery and 15 restaurantcompanies c<strong>on</strong>trol <strong>the</strong> majority of sales <strong>in</strong> <strong>animal</strong>products—has brought those sectors <strong>the</strong> market power todemand change from <strong>the</strong>ir suppliers.McD<strong>on</strong>ald’s and Wal-Mart are am<strong>on</strong>g those call<strong>in</strong>gfor at least m<strong>in</strong>imal standards for <strong>animal</strong> well-be<strong>in</strong>g from<strong>the</strong>ir suppliers. McD<strong>on</strong>ald’s, for example, began audit<strong>in</strong>gpack<strong>in</strong>g plants several years ago to ensure that cattle werehandled and killed humanely accord<strong>in</strong>g to <strong>the</strong> voluntarystandards developed by <strong>the</strong> <strong>America</strong>n Meat Institute 4 (see<strong>table</strong> <strong>on</strong> page 37). Later, McD<strong>on</strong>ald’s appo<strong>in</strong>ted an <strong>animal</strong>welfare committee of outside experts and established <strong>on</strong><strong>farm</strong>standards for <strong>the</strong>ir suppliers, beg<strong>in</strong>n<strong>in</strong>g with lay<strong>in</strong>ghens. O<strong>the</strong>r retailers, such as Whole Foods, adopted morestr<strong>in</strong>gent standards to accommodate <strong>the</strong> <strong>in</strong>terests of <strong>the</strong>ircustomer base. Their competitors quickly followed suit,and <strong>in</strong> 2000 <strong>the</strong> trade associati<strong>on</strong>s of supermarkets (<strong>the</strong>Food Market<strong>in</strong>g Institute, fmi) and cha<strong>in</strong> restaurants(Nati<strong>on</strong>al Council of Cha<strong>in</strong> Restaurants, nccr)c<strong>on</strong>solidated <strong>the</strong>ir recently established <strong>animal</strong> welfareexpert committees to create a coord<strong>in</strong>ated and uniform35
program. Follow<strong>in</strong>g <strong>the</strong>ir lead, o<strong>the</strong>r retailers and food<strong>animal</strong> producers have adopted standards of <strong>the</strong>ir own(see <strong>table</strong> <strong>on</strong> page 39).However, when an affected <strong>in</strong>dustry def<strong>in</strong>es, m<strong>on</strong>itors,and enforces voluntary standards, it is vulnerable tocharges of “<strong>the</strong> fox guard<strong>in</strong>g <strong>the</strong> hen house.” So <strong>in</strong> <strong>the</strong>spirit of R<strong>on</strong>ald Reagan’s “trust but verify” adm<strong>on</strong>iti<strong>on</strong>,third-party certificati<strong>on</strong> and label<strong>in</strong>g (<strong>in</strong> which <strong>the</strong> labelis granted by an <strong>in</strong>dependent organizati<strong>on</strong>) have become<strong>in</strong>creas<strong>in</strong>gly comm<strong>on</strong>. Such labels allow c<strong>on</strong>sumersboth <strong>in</strong> <strong>the</strong> United States and abroad to know that <strong>the</strong>products <strong>the</strong>y buy are c<strong>on</strong>sistent with <strong>the</strong>ir c<strong>on</strong>cernsfor envir<strong>on</strong>mental susta<strong>in</strong>ability, social equity, and / orhumane <strong>animal</strong> treatment. Some examples of third-partycertificati<strong>on</strong> and label<strong>in</strong>g <strong>in</strong>clude Fair Trade certificati<strong>on</strong>of commodities, a designati<strong>on</strong> that <strong>in</strong>dicates susta<strong>in</strong>ablygrown coffee, for example, and <strong>the</strong> payment of a just wageto growers; and <strong>the</strong> Forest Stewardship Council’s CertifiedSusta<strong>in</strong>able Forest Products have made significant <strong>in</strong>roads<strong>in</strong>to <strong>the</strong> marketplace for lumber. C<strong>on</strong>sumer preferencefor such label<strong>in</strong>g has been str<strong>on</strong>g enough that manycommodity producers and retailers seek out certificati<strong>on</strong>to protect <strong>the</strong>ir market share and <strong>in</strong>crease marketpenetrati<strong>on</strong>.Several third-party certificati<strong>on</strong> programs focusprimarily <strong>on</strong> <strong>animal</strong> welfare. The largest of <strong>the</strong>seis Certified Humane Raised and Handled. ThisInternati<strong>on</strong>al Standards Organizati<strong>on</strong> (iso) Guide 65certified label<strong>in</strong>g program, modeled <strong>on</strong> <strong>the</strong> FreedomFoods program established by <strong>the</strong> Royal Society forPreventi<strong>on</strong> of Cruelty to Animals <strong>in</strong> <strong>the</strong> United K<strong>in</strong>gdom,has <strong>the</strong> support of 27 humane organizati<strong>on</strong>s around <strong>the</strong>world. S<strong>in</strong>ce its <strong>in</strong>cepti<strong>on</strong> <strong>in</strong> 2003, it has grown to covermore than 14 milli<strong>on</strong> <strong>animal</strong>s produced by 60 <str<strong>on</strong>g>meat</str<strong>on</strong>g>,poultry, dairy, or egg suppliers as well as 20 restaurantsand supermarket cha<strong>in</strong>s that feature certified products.All of <strong>the</strong>se standards seek to address c<strong>on</strong>sumerc<strong>on</strong>cerns for <strong>the</strong> humane treatment of <strong>animal</strong>s. Advocacyby <strong>animal</strong> protecti<strong>on</strong> groups has been effective <strong>in</strong> rais<strong>in</strong>gawareness <strong>in</strong> this area, and sensitivity to issues that affect<strong>animal</strong> well-be<strong>in</strong>g c<strong>on</strong>t<strong>in</strong>ues to grow.European Uni<strong>on</strong> Criteria for Animal Well-Be<strong>in</strong>g (Source: European Uni<strong>on</strong> Animal WelfareQuality Program: http: / / www.welfarequality.net /every<strong>on</strong>e / 36059)Welfare Criteria Welfare Pr<strong>in</strong>ciples Mean<strong>in</strong>gGood feed<strong>in</strong>g Absence of prol<strong>on</strong>ged hunger Animals should not suffer fromprol<strong>on</strong>ged hungerAbsence of prol<strong>on</strong>ged thirst Animals should not suffer fromprol<strong>on</strong>ged thirstGood hous<strong>in</strong>g Comfort around rest<strong>in</strong>g Animals should be comfor<strong>table</strong>,especially with<strong>in</strong> <strong>the</strong>ir ly<strong>in</strong>g areasThermal comfortAnimals should be <strong>in</strong> good<strong>the</strong>rmal envir<strong>on</strong>mentEase of movementAnimals should be able to movearound freelyGood health Absence of <strong>in</strong>juries Animals should not be physically<strong>in</strong>juredAbsence of diseaseAnimals should be free of diseaseAbsence of pa<strong>in</strong> <strong>in</strong>duced bymanagement proceduresAnimals should not suffer frompa<strong>in</strong> <strong>in</strong>duced by <strong>in</strong>appropriatemanagementAppropriate behavior Expressi<strong>on</strong> of social behaviors Animals should be allowed toexpress natural, n<strong>on</strong>-harmful,social behaviors.Expressi<strong>on</strong> of o<strong>the</strong>r behaviors Animals should have <strong>the</strong>possibility of express<strong>in</strong>g o<strong>the</strong>r<strong>in</strong>tuitively desirable naturalbehaviors, such as explorati<strong>on</strong>and playGood human-<strong>animal</strong> relati<strong>on</strong>ship Good human-<strong>animal</strong> relati<strong>on</strong>shipsare beneficial to <strong>the</strong> welfare of<strong>animal</strong>sAbsence of general fearAnimals should not experiencenegative emoti<strong>on</strong>s such as fear,distress, frustrati<strong>on</strong>, or apathy37
38Legislati<strong>on</strong>Reliance <strong>on</strong> voluntary standards al<strong>on</strong>e is not likely to fullymeet <strong>the</strong> public’s c<strong>on</strong>cern for <strong>the</strong> welfare of <strong>in</strong>dustrial<strong>farm</strong> <strong>animal</strong>s. Voluntary standards applied <strong>in</strong> o<strong>the</strong>r<strong>in</strong>dustries (forestry, for example) have been limited by <strong>the</strong>loopholes allowed <strong>in</strong> <strong>the</strong> standards. Similarly, because <strong>the</strong>food <strong>animal</strong> <strong>in</strong>dustry has an ec<strong>on</strong>omic stake <strong>in</strong> ensur<strong>in</strong>gthat such voluntary standards result <strong>in</strong> <strong>the</strong> least cost, andc<strong>on</strong>sequently, additi<strong>on</strong>al measures are likely to be neededto ensure a decent m<strong>in</strong>imally life for <strong>animal</strong>s raised forfood. Surveys such as those c<strong>on</strong>ducted by <strong>the</strong> HumaneSociety and <strong>the</strong> Farm Bureau (reported earlier <strong>in</strong> thischapter) clearly reveal a grow<strong>in</strong>g social ethic am<strong>on</strong>gc<strong>on</strong>sumers that compels <strong>the</strong> <strong>animal</strong> agriculture <strong>in</strong>dustryto address public c<strong>on</strong>cerns about <strong>animal</strong> welfare.At <strong>the</strong> present time, federal regulati<strong>on</strong> of <strong>the</strong> treatmentof <strong>farm</strong> <strong>animal</strong>s is m<strong>in</strong>imal, c<strong>on</strong>sist<strong>in</strong>g of <strong>on</strong>ly two majorlaws. The first is <strong>the</strong> Twenty-Eight Hour Law, whichwas passed <strong>in</strong> 1873 and requires that, after 28 hours of<strong>in</strong>terstate travel by rail, steam, sail, or “vessels of anydescripti<strong>on</strong>,” livestock be unloaded and fed, watered,and rested for at least five c<strong>on</strong>secutive hours before <strong>the</strong>resumpti<strong>on</strong> of transport. While generally thought of as alaw to address <strong>animal</strong> cruelty, its motivati<strong>on</strong> was <strong>in</strong> largepart to reduce <strong>animal</strong> losses <strong>in</strong> transit. Streng<strong>the</strong>ned <strong>in</strong>1906 after publicati<strong>on</strong> of Upt<strong>on</strong> S<strong>in</strong>clair’s The Jungle,<strong>the</strong> law was amended aga<strong>in</strong> <strong>in</strong> 1994 to apply to <strong>animal</strong>stransported by “rail carrier, express carrier, or comm<strong>on</strong>carrier (except by air or water).” However, usda did notagree to regulate truck transport (<strong>the</strong> major means oftransport for livestock) until 2006, after <strong>animal</strong> protecti<strong>on</strong>groups protested (hsus, 2006 b) and <strong>the</strong> courts ruledthat usda could no l<strong>on</strong>ger apply “regulatory discreti<strong>on</strong>”to truck transport. The sec<strong>on</strong>d federal law is <strong>the</strong> HumaneMethods of Slaughter Act (hsa), which was passed <strong>in</strong> 1958and stipulated that livestock be rendered <strong>in</strong>sensible to pa<strong>in</strong>before slaughter. The hsa did not cite poultry, however,so poultry process<strong>in</strong>g plants are excluded from usdaenforcement.All o<strong>the</strong>r attempts to pass federal laws sett<strong>in</strong>gstandards for <strong>farm</strong> <strong>animal</strong> hous<strong>in</strong>g, transport, or slaughterhave been unsuccessful, with <strong>the</strong> excepti<strong>on</strong> of <strong>the</strong> federalstandards for <strong>the</strong> transport of slaughter horses, authorizedunder <strong>the</strong> 1996 Farm Bill. Indeed, few bills deal<strong>in</strong>g with<strong>on</strong>-<strong>farm</strong> <strong>animal</strong> welfare regulati<strong>on</strong> have been <strong>in</strong>troduced<strong>in</strong> C<strong>on</strong>gress and most have failed. This absence ofregulati<strong>on</strong> stands <strong>in</strong> sharp c<strong>on</strong>trast to <strong>the</strong> federal oversightof certa<strong>in</strong> mammals (<strong>in</strong>clud<strong>in</strong>g <strong>farm</strong> <strong>animal</strong>s) used<strong>in</strong> biomedical research, teach<strong>in</strong>g, and test<strong>in</strong>g, <strong>the</strong> useand care of which are extensively regulated under <strong>the</strong>provisi<strong>on</strong>s of <strong>the</strong> 1966 Animal Welfare Act. 5Perhaps because of <strong>the</strong> lack of federal regulati<strong>on</strong>, <strong>the</strong>rehas been <strong>in</strong>creas<strong>in</strong>g emphasis <strong>on</strong> <strong>the</strong> <strong>in</strong>troducti<strong>on</strong> of stateand local regulati<strong>on</strong>. All states have some form of <strong>animal</strong>cruelty legislati<strong>on</strong> and enforcement is becom<strong>in</strong>g stricter,with more significant f<strong>in</strong>es for violati<strong>on</strong>s. However, 25states specifically exempt <strong>farm</strong> <strong>animal</strong>s from <strong>animal</strong>cruelty laws, and <strong>in</strong> 30 states certa<strong>in</strong> “normal” <strong>farm</strong>practices are exempted. C<strong>on</strong>cerned citizens and advocatesare <strong>the</strong>refore us<strong>in</strong>g mechanisms o<strong>the</strong>r than cruelty charges<strong>in</strong> an attempt to regulate or outlaw certa<strong>in</strong> practices.For example, several states now have laws bann<strong>in</strong>g sowgestati<strong>on</strong> crates: a voter referendum <strong>on</strong> a c<strong>on</strong>stituti<strong>on</strong>alamendment banned <strong>the</strong>m <strong>in</strong> Florida <strong>in</strong> 2002, a similar<strong>in</strong>itiative (which also banned <strong>the</strong> use of veal crates) passed<strong>in</strong> Ariz<strong>on</strong>a <strong>in</strong> 2006, and <strong>the</strong> Oreg<strong>on</strong> legislature alsorecently passed a state law bann<strong>in</strong>g crates. The producti<strong>on</strong>of foie gras was outlawed <strong>in</strong> California by legislative vote<strong>in</strong> 2004, and <strong>the</strong> city of Chicago <strong>in</strong> 2006 banned <strong>the</strong> saleof foie gras <strong>in</strong> restaurants. Several states have referendums<strong>on</strong> <strong>the</strong>ir ballots <strong>in</strong> 2008 that propose bann<strong>in</strong>g <strong>the</strong> use ofbattery cages to house lay<strong>in</strong>g hens.In 1996, New Jersey became <strong>the</strong> first (and <strong>on</strong>ly)state to require its Department of Agriculture to writecomprehensive standards for <strong>the</strong> “humane rais<strong>in</strong>g,keep<strong>in</strong>g, care, treatment, market<strong>in</strong>g, and sale of domesticlivestock.” But <strong>the</strong> department’s proposed regulati<strong>on</strong>swere not issued until 2004, and <strong>animal</strong> protecti<strong>on</strong> groupsimmediately criticized <strong>the</strong>m as endors<strong>in</strong>g <strong>the</strong> status quo,although <strong>the</strong> preface to <strong>the</strong> standards makes it clear that<strong>the</strong> <strong>in</strong>tent was to provide m<strong>in</strong>imal requirements for <strong>the</strong>prosecuti<strong>on</strong> of <strong>animal</strong> cruelty cases. Animal protecti<strong>on</strong>groups have filed suit aga<strong>in</strong>st <strong>the</strong> state of New Jersey,and it is unclear whe<strong>the</strong>r or not (or when) <strong>the</strong> proposedregulati<strong>on</strong>s will be f<strong>in</strong>alized and enforced.Commissi<strong>on</strong>ers’ C<strong>on</strong>clusi<strong>on</strong>sThe Pew Commissi<strong>on</strong> <strong>on</strong> <strong>Industrial</strong> Farm AnimalProducti<strong>on</strong> c<strong>on</strong>siders <strong>animal</strong> well-be<strong>in</strong>g an essentialcomp<strong>on</strong>ent of a safe and susta<strong>in</strong>able producti<strong>on</strong> systemfor <strong>farm</strong> <strong>animal</strong>s. Food <strong>animal</strong>s that are treated welland provided with at least m<strong>in</strong>imum accommodati<strong>on</strong> of<strong>the</strong>ir natural behaviors and physical needs are healthierand safer for human c<strong>on</strong>sumpti<strong>on</strong>. After review<strong>in</strong>g <strong>the</strong>literature, visit<strong>in</strong>g producti<strong>on</strong> facilities, and listen<strong>in</strong>g toproducers <strong>the</strong>mselves, <strong>the</strong> Commissi<strong>on</strong> believes that <strong>the</strong>most <strong>in</strong>tensive c<strong>on</strong>f<strong>in</strong>ement systems, such as restrictiveveal crates, hog gestati<strong>on</strong> pens, restrictive farrow<strong>in</strong>g crates,and battery cages for poultry, all prevent <strong>the</strong> <strong>animal</strong> froma normal range of movement and c<strong>on</strong>stitute <strong>in</strong>humanetreatment.Grow<strong>in</strong>g public awareness and c<strong>on</strong>cern for <strong>the</strong>treatment of food <strong>animal</strong>s has brought <strong>in</strong>creased demandsfor standards to ensure at least m<strong>in</strong>imal protecti<strong>on</strong> of<strong>animal</strong> welfare. These demands have been expressedthrough pressure <strong>on</strong> retail and restaurant operatorsfor standards that can be audited and certified. TheCommissi<strong>on</strong>ers believe that <strong>the</strong> demand for suchstandards will <strong>in</strong>crease <strong>in</strong> <strong>the</strong> next several years and thatit will be <strong>in</strong>cumbent up<strong>on</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g>, poultry, egg, and dairyproducers to meet that demand and dem<strong>on</strong>strate that food<strong>animal</strong>s are treated humanely throughout <strong>the</strong>ir lifetimes,up to and <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> method of slaughter. Fur<strong>the</strong>r,producers who are able to <strong>in</strong>corporate <strong>animal</strong> husbandrypractices that assure better treatment for <strong>animal</strong>s arelikely to benefit <strong>in</strong> <strong>in</strong>creased profit and market share asc<strong>on</strong>sumers express <strong>the</strong>ir preference at <strong>the</strong> grocery store.
Major US Animal Welfare Standards (Source: Mench et al., 2008)Source Scope Program / Document Purpose<strong>America</strong>n Meat Institute<strong>America</strong>n SheepIndustryAnimal Welfare InstituteCertified HumaneRaised and HandledFree Farmed (AHA)Milk and Dairy BeefQuality AssuranceProgramNati<strong>on</strong>al Cattlemen’sBeef Associati<strong>on</strong>Nati<strong>on</strong>al ChickenCouncilNati<strong>on</strong>al OrganicStandardsLivestockslaughter plants*Recommended AnimalHandl<strong>in</strong>g Guidel<strong>in</strong>esAudit GuideGuidel<strong>in</strong>esVoluntary auditSheep Sheep Care Guide Guidel<strong>in</strong>esPigs, beef cattle andcalves, rabbits, ducks,sheepEgg-lay<strong>in</strong>g hens, broilers,turkeys, beef, dairy,sheep, sw<strong>in</strong>eEgg-lay<strong>in</strong>g hens, broilers,turkeys, beef, dairy,sheep, sw<strong>in</strong>eDairyBeef CattleBroiler chickensAll livestock and poultryAnimal FriendlyStandards (for eachspecies)(detailed standardsfor each species)(detailed standardsfor each species)*Car<strong>in</strong>g for DairyAnimals TechnicalReference GuideOn-The-Dairy Self-Evaluati<strong>on</strong> Guide*Guidel<strong>in</strong>es for Careand Handl<strong>in</strong>g of BeefCattle*Animal WelfareGuidel<strong>in</strong>esAudit ChecklistNati<strong>on</strong>al OrganicStandardsand Guidel<strong>in</strong>esPork Board Pigs Sw<strong>in</strong>e WelfareAssurance Program,which <strong>in</strong>cludes <strong>the</strong>*Sw<strong>in</strong>e Care HandbookVoluntary guidel<strong>in</strong>es forsmall family <strong>farm</strong>ersISO-certified third-partylabel<strong>in</strong>g programthird-party label<strong>in</strong>gprogramGuidel<strong>in</strong>e and selfevaluati<strong>on</strong>;voluntarycertificati<strong>on</strong>Voluntary guidel<strong>in</strong>esVoluntary guidel<strong>in</strong>esVoluntary auditUSDA label<strong>in</strong>g program;ma<strong>in</strong> focus is organicalthough <strong>in</strong>cludessome <strong>animal</strong> husbandrystandardsSelf-educati<strong>on</strong>program for producers;audit<strong>in</strong>g program to bedevelopedUnited Egg Producers Caged layers *Animal HusbandryGuidel<strong>in</strong>es for US EggLay<strong>in</strong>g FlocksGuidel<strong>in</strong>es forcaged hensUEP Certified ProgramThird-party audit<strong>in</strong>gand label<strong>in</strong>g program*Approved by FMI-NCCR as guidel<strong>in</strong>es appropriate for <strong>the</strong> development of retail audit<strong>in</strong>g programs.Individual retailers may also have <strong>the</strong>ir own standards and /or audit<strong>in</strong>g programs, which may differsignificantly from <strong>the</strong> programs approved by <strong>the</strong> FMI-NCCR committee.39
Rural <strong>America</strong>40
Asked to describe rural life, people are likely to talk of pastoral landscapes, openspaces, a slower pace of life, a place where people are friendlier. In short, “rural”evokes an idyllic image of life, a counterpo<strong>in</strong>t to <strong>the</strong> <strong>in</strong>tense pace of urban life.But <strong>the</strong> realities of rural life are somewhat different. A dom<strong>in</strong>ant featureof life <strong>in</strong> much of rural <strong>America</strong> is persistent poverty. In 2005, more than 15%of <strong>the</strong> rural populati<strong>on</strong> (73 milli<strong>on</strong> people) earned family <strong>in</strong>comes of less than$19,800, which is below <strong>the</strong> official poverty l<strong>in</strong>e. Most of <strong>the</strong> nearly 400 UScounties that are classified as poor are also rural (usda-ers, 2008).The Rural Ec<strong>on</strong>omyRural <strong>America</strong> has l<strong>on</strong>g been this country’s ma<strong>in</strong> supplierof raw materials. In <strong>the</strong> past few decades, however, globaltrade liberalizati<strong>on</strong> has made <strong>America</strong>n manufactur<strong>in</strong>gless competitive vis-à-vis develop<strong>in</strong>g world manufactur<strong>in</strong>gcenters result<strong>in</strong>g <strong>in</strong> less demand for raw materials andfewer rural jobs. US manufactur<strong>in</strong>g employment peaked<strong>in</strong> 1979 at nearly 20 milli<strong>on</strong> jobs and fell to 14 milli<strong>on</strong>by 2004 as <strong>in</strong>creased substituti<strong>on</strong> of capital for labor andlabor productivity ga<strong>in</strong>s, as well as c<strong>on</strong>sumers’ c<strong>on</strong>t<strong>in</strong>u<strong>in</strong>gappetite for goods made more cheaply abroad, took<strong>the</strong>ir toll.But persistent rural poverty is <strong>the</strong> result of manyfactors, not <strong>on</strong>ly a lack of employment opportunities.Rural poverty rates have always been higher than urbanrates. And rural poverty is more endur<strong>in</strong>g: federallydesignated “persistent” poverty areas, def<strong>in</strong>ed by <strong>the</strong> usdaEc<strong>on</strong>omic Research Service as areas with c<strong>on</strong>sistently highpoverty rates for at least 30 years, are all rural. Analystssuggest <strong>the</strong> follow<strong>in</strong>g causes of rural poverty:• Educati<strong>on</strong>al atta<strong>in</strong>ment: Adults <strong>in</strong> rural <strong>America</strong> areless likely to have a college degree than urban residents,and <strong>the</strong> quality of rural educati<strong>on</strong>al systems often fallsshort, especially <strong>in</strong> low-wealth counties; both factorslimit <strong>the</strong> ability of rural workers to secure good jobsand of rural counties to attract and create quality jobs.• Lack of opportunity: Rural areas often lack ec<strong>on</strong>omicdiversity and rely <strong>on</strong> a limited number of <strong>in</strong>dustries(e.g., extractive <strong>in</strong>dustries), which can limit jobadvancement and make rural jobs more vulnerableto market forces and corporate restructur<strong>in</strong>g.• Infrastructure: From child care facilities to publictransportati<strong>on</strong> to <strong>in</strong>formati<strong>on</strong> technology, rural<strong>in</strong>frastructure is often <strong>in</strong>adequate and serves as abarrier to <strong>the</strong> recruitment of companies and jobs.• Discrim<strong>in</strong>ati<strong>on</strong>: Whe<strong>the</strong>r <strong>on</strong> <strong>the</strong> basis of race orethnicity, social class, or gender, discrim<strong>in</strong>ati<strong>on</strong> persists<strong>in</strong> some rural areas, block<strong>in</strong>g access to opportunityam<strong>on</strong>g underserved populati<strong>on</strong> groups.Given <strong>the</strong> lack of ec<strong>on</strong>omic opportunity <strong>in</strong> rural<strong>America</strong>, it is not surpris<strong>in</strong>g that local policymakers havelooked to ifap facilities as an opportunity to promoteec<strong>on</strong>omic development. Many such facilities were sited<strong>in</strong> poor counties as a job creati<strong>on</strong> strategy, often lured tothose locati<strong>on</strong>s with promises of significant tax abatementand o<strong>the</strong>r benefits. But higher rates of poverty areequally prevalent <strong>in</strong> areas of high ifap c<strong>on</strong>centrati<strong>on</strong>, anassociati<strong>on</strong> c<strong>on</strong>firmed by Durrenberger and Thu’s f<strong>in</strong>d<strong>in</strong>gof higher rates of food stamp use <strong>in</strong> Iowa counties with<strong>in</strong>dustrialized hog producti<strong>on</strong> (Durrenberger and Thu,1996).The ec<strong>on</strong>omic disparity between <strong>in</strong>dustrial <strong>farm</strong>communities and those that reta<strong>in</strong> locally owned <strong>farm</strong>smay be due, at least <strong>in</strong> part, to <strong>the</strong> degree to which m<strong>on</strong>eystays <strong>in</strong> <strong>the</strong> community. Locally owned and c<strong>on</strong>trolled<strong>farm</strong>s tend to buy <strong>the</strong>ir supplies and services locally, thussupport<strong>in</strong>g a variety of local bus<strong>in</strong>esses. This phenomen<strong>on</strong>is known as <strong>the</strong> ec<strong>on</strong>omic “multiplier” effect, estimatedat approximately seven dollars per dollar earned by <strong>the</strong>locally owned <strong>farm</strong>. In c<strong>on</strong>trast, ifap facilities underc<strong>on</strong>tract to <strong>in</strong>tegrators have a much lower multiplier effectbecause <strong>the</strong>ir purchases of feed, supplies, and services tendto leave <strong>the</strong> community, go<strong>in</strong>g to suppliers and serviceproviders mandated by <strong>the</strong> <strong>in</strong>tegrators. Researchers <strong>in</strong>Michigan documented <strong>the</strong> magnitude of this difference bytrack<strong>in</strong>g local purchases of supplies for sw<strong>in</strong>e producti<strong>on</strong>.Abeles-Allis<strong>on</strong> and C<strong>on</strong>nor found that local expendituresper hog were $67 for <strong>the</strong> small, locally owned <strong>farm</strong>s and$46 for <strong>the</strong> larger, <strong>in</strong>dustrialized <strong>farm</strong>s (<strong>the</strong> $21 differenceis largely due to <strong>the</strong> larger <strong>farm</strong>s’ purchases of bulkfeed from outside <strong>the</strong> community) (Abeles-Allis<strong>on</strong> andC<strong>on</strong>nor, 1990).The ifap trend toward c<strong>on</strong>solidati<strong>on</strong> am<strong>on</strong>g <str<strong>on</strong>g>meat</str<strong>on</strong>g>pack<strong>in</strong>g companies and <str<strong>on</strong>g>meat</str<strong>on</strong>g> packer c<strong>on</strong>trol of livestockproducti<strong>on</strong> through c<strong>on</strong>tracts with <strong>farm</strong>ers to grow<strong>the</strong> <strong>animal</strong>s, ra<strong>the</strong>r than buy<strong>in</strong>g <strong>the</strong> <strong>animal</strong>s at <strong>the</strong>slaughterhouse, has put <strong>the</strong> <strong>farm</strong>er at a disadvantage. The<strong>in</strong>centive for both <str<strong>on</strong>g>meat</str<strong>on</strong>g> packers and <strong>farm</strong>ers is to ga<strong>in</strong>c<strong>on</strong>trol of markets and thus reduce <strong>the</strong> fluctuati<strong>on</strong> anduncerta<strong>in</strong>ty of prices. But <strong>the</strong> high degree of c<strong>on</strong>solidati<strong>on</strong><strong>in</strong> <strong>the</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g> pack<strong>in</strong>g <strong>in</strong>dustry has created a nearm<strong>on</strong>opoly <strong>in</strong> that sector. Accord<strong>in</strong>g to <strong>the</strong> Organizati<strong>on</strong>for Competitive Markets, a nati<strong>on</strong>al n<strong>on</strong>profit publicpolicy research organizati<strong>on</strong> headquartered <strong>in</strong> L<strong>in</strong>coln,Nebraska, <strong>the</strong> fall<strong>in</strong>g numbers of <strong>farm</strong>ers across <strong>the</strong>41
