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American Scientist - Living With Fire

Award-winning magazine American Scientist is an illustrated bi-monthly publication about science, engineering and technology. It has been published by Sigma Xi, The Scientific Research Society since 1913. Each issue is filled with feature articles written by prominent scientists and engineers who review important work in fields ranging from molecular biology to computer engineering. Also included is the Scientists' Nightstand that reviews a vast range of science-related books and novels. Full access to the site is provided without additional charge to Sigma Xi members and institutional subscribers, who arrange site licenses. Individual subscribers can choose between print and digital versions, or a combination of both.

Award-winning magazine American Scientist is an illustrated bi-monthly publication about science, engineering and technology. It has been published by Sigma Xi, The Scientific Research Society since 1913.

Each issue is filled with feature articles written by prominent scientists and engineers who review important work in fields ranging from molecular biology to computer engineering. Also included is the Scientists' Nightstand that reviews a vast range of science-related books and novels.

Full access to the site is provided without additional charge to Sigma Xi members and institutional subscribers, who arrange site licenses. Individual subscribers can choose between print and digital versions, or a combination of both.

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AMERICAN<br />

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_______________________<br />

<strong>Living</strong> with <strong>Fire</strong><br />

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<strong>American</strong> <strong>Scientist</strong><br />

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Sigma Xi Student<br />

Research Conference<br />

High school, undergraduate, and graduate students<br />

are invited to the Sigma Xi Student Research Conference<br />

November 11–13, 2016, in Atlanta, Georgia.<br />

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Celebrate your research achievements by<br />

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Compete for presentation awards<br />

Receive feedback from professional researchers<br />

Meet other students and professionals working in<br />

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Attend sessions about critical issues in research<br />

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What do participants learn?<br />

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AMERICAN<br />

<br />

<br />

Departments<br />

194 From the Editors<br />

195 Letters to the Editors<br />

198 Spotlight<br />

The latest member of the human<br />

family tree Power from radioactive<br />

isotopes Briefings<br />

204 Infographic<br />

Reducing automobile emissions<br />

206 Sightings<br />

A computed flame<br />

208 Arts Lab<br />

The art and science of solar eclipses<br />

Richard Woo<br />

212 Perspective<br />

The tales we all must tell<br />

Robert Louis Chianese<br />

216 Engineering<br />

How paperweights emerged from<br />

the desk of necessity<br />

Henry Petroski<br />

<strong>Scientist</strong>s’<br />

Nightstand<br />

248 Book Reviews<br />

DNA and poetry The poisons of<br />

Agatha Christie <strong>Fire</strong>flies up close<br />

From Sigma Xi<br />

253 Sigma Xi Today<br />

Annual Meeting in Atlanta <br />

Student Research Showcase results <br />

Sigma Xi sponsors the Conrad Spirit<br />

of Innovation Challenge Award<br />

winner interviews<br />

Feature Articles<br />

220<br />

220 Coexisting with Wildfire<br />

Promoting the right kind of fire is safer<br />

and more cost-effective.<br />

Max A. Moritz and<br />

Scott Gabriel Knowles<br />

228 A Constructive Chemical<br />

Conversation<br />

Interventions let researchers grow<br />

complex microscale structures.<br />

Alison Grinthal, Wim L. Noorduin,<br />

and Joanna Aizenberg<br />

228<br />

234 The Road Ahead<br />

Smart cars, smart bridges, and smart<br />

highways may make infrastructure safer<br />

and more robust.<br />

Henry Petroski<br />

242 G. Evelyn Hutchinson’s Exultation<br />

in Natural History<br />

This proponent of experimental work<br />

nonetheless loved organismal description.<br />

Laura J. Martin<br />

242<br />

234<br />

The Cover<br />

The 2012 Waldo Canyon <strong>Fire</strong> in Colorado Springs, Colorado, was the worst wildfire in the state’s history. Shown here burning out<br />

of control on June 26, three days after the fire began, it ultimately lasted 18 days, blazing through more than 18,000 acres of public<br />

and private land, destroying 347 homes, and killing two people. In “Coexisting with Wildfire” (pages 220–227), fire ecologist Max<br />

A. Moritz and historian Scott Gabriel Knowles describe the state of research on safety and damage prevention in the face of wildfires,<br />

dispelling common misconceptions that they say may be holding back proactive policy and contributing to reactively fighting fires.<br />

The authors pose solutions that they think could save lives, homes, and taxpayer money. (Photograph by R. J. Sangosti.)<br />

<strong>American</strong> <strong>Scientist</strong><br />

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FROM THE EDITORS<br />

Overcoming the Bystander Effect<br />

Have you ever been a hero? Going about our<br />

daily routines, few of us have the opportunity<br />

to save a life or disrupt a crime in progress—fewer<br />

still take that opportunity when it presents itself. I<br />

once witnessed a car accident in which the guilty<br />

party leapt from his disabled vehicle and fled<br />

the scene. I quickly pulled over and dialed 911.<br />

Fortunately, another passerby stopped and apprehended<br />

the suspect. The culprit—who was clearly<br />

intoxicated—struggled to escape, but he was easily<br />

overpowered. After emergency personnel arrived, I<br />

drove away contemplating the other witness’s bravery<br />

and how I could have done more.<br />

Not only are acts of heroism unsurprisingly rare, reports about observers who,<br />

out of indifference or perplexity, fail to report criminal behavior or respond to<br />

emergencies with inaction are common. Although it may be tempting to blame<br />

the desensitizing effects of our media- and technology-saturated age, the failure<br />

of witnesses to take action isn’t a new phenomenon.<br />

Psychologists Bibb Latané and John Darley identified a pattern of behavior they<br />

called the bystander effect, which they demonstrated in their labs for the first time<br />

in 1968. They describe it as a behavior that occurs when the presence of others<br />

discourages an individual from intervening in an emergency situation. Latané<br />

and Darley were spurred to their studies by the 1964 murder of Kitty Genovese in<br />

New York City, a case that became infamous because of observers’ inaction.<br />

Today the bystander effect is being revisited in the context of human-imposed<br />

environmental threats, including climate change. There’s plenty of evidence that<br />

the conditions we’re observing—from multi-year water shortages to massive,<br />

deforestation-related mudslides to plummeting biological diversity—are dire.<br />

Yet the severity of these threats isn’t being met with proportionally urgent action.<br />

A number of options exist to help us overcome what in this case appears to be<br />

bystander effect on a massive scale. For example, by openly making sustainable<br />

decisions, we can demonstrate helping behavior, which can inspire others to follow<br />

suit. We can also make a difference by educating people on sustainable living<br />

and by helping people form a close relationship with nature. As key sources<br />

of useful information related to environmental management, scientists and engineers<br />

can play a special role as educators and problem solvers.<br />

In this issue, you’ll find articles that collectively serve as a blueprint for researchers<br />

to use in leading this effort. In “The Tales We All Must Tell” (pages<br />

212–215), Robert Chianese encourages all of us to own up to our environmental<br />

transgressions and atone for them by sharing personal confessions; in “Coexisting<br />

with Wildfire” (pages 220–227), Max Moritz and Scott Knowles offer immediate<br />

solutions by acknowledging the inevitable escalation of wildfire incidences<br />

brought on by global warming and by explaining how we can plan and build<br />

communities that minimize our losses; and in “G. Evelyn Hutchinson’s Exultation<br />

in Natural History” (pages 242–247), Laura Martin recounts the career of<br />

this famed ecologist and storied <strong>American</strong> <strong>Scientist</strong> columnist and suggests that<br />

his passion for the natural world is an example all scientists can follow to serve<br />

humankind today.<br />

It’s clear we can no longer afford to be indifferent to these concerns. <strong>Scientist</strong>s<br />

and engineers are in the unique position of both possessing the most actionable<br />

information and having the tools and capacity to act. Research has shown that<br />

observing prosocial behavior can motivate others to do the same. In other words,<br />

heroism is potentially contagious.<br />

After later discovering that the hero from that other car was an off-duty police<br />

officer, I realized that even an act performed by a professional could instill a greater<br />

sense of humanity in me. For the sake of preserving our planet, the scientific<br />

community can be the example we all need. —Jamie L. Vernon (@JLVernonPhD)<br />

AMERICAN<br />

<strong>Scientist</strong><br />

www.americanscientist.org<br />

VOLUME 104, NUMBER 4<br />

Editor-in-Chief Jamie L. Vernon<br />

Senior Consulting Editor Corey S. Powell<br />

Managing Editor Fenella Saunders<br />

Digital Features Editor Katie L. Burke<br />

Contributing Editors Sandra J. Ackerman,<br />

Marla Broadfoot, Catherine Clabby, Brian Hayes,<br />

Anna Lena Phillips, Diana Robinson, David<br />

Schoonmaker, Michael Szpir<br />

Editorial Associate Mia Evans<br />

Art Director Barbara J. Aulicino<br />

SCIENTISTS’ NIGHTSTAND<br />

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AMERICAN SCIENTIST ONLINE<br />

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LETTERS<br />

Habitability Criteria<br />

To the Editors:<br />

Concerning the Perspective column<br />

“The Imprecise Search for Extraterrestrial<br />

Habitability” by Kevin Heng in<br />

the May–June issue, it seems to me<br />

that the focus on surface temperature<br />

as a habitability criterion for exoplanets<br />

considers only one aspect, and perhaps<br />

it is not even the most important<br />

prerequisite for life. What is life but a<br />

heat engine, producing a local reduction<br />

in entropy?<br />

Thermodynamics suggests that the<br />

key element to an efficient cycle is the<br />

availability of a “hot” reservoir and<br />

a “cold” one. For example, on Earth<br />

we receive blackbody radiation from<br />

the Sun at 5,780 kelvin and radiate<br />

blackbody radiation out to space at<br />

255 kelvin. Net energy gain or loss is<br />

roughly zero because we are in thermal<br />

equilibrium, but life builds ordered<br />

systems using the difference in<br />

entropy between the two reservoirs. It<br />

follows that a planet orbiting a redder<br />

star would be more limited in capacity<br />

to support life, even with a surface<br />

temperature similar to Earth’s,<br />

and conversely a bluer star could<br />

provide a more encouraging environment.<br />

I am curious why the current<br />

habitability criteria do not take this<br />

point into account, even though stellar<br />

spectral data are more readily available<br />

than surface temperature data for<br />

exoplanets. I have even seen articles<br />

speculating that rogue planets with<br />

only internal heating could support<br />

life if they are at the correct temperature,<br />

but my understanding of thermodynamics<br />

argues against that likelihood<br />

(but doesn’t rule it out; some life<br />

here exploits thermal gradients near<br />

underwater geothermal vents).<br />

Russ Howard<br />

Frederick, CO<br />

Dr. Heng responds:<br />

Dr. Howard touches on a point that has<br />

been explored extensively in the astrophysical<br />

literature: the climatic effects<br />

arising from variations in the incident<br />

flux associated with different types of<br />

stars. (For a recent example, see the<br />

June 2015 article by S. Rugheimer and<br />

colleagues in The Astrophysical Journal.)<br />

Sunlike stars radiate roughly with a<br />

blackbody spectrum that peaks in the<br />

visible (at 0.5 microns). Red dwarfs (M<br />

stars), on the other hand, have blackbody<br />

spectra that peak in the near infrared<br />

(around 1 micron), and there<br />

has been constructive speculation on<br />

the consequences of the difference for<br />

photosynthesis.<br />

Because of a temperature inversion<br />

in Earth’s atmosphere, where cold air<br />

is trapped under warmer air at higher<br />

altitudes, water is confined near the<br />

surface. But because ozone is a good<br />

absorber of ultraviolet and optical radiation<br />

but a poorer absorber of nearinfrared<br />

radiation, this so-called cold<br />

trap would not operate in the atmosphere<br />

of an Earth analogue irradiated<br />

by a red dwarf. Generally, the situation<br />

is more complicated than Earth<br />

radiating as a 255-kelvin blackbody,<br />

because sources of absorption and scattering<br />

from both gaseous and aerosol<br />

species need to be taken into account<br />

to properly compute the atmospheric<br />

temperatures. It is probably an oversimplification<br />

to imagine that life<br />

is more likely in environments that<br />

have larger temperature gradients. A<br />

counterargument is that blue stars (for<br />

example, the short-lived O stars) live<br />

only for millions—rather than billions—<br />

of years, and one may speculate about<br />

<strong>American</strong> <strong>Scientist</strong> (ISSN 0003-0996) is published bimonthly by Sigma Xi, The Scientific Research Society, P.O. Box 13975, Research Triangle Park, NC 27709 (919-549-0097). Newsstand single copy<br />

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_________________________<br />

The Long Haul<br />

Plants with shorter lifespans tend<br />

to be better studied in evolutionary<br />

biology and population ecology,<br />

because research lasting longer<br />

than five years takes patience,<br />

planning, perseverance after<br />

setbacks, and reliable funding.<br />

In this guest blog post, Carolyn<br />

Beans highlights ecologists who<br />

have set out into this unexplored<br />

research territory.<br />

http://bit.ly/1ZxwdeU<br />

Exploring the Dark Net<br />

In this edition of the <strong>Scientist</strong>s’<br />

Nightstand podcast, author Jamie<br />

Bartlett discusses his book The<br />

Dark Net, in which market mechanisms,<br />

technology, ethics, and<br />

human behavior mix.<br />

http://bit.ly/1VQD8Su<br />

<strong>Fire</strong>’s Weird Behavior in Space<br />

In the microgravity environment<br />

of outer space, flames burn<br />

very differently than they do on<br />

Earth. Studying these differences<br />

not only helps researchers grasp<br />

the properties of combustion<br />

and burning but also is crucial<br />

for outer-space missions. Explore<br />

these insights through striking<br />

visuals in this slideshow.<br />

http://bit.ly/1UN9Tif<br />

The Promise of 2D Materials<br />

In this live video discussion about<br />

materials that are only one molecule<br />

thick, Cornell University chemist Michael<br />

G. Spencer and managing editor<br />

Fenella Saunders talk about how<br />

materials such as graphene are (and<br />

are not) living up to their promise for<br />

use in electronics and other areas.<br />

http://bit.ly/1ObOKgi<br />

Strategies to Curb Bacterial Infections<br />

How can bacterial infections be<br />

stopped? What about bacterial resistance?<br />

To what extent are bacteria<br />

“communicating” with one another<br />

to overcome our immune systems,<br />

chemical cleansers, and antibiotics?<br />

Purdue University chemist Herman<br />

Sintim and managing editor Fenella<br />

Saunders discuss these questions in<br />

this live video interview.<br />

http://bit.ly/1VQEgp3<br />

The Chemical Origins of Life<br />

In this live video interview, biochemist<br />

Nick Hud and digital features editor<br />

Katie L. Burke discuss the structures of<br />

biopolymers—the building blocks of<br />

amino acids—and the ongoing efforts<br />

to try to tease apart the process of the<br />

earliest evolution of life on Earth.<br />

http://bit.ly/1qziQik<br />

Check out AmSci Blogs<br />

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whether this time frame is long enough<br />

for life to develop and evolve.<br />

Much has also been said about the<br />

stability of these environments to flares<br />

and outbursts from the star (linked to<br />

its magnetic activity). Such flares and<br />

outbursts together have negligible energies<br />

compared to the star’s continuous<br />

energy output, but they may have<br />

outsized effects on any biology residing<br />

on the surface of the exoplanet.<br />

(For an example, see the October 2010<br />

article in Astrobiology by A. Segura and<br />

others.) All of these thoughts remain<br />

speculative until one can actually construct<br />

a working model of how life<br />

forms and exploits energy from its surroundings,<br />

robustly generalizable to<br />

environments beyond that of Earth.<br />

It is perhaps premature to construct<br />

“habitability criteria.”<br />

At the end of the day, I would say<br />

that data are king: We, as astrophysicists,<br />

would mostly like to think about<br />

ideas that may be falsified by astronomical<br />

data. Some thoughts, although<br />

plausible, may remain outside of the<br />

realm of falsifiability, at least in the<br />

foreseeable future. Rogue exoplanets,<br />

adrift from their stars, may harbor<br />

internal heat sources that are warm<br />

enough to support life. (See Dorian Abbot’s<br />

and Eric Switzer’s 2011 article in<br />

The Astrophysical Journal Letters.) Another<br />

variation on this idea is the “deep<br />

hot biosphere” (as per Thomas Gold),<br />

which suggests that a hidden biosphere<br />

of microbial life exists many kilometers<br />

beneath our feet, with a biomass that<br />

rivals its surface counterpart. Even if<br />

such deep hot biospheres are prevalent<br />

among exoplanets, they would essentially<br />

be invisible to the telescopes of<br />

astronomers and thus would fall outside<br />

the realm of ideas that are testable<br />

by current scientific methods.<br />

Past Stoplight Sequences<br />

To the Editor:<br />

I enjoyed Henry Petroski’s Engineering<br />

column on traffic lights, “Traffic Signals,<br />

Dilemma Zones, and Red-Light<br />

Cameras” (May–June). Some time ago<br />

I was asked by a New York City driver<br />

(via the Brooklyn College physics department)<br />

to determine whether the<br />

yellow lights were unreasonably short<br />

on a city street where he had gotten a<br />

red-light ticket. Indeed, New Yorkers<br />

often complain that yellow-light times<br />

are set too short and even accuse the<br />

city of doing this deliberately to pro-<br />

196 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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duce revenue. After determining the<br />

formula for Y, the minimum yellowlight<br />

time, I realized that its value<br />

depends critically on two quite questionable<br />

parameters: the braking time<br />

and the reaction time. In particular, the<br />

latter—the time from perceiving the<br />

yellow signal to pressing the brake—<br />

depends on the driver’s age. Although<br />

one second is reasonable for a young<br />

driver, it would be at least double that<br />

for a driver in his 60s, and this difference<br />

does imply that yellow-light<br />

times (set nominally at three seconds<br />

in New York City) are in fact less than<br />

the minimum.<br />

Michael I. Sobel<br />

Professor Emeritus of Physics<br />

Brooklyn College<br />

Brooklyn, NY<br />

To the Editors:<br />

Henry Petroski’s informative Engineering<br />

column about traffic signals<br />

reminded me of two techniques that<br />

I no longer see in the United States.<br />

One is a change from green to the<br />

intermediate half green and half yellow<br />

before the wholly yellow light,<br />

which was more common in the United<br />

States a half century ago. This sequence<br />

does not require more lights<br />

and provides more time to prepare for<br />

the red one without causing a “loss of<br />

drivers’ respect for the yellow light.”<br />

The second technique I used to see is<br />

Illustration Credits<br />

Spotlight<br />

Page 199 Barbara Aulicino<br />

Infographic<br />

Page 204 Andy Brunning<br />

G. Evelyn Hutchinson’s Exultation<br />

in Natural History<br />

Page 243 Stephanie A. Freese<br />

The Art of Chemical Conversation<br />

Pages 230–235 Barbara Aulicino<br />

a change from red to the intermediate<br />

half red and half yellow before the<br />

green light, a sequence often seen in<br />

Europe. This series alerts drivers to<br />

be ready to go when the light is green,<br />

so traffic flows as soon as the light is<br />

green, permitting more cars to pass<br />

through the intersection.<br />

M. Craig Pinsker<br />

Glen Allen, VA<br />

A Crusty Englishman<br />

To the Editors:<br />

Tony Rothman’s article about the<br />

founding and development of the National<br />

Radio Astronomy Observatory<br />

(NRAO), “Outpost on the Edge” (Perspective,<br />

January–February), brought<br />

back memories of several visits I<br />

made to Green Bank, West Virginia, in<br />

1977–1980 to discuss the development<br />

of a geodetic very-long-baseline interferometry<br />

(VLBI) network to monitor<br />

polar motion, variations in universal<br />

time, and tectonic plate movements.<br />

I was working at the National Oceanic<br />

and Atmospheric Administration<br />

(NOAA) and was trying to get a<br />

project going: POLARIS (POLar motion<br />

Analysis by Radio Interferometric<br />

Surveying), a collaboration with<br />

NASA and the U.S. Naval Observatory.<br />

On one of my visits I happened<br />

upon John Findlay. Rothman’s description<br />

of him as a “crusty Englishman<br />

who spoke with an Oxbridge<br />

accent and smoothed down his hair<br />

with shoe polish” caused an instant<br />

flashback to my first—and only—<br />

encounter with Findlay.<br />

I went to the lounge after dinner.<br />

He came in, carrying a mixed drink,<br />

and sat down in an overstuffed chair<br />

across a coffee table from me. Findlay<br />

said hello and asked why I was<br />

at Green Bank. After listening to my<br />

brief description of project POLARIS,<br />

he harrumphed as only the English<br />

can and proceeded to tell me that he<br />

saw no need for such a special purpose<br />

VLBI network, as everything we<br />

proposed to do could be done better<br />

with the Very Long Baseline Array<br />

(VLBA). When I responded that the<br />

baselines would not be long enough<br />

to get the Earth orientation parameters<br />

as accurately as we were seeking, and<br />

that we also wanted stations on several<br />

different tectonic plates, he harrumphed<br />

again and told me that the<br />

array would eventually include satellite<br />

stations, most likely in Hawaii,<br />

Alaska, and the Caribbean Islands,<br />

and perhaps other locations. He went<br />

on to say that he had never heard of<br />

me and had no idea why a geodesist<br />

thought that he could run an astronomical<br />

observing program. As an<br />

afterthought, he asked from where I<br />

had come. Because he had mentioned<br />

Hawaii as a possible site for a VLBI<br />

station, I assumed that he knew John<br />

T. Jefferies, director of the Institute for<br />

Astronomy, University of Hawaii, and<br />

told him that I had worked for him,<br />

building a lunar laser ranging station<br />

on Haleakala before accepting a position<br />

at NOAA.<br />

Findlay feigned trying to place the<br />

name John Jefferies and then said that<br />

he did not know him. I replied that he<br />

would certainly get to know Jefferies<br />

if NRAO was going to build a radio<br />

telescope in Hawaii, as the governor<br />

and state legislators looked to him for<br />

everything astronomical. That set him<br />

off on a rant about minor university<br />

professors and local politicians in remote<br />

states that were little more than<br />

remote colonies, who thought that<br />

they were important. He concluded by<br />

informing me that the VLBA was a national<br />

project, that all decisions would<br />

be made by the appropriate National<br />

Science Foundation and NRAO officials,<br />

who would neither need nor<br />

seek the opinions and help of Jefferies<br />

or local politicians, including the governor.<br />

<strong>With</strong> that said, he picked up his<br />

drink and left.<br />

I saw him a couple more times during<br />

other visits to Green Bank, but he<br />

never deigned to speak to me again.<br />

I am pleased to learn that he made<br />

significant contributions to radio astronomy<br />

during his time at NRAO—<br />

unfortunately, I only experienced his<br />

“crusty Englishman” side.<br />

Bill Carter<br />

University of Houston<br />

Houston, TX<br />

How to Write to <strong>American</strong> <strong>Scientist</strong><br />

Brief letters commenting on articles<br />

appearing in the magazine are welcomed.<br />

The editors reserve the right<br />

to edit submissions. Please include<br />

an email address if possible. Address:<br />

Letters to the Editors, P.O. Box 13975,<br />

Research Triangle Park, NC 27709 or<br />

_________________<br />

editors@amscionline.org.<br />

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<strong>American</strong> <strong>Scientist</strong><br />

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Spotlight<br />

The Latest on Homo naledi<br />

A recent addition to the human family tree doesn’t<br />

fit in clearly yet.<br />

The Rising Star cave system, part of<br />

the Cradle of Humankind World Heritage<br />

Site in South Africa, has been well<br />

mapped and was explored by cavers<br />

for many years, but without any fossils<br />

being noted there. That changed<br />

in September 2013, when two South<br />

African cavers, Rick Hunter and Steve<br />

Tucker, entered a remote, unmapped<br />

chamber and found the first-known<br />

fossil bones of what is now called Homo<br />

naledi strewn across its floor. Hunter<br />

and Tucker were working with South<br />

African paleoanthropologist Lee Berger,<br />

hoping to identify new cave settings<br />

with evidence of our fossil ancestors<br />

and relatives. Berger quickly organized<br />

an excavation to explore the contents<br />

of the extremely difficult-to-access site,<br />

named Dinaledi Chamber.<br />

Since the discovery, I have been privileged<br />

to be a member of the scientific<br />

team investigating the find. The remote<br />

chamber would prove to contain a bone<br />

bed of an extinct population, more than<br />

1,500 fossil specimens of which have<br />

been located so far—one of the most<br />

significant finds in the history of studying<br />

human evolution. That remarkable<br />

discovery has rippled excitement<br />

throughout the anthropological community,<br />

not least because the species’<br />

traits do not make clear where it fits<br />

into the human evolutionary tree.<br />

Our work describing these fossils as<br />

the new species H. naledi has been carried<br />

out by a large international team<br />

of specialists, and the description of the<br />

species that we published last year is just<br />

the first chapter of a long scientific story.<br />

We assembled a team of scientists to<br />

encompass specialists in different aspects<br />

of the anatomy of the body, who<br />

could contribute extensive data sets and<br />

experience to the project. At the same<br />

time, we tried to broaden the set of people<br />

involved in the description of new<br />

hominin fossils, by including members<br />

of the next generation. We were able to<br />

accept applications from more than 30<br />

early-career scientists, representing 15<br />

countries and 5 continents. The high<br />

level of commitment of this team of specialists<br />

allowed us to develop an initial<br />

understanding of the overall sample<br />

within two years of its discovery.<br />

<strong>With</strong> Berger, I helped organize a symposium<br />

to describe our ongoing work<br />

at the April meeting of the <strong>American</strong><br />

Association of Physical Anthropologists<br />

in Atlanta. The session gave an opportunity<br />

for 13 members of our team,<br />

mostly early-career scientists, to present<br />

ongoing and unpublished work to<br />

colleagues from around the world. We<br />

aimed to provide a comprehensive view<br />

of the biology of this new species, with<br />

presentations covering every part of the<br />

body, literally from head to toe. This research<br />

begins to address the big questions<br />

about H. naledi, but<br />

many of those questions still<br />

don’t have answers.<br />

Early in the morning session,<br />

team members Lauren<br />

Schroeder of the University<br />

of Buffalo, Lucas<br />

Delezene of the University<br />

of Arkansas, and Matthew<br />

Skinner of the University<br />

of Kent described the teeth<br />

and skulls of the H. naledi<br />

material. The overall pattern<br />

of these specimens is<br />

unique, with a confusing<br />

mix of seemingly primitive<br />

and derived traits. The species<br />

has several anatomical<br />

details also known in early<br />

species of our genus, such<br />

as Homo habilis and early<br />

members of Homo erectus.<br />

But it has a much smaller<br />

brain size than is typical<br />

of these species. In this<br />

and several aspects of its<br />

teeth, H. naledi resembles species that<br />

branched from our family tree much<br />

earlier in time, such as 3.2-million-yearold<br />

Australopithecus afarensis, the species<br />

of the famous “Lucy” fossil skeleton.<br />

In evolutionary biology, such a mixture<br />

of features is known as an anatomical<br />

mosaic. Paleoanthropologists have<br />

learned over the past century that<br />

human evolution was not a gradual<br />

progression from a very apelike ancestor<br />

to modern humans. Our small<br />

canine teeth and more upright posture<br />

evolved very early in our lineage, our<br />

pattern of bipedal walking next. At the<br />

midpoint of our evolutionary tree, ancestors<br />

and relatives went on a spree<br />

of evolving larger molar and premolar<br />

teeth—a trend that turned around<br />

when the first members of our genus,<br />

Homo, started hunting and making<br />

stone tools. Only then did they develop<br />

the kind of social sharing that led to<br />

language, which today characterizes<br />

people around the world. The brain<br />

evolved late, the legs early, and every<br />

species in our ancestry has its own mosaic<br />

of features from this legacy.<br />

H. naledi’s mosaic seems to conflict<br />

with this storyline. Nowhere is that<br />

more evident than at its hand, arm, and<br />

Representatives of Homo naledi stood between 140 and 160<br />

centimeters tall, but had a brain that was quite small for<br />

this size. Also, their teeth more closely resemble those of<br />

earlier hominin species. (Image courtesy of John Hawks.)<br />

198 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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Dragon’s Back<br />

