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Who goes there: Friend or Foe?

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Chapter 4–Avoiding Fratricide of Air and Sea Targets I 55<br />

of aircraft: without perfect synchronization, one airplane’s switch might open just as another’s might close creating<br />

an indecipherable jumble and the system was never adopted.<br />

In 1939, the U.S. Navy mounted atop a destroyer a set of half-wavelength rods on a pole. A mot<strong>or</strong> rotated<br />

the pole and the rods along with it. The rotation changed the <strong>or</strong>ientation of the rods, hence their degree of<br />

resonance with a distant radar and thus the strength of the radar echoes. The radar echo from the destroyer<br />

oscillated in an obvious way that identified it as a friend. This technique, while simple, had the same limitations<br />

as the aircraft system and because of its simplicity was easy f<strong>or</strong> an enemy to copy.<br />

The limitations of passive cooperative techniques led radar researches to active radar reply devices, now<br />

called “transponders.” The first transponders operated at the radar’s frequency; whenever the transponder<br />

detected a radar pulse it would transmit its own pulse at the same frequency. The radar would detect this pulse,<br />

interpret it as a powerful radar return, and the target would show up brightly on the radar screen.<br />

The first transponders were the Mark I and Mark II developed in Britain and similar devices developed around<br />

the same time by the U.S. Naval Research Lab<strong>or</strong>at<strong>or</strong>y (NRL). These devices scanned all radar frequencies in use<br />

by friendly f<strong>or</strong>ces and retransmitted a pulse at the appropriate frequency whenever a radar was detected. In the<br />

early days of radar, this technique was possible because only two <strong>or</strong> three radars frequencies were common, but<br />

as m<strong>or</strong>e radar frequencies became available, this approach became untenable simply because the transponder<br />

could not handle the range of frequencies.<br />

By 1941, the proliferation of available radar frequencies required that IFF devices go to a single frequency,<br />

independent of the radar’s frequency. Thus, the radar could operate on whatever frequency was most appropriate<br />

and an additional signal, part of the so-called “secondary” radar, would query the target’s identity. The Mark Ill<br />

was the first such device, sending and receiving signals in the 157-187 MHz (that is, megahertz <strong>or</strong> millions of cycles<br />

per second) frequency band. 3 The Mark Ill became the standard IFF device used by the American, British, and<br />

Canadian air f<strong>or</strong>ces during W<strong>or</strong>ld War Il.<br />

The Mark IV, developed at the U.S. Naval Research Lab<strong>or</strong>at<strong>or</strong>y (NRL), was the first IFF system to use<br />

different frequencies f<strong>or</strong> the query and the response--470 MHz and 493.5 MHz-but it never came into<br />

widespread use. 4 In 1942, the NRL began development of the Mark V, also called the UNB <strong>or</strong> “United Nations<br />

Beacon,” which was to operate near 1 GHz (that is, gigahertz, <strong>or</strong> billion cycles per second). This program was not<br />

completed until after the war but is imp<strong>or</strong>tant because t he f requencies used-1 .03 GHz f<strong>or</strong> queries and 1.09 GHz<br />

f<strong>or</strong> replies-are still used today on both civilian and military transponders.<br />

The next set of refinements appeared in the Mark “X,” which had a dozen query and response channels<br />

available. 5 Mark X <strong>or</strong>iginally allowed aircraft to identify themselves as friendly but did not allow different responses<br />

from different friendly aircraft. A capability, known as SIF, 6 allowed different responses from different transponders.<br />

This capability, plus an encrypted query and response mode added to the Mark X became the current Mark XII.<br />

(The Mark XII used f<strong>or</strong> civilian purposes without the encryption capability is still frequently referred to, especially<br />

in Europe, as the Mark X-SIF.)<br />

The Mark XII is today used by U.S. aircraft and ships but is not widely used among U.S. allies.<br />

3 The u-s. equivalent of the Mark Ill was ~lled the SCR 595. See Sw<strong>or</strong>ds, op. cit., footnote 1, p, 102.<br />

Transponders operating on this principle, now in near universal use on aircraft f<strong>or</strong> civilian air traffic control as well<br />

as military IFF, are usually called ‘(semndary surveillance radars.” See Michael C. Stevens, SeconclWy Surwei//ance<br />

Radar (N<strong>or</strong>wood, MA: Artech House, 1988), p. 7.<br />

4 Much of this and subsequent wartime development of IFF devices was a joint eff<strong>or</strong>t of U.S. and British<br />

scientists, called the Combined Research Group and headquartered at the Naval Research Lab<strong>or</strong>at<strong>or</strong>y.<br />

5 The 11)(11 was a pla~+older until a decision could ~ made about whether a new Mark number WaS justif ied<br />

but it became, perhaps inevitably, the Roman numeral 10. Thus, <strong>there</strong> are no Marks Vl, Vll, VIII, <strong>or</strong> IX in the<br />

chronology.<br />

6 U.S. sourmsstate fhaffhe acronym stands f<strong>or</strong> “Selective Identification Feature, ” but some British sour~s<br />

state that the “F’ stands f<strong>or</strong> “Facility.”

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