country are due, <strong>in</strong> large part, to <strong>the</strong> growth of foodprocess<strong>in</strong>gm<strong>on</strong>opolies.The comb<strong>in</strong>ati<strong>on</strong> of <str<strong>on</strong>g>meat</str<strong>on</strong>g> packers’ ownership oflivestock and rigid c<strong>on</strong>tract relati<strong>on</strong>ships with <strong>the</strong><strong>farm</strong>ers who raise <strong>the</strong> livestock elim<strong>in</strong>ates open marketcompetiti<strong>on</strong> and drives down prices paid to growers.Often, a producer without a c<strong>on</strong>tract with a packer cannotsell livestock at all; and <strong>the</strong> packers’ high degree of marketc<strong>on</strong>trol allows <strong>the</strong>m to exert market pressure that drivesdown prices. The <strong>farm</strong>ers, who now need c<strong>on</strong>tracts tosell <strong>the</strong> <strong>animal</strong>s <strong>the</strong>y produce, are <strong>in</strong> <strong>the</strong> positi<strong>on</strong> of be<strong>in</strong>gprice takers. Accord<strong>in</strong>g to a usda report, <strong>on</strong>ly n<strong>in</strong>epercent of hogs were sold <strong>on</strong> <strong>the</strong> open market from 2002to 2005, while 62% of cattle were sold <strong>on</strong> <strong>the</strong> open marketdur<strong>in</strong>g <strong>the</strong> same period. The price decl<strong>in</strong>e attribu<strong>table</strong> tothat degree of c<strong>on</strong>trol by packers was estimated (for cattle)to be approximately $5.75 per hundredweight, or $69 lessper head (<strong>on</strong> a 1,200-pound <strong>animal</strong>) than <strong>the</strong> free marketprice (usda-ers, 2001). For hogs, <strong>the</strong> picture is decidedlymore dismal.<strong>Industrial</strong> Agricultureand Quality of LifeAs l<strong>on</strong>g ago as <strong>the</strong> 1930s, government and academicresearchers began <strong>in</strong>vestigat<strong>in</strong>g <strong>the</strong> extent to which large<strong>in</strong>dustrialized <strong>farm</strong>s affect <strong>the</strong>ir communities. One of <strong>the</strong>first studies was c<strong>on</strong>ducted by sociologist E.D. Tetreau,who found that large-scale, hired labor–dependent <strong>farm</strong>swere associated with poor social and ec<strong>on</strong>omic well-be<strong>in</strong>g<strong>in</strong> rural Ariz<strong>on</strong>a communities (Tetreau, 1940).In <strong>the</strong> early 1940s, <strong>the</strong> United States Department ofAgriculture (usda) sp<strong>on</strong>sored a research project <strong>on</strong> <strong>the</strong>effects of <strong>in</strong>dustrialized <strong>farm</strong><strong>in</strong>g us<strong>in</strong>g a matched pair ofCalifornia communities: Arv<strong>in</strong>, where large, absenteeowned,n<strong>on</strong>family <strong>farm</strong>s were more numerous, andD<strong>in</strong>uba, where locally owned, family-operated <strong>farm</strong>swere more numerous. The research was led by WalterGoldschmidt, a usda anthropologist who systematicallydocumented <strong>the</strong> relati<strong>on</strong>ship between large-scale <strong>farm</strong><strong>in</strong>gand its impact <strong>on</strong> a variety of community quality of life<strong>in</strong>dicators such as size of <strong>the</strong> middle class, family <strong>in</strong>comelevels and poverty rates, quality of public schools, andstrength of civil society organizati<strong>on</strong>s (such as churchesand civic organizati<strong>on</strong>s).Across <strong>the</strong> board, <strong>the</strong> <strong>in</strong>dicators measured byGoldschmidt showed that Arv<strong>in</strong>’s quality of life was lowerthan D<strong>in</strong>uba’s. Arv<strong>in</strong>’s residents also had less local c<strong>on</strong>trolover public decisi<strong>on</strong>s, what he called a “lack of democraticdecisi<strong>on</strong> mak<strong>in</strong>g,” as local government was susceptible to<strong>in</strong>fluence by outside agribus<strong>in</strong>ess <strong>in</strong>terests (Goldschmidt,1946; Goldschmidt, 1978). Goldschmidt c<strong>on</strong>cludedthat large-scale <strong>in</strong>dustrialized <strong>farm</strong>s create a variety ofsocial problems for communities, a f<strong>in</strong>d<strong>in</strong>g that manyo<strong>the</strong>r studies have c<strong>on</strong>firmed. Decades later, Californiarevisited Arv<strong>in</strong> and D<strong>in</strong>uba <strong>in</strong> its Small Farm ViabilityProject and c<strong>on</strong>cluded that <strong>the</strong> disparity between <strong>the</strong> twocommunities observed by Goldschmidt had <strong>in</strong>creased—<strong>the</strong> ec<strong>on</strong>omic and social gaps had widened (1977).Similar effects have been reported <strong>in</strong> o<strong>the</strong>r studies,such as a 1988 study of family-<strong>farm</strong> and <strong>in</strong>dustrialagricultural communities <strong>in</strong> 98 <strong>in</strong>dustrial-<strong>farm</strong> counties <strong>in</strong>California, Ariz<strong>on</strong>a, Texas, and Florida. The study foundthat <strong>farm</strong> size (<strong>in</strong> acres), gross <strong>farm</strong> sales, and high levels ofmechanizati<strong>on</strong> “significantly predict decl<strong>in</strong><strong>in</strong>g communityc<strong>on</strong>diti<strong>on</strong>s not merely at <strong>the</strong> local agricultural communitylevel, but <strong>in</strong> <strong>the</strong> entire county” (MacCannell, 1988).A fur<strong>the</strong>r significant ifap impact <strong>on</strong> quality of lifeis <strong>the</strong> smell, which can have dramatic c<strong>on</strong>sequencesfor surround<strong>in</strong>g communities, where lives are rooted<strong>in</strong> enjoy<strong>in</strong>g <strong>the</strong> outdoors (Thu, 2002). The sit<strong>in</strong>g oflarge-scale livestock facilities near homes disrupts rurallife as <strong>the</strong> freedom and <strong>in</strong>dependence associated withlife oriented toward <strong>the</strong> outdoors gives way to feel<strong>in</strong>gs ofviolati<strong>on</strong>, isolati<strong>on</strong>, and <strong>in</strong>fr<strong>in</strong>gement. Social ga<strong>the</strong>r<strong>in</strong>gsare affected through <strong>the</strong> disrupti<strong>on</strong> of rout<strong>in</strong>es thatnormally provide a sense of bel<strong>on</strong>g<strong>in</strong>g and identity—backyard barbecues, church attendance, and visits withfriends and family (D<strong>on</strong>ham et al., 2007).C<strong>on</strong>tract BroilerProducti<strong>on</strong> SystemMost broiler chickens (also calledfryers or fry<strong>in</strong>g chickens) raised <strong>in</strong><strong>the</strong> United States are producedunder c<strong>on</strong>tract arrangementswith <strong>in</strong>tegrated poultry produc<strong>in</strong>gcompanies. These companiestypically c<strong>on</strong>trol almost everyaspect of producti<strong>on</strong>—<strong>the</strong>y own <strong>the</strong>breeder flocks, hatcheries, chickens,feed mills, process<strong>in</strong>g plants, andmarket<strong>in</strong>g arrangements.C<strong>on</strong>tract growers produce<strong>the</strong> chickens from hatchl<strong>in</strong>gs tomarke<strong>table</strong> size <strong>in</strong> broiler housesus<strong>in</strong>g equipment that meets <strong>the</strong>specificati<strong>on</strong>s of <strong>the</strong> <strong>in</strong>tegrator. Theproducer owns or leases <strong>the</strong> land and<strong>the</strong> facilities to raise <strong>the</strong> broilers, and<strong>the</strong> <strong>in</strong>tegrator owns <strong>the</strong> chickens andfeed. Growers are also resp<strong>on</strong>siblefor management of <strong>the</strong> litter (<strong>the</strong>comb<strong>in</strong>ati<strong>on</strong> of manure and bedd<strong>in</strong>gmaterials) as well as for <strong>the</strong> taxes,utilities, and <strong>in</strong>surance. The amountof litter produced annually for abroiler facility can be substantial; forexample, a broiler <strong>farm</strong> that has fourhouses (each c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g between28,000 and 30,000 chickens) andthat markets 4-pound broilers couldgenerate approximately 340 t<strong>on</strong>sof manure per year (Dozier III etal., 2001). The litter can be storedus<strong>in</strong>g several methods depend<strong>in</strong>g <strong>on</strong><strong>the</strong> length of storage and quantityof litter produced. Covered oruncovered stockpile, stockpile withground l<strong>in</strong>er, and roofed storagestructures are <strong>the</strong> three basic opti<strong>on</strong>sfor litter storage. The primary goalsof stor<strong>in</strong>g broiler litter are to preventnutrient runoff and leach<strong>in</strong>g and tom<strong>in</strong>imize <strong>in</strong>sect and odor problems.Capital costs are high for grow<strong>in</strong>gbroilers, and lenders typically offer10- to 12-year loans with terms thatresult <strong>in</strong> payments as high as 60% of<strong>the</strong> grower’s gross <strong>in</strong>come, mak<strong>in</strong>git impossible for <strong>the</strong>m to decide togrow o<strong>the</strong>r crops <strong>on</strong>ce <strong>the</strong>y take out<strong>the</strong> loan (Mississippi State UniversityExtensi<strong>on</strong> Service, 1997).42
IFAP Impacts <strong>on</strong> Rural Social CapitalSociologists c<strong>on</strong>sider social capital—mutual trust,reciprocity, and shared norms and identity—<strong>the</strong>foundati<strong>on</strong> of community and an important <strong>in</strong>gredient <strong>in</strong>measur<strong>in</strong>g quality of life. Communities with higher levelsof social capital tend to have better <strong>in</strong>dicators of quality oflife—lower poverty rates, fewer <strong>in</strong>cidents of violent crime,and str<strong>on</strong>ger democratic <strong>in</strong>stituti<strong>on</strong>s. Social capital alsoemerges as an <strong>in</strong>ternal resource <strong>in</strong> <strong>in</strong>stances of c<strong>on</strong>troversy.The social fabric of communities undergoes significantchange as <strong>in</strong>dustrialized <strong>farm</strong>s replace family <strong>farm</strong>s. Thesechanges are c<strong>on</strong>sistent with those seen <strong>in</strong> communitieswith high c<strong>on</strong>centrati<strong>on</strong>s of poverty regardless ofwhe<strong>the</strong>r <strong>the</strong>y are rural or urban. Because capital-<strong>in</strong>tensiveagriculture relies more <strong>on</strong> technology than <strong>on</strong> labor, <strong>the</strong>reare fewer jobs for local people and more low-paid, it<strong>in</strong>erantjobs, which go to migrant laborers who are will<strong>in</strong>g to workfor low wages (Gilles and Dalecki, 1988; Goldschmidt,1978; Harris and Gilbert, 1982). O<strong>the</strong>r <strong>in</strong>dicators of socialdisrupti<strong>on</strong> <strong>in</strong>clude <strong>in</strong>creases <strong>in</strong> stress, sociopsychologicalproblems, and teen pregnancies.For <strong>the</strong>se and o<strong>the</strong>r reas<strong>on</strong>s, ifap facilities frequentlygenerate c<strong>on</strong>troversy and thus threaten community socialcapital—and <strong>the</strong> rifts that develop am<strong>on</strong>g communitymembers can be deep and l<strong>on</strong>g-stand<strong>in</strong>g (DeL<strong>in</strong>d et al.,1995). For example, <strong>the</strong>re have been reports of threats toifap facility neighbors <strong>in</strong> North Carol<strong>in</strong>a (W<strong>in</strong>g andWolf, 2000). In an <strong>in</strong>-depth study of six rural counties <strong>in</strong>sou<strong>the</strong>rn M<strong>in</strong>nesota, Wright and colleagues (Wright et al.,2001) identified three patterns <strong>in</strong>dicative of <strong>the</strong> decl<strong>in</strong>e <strong>in</strong>social capital that accompanied <strong>the</strong> sit<strong>in</strong>g of ifap facilities<strong>in</strong> <strong>the</strong>se communities:• widen<strong>in</strong>g gaps between ifap and n<strong>on</strong>-ifap producers;• harassment of vocal opp<strong>on</strong>ents of ifap facilities; and• percepti<strong>on</strong>s by both cafo supporters and opp<strong>on</strong>entsof hostility, neglect, or <strong>in</strong>attenti<strong>on</strong> by public<strong>in</strong>stituti<strong>on</strong>s that resulted <strong>in</strong> perpetuati<strong>on</strong> of anadversarial and <strong>in</strong>equi<strong>table</strong> community climate.All sides <strong>in</strong>volved <strong>in</strong> c<strong>on</strong>troversies over ifap facilitiestend to frame <strong>the</strong>ir issues and identities <strong>in</strong> terms ofrights and entitlements, as described <strong>in</strong> McMillan andSchulman’s research <strong>on</strong> <strong>the</strong> hog <strong>in</strong>dustry <strong>in</strong> NorthCarol<strong>in</strong>a (McMillan and Schulman, 2003). Producersdefend <strong>the</strong>ir property rights, <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> right to earna liv<strong>in</strong>g from <strong>the</strong>ir land, while neighbors defend <strong>the</strong>irright to enjoy <strong>the</strong>ir own property. DeL<strong>in</strong>d reports that <strong>in</strong>resp<strong>on</strong>se to local oppositi<strong>on</strong> to corporate ifap facilities<strong>in</strong> Parma Township, Michigan, agriculture <strong>in</strong>dustryadvocates such as <strong>the</strong> <strong>America</strong>n Farm Bureau and <strong>the</strong>Nati<strong>on</strong>al Pork Producers Council defended <strong>the</strong> right ofifap facilities to exist without regulati<strong>on</strong> by appeal<strong>in</strong>g to<strong>the</strong> “right to <strong>farm</strong>” (DeL<strong>in</strong>d et al., 1995).Such c<strong>on</strong>troversy, cast <strong>in</strong> stark terms of rights, pitsneighbor aga<strong>in</strong>st neighbor and threatens core ruralvalues of h<strong>on</strong>esty, respect, and reciprocity. ifap facilityneighbors c<strong>on</strong>sider it a violati<strong>on</strong> of respect when <strong>the</strong>irc<strong>on</strong>cerns are labeled emoti<strong>on</strong>al, perceptual, and subjective,or are dismissed as <strong>in</strong>valid or unscientific. Recentf<strong>in</strong>d<strong>in</strong>gs presented by Kle<strong>in</strong>er, Riko<strong>on</strong>, and Seipel areillustrative. Their study reports that <strong>in</strong> two nor<strong>the</strong>rnMissouri counties where large, corporate-owned sw<strong>in</strong>eifap facilities dom<strong>in</strong>ate, citizens expressed more negativeattitudes about trust, neighborl<strong>in</strong>ess, community divisi<strong>on</strong>,networks of acqua<strong>in</strong>tanceship, democratic values, andcommunity <strong>in</strong>volvement. In c<strong>on</strong>trast, a county dom<strong>in</strong>atedby <strong>in</strong>dependently owned sw<strong>in</strong>e operati<strong>on</strong>s had <strong>the</strong>most positive attitudes about trust, neighborl<strong>in</strong>ess,community divisi<strong>on</strong>, and networks of acqua<strong>in</strong>tanceship (et al., 2000).Clash of Values BetweenFamily Farmers andIFAP Facility OwnersIn <strong>the</strong> small town of Bode, Iowa,two couples, Clarence and Carol<strong>in</strong>eBormann (both age 78) and <strong>the</strong>late Le<strong>on</strong>ard and Cecilia (age 70)McGuire, were lifel<strong>on</strong>g Iowa family<strong>farm</strong>ers—row crop and livestockproducers—and neighbors. Whena neighbor<strong>in</strong>g <strong>farm</strong> c<strong>on</strong>structedan <strong>in</strong>dustrial hog facility to berun jo<strong>in</strong>tly with Land O’ Lakes,<strong>the</strong> two couples grew c<strong>on</strong>cernedabout <strong>the</strong> potential public healthand envir<strong>on</strong>mental implicati<strong>on</strong>s ofsuch a facility, with a liquid manurelago<strong>on</strong>, so close to <strong>the</strong>ir homes. In1994, <strong>the</strong>y took acti<strong>on</strong> aga<strong>in</strong>st <strong>the</strong><strong>farm</strong> to prevent its designati<strong>on</strong> as an“Agricultural Area,” which affordedprotecti<strong>on</strong> from “nuisance suits.”Despite numerous meet<strong>in</strong>gs anddiscussi<strong>on</strong>s, c<strong>on</strong>structi<strong>on</strong> c<strong>on</strong>t<strong>in</strong>ued.The facility operators refused tolimit or reduce <strong>the</strong> facility’s potentialimpact <strong>on</strong> <strong>the</strong> neighbors or <strong>the</strong>surround<strong>in</strong>g envir<strong>on</strong>ment. Instead,<strong>the</strong>y sought statutory protecti<strong>on</strong>by hav<strong>in</strong>g <strong>the</strong> land designated an“Agricultural Area” by <strong>the</strong> CountyBoard of Supervisors. After twoapplicati<strong>on</strong>s, more than three publichear<strong>in</strong>gs, and two district courtrul<strong>in</strong>gs, <strong>the</strong> “Agricultural Area”status was approved.But this approval was short-lived.The couples appealed <strong>the</strong> legality of<strong>the</strong> designati<strong>on</strong> to <strong>the</strong> Iowa SupremeCourt, argu<strong>in</strong>g that it violated <strong>the</strong>C<strong>on</strong>stituti<strong>on</strong>al prohibiti<strong>on</strong> aga<strong>in</strong>st<strong>the</strong> tak<strong>in</strong>g of private property by <strong>the</strong>government without payment of justcompensati<strong>on</strong>. In a str<strong>on</strong>gly wordedop<strong>in</strong>i<strong>on</strong>, <strong>the</strong> Iowa Supreme Courtagreed and declared <strong>the</strong> nuisanceprotecti<strong>on</strong> porti<strong>on</strong> of <strong>the</strong> statute“flagrantly unc<strong>on</strong>stituti<strong>on</strong>al.”The hog <strong>farm</strong> owner andcorporate partner, toge<strong>the</strong>r withstate and nati<strong>on</strong>al agricultural<strong>in</strong>dustry associati<strong>on</strong>s, sought to have<strong>the</strong> decisi<strong>on</strong> of <strong>the</strong> Iowa SupremeCourt overturned by <strong>the</strong> UnitedStates Supreme Court. For morethan four years, <strong>the</strong> Bormanns andMcGuires pursued <strong>the</strong>ir cause (at<strong>the</strong>ir own expense). On December21, 1998, an appeal was filed, with<strong>the</strong> back<strong>in</strong>g of various Iowa andnati<strong>on</strong>al producti<strong>on</strong> groups, to <strong>the</strong>US Supreme Court. F<strong>in</strong>ally, <strong>in</strong> 1999,<strong>the</strong> United States Supreme Courtdenied <strong>the</strong> pork groups’ appeal andallowed <strong>the</strong> Iowa Supreme Courtrul<strong>in</strong>g <strong>in</strong> favor of <strong>the</strong> <strong>farm</strong>ers to stand.43
An Alternative: Community-Supported Agriculture*Community-supported agriculture(CSA) is a way to c<strong>on</strong>nect local<strong>farm</strong>ers with local c<strong>on</strong>sumers,develop a regi<strong>on</strong>al food supply, andstreng<strong>the</strong>n local ec<strong>on</strong>omies.The roots of CSA go back 30 yearsto Japan, where a group of womengrew c<strong>on</strong>cerned about <strong>in</strong>creas<strong>in</strong>gimports and decreas<strong>in</strong>g <strong>farm</strong>populati<strong>on</strong>, and so <strong>in</strong>itiated a directgrow<strong>in</strong>g and purchas<strong>in</strong>g relati<strong>on</strong>shipwith local <strong>farm</strong>s. They called thisrelati<strong>on</strong>ship “teikei” or “putt<strong>in</strong>g <strong>the</strong><strong>farm</strong>er’s face <strong>on</strong> food.” By <strong>the</strong> 1980s,<strong>the</strong> c<strong>on</strong>cept had traveled to Europe,and <strong>the</strong>n to <strong>the</strong> United States, where<strong>in</strong> 1985 it was called communitysupportedagriculture at <strong>the</strong> IndianL<strong>in</strong>e Farm <strong>in</strong> Massachusetts. By2005, <strong>the</strong>re were more than 1,500CSA <strong>farm</strong>s <strong>in</strong> <strong>the</strong> United States andCanada.CSA is a commitment between a<strong>farm</strong> and a community of supportersthat provides a direct l<strong>in</strong>k between<strong>the</strong> producti<strong>on</strong> and c<strong>on</strong>sumpti<strong>on</strong>of food. CSA members cover a<strong>farm</strong>’s yearly operat<strong>in</strong>g budget bypurchas<strong>in</strong>g a share of <strong>the</strong> seas<strong>on</strong>’sharvest, support<strong>in</strong>g <strong>the</strong> <strong>farm</strong>throughout <strong>the</strong> seas<strong>on</strong>, shar<strong>in</strong>g both<strong>the</strong> costs and <strong>the</strong> bounty with <strong>the</strong><strong>farm</strong>er. The <strong>farm</strong>er or grower (oftenwith <strong>the</strong> assistance of a core groupof <strong>the</strong> community) creates a budgetfor <strong>the</strong> annual producti<strong>on</strong> costs(e.g., salaries, distributi<strong>on</strong> costs,<strong>in</strong>vestments for seed and tools, landpayments, mach<strong>in</strong>ery ma<strong>in</strong>tenance),and this budget is allocated am<strong>on</strong>g<strong>the</strong> people for whom <strong>the</strong> <strong>farm</strong> willprovide. This calculati<strong>on</strong> determ<strong>in</strong>es<strong>the</strong> cost of each “share” of <strong>the</strong>harvest. One share usually providesfor <strong>the</strong> weekly vege<strong>table</strong> needs for afamily of four, but CSA <strong>farm</strong>s may alsooffer flowers, fruit, <str<strong>on</strong>g>meat</str<strong>on</strong>g>, h<strong>on</strong>ey,eggs, and dairy products.Community members sign upand pay for <strong>the</strong>ir share ei<strong>the</strong>r <strong>in</strong> alump sum <strong>in</strong> <strong>the</strong> early spr<strong>in</strong>g (beforeplant<strong>in</strong>g) or over <strong>the</strong> course of <strong>the</strong>grow<strong>in</strong>g seas<strong>on</strong>. They <strong>the</strong>n receivea weekly “bounty” from <strong>the</strong> <strong>farm</strong>throughout <strong>the</strong> grow<strong>in</strong>g seas<strong>on</strong>.The types of products received varydepend<strong>in</strong>g <strong>on</strong> both <strong>the</strong> regi<strong>on</strong> and<strong>the</strong> type of <strong>farm</strong>(s) <strong>in</strong>volved, butcrops are planted <strong>in</strong> successi<strong>on</strong> <strong>in</strong>order to ensure a weekly delivery toeach member. The week’s harvestis measured or counted and dividedequally am<strong>on</strong>g <strong>the</strong> members. Theproduce is usually delivered to aspecific locati<strong>on</strong> <strong>in</strong> <strong>the</strong> communityat a specific time, although some<strong>farm</strong>s may provide home delivery foran extra fee and some members goto <strong>the</strong> <strong>farm</strong>(s) to pick up <strong>the</strong>ir share.Arrangements vary by <strong>the</strong> type ofCSA.Most CSA <strong>farm</strong>s / groups strive forsusta<strong>in</strong>ability, both ec<strong>on</strong>omically andecologically. The <strong>farm</strong>s are typicallymore diversified <strong>in</strong> order to provide avariety of products over <strong>the</strong> grow<strong>in</strong>gseas<strong>on</strong>, an explicit goal of some CSAnetworks. The direct market<strong>in</strong>g ofCSA allows <strong>farm</strong>ers to get <strong>the</strong> fairestprice for <strong>the</strong>ir product while enabl<strong>in</strong>g<strong>the</strong> c<strong>on</strong>sumers to know what <strong>farm</strong>ergrew <strong>the</strong>ir food and how it wasgrown. In some cases, CSA <strong>farm</strong>s mayoffer apprenticeships to communitymembers who wish to learn about<strong>farm</strong><strong>in</strong>g and help <strong>in</strong> <strong>the</strong> producti<strong>on</strong> of<strong>the</strong>ir own food.The popularity of CSA has<strong>in</strong>creased <strong>in</strong> <strong>the</strong> last five years as<strong>in</strong>terest <strong>in</strong> eat<strong>in</strong>g food from sourcescloser to home has been spurred byAlisa Smith and James MacK<strong>in</strong>n<strong>on</strong>’sHundred Mile Diet (and associatedwebsite and movement), foodc<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> problems <strong>in</strong> importedfoods, and books like Animal,Vege<strong>table</strong>, M<strong>in</strong>eral: A Year <strong>in</strong> <strong>the</strong> Lifeof Food by Barbara K<strong>in</strong>gsolver. With<strong>the</strong> ris<strong>in</strong>g demand for local food,many restaurants and cafeterias havebegun enter<strong>in</strong>g <strong>in</strong>to agreementswith local <strong>farm</strong>s as well. CSA mayalso provide products for <strong>farm</strong>ers’markets, roadside stands, or<strong>in</strong>dependent grocers <strong>in</strong> order to build<strong>farm</strong> sales and bolster <strong>the</strong> <strong>farm</strong>s’ec<strong>on</strong>omic viability.Both <strong>farm</strong>ers and communitiesbenefit from CSA because it:• keeps local food dollars <strong>in</strong> <strong>the</strong>local ec<strong>on</strong>omy;• encourages communicati<strong>on</strong>am<strong>on</strong>g <strong>farm</strong>ers;• creates a dialogue between<strong>farm</strong>ers and c<strong>on</strong>sumers;• promotes a shared sense ofsocial resp<strong>on</strong>sibility and landstewardship am<strong>on</strong>g <strong>farm</strong>ers andc<strong>on</strong>sumers;• supports an area’s biodiversity;and• fosters <strong>the</strong> diversity of agriculturethrough <strong>the</strong> preservati<strong>on</strong> of bothsmall <strong>farm</strong>s and a wide variety ofcrops.And, not least, <strong>the</strong> “guaranteedmarket” of a CSA allows <strong>farm</strong>ers to<strong>in</strong>vest <strong>the</strong>ir time <strong>in</strong> do<strong>in</strong>g <strong>the</strong> best job<strong>the</strong>y can rais<strong>in</strong>g <strong>the</strong>ir crops <strong>in</strong>stead ofsearch<strong>in</strong>g for buyers.*The <strong>in</strong>formati<strong>on</strong> <strong>in</strong> this piece isadapted from <strong>the</strong> writ<strong>in</strong>gs ofRobyn Van En, CSA of North <strong>America</strong>(CSANA); Liz Manes, ColoradoState University CooperativeExtensi<strong>on</strong>; and Cathy Roth, Universityof Massachusetts Extensi<strong>on</strong>Agroecology Program.45
The True Cost of MeatMuch has been written about <strong>the</strong>social costs—envir<strong>on</strong>mental, social,and human health—of our hugeappetite for <str<strong>on</strong>g>meat</str<strong>on</strong>g> versus o<strong>the</strong>rsources of prote<strong>in</strong>. One th<strong>in</strong>g isclear, <strong>America</strong>ns eat more <str<strong>on</strong>g>meat</str<strong>on</strong>g> perpers<strong>on</strong> than any o<strong>the</strong>r society <strong>on</strong><strong>the</strong> planet, and part of <strong>the</strong> reas<strong>on</strong>for that is its apparent low cost.Whe<strong>the</strong>r that low cost at <strong>the</strong> grocerystore actually represents <strong>the</strong> fullcost to society of produc<strong>in</strong>g thatsteak or chicken cutlet has been<strong>the</strong> subject of numerous scholarlypapers and much public advocacy.This sidebar exam<strong>in</strong>es <strong>on</strong>e dimensi<strong>on</strong>of that c<strong>on</strong>troversy, <strong>the</strong> externalitiesassociated with <strong>in</strong>dustrial hogproducti<strong>on</strong>.Externalities are costs orbenefits result<strong>in</strong>g from a decisi<strong>on</strong> oractivity that is not reflected <strong>in</strong> <strong>the</strong>transacti<strong>on</strong> cost (price). The pricefor a pound of hamburger reflects<strong>the</strong> direct cost to <strong>the</strong> grocery store,<strong>in</strong>clud<strong>in</strong>g <strong>the</strong>ir allowance for profit(mark-up), <strong>the</strong> cost <strong>the</strong> store paidto <strong>the</strong> distributor, <strong>the</strong> distributor’scost for buy<strong>in</strong>g <strong>the</strong> <str<strong>on</strong>g>meat</str<strong>on</strong>g> from <strong>the</strong>slaughterhouse, and so <strong>on</strong> down <strong>the</strong>l<strong>in</strong>e to <strong>the</strong> <strong>farm</strong>er who raised <strong>the</strong><strong>animal</strong>. Al<strong>on</strong>g <strong>the</strong> way, <strong>the</strong>re are anumber of costs that may not be fully“<strong>in</strong>ternalized” or reflected <strong>in</strong> <strong>the</strong>price paid by <strong>the</strong> c<strong>on</strong>sumer. Thoseare <strong>the</strong> subject of this essay.Ec<strong>on</strong>omists at Tufts University’sGlobal Development andEnvir<strong>on</strong>ment Institute looked attwo k<strong>in</strong>ds of externalities, cropsubsidies and envir<strong>on</strong>mental impact,associated with <strong>in</strong>dustrializedsw<strong>in</strong>e producti<strong>on</strong>. The 1996 FarmBill established a system of cropsubsidies <strong>in</strong>tended to support highproducti<strong>on</strong> levels while hold<strong>in</strong>gcommodity prices down. Accord<strong>in</strong>gto <strong>the</strong> Tufts researchers, from1997 until 2005, market prices forsoybeans and corn were less than<strong>the</strong> cost to produce <strong>the</strong> crop, butfederal subsidies more than madeup for <strong>the</strong> difference (Starmer andWise, 2007a). The emergence of <strong>the</strong>corn ethanol market <strong>in</strong> 2005 erased<strong>the</strong> disparity between producti<strong>on</strong>costs and market price for corn, thuselim<strong>in</strong>at<strong>in</strong>g <strong>the</strong> subsidy.Corn and soybeans are <strong>the</strong>pr<strong>in</strong>cipal <strong>in</strong>gredients <strong>in</strong> commercialfeed for hogs. The low cost of cornand soybeans made possible byfederal subsidies saved <strong>in</strong>dustrializedsw<strong>in</strong>e producers $947 milli<strong>on</strong>annually from 1997 through 2005,or $8.5 billi<strong>on</strong> over that entireperiod. N<strong>on</strong>-<strong>in</strong>dustrialized sw<strong>in</strong>eproducers did not enjoy <strong>the</strong> samesav<strong>in</strong>gs because <strong>the</strong>y grew crops toproduce <strong>the</strong>ir own feed and did notreceive <strong>the</strong> subsidy. With about 60milli<strong>on</strong> hogs produced annually andmore than 70% of those produced <strong>in</strong><strong>in</strong>dustrialized operati<strong>on</strong>s, <strong>the</strong> valueof <strong>the</strong> subsidy through 2005 wasmore than $22 per <strong>animal</strong> each year.The bottom l<strong>in</strong>e? <strong>America</strong>n taxpayerspaid <strong>in</strong>dustrial hog producers nearly12 cents per pound, dressed weight,for every hog produced each yearfrom 1997 through 2005.When look<strong>in</strong>g at <strong>the</strong>envir<strong>on</strong>mental externalities, <strong>the</strong> Tuftsresearchers found that <strong>the</strong> numbersof <strong>animal</strong>s <strong>on</strong> <strong>the</strong> typical <strong>in</strong>dustrial<strong>farm</strong> produced far more manure than<strong>the</strong> agr<strong>on</strong>omic capacity of <strong>the</strong> landto absorb <strong>the</strong> nutrients c<strong>on</strong>ta<strong>in</strong>ed <strong>in</strong><strong>the</strong> manure. The result is that landapplicati<strong>on</strong> of <strong>the</strong> manure oftenresults <strong>in</strong> surface and groundwaterc<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong>, plac<strong>in</strong>g <strong>the</strong>burden of cleanup <strong>on</strong> <strong>the</strong> adjacentcommunities. Waste treatment,bey<strong>on</strong>d lago<strong>on</strong> storage, wouldadd costs rang<strong>in</strong>g from $2.55 to$4 per hundred weight <strong>on</strong> a typical<strong>in</strong>dustrial hog <strong>farm</strong> (Starmer andWise, 2007b). Those envir<strong>on</strong>mentalcosts are currently born by societyas a whole.N<strong>on</strong>e of <strong>the</strong> external costsdiscussed above are reflected <strong>in</strong> <strong>the</strong>price paid at <strong>the</strong> retail counter for apound of pork. The story would besimilar if we were to look at <strong>the</strong> costof chicken, eggs, or beef. The appealof <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong>systems may wane, however, as <strong>the</strong><strong>in</strong>creas<strong>in</strong>g demand for alternativeenergy places upward pressure <strong>on</strong>commodity prices.47