Dinaledi Chamber<br />

The fossils of Homo naledi were found in a cave called the Dinaledi Chamber, about 1,450<br />

meters below the surface. The chamber is accessed only through a series of steep, twisting,<br />

and narrow tunnels. The Superman's Crawl and the Dragon's Back are each less than 25 centimeters<br />

in diameter. (Illustration adapted from P. H. G. M. Dirks et al, eLife 2015, 4:e09561.)<br />

shoulder. Tracy Kivell of the University<br />

of Kent reported on the combination of<br />

a wrist and fingertips more humanlike<br />

than those of H. habilis, combined with<br />

very curved fingers, comparable to<br />

those of both the very earliest hominins<br />

and to living apes. Elen Feuerriegel of<br />

Australia National University showed<br />

a shoulder canted upward on the trunk<br />

where it would suit a climbing species,<br />

and an upper arm twisted in a way unlike<br />

other human relatives. Both match<br />

well to the thorax anatomy considered<br />

by Scott Williams of New York University,<br />

with a narrowed upper rib cage. H.<br />

naledi appears to have been a climber<br />

and a possible toolmaker, although we<br />

have not yet found any stone artifacts<br />

in the Dinaledi Chamber.<br />

The legs of H. naledi were long and<br />

comparatively slender, with some evidence<br />

for an elongation of the lower<br />

leg, according to Damiano Marchi of<br />

the University of Pisa and Christopher<br />

Walker of Duke University. However,<br />

Caroline VanSickle of the University of<br />

Wisconsin–Madison reported that the<br />

hips substantially share an anatomical<br />

pattern with the much-shorter-statured<br />

Lucy skeleton. Zach Throckmorton<br />

of Lincoln Memorial University took<br />

on the task of building this mixture of<br />

features into an overall picture of H.<br />

naledi’s gait, noting the evidence for a<br />

more humanlike foot.<br />

At the conclusion of the symposium,<br />

two talks integrated a broader picture<br />

of the biology by examining issues of<br />

body size and development. Heather<br />

Garvin of Mercyhurst University in<br />

Pennsylvania reported that adult individuals<br />

of H. naledi weighed between<br />

40 and 55 kilograms, and were between<br />

140 and 160 centimeters in stature,<br />

with males and females differing only<br />

slightly in size. She emphasized that<br />

H. naledi had a very small brain for this<br />

size. Debra Bolter of Modesto Junior<br />

College in California showed analysis<br />

of a range of individuals of different<br />

ages, represented by dental remains in<br />

the fossil deposit, from infants through<br />

very old adults. This sample is exceptional<br />

in our evolutionary record for<br />

preserving the anatomy of all life stages<br />

from one population. Further research<br />

on the growth and development of<br />

H. naledi may help us to understand<br />

how humans have come to have such<br />

uniquely long childhood development<br />

in comparison with other primates.<br />

The overall picture given by the results<br />

presented at the April symposium<br />

is that H. naledi walked more or<br />

less like humans do, seems to have<br />

had hands well made for handling and<br />

manipulating objects, and had teeth<br />

that indicate a high-quality diet—all<br />

things that link the species to our genus.<br />

Yet, it had a trunk, hips, shoulders,<br />

and fingers that contrast with<br />

that picture, and it had a brain similar<br />

in size to those of some of the earliest<br />

branches of the hominin lineage.<br />

In many ways H. naledi was adapted<br />

like a human, without anything like a<br />

human brain.<br />

In many ways<br />

Homo naledi was<br />

adapted like a<br />

human, without<br />

anything like a<br />

human brain.<br />

Further context for H. naledi’s place<br />

in the human lineage may come from<br />

the site of its discovery. Marina Elliott,<br />

a postdoctoral scholar at the University<br />

of Witwatersrand in Johannesburg,<br />

reported on continuing work<br />

aimed at understanding the context of<br />

the fossils. She is now leading excavations<br />

at Rising Star, where priority has<br />

shifted from the Dinaledi Chamber to<br />

other parts of the cave, as we broaden<br />

our understanding of how sediments<br />

formed throughout the cave. Most other<br />

fossil sites in South Africa include<br />

Superman’s<br />

Crawl<br />

cave<br />

entrance<br />

1,450 meters<br />

10 meters<br />

50 feet<br />

the bones of many animals, with hominins<br />

being among the rarest. Strikingly,<br />

the Dinaledi Chamber contains no<br />

other medium or large animals other<br />

than hominins. This situation makes<br />

it a treasure for understanding their<br />

anatomy, but it creates challenges in<br />

interpreting the context and age of the<br />

assemblage. The team has published<br />

data showing that the bones bear no<br />

trace of carnivore activity, and that<br />

the sediments in the Dinaledi Chamber<br />

represent an isolated depositional<br />

environment, different from nearby<br />

chambers, which were not carried into<br />

the chamber by water action. Our best<br />

hypothesis is that H. naledi were using<br />

the chamber to deposit their dead,<br />

but as Elliott noted, we are developing<br />

more data to test this hypothesis.<br />

We planned a half-hour questionand-answer<br />

session at the end of the<br />

symposium session, facilitated by team<br />

members Steven E. Churchill of Duke<br />

University and Darryl J. de Ruiter of<br />

Texas A&M University. It was one of<br />

the most interesting periods of open<br />

discussion I’ve seen at a professional<br />

conference. People offered a broad<br />

range of perspectives about the H. naledi<br />

fossils, the site, and our open-access<br />

philosophy regarding the data. But during<br />

the discussion, one question was<br />

posed above all others: How will we be<br />

able to figure out the age of the fossils?<br />

The H. naledi analysis was unique<br />

in recent paleoanthropology for proceeding<br />

on the basis of anatomy alone,<br />

without knowing the age of the fossil<br />

deposit. This approach was taken partly<br />

out of necessity, because of the lack<br />

www.americanscientist.org<br />

2016 July–August 199<br />

<strong>American</strong> <strong>Scientist</strong><br />

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The laid-out fossils of Homo naledi (above right) demonstrate the<br />

wealth of specimens found in the chamber. The fossils have been<br />

used to create simulations of the species’ full skeletal structure (above<br />

left). H. naledi’s trunk, hips, shoulders, and brain point to earlier hominin<br />

lineages, whereas its legs and hands look more like those of modern<br />

humans. (Images courtesy of John Hawks.)<br />

of many of the usual hints regarding<br />

geological age. But also, we recognized<br />

that the placement of a species into the<br />

family tree of organisms, or its phylogenetic<br />

position, is one that depends<br />

on the pattern of branching in the tree<br />

and not the age of the branches. H. naledi’s<br />

anatomical mosaic makes the age<br />

determination particularly difficult—<br />

did it acquire derived traits early or<br />

preserve primitive traits late?<br />

Still, the question of its age is a fascinating<br />

one that will test hypotheses<br />

about the environmental setting of<br />

H. naledi and answer the question of<br />

whether it coexisted with any other<br />

hominin species. We were able to report<br />

that we are working on determining<br />

the geological age of the fossil<br />

deposit, applying techniques that<br />

can be used to date the site’s flowstones<br />

(sheetlike formations of calcite that<br />

grow where water flows down walls<br />

or floors in caves). We are also using<br />

some destructive mechanisms to examine<br />

the bones and teeth themselves.<br />

Developing the chronology is a difficult<br />

undertaking, and we are committed<br />

to being cautious as we proceed.<br />

Another aspect of the project<br />

brought applause from the audience.<br />

High-resolution scans of many of the<br />

key H. naledi specimens have been<br />

posted to the MorphoSource website,<br />

where anyone can download them<br />

free of restrictions. Churchill reported<br />

that thousands of people around the<br />

world have downloaded scans for 3D<br />

printing, making their own copies of<br />

these fossils. At a lecture following the<br />

symposium, Berger announced that<br />

surface scan data from Australopithecus<br />

sediba, another South African fossil discovery,<br />

would immediately be available<br />

on MorphoSource as well. These<br />

technological developments could be<br />

quite revolutionary for anthropology.<br />

Moving forward, our team, led by<br />

Elliott on site, is excavating a second<br />

fossil locality within the cave, hoping<br />

to add more information about<br />

the overall setting of these hominins.<br />

Meanwhile, more investigators have<br />

visited the fossil collection to examine<br />

other aspects of the biology of H. naledi.<br />

We expect most of the work described<br />

in the symposium to be published over<br />

the next year. —John Hawks<br />

John Hawks is the Vilas-Borghesi Distinguished<br />

Achievement Professor of Anthropology at the<br />

University of Wisconsin–Madison. He blogs about<br />

paleoanthropology at http://johnhawks.net/.<br />

200 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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First Person: Michael Spencer<br />

Batteries have their limitations. Even ubiquitous lithium batteries don’t scale well to small<br />

sizes, and they perform poorly in harsh conditions. Michael Spencer (right), an electrical<br />

engineer and computer scientist at Cornell University and a Sigma Xi Distinguished<br />

Lecturer, works on power generation with relatively low-energy radioactive sources.<br />

Spencer explained what these so-called betavoltaic devices are, and why they are now<br />

gaining popularity, to managing editor Fenella Saunders. (Spencer also works with twodimensional<br />

materials, such as graphene, that are one molecule thick; his comments about<br />

how those materials are, and are not, living up to their promised usefulness in electronics<br />

are included in the video of this interview: http://bit.ly/1ObOKgi.)<br />

______________<br />

What is a betavoltaic device?<br />

Everybody knows what photovoltaics<br />

are; they produce a voltage by absorbing<br />

photons. Betavoltaics are a direct<br />

analogy to that, but instead of photons,<br />

they absorb high-energy electrons that<br />

are the product of radioisotope decay.<br />

If the radioisotope produces only electrons,<br />

it’s called a beta emitter.<br />

What materials release these highenergy<br />

electrons?<br />

The most popular source that we use<br />

is tritium, an isotope of hydrogen. The<br />

tritium is in the gas phase, but to make<br />

a device out of it we diffuse the tritium<br />

into titanium, where it bonds with the<br />

matrix and forms a metal hydride.<br />

This metal matrix is the source of the<br />

high-energy beta electrons. You place<br />

that right against your detector.<br />

How easily can these high-energy<br />

particles be shielded?<br />

Beta electrons are stopped very easily.<br />

For example, they’d be stopped by<br />

just a layer of dead skin; they don’t<br />

penetrate very far.<br />

But there are safety limitations<br />

imposed by the regulatory agencies<br />

about how much radioisotope one is<br />

allowed to use in these devices, so<br />

you get certain power limitations.<br />

Are there any devices that already<br />

use these isotopes?<br />

Most people don’t realize that they’ve<br />

been living with beta emitters in their<br />

homes and offices. Smoke detectors<br />

use a beta emitter called americium,<br />

whose high-energy electrons are used<br />

to detect whether or not you have a<br />

fire. Other produced radioisotope<br />

devices are used in gun sights, and<br />

in signs for environments that cannot<br />

tolerate open flame or spark. The<br />

high-energy electrons hit a phosphor,<br />

which then glows.<br />

What is the history of betavoltaic<br />

use in medical devices?<br />

In the 1980s, people made betavoltaics<br />

out of promethium, another beta emitter,<br />

and these batteries were used to<br />

power pacemakers in patients. These<br />

pacemakers were actually implanted<br />

but had very limited distribution;<br />

there were about 400 or 500 of them.<br />

Promethium is a very high-energy beta<br />

producer, and when the electrons decelerate<br />

they produce x-rays that have<br />

to be shielded, which made the device<br />

more bulky.<br />

How are tritium-based medical devices<br />

different from these older ones?<br />

The energy of the electrons they emit is<br />

much, much lower, and they don’t produce<br />

any radiation, so the shielding requirements<br />

are almost nonexistent. Also<br />

the size of the pacemaker has shrunk<br />

and the amount of power it requires is<br />

now much less than it used to be. It’s a<br />

pretty good match to what a betavoltaic<br />

cell could produce. The lifetime of these<br />

betavoltaic cells is related to the half-life<br />

of the isotope, which is 12.5 years. (That<br />

is the period of time during which half<br />

of the radioisotope’s nuclear reactions,<br />

of hydrogen going to helium, have<br />

taken place.) Any kind of implantable<br />

device—such as one measuring pressure<br />

or perhaps temperature—could<br />

benefit, particularly when you need a<br />

very small form factor and power requirements<br />

are modest.<br />

What is making betavoltaic devices<br />

attractive now?<br />

What’s happening is that things are<br />

coming together. The electronics industry<br />

now knows how to make exquisitely<br />

low-power electronics. In addition,<br />

as in the case of the pacemaker,<br />

the footprint of devices has shrunk.<br />

Now it’s time for a reexamination of<br />

this technology, because the application<br />

space is coming to meet it. It has a<br />

small power output but an extremely<br />

high energy density.<br />

How do these betavoltaic devices<br />

compare with traditional power<br />

sources such as batteries?<br />

<strong>With</strong> normal batteries, like lithium<br />

ones, there are certain limits. As you<br />

make them smaller and smaller, it<br />

becomes more and more difficult to<br />

make them perform as well. On the<br />

other hand, a betavoltaic device naturally<br />

scales to the smaller dimensions.<br />

Lithium batteries are not very<br />

good when the temperature changes,<br />

something betavoltaics are in fact<br />

very resistant to.<br />

The other thing that’s interesting to<br />

me is that we’re exploding into this<br />

idea of the Internet of things, but everybody<br />

is asking about the power<br />

sources. You can have a lithium battery,<br />

but it does not have a very long life, it’s<br />

pretty big, and it doesn’t work too well<br />

in relatively modest extreme environments.<br />

You can have a miniature solar<br />

cell, or a piezoelectric scavenger that<br />

will convert motion into energy, but if<br />

the Sun’s not shining and you’re not<br />

moving around, they don’t work.<br />

My vision would be that you’d<br />

have a trilogy of sources, with the betavoltaic<br />

source being the one of last<br />

resort that would keep the computer<br />

processor alive. Then you would use<br />

the sources when they came online,<br />

when somebody turned the light on<br />

in the room, or you started moving<br />

and something started vibrating and<br />

you were able to get power that way.<br />

www.americanscientist.org<br />

2016 July–August 201<br />

<strong>American</strong> <strong>Scientist</strong><br />

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pillar device<br />

comb device<br />

In your devices, the surface of the<br />

material is covered with tiny pillars<br />

(left). What advantage does that<br />

structuring give the betavoltaic?<br />

Unlike solar cells, your energy source<br />

is right next to you, this titanium tritide.<br />

To increase the power for these<br />

betavoltaic devices, you create a larger<br />

surface area. Etching the surface puts<br />

more fuel on a given area of a device<br />

by a factor of a hundred, and in principle<br />

could increase the power by two<br />

orders of magnitude.<br />

The more surface area available on a betavoltaic device, the larger the power output it can<br />

produce from receiving high-energy electrons emitted during radioisotope decay. Patterning<br />

the detector materials with microscopic pillars or combs is one approach to increasing<br />

the overall surface area. (Images courtesy of Michael Spencer.)<br />

You start thinking of micropower as a<br />

microgrid with different sources being<br />

able to do the things that they do best.<br />

Can betavoltaics devices also be<br />

used as batteries?<br />

A betavoltaic is a power generator, not<br />

a storage device. But the power is always<br />

coming out, so you could capture<br />

it and store it in a capacitor or a thinfilm<br />

battery. Then you could still have<br />

that power for another time.<br />

Say you have an application where<br />

you wanted to monitor the temperature<br />

of an agricultural field over a<br />

long period of time. You’d put a lot<br />

of sensors down and have them take<br />

the temperature measurements. Making<br />

a record of that data doesn’t take<br />

much energy in today’s world; you<br />

can do that with a betavoltaic. But the<br />

readout, if you’re doing it with wi-fi,<br />

does take up a lot of energy. If you<br />

only wanted to read it out once every<br />

two weeks, you could probably store<br />

enough energy from the betavoltaic so<br />

that you could read out in a couple of<br />

minutes all of the data that you stored<br />

in two weeks of work. That’s a good<br />

application, because in this long-term<br />

monitoring, you’re looking for trends<br />

and not for actual data instantly.<br />

What are some additional potential<br />

applications for these betavoltaics?<br />

Another interesting application is antitampering.<br />

Suppose you had a box of<br />

electronics that you didn't want people<br />

to look at. You need something that<br />

doesn’t have to have a lot of power but<br />

just has to be on all the time to detect<br />

a breakage when somebody opens it<br />

and then trigger an alarm. For that, a<br />

betavoltaic device is interesting.<br />

If you wanted to store a cryptographic<br />

key electronically, again you<br />

want something that lives a long time<br />

with almost no power output. That’s<br />

a good application for a betavoltaic<br />

device as well.<br />

When could these devices be commercially<br />

mass-produced?<br />

I think you can get a working prototype<br />

for the medical area within one or<br />

two years and a production prototype<br />

within five years.<br />

202 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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<strong>American</strong> <strong>Scientist</strong><br />

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Briefings<br />

Bobjgalindo/Wikimedia Commons<br />

In this roundup, digital features<br />

editor Katie L. Burke summarizes<br />

notable recent developments in scientific<br />

research, selected from reports<br />

compiled in the free electronic newsletter<br />

Sigma Xi SmartBrief. Online: https:// ____<br />

www.smartbrief.com/sigmaxi/index.jsp<br />

New Primate Fossils in Asia<br />

The unearthing in China of 10 primate<br />

fossils that date to a period of climatic<br />

cooling is helping paleontologists understand<br />

why humans arose in Africa<br />

rather than in Asia, where primates<br />

originated. At the end of the Eocene<br />

epoch, 34 million years ago, the world<br />

turned colder and drier, and many<br />

primate species became extinct or migrated<br />

southward. Studies of fossils dating<br />

to this period have established that<br />

anthropoids—the primate lineage that<br />

includes monkeys, apes, and hominids—<br />

rose to dominance in Africa after this<br />

climate shift. However, there has been<br />

a knowledge gap about how primates<br />

fared in Asia. Although anthropoids<br />

were diverse in Asia in the Eocene, they<br />

declined over the period of climatic<br />

change that marked its end. These new<br />

primate fossils indicate that a lemur-like<br />

lineage then became dominant in Asia.<br />

Ni, X., Q. Li, L. Li, and K. C. Beard. Oligocene<br />

primates from China reveal divergence<br />

between African and Asian primate evolution.<br />

Science 352:673–677 (May 6)<br />

Skin Cells Turned into Sperm<br />

Researchers in Spain have induced human<br />

skin cells to become immature<br />

sperm in vitro, a technique that eventually<br />

could lead to new fertility treatments.<br />

To achieve the reprogramming,<br />

the team introduced two cell types in<br />

a cocktail of growth factors known to<br />

stimulate the expression of six genes<br />

related to germline differentiation. The<br />

cells, taken from men, then began expressing<br />

markers for these germline cells,<br />

and some divided by meiosis, resulting<br />

in immature sperm. These sperm were<br />

not viable, however—they would need<br />

to develop in vivo to become capable of<br />

fertilizing an egg. This study is an early<br />

step in developing a stem cell–based<br />

fertility treatment. <strong>Scientist</strong>s in China<br />

recently were able to successfully birth<br />

mice from sperm reprogrammed from<br />

stem cells. But to do so in humans will<br />

require an extended process of scrutiny.<br />

Medrano, J. V., et al. Human somatic cells subjected<br />

to genetic induction with six germ line–<br />

related factors display meiotic germ cell–like<br />

features. Scientific Reports 6: 24956 (April 26)<br />

Computer Model of Planet Nine<br />

In January, research on the movement<br />

of objects in the Kuiper Belt at the Solar<br />

System’s edge pointed to the existence<br />

of a ninth large planet beyond Neptune,<br />

and a new study has modeled the potential<br />

size, temperature, and brightness of<br />

the putative “Planet Nine.” Astronomers<br />

at the University of Bern in Switzerland<br />

tried out size estimates and possible<br />

orbits to see what best fit current data.<br />

They concluded that Planet Nine could<br />

have a mass 10 times greater than Earth’s<br />

and that its effective temperature should<br />

be about 47 kelvins. The researchers say<br />

that infrared telescopes might increase<br />

the low chances of detecting the planet,<br />

because their temperature estimate suggests<br />

that it does not solely rely on the<br />

Sun for warmth, but also derives heat<br />

from its core. Nevertheless, astronomer<br />

Mike Brown, who originally proposed the<br />

planet, is confident he will observe it and<br />

is applying for time with the Subaru telescope<br />

to do so. Planet Nine will not be an<br />

official planet until it is directly observed.<br />

Linder, E. F., and C. Mordasini. Evolution and<br />

magnitudes of candidate Planet Nine. Astronomy<br />

and Astrophysics 589:A134 (April 25)<br />

Water in New Quantum State<br />

In a study that defies classical physics,<br />

water was observed in a quantum tunneling<br />

state unlike a liquid, solid, or gas,<br />

demonstrating how the substance can<br />

perform in ultraconfinement in rocks,<br />

soil, or cell walls. After confining water<br />

in nanoscale tubes of the mineral beryl,<br />

physicists at Oak Ridge National Laboratory<br />

observed the molecules in quantum<br />

motion: The oxygen and hydrogen atoms<br />

were delocalized, meaning they were simultaneously<br />

in six positions in the tubes.<br />

The observation of tunneling of water is<br />

Dr. Naoji Yubuki<br />

unprecedented and will kindle discussions<br />

about its performance in confined geological,<br />

biological, or synthetic settings.<br />

Kolesnikov, A. I., et al. Quantum tunneling<br />

of water in beryl: A new state of the<br />

water molecule. Physical Review Letters<br />

116:167802 (April 22)<br />

Jeff Scovil/ORNL<br />

Eukaryote <strong>With</strong>out Mitochondria<br />

A key difference between bacteria and<br />

archaea (also called prokaryotes) and<br />

all other organisms (called eukaryotes)<br />

is the presence in the latter of powerhouse<br />

organelles, or mitochondria. But<br />

a new study describes such cells without<br />

this defining trait, thought to be essential<br />

to their function. While sequencing<br />

the genome of a gut parasite in the<br />

genus Monocercomonoides to look<br />

for mitochondrial markers, a research<br />

team at the University of British Columbia<br />

turned up none. Other eukaryotes<br />

need mitochondria to convert food to<br />

energy and also to form vital iron-sulfur<br />

proteins. Most energy generation uses<br />

oxygen, but this anaerobic organism<br />

appears to produce ATP (a molecule for<br />

energy<br />

storage) in<br />

the cytoplasm<br />

in<br />

the same<br />

way that<br />

several<br />

related<br />

species and<br />

some prokaryotes<br />

do. The team thinks that an ancestor of<br />

the parasite procured systems to form<br />

the proteins through horizontal gene<br />

transfer, a direct deposit of genes from<br />

one organism to another. Some closely<br />

related species have few mitochondria,<br />

suggesting that this organism lost the<br />

organelle through evolution rather than<br />

being ancestral to all eukaryotes.<br />

Karnkowska, A., et al. A eukaryote without<br />

a mitochondrial organelle. Current Biology<br />

doi:10.1016/j.cub.2016.03.053 (May 12)<br />

www.americanscientist.org<br />

2016 July–August 205<br />

<strong>American</strong> <strong>Scientist</strong><br />

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A view of the simulation minus<br />

the flame makes it easier to<br />

see that the flame’s location<br />

appears to be linked to the<br />

consumption of the products<br />

of the preignition chemical<br />

reactions (yellow to red).<br />

A quarter-turn view shows<br />

how the turbulence in the<br />

oxygenated fuel jet (gray)<br />

affects the burning flame<br />

(blue). But the flame remains<br />

stable; it does not burn farther<br />

up or recede down the fuel jet.<br />

mass fraction of methoxymethyl-hydroperoxy<br />

0 0.00015<br />

mass fraction of hydroxyl<br />

0 0.007<br />

206 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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Sightings<br />

A Computed Flame<br />

To understand how fuel burns in a diesel engine takes chemistry<br />

knowledge and supercomputing muscle.<br />

Modern diesel engines are still pretty<br />

dirty, even if they’re not belching out<br />

thick smoke. Cleaning them up—and<br />

making them even more efficient—<br />

presents a real challenge because understanding<br />

how they burn fuel is hard: Diesel engines operate<br />

at high pressures and temperatures that are too<br />

harsh and burn fuel too fast for the accurate measurements<br />

needed to inform better engine designs.<br />

Enter computational fluid dynamics, through<br />

which scientists can take a virtual snapshot of fuel<br />

burning at high pressures and temperatures (see<br />

opposite page) and even make an animation (view<br />

online at www.americanscientist.org).<br />

_________________<br />

To make such a model, the first step is to<br />

pick the fuel. Researchers at Sandia National<br />

Laboratory chose dimethyl ether (DME) over<br />

diesel. “The chemistry of DME is better known<br />

and easier to model than some of the large<br />

hydrocarbon fuels,” says Jacqueline Chen, who<br />

ran the simulation along with Yuki Minamoto<br />

of the Tokyo Institute of Technology. Knowing<br />

the chemistry is a prerequisite, because as large<br />

hydrocarbons burn, they break up into smaller<br />

ones, which then also must be modeled. Diesel’s<br />

composition is variable; it contains a mixture of<br />

large hydrocarbons with 8 to 24 carbon atoms per<br />

molecule. <strong>With</strong> only 2 carbon atoms per molecule,<br />

DME (CH 3 OCH 3 ) has fewer breakups.<br />

Still, burning DME generates lots of different<br />

combustion products, or species, and modeling<br />

how they break up and where they virtually go requires<br />

a supercomputer. Using Oak Ridge National<br />

Laboratory’s Titan—currently the second-fastest<br />

supercomputer in the world and capable of around<br />

20 million billion calculations per second—the researchers<br />

employed a previously developed simulation<br />

code to compute the mass, mass fraction, three<br />

components of momenta, and total energy of 30<br />

of DME’s species at each of the billion points in a<br />

three-dimensional grid (3024 x 897 x 384).<br />

Of those 30 species, this visualization includes<br />

just two. The first of these two occurs in<br />

preignition reactions. DME mixed with air<br />

(colored gray, injected turbulently upward as if<br />

into an engine’s cylinder) can become a radical<br />

(CH 3 OCH 2 ) and combine with oxygen (O 2 ) to form<br />

methoxymethyl-hydroperoxy (CH 3 OCH 2 O 2 ). So<br />

tracing this species (colored yellow to red) shows<br />

the rate of low-temperature chemical reactions,<br />

which are key to the eventual flame ignition. Tracing<br />

the products of high-temperature combustion—<br />

including the hydroxyl radical (OH) (colored blue to<br />

green)—shows the location of the flame.<br />

“The goal of this simulation is to understand how<br />

a flame stabilizes above a burner” at conditions<br />

relevant to understanding diesel engines, says Chen,<br />

“and what we’re seeing is that the flame seems to<br />

be stabilizing on the surfaces of these yellowishcolored<br />

species, indicating that low-temperature<br />

reactions help stabilize the flame against the<br />

disrupting effects of high-velocity turbulence.”<br />

The animation, of which this picture is a single<br />

frame, shows this effect more clearly because the<br />

researchers carefully chose to simulate conditions—<br />

including turbulence intensity, fuel temperatures<br />

and pressures—in order to maximize “turbulenceflame<br />

interaction while maintaining a feasible computational<br />

cost,” Chen and Minamoto write in the<br />

July issue of Combustion and Flame.<br />

Running this one simulation generated hundreds<br />

of terabytes of data, but only about a quarter of that<br />

was needed to visualize it, says Hongfeng Yu of the<br />

University of Nebraska-Lincoln. Still, downloading<br />

it all took hours. “I started transferring the data<br />

and then I went home,” he says. Once the data<br />

were downloaded, though, Yu rendered this image<br />

in about a second on his graphics workstation: a<br />

consumer-grade desktop computer. He then made<br />

about 60 more images to produce the animation.<br />

“So,” Yu says, “rendering time is marginal compared<br />

with simulation time and data-transferring time.”<br />

For that reason, Yu and Chen have been working<br />

together to integrate data visualization with simulation,<br />

taking advantage of the supercomputer’s processing<br />

power to visualize and analyze data as soon<br />

as they are generated rather than store them for<br />

future transfer and analysis. “You just can’t store all<br />

that data,” says Chen, which will become ever more<br />

the case as researchers move on to modeling more<br />

complex problems for longer time frames that require<br />

even faster supercomputers. —Robert Frederick<br />

www.americanscientist.org<br />

2016 July–August 207<br />

<strong>American</strong> <strong>Scientist</strong><br />

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Arts Lab<br />

The Art and Science of<br />

Solar Eclipses<br />

After 150 years of expeditions, we have finally arrived at a definitive<br />

understanding of the corona revealed by solar eclipses.<br />

Richard Woo<br />

Sixteenth-century France was a<br />

society in which religious teachings<br />

coexisted uneasily with superstition.<br />

Unusual events in the<br />

natural world were probed for hidden<br />

meanings; an occurrence as remarkable<br />

as a total eclipse of the Sun must, it was<br />

thought, be an omen of some sort. It<br />

was in this context that Antoine Caron,<br />

a painter in the court of Catherine de<br />

Medici, depicted the scene of a solar<br />

eclipse shown on the facing page. The<br />

painting now hangs in the J. Paul Getty<br />

Museum in Los Angeles under the title<br />

Dionysius the Areopagite Converting the<br />

Pagan Philosophers. By contrast with<br />

Caron’s theological rendering, more<br />

recent attempts to understand solar<br />

eclipses have focused on the physical<br />

forces that cause them and the remarkable<br />

visual effects they produce.<br />

Modern research into solar eclipses<br />

can be said to have begun around 1860,<br />

with a consensus among researchers<br />

that the appearance of a luminous<br />

area encircling the darkened body of<br />

the Sun—the corona—was in fact the<br />

Sun’s atmosphere. Normally invisible to<br />

earthbound observers, this atmosphere<br />

could be seen during solar eclipses only<br />

because the Moon was then blocking the<br />

much brighter, direct light of the Sun.<br />

The goal of early investigations was to<br />

Richard Woo is a senior research scientist<br />

emeritus at NASA’s Jet Propulsion Laboratory<br />

of the California Institute of Technology<br />

in Pasadena, where for the past 52 years his<br />

research has focused on the structure and<br />

dynamics of solar and planetary atmospheres<br />

and the use of spacecraft radio signals to probe<br />

them. Email: _______________<br />

richard.woo@jpl.nasa.gov<br />

determine how the brightness of the<br />

white light revealed during solar eclipses<br />

was distributed in space. Although<br />

the first investigations were carried out<br />

mainly by means of visual observations<br />

and photography, and later by quantitative<br />

measurements, ultimately it was a<br />

series of little-known paintings by the<br />

artist Howard Russell Butler (1856–1934)<br />

that provided the missing piece of the<br />

puzzle needed to fulfill this goal.<br />

Visual Perception Captured by Art<br />

When it comes to the scholarly investigation<br />

of visual phenomena, the adage<br />

“seeing is believing” turns out to be<br />

something of a trap. The image produced<br />

in the human brain by what we<br />

“see” can differ considerably from the<br />

image presented in a photograph, and<br />

nowhere is this truer than in efforts to<br />

capture accurately the visual perception<br />

of the Sun’s corona. Butler’s paintings<br />

captured what the eye saw, more<br />

credibly than any other depictions either<br />

before or since, thanks to his unusual<br />

talents. His extraordinary skill<br />

of being able to paint from memory<br />

what he had glimpsed for only a brief<br />

time—such as landscapes during sunrise<br />

and sunset—served him well in<br />

painting solar eclipses, which likewise<br />

last only a couple of minutes. He also<br />

painted portraits, his best-known subject<br />

being the eminent philanthropist<br />

and industrialist Andrew Carnegie.<br />

In this genre, he developed another<br />

skill that served him well: Wishing to<br />

shorten the sitting time of his subjects,<br />

he developed a system of shorthand<br />

sketching to record particular colors,<br />

shades, and features for later reference.<br />

Butler’s most important qualification,<br />

however, was that he had studied<br />

physics and electrical engineering at the<br />

College of New Jersey (now Princeton<br />

University), receiving his science degree<br />

in 1876. This academic background put<br />

him in good stead when he was invited<br />

to join the U.S. Naval Observatory’s<br />

eclipse expedition in 1918. Although he<br />

had never yet seen an eclipse, he drew<br />

up meticulous scientific plans and executed<br />

them with the same artistic ability<br />

he used to paint other transient phenomena.<br />

Astronomers who saw both<br />

the eclipse and Butler’s painting looked<br />

upon the latter as a marvel of perfection,<br />

true to both form and color, a work of art<br />

that had the added advantage of being<br />

both accurate and realistic.<br />

A comparison of Butler’s painting<br />

with the two photographs that appear<br />

beside it at the top of pages 210–211<br />

raises a number of questions. Why is<br />

the distribution of brightness in the photographs<br />

different from that portrayed<br />

by Butler? Why are the streamers of the<br />

paintings absent from the middle photograph<br />

displaying the globular corona?<br />

Between painting and photograph,<br />

which—if either—representation is true?<br />

Imaging and Reality<br />

To answer these questions, there must be<br />

a standard set of criteria that can be applied<br />

in each case, along with the premise<br />

that images are merely a display of<br />

quantitative measurements, or, in other<br />

words, numerical values of brightness<br />

distributed in space. Because quantitative<br />

measurements represent the true brightness,<br />

they are essential for understanding<br />

and validating images for scientific<br />

208 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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use. For instance, a useful quantitative<br />

way of representing how white light is<br />

distributed throughout an image is with<br />

isophotes, or contours along which brightness<br />

is constant, like the lines of constant<br />

elevation on a topographic map. An example<br />

appears on the lower left of page<br />

210 in the image of the globular corona of<br />

the 2006 solar eclipse and its corresponding<br />

isophotes. (That recent solar eclipse is<br />

chosen because by then isophotes were<br />

being more accurately measured than<br />

they had been in earlier eclipses.)<br />

When the isophotes are superposed<br />

on the globular corona, the isophote<br />

closest to the boundary matches the<br />

shape of the corona. This is to be expected,<br />

because the perceived shape of<br />

the corona is determined by the threshold<br />

sensitivity of brightness, and the<br />

isophote closest to the shape identifies<br />

its level. When less light is captured in<br />

an image made with a shorter exposure<br />

time, the imaged corona shrinks,<br />

but its shape continues to match the<br />

relevant isophotes at lower altitude.<br />

Representing brightness in terms of<br />

isophotes reveals another key quantitative<br />

property of the white-light corona<br />

that is not evident from the image itself.<br />

Its brightness falls steeply with radial<br />

distance from the disk of the Sun. In just<br />

one solar radius from the Sun’s limb,<br />

brightness drops by more than a factor<br />

of 100. <strong>With</strong> the limited dynamic range<br />

of photographic imaging, the brightness<br />

of the inner corona of an image showing<br />

the extended corona is saturated. Still,<br />

the coincidence between the shape of<br />

the outer corona (where it is not saturated)<br />

and isophotes at all altitudes validates<br />

the globular corona as representing<br />

the true distribution of white-light<br />

brightness—that is, the reality.<br />

Illusion in Perception<br />

One may wonder, then, why isophotes<br />

cannot be discerned in the shape of the<br />

corona painted by Butler. This apparent<br />

contradiction arises from the physical<br />

constraints underlying our sense of<br />

sight. The human eye and brain have<br />

an enormous dynamic range, which allows<br />

us to see on a sunny day and also<br />

in moonlight, but they can achieve this<br />

range only by changing their overall<br />

sensitivity, using a phenomenon known<br />

as brightness adaptation. <strong>With</strong>out being<br />

consciously aware of this phenomenon,<br />

we nevertheless take it into account<br />

when we walk from a well-lit lobby into<br />

a dark movie theater and wait for our<br />

eyes to adjust to the abrupt darkness.<br />

The study of solar eclipses—beautiful, baffling, and rare occurrences in nature—has a long<br />

history, with the frames of reference varying from the mystic to the religious to the scientific.<br />

