bank secrecy act / anti- money laundering (bsa/aml) compliance

CTR – Entities Ineligible for Exemption• Certain businesses are ineligible for treatment as anexempt non-listed business:– Serving as a financial institution or as agents of one (of anytype)– Purchasing or selling motor vehicles of any kind, vessels,aircraft, farm equipment or mobile homes– Practicing law, accounting or medicine– Auctioning of goods– Chartering or operation of ships, buses or aircraft.– Operation of a pawn brokerage– Engaging in gaming (other than licensed pari-mutuelbetting at race tracks)