Commissi<strong>on</strong>ers’ C<strong>on</strong>clusi<strong>on</strong>sThe <strong>in</strong>dustrializati<strong>on</strong> of <strong>America</strong>n agriculture hastransformed <strong>the</strong> character of agriculture itself and,<strong>in</strong> so do<strong>in</strong>g, <strong>the</strong> social fabric of rural <strong>America</strong>. Thefamily-owned <strong>farm</strong> produc<strong>in</strong>g a diverse mix of cropsand food <strong>animal</strong>s is largely g<strong>on</strong>e as an ec<strong>on</strong>omicentity, replaced by large <strong>farm</strong> factories that producejust <strong>on</strong>e <strong>animal</strong> species or crop.Research c<strong>on</strong>sistently shows that <strong>the</strong> social andec<strong>on</strong>omic well-be<strong>in</strong>g of rural communities benefits fromlarger numbers of <strong>farm</strong>ers ra<strong>the</strong>r than fewer <strong>farm</strong>s thatproduce <strong>in</strong>creased volumes. In rural communities wherefewer, larger <strong>farm</strong>s have replaced smaller, locally owned<strong>farm</strong>s, residents have experienced lower family <strong>in</strong>come,higher poverty rates, lower retail sales, reduced hous<strong>in</strong>gquality, and persistent low wages for <strong>farm</strong> workers.The food <strong>animal</strong> <strong>in</strong>dustry’s shift to a system ofcaptive supply transacti<strong>on</strong>s c<strong>on</strong>trolled by producti<strong>on</strong>c<strong>on</strong>tracts has shifted ec<strong>on</strong>omic power from <strong>farm</strong>ers tolivestock processors. Farmers have rel<strong>in</strong>quished <strong>the</strong>ir<strong>on</strong>ce aut<strong>on</strong>omous <strong>animal</strong> husbandry decisi<strong>on</strong>-mak<strong>in</strong>gauthority <strong>in</strong> exchange for c<strong>on</strong>tracts that provide assuredpayment but require substantial capital <strong>in</strong>vestment. Once<strong>the</strong> commitment is made to such capital <strong>in</strong>vestment, many<strong>farm</strong>ers have no choice but to c<strong>on</strong>t<strong>in</strong>ue to produce until<strong>the</strong> loan is paid off. Such c<strong>on</strong>tracts make access to openand competitive markets nearly impossible for most hogand poultry producers, who must c<strong>on</strong>tract with <strong>in</strong>tegrators(<str<strong>on</strong>g>meat</str<strong>on</strong>g> pack<strong>in</strong>g companies) if <strong>the</strong>y are to sell <strong>the</strong>ir product.Quality of life <strong>in</strong> rural communities has also decl<strong>in</strong>ed,partly because of <strong>the</strong> entrenched poverty and lack ofec<strong>on</strong>omic opportunity, but also because <strong>the</strong> l<strong>in</strong>kages that<strong>on</strong>ce bound locally owned <strong>farm</strong>s with <strong>the</strong> communityhave dissolved <strong>in</strong> many places and <strong>the</strong> social fabric ofmany communities has begun to fray. These changes areevident <strong>in</strong> negative attitudes about trust, neighborl<strong>in</strong>ess,community divisi<strong>on</strong>, networks of acqua<strong>in</strong>tanceship,democratic values, and community <strong>in</strong>volvement, as wellas <strong>in</strong>creased crime and teen pregnancy rates, civil suits,and stress.Although prop<strong>on</strong>ents of <strong>the</strong> <strong>in</strong>dustrializati<strong>on</strong> oflivestock agriculture po<strong>in</strong>t to its <strong>in</strong>creased ec<strong>on</strong>omicefficiency and hail ifap as <strong>the</strong> future of livestockagriculture, <strong>the</strong> Commissi<strong>on</strong> is c<strong>on</strong>cerned that <strong>the</strong>benefits may not accrue <strong>in</strong> <strong>the</strong> same way to affected ruralcommunities. In fact, <strong>in</strong>dustrializati<strong>on</strong> actually draws<strong>in</strong>vestment and wealth away from communities with ifapfacilities. Al<strong>on</strong>g with <strong>the</strong> adverse social and ec<strong>on</strong>omicimpacts, <strong>in</strong>dividual <strong>farm</strong>ers often f<strong>in</strong>d <strong>the</strong>mselves withfewer opti<strong>on</strong>s because of <strong>the</strong> capital <strong>in</strong>vestment requiredto meet specificati<strong>on</strong>s and terms dictated by <strong>the</strong>irproducti<strong>on</strong> c<strong>on</strong>tracts.49
C<strong>on</strong>clusi<strong>on</strong>:Toward Susta<strong>in</strong>ableAnimal AgricultureOn behalf of <strong>the</strong> Commissi<strong>on</strong>by Fred Kirschenmann, PhD,Dist<strong>in</strong>guished Fellowat <strong>the</strong> Leopold Centerfor Susta<strong>in</strong>able Agriculture,Iowa State University,and North Dakota rancher50
Susta<strong>in</strong>ability is a futuristic c<strong>on</strong>cept. Webster’s dicti<strong>on</strong>ary def<strong>in</strong>es <strong>the</strong> verb“susta<strong>in</strong>” as “to ma<strong>in</strong>ta<strong>in</strong>,” “to keep <strong>in</strong> existence,” “to keep go<strong>in</strong>g.” By def<strong>in</strong>iti<strong>on</strong>,<strong>the</strong>n, susta<strong>in</strong>ability is a journey, an <strong>on</strong>go<strong>in</strong>g process, not a prescripti<strong>on</strong> or a setof <strong>in</strong>structi<strong>on</strong>s. So when we ask, “How do we susta<strong>in</strong> <strong>animal</strong> agriculture?”we are ask<strong>in</strong>g how to manage <strong>animal</strong> agriculture so that it can be ma<strong>in</strong>ta<strong>in</strong>ed<strong>in</strong>def<strong>in</strong>itely and what changes are necessary to accomplish that goal.Susta<strong>in</strong>able <strong>animal</strong> agriculture requires that we envisi<strong>on</strong> <strong>the</strong> challenges andchanges <strong>the</strong> future will br<strong>in</strong>g. In his extensive studies of past civilizati<strong>on</strong>s, JaredDiam<strong>on</strong>d has observed that civilizati<strong>on</strong>s that correctly assessed <strong>the</strong>ir currentsituati<strong>on</strong>s, anticipated changes, and started prepar<strong>in</strong>g for those changes were<strong>the</strong> <strong>on</strong>es that thrived—<strong>the</strong>y were susta<strong>in</strong>able. Civilizati<strong>on</strong>s that failed <strong>in</strong> <strong>the</strong>seefforts were <strong>the</strong> <strong>on</strong>es that collapsed—<strong>the</strong>y were not susta<strong>in</strong>able (Diam<strong>on</strong>d, 1999;Diam<strong>on</strong>d, 2005).What is true for civilizati<strong>on</strong>s is likely also true for bus<strong>in</strong>essenterprises. So this report would not be complete withoutan assessment of some of <strong>the</strong> changes likely to emerge <strong>in</strong><strong>the</strong> decades ahead and recommendati<strong>on</strong>s to address thosechanges.To beg<strong>in</strong>, it is important to recognize that ourfood producti<strong>on</strong> system today operates <strong>in</strong> <strong>the</strong> generalframework of <strong>the</strong> <strong>in</strong>dustrial ec<strong>on</strong>omy, which beg<strong>in</strong>s from<strong>the</strong> assumpti<strong>on</strong>s that natural resources and o<strong>the</strong>r <strong>in</strong>putsto fuel ec<strong>on</strong>omic activities are unlimited and that natureprovides unlimited s<strong>in</strong>ks to absorb <strong>the</strong> wastes thrownoff by that ec<strong>on</strong>omic activity. Our modern food system,<strong>in</strong>clud<strong>in</strong>g <strong>in</strong>dustrial <strong>animal</strong> agriculture, is part of thatec<strong>on</strong>omy.Herman E. Daly has warned for some time that thisec<strong>on</strong>omy is not susta<strong>in</strong>able, that we must recognize thathuman ec<strong>on</strong>omies are subsystems of larger ecosystemsand must adapt to functi<strong>on</strong> with<strong>in</strong> ecosystem c<strong>on</strong>stra<strong>in</strong>ts(Daly, 1999). 6 Because <strong>the</strong> natural resources that havefueled our food and agriculture systems are now <strong>in</strong> astate of depleti<strong>on</strong> and nature’s s<strong>in</strong>ks are saturated, Daly’spredicti<strong>on</strong> may so<strong>on</strong> be realized.This <strong>in</strong>sight is not new, however. As early as 1945,Aldo Leopold recognized both <strong>the</strong> attractiveness andvulnerability of <strong>in</strong>dustrial agriculture (Leopold, 1999):It was <strong>in</strong>evi<strong>table</strong> and no doubt desirable that <strong>the</strong>tremendous momentum of <strong>in</strong>dustrializati<strong>on</strong> shouldhave spread to <strong>farm</strong> life. It is clear to me, however,that it has overshot <strong>the</strong> mark, <strong>in</strong> <strong>the</strong> sense that it isgenerat<strong>in</strong>g new <strong>in</strong>securities, ec<strong>on</strong>omic and ecological,<strong>in</strong> place of those it was meant to abolish. In itsextreme form, it is humanly desolate and ec<strong>on</strong>omicallyuns<strong>table</strong>. These extremes will some day die of <strong>the</strong>irown too-much, not because <strong>the</strong>y are bad for wildlife,but because <strong>the</strong>y are bad for <strong>the</strong> <strong>farm</strong>ers.In <strong>the</strong>se early years of <strong>the</strong> 21st century, <strong>the</strong> <strong>in</strong>securitiesLeopold perceived are beg<strong>in</strong>n<strong>in</strong>g to manifest <strong>the</strong>mselvesand compel us to reevaluate current crop and <strong>animal</strong>producti<strong>on</strong> methods.Am<strong>on</strong>g <strong>the</strong> many changes likely <strong>in</strong> <strong>the</strong> next 50years, we believe <strong>the</strong> follow<strong>in</strong>g three will be especiallychalleng<strong>in</strong>g to <strong>the</strong> US <strong>in</strong>dustrial food and agriculturesystem: <strong>the</strong> depleti<strong>on</strong> of stored energy and water resources,and chang<strong>in</strong>g climate. These changes will be especiallychalleng<strong>in</strong>g because <strong>America</strong>’s successful <strong>in</strong>dustrialec<strong>on</strong>omy of <strong>the</strong> past century was based <strong>on</strong> <strong>the</strong> availabilityof cheap energy, a relatively s<strong>table</strong> climate, and abundantfresh water, and current methods have assumed <strong>the</strong>c<strong>on</strong>t<strong>in</strong>ued availability of <strong>the</strong>se resources.The end of cheap energy may well be <strong>the</strong> first limitedresource to force change <strong>in</strong> <strong>in</strong>dustrial food <strong>animal</strong>producti<strong>on</strong> as ifap systems are almost entirely dependent<strong>on</strong> fossil fuels. The nitrogen used for fertilizer to produce<strong>animal</strong> feed is derived from natural gas. Phosphorus andpotash are m<strong>in</strong>ed, processed, and transported to <strong>farm</strong>swith petroleum energy. Pesticides are manufactured frompetroleum resources. Farm equipment is manufacturedand operated with petroleum energy. Feed is producedand trucked to c<strong>on</strong>centrated <strong>animal</strong> operati<strong>on</strong>s with fossilfuels. Manure is collected and hauled to distant locati<strong>on</strong>swith fossil fuels.When fossil fuels were cheap, <strong>the</strong>se <strong>in</strong>puts to <strong>the</strong>process of agricultural producti<strong>on</strong> were available atvery low cost. But <strong>in</strong>dependent scholars agree that oil51
52Photo Credit: Dr. Mary Peet, Department of Horticultural Science, North Carol<strong>in</strong>a State University
producti<strong>on</strong> ei<strong>the</strong>r already has peaked or will shortly do so(He<strong>in</strong>berg, 2004; Roberts, 2004).Of course, <strong>the</strong>re are alternatives to fossil fuel energy—w<strong>in</strong>d, solar, and geo<strong>the</strong>rmal energy as well as biofuels—soit’s possible that oil and natural gas could be replaced withalternative sources of energy to keep <strong>in</strong>dustrial <strong>animal</strong>agriculture viable. But <strong>the</strong> US <strong>in</strong>dustrial ec<strong>on</strong>omy wascreated <strong>on</strong> a platform of stored, c<strong>on</strong>centrated energy thatproduced a very favorable energy profit ratio (<strong>the</strong> amountof energy yield less <strong>the</strong> amount of energy expended tomake it available). Alternative energies, <strong>on</strong> <strong>the</strong> o<strong>the</strong>r hand,are based <strong>on</strong> current, dispersed energy, which has a muchlower energy profit ratio. C<strong>on</strong>sequently, ec<strong>on</strong>omies thatdepend <strong>on</strong> cheap energy are not likely to fare well <strong>in</strong> <strong>the</strong>future. This is why <strong>the</strong> depleti<strong>on</strong> of fossil fuel resourceswill require that <strong>America</strong> transiti<strong>on</strong> not <strong>on</strong>ly to alternativefuels to produce food but to a new energy system.The real energy transiti<strong>on</strong> will have to be from anenergy <strong>in</strong>put system to an energy exchange system, and thistransiti<strong>on</strong> is likely to entail significant system changes <strong>in</strong><strong>the</strong> US producti<strong>on</strong> of crops and livestock. For example,future agricultural producti<strong>on</strong> systems are less likely tobe specialized m<strong>on</strong>ocultures and more likely to be based<strong>on</strong> biological diversity, organized so that each organismexchanges energy with o<strong>the</strong>r organisms, form<strong>in</strong>g a web ofsynchr<strong>on</strong>ous relati<strong>on</strong>ships, <strong>in</strong>stead of rely<strong>in</strong>g <strong>on</strong> energy<strong>in</strong>tensive<strong>in</strong>puts.A sec<strong>on</strong>d natural resource that has been essential to<strong>in</strong>dustrial agriculture is a relatively s<strong>table</strong> climate. Weoften mistakenly attribute <strong>the</strong> yield-produc<strong>in</strong>g successof <strong>the</strong> past century entirely to <strong>the</strong> development of newproducti<strong>on</strong> technologies. But those robust yields were dueat least as much to unusually favorable climate c<strong>on</strong>diti<strong>on</strong>sas <strong>the</strong>y were to technology.A Nati<strong>on</strong>al Academy of Sciences (nas) Panel <strong>on</strong>Climatic Variati<strong>on</strong> reported <strong>in</strong> 1975 that “our present[s<strong>table</strong>] climate is <strong>in</strong> fact highly abnormal” and that“<strong>the</strong> earth’s climate has always been chang<strong>in</strong>g, and<strong>the</strong> magnitude of … <strong>the</strong> changes can be catastrophic”(emphasis added). The report went <strong>on</strong> to suggest thatclimate change might be exacerbated by “our ownactivities” and c<strong>on</strong>cluded that “<strong>the</strong> global patterns of foodproducti<strong>on</strong> and populati<strong>on</strong> that have evolved are implicitlydependent <strong>on</strong> <strong>the</strong> climate of <strong>the</strong> present century” (emphasisadded) (nas, 1975). In o<strong>the</strong>r words, accord<strong>in</strong>g to <strong>the</strong> nas,it is this comb<strong>in</strong>ati<strong>on</strong> of “normal” climate variati<strong>on</strong> plus <strong>the</strong>changes caused by <strong>in</strong>dustrial ec<strong>on</strong>omies (greenhouse gasemissi<strong>on</strong>s) that could have a significant impact <strong>on</strong> futureagricultural productivity.While most climatologists acknowledge that it isimpossible to predict exactly how climate change willaffect agricultural producti<strong>on</strong> <strong>in</strong> <strong>the</strong> near term, <strong>the</strong>yagree that greater climate fluctuati<strong>on</strong>s—“extremes ofprecipitati<strong>on</strong>, both droughts and floods”—are likely. Such<strong>in</strong>stability can be especially devastat<strong>in</strong>g for <strong>the</strong> highlyspecialized, genetically uniform, m<strong>on</strong>oculture systemscharacteristic of current <strong>in</strong>dustrial crop and livestockproducti<strong>on</strong>.A third natural resource that may challenge ourcurrent agricultural producti<strong>on</strong> system is water. LesterBrown po<strong>in</strong>ts out that although each human needs <strong>on</strong>lyfour liters of water a day, <strong>the</strong> US <strong>in</strong>dustrial agriculturesystem c<strong>on</strong>sumes 2,000 liters per day to meet US dailyfood requirements (Brown, 2006). A significant amountof that water is c<strong>on</strong>sumed by producti<strong>on</strong> agriculture: over70% of global fresh water resources is used for irrigati<strong>on</strong>.As discussed earlier <strong>in</strong> this report, <strong>the</strong> OgallalaAquifer, which supplies water for <strong>on</strong>e of every five irrigatedacres <strong>in</strong> <strong>the</strong> United States, is now half depleted and isbe<strong>in</strong>g overdrawn at <strong>the</strong> rate of 3.1 trilli<strong>on</strong> gall<strong>on</strong>s peryear, 7 accord<strong>in</strong>g to some reports (Soule and Piper, 1992).Fur<strong>the</strong>rmore, a recent Des Mo<strong>in</strong>es Register article reportedthat <strong>the</strong> producti<strong>on</strong> of biofuels is putt<strong>in</strong>g significantadditi<strong>on</strong>al pressure <strong>on</strong> US water resources, and thatclimate change is likely to fur<strong>the</strong>r stress <strong>the</strong>se resources(Beeman, 2007). Accord<strong>in</strong>g to <strong>the</strong> Wall Street Journal,“Kansas is threaten<strong>in</strong>g to sue neighbor<strong>in</strong>g Nebraska forc<strong>on</strong>sum<strong>in</strong>g more than its share of <strong>the</strong> Republican River”as <strong>farm</strong>ers c<strong>on</strong>sume more water for irrigati<strong>on</strong> 8 (that suithas s<strong>in</strong>ce been filed); Kansas had previously sued Coloradoover Arkansas River water diverted <strong>in</strong> Colorado, <strong>in</strong> part,for agriculture irrigati<strong>on</strong> and use by <strong>the</strong> city of Denver.Reduced snowpacks <strong>in</strong> mounta<strong>in</strong>ous regi<strong>on</strong>s due toclimate change will decrease spr<strong>in</strong>g runoff, a primarysource of irrigati<strong>on</strong> water <strong>in</strong> many parts of <strong>the</strong> world,fur<strong>the</strong>r <strong>in</strong>tensify<strong>in</strong>g water shortages.These early <strong>in</strong>dicati<strong>on</strong>s of stress <strong>in</strong>dicate that energy,water, and climate changes will <strong>in</strong>tersect and affect eacho<strong>the</strong>r <strong>in</strong> many ways and will make <strong>in</strong>dustrial producti<strong>on</strong>systems <strong>in</strong>creas<strong>in</strong>gly vulnerable.But new soil management methods can makemajor c<strong>on</strong>tributi<strong>on</strong>s to <strong>the</strong> susta<strong>in</strong>ability of future US<strong>farm</strong><strong>in</strong>g systems. Research and <strong>on</strong>-<strong>farm</strong> experience haveshown that <strong>the</strong> management of soils <strong>in</strong> accordance withclosed recycl<strong>in</strong>g systems that build soil organic mattersignificantly enhances <strong>the</strong> soil’s capacity to absorb andreta<strong>in</strong> moisture, reduc<strong>in</strong>g <strong>the</strong> need for irrigati<strong>on</strong>. On<strong>farm</strong>experience (as well as nature’s own elasticity) also<strong>in</strong>dicates that: (1) diverse systems are more resilient thanm<strong>on</strong>ocultures <strong>in</strong> <strong>the</strong> face of adverse climate c<strong>on</strong>diti<strong>on</strong>s;(2) energy <strong>in</strong>puts can be dramatically reduced whenrecycl<strong>in</strong>g systems replace <strong>in</strong>put / output systems; and (3)management of soil health based <strong>on</strong> recycl<strong>in</strong>g systemsrequires more mixed crop / livestock systems. Fur<strong>the</strong>rmore,new <strong>in</strong>sights from studies <strong>in</strong> modern ecology andevoluti<strong>on</strong>ary biology applied to nutrient recycl<strong>in</strong>g andhumus-based soil management could provide additi<strong>on</strong>al<strong>in</strong>formati<strong>on</strong> that can help <strong>in</strong> <strong>the</strong> design of post<strong>in</strong>dustrial<strong>farm</strong><strong>in</strong>g systems.Scientists have recognized for some time that <strong>the</strong>s<strong>in</strong>gle-tactic, specialized, energy-<strong>in</strong>tensive approachof <strong>in</strong>dustrial agriculture which relies <strong>on</strong> technology to<strong>in</strong>tervene <strong>in</strong> a system to solve a specific problem, suchas elim<strong>in</strong>at<strong>in</strong>g a s<strong>in</strong>gle pest species, is not susta<strong>in</strong>able.Joe Lewis and his colleagues, for example, wrote that,while it may seem that an optimal corrective acti<strong>on</strong> foran undesired entity is to use a pesticide to elim<strong>in</strong>ate <strong>the</strong>pest, <strong>in</strong> fact “such <strong>in</strong>terventi<strong>on</strong>ist acti<strong>on</strong>s never producesusta<strong>in</strong>able desired effects. Ra<strong>the</strong>r, <strong>the</strong> attempted soluti<strong>on</strong>becomes <strong>the</strong> problem.” The alternative, <strong>the</strong>y propose, isC<strong>on</strong>vert<strong>in</strong>g Methaneto EnergyMethane digesters are a relativelynew technology used <strong>on</strong> a few<strong>farm</strong>s to process <strong>animal</strong> waste.The technology allows <strong>the</strong> <strong>farm</strong>erto capitalize <strong>on</strong> <strong>the</strong> natural processof organic waste decompositi<strong>on</strong>by captur<strong>in</strong>g <strong>the</strong> methane thatis produced and put it to workas a fuel source. The digesteris essentially a large, sealedmanure c<strong>on</strong>ta<strong>in</strong>er that captures<strong>the</strong> methane gas produced by <strong>the</strong>manure as it decomposes. Thecaptured methane can power an<strong>on</strong>-<strong>farm</strong> electrical generator orheat <strong>the</strong> digester vessel itself,because <strong>the</strong> digesti<strong>on</strong> processworks more efficiently at warmertemperatures.Untreated, methane is apotent greenhouse gas, butalso, just as importantly, a goodsource of energy. Manure left <strong>in</strong> alago<strong>on</strong> or spread <strong>on</strong> a field emitsmethane <strong>in</strong>to <strong>the</strong> atmosphere.Captur<strong>in</strong>g <strong>the</strong> methane and us<strong>in</strong>git for energy reduces <strong>the</strong> fossilfuel demand for a typical <strong>animal</strong>feed<strong>in</strong>g operati<strong>on</strong>, helps to reducegreenhouse gas emissi<strong>on</strong>s, andreduces both <strong>the</strong> odor from <strong>the</strong>manure and <strong>the</strong> total volume ofmanure that requires disposal.Although <strong>the</strong> benefits ofmethane digesters have beenwidely promoted, seriouschallenges rema<strong>in</strong> when it comesto <strong>the</strong> large volumes of IFAPwaste and its comp<strong>on</strong>ents such asnitrogen, phosphorus, pathogens,arsenic, and o<strong>the</strong>r heavy metals.53
“an understand<strong>in</strong>g and shor<strong>in</strong>g up of <strong>the</strong> full compositeof <strong>in</strong>herent plant defenses, plant mixtures, soil, naturalenemies, and o<strong>the</strong>r comp<strong>on</strong>ents of <strong>the</strong> system. Thesenatural ‘built <strong>in</strong>’ regulators are l<strong>in</strong>ked <strong>in</strong> a web of feedbackloops and are renewable and susta<strong>in</strong>able” (Lewis et al.,1997). Unfortunately, ifap is built <strong>on</strong> <strong>the</strong> so-called s<strong>in</strong>gletactic model, which seeks to maximize producti<strong>on</strong> andsimplify management needed to get <strong>the</strong>re.The management of pests, weeds, or <strong>animal</strong> diseasesfrom such an ecological perspective <strong>in</strong>volves a web ofrelati<strong>on</strong>ships that require more biologically diversesystems. “For example, problems with soil erosi<strong>on</strong> haveresulted <strong>in</strong> major thrusts <strong>in</strong> use of w<strong>in</strong>ter cover crops andc<strong>on</strong>servati<strong>on</strong> tillage. Prelim<strong>in</strong>ary studies <strong>in</strong>dicate thatcover crops also serve as bridge / refugia to stabilize naturalenemy / pest balances and relay <strong>the</strong>se balances <strong>in</strong>to <strong>the</strong>crop seas<strong>on</strong>” (Lewis et al., 1997). In short, natural systemmanagement can revitalize soil health, reduce weed ando<strong>the</strong>r pest pressures, elim<strong>in</strong>ate <strong>the</strong> need for pesticides, andsupport <strong>the</strong> transiti<strong>on</strong> from an energy-<strong>in</strong>tensive <strong>in</strong>dustrial<strong>farm</strong><strong>in</strong>g operati<strong>on</strong> to a self-regulat<strong>in</strong>g, self-renew<strong>in</strong>g<strong>on</strong>e. A diversified crop / <strong>animal</strong> system enhances <strong>the</strong>possibilities for establish<strong>in</strong>g a self-regulat<strong>in</strong>g system.O<strong>the</strong>r benefits, such as greater water c<strong>on</strong>servati<strong>on</strong>,follow from <strong>the</strong> improved soil health that results fromclosed recycl<strong>in</strong>g systems. As research c<strong>on</strong>ducted by JohnReganold and his colleagues has dem<strong>on</strong>strated, soilmanaged by such recycl<strong>in</strong>g methods develops richer topsoil, more than twice <strong>the</strong> organic matter, more biologicalactivity, and far greater moisture absorpti<strong>on</strong> and hold<strong>in</strong>gcapacity (Reganold et al., 1987; Reganold et al., 2001).Such soil management methods illustrate <strong>the</strong> pathto an energy system that operates <strong>on</strong> <strong>the</strong> basis of energyexchange <strong>in</strong>stead of energy <strong>in</strong>put. But more <strong>in</strong>novati<strong>on</strong>is needed. Nature, for example, is a very efficient energymanager; all of its energy comes from sunlight, whichis processed <strong>in</strong>to carb<strong>on</strong> through photosyn<strong>the</strong>sis andbecomes available to various organisms that exchangeenergy through a web of relati<strong>on</strong>ships. Bis<strong>on</strong> <strong>on</strong> <strong>the</strong> prairieobta<strong>in</strong> <strong>the</strong>ir energy from <strong>the</strong> grass, which gets its energyfrom <strong>the</strong> soil. Bis<strong>on</strong> deposit <strong>the</strong>ir excrement <strong>on</strong> <strong>the</strong> grassand thus provide energy for <strong>in</strong>sects and o<strong>the</strong>r organisms,which, <strong>in</strong> turn, c<strong>on</strong>vert it to energy that enriches <strong>the</strong> soilto produce more grass. These are <strong>the</strong> energy exchangesystems that must be explored and adapted for use <strong>in</strong>post<strong>in</strong>dustrial <strong>farm</strong><strong>in</strong>g systems. But very little researchis currently devoted to explor<strong>in</strong>g such energy exchangesfor <strong>farm</strong>s.Fortunately, a few <strong>farm</strong>ers have already developedenergy exchange systems and appear to be quite successful<strong>in</strong> manag<strong>in</strong>g <strong>the</strong>ir operati<strong>on</strong>s with very little fossil fuel<strong>in</strong>put (Kirschenmann, 2007). But c<strong>on</strong>vert<strong>in</strong>g <strong>farm</strong>s to thisnew energy model <strong>on</strong> a nati<strong>on</strong>al scale will require a majortransformati<strong>on</strong>. The highly specialized, energy-<strong>in</strong>tensivem<strong>on</strong>ocultures will need to c<strong>on</strong>vert to complex, highlydiversified operati<strong>on</strong>s that functi<strong>on</strong> <strong>on</strong> energy exchange.Research has established <strong>the</strong> practicality and multiplebenefits of such <strong>in</strong>tegrated crop-livestock operati<strong>on</strong>s, butfur<strong>the</strong>r research is needed to explore how to adapt thisnew model of <strong>farm</strong><strong>in</strong>g to various climates and ecosystems(Russelle et al., 2007).In <strong>the</strong> meantime, current <strong>in</strong>tensive c<strong>on</strong>f<strong>in</strong>ed <strong>animal</strong>feed<strong>in</strong>g operati<strong>on</strong>s, can take steps to beg<strong>in</strong> transiti<strong>on</strong><strong>in</strong>gto a more susta<strong>in</strong>able future. In our visits to many suchoperati<strong>on</strong>s, we saw <strong>in</strong>novative adaptati<strong>on</strong>s of some of <strong>the</strong>sepr<strong>in</strong>ciples. For example, a large feedlot we visited, whichholds 90,000 head of cattle <strong>in</strong> c<strong>on</strong>f<strong>in</strong>ement, composts allof its manure and sells it <strong>in</strong> a thriv<strong>in</strong>g compost market,thus improv<strong>in</strong>g its bottom l<strong>in</strong>e. As fertilizer costs go updue to <strong>in</strong>creased energy costs, more <strong>farm</strong>ers may turnto such sources of fertilizer to reduce <strong>the</strong>ir costs. TheCommissi<strong>on</strong> visited an <strong>in</strong>tegrated producer of 90,000dozen eggs a day, that composts its manure, mix<strong>in</strong>g itwith wood chips from ground-up wooden pallets, andsells <strong>the</strong> compost as garden and landscap<strong>in</strong>g mulch, aga<strong>in</strong>generat<strong>in</strong>g additi<strong>on</strong>al <strong>in</strong>come for <strong>the</strong> company. A 4,500-cow c<strong>on</strong>f<strong>in</strong>ement dairy operati<strong>on</strong> recycles its bedd<strong>in</strong>g sandand plastic bal<strong>in</strong>g wire. Both <strong>the</strong> dairy and <strong>the</strong> feedlot alsocover <strong>the</strong>ir silage piles to reduce polluti<strong>on</strong>.Farmers <strong>in</strong> many parts of <strong>the</strong> world are adopt<strong>in</strong>gdeep-bedded hoop barn technologies for rais<strong>in</strong>g <strong>the</strong>ir<strong>animal</strong>s <strong>in</strong> c<strong>on</strong>f<strong>in</strong>ement. As expla<strong>in</strong>ed earlier <strong>in</strong> thisreport, hoop barns are much less expensive to c<strong>on</strong>struct,have dem<strong>on</strong>strated producti<strong>on</strong> efficiencies comparableto those of n<strong>on</strong>bedded c<strong>on</strong>f<strong>in</strong>ement systems, and aremore welfare-friendly for <strong>animal</strong>s (Lay Jr. et al., 2000).The deep-bedded systems allow <strong>animal</strong>s to exercise moreof <strong>the</strong>ir natural functi<strong>on</strong>s, absorb ur<strong>in</strong>e and manure forcompost<strong>in</strong>g and build<strong>in</strong>g soil quality <strong>on</strong> nearby land,and provide warmth for <strong>the</strong> <strong>animal</strong>s <strong>in</strong> cold wea<strong>the</strong>r.Such hoop structures are used <strong>in</strong> hog, beef, dairy, andsome poultry operati<strong>on</strong>s and have dem<strong>on</strong>strated reducedenvir<strong>on</strong>mental impact and risk. 9Tweak<strong>in</strong>g <strong>the</strong> current m<strong>on</strong>oculture c<strong>on</strong>f<strong>in</strong>ementoperati<strong>on</strong>s with such methods will be very useful <strong>in</strong> <strong>the</strong>short term, but as energy, water, and climate resourcesundergo dramatic changes, it is <strong>the</strong> Commissi<strong>on</strong>’sjudgment that US agricultural producti<strong>on</strong> will need totransiti<strong>on</strong> to much more biologically diverse systems,organized <strong>in</strong>to biological synergies that exchange energy,improve soil quality, and c<strong>on</strong>serve water and o<strong>the</strong>rresources. As Herman Daly said, l<strong>on</strong>g-term susta<strong>in</strong>abilitywill require a transformati<strong>on</strong> from an <strong>in</strong>dustrial ec<strong>on</strong>omyto an ecological ec<strong>on</strong>omy.55