Interestingly, this painting by 16th-century artist Antoine Caron was labeled Astronomers<br />

Studying an Eclipse when first acquired by the Courtauld Institute of Art in London; it now<br />

hangs in the J. Paul Getty Museum in Los Angeles under what is thought to be its original<br />

title, Dionysius the Aeropagite Converting the Pagan Philosophers.<br />

Brightness adaptation comes at a<br />

cost. We can discriminate changes in<br />

daylight and among shades of darkness<br />

when we view them separately,<br />

but when they appear next to each other,<br />

our ability to discriminate changes<br />

simultaneously is much smaller than<br />

the adaptation range. In everyday life<br />

this limitation isn’t a problem; it is extremely<br />

rare for the eye and brain to<br />

encounter an object such as the corona<br />

with more than two orders of magnitude<br />

of simultaneous dynamic range of<br />

brightness. Confronted by such an extraordinary<br />

sight, the priority of the eye<br />

and brain is simply to identify objects<br />

in the visual field: No wonder it copes<br />

with this challenge by forming an illusion.<br />

The question then becomes, What<br />

is the nature of the illusion?<br />

Artifacts of Processed Images<br />

An answer to this question emerged<br />

in the 1960s, when the High Altitude<br />

Observatory in Boulder, Colorado, developed<br />

a specialized camera that apparently<br />

came close to functioning like<br />

the human visual system. The Newkirk<br />

camera is equipped with radially graded<br />

filters to compensate for the steep radial<br />

falloff in brightness. As in Butler’s<br />

paintings, the shape of the corona in<br />

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Howard Russell Butler’s painting of the 1932 eclipse (left) was acclaimed<br />

for its accuracy, and yet it bears little resemblance to the<br />

photograph of the same event taken by astronomer G. Harper Hall<br />

(center). More recently the Newkirk camera, equipped with radially<br />

graded filters, has fortuitously managed to mimic the workings of the<br />

eye and brain in human vision to capture the illusory appearance of<br />

coronal streamers (right) portrayed in Butler’s painting. (Left to right:<br />

images courtesy of Princeton University, gift of David H. McAlpin;<br />

Royal Astronomical Society of Canada; High Altitude Observatory,<br />

University Corporation for Atmospheric Research.)<br />

the processed images produced by the<br />

Newkirk camera bears no resemblance<br />

to contours of the isophotes, and unless<br />

corrected for the filtering, do not represent<br />

the true brightness distribution of<br />

the corona. The apparent jagged shape<br />

of the corona is, therefore, an artifact.<br />

Moreover, the striking resemblance of<br />

E<br />

An unmarked photograph of the solar eclipse<br />

of March 29, 2006, shows that the white-light<br />

distribution of the corona is globular in shape<br />

and brightest at its inner edges (top). The gradations<br />

of brightness of the light can be delineated<br />

in terms of isophotes, superimposed on<br />

the photograph (bottom) like the contour lines<br />

on a topographic map. (Reprinted from R.<br />

Woo and H. Druckmüllerová, Astrophysical<br />

Journal 678:L149, with permission of AAS.)<br />

S<br />

N<br />

W<br />

coronal streamers in Butler’s painting of<br />

the 1932 eclipse to those in the Newkirkphotographed<br />

image of the 1994 eclipse<br />

tells us that streamers are an artifact of<br />

the processed image, as well as an illusion<br />

in visual perception.<br />

The insight provided by the Newkirk<br />

camera into how the naked eye sees the<br />

corona is invaluable. By showing how<br />

the streamers are formed, it reveals the<br />

workings of the optical illusion. This<br />

outcome is not too surprising, because<br />

the purpose of the Newkirk camera is<br />

to capture the large dynamic range of<br />

brightness of the corona in a single exposure<br />

by suppressing the brighter inner<br />

corona—a goal apparently similar<br />

to that of visual perception.<br />

Artifact But Not Illusion<br />

Coronal streamers are not the only artifact<br />

of the processed image. Another<br />

is the so-called coronal holes that often<br />

appear at the poles as dark regions at<br />

the base of the corona, extending and<br />

diverging with increasing height. Such<br />

coronal holes are conspicuously absent<br />

from the illusions captured in Butler’s<br />

paintings, as seen on these pages and<br />

also in other paintings shown in my<br />

2010 article in <strong>American</strong> <strong>Scientist</strong>. The<br />

Newkirk camera apparently suppresses<br />

the brightness of the inner corona to<br />

the point where it is not detected in the<br />

coronal holes, on account of inadequate<br />

brightness sensitivity of the image.<br />

When the brightness of the processed<br />

image is increased (as shown at right),<br />

the holes disappear and the processed<br />

image resembles Butler’s paintings.<br />

Although the sight of polar coronal<br />

holes is an artifact, it is not an optical illusion<br />

like the sight of coronal streamers.<br />

The holes do not appear in quantitative<br />

measurements, nor are they evident in<br />

paintings or in unprocessed images of<br />

An image of the white-light corona on January<br />

17, 1997, taken by the ground-based High<br />

Altitude Observatory Mauna Loa coronameter,<br />

reproduces the artifacts of diverging polar coronal<br />

holes and coronal streamers (top). When<br />

brightness and contrast are enhanced (bottom),<br />

the illusion of diverging polar coronal holes is<br />

gone. (Reprinted from R. Woo, Solar Physics<br />

231:71, with permission of Springer.)<br />

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On the Trail of the Solar Wind<br />

the globular corona. After decades of<br />

coronal imaging, it is surprising to learn<br />

that the diverging polar coronal holes<br />

commonly observed in most eclipse<br />

photos today do not in fact exist. Instead,<br />

they show up only in processed<br />

images—that is, those that have been<br />

processed to adjust the brightness—or<br />

else as a consequence of the selected radially<br />

graded filter. Thus, they are an<br />

artifact in two ways, being both humanproduced<br />

and human-selected.<br />

In the words of perceptual psychologist<br />

Claus-Christian Carbon, “It may<br />

be fun to perceive illusions, but the understanding<br />

of how they work is even<br />

more stimulating and sustainable.... Illusions<br />

in a scientific context are not<br />

mainly created to reveal the failures of<br />

our perception or the dysfunctions of<br />

our apparatus, but instead to point to<br />

the specific power of human perception.”<br />

Butler’s paintings show not only<br />

that human perception determines that<br />

the corona is brightest at the base of the<br />

corona but also that the brightness is<br />

unbroken all the way around the Sun.<br />

The ability to recognize this and to exclude<br />

coronal holes from its illusion attests<br />

to the power of human perception.<br />

The expanding atmosphere of the Sun, known as the solar wind, consists<br />

of charged particles that stream from the Sun at high speed. The origin<br />

and evolution of the solar wind were deduced from radio occultation<br />

measurements made by the Ulysses space mission, the first spacecraft to use<br />

radio measurements to define the spatial distribution of electron density, and<br />

hence brightness, in the tenuous polar regions of the corona. Although the<br />

radio results from the Ulysses mission were robust and unambiguous, they<br />

were surprisingly at odds with prevailing views of the solar wind, as discussed<br />

in my 2002 article with Shadia Habbal in <strong>American</strong> <strong>Scientist</strong>.<br />

When I participated in my first solar eclipse expedition, in India in 1995,<br />

what surprised me most was that pictures taken by a personal camera did not<br />

look at all like those in textbooks. Two decades later, I was equally surprised<br />

to find that clarifying the relations among visual perception, photographic<br />

imaging, and physical measurements led to the exposure of a long-hidden<br />

error in the scientific view of the solar wind that was current at the time.<br />

The error was based on the supposed observation of diverging polar coronal<br />

holes—an observation that we now know to be a human-generated artifact.<br />

Should you have the good fortune to witness the upcoming 2017 total<br />

solar eclipse, the first of this century to be visible in the United States, take<br />

a few quick pictures with your personal camera or smartphone. Your photos<br />

will capture a globular corona just like those seen a century ago. You will<br />

not see the glamor of the coronal holes or streamers that appear in many<br />

astronomical photos, but do not be disappointed—in terms of brightness<br />

distribution, truth is on your side. Spend the rest of your time searching for<br />

coronal holes in the inner corona. You will not find any, and now you will<br />

understand why. Turn your attention to the outer corona and try to make<br />

out the stretched streamers, while heeding the advice of Edward Krupp,<br />

director of the Griffith Observatory: “Despite the corona’s fraudulent behavior,<br />

the trick the eye plays with the brain remains a delight.”<br />

Bibliography<br />

Butler, H. R. 1926. Painting eclipses and lunar<br />

landscapes. Journal of the <strong>American</strong> Museum<br />

of Natural History XXVI:356–362.<br />

Carbon, C.-C. 2014. Understanding human<br />

perception by human-made illusions. Frontiers<br />

in Human Neuroscience 8, article 566.<br />

Sinclair, R. M. 2012. Howard Russell Butler:<br />

Painter extraordinary of solar eclipses. Culture<br />

and Cosmos 16:345–355.<br />

Woo, R. 2011. Coronal streamers revealed during<br />

solar eclipses: Seeing is not believing,<br />

and pictures can lie. i-Perception 2:565–568.<br />

Woo, R. 2015. Perception of solar eclipses captured<br />

by art explains how imaging misrepresented<br />

the source of the solar wind.<br />

i-Perception 6:1–6.<br />

www.americanscientist.org<br />

Michael Zeiler 2014 www.greatamericaneclipse.com<br />

2016 July–August 211<br />

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Perspective<br />

The Tales We All Must Tell<br />

Public confessions of misdeeds against nature can inspire environmental<br />

awareness, commitment, and action.<br />

Robert Louis Chianese<br />

As I crossed the channel<br />

from Ventura, California, to<br />

Channel Islands National<br />

Park on a misty morning<br />

a year ago, I recognized that our excursion<br />

boat captain had once been<br />

my fishing boat captain on the same<br />

waters. I approached him and asked<br />

whether he had given up fishing. He<br />

said he had, and explained why:<br />

I just couldn’t watch all that<br />

waste. Nice people out for a day<br />

of fishing kept bringing in more<br />

and more fish they didn’t need<br />

just to feel they had a good day.<br />

Some fishermen gave away extras<br />

to others so they could go on and<br />

hook and fight and reel in more<br />

without going over limits.<br />

I understand that, I said. I did that<br />

too, when we had a good run. I would<br />

keep the biggest ones and give smaller<br />

ones away. That was rather sneaky.<br />

The captain continued:<br />

I didn’t mind that so much, but<br />

when in certain seasons we came<br />

into a run of jumbo squid, the huge<br />

white Humboldts, then the waste<br />

was too much. Few people took<br />

them home, so when it was over,<br />

Robert Louis Chianese is professor emeritus of<br />

English at California State University, Northridge;<br />

a 1979 Mitchell Prize Laureate in Sustainability;<br />

and past president of the <strong>American</strong> Association<br />

for the Advancement of Science, Pacific Division<br />

(2012), the only humanities professor selected<br />

for the post in its 100-year history. He sponsors<br />

symposia at the annual AAAS-PD meetings on<br />

humanities-science connections. His forthcoming<br />

collection of original poetry, Science-Inspired<br />

Poems, includes science-inspired art from various<br />

artists. Email: ____________<br />

rlchianese@gmail.com<br />

the crew and I were left with a boatload<br />

of them covering the whole<br />

deck, sometimes two deep, with<br />

not one person taking even one<br />

home. Every day this happened I<br />

tried to shut the fishing down, but<br />

the thrill was too great. The sport<br />

was lost in wasting these animals.<br />

I kept it up for a while, but then<br />

I saw we were taking too many of<br />

all fishes. Fewer and fewer were<br />

full-size, even though we stayed<br />

Much of the modern<br />

environmental<br />

movement may<br />

rest on the words of<br />

transformed offenders.<br />

within limits. I made sure of that.<br />

Still, I had had it, those boatloads<br />

of jumbo squid. I stopped fishing.<br />

What was most striking to me about<br />

the captain’s story was the way he decided<br />

to quit. Not because of a regulation.<br />

Not because of being lectured or<br />

shamed. He did it on his own, in a way<br />

that made perfect sense to me. Indeed,<br />

I had myself given up fishing for very<br />

similar reasons.<br />

Far more often, though, we remain<br />

stuck in our behaviors, often completely<br />

ignoring their consequences. Every<br />

day, we commit assaults against the<br />

environment, both large and small. I<br />

am not pointing fingers. I do it, too: I<br />

still eat meat, including fish; I bought<br />

a new hybrid but have an old truck<br />

for fun (a case of flash over efficiency);<br />

I walk for exercise, but could do errands<br />

that way too; and as a droughtconscious<br />

Californian I should empty<br />

every full drain bucket from our kitchen<br />

sink outside on our plants, but I<br />

don’t—too lazy for such water-saving<br />

efficiency each time, I guess.<br />

Collectively, these acts have profound<br />

consequences on a global scale. <strong>Scientist</strong>s<br />

warn that we are already experiencing<br />

some of the effects of humaninduced<br />

global climate disturbance, such<br />

as melting glaciers, rising sea levels,<br />

and an increased frequency of extreme<br />

weather events. We are in our “sixth extinction”<br />

period on planet Earth, with<br />

the speed of extinctions estimated to be<br />

100 times faster than before modern humans<br />

entered the picture. And yet we<br />

don’t see a public alarmed and motivated<br />

to remedy the global catastrophe we<br />

are engineering. Do we need more statistics,<br />

more fact-based warnings, more<br />

climate science, more news coverage?<br />

I suggest we try a new tactic to inspire<br />

the public to take action: Make it personal.<br />

The boat captain’s brief recital of what<br />

happened to him is a personal confession.<br />

It moved me because of the teller’s<br />

transformation from gung-ho fisherman<br />

to sober environmentalist, all of it conveyed<br />

in his tone as much as through<br />

the story itself. He wasn’t preaching<br />

but telling a former customer what had<br />

changed him, and the brief rapport between<br />

us indicated we understood each<br />

other. That was a closeness I didn’t anticipate,<br />

and I should have volunteered my<br />

own story of becoming disturbed about<br />

wasting our precious ocean resources.<br />

Such stories have a way of drawing<br />

us in, tying us to the specifics of the character<br />

and the situation in a way that media<br />

coverage of abuses against nature often<br />

does not. Hearing stories of personal<br />

confessions of transgressions against<br />

212 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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Bridgeman Images<br />

Public confessions of transgressions against nature may inspire others to reflect on their own contributions to<br />

environmental issues. The humanities can demonstrate how to make these confessions personal and motivational.<br />

Here, an 1866 illustration by Gustave Dore shows the Ancient Mariner in Samuel Taylor Coleridge’s<br />

“The Rime of the Ancient Mariner” telling a wedding guest his harrowing tale of killing an albatross.<br />

nature can prompt others to reevaluate<br />

their relationship to the natural world,<br />

perhaps reflect on mindless damage that<br />

they may have caused it, and, in some<br />

cases, seek ways to atone for the act.<br />

The Art and Power of Storytelling<br />

The poet and writer can teach us how to<br />

make stories of environmental transgression<br />

personal and persuasive. Poetry,<br />

literature, drama, and other disciplines<br />

within the humanities are built around<br />

stories that produce immediate emotional<br />

impacts. These art forms frame issues<br />

of life and death and everything in between<br />

in personal terms. They place specific<br />

characters at the center of terrifying<br />

human conflicts and allow us to watch<br />

them twist, turn, and suffer the pains<br />

of avoiding their own collision with<br />

the conflict. A crisis often crushes the<br />

characters but can break them open to<br />

self-acceptance and wisdom—for them<br />

and vicariously for us.<br />

There is perhaps no better model for<br />

confessing an environmental abuse than<br />

Samuel Taylor Coleridge’s<br />

“The Rime of the Ancient Mariner.”<br />

Although a 200-year-old<br />

poem may seem like an unlikely<br />

place to find inspiration<br />

for a modern environmental<br />

movement, Coleridge’s tale is<br />

an excellent example of how<br />

to make a moving confession<br />

of an environmental misdeed.<br />

This early romantic period<br />

poem from the famous<br />

volume Lyrical Ballads (1798)<br />

follows the life path of someone<br />

who violates the natural<br />

world. The mariner’s shipmates<br />

befriend an albatross,<br />

which they believe brings<br />

a wind that drives the ship<br />

out of the frigid Antarctic.<br />

The mariner shoots it with a<br />

crossbow, thoughtlessly. Then<br />

an ensuing intense heat and<br />

lack of rain afflict the crew,<br />

and they hang the albatross<br />

around the mariner’s neck,<br />

blaming his act for the stasis<br />

and high temperature. (To<br />

this day, an “albatross” remains<br />

a metaphor for a guilty<br />

transgression one cannot<br />

remove—a testament to the<br />

power this poem still carries<br />

centuries after it was written.)<br />

The whole crew drops<br />

dead, so that the mariner is<br />

“Alone on a wide wide sea!”<br />

At night the isolated mariner<br />

notices luminescent “watersnakes”<br />

flashing colors, and<br />

becomes entranced by their<br />

beauty and blesses them,<br />

again “unaware.” Whereupon<br />

the albatross falls from his<br />

neck into the sea and it rains<br />

buckets. We are only halfway<br />

through the poem, but we<br />

can look ahead to the conclusion<br />

and its succinct homiletic<br />

moral of radical biophilia that<br />

redeems the mariner: We need to love<br />

“all things both great and small” for our<br />

own health and survival.<br />

The mariner spends the rest of his<br />

life as an itinerant confessor and manic<br />

recruiter for his vision of nature. We<br />

hear his tale as he retells it to an anonymous<br />

guest on the way to a wedding.<br />

The guest ultimately does not attend<br />

the wedding; he leaves stunned, contemplating<br />

what he has just heard<br />

from the madman storyteller. Apparently<br />

he needs time to recover before<br />

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2016 July–August 213<br />

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The Aldo Leopold Foundation, Oxford University Press<br />

<strong>Scientist</strong> and environmental writer Aldo Leopold vividly described his own unnecessary killing<br />

of wolves in his 1949 collection of essays, A Sand County Almanac. He used his confession<br />

to inspire others to recognize the value of each creature in an ecosystem.<br />

he resumes his participation in society<br />

and its cultural traditions, such as marriage.<br />

He may not go off on an expedition<br />

to save albatrosses, but he may<br />

ask himself if he loves all creatures<br />

great and small. Such is the effect of<br />

powerful stories of personal transgression<br />

and transformation.<br />

Many modern-day environmental<br />

writers have employed similar storytelling<br />

strategies to confess publicly<br />

their acts against the natural world.<br />

In the 1949 book A Sand County Almanac:<br />

And Sketches Here and There, which<br />

sold more than two million copies and<br />

helped establish the modern conservation<br />

movement, renowned ecologist<br />

Aldo Leopold described how he once<br />

“pumped lead” into a playful pack of<br />

wolves “with more excitement than accuracy,”<br />

and then came to a new appreciation<br />

of the importance of each interconnected<br />

creature in an ecosystem.<br />

In the 1991 book Second Nature, popular<br />

journalist Michael Pollan described<br />

how he became obsessed with eradicating<br />

a woodchuck from his garden,<br />

which, he confesses, “put me in touch<br />

with a few of our darker attitudes toward<br />

nature: the way her intransigence<br />

can make us crazy, and how willing we<br />

are to poison her in the single-minded<br />

pursuit of some short-term objective.”<br />

By telling their stories, environmental<br />

writers have inspired others to reflect<br />

on their own transgressions. Indeed,<br />

much of the modern environmental<br />

movement may rest on the words of<br />

transformed offenders such as these.<br />

The Blackfish Effect<br />

Documentaries are powerful modern<br />

platforms for storytelling. These films<br />

have helped inspire the public to push<br />

for environmental regulations, including<br />

better protection of animals such<br />

as elephants and great apes. In one<br />

present-day iteration of Coleridge’s<br />

mythic investigation of humanity’s<br />

relation to nature, the documentary<br />

Blackfish (2013) captures the shift of<br />

consciousness of many SeaWorld<br />

trainers about the cruelty of confining<br />

killer whales to tanks and the dangers<br />

these whales can pose to the staff.<br />

Much of the film centers on the killing<br />

of Orca trainer Dawn Brancheau in<br />

2010 by the whale Tilikum. SeaWorld<br />

announced the death as “an accident”<br />

resulting from Brancheau’s supposed<br />

mistake of allowing her ponytail to<br />

dangle in the water, which the whale<br />

used to drag her under during a performance.<br />

This account of the “accident”<br />

was exposed as a lie by trainer Linda<br />

Simons, who lost her job for going public<br />

with information about poor training<br />

and dangerous whales at SeaWorld.<br />

But it took several years and the personal<br />

confessions in Blackfish to set the<br />

record straight (the water park publicly<br />

contests some of the information in the<br />

movie, so controversy remains). Blackfish<br />

revealed the lingering self-imposed<br />

silence of the trainers, who felt loyalty<br />

to the whales and wanted to protect<br />

them. Many trainers did not at first acknowledge<br />

that simply by training and<br />

performing with the whales, they were<br />

committing their own transgressive<br />

acts. In the film, their realizations of<br />

culpability finally get released through<br />

open, tear-filled, seemingly real-time<br />

confessions. The trainers also express<br />

anger at members of management<br />

who lied for so long after almost all the<br />

trainers had come clean about the real<br />

condition of the whales born, kept, and<br />

trained in captivity.<br />

In a final turnabout that parallels the<br />

mariner’s story, SeaWorld will transform<br />

itself into a protector and conser-<br />

214 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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vator of all marine life. It announced<br />

this year that it will phase out all orca<br />

shows over the next few years, and stop<br />

breeding the animals in captivity. In addition,<br />

along with the Humane Society<br />

of the United States, SeaWorld pledges<br />

to “actively partner in efforts against<br />

the commercial killing of whales, seals,<br />

and other marine mammals, as well<br />

as end shark finning.” It also commits<br />

itself “to protect coral reefs and marine<br />

species that inhabit them….” If it follows<br />

through on these commitments,<br />

SeaWorld will have a different tale to<br />

tell as it becomes a public voice for<br />

ocean creatures great and small.<br />

Social Media Confessions<br />

Social media are the newest platforms<br />

for storytelling and may be the most<br />

promising ones yet for inspiring environmental<br />

action through personal confessions.<br />

For one, they come with a massive<br />

audience. According to a survey<br />

conducted by the Pew Research Center,<br />

as of January 2014, 74 percent of <strong>American</strong><br />

adults with Internet access used social<br />

networking sites. Social media also<br />

have a proven record of generating support<br />

for a wide range of causes, from<br />

the political to the personal. And, importantly,<br />

social media have a long history<br />

of encouraging public confessions.<br />

Tumblr has a “postcard confessions”<br />

feature that could be employed for environmental<br />

confessions. Facebook users<br />

have created many confessions pages;<br />

often such announcements are for social<br />

uses, such as admitting romantic crushes,<br />

but similar pages could be created to<br />

post collections of ecological violations<br />

and their aftermaths.<br />

We could also blog about our environmental<br />

missteps. I created a blog titled<br />

Eco-Confessions (http://ecoconfessions.<br />

__________<br />

blogspot.com/) where I invite all those<br />

interested in this subject to share their<br />

stories of environmental transgressions<br />

and realizations. My own confession<br />

is the leadoff post:<br />

In my boyhood I roamed the New<br />

Jersey woods next to our modest<br />

postwar suburb. The woods provided<br />

every adventure in its remaining<br />

forest, swamps, and creek.<br />

Some older boys fished, trapped,<br />

and hunted, while my pals and I<br />

explored the place as very unconscious<br />

“naturalists.” We brought<br />

specimens home in jars, boxes,<br />

and bags. And we threw stones, a<br />

favorite pastime, at lots of things.<br />

imageBROKER Alamy Stock Photo<br />

Documentaries are powerful platforms for confessing environmental transgressions. In Blackfish<br />

(2013), former SeaWorld trainers describe inhumane treatment of killer whales and come<br />

to terms with their own contributions to the whales’ suffering. Here, killer whales perform at<br />

SeaWorld San Diego’s Shamu Stadium.<br />

One day I lobbed a large one at a<br />

blue jay and it landed square on its<br />

back, flattening and killing it. None<br />

of us rejoiced at that. It was a terrible<br />

violation and a warning about<br />

careless pursuits.<br />

Then we built slingshots, strong<br />

ones out of plywood, with real<br />

Wham-O rubber bands and copper<br />

BBs for ammunition. I could have<br />

gone after birds, or easily penetrated<br />

the shells of turtles sunning in<br />

the ponds, but I didn’t. The memory<br />

of the squashed innocent blue<br />

jay kept my reckless animal-killing<br />

ardor in check. I take my shift of<br />

consciousness about respecting all<br />

things great and small from that<br />

early transgressive act and the remorse<br />

I felt thereafter. I may be an<br />

environmentalist because of it.<br />

The Mariner Approach<br />

We, like Coleridge, need to find a confessional<br />

voice and share it in whatever medium<br />

is readily available, even if that is<br />

a face to face conversation—or a poem.<br />

The former fishing boat captain who<br />

led my trip to the Channel Islands teaches<br />

visitors about the importance of protecting<br />

the animals he once overfished.<br />

“In some way, I am making up for all<br />

that taking and waste,” he told me. “If<br />

I can educate people on the rides out<br />

and back about the need to support this<br />

fishery by being careful to use what they<br />

might catch or to leave it all alone, letting<br />

it take its time to replenish, then<br />

perhaps I’ve made up a bit for too much<br />

waste.” But when I asked him whether<br />

he’s considered sharing his own story<br />

with visitors, he replied, “No I haven’t.<br />

They didn’t come for that.”<br />

The need for environmental action is<br />

too pressing for us to wait any longer<br />

for an audience to come to us for our<br />

confessions. These stories are the missing<br />

element in society’s disregard of<br />

the analysis and warnings of scientists,<br />

ethicists, and humanists alike about our<br />

biocidal mania. If we all reach out and<br />

share our stories using whichever platform<br />

works for each of us, we can learn<br />

from each other and usher in a new age<br />

of environmental awareness, concern,<br />

and action. The move from personal<br />

violation to personal responsibility and<br />

public discussion is the mariner’s story.<br />

It also should be our own.<br />

Bibliography<br />

Coleridge, S. T. 2005. “The Rime of the Ancient<br />

Mariner,” in Lyrical Ballads. New York,<br />

Routledge.<br />

Kolbert, E. 2014. The Sixth Extinction: An Unnatural<br />

History. New York: Henry Holt and<br />

Company.<br />

Leopold, A. 1949. A Sand County Almanac: And<br />

Sketches Here and There. New York: Oxford<br />

University Press.<br />

Pollan, M. 1991. Second Nature: A Gardener’s<br />

Education. New York: Grove Press.<br />

Sea World and the Humane Society of the United<br />

States. 2016. Strengthening animal welfare<br />

and protecting oceans and marine animals,<br />

joint full-page statement of Sea World’s new<br />

mission. Los Angeles Times (March 31).<br />

www.americanscientist.org<br />

2016 July–August 215<br />

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Engineering<br />

How Paperweights Emerged from<br />

the Desk of Necessity<br />

Objects that keep papers from blowing around demonstrate the role that<br />

resourcefulness can play in the design process.<br />

Henry Petroski<br />

The electrical engineer Charles P.<br />

Steinmetz (1865–1923) was legendary<br />

as a special consultant<br />

on the staff of the General Electric<br />

Research Laboratory in Schenectady,<br />

New York, making seminal contributions<br />

to the transmission of alternating<br />

current. He was a nonconformist who<br />

enjoyed wrestling with technical problems<br />

at his cabin located on the Mohawk<br />

River just outside the city. An iconic<br />

photo (see page 219) shows him working<br />

away in his undershirt, hunched over a<br />

makeshift desk in the form of a board set<br />

athwart the gunwales of a canoe floating<br />

on the water. Among the items on the<br />

desk-board are a box of pencils, a number<br />

of open books and reports (one of<br />

them often being the tables of logarithms<br />

upon which he relied for calculations),<br />

and the sheets of paper on which he was<br />

writing. It has been said that Steinmetz<br />

kept rocks in his canoe to weigh down<br />

the papers, although none were in use<br />

on this apparently windless day.<br />

Another photo of Steinmetz shows<br />

him dressed in a similarly casual fashion<br />

while working at a rustic wooden table<br />

on what looks like the cabin’s porch. On<br />

the table are the pencil box, open books,<br />

papers, and a slide rule, suggesting that<br />

he may have been making less-precise<br />

calculations than he was making in the<br />

canoe. In his mouth is a cigar, something<br />

he often blatantly smoked at the laboratory,<br />

even though signs declaring no<br />

Henry Petroski is the Aleksandar S. Vesic<br />

Professor of Civil Engineering and a professor of<br />

history at Duke University. His most recently published<br />

book is The Road Taken: The History and<br />

Future of America’s Infrastructure (Bloomsbury,<br />

2016). Address: Box 90287, Durham, NC 27708.<br />

smoking were ubiquitous around General<br />

Electric facilities. What most caught<br />

my eye in looking at this photo recently,<br />

however, are the assorted objects that<br />

are sitting on the books and papers, presumably<br />

to hold them in place lest a<br />

sudden breeze carry them away.<br />

The small objects resting on the papers<br />

on Steinmetz’s table include what<br />

When the scroll and the<br />

book were elevated to<br />

objects of near adoration,<br />

paraphernalia were<br />

developed of a quality<br />

worthy of coming in<br />

contact with them.<br />

appears to be a rounded stone; an almost<br />

cubical block that is possibly a scrap of<br />

wood; and what looks to be a chunk of<br />

masonry, maybe the broken-off corner<br />

of a brick. Just about anything with any<br />

heft can be used as a paperweight, but<br />

the most commonly employed things<br />

do have to satisfy a set of criteria: They<br />

do not take up much room on a desk,<br />

can be easily lifted and moved with one<br />

hand, and, unlike Steinmetz’s makeshift<br />

weights, usually have a certain attractiveness,<br />

decorativeness, and commemorative<br />

or sentimental value to them.<br />

But when a paperweight is serving its<br />

purpose, it little matters what it looks<br />

like, and it can often go unnoticed.<br />

As long as there has been writing<br />

material that could be moved by a<br />

gust of air, there has been a need for<br />

paperweights. Even users of the earliest<br />

forms of books, such as papyrus scrolls,<br />

would have been grateful for any object<br />

handy to keep a rolled-out scroll from<br />

returning to its naturally curled-up<br />

state. The reader’s hands themselves<br />

could serve this purpose, but when<br />

one or both of them were occupied in<br />

taking notes or transcribing texts, paperweights<br />

would have been welcome<br />

appurtenances in the study or library.<br />

What Makes a Weight?<br />

No sophisticated engineering was required<br />

to make early paperweights.<br />

However, even though they lack formal<br />

and deliberate technological design,<br />

the same engineering principles<br />

that can optimize, say, the software of<br />

a smartphone (a device that can also<br />

double as a paperweight) from prototype<br />

to product, can also be applied to<br />

their evolution.<br />

For a paperweight, the elementary<br />

requirement of just having sufficient<br />

heft could be met, as Steinmetz demonstrated,<br />

in ad hoc ways with found or<br />

makeshift objects. But in places where<br />

the scroll and the book were elevated<br />

to objects of near adoration in their<br />

own right—such as in monasteries—<br />

paraphernalia were developed of a<br />

quality worthy of coming in contact<br />

with rare and sacred texts. Therefore,<br />

in old woodcuts of scholars, monks,<br />

and scribes studying and copying such<br />

texts, the original can be seen to be held<br />

open by various clever devices, including<br />

weighted cords or strings. The descendants<br />

of such paperweights are<br />

found in use in the reading rooms of<br />

rare-book libraries and archives today.<br />

216 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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When the private study—perhaps<br />

only a cubbyhole in the corner of a<br />

bedroom—evolved into an elaborate<br />

workspace—even if not much larger<br />

than a library carrel today—properly<br />

outfitting it with suitable paperweights<br />

and other desktop furniture became<br />

an objective of many a city and country<br />

gentleman. As the closet-size study<br />

grew into a full-fledged room of its own,<br />

capable of including a commodious<br />

desk, the sprawling surface had room<br />

for multiple piles of papers that were<br />

kept in place with increasingly decorative<br />

paperweights made of more delicate<br />

materials such as glass and ceramic.<br />

Antique examples from the 19th century,<br />

as well as ones deliberately made to be<br />

coveted, such as those produced by the<br />

Steuben Glass Works in Corning, New<br />

York, have become the object of collection<br />

rather than of function, with the acquisitive<br />

activity supported by a large<br />

number of books on the subject. There is<br />

Everett Collection/Alamy<br />

Enterprising newsboys, such as this young one in 1910 New York, ran some of the earliest newsstands,<br />

where they often employed makeshift objects (the rope and horseshoe here) as newspaper<br />

weights. These paperweights eventually evolved into advertising space for periodicals.<br />

even a Paperweight Collectors Association<br />

that has about 1,600 members. The<br />

Bergstrom-Mahler Museum of Glass in<br />

Neenah, Wisconsin, claims to hold more<br />

than 3,000 specimens, constituting “the<br />

most representative collection of glass<br />

paperweights in the world.”<br />

I do not have a formal collection of<br />

paperweights, but I have accumulated<br />

a number of them over the years and<br />

keep several of them scattered about<br />

my desk. And although mine may not<br />

be a representative sample, it does provide<br />

me with visual and tactile data<br />

points by which to test my narrative<br />

design hypotheses, and from which<br />

I can dare to generalize. Many of the<br />

weights I own have been presented to<br />

me in appreciation for my having delivered<br />

a lecture, and they demonstrate<br />

in a variety of materials the wide range<br />

of designs that have evolved from the<br />

found rocks and stones used by Steinmetz<br />

and his predecessors.<br />

Among the paperweights in my<br />

study are a good number bearing a<br />

university crest set on a 3-inch square<br />

or 3 3 /8-inch-diameter circular base.<br />

(Each of these approximately ¾-inchthick<br />

pieces of stone has about the<br />

same volume, namely, 6.75 cubic inches,<br />

and weighs about 12 ounces, which<br />

is about what my experience has<br />

taught me to expect of a standard desk<br />

paperweight of <strong>American</strong> design.)<br />

Most of the bases are made of marble,<br />

but one nonmarble example stands<br />

out. This one is from Curtin University<br />

of Technology in Perth, Australia; it<br />

has a 1 ½-inch-diameter cast medallion<br />

bearing the university’s name and<br />

logo set into a 3-inch diameter, softly<br />

rounded wooden base, identified<br />

on the bottom as Western Australian<br />

sheoak. At about 4 ounces, the Curtin<br />

weight is not nearly as heavy as the<br />

marble ones, but it certainly will hold<br />

down papers under even a moderate<br />

gust of wind or the steady blow of an<br />

electric fan.<br />

Some of the objects that I use as paperweights<br />

do not have that function<br />

as their principal one. Such adaptation<br />

is not an unusual phenomenon: Consumers<br />

often enlist things made for<br />

one purpose for another unrelated one.<br />

One such object usually close by on my<br />

desk is a map magnifier. It consists of a<br />

hemispherical acrylic prism or lens cradled<br />

in a handsome wooden base. The<br />

bottom of the prism would become<br />

scratched if it were slid directly across<br />

the face of a map, so the annular base<br />

holds the plastic about 1 /16 of an inch<br />

above the surface. Another thing that I<br />

recruit as a paperweight is a 3 3 /8-inchdiameter,<br />

6 ½-ounce cast-pewter<br />

traylike object that seems to have been<br />

designed as a drink coaster. It was presented<br />

to me after a talk I gave at a<br />

meeting organized by the Institute of<br />

Electrical and Electronics Engineers;<br />

when aided by the weight of a glass of<br />

water, it is well suited to holding down<br />

papers in the stiffest breeze.<br />

I have another paperweight unusual<br />

in design, if not in number. It is elliptical<br />

in shape and was cast in brass,<br />

making it a hefty 13 ounces. It was distributed<br />

to attendees of the 1997 design<br />

symposium sponsored by Knoll,<br />

the manufacturer of modern office<br />

and home furniture, held at the Cranbrook<br />

Academy of Art in Bloomfield<br />

Hills, Michigan. I was invited to speak<br />

there on the evolution of paper clip designs,<br />

as part of an eclectic program of<br />

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presentations. The opening talk was by<br />

the artist Michele Oka Doner, whose<br />

work includes jewelry, furniture, and<br />

public art, such as her 1.25-mile-long<br />

composition of 9,000 bronzes set into<br />

the terrazzo floor of a terminal at<br />

Miami International Airport. At the<br />

Knoll symposium she spoke about paperweights,<br />

and the commemorative<br />

one she designed was based on<br />

a brooch created in 1941 by<br />

the jewelry and furniture designer<br />

Harry Bertoia.<br />

The most recent addition<br />

to my collection came<br />

as a pleasant surprise from<br />

my editor, George Gibson,<br />

on the occasion of<br />

the publication of my latest<br />

book, The Road Taken:<br />

The History and Future of<br />

America’s Infrastructure.<br />

The weight is in the form of<br />

a small book and was carved out of<br />

dark green stone by a German craftsman.<br />

Its 4 ½-by-3-inch dimensions<br />

make it closest in size to what bibliographers<br />

call a trigesimo-secundo or<br />

“32mo,” indicating a volume whose<br />

printed sheets are folded five times<br />

to form 32 leaves or 64 pages. Such<br />

a gathering would be sewn together<br />

with like ones before being bound into<br />

a volume. The 7 /8-inch thickness of this<br />

stone book means it would not take<br />

up much room on a bookshelf or on a<br />

desk. Furthermore, it is so well made<br />

that it stands up vertically, so it can<br />

have a small footprint on my desk—a<br />

definite plus for a paperweight. The<br />

little green book, which Gibson finds<br />

“both practical…and cool and soothing,”<br />

weighs 1½ pounds, making it the<br />

heaviest paperweight I have. The only<br />

one that comes close in weight was not<br />

designed to sit on papers on a desk,<br />

but I do use it for that purpose.<br />

This other kind of paperweight has<br />

few collectors and, as far as I know,<br />

no association recognizing them. It<br />

is a weight designed to hold down<br />

not business or scholarly papers on<br />

a desktop but newspapers on a corner<br />

newsstand. The need for this kind<br />

of weight was a relatively recent development,<br />

because in its early days<br />

the penny newspaper was hawked by<br />

newsboys who held their supply of<br />

papers tightly under one arm while<br />

the other arm held up a single example<br />

of the evening’s news. In time, entrepreneurial<br />

newsboys sought to deal<br />

in larger quantities than they could<br />

tote around at one time, and so began<br />

to station themselves beside lecternlike<br />

stands that held a larger quantity<br />

and variety of papers. To keep the<br />

newspapers displayed on these modest<br />

stands from blowing away, they<br />

Cast-iron paperweights for newsstands, which<br />

touted publications sold there, were revived and<br />

improved by Mortimer Spiller starting in the<br />

1950s. The top weight is one he manufactured;<br />

the rest are from his collection. (Photographs by<br />

Micki Spiller, courtesy of Harley Spiller.)<br />

employed makeshift paperweights.<br />

A famous 1910 photograph by Lewis<br />

Hine, whose images played a significant<br />

role in the reformation of U.S.<br />

child labor laws, records one of these<br />

newspaper stands located at Columbus<br />

Circle in New York City. The<br />

photograph, which shows a newsboy<br />

barely tall enough to see over the top<br />

of the stand, also shows the papers being<br />

held down with a piece of cord or<br />

rope weighted down by a horseshoe<br />

(see page 217).<br />

Weighty Advertisements<br />

<strong>With</strong> the passage of child labor laws<br />

and the growth in populations of readers,<br />

demands for newspapers outstripped<br />

the ability of street-corner<br />

newsboys to supply them. In urban settings,<br />

newspapers increasingly were<br />

sold out of corner cigar and candy<br />

stores and from dedicated covered<br />

newsstands, early examples of which<br />

were little more than shacks set up<br />

on the sidewalk near the entrances to<br />

subway and elevated train stations.<br />

These shacks were large enough, however,<br />

to protect their proprietor from<br />

the weather and to stock an increasingly<br />

large variety of newspapers and<br />

magazines. The piles of these publications,<br />

displayed on a board set across<br />

the front of the stand, were kept<br />

from blowing away by means<br />

of horseshoes, bricks, pieces<br />

of wood, and other makeshift<br />

paperweights. From these<br />

evolved specialty painted castiron<br />

weights that advertised the<br />

publication that they were<br />

designed to sit upon.<br />

Metal was not used for<br />

such nonessential things<br />

during World War II, and<br />

so there was a hiatus in<br />

the manufacture and<br />

distribution of advertising<br />

paperweights. Indeed,<br />

many of the weights created<br />

before the war were melted down,<br />

leaving few survivors. But in 1947<br />

the appearance and usefulness of<br />

the prewar paperweights did survive<br />

in the memory of at least one<br />

young individual. Mortimer Spiller<br />

was a veteran working for a New<br />

York City advertising firm, a job that<br />

took him to Times Square to do some<br />

market research. It was a windy day,<br />

and newspaper pages were blowing<br />

all around the place. Looking for<br />

where they came from, he noticed<br />

that the newsstand operators were using<br />

ordinary bricks, rocks, and lesseffective<br />

means to hold down their papers,<br />

rather than the colorful advertising<br />

paperweights that he remembered.<br />

Not satisfied with his marketresearch<br />

job, Spiller conceived of going<br />

into business for himself making<br />

customized paperweights, which he<br />

would sell to the various publications.<br />

He would emboss the name of<br />

a specific publication on each weight,<br />

thereby advertising that magazine or<br />

newspaper even if the weights were<br />

placed on piles of rival publications,<br />

as they often were. Before embarking<br />

on his enterprise, Spiller did product<br />

research, studying the small numbers<br />

of prewar weights that were still in use<br />

or for sale in antique shops. What he<br />

found was that surviving weights were<br />

often badly chipped and the name of<br />

the publication they once advertised<br />

was no longer decipherable, sometimes<br />

because the weight had been<br />

218 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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Everett Collection Historical/Alamy<br />

Museum of Innovation and Science<br />

Engineer Charles P. Steinmetz is legendary both for contributions to the transmission of alternating<br />

current, and for working on his own terms. He was most comfortable in rustic surroundings,<br />

such as a canoe-based desk (top) or cabin porch table (bottom). Steinmetz seems to have regularly<br />

used a variety of objects as paperweights to keep his work in place in such gusty locales.<br />

rendered black with the newsprint that<br />

it had rubbed against for years.<br />

Not wishing simply to replicate these<br />

imperfect designs, Spiller set out to improve<br />

upon them. He designed a paperweight<br />

with a border raised higher<br />

than the letters spelling out the name<br />

of the publication. In this way, the advertiser’s<br />

name would neither be easily<br />

chipped nor touch the newsprint.<br />

Spiller had wooden patterns of his designs<br />

made out of African mahogany,<br />

which was soft enough to be easily<br />

worked yet hard enough to withstand<br />

repeated use in forming the sand molds<br />

from which the iron weights would be<br />

cast. When he had 1½-pound samples<br />

in hand, Spiller visited the circulation<br />

managers of magazines such as Newsweek,<br />

Time, and Life. It was Newsweek<br />

that provided the first order, for 10,000<br />

cast and painted weights. Spiller was<br />

on his way to a successful business.<br />

In my memoir, Paperboy, about delivering<br />

the afternoon Long Island Press<br />

during the 1950s, I wrote about newspaper<br />

weights sitting atop piles of<br />

morning papers sold at a corner store.<br />

I described the weights as made of<br />

lead, which was a conflation of memories.<br />

Some of the weights did appear to<br />

me to be unadorned brick-size billets<br />

of metallic lead, which would have<br />

made them weigh about 30 pounds<br />

each. I should have realized a lead<br />

composition was ridiculous had I ever<br />

lifted one off the piles of papers.<br />

Few paperweights of any kind weigh<br />

anything near that much. Among those<br />

in Spiller’s collection, the heaviest was<br />

from the Wall Street Journal. It weighed<br />

5¼ pounds, which he considered too<br />

heavy. The cast-iron ones he manufactured<br />

weighed about 1¼ pounds—just<br />

right, in his estimation, to hold down<br />

the papers but not so heavy that a customer<br />

could not easily slip one out of<br />

the pile. Like all things practical, the<br />

design of a paperweight reflects considerations<br />

of functionality, aesthetics,<br />

and cost. The choice of a paperweight,<br />

more often than not, depends simply<br />

upon what is close at hand.<br />

Acknowledgment<br />

I became aware of Mortimer Spiller’s<br />

achievements and his collection of newspaper<br />

weights through his son, Harley Spiller,<br />

with whom I had previously developed<br />

an unrelated correspondence. Years ago, in<br />

exchange for a copy of Paperboy, Harley<br />

sent me one of his father’s Life magazine<br />

paperweights and then a copy of his master’s<br />

thesis, which provided the ultimate<br />

inspiration for this column.<br />

Selected Bibliography<br />

Lukas, Paul. 2005. A record for keeping what others<br />

throw away. New York Times (August 3).<br />

Spiller, Harley Judd. 2010. On Newsstands<br />

Now!: A History of Paperweights and Newsstand<br />

Advertising. M.A.L.S. Thesis. New<br />

School for Social Research.<br />

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Coexisting with Wildfire<br />

Promoting the right kind of fire—and smarter development—is safer and more<br />

cost-effective than fighting a losing battle.<br />

Max A. Moritz and Scott Gabriel Knowles<br />

Standing in a quiet, burned-out<br />

homesite overlooking the coastal<br />

town of Santa Barbara, California,<br />

six years after flames<br />

tore through this community in 2009,<br />

the sense of both terror and loss were<br />

still palpable. The fire-adapted plants<br />

on the chaparral-covered hillsides<br />

were regenerating, as they have done<br />

after wildfires for thousands of years.<br />

Many of the homes that burned nearby<br />

had been rebuilt, stronger and more<br />

fire-resistant, with the hope that they<br />

will better withstand the next wildfire<br />

to sweep through the area. But in<br />

those gutted locations that have yet<br />

to be rebuilt—and possibly never will<br />

be—evidence of personal tragedies remains.<br />

During our field trip in search<br />

of a path toward coexistence with<br />

wildfire, its role as a recurring natural<br />

hazard was made real. Unlearned lessons<br />

still lay among the charred debris.<br />

As researchers, we come from different<br />

backgrounds: a biogeographer<br />

with an emphasis on spatial analysis<br />

of wildfire and an historian focusing<br />

on disasters and public policy. Our<br />

paths had crossed before, during writing<br />

of the 2011 book The Disaster Experts:<br />

Mastering Risk in Modern America.<br />

In subsequent discussions about<br />

wildfires and their effects on people<br />

and ecosystems, it became increasingly<br />

obvious to us that there is a disconnect<br />

between research findings and the<br />

Max A. Moritz is a Cooperative Extension specialist<br />

in wildfire in the Environmental Science, Policy,<br />

and Management Department at the University of<br />

California, Berkeley; he is also affiliated with Santa<br />

Barbara County Cooperative Extension, a local<br />

office of the University of California’s Division of<br />

Agriculture and Natural Resources. Scott Gabriel<br />

Knowles is associate professor of history at Drexel<br />

University. He is the author of The Disaster Experts:<br />

Mastering Risk in Modern America, and<br />

is working on a new book, The United States of<br />

Disaster. Email: ____________<br />

mmoritz@berkeley.edu<br />

policies that can make communities<br />

safer. Policy and planning are slow to<br />

adopt the wealth of scientific knowledge<br />

about why homes burn and how<br />

to diminish fire-related threats.<br />

Research has long shown that fire<br />

is a necessary, natural disturbance in<br />

many ecosystems. Even so, much of<br />

society’s response to fire is still reactive,<br />

based on outdated notions of “the<br />

wildfire problem” as simply one of<br />

fuel buildup—an unwelcome remnant<br />

of the U.S. Forest Service’s focus over<br />

many decades on putting out fires at<br />

all costs. Although forests that have accumulated<br />

dense thickets of younger<br />

trees are a problem in some areas, it is<br />

not the only story—not even the most<br />

important one—when it comes to lessening<br />

the impact of wildfire on human<br />

communities. This misunderstanding is<br />

pervasive, hindering discussions about<br />

what the best policy solutions may be.<br />

The disconnect between knowledge<br />

and policy stems largely from current<br />

views of wildfire. In contrast to<br />

other natural hazards, the primary response<br />

is to fight fires rather than to<br />

accept them as a recurring fact of life<br />

in fire-prone ecosystems. In between<br />

such events, the aim is often to fight the<br />

vegetation that may fuel the next fire.<br />

<strong>Fire</strong> creates the illusion of being controllable,<br />

unlike other natural hazards<br />

such as hurricanes, earthquakes, and<br />

tornadoes. Rather than fighting them,<br />

the typical response to many natural<br />

hazards is to prepare for them, to accommodate<br />

their inevitable occurrence,<br />

and to reduce the risk of losses where<br />

possible. In dangerous locations, building<br />

codes and land-use planning are<br />

established to make living there more<br />

survivable or to discourage building<br />

there in the first place.<br />

Learning from disaster, however, is<br />

not as straightforward as we all wish<br />

it could be. The process has been a<br />

slow and painful one. Even when the<br />

data are collected and the science is<br />

clear, impediments to intelligent policy<br />

stand in the way. Inevitably, there<br />

is pressure from developers to keep<br />

building despite disastrous outcomes,<br />

and elected officials are often unwilling<br />

to restrain construction or enforce<br />

stringent land-use policies in a way<br />

that could curb economic growth.<br />

Hurricanes Katrina and Sandy have<br />

not slowed coastal population expansion,<br />

for example, despite their massive<br />

impacts. There are also competing<br />

messages and real difficulties in communicating<br />

risk to citizens who may<br />

feel that disaster could happen, but it<br />

might not affect them.<br />

In the case of wildfire, increasingly<br />

destructive fire seasons and alarming<br />

losses of homes and lives have stirred<br />

awareness in recent years. For example,<br />

the 2015 fire season broke records in<br />

the amount of area burned across the<br />

United States. In northern California,<br />

where years of drought have parched<br />

the landscape, almost 3,000 structures<br />

burned in just two wildfires alone. The<br />

Fort McMurray <strong>Fire</strong> in Alberta, Canada,<br />

which has consumed more than 2,400<br />

buildings and burned across more than<br />

2,200 square miles at the time of this<br />

writing, is another stunning example.<br />

Conditions are relatively severe across<br />

much of western North America, indicating<br />

that the 2016 fire season should<br />

again be one for the record books.<br />

Unfortunately, climate change may<br />

make such periods of extended warm<br />

drought more common in many locations.<br />

This trend, combined with expanding<br />

development on fire-prone<br />

landscapes, makes learning to coexist<br />

with wildfire an urgent priority.<br />

At a basic level, we care about fire<br />

because it burns homes and risks lives<br />

of both firefighters and those living<br />

on fire-prone landscapes. Their stories<br />

continuously make the news each fire<br />

season. How many more fatalities will<br />

220 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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Almost 300 homes were lost during a 2008–2009 series of wildfires in the hills of the Santa<br />

Barbara region of California, including the May 2009 Jesusita wildfire, shown here burning in<br />

the foothills above Santa Barbara on its first night, ultimately incurring a cost of $20 million.<br />

As climate change alters temperature and precipitation regimes, wildfires in some regions are<br />

becoming more likely. Despite ample research informing ways to plan for fire and prevent<br />

damages, pervasive misunderstandings hinder better policy.<br />

have to occur before people address<br />

the issue comprehensively? To do so,<br />

policy makers will have to consider climate<br />

change and expansion of development<br />

onto increasingly fire-prone<br />

landscapes, or the wildfire problem<br />

simply becomes more difficult and<br />

dangerous with each passing year.<br />

How Fiery Is the Future?<br />

Whether a given location will be more<br />

fire-prone in the future depends a<br />

great deal on what controls wildfire<br />

occurrence there now. Many ecosystems<br />

have relatively high productivity<br />

and plenty of vegetation to burn when<br />

conditions are right. Yet that plant<br />

biomass may not become flammable<br />

very often, if there is no warm and dry<br />

season during which fire is possible.<br />

Tropical and temperate rainforests are<br />

ecosystems in which this tends to be<br />

the case. If climate change results in<br />

more episodic droughts or warmer<br />

and drier summers on average, these<br />

environments are likely to experience<br />

more fire activity. At the other end of<br />

the spectrum, many arid desert regions<br />

experience hot and dry weather<br />

that would readily support vegetation<br />

fires for much of the year, but there is<br />

little to burn. Even modest increases in<br />

future rainfall for such regions could<br />

thus lead to greater fuel accumulation<br />

rates and more fire activity. Polar deserts,<br />

which currently have very limited<br />

windows each year when it is warm<br />

enough for plants to grow, may also<br />

see more fire in the future as temperatures<br />

rise and fire-conducive weather<br />

conditions become more common. In<br />

addition to sufficient plant growth and<br />

a periodic fire season, recurring wildfires<br />

require a source of ignition.<br />

How these three basic constraints—<br />

plant biomass, warm and dry conditions,<br />

and an ignition source—come<br />

together in space and time determines<br />

Cody Duncan/Alamy Stock Photo<br />

the level of fire activity that a given<br />

region experiences on average. Easing<br />

one of the constraints—by promoting<br />

more ignitions, faster biomass accumulation<br />

rates, or more extreme dry<br />

seasons—will typically lead to increases<br />

in wildfires, up to a point where<br />

one of the other constraints may become<br />

limiting. Wildfire thus has certain<br />

environmental requirements for<br />

it to persist on different landscapes,<br />

not unlike biological organisms. The<br />

subdiscipline of pyrogeography has<br />

emerged as the study of broadscale<br />

patterns of wildfire, the controls on its<br />

distribution, and its effects. The subfield<br />

has borrowed methods from and<br />

built upon other ecological research<br />

that studies how species are distributed<br />

across a region and how their ranges<br />

might shift with climate change.<br />

The first step in modeling average<br />

fire frequencies is to quantify the gradient<br />

between environments that are<br />

relatively marginal for wildfire and<br />

those that are much more optimal. The<br />

global contrast between such areas can<br />

be striking over only moderate distances,<br />

as shown by the lack of fires in<br />

the Sahara Desert of the African conti-<br />

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climate models—of which there are<br />

more than 20 in use—that the Earth<br />

will continue to warm as greenhouse<br />

gas emissions accumulate in the atmosphere.<br />

Future patterns in the timing<br />

and amounts of precipitation over<br />

the next century, however, are much<br />

less consistent. Realistic temporal sequencing<br />

that might be important for<br />

fire in a specific location is even more<br />

difficult for the climate models. Good<br />

predictions of how often wet winters<br />

will be followed by successive drought<br />

years, for example, or the frequency of<br />

El Niño–related warm and dry winters<br />

(such as those that have driven the<br />

Fort McMurray <strong>Fire</strong>) are simply not<br />

yet possible for the coming decades.<br />

Our confidence in future wildfire<br />

trends is therefore directly linked to<br />

the robustness and agreement among<br />

the global climate models themselves.<br />

How humans might change future<br />

fire activity is also a source of uncertainty.<br />

At local scales, humans can alter<br />

the number and timing of ignitions—<br />

people both start and extinguish fires.<br />

One way to address this uncertainty<br />

is through the use of relatively coarse<br />

spatial resolutions in the predictions,<br />

which allows for areas to be treated as<br />

if ignition sources are never the limiting<br />

factor, because larger areas are more<br />

likely to include some sort of ignition<br />

source. Given that humans and lightning<br />

already provide ample ignitions<br />

across most regions—and future trends<br />

in both sources are thought to be increasing<br />

because of population expansion<br />

and climate change—this modelburned<br />

fraction (percent year –1 )<br />

(averaged over 1997–2015)<br />

0.0 0.2 0.5 1.0 2.0 5.0 10.0 20.0 50.0 100.0<br />

The occurrences of fires around the globe can identify the broadscale environmental variables<br />

that affect their likelihood across different ecosystems. (Image from globalfiredata.org.)<br />

___________<br />

nent and the abundance of fire in the<br />

savanna ecosystems just to the south.<br />

(See the map above.) These maps of recent<br />

fire patterns are then intersected<br />

with maps of temperature and precipitation<br />

variables that capture longterm<br />

rates of biomass accumulation<br />

and the typical length and intensity of<br />

the dry season. Statistical relationships<br />

between existing “baseline” levels of<br />

fire activity and current climate patterns<br />

are then estimated, so that the<br />

model’s ability to recreate existing<br />

wildfire patterns is credible. The models<br />

are then projected into the future,<br />

driven by predictions of future climate<br />

scenarios, some of which show only<br />

modest shifts and others that indicate<br />

much more worrisome outcomes.<br />

Despite recent advances, projecting<br />

long-term future fire patterns involves<br />

several challenges and assumptions. A<br />

major source of uncertainty is predicting<br />

how the climate will shift in different<br />

parts of the world. There is fairly<br />

consistent agreement among global<br />

This homesite, which was burned in the 2009 Jesusita <strong>Fire</strong>, remains a stark reminder of the risks<br />

of living on a fire-prone landscape, even six years later. (Photograph courtesy of Scott Knowles.)<br />

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ing decision is reasonable and useful.<br />