The Recommendati<strong>on</strong>sof <strong>the</strong> Commissi<strong>on</strong>56
The Pew Commissi<strong>on</strong> <strong>on</strong> <strong>Industrial</strong> Farm Animal Producti<strong>on</strong> was charged wi<strong>the</strong>xam<strong>in</strong><strong>in</strong>g <strong>the</strong> current US system of food <strong>animal</strong> producti<strong>on</strong> and its impact <strong>on</strong>public health, <strong>the</strong> envir<strong>on</strong>ment, <strong>animal</strong> welfare, and rural communities. TheCommissi<strong>on</strong>’s recommendati<strong>on</strong>s are <strong>in</strong>tended to ensure that <strong>the</strong> system is ableto provide safe, affordable <str<strong>on</strong>g>meat</str<strong>on</strong>g>, dairy, and poultry products <strong>in</strong> a susta<strong>in</strong>ableway. Commissi<strong>on</strong>ers recognize that <strong>the</strong> current system, like agriculture as awhole, has achieved a remarkable record of <strong>in</strong>creas<strong>in</strong>g productivity and lower<strong>in</strong>gprices at <strong>the</strong> supermarket, with <strong>the</strong> result that <strong>America</strong>ns’ expenditures for <str<strong>on</strong>g>meat</str<strong>on</strong>g>,poultry, dairy, and eggs as an <strong>in</strong>flati<strong>on</strong>-adjusted share of <strong>the</strong>ir disposable <strong>in</strong>comewere lower <strong>in</strong> 2007 than <strong>in</strong> 1950.But as <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> (ifap) systems have <strong>in</strong>creasedcost-efficient agricultural food producti<strong>on</strong>, <strong>the</strong>y have also given rise to problemsthat are beg<strong>in</strong>n<strong>in</strong>g to require attenti<strong>on</strong> by policymakers and <strong>the</strong> <strong>in</strong>dustry. Given<strong>the</strong> relatively rapid emergence of <strong>the</strong> technologies for <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong>producti<strong>on</strong>, and <strong>the</strong> dependence <strong>on</strong> chemical <strong>in</strong>puts, energy, and water, manyifap systems are not susta<strong>in</strong>able envir<strong>on</strong>mentally or ec<strong>on</strong>omically.Much of <strong>the</strong> basis for c<strong>on</strong>centrated <strong>animal</strong> producti<strong>on</strong> orig<strong>in</strong>ally derivedfrom <strong>in</strong>expensive corn and o<strong>the</strong>r plentiful feed gra<strong>in</strong> crops, cheap energy, andfree, abundant water. Inexpensive corn, for example, allowed <strong>the</strong> developmentof specially formulated feeds that <strong>in</strong>crease growth rates and shorten <strong>the</strong> timerequired to get <strong>animal</strong>s to market. But <strong>the</strong> emerg<strong>in</strong>g market for biofuels haschanged that equati<strong>on</strong> because <strong>the</strong> value of corn and o<strong>the</strong>r commodity cropsis now tied to <strong>the</strong>ir energy value, often result<strong>in</strong>g <strong>in</strong> higher prices. Similarly,ifap systems also depend <strong>on</strong> abundant freshwater resources and <strong>on</strong> <strong>in</strong>expensive57
58fossil fuels for energy. As supplies of both become scarce, <strong>the</strong>ir ris<strong>in</strong>g costsraise questi<strong>on</strong>s about <strong>the</strong> susta<strong>in</strong>ability of <strong>the</strong> current producti<strong>on</strong> process.Susta<strong>in</strong>ability will require new approaches that use less water and energy.<strong>Industrial</strong> <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> systems are also highly dependent<strong>on</strong> <strong>in</strong>tensive <strong>animal</strong> c<strong>on</strong>f<strong>in</strong>ement, which comm<strong>on</strong>ly requires <strong>the</strong> use ofantimicrobials to prevent disease, not just to treat it. Toge<strong>the</strong>r with <strong>the</strong> useof antimicrobials to promote <strong>animal</strong> growth, <strong>the</strong>se practices accelerate<strong>the</strong> emergence of resistant microbes, with obvious risks for both <strong>animal</strong>sand humans.In additi<strong>on</strong>, <strong>in</strong>tensive c<strong>on</strong>f<strong>in</strong>ement systems <strong>in</strong>crease negative stress levels<strong>in</strong> <strong>the</strong> <strong>animal</strong>s, pos<strong>in</strong>g an ethical dilemma for producers and c<strong>on</strong>sumers.This dilemma can be summed up by ask<strong>in</strong>g ourselves if we owe <strong>the</strong> <strong>animal</strong>s<strong>in</strong> our care a decent life. If <strong>the</strong> answer is yes, <strong>the</strong>re are standards by which<strong>on</strong>e can measure <strong>the</strong> quality of that life. By most measures, c<strong>on</strong>f<strong>in</strong>ed <strong>animal</strong>producti<strong>on</strong> systems <strong>in</strong> comm<strong>on</strong> use today fall short of current ethical andsocietal standards.Fur<strong>the</strong>rmore, <strong>the</strong> c<strong>on</strong>centrated <strong>animal</strong> waste and associated possiblec<strong>on</strong>tam<strong>in</strong>ants from ifap systems pose a substantial envir<strong>on</strong>mental problemfor air quality, surface and subsurface water quality, and <strong>the</strong> health of workers,neighbor<strong>in</strong>g residents, and <strong>the</strong> general public.F<strong>in</strong>ally, <strong>the</strong> costs to rural <strong>America</strong> have been significant. Although manyrural communities embraced <strong>in</strong>dustrial <strong>farm</strong><strong>in</strong>g as a source of much-neededec<strong>on</strong>omic development, <strong>the</strong> results have often been <strong>the</strong> reverse. Communitieswith greater c<strong>on</strong>centrati<strong>on</strong>s of <strong>in</strong>dustrial <strong>farm</strong><strong>in</strong>g operati<strong>on</strong>s have experienced
higher levels of unemployment and <strong>in</strong>creased poverty. Associated socialc<strong>on</strong>cerns—from elevated crime and teen pregnancy rates to <strong>in</strong>creased numbersof it<strong>in</strong>erant laborers—are problematic <strong>in</strong> many communities and placegreater demands <strong>on</strong> public services. The ec<strong>on</strong>omic multiplier of local revenuegenerated by a corporate-owned <strong>farm</strong><strong>in</strong>g operati<strong>on</strong> is substantially lower thanthat of a locally owned operati<strong>on</strong>. Reduced civic participati<strong>on</strong> rates, higherlevels of stress, and o<strong>the</strong>r less tangible impacts have all been associated withhigh c<strong>on</strong>centrati<strong>on</strong>s of <strong>in</strong>dustrial <strong>farm</strong> producti<strong>on</strong>.The Commissi<strong>on</strong>ers have taken all <strong>the</strong>se issues <strong>in</strong>to account <strong>in</strong> develop<strong>in</strong>g<strong>the</strong> recommendati<strong>on</strong>s that follow.59
The Recommendati<strong>on</strong>sof <strong>the</strong> Commissi<strong>on</strong>Public Health60
Numerous known <strong>in</strong>fectious diseases can be transmittedbetween humans and <strong>animal</strong>s; <strong>in</strong> fact, of <strong>the</strong> more than 1,400documented human pathogens, about 64% are zo<strong>on</strong>otic.Recommendati<strong>on</strong> #1.Restrict <strong>the</strong> use of antimicrobials <strong>in</strong>food <strong>animal</strong> producti<strong>on</strong> to reduce<strong>the</strong> risk of antimicrobial resistanceto medically important antibiotics.a. Phase out and ban use of antimicrobials forn<strong>on</strong><strong>the</strong>rapeutic (i.e., growth promot<strong>in</strong>g) use <strong>in</strong> food<strong>animal</strong>s 10 (see pcifap def<strong>in</strong>iti<strong>on</strong> of “n<strong>on</strong><strong>the</strong>rapeutic”).b. Immediately ban any new approvals of antimicrobialsfor n<strong>on</strong><strong>the</strong>rapeutic uses <strong>in</strong> food <strong>animal</strong>s 10 andretroactively <strong>in</strong>vestigate antimicrobials previouslyapproved.c. Streng<strong>the</strong>n recommendati<strong>on</strong>s <strong>in</strong> fda Guidance#152 to be enforceable by fda, <strong>in</strong> particular <strong>the</strong><strong>in</strong>vestigati<strong>on</strong> of previously approved <strong>animal</strong> drugs.d. To facilitate reducti<strong>on</strong> <strong>in</strong> ifap use of antibioticsand educate producers <strong>on</strong> how to raise food <strong>animal</strong>swithout us<strong>in</strong>g n<strong>on</strong><strong>the</strong>rapeutic antibiotics, usda’sextensi<strong>on</strong> service should be tasked to create andexpand programs that teach producers <strong>the</strong> husbandrymethods and best practices necessary to ma<strong>in</strong>ta<strong>in</strong><strong>the</strong> high level of efficiency and productivity <strong>the</strong>yenjoy today.BackgroundIn 1986, Sweden banned <strong>the</strong> use of antibiotics <strong>in</strong> food<strong>animal</strong> producti<strong>on</strong> except for <strong>the</strong>rapeutic purposes andDenmark followed suit <strong>in</strong> 1998. A who (2002) report<strong>on</strong> <strong>the</strong> ban <strong>in</strong> Denmark found that “<strong>the</strong> term<strong>in</strong>ati<strong>on</strong>of antimicrobial growth promoters <strong>in</strong> Denmark hasdramatically reduced <strong>the</strong> food <strong>animal</strong> reservoir ofenterococci resistant to <strong>the</strong>se growth promoters, and<strong>the</strong>refore reduced a reservoir of genetic determ<strong>in</strong>ants(resistance genes) that encode antimicrobial resistanceto several cl<strong>in</strong>ically important antimicrobial agents <strong>in</strong>humans.” The report also determ<strong>in</strong>ed that <strong>the</strong> overallhealth of <strong>the</strong> <strong>animal</strong>s (ma<strong>in</strong>ly sw<strong>in</strong>e) was not affected and<strong>the</strong> cost to producers was not significant. Effective January1, 2006, <strong>the</strong> European Uni<strong>on</strong> also banned <strong>the</strong> use ofgrowth-promot<strong>in</strong>g antibiotics (Meatnews.com, 2005).In 1998, <strong>the</strong> Nati<strong>on</strong>al Academy of Sciences (nas)Institute of Medic<strong>in</strong>e (iom) noted that antibiotic-resistantbacteria <strong>in</strong>crease US health care costs by a m<strong>in</strong>imumof $4 billi<strong>on</strong> to $5 billi<strong>on</strong> annually (iom, 1998). A yearlater, <strong>the</strong> nas estimated that elim<strong>in</strong>at<strong>in</strong>g <strong>the</strong> use ofantimicrobials as feed additives would cost each <strong>America</strong>nc<strong>on</strong>sumer less than $5 to $10 per year, significantly lessthan <strong>the</strong> additi<strong>on</strong>al health care costs attribu<strong>table</strong> toantimicrobial resistance (nas, 1999). In a 2007 analysisof <strong>the</strong> literature, ano<strong>the</strong>r study found that a hospital staywas $6,000 to $10,000 more expensive for a pers<strong>on</strong><strong>in</strong>fected with a resistant bacterium as opposed to anantibiotic-susceptible <strong>in</strong>fecti<strong>on</strong> (Cosgrove et al., 2005).The <strong>America</strong>n Medical Associati<strong>on</strong>, <strong>America</strong>n PublicHealth Associati<strong>on</strong>, Nati<strong>on</strong>al Associati<strong>on</strong> of Countyand City Health Officials, and Nati<strong>on</strong>al Campaign forSusta<strong>in</strong>able Agriculture are am<strong>on</strong>g <strong>the</strong> more than 300organizati<strong>on</strong>s represent<strong>in</strong>g health, c<strong>on</strong>sumer, agricultural,envir<strong>on</strong>mental, humane, and o<strong>the</strong>r <strong>in</strong>terests support<strong>in</strong>genactment of legislati<strong>on</strong> to phase out n<strong>on</strong><strong>the</strong>rapeutic use<strong>in</strong> <strong>farm</strong> <strong>animal</strong>s of medically important antibiotics andcall<strong>in</strong>g for an immediate ban <strong>on</strong> antibiotics vital to humanhealth.The Preservati<strong>on</strong> of Antibiotics for Medical TreatmentAct of 2007 (pamta) amends <strong>the</strong> Federal Food, Drug,and Cosmetic Act to withdraw approvals for feed-additiveuse of seven specific classes of antibiotics 11 —penicill<strong>in</strong>s,tetracycl<strong>in</strong>es, macrolides, l<strong>in</strong>cosamides, streptogram<strong>in</strong>s,am<strong>in</strong>oglycosides, and sulf<strong>on</strong>amides—each of whichc<strong>on</strong>ta<strong>in</strong>s antibiotics also used <strong>in</strong> human medic<strong>in</strong>e (2007a).The pamta provides for <strong>the</strong> automatic and immediaterestricti<strong>on</strong> of any o<strong>the</strong>r antibiotic used <strong>on</strong>ly <strong>in</strong> <strong>animal</strong>s if<strong>the</strong> drug becomes important <strong>in</strong> human medic<strong>in</strong>e, unlessfda determ<strong>in</strong>es that such use will not c<strong>on</strong>tribute to <strong>the</strong>development of resistance <strong>in</strong> microbes that have <strong>the</strong>potential to affect humans. fda Guidance #152 def<strong>in</strong>esan antibiotic as potentially important <strong>in</strong> human medic<strong>in</strong>eif fda issues an Investigati<strong>on</strong>al New Drug determ<strong>in</strong>ati<strong>on</strong>or receives a New Drug Applicati<strong>on</strong> for <strong>the</strong> compound.Most antibiotics currently used <strong>in</strong> <strong>animal</strong> producti<strong>on</strong>systems for n<strong>on</strong><strong>the</strong>rapeutic purposes were approved before<strong>the</strong> Food and Drug Adm<strong>in</strong>istrati<strong>on</strong> (fda) began giv<strong>in</strong>g<strong>in</strong>-depth c<strong>on</strong>siderati<strong>on</strong> to resistance dur<strong>in</strong>g <strong>the</strong> drugapproval process. fda has not established a schedule forreview<strong>in</strong>g exist<strong>in</strong>g approvals, although Guidance #152notes <strong>the</strong> importance of do<strong>in</strong>g so. Specifically, Guidance#152 sets forth <strong>the</strong> resp<strong>on</strong>sibility of <strong>the</strong> fda Center forVeter<strong>in</strong>ary Medic<strong>in</strong>e (cvm), which is charged withregulat<strong>in</strong>g antimicrobials approved for use <strong>in</strong> <strong>animal</strong>s:“prior to approv<strong>in</strong>g an antimicrobial new <strong>animal</strong> drugapplicati<strong>on</strong>, fda must determ<strong>in</strong>e that <strong>the</strong> drug is safeand effective for its <strong>in</strong>tended use <strong>in</strong> <strong>the</strong> <strong>animal</strong>. TheAgency must also determ<strong>in</strong>e that <strong>the</strong> antimicrobial new61
The Infectious Disease Society of <strong>America</strong> (isda) recently calledantibiotic-resistant <strong>in</strong>fecti<strong>on</strong>s an epidemic <strong>in</strong> <strong>the</strong> United States.<strong>animal</strong> drug <strong>in</strong>tended for use <strong>in</strong> food-produc<strong>in</strong>g <strong>animal</strong>sis safe with regard to human health” (fda-cvm, 2003).The Guidance also says that “fda believes that humanexposure through <strong>the</strong> <strong>in</strong>gesti<strong>on</strong> of antimicrobial-resistantbacteria from <strong>animal</strong>-derived foods represents <strong>the</strong> mostsignificant pathway for human exposure to bacteriathat has emerged or been selected as a c<strong>on</strong>sequence ofantimicrobial drug use <strong>in</strong> <strong>animal</strong>s.” However, it goes <strong>on</strong>to warn that <strong>the</strong> “fda’s guidance documents, <strong>in</strong>clud<strong>in</strong>gthis guidance, do not establish legally enforceableresp<strong>on</strong>sibilities. Instead, <strong>the</strong> guidance describes <strong>the</strong>Agency’s current th<strong>in</strong>k<strong>in</strong>g <strong>on</strong> <strong>the</strong> topic and shouldbe viewed <strong>on</strong>ly as guidance, unless specific regulatoryor statutory requirements are cited. The use of <strong>the</strong>word ‘should’ <strong>in</strong> Agency guidance means that someth<strong>in</strong>gis suggested or recommended, but not required”(fda-cvm, 2003).The Commissi<strong>on</strong> believes that <strong>the</strong> “recommendati<strong>on</strong>s”<strong>in</strong> Guidance #152 should be made legally enforceableand applied retroactively to previously approvedantimicrobials. Additi<strong>on</strong>al fund<strong>in</strong>g for fda is requiredto achieve this recommendati<strong>on</strong>.Recommendati<strong>on</strong> #2.Clarify antimicrobial def<strong>in</strong>iti<strong>on</strong>sto provide clear estimates ofuse and facilitate clear policies<strong>on</strong> antimicrobial use.a. The Commissi<strong>on</strong> def<strong>in</strong>es as n<strong>on</strong><strong>the</strong>rapeutic 10 any useof antimicrobials <strong>in</strong> food <strong>animal</strong>s <strong>in</strong> <strong>the</strong> absence ofmicrobial disease or known (documented) microbialdisease exposure; thus, any use of <strong>the</strong> drug as anadditive for growth promoti<strong>on</strong>, feed efficiency, weightga<strong>in</strong>, rout<strong>in</strong>e disease preventi<strong>on</strong> <strong>in</strong> <strong>the</strong> absence ofdocumented exposure, or o<strong>the</strong>r rout<strong>in</strong>e purpose isc<strong>on</strong>sidered n<strong>on</strong><strong>the</strong>rapeutic. 12b. The Commissi<strong>on</strong> def<strong>in</strong>es as <strong>the</strong>rapeutic <strong>the</strong> use ofantimicrobials <strong>in</strong> food <strong>animal</strong>s with diagnosedmicrobial disease.c. The Commissi<strong>on</strong> def<strong>in</strong>es as prophylactic <strong>the</strong> use ofantimicrobials <strong>in</strong> healthy <strong>animal</strong>s <strong>in</strong> advance of anexpected exposure to an <strong>in</strong>fectious agent or aftersuch an exposure but before <strong>on</strong>set of laboratoryc<strong>on</strong>firmedcl<strong>in</strong>ical disease as determ<strong>in</strong>ed by a licensedprofessi<strong>on</strong>al.BackgroundIn 2000, <strong>the</strong> who, United Nati<strong>on</strong>s Food and AgricultureOrganizati<strong>on</strong> (fao), and World Organizati<strong>on</strong> forAnimal Health (oie, Fr. Office Internati<strong>on</strong>al desÉpizooties) agreed <strong>on</strong> def<strong>in</strong>iti<strong>on</strong>s of antimicrobial use <strong>in</strong><strong>animal</strong> agriculture based <strong>on</strong> a c<strong>on</strong>sensus (who, 2000).Government agencies <strong>in</strong> <strong>the</strong> United States, <strong>in</strong>clud<strong>in</strong>gusda and fda, govern aspects of antimicrobial use <strong>in</strong>food <strong>animal</strong>s but have vary<strong>in</strong>g def<strong>in</strong>iti<strong>on</strong>s of such use.C<strong>on</strong>sistent def<strong>in</strong>iti<strong>on</strong>s should be adopted for <strong>the</strong> use of allUS oversight groups that estimate types of antimicrobialuse and for <strong>the</strong> development of law and policy. C<strong>on</strong>gressrecently revived a bill to address <strong>the</strong> antimicrobialresistance problem: <strong>the</strong> Preservati<strong>on</strong> of Antibioticsfor Medical Treatment Act of 2007 (pamta) def<strong>in</strong>esn<strong>on</strong><strong>the</strong>rapeutic use as “any use of <strong>the</strong> drug as a feed orwater additive for an <strong>animal</strong> <strong>in</strong> <strong>the</strong> absence of any cl<strong>in</strong>icalsign of disease <strong>in</strong> <strong>the</strong> <strong>animal</strong> for growth promoti<strong>on</strong>, feedefficiency, weight ga<strong>in</strong>, rout<strong>in</strong>e disease preventi<strong>on</strong>, or o<strong>the</strong>rrout<strong>in</strong>e purpose” (2007 a). If <strong>the</strong> bill becomes law, thiswill be <strong>the</strong> legal def<strong>in</strong>iti<strong>on</strong> of n<strong>on</strong><strong>the</strong>rapeutic use for allexecutive agencies and, <strong>the</strong>refore, legally enforceable.63
64Recommendati<strong>on</strong> #3.Improve m<strong>on</strong>itor<strong>in</strong>g and report<strong>in</strong>gof antimicrobial use <strong>in</strong> food <strong>animal</strong>producti<strong>on</strong> <strong>in</strong> order to accuratelyassess <strong>the</strong> quantity and methods ofantimicrobial use <strong>in</strong> <strong>animal</strong> agriculture.a. Require pharmaceutical companies that sellantimicrobials for use <strong>in</strong> food <strong>animal</strong>s to providea calendar-year annual report of <strong>the</strong> quantity sold.Companies currently report antibiotic sales data <strong>on</strong>an annual basis from <strong>the</strong> date of <strong>the</strong> drug’s approval,which makes data <strong>in</strong>tegrati<strong>on</strong> difficult. fda isresp<strong>on</strong>sible for oversight of <strong>the</strong> use of antimicrobials<strong>in</strong> food <strong>animal</strong>s and needs c<strong>on</strong>sistent data <strong>on</strong> which toreport use.b. Require report<strong>in</strong>g of antimicrobial use <strong>in</strong> food<strong>animal</strong> producti<strong>on</strong>, <strong>in</strong>clud<strong>in</strong>g antimicrobials addedto food and water, and <strong>in</strong>corporate <strong>the</strong> reported data<strong>in</strong> usda’s Nati<strong>on</strong>al Animal Identificati<strong>on</strong> System(nais). 13 The fda-cvm regulates feed additives butdoes not have <strong>the</strong> budget or pers<strong>on</strong>nel to oversee <strong>the</strong>irdispositi<strong>on</strong> after purchase. In additi<strong>on</strong>, cvm and usdaare resp<strong>on</strong>sible for m<strong>on</strong>itor<strong>in</strong>g <strong>the</strong> use of prescribedantimicrobials <strong>in</strong> livestock producti<strong>on</strong> but rely <strong>on</strong>producers and veter<strong>in</strong>arians to keep records of <strong>the</strong>antibiotics used and for what purpose.c. Institute better <strong>in</strong>tegrati<strong>on</strong>, m<strong>on</strong>itor<strong>in</strong>g, and oversightby government agencies by develop<strong>in</strong>g a comprehensiveplan to m<strong>on</strong>itor antimicrobial use <strong>in</strong> food <strong>animal</strong>s,as called for <strong>in</strong> a 1999 Nati<strong>on</strong>al Research Council(nrc) report (nas, 1999). An <strong>in</strong>tegrated nati<strong>on</strong>aldatabase of antimicrobial resistance data and researchwould greatly improve <strong>the</strong> organizati<strong>on</strong>, amount,and types of data collected and would facilitatenecessary policy changes by <strong>in</strong>creas<strong>in</strong>g data cohesi<strong>on</strong>and accuracy. Fur<strong>the</strong>r, priority should be given tol<strong>in</strong>k<strong>in</strong>g data <strong>on</strong> both antimicrobial use and resistance<strong>in</strong> <strong>the</strong> Nati<strong>on</strong>al Antimicrobial Resistance M<strong>on</strong>itor<strong>in</strong>gSystem (narms). This could be accomplished by fullimplementati<strong>on</strong> of Priority Acti<strong>on</strong> 5 of A Public HealthActi<strong>on</strong> Plan to Combat Antimicrobial Resistance, whichcalls for <strong>the</strong> establishment of a m<strong>on</strong>itor<strong>in</strong>g systemand <strong>the</strong> assessment of ways to collect and protect <strong>the</strong>c<strong>on</strong>fidentiality of usage data (cdc / fda / nih, 1999).S<strong>in</strong>ce usda already provides antimicrobial use data<strong>in</strong> fruit and vege<strong>table</strong> producti<strong>on</strong>, it seems logicalthat usage <strong>in</strong>formati<strong>on</strong> can be obta<strong>in</strong>ed from ei<strong>the</strong>ragricultural producers and / or <strong>the</strong> pharmaceutical<strong>in</strong>dustry without undue burden.BackgroundThere are no reliable data <strong>on</strong> antimicrobial use <strong>in</strong>US food <strong>animal</strong> producti<strong>on</strong>. Ra<strong>the</strong>r, various groupshave reported estimates of use based <strong>on</strong> <strong>in</strong>c<strong>on</strong>sistentstandards. For example, <strong>in</strong> 2001, <strong>the</strong> Uni<strong>on</strong> of C<strong>on</strong>cernedScientists (ucs) estimated that 24.6 milli<strong>on</strong> pounds ofantimicrobials were used per year for n<strong>on</strong><strong>the</strong>rapeuticpurposes (Mell<strong>on</strong> et al., 2001) <strong>in</strong> <strong>animal</strong> agriculture (<strong>on</strong>lycattle, sw<strong>in</strong>e, and poultry), whereas <strong>the</strong> Animal HealthInstitute (ahi) figure for <strong>the</strong> same year was <strong>on</strong>ly 21.8milli<strong>on</strong> pounds for all <strong>animal</strong>s and uses (<strong>the</strong>rapeutic andn<strong>on</strong><strong>the</strong>rapeutic) (ahi, 2002). These disparities make itdifficult to get a true picture of <strong>the</strong> state and extent ofantimicrobial use and its relati<strong>on</strong>ship to antimicrobialresistance <strong>in</strong> <strong>in</strong>dustrial <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong>.