It also keeps the influence of other finescale<br />

human activities, such as developing<br />

otherwise flammable landscapes or<br />

suppressing wildfires in higher population<br />

areas, from obscuring dominant<br />

climate-related controls on vegetation<br />

characteristics and fire-season severity.<br />

Another advantage is that predictions<br />

more closely match the scale of<br />

typical global climate model outputs,<br />

all of which are most reliable at coarse<br />

resolutions. Just as one might have<br />

more confidence in future projections<br />

of long-term climate conditions across<br />

broad areas (for example, a prediction<br />

of mean annual temperature over 30-<br />

year periods across 100-kilometer grid<br />

cells), fire model predictions perform<br />

better at similar scales.<br />

Although there is substantial variation<br />

among future climate projections,<br />

global fire modeling studies do show<br />

some consistencies. One of the most<br />

striking salient predictions is that fire<br />

activity will increase across much of<br />

the northern hemisphere. Many of<br />

the models show the western United<br />

States, for example, becoming increasingly<br />

prone to fire. In some cases,<br />

where decreases are predicted, it is after<br />

several decades of warmer, drier<br />

conditions that eventually lead to lessproductive<br />

conditions and much lower<br />

fuel-accumulation rates. There is less<br />

certainty about future fire activity in<br />

areas sensitive to fluctuations in precipitation<br />

(for example, when there are<br />

more frequent droughts in moisturerich<br />

rainforests or more wet years in<br />

moisture-poor deserts), at least based<br />

on climate change alone. Such uncertainties<br />

make fire-related management<br />

and conservation decisions even more<br />

crucial in the carbon- and biodiversityrich<br />

rainforests along the Earth’s equatorial<br />

regions, already plagued by<br />

human-caused deforestation fires.<br />

The Right Kind of <strong>Fire</strong><br />

People tend to look at fires as simply<br />

dangerous and damaging, but from<br />

an ecological perspective they are often<br />

natural and even essential. For instance,<br />

many plants from California<br />

chaparral shrublands are adapted to<br />

fire, with some seeds germinating only<br />

after heat- or smoke-induced cues. The<br />

“right kind of fire” for different organisms—the<br />

natural frequencies, sizes, intensities,<br />

and seasonal timing of those<br />

fires—is not always well known, however.<br />

In addition, the level to which a<br />

given fire regime may have deviated<br />

from historical norms is unclear for<br />

many parts of the world. Some dry coniferous<br />

forests in the western United<br />

States, such as the lower elevations of<br />

the Sierra Nevada Mountains in California,<br />

have not burned much over the<br />

past century. These areas therefore may<br />

need a reintroduction of fire to maintain<br />

the organisms living there and curb<br />

Realism About <strong>Fire</strong> Hazards<br />

Federal policy directs fuel treatments on public lands<br />

and assists with firefighting costs and disaster relief,<br />

but it is not always the determining factor in decision<br />

making at the scales of county, municipality, or homeowner.<br />

In contrast, state-level policy can shape land use, but natural<br />

hazards straddle administrative boundaries, and landuse<br />

laws are often jealously guarded by local authorities. At<br />

the most local levels citizens are empowered to protect their<br />

homes and communities, yet they often lack the resources<br />

and expert capacity to know the state of the art in fire science.<br />

This problem of “disaster federalism” is not unique to<br />

wildfire, but it is especially acute for a hazard that affects<br />

large areas and takes shape over generations.<br />

Two examples offer insight into how communities have<br />

dealt with wildfire. The first is Rancho Santa Fe, a community<br />

at extremely high risk of wildfire in San Diego County<br />

that adopted a “shelter-in-place” perspective from the outset.<br />

In theory, “shelter-in-place” means that the community<br />

is built so residents may wait out fires at home instead of<br />

evacuating too late—clogging highways and placing themselves<br />

at risk. Regulations are strict, and residents must<br />

have landscaping approved by fire-district officials. Roads<br />

are wide to allow for emergency vehicles, and water capacity<br />

is maximized. According to the homeowners’ guide,<br />

structures use “boxed-in, heavy timber, or ignition-resistant<br />

eaves with no vents… residential fire sprinklers… a minimum<br />

100-foot defensible space surrounding all structures…<br />

a ‘Class-A,’ ignition-resistant roof… dual-pane (one being<br />

tempered) glass windows, [and] chimneys with spark arrestors<br />

containing a minimum ½'' screen.” In particular, several<br />

of these structural enhancements guard against embers that<br />

can be blown long distances ahead of fire, lodging in nooks<br />

and crannies and smoldering unseen, eventually burning<br />

down a house. These requirements may be a dream come<br />

true for fire protection engineers, but they are decidedly not<br />

the norm across the nation. As a high-income community<br />

that has used the shelter-in-place concept from its inception,<br />

Rancho Santa Fe has the luxury of adopting this approach<br />

in the face of the inevitable, which arrived in the 2007<br />

Witch Creek <strong>Fire</strong>. This event caused half a million Californians,<br />

including the majority of those in Rancho Santa<br />

Fe, to evacuate. National Public Radio cited Rancho Santa<br />

Fe’s relatively light damages as a result of shelter-in-place<br />

design, and their fire chief Cliff Hunter came to national<br />

prominence because of it.<br />

A second example comes from the hills above Santa<br />

Barbara in the tiny community of Painted Cave. To varying<br />

degrees, residents there have adapted their properties<br />

to live with fire, knowing that the likelihood is high. The<br />

homes are much older than those in Rancho Santa Fe, and<br />

the approach to fire management is not nearly as centralized.<br />

In Painted Cave, the approach has a flair of fierce<br />

individualism. The local volunteer fire departments and the<br />

surrounding communities maintain fire equipment and are<br />

trained to provide initial attack in emergencies. They are<br />

not career firefighters, however, and work in conjunction<br />

with local fire agencies. During any given wildfire incident,<br />

roughly half the inhabitants in these mountain communities<br />

might end up choosing to evacuate. Residents generally<br />

understand that the cost of living in one of the most beautiful<br />

places in America also means living with hazard, not<br />

pretending it doesn’t exist or relying on outside assistance.<br />

The approaches in Rancho Santa Fe and Painted Cave are<br />

different (using codes versus community preparedness).<br />

Yet results are similar, in terms of accommodating natural<br />

hazards. This intensely local approach to living with fire is<br />

analogous to the way Texans live with tornadoes and Floridians<br />

live with hurricanes. Theirs is a hazards realism that<br />

should be examined for its applicability to other communities<br />

throughout the West.<br />

www.americanscientist.org<br />

2016 July–August 223<br />

<strong>American</strong> <strong>Scientist</strong><br />

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change in fire frequency<br />

1951–2000 to 2051–2100<br />

change in forest fire danger index (FFDI) 1970–1999 to 2070–2099<br />

A1B, three-model mean RCP2.6, HadGEM2-ES RCP8.5, HadGEM2-ES<br />

a b c<br />

change in fire frequency (percent per century)<br />

change in FFDI<br />

–50 0 +50 –4 –2 2 4 6 8 10 12<br />

multimodel agreement on change in<br />

change in fire frequency between 2004 and 2100<br />

fire probability 1971–2000 to 2070–2099<br />

A2 B1, GISS A2, GISS<br />

d e f<br />

multimodel agreement<br />

decrease<br />

increase<br />

fire counts per year<br />

67 low<br />

agreement (percent)<br />

the risk of out-of-control wildfires. Exactly<br />

which forests need restoration and<br />

how important fuel accumulation may<br />

be in the face of climate change, however,<br />

is a matter of debate. In contrast,<br />

fire appears not to have been a strong<br />

evolutionary force in some ecosystems,<br />

such as deserts and tropical rainforests,<br />

where increases in fire could be disastrous<br />

for their conservation.<br />

The resilience of fire-prone ecosystems<br />

may depend, in part, on fire’s<br />

role in facilitating range shifts of species<br />

affected by climate change. To survive<br />

and regenerate in suitable environments,<br />

many species will need to track<br />

shifting climate conditions, sometimes<br />

across large distances and at relatively<br />

fast rates. By opening up space and resources<br />

for colonization, fire will therefore<br />

assist such shifts across different<br />

parts of the landscape. At the same<br />

time, it will eliminate certain species<br />

67 90 –1,000 –100 –10 –1 1 10 100 1,000<br />

A comparison of global fire projections shows possible increases and decreases in future fire<br />

activity. Models show strong agreement that fire probability will increase across much of<br />

North America, Europe, and northern Asia. (Maps from Settele, J., et al., 2014. Terrestrial and<br />

inland water systems. In: Climate Change 2014: Impacts, Adaptation, and Vulnerability. Part A:<br />

Global and Sectoral Aspects. Contribution of Working Group II to the Fifth Assessment Report<br />

of the Intergovernmental Panel on Climate Change. New York: Cambridge University Press.)<br />

from areas where climate change is<br />

making it harder for them to reproduce<br />

and survive, risking local extinctions<br />

in some cases. There will be tradeoffs.<br />

Nonetheless, the natural landscape<br />

variation that most fires create should<br />

increase ecosystem resilience to climate<br />

change’s effects, because it provides a<br />

diverse set of environments and thus<br />

wider potential for many species’ persistence.<br />

Contrary to what many people<br />

assume, fire can be a factor that will<br />

help some ecosystems respond to climate<br />

change, if managed carefully.<br />

A fundamental challenge is that people’s<br />

tolerance for fire on the landscape,<br />

either as wildfire or controlled burns,<br />

is linked to where and how we build<br />

communities. The risk to human lives<br />

and homes will inevitably dominate<br />

decision-making about fire and its potential<br />

ecological roles. Uncontrolled<br />

wildfires need to be fought as they approach<br />

places where vulnerable people<br />

live, regardless of population densities<br />

there. Even for planned fires, human<br />

acceptance of nearby flames or smoke<br />

from more distant prescribed burns is<br />

often low. In the context of fire, social<br />

resilience and ecosystem resilience may<br />

not always be directly compatible.<br />

Suppressing fire has become extremely<br />

expensive, as indicated by<br />

the debates last year over U.S. Forest<br />

Service “fire borrowing,” when funds<br />

are funneled from fire prevention and<br />

forest management initiatives to fight<br />

current wildfires. From 1995 to 2015,<br />

the U.S. Forest Service has seen its firerelated<br />

expenses climb from 16 percent<br />

to more than 50 percent of its annual<br />

budget—with the projection climbing<br />

to 67 percent of the budget by 2025.<br />

After wildfires do enough damage to<br />

become defined as disasters in human<br />

communities, even more public funds<br />

are spent. Wildfires have become a<br />

massive financial burden on taxpayers.<br />

Hazard Versus Vulnerability<br />

Some natural disasters, such as hurricanes<br />

and earthquakes, happen<br />

relatively rapidly and then drastically<br />

224 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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affect tens of thousands of people.<br />

Such “rapid disaster” events may be<br />

difficult to predict, and damage is<br />

caused largely by the physical impacts<br />

of the event itself. “Slow disasters”—<br />

events that play out over months or<br />

even years, such as droughts—may<br />

also devastate populations over broad<br />

areas. These events, however, can be<br />

more predictable in how they strike<br />

and what their effects will be.<br />

Wildfires, which occasionally reach<br />

the “disaster” designation by Federal<br />

Emergency Management Agency<br />

(FEMA) standards, fit neither the rapid<br />

nor slow category well. This is part of<br />

the reason why people’s responses to<br />

them are so badly designed. Wildfires<br />

are short-lived, with most lasting days<br />

to weeks. Fatalities and damage to<br />

buildings and other structures are typically<br />

experienced during the fire itself,<br />

not its aftermath. <strong>Fire</strong> spread can be<br />

erratic as it progresses across the landscape,<br />

and losses are therefore often<br />

difficult to predict. In these ways, wildfires<br />

are like other rapid natural hazards.<br />

Repercussions in human terms<br />

tend to be incremental, however, with<br />

relatively small numbers of lives and<br />

homes lost during most fire seasons, at<br />

least in comparison to some other natural<br />

hazards. Wildfire impacts also have<br />

a strong socioeconomic underpinning,<br />

related to where and how we build our<br />

communities over the long term.<br />

So although wildfire as a natural hazard<br />

may be more like a rapid event, the<br />

human vulnerabilities side of the equation<br />

falls into the slow-event category.<br />

To put it another way, elected officials<br />

have great incentives to react to disasters<br />

as they unfold, but far fewer<br />

incentives to take far-reaching steps toward<br />

disaster reduction. The slowness<br />

of the risk aggregation processes (fuel<br />

build-up, development in wildfire corridors)<br />

makes it hard to measure and<br />

challenging to govern. Although not<br />

unique to wildfire, these disconnects<br />

have strong cultural roots in the United<br />

States and important ramifications.<br />

Management of fire hazard in the<br />

United States has long been the domain<br />

of the Forest Service. As a federal<br />

agency overseeing vast expanses<br />

of fire-prone land, it has led the way<br />

in researching topics including how<br />

wildfires kill individual trees and how<br />

fire spreads across complex terrain.<br />

Emphasis is on forested environments,<br />

given the mission of the agency, but the<br />

Forest Service also manages millions<br />

of acres of nonforested lands. Because<br />

wildfires historically have been seen<br />

as a threat to natural resources, fire<br />

suppression emerged as a priority in<br />

much of what the agency does. Out of<br />

an annual budget of almost $5 billion,<br />

more than half is now dedicated to putting<br />

out wildfires. It is not surprising<br />

that reducing fire hazard is a key focus<br />

of the agency. Because fuel load (the<br />

amount of vegetation) and structure<br />

(affecting whether the flames are on<br />

Retrofitting Vulnerable Structures<br />

the ground or reach into tree canopies)<br />

can be strong drivers of fire hazard, it is<br />

also not surprising that there has traditionally<br />

been a strong emphasis on fuel<br />

reduction. Through time this theme<br />

has become embedded in the culture<br />

of the entire fire service, including federal,<br />

state, and local agencies, and it<br />

informs public perception of what “the<br />

wildfire problem” is.<br />

Understanding and addressing<br />

human vulnerabilities to fire, unlike<br />

Because building codes have become stronger in many areas through<br />

time, older homes can have the greatest inherent vulnerabilities to ignition<br />

during wildfire. For example, traditional wooden shingle roofs<br />

are a very common source of ignition and home loss in established communities<br />

across the western United States. As burning embers are blown into<br />

neighborhoods from nearby wildfires, such construction features can be the<br />

weakest link, often triggering a devastating home-to-home progression of fire<br />

spread. In the context of home vulnerabilities to wildfire, it is basically true<br />

that one is only as safe as one’s neighbor.<br />

Despite solid research about structure vulnerabilities and how to retrofit<br />

them, public grant funding for mitigation is relatively rare in the case of wildfire.<br />

In contrast, grants for structural retrofits to minimize earthquake, flood,<br />

and wind damage are much more common. Wildfire-related grants, from both<br />

federal and state sources, overwhelmingly tend to focus on fuel reduction.<br />

An exceptional success story exists in the region of Big Bear, California, located<br />

in the mountains above Los Angeles. In 2008, awards of more than $1<br />

million in FEMA funding were granted to local organizations that supported a<br />

campaign to eliminate wood roofs. In addition to aiding in the replacement of<br />

hundreds of vulnerable roofs, local ordinances were eventually passed to ban<br />

them entirely. Additional grant funds have been awarded to continue this trend,<br />

and we think they should continue to be expanded to help other communities.<br />

Few homes survived the 2003 Cedar <strong>Fire</strong> as it ravaged the San Diego, California, community<br />

of Scripps Ranch, shown here after the fire. One of the remaining homes (circled) had<br />

just had its wooden roof replaced with a fire-resistant one, against the wishes of the local<br />

homeowner’s association. Studies have shown that structures with wooden roofs can be<br />

up to 20 times more likely to be destroyed in a wildfire, depending on their distance from<br />

flammable vegetation. (Image courtesy of Richard Halsey.)<br />

www.americanscientist.org<br />

2016 July–August 225<br />

<strong>American</strong> <strong>Scientist</strong><br />

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Homes often burn because of flying embers from a fire that is not necessarily nearby. In the<br />

absence of wood shingle roofs, vulnerable vents that allow embers into the attic above or crawlspace<br />

below a house cause many ignitions. For several homes lost during the 2007 Angora <strong>Fire</strong><br />

near South Lake Tahoe, California, such as the one shown above, adjacent vegetation was not<br />

the culprit. (Image courtesy of the U.S. Forest Service Lake Tahoe Basin Management Unit.)<br />

reacting to fire hazard itself, involve<br />

a much more diffuse and decentralized<br />

set of players. This is another factor<br />

that has prevented the adoption<br />

of more logical strategies. No single<br />

agency or culture leads the way in<br />

educating homeowners about their<br />

particular evacuation challenges and<br />

home-ignition weaknesses, both of<br />

which can vary immensely. A given<br />

community may learn about these issues<br />

from their <strong>Fire</strong> Safe Council, or<br />

another organization (such as www. ____<br />

________<br />

firewise.org, www.fireadapted.org), _______________ if<br />

firefighters in the area do not have the<br />

resources for such programs. Alternatively,<br />

some property insurance companies<br />

offer assessments.<br />

The information that homeowners<br />

get, if they seek it at all, can thus be inconsistent<br />

or overly general. Building<br />

codes and land-use planning are notoriously<br />

local in their authority, and<br />

practices can vary across administrative<br />

boundaries. Many vulnerabilities<br />

to wildfire, once in place, can only be<br />

addressed relatively slowly through<br />

changing people’s behaviors or retrofitting<br />

individual structures. A variety<br />

of impediments—in law, in political<br />

will, in traditions of risk tolerance—<br />

therefore exist in identifying and attenuating<br />

human vulnerabilities, despite<br />

their importance in reducing losses of<br />

lives and homes.<br />

The basic message that the public<br />

tends to hear from fire-related agencies<br />

is an urgent one about fuel reduction,<br />

both at the landscape scale and<br />

immediately around their homes. Such<br />

measures may address hazard-related<br />

concerns (such as lowering flame<br />

lengths or slowing rates of fire spread),<br />

but do little to mitigate vulnerabilities.<br />

For example, if the zone surrounding<br />

a structure has been cleared of flammable<br />

vegetation, it is considered by<br />

firefighters to be a relatively safe place<br />

for fire suppression forces to defend<br />

the home, if they are present during a<br />

wildfire. But if the roads in a neighborhood<br />

are too narrow for fire trucks or<br />

if many homes have highly combustible<br />

wood-shake shingle roofs, such<br />

factors may render these homes lost in<br />

Some states, including California, have<br />

mapped fire hazards and are using this information<br />

to improve decision making about<br />

where and how homes and infrastructure<br />

are built. Such maps are crucial for local and<br />

state agencies to plan well for fire. (Image<br />

from the California Department of Forestry<br />

and <strong>Fire</strong> Protection.)<br />

226 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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the event of fire. (See the sidebar on page<br />

225 to learn more about addressing vulnerabilities<br />

to fire.) <strong>Fire</strong>fighters may not be<br />

safe defending structures in these circumstances,<br />

and with limited resources<br />

they would need to focus on homes<br />

that have a better chance of surviving.<br />

Public messaging about fuels is therefore<br />

often out of sync with what is actually<br />

defensible and why homes might<br />

burn in the first place. Public funding<br />

for mitigation is also disproportionately<br />

aimed at hazard reduction, instead of<br />

addressing vulnerabilities to loss.<br />

Trial by <strong>Fire</strong><br />

To finally make lasting progress in our<br />

struggle to coexist with wildfire, a first<br />

step is to accept that fuel reduction is<br />

not a panacea. Managing fuels to reduce<br />

fire hazard is certainly an important<br />

consideration in many locations,<br />

but it is clear that the home-loss problem<br />

is as much about vulnerabilities<br />

as it is about hazards. Homeowners<br />

must understand their local risks and<br />

take action accordingly. This awareness<br />

may require difficult decisions<br />

about evacuation options, including<br />

when evacuation itself may not be the<br />

safest choice. This issue is extremely<br />

controversial, but agencies responsible<br />

for wildfire response and public safety<br />

will need to confront it directly as more<br />

people inhabit fire-prone landscapes.<br />

Retrofitting structures that are already<br />

located in fire-prone areas is clearly a priority,<br />

and it often makes economic sense,<br />

too: The one-time cost of, say, replacing<br />

attic or crawlspace vents that are vulnerable<br />

to ember entry may be very low<br />

(maybe $25 to 75 each), and the protection<br />

they provide should be permanent.<br />

In contrast, vegetation-reduction efforts<br />

have uncertain effectiveness and must<br />

be revisited frequently—ranging from<br />

annually for grassy fuels to decadally for<br />

forested environments—without ever<br />

stopping. Public grant funding should<br />

thus be widely available for such retrofits,<br />

just as it is for fuel-reduction projects.<br />

If insurance companies were more<br />

willing to reward parcel-level mitigation<br />

activities, they could help to greatly reduce<br />

structure vulnerabilities to ignition.<br />

Proactive, long-term strategies must<br />

also include mapping fire hazards<br />

across broad scales, so that future communities<br />

can be designed and located<br />

more strategically. This information is<br />

fundamental to how we address living<br />

on landscapes prone to other natural<br />

hazards, and wildfire-hazard maps<br />

should similarly guide where and how<br />

we build. In addition, the biophysical<br />

controls on wildfire do not stop at administrative<br />

city or state boundaries,<br />

and neither should our hazard maps.<br />

State and federal agencies charged<br />

with fire response over large areas<br />

must therefore adopt or develop hazard<br />

maps over these domains. Fortunately,<br />

there are examples of how this<br />

mapping can be done using scientifically<br />

valid data and methods; one<br />

example is the <strong>Fire</strong> Hazard Severity<br />

Zone mapping process in California.<br />

The maps should then guide building<br />

codes and land-use planning decisions<br />

so that we build our future communities<br />

in less-vulnerable ways and in the<br />

least-hazardous parts of the landscape.<br />

In many cases, by simply concentrating<br />

development in safer areas, the same<br />

number of houses may be built. Clustering<br />

development, and otherwise arranging<br />

homes to minimize their exposure<br />

to likely future wildfires, must<br />

also be incorporated at local scales.<br />

Given that public funding can alter<br />

development decisions on hazardprone<br />

landscapes, we must make sure<br />

taxpayers are not inadvertently subsidizing<br />

or incentivizing future building<br />

there. For example, federal funds flow<br />

from both the Department of Transportation<br />

and the Department of Housing<br />

and Urban Development to the states,<br />

and in many cases these funds then<br />

support new housing developments.<br />

How often are public funds being used<br />

to build homes that will be lost to a future<br />

wildfire? Regardless of the natural<br />

hazard in question, such funds should<br />

prioritize development in low-hazard<br />

areas. Legislation must be passed that<br />

directly links federal agency funding<br />

to requirements about building on the<br />

least hazardous portions of the landscape,<br />

as it flows from U.S. taxpayers<br />

to the states.<br />

Adapting to climate change has<br />

led to new ideas in urban design that<br />

are perfectly suited to coexisting with<br />

wildfire, even if developed for other<br />

natural hazards. Passive survivability is<br />

now a building strategy, so that both<br />

a structure and the people inside can<br />

survive a disaster involving the loss<br />

of life support systems (for example,<br />

to maintain livable temperatures for<br />

several days without air conditioning<br />

or supplemental heat). In areas subject<br />

to flooding or sea level rise, this<br />

strategy also incorporates designing<br />

the building to temporarily withstand<br />

higher water levels. Given advances in<br />

fire-resistant construction, similar strategies<br />

should be adopted for fire-prone<br />

landscapes. More holistically including<br />

wildfire into green-building standards<br />

is another promising route. Leadership<br />

in Energy and Environmental Design<br />

(LEED) certification, for instance, currently<br />

includes criteria for passive survivability<br />

and for minimizing structure<br />

vulnerabilities to ignition, but they are<br />

not integrated so people could safely<br />

shelter in place if they were not able to<br />

evacuate from a wildfire in time<br />

Wildfires are inevitable and often<br />

as uncontrollable as earthquakes and<br />

floods, but we’re still working to break<br />

the pathological feedback loop of poor<br />

planning and fighting fires after it’s too<br />

late. <strong>With</strong> better land-use planning and<br />

smarter development, our communities<br />

can avoid the kinds of losses that<br />

we’ve repeatedly witnessed in California<br />

and are seeing now in Fort McMurray.<br />

There are solutions to the increasing<br />

trends in wildfire-driven losses, but<br />

they require everyone to rethink their<br />

assumptions about preventing wildfires<br />

and to focus more on where and<br />

how we build communities.<br />

Bibliography<br />

Knowles, S. G. 2012. The Disaster Experts: Mastering<br />

Risk in Modern America. Philadelphia:<br />

University of Pennsylvania Press.<br />

Krawchuk, M. A., and M. A. Moritz. 2014.<br />

Burning issues: Statistical analyses of global<br />

fire data to inform assessments of environmental<br />

change. Environmetrics 25:472–481.<br />

Krawchuk, M. A., M. A. Moritz, M. A. Parisien,<br />

J. Van Dorn, and K. Hayhoe. 2009. Global<br />

pyrogeography: The current and future distribution<br />

of wildfire. PloS ONE 4:e5102.<br />

Mann, M. L., et al. 2016. Incorporating anthropogenic<br />

influences into fire probability<br />

models: Effects of human activity and climate<br />

change on fire activity in California.<br />

PLoS ONE 11:e0153589.<br />

Moritz, M. A., et al. 2012. Climate change and disruptions<br />

to global fire activity. Ecosphere 3:49.<br />

Moritz, M.A., et al. 2014. Learning to coexist<br />

with wildfire. Nature 515:58–66.<br />

Parisien, M. A., and M. A. Moritz. 2009. Environmental<br />

controls on the distribution of<br />

wildfire at multiple spatial scales. Ecological<br />

Monographs 79:127–154.<br />

For relevant Web links, consult this<br />

issue of <strong>American</strong> <strong>Scientist</strong> Online:<br />

http://www.americanscientist.org/<br />

issues/id.121/past.aspx<br />

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A Constructive Chemical<br />

Conversation<br />

Precisely timed series of interventions lead to the growth of<br />

a variety of complex, three-dimensional microscale structures.<br />

Alison Grinthal, Wim L. Noorduin, and Joanna Aizenberg<br />

Long before life covered the Earth with<br />

intricately patterned forms, its precursor<br />

materials started talking. Showering<br />

each other with synthesis byproducts<br />

and confronting each other with changing surfaces,<br />

they fueled, slowed, blocked, diverted, shaped<br />

each other’s growth—answering to each other<br />

at every turn as, for better and for worse, they<br />

began to shape and orient as one. Generations<br />

later, bacteria inherited the dialog, their inner skeletons<br />

and outer skins trading signals in winding<br />

paths over their growing surfaces as they curved<br />

into boomerangs, stars, and corkscrews. But as<br />

they multiplied, their diffusing signals transformed<br />

their sculpting into a throbbing social scene—the<br />

whole group twisting and elongating in sync,<br />

sprouting into fractals and labyrinths. As life diversified,<br />

packs of nerves, streamlined by continuous<br />

dialog with their sheaths, followed their noses in<br />

and out of bundles as crosstalk generated landscapes<br />

of signals at their tips. Spiraling signal<br />

networks, feeding into and out of a chorus of<br />

intracellular dialogs, wound plant cells into finely<br />

graded spiraling lattices. The entire living world<br />

still talks nonstop, spinning live chemical maps of<br />

conversations—sketching, navigating, and negotiating<br />

their architectural plans in front of themselves<br />

as they grow.<br />

Alison Grinthal is a research scientist in the School of Engineering<br />

and Applied Sciences at Harvard University. Wim<br />

L. Noorduin leads the self-organizing matter group at the<br />

FOM Institute AMOLF in The Netherlands. Joanna Aizenberg<br />

is a professor of materials science and of chemistry and<br />

chemical biology, and codirector of the Kavli Institute for<br />

Bionano Science and Technology, at Harvard University.<br />

Email for Grinthal: agrinth@fas.harvard.edu<br />

_____________<br />

What are they talking about? The weather,<br />

food—news from the environment is continually<br />

taken in, shuttled through the pinball of signals,<br />

and channeled into the living map. The feedback<br />

network creates a mind-boggling diversity<br />

of options at every step, but at the same time imposes<br />

checks and balances that keep the system<br />

from randomly running wild. As the environment<br />

changes—altering growth rates, turning up and<br />

down responses—the dialogs recalibrate, reconfigure<br />

the landscape of signals and gradients, and<br />

invoke hidden worlds of subtle to radical alternatives.<br />

Nerves that avoided each other suddenly<br />

become smitten; short, fat bacteria shoot into<br />

long filaments or sprout two heads; tree cells meander<br />

in gradually shifting turns and waves. The<br />

environment becomes an inseparable participant<br />

in the conversation: Patterns, networks, and communities<br />

become stories of their encounters with<br />

changing oceans or atmospheres.<br />

Building in the nonliving world is a different<br />

story, usually requiring chisels, hammers, and<br />

molds. But at the microscale, where our sculpting<br />

tools begin to fall short, dialog becomes highly<br />

effective. Materials that form together from the<br />

start create precise, versatile feedback systems,<br />

addressing errors as they happen, coaxing rigid<br />

crystals into winding curves, producing complex<br />

shapes that neither part could make alone. Yet<br />

life suggests that the behaviors we see may be<br />

only half the conversation; such systems could be<br />

brewing with possibilities and choices unfolding<br />

all the time. Landscape architect Anne Spirn has<br />

proposed, “To design wisely is to read ongoing dialogues<br />

in a place … and to imagine how to join<br />

the conversation.” To explore, we started talking.<br />

continued<br />

228 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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A diversity of complex microscale structures can be created when<br />

researchers participate in ongoing chemical dialogs that guide the<br />

structures’ growth. When a solution is infused with carbon dioxide<br />

from the air, two alternating chemical reactions begin to form crystals<br />

composed of barium carbonate and silica. Their shapes evolve<br />

as the two reactions produce and consume acid, creating a complex<br />

landscape of changing pH as the two materials and neighboring<br />

structures “talk” to each other, or exchange acid. Researchers can<br />

influence this process through a series of bulk interventions, such<br />

as opening and closing the lid and altering the temperature or<br />

solution pH. (All images are courtesy of the authors.)<br />

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CO 2<br />

BaCO 3<br />

CO 2 + Ba 2 + + H 2 O BaCO 3 + 2H +<br />

SiO2<br />

2H + + SiO 3<br />

2–<br />

SiO 2 + H 2 O<br />

low pH<br />

pH SiO 2<br />

high pH<br />

The periodic table is itself a fascinating monument to the<br />

many dialogs that can happen just among the elements, so<br />

we started small, with a pair of chemical reactions in a covered<br />

beaker. The beaker contained a high-pH solution of sodium<br />

metasilicate (Na 2 SiO 3 ) and barium chloride (BaCl 2 ), with a flat<br />

piece of metal-coated glass inside for crystals to grow on (above<br />

left). When we opened the lid and let in carbon dioxide (CO 2 )<br />

from the surrounding air, it reacted with barium ions and water<br />

and started growing barium carbonate (BaCO 3 ) crystals (above<br />

middle, top). The reaction also surrounds the crystals with a halo<br />

of acid formed by freed hydrogen ions, which slows the BaCO 3<br />

crystals’ growth but triggers silica (SiO 2 ) to deposit on them via<br />

a second reaction—which in turn consumes the acid and revives<br />

the first reaction (above middle, bottom).<br />

continued<br />

This reciprocal exchange was known to generate various curving<br />

shapes, but we envisioned that it would create a much more<br />

complex evolution of gradients and rates as acid diffuses within<br />

the emerging microscape. The deposition of each material from<br />

solution is tuned to pH, but in different ways (barium carbonate<br />

precipitates more with increasing pH, but silica prefers a specific<br />

range of pH, as shown in the graph above), and at the same time<br />

their growth changes the pH around them. A dialog of dialogs—<br />

local acid production and consumption, plus exchange between<br />

neighboring shapes—would turn the growing surface into a<br />

dynamic pH map, navigated at every point by adjusting the balance<br />

of reaction rates. Where SiO 2 forms, it blocks further growth;<br />

where the pH drops too low, both reactions fizzle out; everywhere<br />

else, the party would continue with an updated map.<br />

large CO 2 pulse<br />

For our first encounter, we provided steady CO 2 and<br />

discovered a forest of sticks growing in synchrony (above<br />

left). This scene was most telling for what we never saw:<br />

Sticks never grew toward one another, and they were<br />

never fatter or thinner than a standardized width. The<br />

first result suggested they were directing growth by talking<br />

amongst themselves—exchanging acid, speeding up<br />

silica production on their sides, leaving no choice but the<br />

express route up. The second suggested the work of an<br />

inner dialog—that BaCO 3 ’s and SiO 2 ’s requirement to be<br />

near each other, in order to clean up and replenish acid,<br />

sets strict limits on how wide they can grow.<br />

We took what we never saw as our cue. If we intervened<br />

and temporarily altered the balance, the feedback would<br />

kick in and restore order, potentially by finding a new form.<br />

So we “talked” by opening the lid wider than its usual crack<br />

and supplying a burst of CO 2 , which triggered a spurt of<br />

BaCO 3 growth at the top of each stick (above middle). We<br />

expected that rapidly widening the diameter would create<br />

a steep pH gradient across the top surface, with the center<br />

stranded far from the SiO 2 cleanup mechanism and building<br />

up acid faster than it could diffuse away. This picture<br />

matched what happened after we returned the lid to its<br />

original position: The tops stopped growing in the center<br />

and proceeded as rings, recovering regulation thickness all<br />

around the rim, with silica forming on the inner and outer<br />

surfaces (above right). They continued growing upward,<br />

but now each had to contend with acid from inside its own<br />

ring as well as from its neighbors, so the shape widened<br />

into a vase as it found its new balance.<br />

continued<br />

230 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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We could also widen the shapes earlier<br />

on by growing them farther apart, and<br />

found that they not only responded similarly<br />

but produced a range of patterns depending<br />

on how nearby their neighbors were,<br />

from narrow vases in the suburbs to big corals<br />

full of wavy walls in the boonies (right,<br />

first and second images from top). The restored<br />

thickness was identical everywhere,<br />

indicating that the new growth fronts were<br />

just as fastidiously kept below the acid gradient<br />

threshold as the original. If we gave the<br />

growing vases even a small pulse of CO 2 ,<br />

enough to introduce a ripple in their width,<br />

the feedback immediately slimmed them<br />

back all around as soon as we stopped.<br />

If we gave a pulse again, the vase rings<br />

slimmed themselves again, and we developed<br />

a rhythm, sculpting ridged patterns by<br />

subtly varying the length and time intervals<br />

of our interventions (far right, top image).<br />

Talking to a wall was more complicated.<br />

Giving corals the same small pulses uncovered<br />

a new set of dialogs, between<br />

the ends of each wall (nearly surrounded<br />

by SiO 2 and built for robust acid turnover)<br />

and the main length (with SiO 2 on only<br />

two sides). This distinction is usually subtle<br />

enough to keep the wall advancing<br />

as a united front, but even a small CO 2<br />

pulse can trigger a feedback cascade in<br />

which the rich get richer and the poor get<br />

poorer. The ends, better able to weather<br />

the acid from increased BaCO 3 production,<br />

kept growing upward, while the<br />

adjacent regions, burdened by extra acid<br />

from the faster-growing ends, grew even<br />

more slowly. Ultimately the maze of walls<br />

turned into a dense field of SiO 2 -coated<br />

spikes, and we grew a porcupine. Once<br />

transformed, the porcupine was amenable<br />

to rhythmic rippling with subsequent small<br />

pulses (far right, second image from top).<br />

Building new forms and patterns would<br />

no doubt introduce still more hidden dialogs,<br />

so we wanted a precise way to pick<br />

and choose, combine, and expand our<br />

range—we needed a volume knob. Temperature<br />

gave us a way to adjust both our<br />

talking and the system’s response threshold.<br />

Cooling preloads the solution with CO 2<br />

by increasing its solubility, and adjusting the<br />

temperature after that lets us modulate its<br />

delivery, from slowly over time to fast and<br />

concentrated. Cooling also slows down the<br />

reactions, giving acid more time to diffuse<br />

away without sharp gradients building up.<br />

This control allowed us to smoothly widen<br />

every feature of the landscape, irregular<br />

walls and all (below, second from bottom),<br />

giving us more freedom for direct sculpting.<br />

Turning up the temperature evoked a<br />

grand fireworks of multiple dialogs from<br />

even a simple ring—splitting it into concentric<br />

rings, suppressing the inner one,<br />

and breaking the outer one into a crown<br />

of spikes by amplifying even slight asymmetries<br />

in the acid fields (below, bottom).<br />

continued<br />

small pulses of CO 2<br />

decreasing<br />

temperature<br />

increasing<br />

temperature<br />

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replacing<br />

solution<br />

Time for a brief intermission. From flat glass we now<br />

had reactions dancing on a stage of ridges, peaks, valleys,<br />

and chasms—what alternate stories might play<br />

out if we could start a new act on this emerging stage?<br />

To change scenes, we ushered the actors out by replacing<br />

the solution, which cleared away the acid chatter<br />

and supplied reagents to start again (above). Now<br />

when we opened the lid and lowered the temperature,<br />

a rose blossomed on a cluster of leaves—free of<br />

checks and balances, it unfurled its own broad segments<br />

while suppressing growth around it (above<br />

right, and below). It almost always sprang from the<br />

leaf tops, where BaCO 3 had just been growing, but a<br />

bit of behind-the-curtain work revealed a world of unseen<br />

growth sites tucked away inside the crevices. If we<br />

ended the first scene by closing the lid, BaCO 3 growth<br />

slowed as CO 2 ran out, SiO 2 covered the tops as the last<br />

acid was produced, and all went quiet (opposite page,<br />

top). Upon reopening, stems took root deep in the<br />

nooks and crannies—finding the abandoned BaCO 3<br />

sites where acid buildup had stopped all growth when<br />

the structure split into walls or rings.<br />

continued<br />

<strong>American</strong> <strong>Scientist</strong><br />

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no<br />

CO 2<br />

Stems emerging from solitary caverns<br />

find themselves in situations unlike<br />

any they encountered when all<br />

arose in synchrony. The topography<br />

of a leaf cluster or coral shapes a 3D<br />

neighborhood, orienting them in all<br />

different directions free of any initial<br />

feedback (above). By providing a burst<br />

of CO 2 after they came out, we could<br />

now evoke rings of petals, shaped by<br />

the intricate acid patterns that arise<br />

when they all start talking (right, inset).<br />

A single stem in a vase, with<br />

neighbors only in other vases, is free to<br />

expand spontaneously when it comes<br />

out. By meeting it with a CO 2 pulse, we<br />

could synergize and grow a two-tiered<br />

flower (right). A lone stem coming<br />

out of a coral—both grown at a low<br />

density—brings its established axial<br />

symmetry to a boundless open space,<br />

enabling us to create a jellyfish with<br />

CO 2 pulses that successively build flaps,<br />

mouth, and tentacles (above right).<br />

continued<br />

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high pH<br />

low pH<br />

We discovered that structures-inprogress<br />

can even start growing on<br />

and inside each other: When we lowered<br />

the pH, the entire scene crossed<br />

“through the looking-glass” and<br />

neighbors started heading toward each<br />

other instead of away (left, top). They<br />

still made and navigated acid gradients<br />

as before, but superimposing the<br />

maps on a higher acid backdrop created<br />

an inverse steering situation. Now<br />

SiO 2 outpaced BaCO 3 on the outwardfacing<br />

sides but was completely inhibited<br />

on the interfacial side, letting BaCO 3<br />

grow there even with its reduced rate.<br />

This mechanism led neighbors to approach<br />

each other’s growth fronts, but<br />

rarely with exact aim. Curving was a<br />

delicate balance of inner and outer<br />

dialogs, with BaCO 3 tracking both<br />

acid-consuming SiO 2 and the neighbor’s<br />

SiO 2 -inhibiting acid. So rather<br />

than colliding head-on, the growth<br />

fronts almost always climbed and spiraled<br />

around each other before finally<br />

merging (left, inset). After that, their<br />

joint growth front continued winding<br />

and crawling, following its own echo<br />

over the surface.<br />

This twisting growth not only gave<br />

us a way to build elaborate sprawling<br />

architectures from multiple converging<br />

small ones, but also wove unique<br />

chemical surface patterns. As BaCO 3<br />

walks its fine line between burying<br />

itself and following SiO 2 , it can leave<br />

trails of abandoned sites wound in<br />

shallow grooves. When we replaced<br />

the solution and restored the original<br />

pH, now new forms could sprout not<br />

only from the tips but also—especially<br />

where tips had fused and become<br />

covered by SiO 2 —along the grooves.<br />

<strong>With</strong> successive pH shifts, we could<br />

braid a bed of twisted vines and stud<br />

them with blossoms (opposite page,<br />

top image), many unfolding around<br />

and harboring snails—or pattern a<br />

crustacean’s segments with curved<br />

paddles, tapered plates, and spines—<br />

their spacing and shaping precisely<br />

controlled by the pitch of the spiral<br />

grooves (opposite page, bottom).<br />

continued<br />

234 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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low pH<br />

high pH<br />

The more we explore, the more the chemical<br />

dialog turns out to be beautiful in itself:<br />

We’re now modeling the coevolution of<br />

shapes and diffusion fields, examining how<br />

BaCO 3 and SiO 2 direct each other at the nanoscale,<br />

and seeing what changes if we use<br />

different elements and reactions. At the same<br />

time, fields and navigation come in many<br />

forms, some just beginning to be recognized,<br />

across all kinds of materials and systems.<br />

Chemical diffusion can interact with mechanical<br />

stress fields that are generated and relieved<br />

as forms grow. Reverse reactions or elasticity<br />

introduce local regions of disassembly into the<br />

map. Reactions and stress embedded in fully<br />

formed materials can even create, bend, and<br />

twist microshapes as environmental changes<br />

alter the fields. The micro-porcupines, sea<br />

monsters, and flowers show us that if we<br />

learn to participate in the mapmaking, the<br />

creation of microscale shapes and patterns becomes<br />

a process of continuously exploring yet<br />

never being lost. Ultimately, spires and chambers<br />

we create can become a playground for<br />

light, fluids, heat, current, vapor—the intricate<br />

architectures that make up every inch of us<br />

and the rest of life orchestrate the infinitely<br />

diverse ways in which we sense, respond to,<br />

and harvest energy from the environment.<br />

When it comes to designing future materials,<br />

discovering and participating in microscale dialogs<br />

may be the “disruptive” idea that helps<br />

us bring creativity and design to our evolving<br />

dialogs in the larger landscape.<br />

For relevant Web links, consult this issue<br />

of <strong>American</strong> <strong>Scientist</strong> Online:<br />

http://www.americanscientist.org/<br />

issues/id.121/past.aspx<br />

www.americanscientist.org<br />

2016 July–August 235<br />

<strong>American</strong> <strong>Scientist</strong><br />

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The Road Ahead<br />

Designers envisioning the future have not always been able to foretell<br />

advances in automotive and motorway technology.<br />

Henry Petroski<br />

Norman Bel Geddes was<br />

born in 1893 about 40 miles<br />

west of Detroit, center of<br />

the nascent automobile<br />

industry. The unusual surname—Bel<br />

Geddes—was devised when Norman<br />

Melancton Geddes and Helen Belle<br />

Schneider married, and the portmanteau<br />

surname symbolized the joining<br />

of two creative minds. From an early<br />

age, when his mother took him to the<br />

opera, Bel Geddes had been fascinated<br />

by the stage, and his early success as a<br />

set designer led to his career in theatrical<br />

work. Successively, the man whom<br />

the New York Times once described as<br />

“the Leonardo da Vinci of the 20th century”<br />

became an industrial designer, a<br />

popularizer of streamlining, and the<br />

creator of the 1939 New York World’s<br />

Fair General Motors “Highways and<br />

Horizons” exhibit known as “Futurama,”<br />

which he described as “a largescale<br />

model representing almost every<br />

type of terrain in America and illustrating<br />

how a motorway system may<br />

be laid down over the entire country.”<br />

Futurama was viewed by five million<br />

fairgoers, making it then “the<br />

most popular show of any Fair in history.”<br />

Visitors looked down upon the<br />

future from comfortable chairs that<br />

moved around the periphery of the<br />

model, which presented what the<br />

world of motorways might look like<br />

20 years hence. Among the visions on<br />

display was an automated highway<br />

system in which automobiles essentially<br />

drove themselves, something<br />

that is being realized today in the<br />

form of Google’s and others’ autonomous<br />

vehicles. Bel Geddes attributed<br />

Henry Petroski is the Aleksandar S. Vesic Professor<br />

of Civil Engineering and a professor of history<br />

at Duke University. This article is excerpted and<br />

adapted from The Road Taken: The History and<br />

Future of America’s Infrastructure with permission<br />

from Bloomsbury Press.<br />

the success of the exhibit to the fact<br />

that “the people who stood in line ride<br />

in motor cars and therefore are harassed<br />

by the daily task” of driving,<br />

and “Futurama gave them a dramatic<br />

and graphic solution to a problem<br />

which they all faced.” (The exhibit<br />

was so successful that General Motors<br />

produced an updated “Futurama II”<br />

for the 1964 New York World’s Fair.)<br />

Bel Geddes’ post-fair book, Magic<br />

Motorways, and the 1940 General Motors<br />

film To New Horizons contained<br />

numerous sanitized illustrations<br />

of not necessarily original concepts<br />

of what the future could look like.<br />

Prominent among them was a view<br />

of a “street intersection—city of tomorrow,”<br />

in which traffic appeared<br />

to be moving smoothly on one-way<br />

streets that were free of pedestrians,<br />

who were confined to elevated walkways<br />

or arcades highly reminiscent<br />

of those shown in a five-storied street<br />

concept proposed decades earlier, in<br />

a 1913 issue of Cassier’s Engineering<br />

Monthly. Bel Geddes’ book contained<br />

several versions of the elevated roadway<br />

concept, including one that added<br />

a raised deck above the crest of a<br />

power dam that already carried traffic<br />

across a river, as well as a double-deck<br />

bridge across a lake.<br />

Ironically, for all the futuristic intersections<br />

and magical motorways illustrated<br />

in Bel Geddes’ book, the vast<br />

majority of depictions of vehicles were<br />

of a distinctly late 1930s vintage. It was<br />

as if Bel Geddes had his eyes so intently<br />

focused on the road that, in spite<br />

of his teardrop-shaped streamlining<br />

concepts, he did not think much about<br />

how the car in which he was riding<br />

might look in 1960. Or perhaps that<br />

was to be the purview of General Motors<br />

designers. After all, GM might not<br />

have wanted to reveal to the public or<br />

to the competition what it imagined<br />

automobiles 20 years hence would look<br />

like, would it? These days, perhaps we<br />

can have a clearer view of what’s possible<br />

now and in at least the near future.<br />

Auto Pilot<br />

The future promises to bring us smart<br />

cars riding along smart highways and<br />

over smart bridges. Even if the drivers<br />

are not smart and nod off at the wheel,<br />

the futuristic vehicles they will be<br />

driving will find their way home the<br />

way a family horse did in olden days.<br />

As Robert Frost’s little horse of yesteryear,<br />

in his 1916 poem “The Road Not<br />

Taken,” thought it queer to be stopping<br />

by woods on a snowy evening,<br />

wondering if there were some mistake<br />

and giving its harness bells a shake in<br />

inquiry, so the automobile of tomorrow<br />

promises to question and warn us<br />

and even take control of matters when<br />

we try to do something foolish, such<br />

as approach at full speed a car stopped<br />

ahead; move into a passing lane when<br />

another vehicle is on our flank but not<br />

visible in the side-view mirror; drift<br />

across the lane or edge markings on<br />

the pavement; or drive past our exit.<br />

Such driving aids are already available<br />

today, and the vehicle equipped<br />

with them communicates with the<br />

driver through a combination of aural,<br />

visual, and haptic prompts. Drivers<br />

become conditioned to and react to<br />

different numbers and tones of beeps,<br />

blinking and flashing lights and icons,<br />

or vibrating steering wheels and seats<br />

after a surprisingly short period of acclimation.<br />

Some of the systems are so<br />

sophisticated that they act when the<br />

driver does not, steering the car back<br />

into its lane or stopping the car automatically<br />

in an emergency. Some<br />

cars can park themselves, and a fourwheel-drive<br />

Tesla equipped with an<br />

autopilot will perform automatic lane<br />

changing when the driver signals his<br />

intention to do so. And, of course, in<br />

just about any car now, when we miss<br />

236 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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Artists work on a model designed by Norman Bel Geddes for the 1939 World’s Fair. This<br />

highly popular exhibit for General Motors included such motorway advances as an automated<br />

highway system, construction of which was envisioned to happen in the following 20 years.<br />

(Image courtesy of the The New York Public Library Manuscripts and Archives Division.)<br />

a turn, the GPS navigator we are using<br />

will inform us that it is recalculating<br />

our route or that we should make a legal<br />

U-turn as soon as conditions allow.<br />

Vehicles also are equipped with devices<br />

that can check the pressure in all<br />

four tires simultaneously and display<br />

on the now-ubiquitous center screen<br />

the results along with the correct inflation<br />

pressures. Sophisticated cruise<br />

control systems can not only maintain<br />

a steady speed but also can maintain<br />

a fixed number of safe car lengths<br />

between our vehicle and the one in<br />

front of us. This kind of smart control<br />

is achieved with such smoothness of<br />

deceleration that the driver having set<br />

the cruising speed at 65 miles per hour<br />

will realize that his speed has been reduced<br />

to 55 only when every other car<br />

on the highway is passing both him<br />

and the slowpoke in front of him.<br />

Even on the darkest evening of the<br />

year, the headlights of today’s cars<br />

brilliantly illuminate the dark and<br />

deep woods beside the road, some<br />

Drivers become<br />

conditioned to different<br />

beeps, lights, or<br />

vibrating prompts after<br />

a surprisingly short<br />

period of acclimation.<br />

dimming themselves as traffic coming<br />

in the opposite direction warrants.<br />

When we wish to pull off the highway<br />

and onto a dirt road leading up<br />

to a farmhouse, the headlight beams<br />

will shift from pointing straight ahead<br />

to pointing left or right, depending<br />

on which way we are turning. Smart<br />

windshield wipers know to start<br />

working when a few drops of water<br />

strike the glass, and they adjust the<br />

speed of their sweep according to how<br />

heavily it is raining.<br />

Experiencing such features in the<br />

cars of today, we might wonder what<br />

the future will bring. Will windshield<br />

wipers detect and clean off tree sap<br />

that streaks the glass? Will underinflated<br />

tires fill themselves even as we<br />

travel down the interstate? Will the<br />

illumination of the low-fuel warning<br />

icon trigger the GPS to identify the<br />

nearest service station selling our preferred<br />

brand of gasoline at the lowest<br />

local price and automatically direct us<br />

there? And if the distance to the pump<br />

is greater than the estimated miles<br />

of fuel left in the tank, will the car be<br />

slowed to the appropriate fuel-efficient<br />

speed to get us there before we run out<br />

of gas? These are the kinds of questions<br />

inventors and engineers pose to<br />

www.americanscientist.org<br />

2016 July–August 237<br />

<strong>American</strong> <strong>Scientist</strong><br />

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On May 23, 2013, the bridge over the Skagit River in Washington State collapsed when<br />

an oversize vehicle hit parts of the bridge’s overhead trusses. The bridge, already old and<br />

stressed, could have been protected by sensors that detect a vehicle too high for the space.<br />

themselves on the way to improving<br />

present-day technology to make it future<br />

technology.<br />

Smart Bridges<br />

The features just described have more<br />

to do with vehicles than with the roads<br />

and bridges upon which they rely. Already<br />

it is commonplace to have detectors<br />

embedded in the pavement at<br />

A conceptual illustration of moving vehicles in traffic linked by wireless signals shows the<br />

hope that such connected-vehicle technology can help automobiles keep track of one another’s<br />

locations, thereby limiting accidents at danger spots such as busy intersections in urban areas<br />

or on highways with blind curves. (Image courtesy of the U.S. Department of Transportation.)<br />

Martha T/Wikimedia Commons<br />

intersections to tell traffic lights whether<br />

there is a vehicle waiting to make<br />

a left turn. If there is not, the left-turn<br />

arrow does not appear and traffic coming<br />

the other way is given the green<br />

light without delay. There are also<br />

smart open roads and bridges, pieces<br />

of smart infrastructure that in essence<br />

monitor themselves and alert engineers<br />

and others when they are in need of attention.<br />

A roadway can be embedded<br />

with sensors that detect snow and ice<br />

conditions, signaling when road crews<br />

should be dispatched. Bridges can be<br />

fitted not only with sensors but also<br />

with devices controlled by the sensors.<br />

Thus, when ice begins to develop on a<br />

bridge surface, the sensors that detect it<br />

can also trigger a system embedded in<br />

the curb or guardrail that sprays anti-icing<br />

solution over the pavement without<br />

human intervention.<br />

Another use of such technology is to<br />

fit a bridge with devices that can detect<br />

when a beam or girder in the structure<br />

has developed a serious crack or corrosion.<br />

It is expensive to wire a large<br />

number of such devices to a datacollection<br />

computer that can communicate<br />

with, say, the state department<br />

of transportation, but if the devices are<br />

wireless, the installation can be done<br />

much more easily and efficiently.<br />

One heavily used piece of infrastructure<br />

that would have benefited<br />

from detection devices is the Interstate<br />

495 bridge over the Christina River<br />

in Wilmington, Delaware. In mid-<br />

2014, human inspectors found that a<br />

number of the piers supporting the<br />

approach viaduct were out of plumb<br />

and that the structure was leaning. The<br />

section of highway was closed while<br />

the problem was evaluated and, eventually,<br />

corrected. The viaduct, which<br />

ran over largely vacant industrial land,<br />

had been damaged when a 50,000-ton<br />

pile of dirt was illegally placed atop<br />

238 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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an area beside the bridge piers, causing<br />

the ground to shift and so damage<br />

the piers. Had they been fitted with<br />

sensitive wireless tilt meters akin to<br />

the kind that tell a smartphone or tablet<br />

which way is up, data indicating<br />

the abnormal condition might have<br />

been collected by a computer- and<br />

sensor-filled truck on a routine pass<br />

over the bridge. Earlier detection of the<br />

problem would likely have arrested<br />

the progressive damage and gotten the<br />

bridge back in service more quickly<br />

and at less expense.<br />

In another case, in 2013, a bridge carrying<br />

Interstate 5 over the Skagit River<br />

in Washington State collapsed and fell<br />

into the water after an oversize truck<br />

hit parts of the overhead steel structure<br />

while passing through one of its<br />

truss spans. The 58-year-old bridge had<br />

been considered functionally obsolete,<br />

forcing traffic in the righthand lane<br />

to drive very close to the side of the<br />

structure, where the overhead braces<br />

curved downward and so reduced vertical<br />

clearance. There had been a history<br />

of tall vehicles striking these structural<br />

parts, but the bridge had survived prior<br />

impacts. In addition to this problem,<br />

the Skagit River Bridge was also classified<br />

as fracture-critical, making it<br />

like the interstate bridge in Minneapolis<br />

that had collapsed six years earlier,<br />

claiming 13 lives. No one died in the<br />

Skagit River Bridge collapse, but that<br />

was only a matter of luck.<br />

Outfitting a bridge like the one over<br />

the Skagit River with sensors that<br />

detect a too-high oncoming vehicle<br />

would be easy to do. We already are familiar<br />

with devices that measure a vehicle’s<br />

speed by radar and display it on<br />

a sign beside the highway, thereby providing<br />

a warning to the driver to slow<br />

down. The augmented cruise control<br />

systems that keep a car a safe distance<br />

from the one in front of it use lasers<br />

and a computer to maintain a specified<br />

separation. Imagine a smart bridge<br />

with low clearance fitted with a similar<br />

device that could also communicate<br />

with an approaching tall but smart<br />

truck and slow it down to a stop before<br />

it impacted the bridge. That kind<br />

of wireless connection between bridge<br />

structure and vehicle could obviously<br />

prevent collapses and deaths. In time,<br />

it is likely to be a common reality.<br />

Engineers are currently working on<br />

highway-vehicle systems that maintain<br />

a constant wireless connection among<br />

vehicles within a few hundred yards of<br />

one another traveling along the same<br />

stretch of highway. In such a system,<br />

two cars not visible to each other—<br />

either because there is congested traffic<br />

between them or the one ahead is<br />

rounding a blind curve—would be<br />

able to maintain contact. If the leading<br />

car has to stop suddenly, it would send<br />

a signal to the following car to apply its<br />

brakes also—and do it automatically.<br />

Other so-called connected-vehicle<br />

technology could lead to the elimination<br />

of stop, yield, and other traffic<br />

signs. If all vehicles in the vicinity of<br />

an upcoming intersection were part<br />

of the wireless network, the computer<br />

in a car approaching the intersection<br />

could know whether there would be<br />

cross traffic. If so, the driver would be<br />

alerted to approach with caution or<br />

stop, and perhaps even have a bright<br />

electronic stop sign displayed on a<br />

navigation screen, if not as a hologram<br />

directly in the driver’s line of sight.<br />

If the intersection is anticipated to be<br />

clear, no warning would appear and<br />

the car would not even have to slow<br />

down. If all vehicles were part of such<br />

a system, traffic signs and lights could<br />

Promotional materials from General Motors show how its upcoming Cadillac V2V-equipped<br />

car will use a combination of sensing technologies to keep the vehicle centered in its lane<br />

without operator input, allowing for hands-free highway driving. (Images courtesy of GM.)<br />

be eliminated entirely, thereby unburdening<br />

a transportation department<br />

of the need to purchase, install, and<br />

maintain such things. Furthermore, a<br />

highway without physical signs would<br />

be a less visually cluttered and hence<br />

a less distracting and more attractive<br />

and environmentally friendly road.<br />

In the summer of 2014 the U.S. Department<br />

of Transportation announced<br />

its plan to require in the not-too-distant<br />

future the installation of vehicle-tovehicle<br />

communication technology<br />

in all cars and trucks, new and old.<br />

Fitting a vehicle with a transmitter is<br />

projected to add about $350 to the cost<br />

of a new car in 2020; an existing car<br />

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<strong>American</strong> <strong>Scientist</strong><br />

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Urban planners want to use vehicles already out on the roads to get information about real-time<br />

conditions. An example of an app using such data donation is Street Bump, here shown in use in<br />

several metropolitan areas. (Images courtesy of New Urban Mechanics and the City of Boston.)<br />

could be retrofitted with an equivalent<br />

device. Engineering research teams<br />

connected with universities, government<br />

laboratories, and the automotive<br />

industry are already testing the<br />

technology. As part of a program at<br />

the Michigan Transportation Research<br />

Institute in Ann Arbor, volunteers<br />

are driving almost 3,000 transmitterequipped<br />

vehicles in actual traffic<br />

conditions.<br />

Mobile Data Donation<br />

Completely driverless cars are already<br />

a reality, though so far only as<br />

prototype vehicles. The development<br />

of such vehicles has been promoted<br />

for years by the U.S. Department of<br />

Defense, which through its Defense<br />

Advanced Research Projects Agency<br />

has for some years been sponsoring<br />

driverless-car challenges, offering prizes<br />

as high as $2 million for unmanned<br />

vehicles successfully negotiating urban<br />

and battlefield courses. Building<br />

on the successes of such programs,<br />

Google has been working on the development<br />

of driverless automobiles<br />

since 2009, and in the subsequent five<br />

years such vehicles drove themselves<br />

autonomously for more than 700,000<br />

miles on public roads.<br />

The automotive industry has also<br />

been actively developing its own autonomous<br />

technology. An Audi Q5<br />

outfitted with a computer system<br />

processing data from onboard instruments<br />

including cameras, radar, and<br />

laser sensors in early 2015 completed<br />

a 3,400-mile trip from San Francisco<br />

to New York City, during which it behaved<br />

as an autonomous vehicle and<br />

steered itself 99 percent of the time. It<br />

was only in very complicated traffic<br />

situations such as construction zones<br />

that a human driver had to take over<br />

the wheel. Tesla Motors had plans to<br />

offer its Model S electric-powered sedan<br />

in a self-steering version in the<br />

summer of 2015, and Elon Musk, chief<br />

executive officer of Tesla, promised<br />

a fully autonomous vehicle by about<br />

2020. General Motors is expected to introduce<br />

in 2017 technology in its Cadillac<br />

that will allow no-hands highway<br />

driving. The configuration of cars will<br />

naturally evolve with the use of such<br />

technology, and in time we can expect<br />

front seats to swivel around so that, if<br />

they wish, everyone in the vehicle can<br />

play card and board games, converse<br />

face-to-face, or catch up on email, send<br />

text messages, and otherwise immerse<br />

themselves in antisocial media.<br />

Even when a vehicle’s occupants<br />

do not have their eyes on the road,<br />

240 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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A sample of self-healing concrete contains inclusions of encapsulated dormant bacteria and starch.<br />

When a crack breaks open the capsules and allows water in to activate the bacteria, they eat the<br />

starch and excrete calcium carbonate, which plugs the crack. (Photograph courtesy of TU Delft.)<br />

they can help inspect and maintain<br />

it by being “data donors.” This is a<br />

concept introduced by New Urban<br />

Mechanics, a group dedicated to “an<br />

approach to civic innovation focused<br />

on delivering transformative city services<br />

to residents.” In 2010, the Mayor’s<br />

Office of New Urban Mechanics<br />

was formed in Boston, later joined by<br />

an analogous city agency in Philadelphia,<br />

each serving as an “innovation<br />

incubator” by “building partnerships<br />

between internal agencies and outside<br />

entrepreneurs to pilot projects that address<br />

resident needs.” Specific projects<br />

ranged from improved trash cans to<br />

high-tech smartphone apps.<br />

Among the apps is Street Bump,<br />

which tracks an automobile’s ride over<br />

Boston streets. After the free app has<br />

been activated, the smartphone can be<br />

placed on a car’s dashboard to monitor<br />

the ride. The accelerometer in the<br />

phone detects bumps, and software<br />

distinguishes a bump due to hitting<br />

a pothole from one due to riding over<br />

a manhole or a speed bump. Where<br />

the vehicle does go over a pothole,<br />

the detected movement is paired via<br />

GPS with the location, and the data are<br />

sent—this is the data donation—to the<br />

appropriate city department that monitors<br />

the condition of the streets. When<br />

a pothole is identified, a road crew is<br />

sent to fill it. Engineers at Northeastern<br />

University have taken the concept<br />

a bit further with their Versatile Onboard<br />

Traffic Embedded Roaming Sensors,<br />

a mouthful no doubt forced to<br />

yield the acronym VOTERS. Vehicles<br />

driving a lot of city streets each day<br />

Cracks in a mix of<br />

asphalt concrete<br />

and short steel-wool<br />

fibers can be healed<br />

by subjecting the<br />

pavement material<br />

to microwaves.<br />

are outfitted with a variety of sensors<br />

that measure such things as tire sound,<br />

pavement surface defects, and subsurface<br />

delamination—data that when<br />

properly interpreted provide information<br />

on precursors to potholes. Suspect<br />

conditions can be monitored and repairs<br />

done when there are signs of a<br />

pothole beginning to form.<br />

Potholes themselves may be a thing<br />

of the past if researchers succeed in developing<br />

self-healing asphalt. One of<br />

the most prominent of these researchers<br />

is Erik Schlangen, a professor of<br />

civil engineering at Delft University<br />

of Technology in the Netherlands and<br />

leader of a group doing research in<br />

experimental micromechanics. By adding<br />

short steel-wool fibers into a mix of<br />

asphalt concrete, cracks that develop<br />

in the pavement material can be healed<br />

when it is subjected to microwaves.<br />

Schlangen has demonstrated the process<br />

in a six-and-one-half-minute TED<br />

talk, in which he breaks a small beam<br />

made of asphalt in two, places the two<br />

halves together in a microwave oven,<br />

and by the end of his talk removes a<br />

rejoined bar. His hope is to develop<br />

an industrial-scale microwave device<br />

that can be transported in a highway<br />

vehicle and perform the same kind of<br />

healing by induction.<br />

Self-healing concrete pavement<br />

made from Portland cement is also<br />

on the horizon. It can be made by incorporating<br />

into the concrete mix tiny<br />

capsules containing dormant bacteria<br />

capable of producing limestone when<br />

activated. This will happen when the<br />

concrete develops a crack that causes<br />

the encapsulated bacteria to be released<br />

and that allows water to reach<br />

the bacteria, thus enlivening them to<br />

do their work. Once activated, the bacteria<br />

consume a starchy substance that<br />

was incorporated into the concrete mix<br />

and excrete calcium carbonate, which<br />

is essentially limestone, thus plugging<br />

the crack and forestalling further damage.<br />

Structures formed of such concrete<br />

have recovered as much as 90<br />

percent of their uncracked strength.<br />

The roads of the future promise to<br />

be smooth and quiet, as will be the<br />

ride in all-electric vehicles that occupants<br />

will no doubt take for granted.<br />

The experience, however, may not be<br />

quite the same as Norman Bel Geddes<br />

laid out in the General Motors Futurama<br />

exhibit and in his book, Magic Motorways.<br />

It is likely to be far superior.<br />

For relevant Web links, consult this<br />

issue of <strong>American</strong> <strong>Scientist</strong> Online:<br />

http://www.americanscientist.org/<br />

issues/id.121/past.aspx<br />

www.americanscientist.org<br />

2016 July–August 241<br />

<strong>American</strong> <strong>Scientist</strong><br />

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G. Evelyn Hutchinson’s<br />