The potential for pathogen transfer from <strong>animal</strong>s to humansis <strong>in</strong>creased <strong>in</strong> ifap because so many <strong>animal</strong>sare raised toge<strong>the</strong>r <strong>in</strong> c<strong>on</strong>f<strong>in</strong>ed areas.Recommendati<strong>on</strong> #4.Improve m<strong>on</strong>itor<strong>in</strong>g and surveillanceof antimicrobial resistance <strong>in</strong> <strong>the</strong> foodsupply, <strong>the</strong> envir<strong>on</strong>ment, and <strong>animal</strong>and human populati<strong>on</strong>s <strong>in</strong> order toref<strong>in</strong>e knowledge of antimicrobialresistance and its impacts <strong>on</strong> humanhealth.a. Integrate, expand, and <strong>in</strong>crease <strong>the</strong> fund<strong>in</strong>g for currentm<strong>on</strong>itor<strong>in</strong>g programs.b. Establish a permanent <strong>in</strong>terdiscipl<strong>in</strong>ary oversightgroup with protecti<strong>on</strong> from political pressure, asrecommended <strong>in</strong> <strong>the</strong> 1999 nrc report The Useof Drugs <strong>in</strong> Food Animals: Risks and Benefits. Thegroup members should represent agencies <strong>in</strong>volved<strong>in</strong> food <strong>animal</strong> drug regulati<strong>on</strong> (e.g., fda, <strong>the</strong>cdc, usda), similar to <strong>the</strong> Interagency Task Force(cdc / fda / nih, 1999). In order to ga<strong>the</strong>r usefulnati<strong>on</strong>al data <strong>on</strong> antimicrobial resistance <strong>in</strong> <strong>the</strong>United States, <strong>the</strong> group should review progress <strong>on</strong>data collecti<strong>on</strong> and report<strong>in</strong>g, and should coord<strong>in</strong>ateboth <strong>the</strong> organisms tested and <strong>the</strong> regi<strong>on</strong>s wheretest<strong>in</strong>g is c<strong>on</strong>centrated, <strong>in</strong> order to better <strong>in</strong>tegrate <strong>the</strong>data. Agency members should coord<strong>in</strong>ate with eacho<strong>the</strong>r and with <strong>the</strong> nais to produce an annual reportthat <strong>in</strong>cludes <strong>in</strong>tegrated data <strong>on</strong> human and <strong>animal</strong>antimicrobial use and resistance by regi<strong>on</strong>. F<strong>in</strong>ally,<strong>the</strong> group should receive appropriate fund<strong>in</strong>g fromC<strong>on</strong>gress to ensure transparency <strong>in</strong> fund<strong>in</strong>g as well asscientific <strong>in</strong>dependence.c. Revise exist<strong>in</strong>g programs and develop a comprehensiveplan to <strong>in</strong>corporate m<strong>on</strong>itor<strong>in</strong>g of <strong>the</strong> <strong>farm</strong>envir<strong>on</strong>ment (soils and plants) and nearby watersupplies with <strong>the</strong> m<strong>on</strong>itor<strong>in</strong>g of organisms <strong>in</strong> <strong>farm</strong><strong>animal</strong>s.d. Improve test<strong>in</strong>g and track<strong>in</strong>g of antimicrobial-resistant<strong>in</strong>fecti<strong>on</strong>s <strong>in</strong> health care sett<strong>in</strong>gs. Better track<strong>in</strong>gof amr <strong>in</strong>fecti<strong>on</strong>s will give health professi<strong>on</strong>alsand policymakers a clearer picture of <strong>the</strong> role ofantimicrobial-resistant organisms <strong>in</strong> <strong>animal</strong> andhuman health and will support more effectivedecisi<strong>on</strong>s about <strong>the</strong> use of antimicrobials.Antimicrobial Resistance M<strong>on</strong>itor<strong>in</strong>g System (narms),a program run by fda <strong>in</strong> collaborati<strong>on</strong> with cdc andusda. cdc is resp<strong>on</strong>sible for m<strong>on</strong>itor<strong>in</strong>g resistance<strong>in</strong> humans, but o<strong>the</strong>r federal agencies also c<strong>on</strong>ductantimicrobial resistance research activities. For <strong>in</strong>stance,usda’s Nati<strong>on</strong>al Animal Health M<strong>on</strong>itor<strong>in</strong>g System(nahms) compiles food <strong>animal</strong> populati<strong>on</strong> statistics,<strong>animal</strong> health <strong>in</strong>dicators, and antimicrobial resistancedata. usda’s Collaborati<strong>on</strong> <strong>in</strong> Animal Health andFood Safety Epidemiology (cahfse) is a jo<strong>in</strong>t effort of<strong>the</strong> department’s Animal and Plant Health Inspecti<strong>on</strong>Service (aphis), Agricultural Research Service (ars),and Food Safety and Inspecti<strong>on</strong> Service (fsis) to m<strong>on</strong>itorbacteria that pose a food safety risk, <strong>in</strong>clud<strong>in</strong>g amrbacteria. The United States Geological Survey (usgs)studies <strong>the</strong> spread of antimicrobial-resistant organisms<strong>in</strong> <strong>the</strong> envir<strong>on</strong>ment. To achieve a comprehensive plan form<strong>on</strong>itor<strong>in</strong>g and resp<strong>on</strong>d<strong>in</strong>g to antimicrobial resistance <strong>in</strong><strong>the</strong> food supply, <strong>the</strong> envir<strong>on</strong>ment, and <strong>animal</strong> and humanpopulati<strong>on</strong>s, <strong>the</strong>se agencies should work toge<strong>the</strong>r to createan <strong>in</strong>tegrated plan with <strong>in</strong>dependent oversight, and shouldupgrade from a passive form of m<strong>on</strong>itor<strong>in</strong>g to an active,comprehensive, uniform, mandatory approach.The US and state geological surveys (Krapac etal., 2004; usgs, 2006) as well as several <strong>in</strong>dependentgroups (Batt, Snow et al., 2006; Centner 2006; Peak,Knapp et al., 2007) have looked closely at <strong>the</strong> spread ofantimicrobial-resistant organisms <strong>in</strong> <strong>the</strong> envir<strong>on</strong>ment,specifically <strong>in</strong> waterways, presumably from runoff orflood<strong>in</strong>g. A recent study by <strong>the</strong> University of Georgiasuggested that even chickens raised without exposureto antibiotics were populated with resistant bacteria.The authors suggested that an <strong>in</strong>complete clean<strong>in</strong>gof <strong>the</strong> <strong>farm</strong> envir<strong>on</strong>ment could have allowed resistantbacteria to persist and re<strong>in</strong>fect naïve hosts (Idris, Lu etal., 2006; Smith, Drum et al., 2007). In Denmark, ittook several years after <strong>the</strong> withdrawal of antimicrobialsfor antimicrobial resistance to dim<strong>in</strong>ish <strong>in</strong> <strong>farm</strong> <strong>animal</strong>populati<strong>on</strong>s. These experiences emphasize <strong>the</strong> importanceof m<strong>on</strong>itor<strong>in</strong>g <strong>the</strong> envir<strong>on</strong>ment for antimicrobialc<strong>on</strong>tam<strong>in</strong>ati<strong>on</strong> and resp<strong>on</strong>d<strong>in</strong>g with careful andcomprehensive plann<strong>in</strong>g.BackgroundM<strong>on</strong>itor<strong>in</strong>g and surveillance of antimicrobial resistance<strong>in</strong> <strong>the</strong> United States are covered by <strong>the</strong> Nati<strong>on</strong>al65
66Recommendati<strong>on</strong> #5.Increase veter<strong>in</strong>ary oversight ofall antimicrobial use <strong>in</strong> food <strong>animal</strong>producti<strong>on</strong> to prevent overuseand misuse of antimicrobials.a. Restrict public access to agricultural sources ofantimicrobials.b. Enforce restricted access to prescripti<strong>on</strong> drugs. By law,<strong>on</strong>ly a veter<strong>in</strong>arian may order <strong>the</strong> extralabel use of aprescribed drug <strong>in</strong> <strong>animal</strong>s, but, <strong>in</strong> fact, prescripti<strong>on</strong>drugs are widely available for purchase <strong>on</strong>l<strong>in</strong>e, directlyfrom <strong>the</strong> distributors or pharmaceutical companies,or <strong>in</strong> feed supply stores without a prescripti<strong>on</strong>.Without stricter requirements <strong>on</strong> <strong>the</strong> purchase ofantimicrobials, extralabel (i.e., n<strong>on</strong><strong>the</strong>rapeutic) useof <strong>the</strong>se drugs is possible and even probable. For thatreas<strong>on</strong>, no antibiotics should be available for over-<strong>the</strong>counterpurchase.c. Enforce veter<strong>in</strong>ary oversight and authorizati<strong>on</strong> ofall decisi<strong>on</strong>s to use antimicrobials <strong>in</strong> food <strong>animal</strong>producti<strong>on</strong>. The extralabel drug use (eldu) ruleunder <strong>the</strong> Animal Medic<strong>in</strong>al Drug Use Clarificati<strong>on</strong>Act (amduca) permits veter<strong>in</strong>arians to go bey<strong>on</strong>dlabel directi<strong>on</strong>s <strong>in</strong> us<strong>in</strong>g <strong>animal</strong> drugs and to uselegally obta<strong>in</strong>ed human drugs <strong>in</strong> <strong>animal</strong>s. However,<strong>the</strong> rule does not permit eldu <strong>in</strong> <strong>animal</strong> feed or toenhance producti<strong>on</strong>. eldu is limited to cases <strong>in</strong> which<strong>the</strong> health of <strong>the</strong> <strong>animal</strong> is threatened or <strong>in</strong> whichsuffer<strong>in</strong>g or death may result from lack of treatment.Veter<strong>in</strong>arians should c<strong>on</strong>sider eldu <strong>in</strong> food-produc<strong>in</strong>g<strong>animal</strong>s <strong>on</strong>ly when no approved drug is available thathas <strong>the</strong> same active <strong>in</strong>gredient <strong>in</strong> <strong>the</strong> required dosageform and c<strong>on</strong>centrati<strong>on</strong> or that is cl<strong>in</strong>ically effectivefor <strong>the</strong> <strong>in</strong>tended use (1994). North Carol<strong>in</strong>a StateUniversity, <strong>the</strong> University of California-Davis, and <strong>the</strong>University of Florida run <strong>the</strong> Food Animal ResidueAvoidance Databank (farad) (http: / / www.farad.org / ), which <strong>in</strong>cludes useful <strong>in</strong>formati<strong>on</strong> for food<strong>animal</strong> veter<strong>in</strong>arians, <strong>in</strong>clud<strong>in</strong>g vetgram, which listslabel <strong>in</strong>formati<strong>on</strong> for all food <strong>animal</strong> drugs. To beeffective, amduca and eldu must be enforced. Inadditi<strong>on</strong>, as technology allows, <strong>the</strong> fda-cvm shouldcompel veter<strong>in</strong>arians to submit prescripti<strong>on</strong> andtreatment <strong>in</strong>formati<strong>on</strong> <strong>on</strong> <strong>farm</strong> <strong>animal</strong>s to a nati<strong>on</strong>aldatabase to allow better track<strong>in</strong>g of antibiotic use aswell as better oversight by veter<strong>in</strong>arians. Veter<strong>in</strong>aryeducati<strong>on</strong> for food <strong>animal</strong> producti<strong>on</strong> should teachprescripti<strong>on</strong> laws and report<strong>in</strong>g requirements.d. Encourage veter<strong>in</strong>ary c<strong>on</strong>sultati<strong>on</strong> <strong>in</strong> <strong>the</strong>se decisi<strong>on</strong>s.amduca requires <strong>the</strong> veter<strong>in</strong>arian to properly labeldrugs used <strong>in</strong> a manner <strong>in</strong>c<strong>on</strong>sistent with <strong>the</strong> label<strong>in</strong>g(i.e., extralabel) and to give <strong>the</strong> livestock ownercomplete <strong>in</strong>structi<strong>on</strong>s about proper use of <strong>the</strong> drug.Fur<strong>the</strong>r, eldu must take place <strong>in</strong> <strong>the</strong> c<strong>on</strong>text of avalid, current veter<strong>in</strong>arian-client-patient relati<strong>on</strong>ship—<strong>the</strong> veter<strong>in</strong>arian must have sufficient knowledge of<strong>the</strong> <strong>animal</strong> to make a prelim<strong>in</strong>ary diagnosis that willdeterm<strong>in</strong>e <strong>the</strong> <strong>in</strong>tended use of <strong>the</strong> drugs. The producershould be encouraged to work with <strong>the</strong> veter<strong>in</strong>arianboth to ensure <strong>the</strong> health of <strong>the</strong> <strong>animal</strong>(s) and toc<strong>on</strong>form to antibiotic requirements. For example, <strong>the</strong>Nati<strong>on</strong>al Pork Board Pork Quality Assurance programencourages c<strong>on</strong>sultati<strong>on</strong> with veter<strong>in</strong>arians to ma<strong>in</strong>ta<strong>in</strong>a comprehensive herd health program (npb, 2005).BackgroundPresenters at a 2003 nrc workshop c<strong>on</strong>cluded thatunlike human use of antibiotics, n<strong>on</strong><strong>the</strong>rapeutic uses <strong>in</strong><strong>animal</strong>s typically do not require a prescripti<strong>on</strong> (certa<strong>in</strong>antimicrobials are sold over <strong>the</strong> counter and widely usedfor purposes or adm<strong>in</strong>istered <strong>in</strong> ways not described <strong>on</strong><strong>the</strong> label) (Anders<strong>on</strong> et al., 2003). Before amduca,veter<strong>in</strong>arians were not legally permitted to use an <strong>animal</strong>drug <strong>in</strong> any way except as <strong>in</strong>dicated <strong>on</strong> <strong>the</strong> label. After<strong>the</strong> passage of amduca, veter<strong>in</strong>arians ga<strong>in</strong>ed <strong>the</strong> rightto prescribe / dispense drugs for “extralabel” use, but fdalimits such use to protect public health (1994). elduoccurs when <strong>the</strong> drug’s actual or <strong>in</strong>tended use is not <strong>in</strong>accordance with <strong>the</strong> approved label<strong>in</strong>g. For <strong>in</strong>stance,eldu refers to adm<strong>in</strong>istrati<strong>on</strong> of a drug for a species notlisted <strong>on</strong> <strong>the</strong> label; for an <strong>in</strong>dicati<strong>on</strong>, disease, or o<strong>the</strong>rc<strong>on</strong>diti<strong>on</strong> not <strong>on</strong> <strong>the</strong> label; at a dosage level or frequencynot <strong>on</strong> <strong>the</strong> label; or by a route of adm<strong>in</strong>istrati<strong>on</strong> not <strong>on</strong> <strong>the</strong>label. Over-<strong>the</strong>-counter sale of antimicrobials opens <strong>the</strong>door to <strong>the</strong> n<strong>on</strong><strong>the</strong>rapeutic, unregulated use of antibiotics<strong>in</strong> <strong>farm</strong> <strong>animal</strong>s.
If <strong>the</strong> full cost of externalized envir<strong>on</strong>mental and health costswere taken <strong>in</strong>to account, those same products would be far more expensive.Recommendati<strong>on</strong> #6.Implement a disease-m<strong>on</strong>itor<strong>in</strong>gprogram and a fully <strong>in</strong>tegrated androbust nati<strong>on</strong>al database for food<strong>animal</strong>s to allow 48-hour trace-backthrough phases of <strong>the</strong>ir producti<strong>on</strong>.a. Implement a track<strong>in</strong>g system for <strong>animal</strong>s as <strong>in</strong>dividualsor units from birth until c<strong>on</strong>sumpti<strong>on</strong>, <strong>in</strong>clud<strong>in</strong>gmovement, illnesses, breed<strong>in</strong>g, feed<strong>in</strong>g practices,slaughter c<strong>on</strong>diti<strong>on</strong> and locati<strong>on</strong>, and po<strong>in</strong>t of sale.Use <strong>the</strong> same number<strong>in</strong>g system as for usda’s nais(see above), but expand it to provide more <strong>in</strong>formati<strong>on</strong>to appropriate users (nais tracks <strong>animal</strong>s based <strong>on</strong>ly<strong>on</strong> <strong>the</strong>ir movement).b. Require federal oversight of all aspects of this track<strong>in</strong>gsystem, with str<strong>in</strong>gent protecti<strong>on</strong>s for producersaga<strong>in</strong>st lawsuits. The track<strong>in</strong>g arm of <strong>the</strong> nais,which has not yet been implemented, is designed tobe adm<strong>in</strong>istered by private <strong>in</strong>dustry <strong>in</strong> collaborati<strong>on</strong>with state governments. nais has garnered supportfrom both, but <strong>the</strong> program should be expandedsignificantly and m<strong>on</strong>itored by a separate federalagency to enhance c<strong>on</strong>fidentiality for producers. TheBritish Cattle Movement Service (www.bcms.gov.uk)could serve as a model for this system.c. Require registrati<strong>on</strong> of premises and <strong>animal</strong>s by 2009and implement <strong>animal</strong> track<strong>in</strong>g by 2010. usda’saphis has created a voluntary <strong>animal</strong> id system<strong>in</strong> collaborati<strong>on</strong> with <strong>the</strong> <strong>farm</strong> <strong>animal</strong> <strong>in</strong>dustry, soimplementati<strong>on</strong> of a mandatory federal system shouldbe feasible with<strong>in</strong> a relatively short time frame.d. Allocate special fund<strong>in</strong>g to small <strong>farm</strong>s to facilitate<strong>the</strong>ir participati<strong>on</strong> <strong>in</strong> <strong>the</strong> nati<strong>on</strong>al track<strong>in</strong>g system,which would have a much greater f<strong>in</strong>ancial impact<strong>on</strong> <strong>the</strong>m, particularly <strong>the</strong> costs of <strong>the</strong> identificati<strong>on</strong>method (e.g., ear tag, microchip, ret<strong>in</strong>al scan). Suchfund<strong>in</strong>g should be made available c<strong>on</strong>current with <strong>the</strong>announcement of mandatory registrati<strong>on</strong>.BackgroundIn May 2005, aphis began implement<strong>in</strong>g an <strong>animal</strong>track<strong>in</strong>g system, <strong>the</strong> nais (usda, aphis 2006), whichwill track premises and 27 species of <strong>animal</strong>s (<strong>in</strong>clud<strong>in</strong>gcattle, goats, sheep, sw<strong>in</strong>e, poultry, deer, and elk). Dataare l<strong>in</strong>ked to several databases run by private technologycompanies, while usda shops for a technology companywith data warehous<strong>in</strong>g expertise to run <strong>the</strong> full nati<strong>on</strong>aldatabase <strong>in</strong> <strong>the</strong> future. The United K<strong>in</strong>gdom uses asimilar database for its Cattle Trac<strong>in</strong>g System (doe andfra, 2001).nais registrati<strong>on</strong> is voluntary at <strong>the</strong> time of thiswrit<strong>in</strong>g, and <strong>the</strong> Bush adm<strong>in</strong>istrati<strong>on</strong> announced <strong>on</strong>November 22, 2006, that it would not require it ofproducers. The major <strong>in</strong>dustry c<strong>on</strong>cerns are abouttrust and c<strong>on</strong>fidentiality, says John Clifford, deputyadm<strong>in</strong>istrator for aphis veter<strong>in</strong>ary services. However,proposals to make registrati<strong>on</strong> mandatory by 2009 havebeen floated by usda; <strong>the</strong> department has officially statedthat, “If <strong>the</strong> marketplace, al<strong>on</strong>g with State and Federalidentificati<strong>on</strong> programs, does not provide adequate<strong>in</strong>centives for achiev<strong>in</strong>g complete participati<strong>on</strong>, usda maybe required to implement regulati<strong>on</strong>s” (usda, 2006).The goal of <strong>the</strong> nais is a 48-hour trace-back toidentify exposures s<strong>in</strong>ce <strong>the</strong> 48-hour time frame is vitalto c<strong>on</strong>ta<strong>in</strong><strong>in</strong>g <strong>the</strong> spread of <strong>in</strong>fecti<strong>on</strong> (usda, 2005).usda advertises <strong>the</strong> nais as a “valuable tool for o<strong>the</strong>r‘n<strong>on</strong>-nais’ purposes—such as <strong>animal</strong> management,genetic improvement, and market<strong>in</strong>g opportunities,” andnotes that producers could improve <strong>the</strong> quality of <strong>the</strong>irproduct and thus <strong>in</strong>crease sales us<strong>in</strong>g <strong>the</strong> track<strong>in</strong>g. Many<strong>in</strong>dustry groups support <strong>the</strong> nais for <strong>the</strong>se reas<strong>on</strong>s, butsmall producers worry about <strong>the</strong> costs, oversight of datacollecti<strong>on</strong>, and ma<strong>in</strong>tenance (Western Organizati<strong>on</strong> ofResource Councils, May 2006).The first two phases of <strong>the</strong> nais call for <strong>the</strong>registrati<strong>on</strong> of premises and of <strong>in</strong>dividual <strong>animal</strong>s us<strong>in</strong>g aUS Animal Identificati<strong>on</strong> Number (usa<strong>in</strong>). Accord<strong>in</strong>gto usda, “[t]he US Animal Identificati<strong>on</strong> Number(usa<strong>in</strong>) will evolve <strong>in</strong>to <strong>the</strong> sole nati<strong>on</strong>al number<strong>in</strong>gsystem for <strong>the</strong> official identificati<strong>on</strong> of <strong>in</strong>dividual <strong>animal</strong>s<strong>in</strong> <strong>the</strong> United States. The usa<strong>in</strong> follows <strong>the</strong> Internati<strong>on</strong>alOrganizati<strong>on</strong> for Standardizati<strong>on</strong> (iso) Standard forRadio Frequency [track<strong>in</strong>g] of Animals and can thusbe encoded <strong>in</strong> an iso transp<strong>on</strong>der or pr<strong>in</strong>ted <strong>on</strong> a visualtag” (usda, aphis 2006). The Wisc<strong>on</strong>s<strong>in</strong> Livestockid C<strong>on</strong>sortium developed this US Animal id Number,which has 15 digits, <strong>the</strong> first three of which are <strong>the</strong> countrycode (840 for <strong>the</strong> United States). The f<strong>in</strong>al phase will be<strong>the</strong> <strong>animal</strong> track<strong>in</strong>g phase.A nati<strong>on</strong>al <strong>animal</strong> identificati<strong>on</strong> system wasfirst proposed <strong>in</strong> resp<strong>on</strong>se to bov<strong>in</strong>e sp<strong>on</strong>giformencephalopathy (mad cow disease, or bse) scares anddeadly E.Coli outbreaks <strong>in</strong> <strong>the</strong> 1990s. The desire to67
identify c<strong>on</strong>tam<strong>in</strong>ated <str<strong>on</strong>g>meat</str<strong>on</strong>g> quickly and quell an outbreakwas <strong>the</strong> ma<strong>in</strong> reas<strong>on</strong> for propos<strong>in</strong>g Animal id (aid),followed by <strong>the</strong> desire to market <strong>America</strong>n <str<strong>on</strong>g>meat</str<strong>on</strong>g> abroad,where aid was becom<strong>in</strong>g more and more comm<strong>on</strong>.Threats from European markets, <strong>in</strong> particular, to ban US<str<strong>on</strong>g>meat</str<strong>on</strong>g> unless it was more str<strong>in</strong>gently m<strong>on</strong>itored led to <strong>the</strong>proposal of an <strong>animal</strong> identificati<strong>on</strong> system, and usdalobbied to be <strong>in</strong> charge of a voluntary program betweenprivate <strong>in</strong>dustry and <strong>the</strong> federal government.The ability to market “safe” <str<strong>on</strong>g>meat</str<strong>on</strong>g> at home and abroadrema<strong>in</strong>s a good reas<strong>on</strong> to <strong>in</strong>stitute a mandatory federal<strong>animal</strong> identificati<strong>on</strong> system. Safety of <strong>the</strong> food supply<strong>in</strong> terms of public health is <strong>the</strong> most important reas<strong>on</strong>that <strong>the</strong> system should be mandatory and c<strong>on</strong>trolled by<strong>the</strong> federal government. The government should be ableto track disease outbreaks via this system, which wouldalso have <strong>in</strong>formati<strong>on</strong> <strong>on</strong> feed<strong>in</strong>g / rear<strong>in</strong>g practices andantimicrobial use. In short, an <strong>animal</strong> identificati<strong>on</strong>system would protect <strong>the</strong> <strong>America</strong>n public and allow forbetter data <strong>on</strong> <strong>animal</strong> prote<strong>in</strong> producti<strong>on</strong> <strong>in</strong> general.Recommendati<strong>on</strong> #7.Fully enforce current federal and stateenvir<strong>on</strong>mental exposure regulati<strong>on</strong>sand legislati<strong>on</strong>, and <strong>in</strong>crease m<strong>on</strong>itor<strong>in</strong>gof <strong>the</strong> possible public health effects ofIFAP <strong>on</strong> people who live and work <strong>in</strong> ornear <strong>the</strong>se operati<strong>on</strong>s.a. Because ifap workers—<strong>farm</strong>ers, caretakers, process<strong>in</strong>gplant workers, veter<strong>in</strong>arians, federal, state, and privateemergency resp<strong>on</strong>se pers<strong>on</strong>nel, and <strong>animal</strong> diagnosticlaboratory pers<strong>on</strong>nel—are exposed to and maybe <strong>in</strong>fected by zo<strong>on</strong>otic, novel, or o<strong>the</strong>r <strong>in</strong>fectiousagents, <strong>the</strong>y should be a priority target populati<strong>on</strong> forheightened m<strong>on</strong>itor<strong>in</strong>g, annual <strong>in</strong>fluenza vacc<strong>in</strong>es, andtra<strong>in</strong><strong>in</strong>g <strong>in</strong> <strong>the</strong> use of pers<strong>on</strong>al protective equipment.ifap workers who have <strong>the</strong> highest risk of exposureto a novel virus or o<strong>the</strong>r <strong>in</strong>fectious agent should bepriority targets for health <strong>in</strong>formati<strong>on</strong> and educati<strong>on</strong>,pandemic vacc<strong>in</strong>es, and antiviral drugs.b. ifap employers and resp<strong>on</strong>sible health departmentsneed to coord<strong>in</strong>ate <strong>the</strong> m<strong>on</strong>itor<strong>in</strong>g and track<strong>in</strong>g of allifap facility employees to document disease outbreaksand prevent <strong>the</strong> spread of a novel zo<strong>on</strong>otic disease.c. Occupati<strong>on</strong>al health and safety programs, <strong>in</strong>clud<strong>in</strong>g<strong>in</strong>formati<strong>on</strong> about risks to health and about resources,should be more widely available to ifap workers.Occupati<strong>on</strong>al safety and health <strong>in</strong>formati<strong>on</strong> must alsobe dissem<strong>in</strong>ated <strong>in</strong> ways that allow people with littleor no educati<strong>on</strong> or English proficiency to understand<strong>the</strong>ir risks and why precauti<strong>on</strong>s must be taken. Becauseof <strong>the</strong> well-documented health and safety risks am<strong>on</strong>gifap workers, <strong>the</strong> Occupati<strong>on</strong>al Health and SafetyAdm<strong>in</strong>istrati<strong>on</strong> should develop health and safetystandards for ifap facilities as allowable by law.d. Current legislati<strong>on</strong> and regulati<strong>on</strong>s c<strong>on</strong>cern<strong>in</strong>gsurveillance and health and safety programs should beimplemented and should prioritize ifap workers.BackgroundIn most jurisdicti<strong>on</strong>s, few, if any, restricti<strong>on</strong>s <strong>on</strong> ifapfacilities address <strong>the</strong> health of ifap workers or <strong>the</strong> public.Localities are <strong>the</strong>refore often unprepared to properly dealwith ifap impacts <strong>on</strong> local services and <strong>the</strong> health ofpeople <strong>in</strong> <strong>the</strong> community.68
Because of <strong>the</strong> large numbers of <strong>animal</strong>s <strong>in</strong> a typical ifapfacility, pathogens can <strong>in</strong>fect hundreds or thousands of <strong>animal</strong>seven though <strong>the</strong> <strong>in</strong>fecti<strong>on</strong> rate may be fairly low.Recommendati<strong>on</strong> #8.Increase research <strong>on</strong> <strong>the</strong> public heal<strong>the</strong>ffects of IFAP <strong>on</strong> people liv<strong>in</strong>g andwork<strong>in</strong>g <strong>on</strong> or near <strong>the</strong>se operati<strong>on</strong>s,and <strong>in</strong>corporate <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong>to a newsystem for sit<strong>in</strong>g and regulat<strong>in</strong>g IFAP.a. Support research to characterize ifap air emissi<strong>on</strong>sand exposures from <strong>the</strong> handl<strong>in</strong>g and distributi<strong>on</strong>of manure <strong>on</strong> fields—<strong>in</strong>clud<strong>in</strong>g irritant gases(amm<strong>on</strong>ia and hydrogen sulfide, at a m<strong>in</strong>imum),bioaerosols (endotox<strong>in</strong>, at a m<strong>in</strong>imum), and respirableparticulates—for epidemiological studies of exposedcommunities near ifap facilities. Such research should<strong>in</strong>clude characterizati<strong>on</strong> of mixed exposures, studiesof particulates <strong>in</strong> rural areas, and standardizati<strong>on</strong> andharm<strong>on</strong>izati<strong>on</strong> of exposure assessment methods and<strong>in</strong>strumentati<strong>on</strong> to <strong>the</strong> degree possible.b. Support research to identify and validate <strong>the</strong> mostapplicable dispersi<strong>on</strong> models for ifap facilities and<strong>the</strong>ir manure emissi<strong>on</strong>s. Such model<strong>in</strong>g researchmust take <strong>in</strong>to account multiple ifap facilitiesand <strong>the</strong>ir manure management plans <strong>in</strong> a givenarea, meteorological c<strong>on</strong>diti<strong>on</strong>s, and chemicaltransformati<strong>on</strong> of pollutants, and should be evaluatedwith predicti<strong>on</strong> error determ<strong>in</strong>ed through comparis<strong>on</strong>of predicted values with actual m<strong>on</strong>itor<strong>in</strong>g data.Such models would be useful to state and federalregulatory agencies to determ<strong>in</strong>e <strong>the</strong> results of bestmanagement practices, to assess health impacts <strong>on</strong>exposed populati<strong>on</strong>s, and to model setback distancesbefore <strong>the</strong> c<strong>on</strong>structi<strong>on</strong> of new facilities. There is afur<strong>the</strong>r need for models that enable evaluati<strong>on</strong> ofc<strong>on</strong>centrati<strong>on</strong> / exposure scenarios after an event thattriggers asthma episodes or nuisance compla<strong>in</strong>ts.c. Support research <strong>on</strong> <strong>the</strong> respiratory health andfuncti<strong>on</strong> of populati<strong>on</strong>s that live near ifap facilities,<strong>in</strong>clud<strong>in</strong>g children and sensitive <strong>in</strong>dividuals. Suchstudies are powerful epidemiological approaches toassess <strong>the</strong> impact of air pollutants <strong>on</strong> respiratory healthand must <strong>in</strong>clude appropriate exposure assessments,exposure model<strong>in</strong>g, and use of time-activity patternswith pers<strong>on</strong>al exposure m<strong>on</strong>itor<strong>in</strong>g to better calibratemodel<strong>in</strong>g of exposures. Exposure assessment dataneed to be l<strong>in</strong>ked with measures of respiratory healthoutcome and functi<strong>on</strong> data, <strong>in</strong>clud<strong>in</strong>g standardizedassessment of respiratory symptoms and lungfuncti<strong>on</strong>, assessment of allergic / immunologicalmarkers of resp<strong>on</strong>se, and measurement of markersof <strong>in</strong>flammati<strong>on</strong>, <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> use of n<strong>on</strong><strong>in</strong>vasiveapproaches such as tear fluid, nasal lavage, and exhaledbreath c<strong>on</strong>densate.d. Support systematic and susta<strong>in</strong>ed studies of ecosystemhealth near ifap facilities, <strong>in</strong>clud<strong>in</strong>g toxicologic,<strong>in</strong>fectious, and chemical assessments, to better assess<strong>the</strong> fate and transport of toxicologic, <strong>in</strong>fectious, andchemical agents that may adversely affect humanhealth. Systematic m<strong>on</strong>itor<strong>in</strong>g programs should be<strong>in</strong>stituted to assess private well water quality <strong>in</strong> highriskareas, supplemented by biom<strong>on</strong>itor<strong>in</strong>g programsto assess actual exposure doses from water sources.BackgroundWhile <strong>the</strong>re is an <strong>in</strong>creas<strong>in</strong>g amount of research alreadytak<strong>in</strong>g place <strong>on</strong> ifap’s impacts <strong>on</strong> <strong>the</strong> people that workand live <strong>on</strong> or near <strong>the</strong>se facilities, <strong>the</strong>re is a need to morefully def<strong>in</strong>e <strong>the</strong> extent to which ifap poses a threat tothose populati<strong>on</strong>s. There is clear epidemiological evidencethat ifap facilities are associated with <strong>in</strong>creased asthmaoutcome risk am<strong>on</strong>g those liv<strong>in</strong>g nearby, but <strong>the</strong>re is aneed to develop and understand exposure and healthoutcome relati<strong>on</strong>ships. These topics should be addressedby scientific research.69
Recommendati<strong>on</strong> #9.Streng<strong>the</strong>n <strong>the</strong> relati<strong>on</strong>ships betweenphysicians, veter<strong>in</strong>arians, and publichealth professi<strong>on</strong>als to deal withpossible IFAP risks to public health.a. To better understand <strong>the</strong> cross-species spread ofdisease, expand and <strong>in</strong>crease fund<strong>in</strong>g for dualveter<strong>in</strong>ary / public health degree programs.b. Fund and implement federal and state tra<strong>in</strong><strong>in</strong>gprograms to <strong>in</strong>crease <strong>the</strong> number of practic<strong>in</strong>g food<strong>animal</strong> veter<strong>in</strong>arians (2007 b).c. Initiate and expand federal coord<strong>in</strong>ati<strong>on</strong> betweenHealth and Human Services (hhs), fda, cdc,and usda to better anticipate, detect, and deal withzo<strong>on</strong>otic disease. narms is not extensive enough tobe effective for outbreak detecti<strong>on</strong>; it serves a generalm<strong>on</strong>itor<strong>in</strong>g functi<strong>on</strong>. Include all <strong>the</strong> data from <strong>the</strong>various federal agencies <strong>in</strong> <strong>the</strong> ifap clear<strong>in</strong>ghouse(outl<strong>in</strong>ed am<strong>on</strong>g <strong>the</strong> envir<strong>on</strong>ment recommendati<strong>on</strong>s)for use by a newly created Food Safety Adm<strong>in</strong>istrati<strong>on</strong>(Recommendati<strong>on</strong> #10) and <strong>the</strong> states.d. Promote <strong>in</strong>ternati<strong>on</strong>al coord<strong>in</strong>ati<strong>on</strong> <strong>on</strong> zo<strong>on</strong>oticdiseases and food safety. As an <strong>in</strong>creas<strong>in</strong>g amount ofUS food is imported, it is vital to hold this food to <strong>the</strong>same standards as domestically produced food.e. Provide more tra<strong>in</strong><strong>in</strong>g through land-grant universitiesand schools of public health to producers, communityhealth workers, health professi<strong>on</strong>als, and o<strong>the</strong>rappropriate pers<strong>on</strong>nel to promote detecti<strong>on</strong> of diseaseas a first l<strong>in</strong>e of defense aga<strong>in</strong>st emerg<strong>in</strong>g zo<strong>on</strong>oticdiseases and o<strong>the</strong>r ifap-related occupati<strong>on</strong>al healthand safety outcomes.Recommendati<strong>on</strong> #10.Create a Food Safety Adm<strong>in</strong>istrati<strong>on</strong>that comb<strong>in</strong>es <strong>the</strong> food <strong>in</strong>specti<strong>on</strong>and safety resp<strong>on</strong>sibilities of <strong>the</strong>federal government, USDA, FDA, EPA,and o<strong>the</strong>r federal agencies <strong>in</strong>to <strong>on</strong>eagency to improve <strong>the</strong> safety of <strong>the</strong>US food supply.BackgroundThe current system to ensure <strong>the</strong> safety of US food isdisjo<strong>in</strong>ted and dysfuncti<strong>on</strong>al; for example, fda regulates<str<strong>on</strong>g>meat</str<strong>on</strong>g>less frozen pizza whereas usda has jurisdicti<strong>on</strong> overfrozen pizza with <str<strong>on</strong>g>meat</str<strong>on</strong>g>. This fractured system has failedto ensure food safety, and a soluti<strong>on</strong> requires a thoroughnati<strong>on</strong>al debate about how <strong>the</strong> most effective and efficientfood safety agency wouldbe c<strong>on</strong>structed.BackgroundThese three groups of health professi<strong>on</strong>als (physicians,veter<strong>in</strong>arians, and public health professi<strong>on</strong>als) have alreadybegun to collaborate, and such collaborati<strong>on</strong> should bepromoted and extended as quickly as possible to protect<strong>the</strong> public’s health as well as that of <strong>the</strong> food <strong>animal</strong>populati<strong>on</strong>. The <strong>America</strong>n Medical Associati<strong>on</strong>’s and<strong>America</strong>n Veter<strong>in</strong>ary Medical Associati<strong>on</strong>’s One HealthInitiative is a very good beg<strong>in</strong>n<strong>in</strong>g, and <strong>the</strong> Commissi<strong>on</strong>recommends <strong>the</strong> follow<strong>in</strong>g to fur<strong>the</strong>r extend thiscollaborati<strong>on</strong>.71
72Recommendati<strong>on</strong> #11.Develop a flexible risk-based systemfor food safety from <strong>farm</strong> to fork toimprove <strong>the</strong> safety of <strong>animal</strong> prote<strong>in</strong>produced by IFAP facilities.a. Any risk-based, <strong>farm</strong>-to-fork food safety system mustallow for size differences am<strong>on</strong>g producti<strong>on</strong> systems—a “<strong>on</strong>e-size-fits-all” system will not be appropriate forall operati<strong>on</strong>s. The system must be flexible enough forsmall and local producers to get <strong>the</strong>ir products to <strong>the</strong>marketplace.b. Attack food safety issues at <strong>the</strong>ir source, <strong>in</strong>steadof try<strong>in</strong>g to fix a problem after it has occurred, by<strong>in</strong>stitut<strong>in</strong>g better sanitary and health practices at <strong>the</strong><strong>farm</strong> level. Ranch operat<strong>in</strong>g plans may provide <strong>on</strong>eapproach to <strong>on</strong>-<strong>farm</strong> food safety; fda’s 2004 proposedrule for <strong>the</strong> preventi<strong>on</strong> of Salm<strong>on</strong>ella enteritidis <strong>in</strong>shell eggs is ano<strong>the</strong>r example (http: / / www.cfsan.fda.gov / ~lrd / fr04922b.html).c. Ensure that diagnostic tools are sensitive and specificand are c<strong>on</strong>t<strong>in</strong>uously evaluated to detect newlyemerg<strong>in</strong>g variants of microbial agents of food orig<strong>in</strong>.d. Make resources available through competitive grantsto encourage <strong>the</strong> development of practical but rigorousm<strong>on</strong>itor<strong>in</strong>g systems and rapid diagnostic tools. Provideresources for <strong>the</strong> applicati<strong>on</strong> of newly identified ordeveloped technologies and processes and for <strong>the</strong>tra<strong>in</strong><strong>in</strong>g of <strong>in</strong>spectors and quality c<strong>on</strong>trol staff offacilities.e. Introduce greater transparency <strong>in</strong> feed <strong>in</strong>gredients.Often producers do not even know what additives <strong>the</strong>yare feed<strong>in</strong>g <strong>the</strong> <strong>animal</strong>s s<strong>in</strong>ce <strong>the</strong> feed arrives premixedfrom <strong>the</strong> <strong>in</strong>tegrator. One opti<strong>on</strong> would be to extendcerta<strong>in</strong> provisi<strong>on</strong>s of <strong>the</strong> Food, Drug, and CosmeticAct to <strong>the</strong> <strong>farm</strong>.f. Encourage <strong>the</strong> food <strong>animal</strong> producti<strong>on</strong> <strong>in</strong>dustry(c<strong>on</strong>tractors, producers, and <strong>in</strong>tegrators) to committo f<strong>in</strong>d<strong>in</strong>g ways to m<strong>in</strong>imize <strong>the</strong> risk of outbreaks ofzo<strong>on</strong>otic disease and o<strong>the</strong>r ifap-related public healththreats to vulnerable communities, such as those whereifap facilities are <strong>the</strong> most c<strong>on</strong>centrated and wherelocal citizens are least able to protect <strong>the</strong>ir rights (e.g.,lower-<strong>in</strong>come and / or m<strong>in</strong>ority areas).g. Include both imported and domestically producedfoods of <strong>animal</strong> orig<strong>in</strong> <strong>in</strong> <strong>the</strong> enhanced m<strong>on</strong>itor<strong>in</strong>gsystems.BackgroundRecent food-borne illness outbreaks and <str<strong>on</strong>g>meat</str<strong>on</strong>g> recallshave called <strong>in</strong>to questi<strong>on</strong> <strong>the</strong> reliability of our system forensur<strong>in</strong>g <strong>the</strong> safety of domestic and imported <str<strong>on</strong>g>meat</str<strong>on</strong>g>. ifapfacilities can have a variety of effects <strong>on</strong> public health ifprecauti<strong>on</strong>s are not taken to protect <strong>the</strong> health of <strong>the</strong>irfood <strong>animal</strong>s. Livestock producti<strong>on</strong> systems must beassessed for vulnerabilities bey<strong>on</strong>d <strong>the</strong> naturally occurr<strong>in</strong>gdisease agents. The US producti<strong>on</strong> of food has been amodel for <strong>the</strong> world, but a number of countries have now<strong>in</strong>stituted better practices. The food producti<strong>on</strong> system is<strong>on</strong>e of our most vulnerable critical <strong>in</strong>frastructure systemsand requires preparati<strong>on</strong> and protecti<strong>on</strong> from possibledomestic or foreign bioterrorism. C<strong>on</strong>fidence <strong>in</strong> <strong>the</strong> safetyof our food supply must be ma<strong>in</strong>ta<strong>in</strong>ed and, <strong>in</strong> some cases,restored.
The <strong>on</strong>go<strong>in</strong>g additi<strong>on</strong> of antimicrobial agents to ifap livestockfoodstuffs to promote growth also promotes <strong>the</strong> emergence of resistant stra<strong>in</strong>sof pathogens, present<strong>in</strong>g a significant risk to human health.Recommendati<strong>on</strong> #12.Improve <strong>the</strong> safety of our food supplyand reduce use of antimicrobials bymore aggressively mitigat<strong>in</strong>g producti<strong>on</strong>diseases (disorders associated with IFAPmanagement and breed<strong>in</strong>g).a. More attenti<strong>on</strong> should be given to antimicrobialresistantand o<strong>the</strong>r diseases <strong>on</strong> <strong>the</strong> <strong>farm</strong>. Too oftenattempts are made to address <strong>the</strong> effects of producti<strong>on</strong>diseases after <strong>the</strong>y arise (at process<strong>in</strong>g), ra<strong>the</strong>r thanprevent<strong>in</strong>g <strong>the</strong>m from occurr<strong>in</strong>g <strong>in</strong> <strong>the</strong> first place.b. Research <strong>in</strong>to systems that m<strong>in</strong>imize producti<strong>on</strong>diseases should be expanded, implemented, andadvocated by <strong>the</strong> state and <strong>the</strong> federal governments.BackgroundProducti<strong>on</strong> diseases are diseases that, although present<strong>in</strong> nature, become more prevalent as a result of certa<strong>in</strong>producti<strong>on</strong> practices. As producti<strong>on</strong> systems <strong>in</strong>crease <strong>the</strong>number of <strong>animal</strong>s <strong>in</strong> <strong>the</strong> same spaces, preventive healthcare strategies must be developed <strong>in</strong> parallel <strong>in</strong> order tom<strong>in</strong>imize <strong>the</strong> risks of producti<strong>on</strong>-related diseases.73
The Recommendati<strong>on</strong>sof <strong>the</strong> Commissi<strong>on</strong>Envir<strong>on</strong>ment74
Recommendati<strong>on</strong> #1.Improve enforcement of exist<strong>in</strong>gfederal, state, and local IFAP facilityregulati<strong>on</strong>s to improve <strong>the</strong> sit<strong>in</strong>g ofIFAP facilities and protect <strong>the</strong> healthof those who live near and downstreamfrom <strong>the</strong>m.a. Enforce all provisi<strong>on</strong>s of <strong>the</strong> Clean Water Act 14 and <strong>the</strong>Clean Air Act 15 that perta<strong>in</strong> to ifap.b. Provide adequate mandatory federal fund<strong>in</strong>g tostates to enable <strong>the</strong>m to hire more tra<strong>in</strong>ed <strong>in</strong>spectors,collect data, m<strong>on</strong>itor <strong>farm</strong>s more closely, educateproducers <strong>on</strong> proper manure handl<strong>in</strong>g techniques,write Comprehensive Nutrient Management Plans(cnmps), and enforce ifap regulati<strong>on</strong>s (e.g., nrcs,epa Secti<strong>on</strong> 106 grants, sba loans).c. States should enforce federal and state permits quickly,equitably, and robustly. A lack of fund<strong>in</strong>g and politicalwill often <strong>in</strong>hibits <strong>the</strong> ability of states to adequatelyenforce exist<strong>in</strong>g federal and state ifap (currentlyC<strong>on</strong>centrated Animal Feed<strong>in</strong>g Operati<strong>on</strong>, or cafo)regulati<strong>on</strong>s. Often states must rely <strong>on</strong> general fundappropriati<strong>on</strong>s to fund ifap (cafo) m<strong>on</strong>itor<strong>in</strong>g andrule enforcement. Dedicated mandatory fund<strong>in</strong>gwould improve this situati<strong>on</strong>, and additi<strong>on</strong>al fund<strong>in</strong>gfor m<strong>on</strong>itor<strong>in</strong>g and enforcement could be realized ifpermitt<strong>in</strong>g fee funds were dedicated to m<strong>on</strong>itor<strong>in</strong>gand enforcement.d. States should implement robust <strong>in</strong>specti<strong>on</strong> regimesthat are designed to deter ifap facility operators fromignor<strong>in</strong>g polluti<strong>on</strong> rules. Often, no state-sancti<strong>on</strong>edofficial visits an ifap facility unless <strong>the</strong>re is acompla<strong>in</strong>t, and <strong>the</strong>n it may be too late to documentor fix <strong>the</strong> problem. Each state should set a m<strong>in</strong>imum<strong>in</strong>specti<strong>on</strong> schedule (at least <strong>on</strong>ce a year), with specialattenti<strong>on</strong> to repeat violators (Kelly, March 20, 2007).e. State envir<strong>on</strong>mental protecti<strong>on</strong> agencies, ra<strong>the</strong>rthan state agricultural agencies, should be chargedwith regulat<strong>in</strong>g ifap waste. This would prevent <strong>the</strong>c<strong>on</strong>flict of <strong>in</strong>terest that arises when a state agencycharged with promot<strong>in</strong>g agriculture is also regulat<strong>in</strong>git (Wash<strong>in</strong>gt<strong>on</strong> State Department of Ecology, 2006).While envir<strong>on</strong>mental protecti<strong>on</strong> agencies may nothave expertise with food <strong>animal</strong>s, <strong>the</strong>y are generallybetter equipped than state agriculture agencies to dealwith waste disposal s<strong>in</strong>ce <strong>the</strong>y regulate many o<strong>the</strong>rtypes of waste disposal. Unfortunately, several statesare transferr<strong>in</strong>g <strong>the</strong> regulati<strong>on</strong> of ifap facilities from<strong>the</strong> department of envir<strong>on</strong>ment to <strong>the</strong>ir department ofagriculture.f. The epa should develop a standardized approach forregulat<strong>in</strong>g air polluti<strong>on</strong> from ifap facilities. ifap airemissi<strong>on</strong>s—<strong>in</strong>clud<strong>in</strong>g pollutants such as particulatematter, hydrogen sulfide, amm<strong>on</strong>ia, methane, andvolatile gases—are unregulated at <strong>the</strong> federal level.g. Clarify <strong>the</strong> def<strong>in</strong>iti<strong>on</strong> of <strong>the</strong> types of waste handl<strong>in</strong>gsystems and number of <strong>animal</strong>s that c<strong>on</strong>stitute aregulated ifap facility (cafo) <strong>in</strong> order to br<strong>in</strong>g agreater proporti<strong>on</strong> of <strong>the</strong> waste from ifap facilitiesunder regulati<strong>on</strong>. Under currently proposed epa rules,<strong>on</strong>ly 49 to 60% of ifap waste qualifies for federalregulati<strong>on</strong> (epa, 2003).h. The federal government should develop criteria forallowable levels of <strong>animal</strong> density and appropriatewaste management methods that are compatible withprotect<strong>in</strong>g watershed, airshed, soil, and aquifers byadjust<strong>in</strong>g for relevant hydrologic and geologic factors.States should use <strong>the</strong>se criteria to permit and site ifapoperati<strong>on</strong>s.i. Once criteria are established and implemented, epashould m<strong>on</strong>itor ifap’s effects <strong>on</strong> entire watersheds,not just <strong>on</strong> a per <strong>farm</strong> basis, s<strong>in</strong>ce ifap can have acumulative effect <strong>on</strong> <strong>the</strong> health of a watershed.j. Grant permits <strong>on</strong>ly to new ifap facilities that complywith local, state, and federal regulati<strong>on</strong>s.k. Require exist<strong>in</strong>g ifap facilities to comply and shutdown those that cannot or do not.l. The federal and state governments should <strong>in</strong>crease<strong>the</strong> number of ifap operati<strong>on</strong>s (currently restrictedto epa-def<strong>in</strong>ed cafos) to be regulated under federaland state law (nmps, effluent restricti<strong>on</strong>s, Nati<strong>on</strong>alPollutant Discharge Elim<strong>in</strong>ati<strong>on</strong> System (npdes)permits) and provide robust f<strong>in</strong>ancial and technicalsupport to smaller producers <strong>in</strong>cluded <strong>in</strong> <strong>the</strong> expandedifap (cafo) def<strong>in</strong>iti<strong>on</strong> to help <strong>the</strong>m comply with<strong>the</strong>se regulati<strong>on</strong>s. Under <strong>the</strong> current def<strong>in</strong>iti<strong>on</strong> of ac<strong>on</strong>centrated <strong>animal</strong> feed<strong>in</strong>g operati<strong>on</strong> (cafo), <strong>on</strong>ly5% of <strong>animal</strong> feed<strong>in</strong>g operati<strong>on</strong>s (afos) are cafos, yet<strong>the</strong>y raise 40% of US livestock. And <strong>on</strong>ly about 30%(4,000) of <strong>the</strong> 5% have federal permits (Copeland2006). If <strong>the</strong> current f<strong>in</strong>al rule (1,000 <strong>animal</strong> units,or au) were lowered to <strong>the</strong> orig<strong>in</strong>al rule proposed <strong>in</strong>2000, which would regulate cafos between 300 and75
Animals and <strong>the</strong>ir waste are c<strong>on</strong>centrated and may well exceed<strong>the</strong> capacity of <strong>the</strong> land to produce feed or absorb <strong>the</strong> waste.999 au or a 500-<strong>animal</strong> threshold (epa, 2003), 64%to 72% more waste would be covered under <strong>the</strong> federalpermitt<strong>in</strong>g process.m. Require operati<strong>on</strong>s that do not obta<strong>in</strong> a permitto prove <strong>the</strong>y are not discharg<strong>in</strong>g waste <strong>in</strong>to <strong>the</strong>envir<strong>on</strong>ment. Test wells for groundwater m<strong>on</strong>itor<strong>in</strong>g,and require surface water m<strong>on</strong>itor<strong>in</strong>g for those whowish to opt out of obta<strong>in</strong><strong>in</strong>g a permit. This wouldexpand <strong>the</strong> number of afos subject to regulati<strong>on</strong>.Currently, many operati<strong>on</strong>s that meet ifap facility(cafo) size thresholds do not obta<strong>in</strong> permits or falloutside state and federal regulati<strong>on</strong> because <strong>the</strong>y claim<strong>the</strong>y do not discharge. Claim<strong>in</strong>g no discharge exemptsifap facilities from federal regulati<strong>on</strong>, although<strong>the</strong>y are often still subject to state laws, which varygreatly from state to state (as noted <strong>in</strong> <strong>the</strong> Nati<strong>on</strong>alC<strong>on</strong>ference of State Legislatures study [ncsl, 2008]).BackgroundToo few ifap operati<strong>on</strong>s are m<strong>on</strong>itored, regulated, or even<strong>in</strong>spected <strong>on</strong> a regular basis. It is imperative that all levelsof government thoroughly enforce exist<strong>in</strong>g ifap laws forall ifap facilities. Fund<strong>in</strong>g should be <strong>in</strong>creased to enablefederal and state authorities to enforce ifap regulati<strong>on</strong>s <strong>in</strong>order to reduce <strong>the</strong> number of large operati<strong>on</strong>s negativelyimpact<strong>in</strong>g <strong>the</strong> soil, air, and water.Recommendati<strong>on</strong> #2.Develop and implement a newsystem to deal with <strong>farm</strong> waste(that will replace <strong>the</strong> <strong>in</strong>flexible andbroken system that exists today) toprotect <strong>America</strong>ns from <strong>the</strong> adverseenvir<strong>on</strong>mental and human healthhazards of improperly handledIFAP waste.a. C<strong>on</strong>gress and <strong>the</strong> federal government should worktoge<strong>the</strong>r to formulate laws and regulati<strong>on</strong>s outl<strong>in</strong><strong>in</strong>gbasel<strong>in</strong>e waste handl<strong>in</strong>g standards for ifap facilities.These standards would address <strong>the</strong> m<strong>in</strong>imum levelof mandatory ifap facility regulati<strong>on</strong> as well aswhich regulati<strong>on</strong>s states must enforce to prevent ifapfacilities from pollut<strong>in</strong>g <strong>the</strong> land, air, and water; statescould choose to implement more str<strong>in</strong>gent regulati<strong>on</strong>sif <strong>the</strong>y c<strong>on</strong>sidered <strong>the</strong>m necessary. Our dim<strong>in</strong>ish<strong>in</strong>gland capacity for produc<strong>in</strong>g food <strong>animal</strong>s, comb<strong>in</strong>edwith dw<strong>in</strong>dl<strong>in</strong>g freshwater supplies, escalat<strong>in</strong>g energycosts, nutrient overload<strong>in</strong>g of soil, and <strong>in</strong>creasedantibiotic resistance, will result <strong>in</strong> a crisis unless newlaws and regulati<strong>on</strong>s go <strong>in</strong>to effect <strong>in</strong> a timely fashi<strong>on</strong>.This process must beg<strong>in</strong> immediately and be fullyimplemented with<strong>in</strong> 10 years.b. Address site-specific permits for <strong>the</strong> operati<strong>on</strong> of allifap facilities and <strong>in</strong>clude <strong>the</strong> m<strong>on</strong>itor<strong>in</strong>g of air, water,and soil, total maximum daily loads (tmdls), 16 sitespecificnmps, 17 comprehensive nutrient managementplans (cnmps), 18 <strong>in</strong>specti<strong>on</strong>s, data collecti<strong>on</strong>, and selfreport<strong>in</strong>gto <strong>the</strong> clear<strong>in</strong>ghouse (see Recommendati<strong>on</strong>#3e <strong>in</strong> this secti<strong>on</strong>).c. Require <strong>the</strong> use of envir<strong>on</strong>mentally sound treatmenttechnologies for waste management (withoutspecify<strong>in</strong>g a particular technology that might not beappropriate for all c<strong>on</strong>diti<strong>on</strong>s).d. Mandate shared resp<strong>on</strong>sibility and liability for <strong>the</strong>disposal of ifap waste between <strong>in</strong>tegrators andproducers proporti<strong>on</strong>al to <strong>the</strong>ir c<strong>on</strong>trol over <strong>the</strong>operati<strong>on</strong> (<strong>in</strong>stead of this burden be<strong>in</strong>g solely <strong>the</strong>resp<strong>on</strong>sibility of <strong>the</strong> producer; [Arteaga, 2001]).e. Include basel<strong>in</strong>e federal z<strong>on</strong><strong>in</strong>g guidel<strong>in</strong>es that setout a framework for states. Require a pre-permit /c<strong>on</strong>structi<strong>on</strong> envir<strong>on</strong>mental impact study. Such arequirement would not prevent states and countiesfrom enact<strong>in</strong>g <strong>the</strong>ir own, more comprehensive, z<strong>on</strong><strong>in</strong>g77
78laws if necessary (see Recommendati<strong>on</strong> #1 underCompetiti<strong>on</strong> and Community Impacts).f. Establish mechanisms for community <strong>in</strong>volvementto provide neighbors of ifap facilities opportunitiesto review and comment <strong>on</strong> proposed facilities, andallow <strong>the</strong>m to take acti<strong>on</strong> <strong>in</strong> cases where federal orstate regulati<strong>on</strong>s have been violated <strong>in</strong> <strong>the</strong> absence ofenforcement of those laws by <strong>the</strong> appropriate authority.Individuals who have had <strong>the</strong>ir private propertyc<strong>on</strong>tam<strong>in</strong>ated through no fault of <strong>the</strong>ir own must haveaccess to <strong>the</strong> courts to obta<strong>in</strong> redress.g. Ensure that all types of ifap waste (e.g., dry litter, wetwaste) are covered by regulati<strong>on</strong>s (epa, 2003).h. Establish standards that protect people, <strong>animal</strong>s, and<strong>the</strong> envir<strong>on</strong>ment from <strong>the</strong> effects of ifap waste <strong>on</strong>and off <strong>the</strong> operati<strong>on</strong>’s property (Arteaga, 2001; epa,2003; Schiffman, Studwell et al., 2005; Sigurdars<strong>on</strong>and Kl<strong>in</strong>e 2006; Stolz, Perera et al., 2007).i. Phase out <strong>the</strong> use of lago<strong>on</strong> and spray systems <strong>in</strong> areasthat cannot susta<strong>in</strong> <strong>the</strong>ir use (e.g., fragile watersheds,floodpla<strong>in</strong>s, certa<strong>in</strong> geologic formati<strong>on</strong>s, areas pr<strong>on</strong>e todisruptive wea<strong>the</strong>r patterns).j. Require new and expand<strong>in</strong>g ifap facilities <strong>in</strong>vulnerable areas to use primary, sec<strong>on</strong>dary, andtertiary treatment of <strong>animal</strong> waste (similar to <strong>the</strong>treatment associated with human waste) until lago<strong>on</strong>and spray systems can be replaced by safe and effectivealternative technologies.k. Require m<strong>in</strong>imal water use <strong>in</strong> alternative systems toprotect <strong>the</strong> nati<strong>on</strong>’s dw<strong>in</strong>dl<strong>in</strong>g freshwater resources,balanced with <strong>the</strong> system’s effect <strong>on</strong> air and soilquality. Liquid manure handl<strong>in</strong>g systems should beused <strong>on</strong>ly if ano<strong>the</strong>r system is not feasible or wouldhave greater envir<strong>on</strong>mental impact than a liquidsystem. The susta<strong>in</strong>ability of alternative systems <strong>in</strong>relati<strong>on</strong> to water resources and carb<strong>on</strong> use should bea major focus dur<strong>in</strong>g <strong>the</strong>ir development.l. Prohibit <strong>the</strong> <strong>in</strong>stallati<strong>on</strong> of new liquid manurehandl<strong>in</strong>g systems and phase out <strong>the</strong>ir use <strong>on</strong> exist<strong>in</strong>goperati<strong>on</strong>s as technology allows.m. Require states to implement a robust <strong>in</strong>specti<strong>on</strong> regimethat comb<strong>in</strong>es adequate fund<strong>in</strong>g for annual <strong>in</strong>specti<strong>on</strong>swith additi<strong>on</strong>al risk-based <strong>in</strong>specti<strong>on</strong>s where necessary.It is important that all ifap facilities be <strong>in</strong>spected <strong>on</strong>a regular basis to ensure compliance with state andfederal waste management regulati<strong>on</strong>s. Additi<strong>on</strong>ally,some ifap facilities may need special attenti<strong>on</strong> becauseof <strong>the</strong> type of manure handl<strong>in</strong>g system <strong>in</strong> use, <strong>the</strong>facility’s age, its size, or its locati<strong>on</strong>. These high-riskoperati<strong>on</strong>s should be <strong>in</strong>spected more often thanlower-risk operati<strong>on</strong>s.BackgroundMost <strong>animal</strong> producti<strong>on</strong> facilities <strong>in</strong> <strong>the</strong> United States and<strong>in</strong>creas<strong>in</strong>gly <strong>in</strong> <strong>the</strong> world have become highly specializedmanufactur<strong>in</strong>g endeavors and should be viewed as such.The regulatory system for oversight of ifap facilitiesis flawed and <strong>in</strong>adequate to deal with <strong>the</strong> level andc<strong>on</strong>centrati<strong>on</strong> of waste produced by current food <strong>animal</strong>producti<strong>on</strong> systems, which were not well understood oreven foreseen when <strong>the</strong> laws were written. A new systemof laws and regulati<strong>on</strong>s that applies specifically to modernifap methods is needed.ifap facilities have become more c<strong>on</strong>centrated <strong>in</strong>certa<strong>in</strong> geographic areas. New regulati<strong>on</strong>s must address<strong>the</strong> z<strong>on</strong><strong>in</strong>g and sit<strong>in</strong>g of ifap facilities, particularly withregard to <strong>the</strong> topography, demographics, and climate of<strong>the</strong> suggested regi<strong>on</strong>. They must also take <strong>in</strong>to account an<strong>in</strong>dividual’s right to property free from polluti<strong>on</strong> causedby neighbor<strong>in</strong>g ifap facilities. ifap facility owners and<strong>in</strong>tegrators do not have a right to pollute <strong>the</strong>ir neighbors’land. Property owners or tenants must have <strong>the</strong> right totake legal acti<strong>on</strong> or petiti<strong>on</strong> <strong>the</strong> government to do so <strong>on</strong><strong>the</strong>ir behalf if <strong>the</strong>ir property is polluted by a neighbor<strong>in</strong>gifap facility.Waste from ifap facilities c<strong>on</strong>ta<strong>in</strong>s both desirable andundesirable byproducts. Desirable byproducts <strong>in</strong>cludenutrients that, when applied <strong>in</strong> appropriate amounts,can enhance producti<strong>on</strong> of food crops and biomass toproduce energy. Undesirable comp<strong>on</strong>ents <strong>in</strong>clude excesspathogenic bacteria, antibiotic-resistant bacteria, viruses,<strong>in</strong>dustrial chemicals, heavy metals, and o<strong>the</strong>r potentiallyproblematic organic and <strong>in</strong>organic compounds. Newifap laws and regulati<strong>on</strong>s must mandate development ofsusta<strong>in</strong>able waste handl<strong>in</strong>g and treatment systems that canuse <strong>the</strong> beneficial comp<strong>on</strong>ents and render <strong>the</strong> less desirablecomp<strong>on</strong>ents benign. These new laws should not mandatespecific systems for producers; ra<strong>the</strong>r <strong>the</strong>y should setdischarge standards that can be met us<strong>in</strong>g a varietyof systems that accommodate <strong>the</strong> local climate andgeography.C<strong>on</strong>gress should work with <strong>the</strong> epa, usda, andfda to establish a clear and c<strong>on</strong>sistent def<strong>in</strong>iti<strong>on</strong> ofwhich ifap facilities should be regulated and to develop
As <strong>in</strong> large human settlements, improper managementof <strong>the</strong> highly c<strong>on</strong>centrated feces produced by ifap facilitiescan and does overwhelm natural cleans<strong>in</strong>g processes.a risk-based assessment method for all types of ifapsystems, c<strong>on</strong>sider<strong>in</strong>g variables such as topography, climate,and hydrology. New and clearly def<strong>in</strong>ed regulati<strong>on</strong>s willprevent an operati<strong>on</strong> from slipp<strong>in</strong>g through <strong>the</strong> cracks andwill make it clear to states, communities, and citizens howto proceed regard<strong>in</strong>g <strong>the</strong> impacts of ifap.Recommendati<strong>on</strong> #3.Increase and improve m<strong>on</strong>itor<strong>in</strong>g andresearch of <strong>farm</strong> waste to hasten <strong>the</strong>development of new and <strong>in</strong>novativesystems to deal with IFAP waste andto better our understand<strong>in</strong>g of whatis happen<strong>in</strong>g with IFAP today.a. All ifap facilities should have, at a m<strong>in</strong>imum, aNutrient Management Plan (nmp) for <strong>the</strong> disposalof manure. 19 An nmp describes appropriate methodsfor <strong>the</strong> handl<strong>in</strong>g and disposal of manure and for itsapplicati<strong>on</strong> to fields. The plan should also <strong>in</strong>cluderecords of <strong>the</strong> method and tim<strong>in</strong>g of manure disposal.i. State and federal governments should providefunds through state regulatory agencies and<strong>the</strong> Nati<strong>on</strong>al Resources C<strong>on</strong>servati<strong>on</strong> Service(nrcs) to help producers write and implementnmps. 20ii. The epa should set federal m<strong>in</strong>imum standardsfor <strong>the</strong> extent of nmps and specify whatm<strong>on</strong>itor<strong>in</strong>g data should be kept.iii. Allow <strong>the</strong> Envir<strong>on</strong>mental Quality IncentivesProgram (eqip) to (1) fund <strong>the</strong> writ<strong>in</strong>g ofnmps to expedite <strong>the</strong>ir implementati<strong>on</strong> and(2) provide bus<strong>in</strong>ess plans for alternativesystems to equalize access to governmentfunds for n<strong>on</strong>-ifap and ifap (cafo)-styleproducti<strong>on</strong>. 21b. The federal, state, and local governments shouldbeg<strong>in</strong> collect<strong>in</strong>g data <strong>on</strong> air emissi<strong>on</strong>s, ground andsurface water emissi<strong>on</strong>s, soil emissi<strong>on</strong>s, and healthoutcomes (e.g., cardiovascular disease, heart disease,<strong>in</strong>juries, allergies) for people who live near ifapfacilities and for ifap workers. These data shouldbe tabulated and comb<strong>in</strong>ed with exist<strong>in</strong>g data <strong>in</strong> anati<strong>on</strong>al ifap data clear<strong>in</strong>ghouse that will enable <strong>the</strong>epa and o<strong>the</strong>r agencies to keep track of air, water, andland emissi<strong>on</strong>s from ifap facilities and evaluate <strong>the</strong>public health implicati<strong>on</strong>s of <strong>the</strong>se emissi<strong>on</strong>s. Theepa and o<strong>the</strong>r state and federal agencies should use<strong>the</strong>se comprehensive data both to support <strong>in</strong>dependentresearch and to better regulate ifap facilities.Currently, fda, epa, and o<strong>the</strong>r federal agencies eachkeep extensive records for different <strong>in</strong>dustries as away to track changes and regulate each <strong>in</strong>dustry. Theclear<strong>in</strong>ghouse would c<strong>on</strong>solidate data from around79
80<strong>the</strong> country, <strong>the</strong>reby giv<strong>in</strong>g producers <strong>the</strong> chanceto improve <strong>the</strong>ir operati<strong>on</strong> by provid<strong>in</strong>g access to<strong>in</strong>formati<strong>on</strong> about better technologies and improvedwaste systems. It would also allow researchers,regulators, and policymakers to evaluate chang<strong>in</strong>genvir<strong>on</strong>mental and public health impacts of agricultureand adjust regulati<strong>on</strong>s accord<strong>in</strong>gly. The epa, fda, andusda should take <strong>the</strong> follow<strong>in</strong>g acti<strong>on</strong>s:i. Add data collected <strong>on</strong> <strong>farm</strong> waste handl<strong>in</strong>gsystems to <strong>the</strong> clear<strong>in</strong>ghouse for use assess<strong>in</strong>gand evaluat<strong>in</strong>g <strong>the</strong> susta<strong>in</strong>ability of <strong>animal</strong>producti<strong>on</strong> models and <strong>farm</strong> waste handl<strong>in</strong>gsystems by regi<strong>on</strong>.ii. L<strong>in</strong>k data to <strong>the</strong>ir collecti<strong>on</strong> locati<strong>on</strong> tofacilitate regi<strong>on</strong>al comparis<strong>on</strong>s, given differentenvir<strong>on</strong>mental and geological c<strong>on</strong>diti<strong>on</strong>s.iii. Implement data protecti<strong>on</strong> procedures to ensurethat pers<strong>on</strong>al <strong>in</strong>formati<strong>on</strong> (e.g., <strong>in</strong>formati<strong>on</strong>that could be used by identity thieves) canbe accessed <strong>on</strong>ly by authorized agencies andpers<strong>on</strong>nel for official purposes.iv. Include comprehensive usda AgricultureCensus data <strong>in</strong> <strong>the</strong> nati<strong>on</strong>al clear<strong>in</strong>ghouse toprovide a c<strong>on</strong>text for <strong>the</strong> data and thus improve<strong>the</strong>ir utility.v. Include data <strong>on</strong> <strong>in</strong>dividual violati<strong>on</strong>s of stateand federal ifap facility (cafo) regulati<strong>on</strong>s<strong>in</strong> <strong>the</strong> public porti<strong>on</strong> of <strong>the</strong> nati<strong>on</strong>alclear<strong>in</strong>ghouse. Currently, it is difficult todeterm<strong>in</strong>e compliance with ifap (cafo)laws because states may or may not keep goodrecords of violati<strong>on</strong>s and may make <strong>the</strong>mextremely difficult for <strong>the</strong> public to access(nasda, 2001).c. Expand our understand<strong>in</strong>g of how to deal withc<strong>on</strong>centrated ifap waste, as well as <strong>the</strong> health andenvir<strong>on</strong>mental effects of this waste through morediversely funded and well-coord<strong>in</strong>ated researchto address methods for deal<strong>in</strong>g with ifap waste andits envir<strong>on</strong>mental and health effects, as well as tomove <strong>the</strong> United States towards more susta<strong>in</strong>ablesystems for deal<strong>in</strong>g with <strong>farm</strong> waste. Nati<strong>on</strong>alstandards for alternative waste systems are needed toguide development of improvements to exist<strong>in</strong>g wastehandl<strong>in</strong>g systems as well as <strong>the</strong> developmentof alternative / new waste handl<strong>in</strong>g systems.i. Require states to report basic data (generallocati<strong>on</strong>, number of <strong>animal</strong>s, nmp, etc.) <strong>on</strong>all ifap facilities <strong>in</strong> <strong>the</strong> public porti<strong>on</strong> of <strong>the</strong>nati<strong>on</strong>al clear<strong>in</strong>ghouse.ii. Federal and state governments should fundresearch <strong>in</strong>to alternative systems to replaceexist<strong>in</strong>g, <strong>in</strong>sufficient waste handl<strong>in</strong>g systems,similar to <strong>the</strong> recent research d<strong>on</strong>e at NorthCarol<strong>in</strong>a State University. They should also<strong>in</strong>crease fund<strong>in</strong>g for research <strong>on</strong> <strong>the</strong> effects ofifap waste <strong>on</strong> public health, <strong>the</strong> envir<strong>on</strong>ment,and <strong>animal</strong> welfare.iii. Establish a nati<strong>on</strong>al clear<strong>in</strong>ghouse for data<strong>on</strong> alternative systems. The clear<strong>in</strong>ghousewould be <strong>the</strong> repository of regi<strong>on</strong>ally andtopographically significant data <strong>on</strong> ec<strong>on</strong>omicperformance, envir<strong>on</strong>mental performance (air,water, and soil), and overall susta<strong>in</strong>ability forpotentially useful alternative waste handl<strong>in</strong>gsystems.iv. Improve and standardize research methodsfor data collecti<strong>on</strong> and analysis for <strong>the</strong>clear<strong>in</strong>ghouse. Standardized methods wouldallow states and <strong>the</strong> federal governmentto compare regi<strong>on</strong>ally relevant data <strong>in</strong> <strong>the</strong>clear<strong>in</strong>ghouse and facilitate evaluati<strong>on</strong> of newwaste handl<strong>in</strong>g systems.v. Increase fund<strong>in</strong>g for research to effectivelyassess and improve <strong>the</strong> ec<strong>on</strong>omic performance,energy balance, risk assessment, andenvir<strong>on</strong>mental susta<strong>in</strong>ability of alternativewaste handl<strong>in</strong>g systems.vi. Increase fund<strong>in</strong>g for research focused <strong>on</strong>comprehensive systems to deal with waste,ra<strong>the</strong>r than those focused <strong>on</strong> <strong>on</strong>e process todeal with <strong>on</strong>e aspect of waste (such as us<strong>in</strong>g adigester to reduce volume, which does little toreduce <strong>the</strong> levels of certa<strong>in</strong> toxic comp<strong>on</strong>ents).Deal<strong>in</strong>g with <strong>on</strong>ly <strong>on</strong>e comp<strong>on</strong>ent of waste mayhave <strong>the</strong> un<strong>in</strong>tended c<strong>on</strong>sequence of caus<strong>in</strong>ggreater harm to <strong>the</strong> envir<strong>on</strong>ment.