Exultation in Natural History<br />

The ecologist most remembered for bringing experimental work to a largely<br />

observational field nevertheless loved and promoted organismal description.<br />

Laura J. Martin<br />

Natural history, the close observation<br />

of organisms in<br />

their environments, was<br />

once the central component<br />

of biological education. Natural historians<br />

went into the field to study organisms’<br />

distributions, behaviors, interactions,<br />

and life histories. But today it is<br />

easy to earn a degree in biology without<br />

setting foot outside. Few universities<br />

offer courses on species identification,<br />

and biological research collections are<br />

struggling to maintain funding. Even in<br />

ecology, a subdiscipline of biology that<br />

emerged from natural history studies,<br />

researchers are more likely to specialize<br />

in an empirical method or theoretical<br />

question than in what lives around us.<br />

As a result, most people—even trained<br />

ecologists—can distinguish between<br />

the logos of Honda and Hyundai more<br />

readily than they can the leaves of red<br />

and silver maples. Meanwhile, species<br />

continue to disappear from the Earth in<br />

what some contend is the planet’s sixth<br />

major extinction event.<br />

For some ecologists, their discipline’s<br />

turn away from natural history<br />

is troubling, and they have begun to<br />

defend descriptive, observational, and<br />

organism-based studies. Joshua Tewksbury,<br />

for example, an ecologist at the<br />

University of Washington, has written<br />

about the ways in which knowledge of<br />

natural history informs medicine, food<br />

security, biodiversity conservation, and<br />

ecological forecasting. Others have developed<br />

digital tools, including field<br />

guide apps and data repositories, that<br />

aim to make natural history accessible<br />

Laura J. Martin is an evolutionary ecologist and<br />

an environmental historian. A fellow at the Harvard<br />

University Center for the Environment, she<br />

is currently writing a history of ecological restoration.<br />

E-mail: ________________<br />

lauramartin@fas.harvard.edu<br />

to the public and to increase access to<br />

data gathered by the public. For example,<br />

through eBird (a real-time online<br />

checklist program), the Cornell Lab of<br />

Ornithology and the National Audubon<br />

Society have made it possible for<br />

tens of thousands of bird watchers to<br />

collect and store their observations in<br />

a unified database. Another initiative,<br />

the National Science Foundation’s Collections<br />

in Support of Biological Research<br />

Program, aims to make natural<br />

history more appealing to students and<br />

funding agencies.<br />

Most people—even<br />

trained ecologists—<br />

can distinguish the<br />

logos of Honda<br />

and Hyundai more<br />

readily than they<br />

can the leaves of red<br />

and silver maples.<br />

As we reimagine natural history’s<br />

relationship to ecology, it’s worth revisiting<br />

the work of one of the most influential<br />

ecologists in the field’s history,<br />

G. Evelyn Hutchinson (1903–1991),<br />

who is credited with shifting ecology’s<br />

focus from the individual organism to<br />

the abstracted ecosystem. Hutchinson<br />

is renowned in scientific circles for establishing<br />

the sciences of limnology<br />

(the study of inland waters), population<br />

biology, and ecosystem ecology,<br />

but at heart he was motivated more<br />

by the beauty of other species than by<br />

disciplinary boundaries.<br />

<strong>American</strong> <strong>Scientist</strong> has a special<br />

relationship with Hutchinson and his<br />

passions. He explored his love of natural<br />

beauty in Marginalia, a column he<br />

wrote regularly for this magazine from<br />

1943 to 1955. After World War II, researchers<br />

in the United States, including<br />

Hutchinson, questioned the role<br />

of science in society, and specifically<br />

whether scientists were responsible<br />

for the wartime applications of their<br />

research. Many concluded that science<br />

and politics were separate spheres,<br />

and that scientists should remain detached<br />

from their objects of study.<br />

Hutchinson took a radically different<br />

position, preferring to view science as<br />

a mode of illuminating beauty, even as<br />

“a technology of love.”<br />

Formative Years<br />

Hutchinson, now celebrated for his<br />

work on abstractions such as ecosystems<br />

and niches, built his career on<br />

deep observation and description of<br />

tiny creatures. Hutchinson took to natural<br />

history early in life. He was born<br />

in Cambridge, England, in 1903 to an<br />

academic family. His father, Arthur,<br />

was a mineralogist at Cambridge University,<br />

and his mother, Evaline, was<br />

a suffragist and author of the controversial<br />

1936 book Creative Sex. Growing<br />

up, Hutchinson went on frequent<br />

fossil-hunting trips with his parents.<br />

As a teenager, he spent afternoons in<br />

the Cambridge Zoological Museum<br />

with his uncle Arthur Shipley, who<br />

studied invertebrate morphology, or<br />

with friends at the Cambridge Botanical<br />

Garden, with whom he collected<br />

tadpoles and water beetles. He carried<br />

these interests into high school, publishing<br />

his first scientific paper at age<br />

15, on a species of swimming grasshopper.<br />

By 1922, in his second year at<br />

242 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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1. Bryocamptus (Bryocamptus) hutchinsoni<br />

2. Cyclops hutchinsoni<br />

3. Eocyzicus hutchinsoni<br />

4. Gomphonema olivaciodes<br />

var. hutchinsoniana<br />

5. Halmopota hutchinsoni<br />

6. Hutchinsoniella macracantha<br />

7. Isobactrus hutchinsoni<br />

8. Lophocharis hutchinsoni<br />

9. Moina hutchinsoni<br />

10. Entomobrya hutchinsoni<br />

11. Neoechinorhynchus hutchinsoni<br />

12. Hydrachna hutchinsoni<br />

13. Japyx hutchinsoni<br />

14. Cinygmula hutchinsoni<br />

15. Limnesia hutchinsoni<br />

16. Tropodiaptomus hutchinsoni<br />

not pictured<br />

Apataniana hutchisoni<br />

Trihothyas hutchinsoni<br />

Machilanus hutchinsoni<br />

Protziella hutchinsoni<br />

Anisocampa hutchinsoni<br />

5.<br />

14.<br />

13.<br />

10.<br />

2.<br />

8.<br />

15.<br />

4.<br />

11.<br />

15.<br />

16.<br />

12.<br />

9.<br />

6.<br />

1.<br />

7.<br />

3.<br />

As a testament to G. Evelyn Hutchinson’s love of and foundation in natural history, many<br />

recognized species across a variety of taxa are named after him to honor his contributions to<br />

ecology. (Organisms are not drawn to scale.)<br />

Emmanuel College of Cambridge University,<br />

Hutchinson became a fellow of<br />

the British Entomological Society.<br />

While at Emmanuel College,<br />

Hutchinson discovered the new field<br />

of biochemistry through physiologist<br />

J. B. S. Haldane, who studied salt metabolism<br />

(and who is now known for<br />

his mathematical theory of natural selection).<br />

After graduating with a bachelor’s<br />

degree from the zoology program,<br />

Hutchinson pursued his interest<br />

in biochemistry at the famous Stazione<br />

Zoologica in Naples, Italy. From there<br />

he accepted a biology lectureship at<br />

the University of Witwatersrand in<br />

Johannesburg, South Africa. His partner,<br />

Grace Pickford, a fellow zoology<br />

student from Cambridge, joined<br />

him there. Together, Hutchinson and<br />

Pickford collected invertebrates from<br />

coastal lakes near Cape Town in order<br />

to determine whether there was<br />

a relationship between the number of<br />

invertebrate species in a lake and its<br />

water chemistry. Through this project,<br />

Hutchinson first combined his interests<br />

in entomology and biochemistry.<br />

From Witwatersrand, Hutchinson<br />

applied for a graduate fellowship to<br />

work with embryologist Ross Granville<br />

Harrison at Yale University. Although<br />

the fellowship was spoken for,<br />

Harrison offered him an instructor position<br />

in the Osborne Zoological Laboratory.<br />

Hutchinson quickly accepted.<br />

Once in New Haven, he was tasked<br />

with teaching freshwater biology. Pickford,<br />

meanwhile, worked on her PhD<br />

and joined the Bingham Oceanographic<br />

Laboratory at Yale in 1931, where<br />

she pursued foundational work in<br />

comparative endocrinology. The chair<br />

of the zoology department selected<br />

Hutchinson as lead biologist for the<br />

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Yale North India Expedition<br />

in 1932. Hutchinson’s<br />

experience sampling lakes<br />

in Goa and Ladakh served<br />

as the basis of his first<br />

book, The Clear Mirror,<br />

published in 1936, laying<br />

the groundwork for his<br />

later contributions to limnology.<br />

This experience<br />

also secured him a permanent<br />

position at Yale. To<br />

the chagrin of some of his<br />

colleagues, Hutchinson,<br />

who lacked a PhD, was<br />

offered a professorship<br />

upon his return.<br />

Career at Yale<br />

Hutchinson was interested<br />

in making broad<br />

generalizations about the<br />

structure of the natural<br />

world, but he was also<br />

drawn to classical field<br />

observations of organisms<br />

in their habitats. At<br />

the beginning of his career,<br />

the disciplines that came<br />

to constitute limnology<br />

were taught separately<br />

as hydrobiology, physiology,<br />

zoology, chemistry,<br />

and geology. Hutchinson<br />

wanted to bridge these<br />

fields to study the adaptations<br />

of invertebrates to<br />

different chemical conditions<br />

in lakes. During the<br />

1930s, Hutchinson and a<br />

handful of graduate students<br />

began to study biogeochemical<br />

cycling, the progression<br />

of nutrients through an ecosystem. Up<br />

until this point, biologists had studied<br />

the circulation of elements such as<br />

carbon and nitrogen within individual<br />

organisms’ bodies, but not among them.<br />

Work on biogeochemical cycling<br />

intersected with America’s wartime<br />

efforts in an unpredictable way. In<br />

1939, Yale constructed a cyclotron, a<br />

type of particle accelerator that enabled<br />

physicists to produce radioactive<br />

isotopes and, a few years later at<br />

other labs, an atomic bomb. <strong>With</strong> this<br />

new technology at his institution,<br />

Hutchinson suggested that radioactive<br />

phosphorus and nitrogen could<br />

be used to “explore the metabolism<br />

of the plankton community.” For<br />

years Hutchinson had puzzled<br />

over his observation that lakes<br />

By the time he was a teenager, Hutchinson was a knowledgeable<br />

natural historian. His parents took him on frequent fossil-hunting<br />

trips, and he spent his afternoons at the Cambridge Zoological Museum<br />

or the Cambridge Botanical Garden. (Photograph courtesy of<br />

G. Evelyn Hutchinson Papers (MS 649). Manuscripts and Archives,<br />

Yale University Library.)<br />

often experienced several blooms<br />

of plankton per summer. It seemed<br />

to him that the early blooms should<br />

have depleted all of the available<br />

phosphorus in the water, making<br />

later blooms impossible. In 1941,<br />

Hutchinson was able to secure a small<br />

amount of radioactive phosphorus- 32,<br />

which he and his graduate student W.<br />

T. Edmondson took out in “a small<br />

rowboat with a hand-powered winch”<br />

and dumped into Linsley Pond, a kettle<br />

pond near campus. This was the first<br />

time that scientists intentionally added<br />

radioisotopes to the environment.<br />

Hutchinson and Edmondson’s initial<br />

results were promising: They were able<br />

to detect radioactivity in later water<br />

samples in a pattern consistent with<br />

algae taking up available phosphorus<br />

and then falling to bottom of the lake.<br />

This session was the<br />

beginning of experimental<br />

ecosystem ecology,<br />

although it would<br />

be another three decades<br />

before ecosystem became<br />

a household term.<br />

At Yale, Hutchinson<br />

mentored dozens of<br />

students. Many of these<br />

individuals went on to<br />

be influential in multiple<br />

disciplines, including<br />

Edward Deevey (1914–<br />

1988; paleoecology),<br />

Robert MacArthur<br />

(1930–1972; population<br />

biology), and Donna<br />

Haraway (1944–; science<br />

and technology studies).<br />

As Nancy Slack relates<br />

in G. Evelyn Hutchinson<br />

and the Invention of Modern<br />

Ecology, Hutchinson<br />

was an admired, if<br />

eccentric, teacher. One<br />

former student, Gordon<br />

Riley, explained:<br />

Evelyn lived in that<br />

magnificent, wellordered<br />

mind, which<br />

was a good place for<br />

him to be, for he was<br />

surrounded by chaos.<br />

His clothes were<br />

shabby, his car decrepit.<br />

Every surface<br />

in his office was piled<br />

high with books and<br />

papers, although he<br />

could instantly locate<br />

anything he wanted. His performance<br />

in the lab was a disaster,<br />

frequently accompanied by crashes<br />

of glassware and a fervent…<br />

broad English—“Oh Blahst.”<br />

Not all students got along easily with<br />

Hutchinson. When Howard (“H. T.” or<br />

“Tom”) Odum (1924–2002; ecosystem<br />

ecology) began his PhD at Yale in 1948,<br />

he wrote a letter to his brother, Eugene<br />

(1913–2002; ecosystem ecology):<br />

I became aware last year of<br />

[Hutchinson’s] real method and<br />

habits of dealing with students.<br />

It is typical of the Yale Profs and<br />

most uncomplimentary. They are<br />

exceedingly cut throat as far as<br />

any aid they will give students.<br />

They will help as long as they can<br />

244 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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figure an angle for themselves….<br />

Hutchinson is hard to work for<br />

because of his disorganization<br />

and artistic moody temperament.<br />

He is always implying or angling<br />

rather than speaking directly.<br />

Hutchinson had been at Yale for 14<br />

years when an editor of <strong>American</strong> <strong>Scientist</strong>,<br />

George Baitsell, asked him to review<br />

recent publications that would be<br />

“of interest to workers in more than one<br />

branch of science.” It was 1943, and the<br />

United States had recently sent forces<br />

to the war in Europe. Unbeknownst<br />

to the <strong>American</strong> public, the federal<br />

government was working to develop<br />

an atomic weapon, the first of which<br />

Rather than focus<br />

on the military<br />

or commercial<br />

applications of<br />

science, Hutchinson<br />

portrayed science<br />

as a practice of<br />

exultation.<br />

would be detonated in New Mexico<br />

in 1945. Hutchinson’s readers would<br />

have caught his first, oblique reference<br />

to war in his July 1943 column:<br />

The writer believes that the most<br />

practical lasting benefit science<br />

can now offer is to teach man<br />

how to avoid destruction of his<br />

own environment, and how, by<br />

understanding himself with true<br />

humility and pride, to find ways<br />

to avoid injuries that at present<br />

he inflicts on himself with such<br />

devastating energy.<br />

In his first few Marginalia columns,<br />

Hutchinson stuck close to his interest<br />

in biochemistry, summarizing papers<br />

on topics that included the structure of<br />

blood proteins, the uptake of magnesium<br />

by bacteria, and the regulation of<br />

metabolism by the thalamus. But soon<br />

he began to cover other disciplines,<br />

including geology, archeology, and astronomy,<br />

always through the lens of<br />

the organism. Some of the connections<br />

he drew between the macroscale and<br />

the microscale were tenuous and unconvincing.<br />

Others were profound.<br />

Hutchinson, shown here at age 17 collecting the froghopper Philaenus spumarius, published<br />

a study on the species the following year (in 1921). Hutchinson had begun describing<br />

species and publishing papers in scientific journals at age 15. (Photograph courtesy of G.<br />

Evelyn Hutchinson Papers (MS 649). Manuscripts and Archives, Yale University Library.)<br />

Hutchinson’s Marginalia<br />

After the United States dropped atomic<br />

bombs on the Japanese cities of Hiroshima<br />

and Nagasaki, Hutchinson,<br />

along with many other scientists, began<br />

publicly debating the relationship<br />

between scientific research and national<br />

health, defense, and the economy. In<br />

his October 1945 column, Hutchinson<br />

reviewed “Science, the Endless Frontier,”<br />

which he called “one of the most<br />

important documents ever prepared<br />

on the relation of science to society.”<br />

The report, produced by Vannevar<br />

Bush, director of the wartime Office<br />

of Scientific Research and Development,<br />

recommended that the federal<br />

government expand support for research<br />

(and led to the establishment<br />

of the National Science Foundation in<br />

1950). Bush’s report both responded to<br />

and sparked questions about the shape<br />

of postwar science. How responsible<br />

were scientists for the applications<br />

of their research? How independent<br />

should scientific research be?<br />

Rather than focus on the military<br />

or commercial applications of science,<br />

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Hutchinson portrayed science as a<br />

practice of exultation:<br />

If photosynthesis, gravitation,<br />

oxidation-reduction, the internal<br />

constitution of planets, the dark<br />

companion of Sirius, the extragalactic<br />

nebular red shift, transfinite<br />

numbers, the logic of classes,<br />

mediaeval polyphony, Mozart,<br />

Byzantine mosaics, the paintings<br />

of Ryder and Juan Gris, Vergil, John<br />

Donne, T. S. Eliot, and the whole<br />

multifarious crowd of like things<br />

are not the concern of the citizen<br />

and of civilization, then he is at best<br />

but a precitizen in a precivilization.<br />

At a time when<br />

many <strong>American</strong>s<br />

were embracing<br />

the idea that<br />

scientists should<br />

be dispassionate<br />

observers,<br />

Hutchinson urged<br />

the opposite.<br />

After the publication of Bush’s report,<br />

Hutchinson began to use his<br />

Marginalia columns to explore the connections<br />

among scientific curiosity, art,<br />

and society. He described sea slugs as<br />

“among the most brilliant and curiously<br />

decorative marine organisms,<br />

which seem as though they could easily<br />

glide in and out of a Japanese print.”<br />

In 1954, he wrote that “no animals that<br />

have ever lived seem to have balanced<br />

more precariously on the boundaries<br />

of the real and the imaginary” than<br />

the extinct dodo. Hutchinson’s topics<br />

included faked fossils, ancestry<br />

of humans, the outermost regions of<br />

the atmosphere, bird behavior, flying<br />

saucers, Renaissance art, and metallurgy.<br />

At a time when many <strong>American</strong>s<br />

were embracing the idea that scientists<br />

should be dispassionate observers<br />

removed from society, Hutchinson<br />

urged the opposite.<br />

Over time, what began as marginalia<br />

became the core of some of<br />

Hutchinson’s greatest research accomplishments.<br />

More than three decades<br />

before he popularized the idea of life<br />

Hutchinson, pictured here in his laboratory in 1939 at age 36, never earned a PhD. Nevertheless,<br />

his talents were recognized early, and he spent his career as a professor at<br />

Yale University. His research there set the foundations for the fields of limnology and<br />

ecosystem science, and he mentored some of the most influential names in 20th-century<br />

ecology. (Photograph courtesy of G. Evelyn Hutchinson Papers (MS 649). Manuscripts and<br />

Archives, Yale University Library.)<br />

cycles in An Introduction to Population<br />

Ecology, Hutchinson wrote a column<br />

about the cyclicality of human history.<br />

In a 1947 Marginalia column, he noted<br />

the promise of physicist Willard Libby’s<br />

work on atmospheric carbon-14.<br />

A decade later, Hutchinson collaborated<br />

with Edward Deevey and Paul<br />

Sears to establish radiocarbon dating<br />

as the central tool of paleoecology.<br />

Thus, Hutchinson’s musings in Marginalia<br />

ultimately shaped some of the<br />

most influential concepts in 20th- and<br />

21st-century ecology.<br />

One such concept was the idea<br />

that the natural world is structured<br />

into ecosystems. Today ecosystems appear<br />

in high-school textbooks and car<br />

advertisements, and they justify 171<br />

sections of U.S. federal environmental<br />

law. Sixty years ago, this was not<br />

the case. Hutchinson’s broad interests<br />

led to an invitation to the Macy conferences,<br />

a series of interdisciplinary<br />

meetings from 1946 to 1953 on “Circular<br />

Causal and Feedback Mechanisms<br />

in Biological and Social Systems.” The<br />

Macy conferences advanced the perspective<br />

that complex systems could<br />

be treated as self-regulating feedback<br />

systems. In a 1949 review in Marginalia<br />

of Cybernetics, a book by a fellow<br />

conference participant, Norbert<br />

Wiener, Hutchinson noted that “the<br />

language of the radio engineer and the<br />

physiologist approach each other.” Increasingly<br />

in his own work, Hutchinson<br />

strove to describe living and non-<br />

246 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

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living processes—the physiological<br />

and demographic, the chemical and<br />

physical—in the same models. This<br />

work influenced many of Hutchinson’s<br />

students, including H. T. Odum,<br />

who would make ecosystem science<br />

central to ecology.<br />

In his final planned column in<br />

January 1955, Hutchinson wrote that<br />

“the enormous prestige of applied science”<br />

had “led to a continued and<br />

growing neglect of the significance of<br />

science as a method of illumination.”<br />

He dedicated his column to French<br />

theologian and philosopher Simone<br />

Weil, who, by his account, “rejected<br />

completely the social significance<br />

of science as it is commonly understood”<br />

and is today recognized for<br />

her unconventional criticism of 20thcentury<br />

scientists’ focus on methods<br />

over love of nature:<br />

Her whole life was an intense and<br />

desperate exploration of a psychological<br />

wilderness of affliction,<br />

and from this wilderness she<br />

cried stridently that we should<br />

take in the entire universe in an<br />

act of intellectual love extending<br />

infinitely far into the future and<br />

past and excluding nothing but<br />

our momentary sins. It was as a<br />

part of this act that she conceived<br />

science, and for that reason this<br />

coda to Marginalia… is dedicated<br />

to her memory.<br />

Exultation and Explanation<br />

Reviewing Hutchinson’s autobiography<br />

in 1979, evolutionary biologist<br />

Stephen Jay Gould described<br />

Hutchinson’s career as a unique example<br />

of both exultation and explanation:<br />

Since Gould published his review,<br />

ecology has veered toward explanation<br />

at the expense of exultation, and today<br />

Hutchinson is most often remembered<br />

for having turned ecology into a science<br />

of abstractions. If we look closely<br />

at his writing, though, it nearly always<br />

centered on the concrete details of organismal<br />

life. Consider, for example,<br />

Hutchinson’s famous contribution to<br />

the idea of the niche. Prior to Hutchinson,<br />

ecologists had thought of the niche<br />

as either an organism’s address or its<br />

profession—as either the environmental<br />

space a species occupied, or the activities<br />

such as nesting that a species<br />

performed in its own unique way. An<br />

arctic fox, for example, might be said to<br />

occupy an “arctic niche” or a “carrionfeeder<br />

niche.” Hutchinson revolutionized<br />

these ideas by making the niche<br />

an attribute of a species.<br />

According to Hutchinson’s formulation,<br />

each species had its own<br />

niche and only one, which could be<br />

described by the environmental conditions<br />

and resources a species needs<br />

to survive. Through this imagining,<br />

Hutchinson hoped to distinguish the<br />

effects of evolutionary changes in<br />

organisms (or changes to the “niche<br />

space”) from those of competition<br />

among species and other environmental<br />

changes. Hutchinson’s niche concept<br />

now forms the core of species distribution<br />

modeling, in which modelers<br />

predict where a species was found in<br />

the past or where one might be found<br />

in the present or future. To Hutchinson,<br />

organisms were always at the center,<br />

never at the margin. Generalizations<br />

were a means to understanding<br />

the individual’s natural history, not the<br />

other way around.<br />

Ecologists calling for a revitalization<br />

of natural history have focused on institutional<br />

and technical solutions, arguing<br />

for the establishment of new professional<br />

societies and for engagement<br />

with emerging methods in genomics,<br />

computation, and environmental monitoring.<br />

But embedded in this argument<br />

is a deeper question about how scientists<br />

should relate to their objects of<br />

study. For decades, we have imagined<br />

the ideal scientist to be detached and<br />

impassionate. We have imagined that<br />

science and art lie at opposite ends of a<br />

spectrum. Perhaps to revitalize natural<br />

history it will be necessary to imagine a<br />

different way of doing science.<br />

In his last column for <strong>American</strong> <strong>Scientist</strong>,<br />

titled “What is Science For?,”<br />

Hutchinson wrote that it was “useless<br />

to complain passively that the destructive<br />

tendencies are human nature,”<br />

and he maintained that “the most<br />

pressing need for mankind is to learn<br />

to produce a technology of love.” Love<br />

of the natural world—both human and<br />

nonhuman—compels many scientists<br />

to do what they do. In his pursuit of<br />

answers to big questions, Hutchinson<br />

remained in awe of the detailed, mysterious<br />

lives of other species.<br />

For relevant Web links, consult this<br />

issue of <strong>American</strong> <strong>Scientist</strong> Online:<br />

http://www.americanscientist.org/<br />

issues/id.121/past.aspx<br />

Ecologists must live in tension<br />

between two approaches to the<br />

diversity of life. On the one hand,<br />

they are tempted to bask in the<br />

irreducibility and glory of it all—<br />

exult and record. But, on the other,<br />

they acknowledge that science<br />

is a search for repeated pattern.<br />

Laws and regularities underlie<br />

the display….<br />

Many ecologists have escaped<br />

this tension by focusing their<br />

work on a single approach—<br />

exultation or explanation—and<br />

by treating the other side with territorial<br />

suspicion and derogation.<br />

Hutchinson has practiced and<br />

loved both all his life.<br />

“I didn’t know Kernan was on sabbatical.”<br />

www.americanscientist.org<br />

2016 July–August 247<br />

<strong>American</strong> <strong>Scientist</strong><br />

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<strong>Scientist</strong>s’<br />