etween ifap air polluti<strong>on</strong> and asthma.Studies have dem<strong>on</strong>strated str<strong>on</strong>g and c<strong>on</strong>sistent associati<strong>on</strong>svii.Expand <strong>the</strong> type and number of entitiesresearch<strong>in</strong>g <strong>farm</strong> waste handl<strong>in</strong>g by expand<strong>in</strong>g<strong>the</strong> public fund<strong>in</strong>g of research at bothland-grant and n<strong>on</strong>-land-grant <strong>in</strong>stituti<strong>on</strong>s,and o<strong>the</strong>r research entities. In additi<strong>on</strong>,transparency of fund<strong>in</strong>g source <strong>in</strong> agriculturalresearch should be standard.BackgroundA robust m<strong>on</strong>itor<strong>in</strong>g system should be <strong>in</strong>stituted toimprove knowledge about ifap facilities’ current wastemanagement practices as <strong>the</strong> basis for development ofcleaner and safer methods of food <strong>animal</strong> producti<strong>on</strong>.Recommendati<strong>on</strong> #4.Increase fund<strong>in</strong>g for research <strong>in</strong>toimprov<strong>in</strong>g waste handl<strong>in</strong>g systems andstandardize measurements to allowbetter comparis<strong>on</strong>s between systems.a. Develop a central repository for <strong>in</strong>formati<strong>on</strong> <strong>on</strong> howto best facilitate rapid adopti<strong>on</strong> of new air and waterpolluti<strong>on</strong> reducti<strong>on</strong> technologies that currently exist orare under development across <strong>the</strong> country. Research todevelop effective means of assistance to pay for <strong>the</strong>m,(eqip should be part of this) should be a comp<strong>on</strong>entof this repository. (Examples of technologies <strong>in</strong>clude:biofilters, buffer strips, dehydrati<strong>on</strong>, <strong>in</strong>jecti<strong>on</strong>,digesters, reduced feed wastage, etc.)b. Increase fund<strong>in</strong>g for <strong>the</strong> creati<strong>on</strong> and expansi<strong>on</strong> ofprograms for implement<strong>in</strong>g improved husbandry andtechnology practices <strong>on</strong> currently exist<strong>in</strong>g facilities<strong>in</strong>clud<strong>in</strong>g fund<strong>in</strong>g c<strong>on</strong>versi<strong>on</strong>s to alternative <strong>farm</strong><strong>in</strong>gpractices. 22 (Examples of such programs <strong>in</strong>clude,but are not limited to: eqip, cooperative extensi<strong>on</strong>,nrcs, cost share, loans, grants, and accelerated capitaldepreciati<strong>on</strong>.) Sign-up and applicati<strong>on</strong> <strong>in</strong>formati<strong>on</strong>for <strong>the</strong>se types of programs should be <strong>in</strong>cluded <strong>in</strong> <strong>the</strong>clear<strong>in</strong>ghouse so that producers <strong>on</strong>ly have to go to <strong>on</strong>eplace to get <strong>in</strong>formati<strong>on</strong> and sign up for a program. Adollar amount cap should be placed <strong>on</strong> <strong>the</strong> cost-shareprogram to prevent large-scale operators from us<strong>in</strong>g<strong>the</strong> program to externalize <strong>the</strong>ir costs. These fundsshould not be used for <strong>the</strong> physical c<strong>on</strong>structi<strong>on</strong> ofnew facilities.c. Target <strong>in</strong>creased assistance and <strong>in</strong>formati<strong>on</strong> to smallproducers who are least able to afford implementati<strong>on</strong>of new practices and deal with <strong>in</strong>creased regulati<strong>on</strong>,but still have <strong>the</strong> potential to pollute. Air emissi<strong>on</strong>technologies, such as biofilters, that are used <strong>in</strong> o<strong>the</strong>rparts of <strong>the</strong> world should be c<strong>on</strong>sidered for use <strong>in</strong>ifaps <strong>in</strong> <strong>the</strong> United States.BackgroundData from research <strong>in</strong>to alternative systems should bel<strong>in</strong>ked to <strong>the</strong> ifap <strong>in</strong>formati<strong>on</strong> clear<strong>in</strong>ghouse to facilitateand expedite access and use. Greater f<strong>in</strong>ancial andtechnical assistance must be provided to those who wish toimplement alternative systems.81
The Recommendati<strong>on</strong>sof <strong>the</strong> Commissi<strong>on</strong>Animal Welfare82
Recommendati<strong>on</strong> #1.The <strong>animal</strong> agriculture <strong>in</strong>dustry shouldimplement federal performance-basedstandards to improve <strong>animal</strong> health andwell-be<strong>in</strong>g.a. The federal government should develop performancebased(not resource-based) <strong>animal</strong> welfare standards.Animal welfare has improved <strong>in</strong> recent years based <strong>on</strong><strong>in</strong>dustry research and c<strong>on</strong>sumer demand; <strong>the</strong> latterhas led, for example, to <strong>the</strong> creati<strong>on</strong> of <strong>the</strong> United EggProducers’ certificati<strong>on</strong> program and <strong>the</strong> McD<strong>on</strong>ald’s<strong>animal</strong> welfare council. However, <strong>in</strong> order to fulfill ourethical resp<strong>on</strong>sibility to treat <strong>farm</strong> <strong>animal</strong>s humanely,federally m<strong>on</strong>itored standards that ensure at least <strong>the</strong>follow<strong>in</strong>g m<strong>in</strong>imum standards for <strong>animal</strong> treatment:Good feed<strong>in</strong>g: Animals should not suffer prol<strong>on</strong>gedhunger or thirst;Good hous<strong>in</strong>g: Animals should be comfor<strong>table</strong>especially <strong>in</strong> <strong>the</strong>ir ly<strong>in</strong>g areas, should not suffer<strong>the</strong>rmal extremes, and should have enough spaceto move around freely;Good health: Animals should not be physically<strong>in</strong>jured and should be free of preven<strong>table</strong> diseaserelated to producti<strong>on</strong>; <strong>in</strong> <strong>the</strong> event that surgicalprocedures are performed <strong>on</strong> <strong>animal</strong>s for <strong>the</strong>purposes of health or management, modalitiesshould be used to m<strong>in</strong>imize pa<strong>in</strong>; andAppropriate behavior: Animals should be allowedto perform normal n<strong>on</strong>harmful social behaviorsand to express species-specific natural behaviorsas much as reas<strong>on</strong>ably possible; <strong>animal</strong>s shouldbe handled well <strong>in</strong> all situati<strong>on</strong>s (handlers shouldpromote good human–<strong>animal</strong> relati<strong>on</strong>ships);negative emoti<strong>on</strong>s such as fear, distress, extremefrustrati<strong>on</strong>, or boredom should be avoided.b. Implement a government oversight system similar <strong>in</strong>structure to that used for laboratory <strong>animal</strong> welfare:Each ifap facility would be certified by an <strong>in</strong>dustryfunded,government-chartered, not-for-profit entityaccredited by <strong>the</strong> federal government to m<strong>on</strong>itorifap. Federal entities would audit ifap facilities forcompliance. C<strong>on</strong>sumers could look for <strong>the</strong> third-partycertificati<strong>on</strong> as proof that <strong>the</strong> producti<strong>on</strong> process meetsfederal <strong>farm</strong> <strong>animal</strong> welfare standards.c. Change <strong>the</strong> system for m<strong>on</strong>itor<strong>in</strong>g and regulat<strong>in</strong>g<strong>animal</strong> welfare, recommend improvements <strong>in</strong> <strong>animal</strong>welfare as science, and encourage c<strong>on</strong>sumers toc<strong>on</strong>t<strong>in</strong>ue to push <strong>animal</strong> welfare policy. Improved<strong>animal</strong> husbandry practices and an ethically basedview of <strong>animal</strong> welfare will solve or ameliorate manyifap <strong>animal</strong> welfare problems.d. Federal standards for <strong>farm</strong> <strong>animal</strong> welfare should bedeveloped immediately based <strong>on</strong> a fair, ethical, andevidence-based understand<strong>in</strong>g of normal <strong>animal</strong>behavior.BackgroundThere is <strong>in</strong>creas<strong>in</strong>g, broad-based <strong>in</strong>terest <strong>in</strong> comm<strong>on</strong>sense,husbandry-based agriculture that is humane, susta<strong>in</strong>able,ethical, and a source of pride to its practiti<strong>on</strong>ers. Proper<strong>animal</strong> husbandry 23 practices (e.g., breed<strong>in</strong>g for traitsbesides productivity, growth, and carcass c<strong>on</strong>diti<strong>on</strong>) and<strong>animal</strong> management are critical to <strong>the</strong> welfare of <strong>farm</strong><strong>animal</strong>s, as well as to <strong>the</strong> envir<strong>on</strong>ment and public health.Evaluat<strong>in</strong>g <strong>animal</strong> welfare without tak<strong>in</strong>g <strong>in</strong>to account<strong>animal</strong> health, husbandry practices, and normal behaviorsfor each species is <strong>in</strong>adequate and <strong>in</strong>appropriate.83
C<strong>on</strong>sumer c<strong>on</strong>cern for humane treatment of food-produc<strong>in</strong>g<strong>animal</strong>s is grow<strong>in</strong>g and has prompted change <strong>in</strong> <strong>the</strong> <strong>in</strong>dustry.Recommendati<strong>on</strong> #2.Implement better <strong>animal</strong> husbandrypractices to improve public health and<strong>animal</strong> well-be<strong>in</strong>g.a. Change breed<strong>in</strong>g practices to <strong>in</strong>clude attributes andgenetics besides productivity, growth, and carcassc<strong>on</strong>diti<strong>on</strong> (Appleby and Lawrence, 1987); for example,hogs might be bred for docile behavior, fowl for b<strong>on</strong>estrength and organ capacity, and sows, dairy and beefcattle for “good” mo<strong>the</strong>r<strong>in</strong>g. In recent decades, <strong>farm</strong><strong>animal</strong>s have been selectively bred for specific physicaltraits (e.g., fast growth, <strong>in</strong>creased lean muscle mass,<strong>in</strong>creased milk producti<strong>on</strong>) that have led to greater<strong>in</strong>cidence of and susceptibility to transmissible disease,new genetic diseases, a larger number and scope ofmental or behavioral abnormalities 24 , and lameness.b. Improve and expand <strong>the</strong> teach<strong>in</strong>g of <strong>animal</strong> husbandrypractices at land-grant universities.c. Federal and state governments should fund (throughtax <strong>in</strong>centives and directed educati<strong>on</strong> fund<strong>in</strong>g,<strong>in</strong>clud<strong>in</strong>g for technical colleges) <strong>the</strong> tra<strong>in</strong><strong>in</strong>g of <strong>farm</strong>workers and food <strong>in</strong>dustry pers<strong>on</strong>nel <strong>in</strong> susta<strong>in</strong>able,ethical <strong>animal</strong> husbandry.d. Diversify <strong>the</strong> type of <strong>farm</strong> <strong>animal</strong> producti<strong>on</strong> systemstaught at land-grant schools bey<strong>on</strong>d <strong>the</strong> status quoifap system. i. Increase fund<strong>in</strong>g for <strong>the</strong> teach<strong>in</strong>g of goodhusbandry and alternative producti<strong>on</strong>techniques through local extensi<strong>on</strong> offices.ii. Work to reduce and elim<strong>in</strong>ate “producti<strong>on</strong>diseases,” def<strong>in</strong>ed as diseases caused byproducti<strong>on</strong> management or nutriti<strong>on</strong>alpractices; liver abscesses <strong>in</strong> feedlot cattle are anexample of a producti<strong>on</strong> disease.BackgroundThe use of better husbandry practices <strong>in</strong> ifap canelim<strong>in</strong>ate or alleviate many of <strong>the</strong> <strong>animal</strong> welfare andpublic health issues that have arisen because of ifapc<strong>on</strong>f<strong>in</strong>ement practices.Recommendati<strong>on</strong> #3.Phase out <strong>the</strong> most <strong>in</strong>tensive and<strong>in</strong>humane producti<strong>on</strong> practices with<strong>in</strong>a decade to reduce IFAP risks to publichealth and improve <strong>animal</strong> well-be<strong>in</strong>g;<strong>the</strong>se practices <strong>in</strong>clude <strong>the</strong> follow<strong>in</strong>g:a. Gestati<strong>on</strong> crates where sows are kept for <strong>the</strong>ir entire124-day gestati<strong>on</strong> period. The crates do not allow <strong>the</strong><strong>animal</strong>s to turn around or express natural behaviors,and <strong>the</strong>y restrict <strong>the</strong> sow’s ability to lie downcomfortably. Alternatives such as open feed<strong>in</strong>g stallsand pens can be used to manage sows.b. Restrictive farrow<strong>in</strong>g crates, <strong>in</strong> which sows are no<strong>table</strong> to turn around or exhibit natural behavior. Asan alternative, farrow<strong>in</strong>g systems (e.g., <strong>the</strong> FreedomFarrow<strong>in</strong>g System, Natural Farrow<strong>in</strong>g Systems)provide protecti<strong>on</strong> to <strong>the</strong> piglets while allow<strong>in</strong>g morefreedom of movement for <strong>the</strong> sow.c. Any cages that house multiple egg-lay<strong>in</strong>g chickens(comm<strong>on</strong>ly referred to as “battery cages”) withoutallow<strong>in</strong>g <strong>the</strong> hens to exhibit normal behavior (e.g.,peck<strong>in</strong>g, scratch<strong>in</strong>g, roost<strong>in</strong>g).d. The te<strong>the</strong>r<strong>in</strong>g and / or <strong>in</strong>dividual hous<strong>in</strong>g of calves for<strong>the</strong> producti<strong>on</strong> of white veal. This practice is alreadyrare <strong>in</strong> <strong>the</strong> United States, so its phaseout can be d<strong>on</strong>equickly.e. Forced feed<strong>in</strong>g of fowl to produce foie gras.f. Tail dock<strong>in</strong>g of dairy cattle.g. Forced molt<strong>in</strong>g by feed removal for lay<strong>in</strong>g hens toextend <strong>the</strong> lay<strong>in</strong>g period (for <strong>the</strong> most part, this hasbeen phased out by uep standards implemented <strong>in</strong>2002). 25BackgroundCerta<strong>in</strong> ifap practices cause <strong>animal</strong> suffer<strong>in</strong>g and shouldbe phased out <strong>in</strong> favor of more humane <strong>animal</strong> treatment.While all <strong>the</strong> practices listed above should be elim<strong>in</strong>ated asso<strong>on</strong> as possible (i.e., with<strong>in</strong> 10 years), current technologyand best practices may limit <strong>the</strong>ir short-term phase-out.The phase-out plan should <strong>in</strong>clude tax <strong>in</strong>centives, such asaccelerated depreciati<strong>on</strong> for new and remodeled structures,targeted to regi<strong>on</strong>al and family operati<strong>on</strong>s.85
Recommendati<strong>on</strong> #4.Improve <strong>animal</strong> welfare practices andc<strong>on</strong>diti<strong>on</strong>s that pose a threat to publichealth and <strong>animal</strong> well-be<strong>in</strong>g; suchpractices and c<strong>on</strong>diti<strong>on</strong>s <strong>in</strong>clude <strong>the</strong>follow<strong>in</strong>g:BackgroundCerta<strong>in</strong> ifap practices need to be improved to providea more humane experience for <strong>the</strong> <strong>animal</strong>. Those listedabove should be carefully exam<strong>in</strong>ed for humaneness andremedied as appropriate, tak<strong>in</strong>g <strong>in</strong>to account availabletechnology and current best practices.a. Floor<strong>in</strong>g and hous<strong>in</strong>g c<strong>on</strong>diti<strong>on</strong>s <strong>in</strong> feedlots anddairies: cattle kept <strong>on</strong> c<strong>on</strong>crete, left <strong>in</strong> excessiveamounts of feces, and / or not provided shade and / ormist<strong>in</strong>g <strong>in</strong> hot climates.b. Floor<strong>in</strong>g and o<strong>the</strong>r hous<strong>in</strong>g c<strong>on</strong>diti<strong>on</strong>s at sw<strong>in</strong>efacilities: hogs that spend <strong>the</strong>ir entire lifetime <strong>on</strong>c<strong>on</strong>crete are pr<strong>on</strong>e to higher rates of leg <strong>in</strong>jury(Andersen and Boe, 1999; Brennan and Aherne, 1987).c. The method of disposal of unwanted male chicks andof adult fowl <strong>in</strong> catastrophic situati<strong>on</strong>s that require <strong>the</strong>destructi<strong>on</strong> of large numbers of birds.d. Hand-catch<strong>in</strong>g methods for fowl that result <strong>in</strong> <strong>the</strong><strong>animal</strong>s’ broken limbs, bruis<strong>in</strong>g, and stress.e. Body-alter<strong>in</strong>g procedures that cause pa<strong>in</strong> to <strong>the</strong><strong>animal</strong>s, ei<strong>the</strong>r dur<strong>in</strong>g or afterward.f. Air quality <strong>in</strong> ifap build<strong>in</strong>gs: gas buildup can causerespiratory harm to <strong>animal</strong> health and to ifap workersthrough exposure to gas buildup, toxic dust, and o<strong>the</strong>rirritants.g. Amm<strong>on</strong>ia burns <strong>on</strong> <strong>the</strong> feet and hocks of fowl due toc<strong>on</strong>tact with litter.h. Some wean<strong>in</strong>g practices for piglets, beef cattle, andveal calves: <strong>the</strong> shorten<strong>in</strong>g of <strong>the</strong> wean<strong>in</strong>g period orabrupt wean<strong>in</strong>g to move <strong>the</strong> <strong>animal</strong> to market fastercan stress <strong>the</strong> <strong>animal</strong>s and make <strong>the</strong>m more vulnerableto disease.The federal government should act <strong>on</strong> <strong>the</strong> follow<strong>in</strong>grecommendati<strong>on</strong>s to improve <strong>animal</strong> welfare:a. Streng<strong>the</strong>n and enforce laws deal<strong>in</strong>g with <strong>the</strong>transport of livestock by truck. 26 Transport lawsshould also address <strong>the</strong> overpack<strong>in</strong>g of livestockdur<strong>in</strong>g transportati<strong>on</strong>, l<strong>on</strong>g-distance transport of <strong>farm</strong><strong>animal</strong>s without adequate care, and transport of veryyoung <strong>animal</strong>s.b. The federal government must <strong>in</strong>clude fowl under <strong>the</strong>Humane Methods of Slaughter Act. 2786
Food <strong>animal</strong>s that are treated well and provided with at leastm<strong>in</strong>imum accommodati<strong>on</strong> of <strong>the</strong>ir natural behaviors and physical needsare healthier and safer for human c<strong>on</strong>sumpti<strong>on</strong>.Recommendati<strong>on</strong> #5.Improve <strong>animal</strong> welfare research <strong>in</strong>support of cost-effective and reliableways to raise food <strong>animal</strong>s whileprovid<strong>in</strong>g humane <strong>animal</strong> care.a. There is a significant amount of <strong>animal</strong> welfareresearch be<strong>in</strong>g d<strong>on</strong>e, but <strong>the</strong> fund<strong>in</strong>g often comesfrom special <strong>in</strong>terest groups. Some of this research ispublished and distributed to <strong>the</strong> agriculture <strong>in</strong>dustry,but without acknowledgment of <strong>the</strong> fund<strong>in</strong>g sources.Such lack of disclosure ta<strong>in</strong>ts ma<strong>in</strong>stream <strong>animal</strong>welfare research. To improve <strong>the</strong> transparency of<strong>animal</strong> research, <strong>the</strong>re needs to be disclosure offund<strong>in</strong>g sources for peer-reviewed published research.Much of today’s agriculture and livestock research, forexample, comes from land-grant colleges with <strong>animal</strong>science and agriculture departments that are heavilyendowed by special <strong>in</strong>terests or <strong>in</strong>dustry. However,a lot of very good research <strong>on</strong> humane methodsof stunn<strong>in</strong>g and slaughter has been funded by <strong>the</strong><strong>in</strong>dustry.b. More diversity <strong>in</strong> <strong>the</strong> fund<strong>in</strong>g sources for <strong>animal</strong>welfare research is also needed. Most <strong>animal</strong> welfareresearch takes place at land-grant <strong>in</strong>stituti<strong>on</strong>s, buto<strong>the</strong>r <strong>in</strong>stituti<strong>on</strong>s should not be barred from engag<strong>in</strong>g<strong>in</strong> <strong>animal</strong> welfare research due to lack of researchfunds. The federal government is <strong>in</strong> <strong>the</strong> best positi<strong>on</strong>to provide unbiased <strong>animal</strong> welfare research; <strong>the</strong>reforefederal fund<strong>in</strong>g for <strong>animal</strong> welfare research should berevived and <strong>in</strong>creased.c. Focus research <strong>on</strong> <strong>animal</strong>-based outcomes relat<strong>in</strong>gto natural behavior and stress, and away fromphysical factors (e.g., growth, weight ga<strong>in</strong>) that d<strong>on</strong>ot accurately characterize an <strong>animal</strong>’s welfare statusexcept <strong>in</strong> <strong>the</strong> grossest sense.d. Include ethics as a key comp<strong>on</strong>ent of research <strong>in</strong>to<strong>the</strong> humaneness of a particular practice. Scientificoutcomes are critical, but whe<strong>the</strong>r a practice is ethicalmust be taken <strong>in</strong>to account.BackgroundWhile <strong>the</strong>re is a large amount of peer-reviewed research<strong>on</strong> <strong>animal</strong> welfare issues be<strong>in</strong>g d<strong>on</strong>e today, <strong>the</strong>re is roomto improve <strong>the</strong> quality and focus of that research. Morediversity <strong>in</strong> <strong>the</strong> fund<strong>in</strong>g sources for <strong>animal</strong> welfareresearch is also needed. While land-grant <strong>in</strong>stituti<strong>on</strong>s arewhere most <strong>animal</strong> welfare research takes place, o<strong>the</strong>r<strong>in</strong>stituti<strong>on</strong>s should not be barred from engag<strong>in</strong>g <strong>in</strong> <strong>animal</strong>welfare research due to lack of research funds. Federalfund<strong>in</strong>g for <strong>animal</strong> welfare research should be revived and<strong>in</strong>creased. The Federal government is <strong>in</strong> <strong>the</strong> best positi<strong>on</strong>to provide unbiased <strong>animal</strong> welfare research.87
The Recommendati<strong>on</strong>sof <strong>the</strong> Commissi<strong>on</strong>CommunityImpacts88
social problems for communities”“large-scale <strong>in</strong>dustrialized <strong>farm</strong>s create a variety ofRecommendati<strong>on</strong> #1.States, counties, and local governmentsshould implement z<strong>on</strong><strong>in</strong>g and sit<strong>in</strong>gguidance govern<strong>in</strong>g new IFAPoperati<strong>on</strong>s that fairly and effectivelyevaluate <strong>the</strong> suitability of a site for<strong>the</strong>se types of facilities.Regulatory agencies should c<strong>on</strong>sider <strong>the</strong> follow<strong>in</strong>g factorsfor <strong>in</strong>clusi<strong>on</strong> <strong>in</strong> <strong>the</strong>ir ifap plans, and should adopt suchguidel<strong>in</strong>es regardless of whe<strong>the</strong>r an ifap facility currentlyexists <strong>in</strong> <strong>the</strong>ir jurisdicti<strong>on</strong> (Please note that each of <strong>the</strong>follow<strong>in</strong>g comp<strong>on</strong>ents should take climate, soil type,prevail<strong>in</strong>g w<strong>in</strong>ds, topography, air emissi<strong>on</strong>s, operati<strong>on</strong>size, noise levels, traffic, designated lands, and o<strong>the</strong>rcriteria deemed relevant <strong>in</strong>to account.):a. Setback Distances: ifap facilities pose envir<strong>on</strong>mentaland public health risks to <strong>the</strong> areas <strong>in</strong> which <strong>the</strong>yare sited. Determ<strong>in</strong><strong>in</strong>g an exact distance from <strong>the</strong>producti<strong>on</strong> facility at which risks beg<strong>in</strong> and end isvery difficult, but is important to c<strong>on</strong>sider. Distancesfrom schools, residences, surface and groundwatersources, churches, parks, and areas designatedto protect wildlife should all be factored <strong>in</strong>to <strong>the</strong>proposed locati<strong>on</strong> of a food <strong>animal</strong> producti<strong>on</strong>facility. Waterways are particularly crucial as anywaste that seeps <strong>in</strong>to water sources may travel greatdistances. Proximity, size, available envir<strong>on</strong>mentalm<strong>on</strong>itor<strong>in</strong>g data, and state regulati<strong>on</strong>s for setbacksfor o<strong>the</strong>r <strong>in</strong>dustries must also be taken <strong>in</strong>to account.Setback distances should be significant enough toalleviate public health and envir<strong>on</strong>mental c<strong>on</strong>cerns.Determ<strong>in</strong>ati<strong>on</strong> of appropriate distances should bemade by local officials s<strong>in</strong>ce state regulators cannottake <strong>in</strong>to account every particular factor—<strong>the</strong>ytypically set a m<strong>in</strong>imum base standard, whichlocalities should follow, and make more str<strong>in</strong>gentwhere necessary.b. Method of Producti<strong>on</strong>: Every type of livestock andpoultry producti<strong>on</strong> has positive and negative aspects.Z<strong>on</strong><strong>in</strong>g officials should c<strong>on</strong>sider <strong>the</strong> ec<strong>on</strong>omic,envir<strong>on</strong>mental, and health effects of, for example,cage-free versus caged facilities, hoop barn versuscrate facilities, operati<strong>on</strong>s with outdoor / pasture accessversus permanent <strong>in</strong>door c<strong>on</strong>f<strong>in</strong>ement, or any o<strong>the</strong>rsystems.c. C<strong>on</strong>centrati<strong>on</strong>: Each locality should take <strong>in</strong>to account<strong>the</strong> number of ifap facilities already <strong>in</strong> existence,particularly per watershed. A surge <strong>in</strong> <strong>the</strong> number ofifap facilities <strong>in</strong> North Carol<strong>in</strong>a led to devastat<strong>in</strong>genvir<strong>on</strong>mental effects, <strong>in</strong>clud<strong>in</strong>g serious envir<strong>on</strong>mentaljustice issues. Growth <strong>the</strong>re and <strong>in</strong> o<strong>the</strong>r places hasbeen so rapid that potential c<strong>on</strong>cerns were not fullyrecognized until <strong>the</strong>y had already created problems.Too many ifap facilities <strong>in</strong> <strong>on</strong>e area can destroy landand waterways and devastate entire communities.No facility should be sited that cannot coexist with<strong>the</strong> land, water, envir<strong>on</strong>ment, or community <strong>in</strong> asusta<strong>in</strong>able manner.d. Waste Disposal: One of <strong>the</strong> most important issuesc<strong>on</strong>cern<strong>in</strong>g ifap facilities is <strong>the</strong> method of wastehandl<strong>in</strong>g. If manure is properly applied to land or<strong>in</strong>jected us<strong>in</strong>g an approved manure managementplan, <strong>the</strong>re should be enough land available to avoidrunoff <strong>in</strong>to surface or groundwater or seepage <strong>in</strong>togroundwater. Many states have already become awareof <strong>the</strong> potentially hazardous nature of lago<strong>on</strong>s andhave, <strong>the</strong>refore, made <strong>the</strong> decisi<strong>on</strong> to prohibit <strong>the</strong>mfor new facilities. The aforementi<strong>on</strong>ed criteria are veryimportant <strong>in</strong> ensur<strong>in</strong>g waste can be handled properly.C<strong>on</strong>siderati<strong>on</strong> should be given to <strong>the</strong> fact that <strong>animal</strong>waste can be as dangerous, if not more so, thanuntreated human waste and some <strong>in</strong>dustrial wastes.Fur<strong>the</strong>r, localities should operate under <strong>the</strong> premisethat every ifap facility has <strong>the</strong> potential for runoff andshould, <strong>the</strong>refore, prepare accord<strong>in</strong>gly. Plans to preventand deal with this situati<strong>on</strong> are part of <strong>the</strong> NutrientManagement Plan (nmp), referenced below.e. Agency Capabilities: Local officials should fullyfund <strong>the</strong> costs associated with <strong>the</strong> review of z<strong>on</strong><strong>in</strong>gapplicati<strong>on</strong>s.f. Public Input: Because ifap facilities affect <strong>the</strong> entirecommunity, advance public <strong>in</strong>put should factor <strong>in</strong>to<strong>the</strong> decisi<strong>on</strong> of whe<strong>the</strong>r or not to site a facility. Thisshould not be <strong>on</strong>ly <strong>in</strong> cases where <strong>the</strong>re is c<strong>on</strong>troversy.Public <strong>in</strong>put is important to a community’s well-be<strong>in</strong>gas it allows all citizens, regardless of ec<strong>on</strong>omic or socialstatus, to participate <strong>in</strong> <strong>the</strong> decisi<strong>on</strong>-mak<strong>in</strong>g process.Neighbors and o<strong>the</strong>r citizens should also have accessto redress when ifap facilities fail to comply withstandards.g. Local C<strong>on</strong>trol: Aga<strong>in</strong>, localities will have to deal withifap impacts and should <strong>the</strong>refore be <strong>the</strong> authority <strong>on</strong>facilities sited with<strong>in</strong> community boundaries. Local89
The food <strong>animal</strong> <strong>in</strong>dustry’s shift to a system of captive supplytransacti<strong>on</strong>s c<strong>on</strong>trolled by producti<strong>on</strong> c<strong>on</strong>tracts has shiftedec<strong>on</strong>omic power from <strong>farm</strong>ers to livestock processors.officials and citizens tend to have <strong>the</strong> best knowledgeabout potential impacts, positive or negative, whereasstate officials are more likely to make decisi<strong>on</strong>s based<strong>on</strong> generalizati<strong>on</strong>s. Fur<strong>the</strong>r, local officials are moredirectly accoun<strong>table</strong> for decisi<strong>on</strong>s than state officials.h. Inspecti<strong>on</strong>s: The relati<strong>on</strong>ship between <strong>in</strong>specti<strong>on</strong>sand z<strong>on</strong><strong>in</strong>g is twofold. First, z<strong>on</strong><strong>in</strong>g officials shouldc<strong>on</strong>duct an <strong>on</strong>-site <strong>in</strong>specti<strong>on</strong> before sit<strong>in</strong>g anoperati<strong>on</strong> <strong>in</strong> order to adequately evaluate <strong>the</strong> criteriamenti<strong>on</strong>ed <strong>in</strong> criteria a through d above. Sec<strong>on</strong>d,operators should be aware that <strong>in</strong>specti<strong>on</strong>s will takeplace as determ<strong>in</strong>ed by <strong>the</strong> state <strong>in</strong> order to ensure alloperati<strong>on</strong>s follow established regulati<strong>on</strong>s as well as<strong>the</strong>ir Nutrient Management Plans (nmps; more <strong>on</strong><strong>the</strong>se below).i. Proof of F<strong>in</strong>ancial Resp<strong>on</strong>sibility: All operati<strong>on</strong>s shouldbe b<strong>on</strong>ded for performance and remediati<strong>on</strong>.j. Permit Fees: Fees are suggested <strong>in</strong> order to help <strong>the</strong>state and / or locality fund <strong>in</strong>specti<strong>on</strong>s, enforcement,and <strong>the</strong> day-to-day functi<strong>on</strong> of <strong>the</strong> local agency. Suchfees can range from around $100 up to any amount<strong>the</strong> agency deems appropriate, and should reflect aslid<strong>in</strong>g scale based <strong>on</strong> <strong>the</strong> size of <strong>the</strong> operati<strong>on</strong>.BackgroundRegulati<strong>on</strong>s govern<strong>in</strong>g <strong>the</strong> sit<strong>in</strong>g and z<strong>on</strong><strong>in</strong>g of ifapfacilities vary tremendously across <strong>the</strong> country. In fact,many states, counties, and local governments have littleor no regulati<strong>on</strong>s <strong>on</strong> <strong>the</strong> books for deal<strong>in</strong>g with newifap facilities. Questi<strong>on</strong>s often arise <strong>on</strong> how to establishz<strong>on</strong><strong>in</strong>g and sit<strong>in</strong>g regulati<strong>on</strong>s, how to enforce <strong>the</strong>m,and how to rec<strong>on</strong>cile <strong>the</strong> needs of <strong>the</strong> producers and<strong>in</strong>tegrators with <strong>the</strong> lifestyle and health of <strong>the</strong>ir neighborsand envir<strong>on</strong>mental ma<strong>in</strong>tenance of <strong>the</strong> land. Withoutwell-developed and thought-out regulati<strong>on</strong>s, governmentsare often unable to regulate <strong>the</strong> sit<strong>in</strong>g of ifap facilities <strong>in</strong>a way that protects <strong>the</strong> rights of both <strong>the</strong> community and<strong>the</strong> producers. Compliance with all criteria of a z<strong>on</strong><strong>in</strong>gpermit ensures protecti<strong>on</strong> of communities, producers, and<strong>the</strong> envir<strong>on</strong>ment.Two specific comp<strong>on</strong>ents <strong>the</strong> Commissi<strong>on</strong> believes shouldbe mandatory <strong>in</strong> z<strong>on</strong><strong>in</strong>g permits are:k. Envir<strong>on</strong>mental Impact Statement: The ifap facilityowner and <strong>the</strong> <strong>animal</strong> grower must establish <strong>the</strong>potential impact of <strong>the</strong> facility <strong>on</strong> <strong>the</strong> land, water,and general envir<strong>on</strong>ment. The statement should<strong>in</strong>clude best practice <strong>in</strong>formati<strong>on</strong> for ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g soil,water, and air quality, as well as descripti<strong>on</strong>sof chemical management (e.g., use of fertilizers),manure management, carcass management, stormwater resp<strong>on</strong>se, and an emergency resp<strong>on</strong>se plan,at a m<strong>in</strong>imum.l. Nutrient Management Plan (nmp): All ifap facilitiesmust comply with usda-nrcs Standard 590, whichrequires a Nutrient Management Plan. nmps outl<strong>in</strong>eappropriate methods for handl<strong>in</strong>g and dispos<strong>in</strong>g ofmanure, <strong>in</strong>clud<strong>in</strong>g land applicati<strong>on</strong> issues. Producersshould be able to clearly <strong>in</strong>dicate <strong>in</strong> <strong>the</strong>ir nmp that<strong>the</strong> facility will implement all possible best practices tom<strong>in</strong>imize <strong>the</strong> potential for runoff, and that <strong>the</strong>y willm<strong>in</strong>imize runoff dur<strong>in</strong>g catastrophic events(e.g., floods). 2891
Recommendati<strong>on</strong> #2.Implement policies to allow for acompetitive marketplace <strong>in</strong> <strong>animal</strong>agriculture to reduce <strong>the</strong> envir<strong>on</strong>mentaland public health impacts of IFAP.a. The Commissi<strong>on</strong> recommends <strong>the</strong> vigorousenforcement of current federal antitrust laws to restorecompetiti<strong>on</strong> <strong>in</strong> <strong>the</strong> <strong>farm</strong> <strong>animal</strong> market. If enforc<strong>in</strong>gexist<strong>in</strong>g antitrust laws are not effective <strong>in</strong> restor<strong>in</strong>gcompetiti<strong>on</strong>, fur<strong>the</strong>r legislative remedies shouldbe c<strong>on</strong>sidered, such as more transparency <strong>in</strong> pricereport<strong>in</strong>g and limit<strong>in</strong>g <strong>the</strong> ability of <strong>in</strong>tegrators toc<strong>on</strong>trol <strong>the</strong> supply of <strong>animal</strong>s for slaughter.The c<strong>on</strong>solidati<strong>on</strong> <strong>in</strong> <strong>the</strong> food <strong>animal</strong> <strong>in</strong>dustry, aswell as <strong>the</strong> c<strong>on</strong>t<strong>in</strong>ued growth of completely <strong>in</strong>tegratedoperati<strong>on</strong>s (where <strong>the</strong> processor owns <strong>the</strong> <strong>farm</strong>, <strong>the</strong><strong>animal</strong>s, and <strong>the</strong> process<strong>in</strong>g plant), has led to a situati<strong>on</strong>where <strong>in</strong>dependent producers, whe<strong>the</strong>r c<strong>on</strong>tract<strong>in</strong>gor sell<strong>in</strong>g <strong>on</strong> <strong>the</strong> open market, are beholden to bigcorporati<strong>on</strong>s. Growers often take out large loans to payfor land and equipment <strong>in</strong> anticipati<strong>on</strong> of a c<strong>on</strong>tract froma big corporate <strong>in</strong>tegrator. Because <strong>the</strong> c<strong>on</strong>tracts are oftenpresented <strong>in</strong> “take-it-or-leave-it” terms, <strong>the</strong> producer mayend up with a large loan and no way to pay it off if <strong>the</strong><strong>in</strong>tegrator revokes <strong>the</strong> c<strong>on</strong>tract.BackgroundThe current food <strong>animal</strong> producti<strong>on</strong> system is highlyc<strong>on</strong>centrated and exhibits c<strong>on</strong>diti<strong>on</strong>s that suggestm<strong>on</strong>ops<strong>on</strong>y, <strong>in</strong> which <strong>the</strong>re are very few buyers for a largenumber of suppliers. Under m<strong>on</strong>ops<strong>on</strong>istic c<strong>on</strong>diti<strong>on</strong>s,fewer goods are sold, prices are higher <strong>in</strong> output marketsand lower for sellers of <strong>in</strong>puts, and wealth is transferredfrom <strong>the</strong> party without market power to <strong>the</strong> party withmarket power. For example, <strong>the</strong> top four pork-produc<strong>in</strong>gcompanies <strong>in</strong> <strong>the</strong> United States c<strong>on</strong>trol 60% of <strong>the</strong> porkmarket, and <strong>the</strong> top four beef packers c<strong>on</strong>trol over 80% of<strong>the</strong> beef market. Farmers have little choice but to c<strong>on</strong>tractwith those few producers if <strong>the</strong>y are to sell <strong>the</strong> food<strong>animal</strong>s <strong>the</strong>y grow.Vigorous market competiti<strong>on</strong> is of vital importance toc<strong>on</strong>sumers: <strong>the</strong>y benefit most from an open, competitive,and fair market where <strong>the</strong> values of democracy,freedom, transparency, and efficiency are <strong>in</strong> balance.Rural communities and c<strong>on</strong>sumers suffer from a loss ofcompetitive markets as wealth is transferred from <strong>the</strong>party without market power to <strong>the</strong> party with marketpower. These situati<strong>on</strong>s require robust remedy.93
The Recommendati<strong>on</strong>sof <strong>the</strong> Commissi<strong>on</strong>Additi<strong>on</strong>alResearch Needs94
Recommendati<strong>on</strong>:Increase fund<strong>in</strong>g for, expand, andreform <strong>animal</strong> agriculture research.BackgroundAs <strong>the</strong> Commissi<strong>on</strong> traveled across <strong>the</strong> country and talkedto experts <strong>in</strong> <strong>animal</strong> agriculture, we heard many recurr<strong>in</strong>g<strong>the</strong>mes, but some of <strong>the</strong> loudest came from <strong>the</strong> researchcommunity. In particular, Commissi<strong>on</strong> members heardthree th<strong>in</strong>gs:• <strong>the</strong>re are not enough research dollars from publicfund<strong>in</strong>g;• <strong>the</strong> percentage of research funded by <strong>in</strong>dustry isgrow<strong>in</strong>g; and• if enough m<strong>on</strong>ey is put <strong>in</strong>to research, science can solvemany of <strong>the</strong> problems of ifap.Industry representatives and academics agreed: morepublic fund<strong>in</strong>g is needed to generate unbiased research<strong>in</strong>to ifap issues.Our understand<strong>in</strong>g of how ifap affects humans,<strong>animal</strong>s, and society must be expanded. The Commissi<strong>on</strong>has c<strong>on</strong>cluded that a more diversely funded, wellcoord<strong>in</strong>atedand transparent nati<strong>on</strong>al research programis needed to address <strong>the</strong> many problems and challengesfac<strong>in</strong>g ifap.95
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Endnotes1 Vertical <strong>in</strong>tegrati<strong>on</strong> describes a style of managementthat seeks to c<strong>on</strong>trol many comp<strong>on</strong>ents of <strong>the</strong>producti<strong>on</strong> cha<strong>in</strong>. Usually each comp<strong>on</strong>ent of <strong>the</strong>hierarchy produces a different product or service, and<strong>the</strong> products comb<strong>in</strong>e to satisfy a comm<strong>on</strong> need. Oneof <strong>the</strong> earliest, largest and most famous examples ofvertical <strong>in</strong>tegrati<strong>on</strong> was <strong>the</strong> Carnegie Steel company.The company c<strong>on</strong>trolled not <strong>on</strong>ly <strong>the</strong> mills where <strong>the</strong>steel was manufactured but also <strong>the</strong> m<strong>in</strong>es where <strong>the</strong>ir<strong>on</strong> ore was extracted, <strong>the</strong> coal m<strong>in</strong>es that supplied<strong>the</strong> coal, <strong>the</strong> ships that transported <strong>the</strong> ir<strong>on</strong> ore, <strong>the</strong>railroads that transported <strong>the</strong> coal to <strong>the</strong> factory, and<strong>the</strong> coke ovens where <strong>the</strong> coal was coked.2 From: epa Adm<strong>in</strong>istered Permit Programs: TheNati<strong>on</strong>al Pollutant Discharge Elim<strong>in</strong>ati<strong>on</strong> System,40 cfr § 122.23 (2001).3Animal pharmaceutical <strong>in</strong>dustry trade associati<strong>on</strong>.4 Group represent<strong>in</strong>g pack<strong>in</strong>g and food process<strong>in</strong>gcompanies.5Animal Welfare Act. 7 usc § 2131. (1966).6 Daly, Robert Costanza, and o<strong>the</strong>rs have formed aprofessi<strong>on</strong>al Ecological Ec<strong>on</strong>omics movement.7 http: / / news.bbc.co.uk / hi / english / static / <strong>in</strong> _depth / world / 2000 / world _water_crisis / default.stm8 Review and Outlook, 2007. “Ethanol’s WaterShortage.” Wall Street Journal. Oct 17. A18.9 For extensive peer-reviewed research <strong>on</strong> hoop barnperformance go to www.leopold.iastate.edu, click<strong>on</strong> Ecology Initiative, and type “hoop barns” <strong>in</strong> <strong>the</strong>search box.10 The pcifap def<strong>in</strong>es n<strong>on</strong><strong>the</strong>rapeutic as any use ofantimicrobials <strong>in</strong> food <strong>animal</strong>s <strong>in</strong> <strong>the</strong> absence of cl<strong>in</strong>icaldisease or known (documented) disease exposure;i.e., any use of <strong>the</strong> drug as a food or water additive forgrowth promoti<strong>on</strong>, feed efficiency, weight ga<strong>in</strong>, diseasepreventi<strong>on</strong> <strong>in</strong> <strong>the</strong> absence of documented exposure orany o<strong>the</strong>r “rout<strong>in</strong>e” use as n<strong>on</strong><strong>the</strong>rapeutic.11 Fluoroqu<strong>in</strong>ol<strong>on</strong>es are approved <strong>in</strong> <strong>animal</strong>s <strong>on</strong>ly for<strong>the</strong>rapeutic use (not for n<strong>on</strong><strong>the</strong>rapeutic use) and thusare not covered under pamta.12This def<strong>in</strong>iti<strong>on</strong> is adapted from pamta.13 The usda aphis has begun implement<strong>in</strong>g an <strong>animal</strong>track<strong>in</strong>g system, <strong>the</strong> Nati<strong>on</strong>al Animal Identificati<strong>on</strong>System (nais; http: / / <strong>animal</strong>id.aphis.usda.gov / nais / <strong>in</strong>dex.shtml). Announced <strong>in</strong> May 2005,<strong>the</strong> nais tracks both premises and 27 species of food<strong>animal</strong>s (<strong>in</strong>clud<strong>in</strong>g cattle, goats, sheep, sw<strong>in</strong>e, poultry,deer, and elk). The data are l<strong>in</strong>ked to several databasesrun by private technology companies, while usdashops for a technology company with data warehous<strong>in</strong>gexpertise to run <strong>the</strong> full nati<strong>on</strong>al database. The UnitedK<strong>in</strong>gdom uses a similar database system for its CattleTrac<strong>in</strong>g System (cts; http: / / www.bcms.gov.uk / ),which facilitates track<strong>in</strong>g and is accessible <strong>on</strong>l<strong>in</strong>e tousers and adm<strong>in</strong>istrators. See pcifap Recommendati<strong>on</strong>#6 <strong>in</strong> this secti<strong>on</strong> for more <strong>in</strong>formati<strong>on</strong>.14 Clean Water Act. Vol 33 usc § 1251 et seq. 33 ed.; 1977.15 usepa. Animal Feed<strong>in</strong>g Operati<strong>on</strong>s Air QualityCompliance Agreement Fact Sheet; 2006.16 Total maximum daily load: The total amount of aspecific compound that can be emitted <strong>in</strong> a day.17 Nutrient management plan: Specifies how wasteshould be handled <strong>on</strong> a specific <strong>farm</strong> tak<strong>in</strong>g <strong>in</strong>toaccount local c<strong>on</strong>diti<strong>on</strong>s and c<strong>on</strong>form<strong>in</strong>g to usdanrcsStandard 590. ftp: / / ftp-fc.sc.egov.usda.gov / ia / technical / N590(12-2006).pdf18 Comprehensive nutrient management plan: A cnmp<strong>in</strong>corporates practices to utilize <strong>animal</strong> manure andorganic byproducts as a beneficial resource. A cnmpaddresses natural resource c<strong>on</strong>cerns deal<strong>in</strong>g with soilerosi<strong>on</strong>, manure, and organic byproducts and <strong>the</strong>irpotential impacts <strong>on</strong> water quality, which may derivefrom an afo.19 usda-nrcs Standard 590: ftp: / / ftp-fc.sc.egov.usda.gov / ia / technical / N590(12-2006).pdf.20 nrcs, eqip, cooperative extensi<strong>on</strong>, and private costshare are examples of exist<strong>in</strong>g programs that might beused to implement nutrient management plans.21 Work<strong>in</strong>g Land C<strong>on</strong>servati<strong>on</strong>: C<strong>on</strong>servati<strong>on</strong> SecurityProgram and Envir<strong>on</strong>mental Quality IncentivesProgram. Senate Committee <strong>on</strong> Agriculture, Nutriti<strong>on</strong>and Forestry. Wash<strong>in</strong>gt<strong>on</strong>, DC; 2007.22Hoop-barns, free-range, pasture based systems, etc.23 Animal husbandry is def<strong>in</strong>ed as <strong>the</strong> branch ofagriculture c<strong>on</strong>cerned with <strong>the</strong> care and breed<strong>in</strong>g ofdomestic <strong>animal</strong>s such as cattle, hogs, sheep, and horses(<strong>America</strong>n Heritage Dicti<strong>on</strong>ary, 4th ed).104
24 Sows have been bred to reproduce more quickly and<strong>the</strong>refore produce more piglets per year, but a side effecthas been a decrease <strong>in</strong> maternal behavior / <strong>in</strong>creasedpiglet mortality (Lund et al., 2002; Holm et al., 2004;Knol et al., 2001).25 United Egg Producers Certified program literature,available <strong>on</strong>l<strong>in</strong>e at www.uepcertified.com.26 The 28-hour law was passed when tra<strong>in</strong>s were <strong>the</strong>predom<strong>in</strong>ant method of <strong>animal</strong> transport.27 The Humane Methods of Slaughter Act of 1958, 1978,2002; Pub.L. 87-765, Aug. 27, 1958, 72 Stat. 862.28 ftp: // ftp-fc.sc.egov.usda.gov / ia / technical / N590(12-2006).pdf105
F<strong>in</strong>al ReportAcknowledgments106
The pcifap is a two-year study funded by The Pew Chari<strong>table</strong> Trusts througha grant to Johns Hopk<strong>in</strong>s Bloomberg School of Public Health. This reportreflects <strong>the</strong> deliberati<strong>on</strong>s and c<strong>on</strong>sensus recommendati<strong>on</strong>s of <strong>the</strong> Commissi<strong>on</strong>.PCIFAP Commissi<strong>on</strong>ersJohn Carl<strong>in</strong>, ChairExecutive-<strong>in</strong>-residenceKansas State UniversityMichael Blackwell, dvm, mph,Assistant Surge<strong>on</strong> General,usphs ( ret. )President and ceoBlackwell C<strong>on</strong>sult<strong>in</strong>g, llcBro<strong>the</strong>r David Andrews, csc, jdFormer Executive DirectorNati<strong>on</strong>al Catholic Rural LifeC<strong>on</strong>ferenceFedele Bauccio, mbaCo-founder and ceoB<strong>on</strong> Appétit Management CompanyTom DempsterState Senator, South DakotaDan Glickman, jdFormer US Secretary of AgricultureChairman and ceoMoti<strong>on</strong> Picture Associati<strong>on</strong>of <strong>America</strong>Alan M. Goldberg, phdProfessorJohns Hopk<strong>in</strong>s Bloomberg Schoolof Public HealthJohn Hatch, drphKenan Professor EmeritusUniversity of North Carol<strong>in</strong>a atChapel HillSchool of Public HealthDan Jacks<strong>on</strong>Cattle RancherFrederick Kirschenmann, phdDist<strong>in</strong>guished FellowLeopold Center for Susta<strong>in</strong>ableAgricultureIowa State UniversityJames Merchant, md, drphDeanUniversity of Iowa Collegeof Public HealthMari<strong>on</strong> Nestle, phd, mphPaulette Goddard ProfessorDepartment of Nutriti<strong>on</strong>,Food Studies, and Public HealthNew York UniversityBill NimanCattle Rancher and Founderof Niman Ranch, Inc.Bernard Roll<strong>in</strong>, phdDist<strong>in</strong>guished Professorof PhilosophyColorado State UniversityMary Wils<strong>on</strong>, mdAssociate ProfessorHarvard School of Public HealthAssociate Cl<strong>in</strong>ical Professorof Medic<strong>in</strong>eHarvard Medical SchoolThis report is supported by a grantfrom The Pew Chari<strong>table</strong> Trusts.The op<strong>in</strong>i<strong>on</strong>s expressed are thoseof <strong>the</strong> pcifap and do not necessarilyreflect <strong>the</strong> views of The PewChari<strong>table</strong> Trusts.PCIFAP StaffRobert P. Mart<strong>in</strong>Executive DirectorEmily A. McVey, phdScience DirectorPaul WolfePolicy AnalystRalph LoglisciCommunicati<strong>on</strong>s DirectorLisa Bertels<strong>on</strong>Research AssociateThe Commissi<strong>on</strong> gratefullyacknowledges <strong>the</strong> c<strong>on</strong>tributi<strong>on</strong>of Dr. Amira Roess dur<strong>in</strong>g hertenure as Science Director with<strong>the</strong> Commissi<strong>on</strong>.PCIFAP C<strong>on</strong>sultantsJeffrey T. Ols<strong>on</strong>F<strong>in</strong>al Report Author /EditorMichelle PilliodPilliod Meet<strong>in</strong>g Plann<strong>in</strong>g, Inc.Camer<strong>on</strong> FletcherCopy EditorJamie ShorVenture Communicati<strong>on</strong>sAl Qu<strong>in</strong>lanGreenberg, Qu<strong>in</strong>lan,Rosner ResearchMichelle SnowmanBlattner BrunnerToren CarterBlattner Brunner107
The Commissi<strong>on</strong> and Commissi<strong>on</strong> staff acknowledge and thank The PewChari<strong>table</strong> Trusts for fund<strong>in</strong>g this important project.The Commissi<strong>on</strong> and Commissi<strong>on</strong> staff also acknowledge and thankJohns Hopk<strong>in</strong>s Bloomberg School of Public Health Dean Dr. Michael Klag forhis support, as well as Dr. Robert S. Lawrence and Dr. Ellen Silbergeld of <strong>the</strong>Johns Hopk<strong>in</strong>s Bloomberg School of Public Health for <strong>the</strong>ir support for thisproject as co-pr<strong>in</strong>cipal <strong>in</strong>vestigators. In additi<strong>on</strong>, we recognize <strong>the</strong> staff of <strong>the</strong>Center for a Livable Future for <strong>the</strong>ir assistance, particularly Shawn McKenzie,Assistant Director of <strong>the</strong> Center.Additi<strong>on</strong>al acknowledgment of Johns Hopk<strong>in</strong>s Bloomberg School ofPublic Health staff c<strong>on</strong>tributi<strong>on</strong> to <strong>the</strong> success of <strong>the</strong> Commissi<strong>on</strong> <strong>in</strong>cludes:Jane Schlegel, Becky Hanst, Jacquel<strong>in</strong>e Lizotte, Tishawn Pierce, and NicoleAar<strong>on</strong>. Pamela Weismann and Lana Valenzuela of Johns Hopk<strong>in</strong>s Universityalso provided <strong>in</strong>valuable support.108
The follow<strong>in</strong>g technical report authors c<strong>on</strong>tributedto <strong>the</strong> f<strong>in</strong>al report through <strong>the</strong> research and writ<strong>in</strong>gcommissi<strong>on</strong>ed by <strong>the</strong> pcifap.Bro<strong>the</strong>r David Andrews, csc, jdFormer Executive DirectorNati<strong>on</strong>al Catholic Rural Life C<strong>on</strong>ferenceDes Mo<strong>in</strong>es, IowaLe<strong>on</strong>ard S. Bull, phd, pasProfessor of Animal ScienceNorth Carol<strong>in</strong>a State UniversityAssociate DirectorAnimal and Poultry WasteManagement CenterRaleigh, North Carol<strong>in</strong>aJay Graham, phdJohns Hopk<strong>in</strong>s Bloomberg School of Public HealthBaltimore, MarylandGregory GrayProfessorUniversity of IowaDepartment of EpidemiologyCollege of Public HealthIowa City, IowaRolf U. Halden, ms, phdAssociate ProfessorCertified Professi<strong>on</strong>al Eng<strong>in</strong>eerCenter for Water and HealthJohns Hopk<strong>in</strong>s Bloomberg School of Public HealthBaltimore, MarylandAndCenter for Envir<strong>on</strong>mental BiotechnologyAriz<strong>on</strong>a State UniversityTempe, Ariz<strong>on</strong>aKeri HornbuckleProfessorUniversity of IowaCivil and Envir<strong>on</strong>mental Eng<strong>in</strong>eer<strong>in</strong>gCollege of Eng<strong>in</strong>eer<strong>in</strong>gIowa City, IowaHarvey JamesAssociate ProfessorUniversity of MissouriDepartment of Agricultural Ec<strong>on</strong>omicsPracha Ko<strong>on</strong>nathamdeeGraduate Research AssistantAgricultural Policy Analysis CenterUniversity of TennesseeDepartment of Agricultural Ec<strong>on</strong>omicsInstitute of AgricultureKnoxville, TennesseeEmily A. McVeyScience DirectorPew Commissi<strong>on</strong> <strong>on</strong> <strong>Industrial</strong> Farm Animal Producti<strong>on</strong>Wash<strong>in</strong>gt<strong>on</strong>, DCJoy A. MenchProfessorDirector of <strong>the</strong> Center for Animal WelfareUniversity of California, DavisDepartment of Animal ScienceJames MerchantProfessorThe University of IowaDepartment of Occupati<strong>on</strong>al & Envir<strong>on</strong>mental HealthDeanCollege of Public HealthIowa City, IowaDeanne Meyer, phdLivestock Waste Management SpecialistThe University of California at DavisDepartment of Animal ScienceDavis, CaliforniaDavid OsterbergCl<strong>in</strong>ical Associate ProfessorUniversity of IowaDepartment of Occupati<strong>on</strong>al & Envir<strong>on</strong>mental HealthCollege of Public HealthIowa City, IowaEdm<strong>on</strong>d A. PajorAssociate ProfessorDirector of <strong>the</strong> Center for Food-Animal Well-Be<strong>in</strong>gPurdue UniversityDepartment of Animal SciencesLance B. Price, phdJohns Hopk<strong>in</strong>s Bloomberg School of Public HealthBaltimore, MarylandTimothy J. Kautza, mseScience and Envir<strong>on</strong>mental Educati<strong>on</strong> SpecialistNati<strong>on</strong>al Catholic Rural Life C<strong>on</strong>ferenceDes Mo<strong>in</strong>es, Iowa109
Daryll E. Ray, phdProfessorAgricultural Policy Analysis CenterUniversity of TennesseeDepartment of Agricultural Ec<strong>on</strong>omicsInstitute of AgricultureKnoxville, TennesseeJ. Mark RiceAssistant DirectorNati<strong>on</strong>al CenterWaste Management ProgramsCollege of Agriculture & Life SciencesNorth Carol<strong>in</strong>a State UniversityRaleigh, North Carol<strong>in</strong>aHarwood D. SchafferResearch Associate 11Agricultural Policy Analysis CenterUniversity of TennesseeDepartment of Agricultural Ec<strong>on</strong>omicsInstitute of AgricultureKnoxville, TennesseeKellogg J. Schwab, phdAssociate ProfessorDirector, Center for Water and HealthDepartment of Envir<strong>on</strong>mental Health SciencesJohns Hopk<strong>in</strong>s Bloomberg School of Public HealthBaltimore, MarylandEllen Silbergeld, phdProfessorEnvir<strong>on</strong>mental Health SciencesJohns Hopk<strong>in</strong>s Bloomberg School of Public HealthBaltimore, MarylandOtto D. Simm<strong>on</strong>s 111Assistant Research ProfessorThe University of North Carol<strong>in</strong>a at Chapel HillChapel Hill, North Carol<strong>in</strong>aPaul B. Thomps<strong>on</strong>W.K. Kellogg Professor of AgricultureFood and Community EthicsMichigan State UniversityDepartments of Philosophy,Agricultural Ec<strong>on</strong>omics and Community,Agriculture, Recreati<strong>on</strong> and Resource StudiesPeter S. ThorneProfessorUniversity of IowaDepartment of Occupati<strong>on</strong>al & Envir<strong>on</strong>mental HealthCollege of Public HealthIowa City, Iowa110