<br />

The <strong>Scientist</strong>s’ Nightstand,<br />

<strong>American</strong> <strong>Scientist</strong>’s book<br />

review section, offers brief<br />

reviews and other booksrelated<br />

content. Please see also<br />

our <strong>Scientist</strong>s’ Nightstand<br />

e-newsletter, which notes books<br />

coverage and news from the<br />

world of science publishing:<br />

http://amsci.org/nightstand-news<br />

ALSO IN THIS ISSUE<br />

A IS FOR ARSENIC: The Poisons<br />

of Agatha Christie. By Kathryn<br />

Harkup.<br />

page 251<br />

SILENT SPARKS: The Wondrous<br />

World of <strong>Fire</strong>flies. By Sara<br />

Lewis.<br />

page 252<br />

Male Photinus, the “lightning bug”<br />

firefly genera. From Silent Sparks;<br />

photo by Terry Priest.<br />

Poetry for the<br />

Apocalypse<br />

THE XENOTEXT: Book 1. Christian Bök.<br />

200 pp. Coach House, 2015. $19.95.<br />

Oh! why hath not the mind<br />

Some element to stamp her image on<br />

In nature somewhat nearer to her own?<br />

Why, gifted with such powers to send abroad<br />

Her spirit, must it lodge in shrines so frail?<br />

—William Wordsworth, The Prelude<br />

Affectionately nicknamed<br />

“Conan the Bacterium,”<br />

Deinococcus radiodurans, a socalled<br />

polyextremophile, has an uncanny<br />

ability to rapidly repair damage<br />

to its genome. As a result, it can<br />

resist the most hostile conditions, from<br />

drought to radiation to acid baths to a<br />

Martian atmosphere. And if Canadian<br />

conceptual poet Christian Bök has his<br />

way, it will compose verse that will<br />

outlive our Sun.<br />

Bök has earned a reputation for<br />

conducting extremely difficult poetic<br />

experiments and executing them<br />

with technical wizardry. In his awardwinning<br />

2001 bestseller Eunoia, for example,<br />

he uses only a single vowel in<br />

each chapter, a constraint that produces<br />

a form known as a univocalic. The<br />

first section is composed of words that<br />

include no vowels other than a, the<br />

second includes no vowels other than<br />

e, and so on. To build an appropriate<br />

lexicon for this demanding work, Bök<br />

read through Webster’s Third International<br />

Unabridged Dictionary five times<br />

and spent six years writing. His latest<br />

poetic challenge takes him into trickier<br />

and more technically specialized territory.<br />

Taking on the very perishability<br />

of text, Bök has devised a novel solution:<br />

In composing his verse, he is<br />

employing the medium of life itself.<br />

The Xenotext: Book 1 represents the<br />

first phase of Bök’s wildly ambitious<br />

project—nearly 15 years in the making<br />

and still ongoing—of encoding poetry<br />

into the genome of the bacterium D.<br />

radiodurans. Using a substitution cipher,<br />

Bök “translates” his poetry into what<br />

he calls a “chemical alphabet” representing<br />

a genetic sequence. After simulating<br />

the resulting protein’s folding<br />

pattern, which is essential for its functioning,<br />

Bök sends his specifications<br />

to a biotechnical lab that engineers the<br />

gene accordingly. Finally, Bök’s team of<br />

biologists transplants a plasmid carrying<br />

the gene into the bacterium.<br />

But why introduce such complexity<br />

into the process of poetic composition?<br />

The Xenotext provocatively wagers<br />

that—in the face of global catastrophe,<br />

whether in the form of ecological collapse,<br />

drug-resistant pandemic, or nuclear<br />

war—D. radiodurans can preserve<br />

at least a bit of humanity’s poetic heritage<br />

after the apocalypse. DNA, with its<br />

remarkable storage capacity and stability,<br />

is perhaps the “natural element,” the<br />

worthy vessel for the mind’s substance<br />

that Wordsworth expresses longing for<br />

in the epigraph above.<br />

It is a felicitous coincidence that Bök,<br />

born “Christian Book,” is so radically<br />

rethinking the media format that his<br />

surname evokes. In a 2007 interview<br />

with the journal Postmodern Culture, he<br />

expressed an explicit desire “to extend<br />

poetry…beyond the formal limits of<br />

the book,” to have his writing “burgeon<br />

into the world, like a horrible parasite,<br />

exfoliating beyond itself, evolving along<br />

its own trajectory.” Indeed, besides<br />

imagining D. radiodurans to be a resilient<br />

linguistic ark, Bök has conceived of the<br />

bacterium as a living, versifying respondent<br />

to his “parasitical” poem.<br />

“The Xenotext,” he explains in the<br />

book’s afterword, “consists of a single<br />

sonnet (called ‘Orpheus’), which,<br />

when translated into a gene and then<br />

integrated into a cell, causes the cell<br />

to ‘read’ this poem, interpreting it as<br />

an instruction for building a viable,<br />

benign protein—one whose sequence<br />

of amino acids encodes yet another<br />

sonnet (called ‘Eurydice.’)” Bök uses<br />

the term translate here in an extended<br />

sense, which makes us realize the<br />

248 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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many different levels of encoding and<br />

translation necessary for the success<br />

of his project. To “translate” his original<br />

poem (in the sense of encoding it<br />

into a gene), Bök first needs to assign<br />

a letter of the alphabet to each of 26 codons,<br />

the nucleotide triplets that form<br />

the basic units of genetic code. He then<br />

writes a sonnet and strings together a<br />

transplantable segment of DNA that<br />

corresponds to the poem letter by letter.<br />

Ultimately, the creation of the benign<br />

protein depends on RNA transcription<br />

and ribosomal translation, just as the<br />

legibility of “Eurydice” depends on a<br />

cipher that makes “Orpheus” and “Eurydice”<br />

mutually transposable.<br />

The Xenotext: Book 1 doesn’t explain<br />

the mechanics of these steps in detail—<br />

likely such information will be forthcoming<br />

in Book 2—but Bök has given<br />

us tantalizing previews of the process in<br />

other venues. In a 2011 interview with<br />

the Montreal-based magazine Maisonneuve,<br />

he says, “Because there exists a<br />

codependent, biochemical relationship<br />

between any preliminary DNA sequence<br />

and its resulting RNA sequence<br />

(which creates the string of amino acids<br />

in the protein), my two poems must<br />

likewise be bijectively codependent for<br />

my project to work.” He adds, “No poet<br />

in the history of poetics has ever actually<br />

imagined creating two texts that mutually<br />

encipher each other in this way.”<br />

Bök’s allusion to the Greek myth is<br />

apt, showing his commitment to relating<br />

novelty to tradition. His ongoing<br />

experiment summons the plight<br />

of Orpheus, the virtuosic singer who<br />

attempts to bring his dead wife, Eurydice,<br />

back from the underworld. Orpheus<br />

fails, for all his efforts, while<br />

on the very brink of success. For the<br />

French writer and literary theorist<br />

Maurice Blanchot, “Eurydice is the<br />

limit of what art can attain.”<br />

The question remains: Can Bök, a<br />

virtuosic poet in his own right, surmount<br />

the limit of death and achieve<br />

true literary immortality? Thus far,<br />

he has been successful in provoking<br />

Escherichia coli (which Bök used for<br />

his initial tests, as it’s simpler and less<br />

expensive to engineer) to respond to<br />

his implanted verse. He reports that<br />

his poem “Orpheus,” which begins<br />

“any style of life/is prim,” causes the<br />

bacterium to respond by producing<br />

another poem, “Eurydice,” which begins<br />

“the faery is rosy/of glow.”<br />

This promising development with<br />

E. coli yielded proof of concept, but<br />

working with D. radiodurans has<br />

proved to be much more challenging.<br />

When interviewed for a 2015 article<br />

in the Calgary Herald, Bök said, “The<br />

extremophile is more difficult to engineer<br />

and the protein that is produced<br />

is not fully expressed. It’s either destroying<br />

it too quickly for us to characterize<br />

it, or it’s censoring it during its<br />

production. We can’t really tell, but it’s<br />

not making the entire protein stably.<br />

So you can’t read the poem.” Thus, for<br />

the moment, Eurydice is silent.<br />

We will have to wait for Book 2 of<br />

The Xenotext to ascertain Eurydice’s<br />

eventual fate—whether she will be unearthed<br />

by Bök’s orphic attempt or remain<br />

shrouded in Hades’ impenetrable<br />

shadows. In the meantime, Book 1 is,<br />

in Bök’s words, “an ‘infernal grimoire,’<br />

introducing readers to the concepts for<br />

this experiment.” A heterogeneous set<br />

of spin-off poems tangentially related,<br />

in theme and technique, to The Xenotext<br />

proper, The Xenotext: Book 1 is what<br />

Bök calls a “movie trailer for the second<br />

book,” which will more directly document<br />

his experiments with “Orpheus”<br />

and “Eurydice.”<br />

Can Bök, a virtuosic<br />

poet in his own right,<br />

surmount the limit of<br />

death and achieve true<br />

literary immortality?<br />

Although some readers may be<br />

disappointed that Book 1 does not<br />

chronicle the successful insertion of<br />

“Orpheus” into D. radiodurans, The<br />

Xenotext: Book 1 is nonetheless a volume<br />

displaying staggering talent and<br />

genuine interdisciplinary imagination.<br />

It is at once rigorously scientific and<br />

rigorously literary. As Bök dynamically<br />

reflects on “biogenesis and extinction,”<br />

poetic knowledge and scientific awareness<br />

intertwine as if in a double helix. If<br />

The Xenotext proper—that is, the actual<br />

poem embedded in the bacterium—is<br />

a text intended to be recovered by intelligent<br />

life long after our planet and<br />

civilization have collapsed, then The<br />

Xenotext: Book 1 is a kind of introductory<br />

sourcebook allowing human readers<br />

to at least appreciate its concept in<br />

the here and now.<br />

The Xenotext: Book 1 consists of a series<br />

of poetic suites, each expressing a<br />

tighter relationship with science and<br />

a greater degree of formal innovation<br />

than its predecessor. In the tradition of<br />

French experimental poetry, including<br />

that of the Oulipo, a neovanguard<br />

group dedicated to exploring both<br />

mathematical and nonmathematical<br />

constraints, The Xenotext: Book 1 presents<br />

a cornucopia of literary structures,<br />

from the prose poem to the sonnet to<br />

the computer-generated visual poem.<br />

The opening section, “The Late<br />

Heavy Bombardment,” is a prose<br />

poem beginning with a depiction of<br />

the hell on Earth of the Hadean period,<br />

the geologic eon during which<br />

our highly volcanic planet endured<br />

numerous meteoric impacts, setting<br />

the stage—somehow—for the formation<br />

of life. In a series of rhetorical<br />

questions, Bök demonstrates both<br />

a manic verve for metaphor making<br />

and a methodical penchant for parallel<br />

structures:<br />

What dire seed must these onslaughts<br />

have scattered, like<br />

shrapnel, across your cremated<br />

badlands? What prion? What virus?<br />

What breed of spore must<br />

have emerged, like a spear point<br />

or a sword blade, from these early<br />

ovens of Auschwitz (each cyanide<br />

bonfire, burning in reverse, spitting<br />

forth a fitful embryo, cloned<br />

from the smoke and the dross)?<br />

Later in the section, Bök imagines a<br />

future cataclysmic scenario, a perfect<br />

test environment for his hypothetical<br />

Xenotext to survive: “What Great<br />

Comet has yet to plummet from the<br />

heavens, like a rocket engine dousing<br />

its jets during splashdown in your<br />

oceans of nitroglycerine?”<br />

The next section, “Colony Collapse<br />

Disorder,” is a translation of Book 4<br />

of Virgil’s Georgics, a four-book poem<br />

about agriculture, completed around<br />

29 or 28 bce, into 50 fast-moving unrhymed<br />

sonnets. Book 4 is, famously, an<br />

account of beekeeping, complete with<br />

practical instructions (“Contrive that<br />

the ingress to the sanctum/of the bees<br />

be narrow, made from woven/osiers<br />

or cedar braids”). It also enfolds a story<br />

within a story, recounting the myth in<br />

which Aristæus, a pastoral god, loses<br />

his bees and has to coerce the shapeshifting<br />

Proteus into divulging the<br />

cause of his apiary’s collapse. Proteus<br />

relates the tragic tale of Orpheus and<br />

Eurydice, explaining that Eurydice’s<br />

www.americanscientist.org<br />

For more about how Bök composed the Xenotext sonnets, go to bit.ly/25J9Mee. ________<br />

2016 July–August 249<br />

<strong>American</strong> <strong>Scientist</strong><br />

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© Christian Bök 2015. Used with permission of Coach House Books<br />

<br />

<br />

<br />

<br />

<br />

<br />

“Uracil (C 4 H 4 N 2 O 2 ),” from The Xenotext: Book 1<br />

death had been caused by a snake<br />

bite received while she was fleeing a<br />

pursuer—none other than Aristæus<br />

himself. Proteus reveals that, in vengeance,<br />

“Orpheus,/the widower, hath<br />

inveighed against” him. Aristæus then<br />

makes appeasing sacrifices to Orpheus,<br />

Eurydice, and her nymphs to regenerate<br />

his beehives.<br />

Bök’s deep engagement with classical<br />

literature here connects to a<br />

contemporary scientific conundrum:<br />

What has been causing the recent decline<br />

of honeybees, key pollinators for<br />

a range of crops? “Colony Collapse<br />

Disorder” gives dimension to intimations<br />

of doom that recur throughout<br />

the book. In this case, a collapse of<br />

apiculture would trigger another in<br />

agriculture, which would lead to the<br />

collapse of culture writ large.<br />

Bök’s translation of Virgil is a beautiful<br />

one—precise, elegiac, intense: “Now<br />

harken to the keening of the hive:/not<br />

a wind that sighs amid the aspens/nor<br />

a tide that booms upon the oceans,/but<br />

more akin to some hellish bonfire,/trapped<br />

within the crucible of its<br />

kiln.” Bök’s nod to Virgil also references<br />

the Latin poet’s curious role in biogenetics:<br />

In 2003, a team at Icon Genetics<br />

enciphered a line from the Georgics—<br />

Nec vero terræ ferre omnes omnia possunt<br />

(“Nor can the earth bring forth all fruit<br />

alike”)—into the DNA of Arabidopsis<br />

thaliana, or thale cress, to show how scientists<br />

can effectively label genetically<br />

modified organisms. In “Colony Collapse<br />

Disorder” we see Bök exploring<br />

problems of science through decidedly<br />

humanistic and literary lenses. Further,<br />

this section demonstrates to critics who<br />

<br />

<br />

<br />

<br />

<br />

may be inclined to view<br />

The Xenotext as a mere<br />

fetishization of scientific<br />

novelty that Bök’s poetic<br />

chops and understanding<br />

of the Western canon are<br />

as good as any classicist’s.<br />

In the section “The<br />

March of the Nucleotides,”<br />

Bök brings didactic<br />

poetry into the 21st<br />

century by offering “a poetic<br />

primer, reacquainting<br />

the reader with some basic<br />

ideas in genetics.” Beneath<br />

short sections of explanatory<br />

prose that read<br />

like textbook excerpts<br />

(“The information enciphered<br />

by the series of<br />

bases in a strand of DNA<br />

is read from the 5'-end to the 3'-end”),<br />

Bök includes poetic fragments that<br />

elegantly translate scientific concepts<br />

into poetry, converting descriptions of<br />

DNA processes into metaphors with<br />

considerable aphoristic force: “DNA is<br />

a metamorphic scriptorium, where life transcribes,<br />

by chance, whatever life has so far<br />

learned about immortality.”<br />

But the highlight of this section<br />

is Bök’s experimentation with visually<br />

striking poetic configurations and<br />

formal constraints—characteristic elements<br />

of his work, found not only<br />

in Eunoia but also in his 1994 debut,<br />

Crystallography. He cleverly acknowledges<br />

the structure of DNA and RNA<br />

nucleobases through the structure of<br />

the poems themselves. He restricts<br />

the vocabulary of the poem featuring<br />

uracil (C 4 H 4 N 2 O 2 ), for instance,<br />

to four words beginning with “C,”<br />

four words beginning with “H,” two<br />

words beginning with “N,” and so<br />

on (see poem above left). He calls the<br />

form a modular acrostic.<br />

“Uracil” begins, “nymphical, honeybees/coproduce<br />

oversweet/nepenthes,”<br />

and the thick assonance echoing<br />

throughout the short piece seems to be<br />

figured in the bees’ “oversweet/nepenthes,”<br />

nearly to the point of miring<br />

down in it. Horace, Virgil’s friend and<br />

contemporary, remarked that poetry<br />

should be dulce et utile—sweet and useful.<br />

Bök takes this Horatian dictum to<br />

the extreme as he dazzles us with formalist<br />

brilliance while insisting on the<br />

importance of scientific literacy if we<br />

are to survive as a species.<br />

In another, more complicated series<br />

of poems, Bök conveys the form of<br />

DNA to the two-dimensional page. In a<br />

DNA double helix, the nucleobases pair<br />

in complementary ways (adenine always<br />

bonds with thymine and cytosine<br />

always bonds with guanine) because<br />

of certain hydrogen bonding patterns;<br />

these form the “rungs” of the spiral ladder.<br />

In these poems, Bök makes each<br />

letter that appears before a gap in the<br />

poetic line function as a corresponding<br />

nucleotide for the first letter that appears<br />

after the gap (see poem below).<br />

Each line has nine letters, and either<br />

“A” and “T” or “C” and “G” conjoin,<br />

facing each other across the gap as it<br />

angles across the poem.<br />

Moreover, the letters on the left-hand<br />

side of the gap form a sequence of codons,<br />

or nucleobase triplets, from the<br />

5'-end to the 3'-end. The codons, then,<br />

have enciphered a chain of 15 amino<br />

acids (the chain of isoleucine, serine,<br />

isoleucine, alanine, and so on is symbolized<br />

as “I S I A L I W L L L I R I F L”),<br />

which comprise a segment of protein.<br />

Bök then used a supercomputer to simulate<br />

models for the protein’s structure,<br />

from the folded sequence to its atomic<br />

backbone to the entire molecule with its<br />

charge envelope (see model on facing<br />

page). Across the trajectory of this poetic<br />

suite, we witness the radical translation<br />

of a series of innovative typographical<br />

poems into a fascinating series of visual<br />

poems without letters or words.<br />

Bök’s processes may seem needlessly<br />

convoluted, but they make us<br />

productively think about our expec-<br />

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From “The March of the Nucleotides,” The<br />

Xenotext: Book 1<br />

© Christian Bök 2015. Used with permission of Coach House Books<br />

250 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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© Christian Bök 2015. Used with permission of Coach House Books<br />

Charge envelope for [ I S I A L I W L L L I R I F L ]. From<br />

“The March of the Nucleotides,” The Xenotext: Book 1<br />

tations of what work in the arts and<br />

humanities is supposed to accomplish<br />

and how that work is regarded<br />

by various audiences. For example,<br />

if a reader assumes that biotechnical<br />

processes of genetic engineering are<br />

complex—and, indeed, they are—why<br />

would that same reader expect a poem<br />

(or a work of literary criticism) to be<br />

immediately understandable? Poetic<br />

thinking, Bök seems to be arguing,<br />

should be as rigorous and, if need be,<br />

as complicated as scientific thought.<br />

In the realm of contemporary art<br />

and writing, there is a common perception<br />

that, since Marcel Duchamp’s<br />

bold provocations in the early 20th<br />

century, concept has trumped skill. In<br />

other words, the sort of idea that drove<br />

Duchamp to create, say, his infamous<br />

sculpture Fountain (1917)—a prefabricated<br />

urinal placed on a pedestal—<br />

takes precedence over any considerations<br />

of craftsmanship or execution.<br />

Indeed, art historian Benjamin Buchloh<br />

has remarked on the phenomenon<br />

of deskilling, the “persistent effort to<br />

eliminate artisanal competence and<br />

other forms of manual virtuosity from<br />

the horizon of both artistic production<br />

and aesthetic evaluation.” The conceptual<br />

premise behind Bök’s xenotext<br />

project—encoding poetry into<br />

bacteria—might strike some as the<br />

preposterously high-concept equal of<br />

that behind Duchamp’s Fountain.<br />

But rather than being an example of<br />

deskilled poetry, The Xenotext: Book 1 is<br />

hyperskilled: The complex structures<br />

that appear throughout the book,<br />

which include an extended anagram<br />

that is also a double<br />

acrostic, assure readers<br />

that high concepts and<br />

manual virtuosity can go<br />

hand in hand. Few poets<br />

have the technical excellence<br />

(or the patience) to<br />

pull off such feats, and<br />

in doing so Bök proves<br />

that he is as skilled at<br />

encoding extra layers of<br />

meaning into a poem as<br />

he is at encrypting poetry<br />

into DNA. Moreover,<br />

The Xenotext: Book 1 is an<br />

example of what I would<br />

call reskilled poetry, one<br />

that insists that writers<br />

learn new capabilities to<br />

respond to the complexities<br />

of 21st-century life.<br />

In an interview with New <strong>Scientist</strong>, Bök<br />

explained, “In order to do this project<br />

I’ve given myself a crash course in<br />

molecular biochemistry. I have taught<br />

myself computer programming skills;<br />

I have done all the genetic engineering<br />

and all the proteomic engineering myself.<br />

I think that part of the artistic exercise<br />

has been to acquire these skills.”<br />

Given the extremity of its concept<br />

and its reliance on a mixed array of<br />

scientific and representational strategies,<br />

The Xenotext: Book 1 is bound to<br />

provoke questions from various ideological<br />

camps within both scientific<br />

and literary studies. What are the gender<br />

politics of the call and response<br />

of Bök’s projected poems “Orpheus”<br />

and “Eurydice”? How viable is Bök’s<br />

assertion, based on the work of environmental<br />

biologist Chensheng Lu,<br />

that the pesticides called neonicotinoids<br />

are likely the cause of colony collapse<br />

disorder in bees? What are the bioethical<br />

ramifications of Bök’s overall project?<br />

Whatever the answers to these<br />

questions may be, Bök’s work is an<br />

important bridge not only between<br />

conservative formalists and cuttingedge<br />

conceptualists but between poetic<br />

and scientific communities. If The<br />

Xenotext does not save Bök’s poetry<br />

from future apocalypse—we will have<br />

to find out in the highly anticipated<br />

Book 2—it may, at the very least, save<br />

poetry from cultural irrelevance.<br />

Michael Leong is the author of several books and<br />

chapbooks of poetry. His most recent book, Cutting<br />

Time with a Knife, appeared in 2012, and his<br />

translation of the Chilean poet Estela Lamat’s book,<br />

I, the Worst of All, was published in 2009. He is<br />

assistant professor of English at the University at<br />

Albany, SUNY.<br />

An Arresting<br />

Alphabet<br />

A IS FOR ARSENIC: The Poisons of<br />

Agatha Christie. Kathryn Harkup. 318<br />

pp. Bloomsbury, 2015. $27.00.<br />

As much as I love my chosen<br />

field of toxicology, I don’t often<br />

turn to it as a topic for leisure<br />

reading. All too often toxicology texts<br />

can be dry and fact-dense. But sometimes<br />

I make exceptions. When I came<br />

across a book focusing on toxicological<br />

analysis of poisons used in Agatha<br />

Christie’s murder mysteries, I was<br />

intrigued. When I saw that the book<br />

opens with a quote from Shakespeare,<br />

my curiosity was further piqued. And<br />

when I found that the author is both<br />

a toxicologist and a fine storyteller, I<br />

realized that reading A Is for Arsenic<br />

would be a win-win.<br />

Author Kathryn Harkup, who holds<br />

a PhD in chemistry and has focused her<br />

research on phosphines, first explores<br />

Christie’s life and explains why she<br />

was uniquely qualified to write murder<br />

mysteries. The bestselling author,<br />

it turns out, had been an apothecary’s<br />

assistant during World War I. Because<br />

of her experience in the pharmacy,<br />

Harkup explains, she had an excellent<br />

understanding of compounds that<br />

could be used to either aid or harm,<br />

depending on the precise mixture and<br />

dose. Harkup also confesses her affection<br />

for Christie’s work. Rather than<br />

following the time-worn academic path<br />

of distancing herself from her subject as<br />

a display of objectivity, Harkup is open<br />

about her status as a Christie fan. It is a<br />

badge she wears with pride, and her affection<br />

for the books she discusses adds<br />

considerable warmth.<br />

As the book’s title implies, Harkup<br />

organizes the book alphabetically according<br />

to the poisons Christie uses<br />

in her novels. Chapter 2 is titled “B is<br />

for Belladonna”; chapter 3, “C is for<br />

Cyanide”; and so forth. Harkup introduces<br />

each poison by describing how<br />

it is used, both legally and illegally, and<br />

how Christie introduces it into her novels.<br />

She then discusses how the poison<br />

acts on the body and explains its history<br />

and origin, describing how it was<br />

discovered. For me, as a toxicologist,<br />

www.americanscientist.org<br />

2016 July–August 251<br />

<strong>American</strong> <strong>Scientist</strong><br />

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these latter details are of particular interest,<br />

because my work tends to focus<br />

strictly on the poison itself. Instead<br />

of merely noting that “belladonna is<br />

the common name for nightshade,<br />

which is toxic due to the presence of<br />

Atropine”—information easily found<br />

in a toxicology textbook—and moving<br />

on, Harkup discusses the name’s origin<br />

in Greek mythology, then goes on<br />

to explore belladonna’s appearance in<br />

other literature, from the Bible to Shakespeare’s<br />

plays to the Harry Potter series.<br />

Harkup walks a fine and tricky<br />

line: She sidesteps potentially snoozeinducing<br />

scientific minutia while also<br />

managing to avoid dumbing down<br />

her topic. For instance, when she discusses<br />

the molecular actions of cyanide,<br />

she concisely describes what<br />

the compound targets in the cell and<br />

explains why that part of the cell is<br />

essential for its survival. She doesn’t<br />

go into the molecular mechanisms of<br />

inhibition that result from irreversible<br />

binding to cytochrome c oxidase,<br />

which halts the oxidative phosphorylation<br />

chain (zzzzz…); nor does she<br />

<br />

SILENT SPARKS: The Wondrous World<br />

of <strong>Fire</strong>flies. Sara Lewis. xiv + 223 pp.<br />

Princeton University Press, 2016.<br />

$29.95.<br />

state that cyanide is bad because a cell<br />

exposed to it cannot “breathe” (a common<br />

oversimplification). She explains<br />

that cyanide can bind to hemoglobin<br />

because of its physical similarity to<br />

iron, noting that this similarity allows<br />

cyanide to bind to an enzyme in the<br />

adenosine triphosphate production<br />

chain that also binds iron. Because<br />

cyanide can inhibit this enzyme,<br />

which is involved in energy production,<br />

the cell cannot function.<br />

Interweaving an account of the<br />

scientific importance of a compound<br />

with some discussion of its historical<br />

implications proves a fascinating<br />

approach. Harkup gives readers<br />

an expansive view of each toxin—<br />

explaining, for example, how a poison<br />

changed merchants’ trade routes, affected<br />

military science funding during<br />

World War I, or presented obstacles to<br />

scientists endeavoring to prove that a<br />

victim had succumbed to its effects.<br />

In her chapter on hemlock, Harkup<br />

tells of Socrates’s execution, going<br />

beyond the familiar parts of the tale.<br />

Unwilling to toe the political line, the<br />

Call these creatures what you will—<br />

lightning bugs, glowworms, fireflies—<br />

but watching an evening go by, the air<br />

lit by their sparks, is one of summertime’s<br />

simple pleasures. Development of<br />

the characteristics that happen to make<br />

fireflies so recognizable and charismatic<br />

has, however, involved complex processes.<br />

Over millennia, fireflies have followed<br />

widely varied evolutionary paths.<br />

In fact, nearly 2,000 species of fireflies<br />

have been discovered globally. This level<br />

of complexity might present a serious<br />

narrative challenge for some, but Tufts<br />

University biologist Sara Lewis’s fascination<br />

with these insects is captivating<br />

and infectious. From Japan to New England, Appalachia to Malaysia, Lewis explores<br />

how fireflies have specialized, occasionally to the point that their ostensibly defining<br />

features, “fire” and flight, have vanished. Some species require very specific habitats,<br />

such as Japan’s Genji firefly (above), which relies on rivers and streams, living underwater<br />

during the larval stage. Lewis talks to researchers who specialize in studying<br />

firefly species, considers threats to their habitats, and discusses the firefly as it has<br />

appeared in art and literature. She also supplies a handy field guide to the five most<br />

common groups of North <strong>American</strong> fireflies. Helpful notes direct readers to resources<br />

that will reveal more about finding, identifying, and understanding their own local<br />

species. —Dianne Timblin<br />

From Silent Sparks; photo by Tsuneaki Hiramatsu, 2012.<br />

philosopher ran afoul of the Athenian<br />

government and was condemned to<br />

death in 399 bce. His jailer, Harkup<br />

explains, was familiar enough with<br />

using hemlock for executions that<br />

he warned Socrates not to talk after<br />

drinking the poisoned cup, because<br />

doing so would interfere with the<br />

toxin’s action. That, in turn, would<br />

require the jailer to mix and administer<br />

another dose. “Socrates appears to<br />

have been indignant” about the order<br />

to stop talking, she says. “He told the<br />

jailer that he should be prepared to<br />

give him poison two or three times.”<br />

Finally, in each chapter Harkup<br />

guides the reader through plots from<br />

Christie’s novels that feature the selected<br />

poison, describing how the victim’s<br />

symptoms and death affect the plotline.<br />

Often she compares the fictional murders<br />

with historical poisonings or demonstrates<br />

how the symptoms described<br />

in the novel correlate with the pathological<br />

effects of toxic exposure related<br />

earlier in the chapter. In “O is for Opium,”<br />

Harkup discusses the novel Sad<br />

Cypress, which presents a case in which<br />

Hercule Poirot, Christie’s famously fastidious<br />

Belgian detective, must deduce<br />

how the poison was introduced to the<br />

victim—a task complicated by the fact<br />

that the toxin might have been consumed<br />

during a meal shared by two<br />

others who were asymptomatic. Poirot<br />

notices a pin-prick mark on the wrist<br />

of one of the other diners. This could<br />

indicate a potential means of introducing<br />

an antidote into her system, or it<br />

could simply be a mark from a rose<br />

thorn, as the diner claims. By comparing<br />

the effects of injected and ingested<br />

opium, he determines how the crime<br />

was committed and whether the diner<br />

was telling the truth.<br />

Perhaps most important, Harkup<br />

carefully warns her readers before<br />

discussing a novel’s ending. Those<br />

who skip the spoilers will find that<br />

Harkup’s background discussions of<br />

the poisons actually ratchet up the tension<br />

as she revisits certain details in<br />

the books. Readers may find themselves<br />

digging up Christie novels they<br />

haven’t perused to learn the identity<br />

of the poisoners—meanwhile enjoying<br />

another great read.<br />

Peter Broglie has a PhD in molecular toxicology and<br />

has worked in various toxicological and pharmaceutical<br />

laboratories. He is currently a bioanalytical<br />

project manager at Bioagilytix Labs in Durham,<br />

North Carolina.<br />

252 <strong>American</strong> <strong>Scientist</strong>, Volume 104<br />

<strong>American</strong> <strong>Scientist</strong><br />

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July-August 2016<br />

Volume 25<br />

Number 4<br />

Sigma Xi Today<br />

A NEWSLETTER OF SIGMA XI, THE SCIENTIFIC RESEARCH SOCIETY<br />

Join us in Atlanta<br />

Registration for Sigma Xi’s 2016 Annual<br />

Meeting and Student Research Conference<br />

is open through August 1. This<br />

year’s events will be held November<br />

10–13 at the Hyatt Regency Atlanta in<br />

Atlanta, Georgia, USA. A celebration<br />

of research, these events bring together<br />

students and professional researchers<br />

from a variety of disciplines together<br />

to share their work and to discuss critical<br />

issues in science. Sigma Xi membership<br />

is not required to participate.<br />

<br />

to share a poster about their research<br />

in the new Sigma Xi Research Symposium.<br />

The symposium also includes<br />

sessions on the following topics:<br />

<br />

<br />

<br />

<br />

<br />

<br />

The second new event is the STEM<br />

Mixer, a dedicated time for networking<br />

between students and professional<br />

researchers.<br />

The Student Research Conference—a<br />

poster presentation competition for high<br />

school, undergraduate, and graduate<br />

students—includes a graduate school<br />

and career fair. Students who present a<br />

poster will receive feedback from judges<br />

and are invited to join Sigma Xi, the<br />

130-year-old, multidisciplinary honor<br />

society for scientists and engineers.<br />

A ceremony will be held during the<br />

meeting to induct new members into<br />

the Society.<br />

Attendees will get to see a special<br />

tary,<br />

The Truth About Trees, as well as science<br />

talks at venues around Atlanta and<br />

lectures by Sigma Xi’s award winners.<br />

For more information, and to learn how<br />

to become a meeting sponsor or exhibitor,<br />

go to https://www.sigmaxi.org/meetingsevents/annual-meeting.<br />

_____________________<br />

______________<br />

From the President<br />

Warning! Dangers Ahead for Science<br />

Back in 2014, I was asked “What are the most important<br />

scientific issues facing the world and the most important<br />

issues facing the scientific community?” I answered as follows<br />

and plan to write about many of these points in greater<br />

detail in the coming year:<br />

1. Science is rapidly losing its standing as the source of<br />

“public knowledge” (knowledge used to establish the<br />

facts) for resolving disputes and making decisions.<br />

2. Science is increasingly considered by others within academe<br />

as a non-objective social construct, fundamentally<br />

conservative, protective of the status quo, fraught with<br />

biases and self-justifying.<br />

President Tee L.<br />

Guidotti<br />

3. Science communication is generally poor and sometimes counterproductive. The<br />

best scientists are usually capable of explaining their work clearly. Alas, most are not.<br />

4. Science literacy is frighteningly weak in the U.S., the country that sets the science<br />

agenda.<br />

5. Science is valued as providing a cornucopia of economic benefits, rarely as a way<br />

of knowing the world.<br />

6. Explanatory science is being crowded out by approaches that emphasize association<br />

over causation, which is the essence of science; we should not confuse phenomenology<br />

and association with explanation and mechanism.<br />

7. Misbehavior by scientists is discrediting us in the eyes of the public but like much<br />

crime it is rewarded most of the time unless, and until, the perpetrator gets caught.<br />

8. Science is moving from a model of unfettered exploration to a model of “professionalization”<br />

without managing or even recognizing the transition, which may<br />

lead to many unintended consequences.<br />

9. Diversity in science is dealt with too narrowly, as a problem of access for the community<br />

and not a problem of the integrity of science.<br />

Sigma Xi, in partnership with other generalist science organizations such as the<br />

<strong>American</strong> Association for the Advancement of Science (AAAS), can address and<br />

make progress on these problems in several ways:<br />

<br />

learned and practiced).<br />

<br />

<br />

shapers of public policy.<br />

<br />

and useful in public discourse.<br />

<br />

<br />

culture and intellectual life.<br />

This last point is critically important. Science is integral to our culture, not an addon<br />

or the concern only of scientists. It is a “way of knowing” that grounds our culture<br />

in objective truth, celebrates the search for verifiable knowledge, and rewards skepticism.<br />

Our culture needs science and we need to be in the mainstream of our culture.<br />

The mission of Sigma Xi has never been more important.<br />

www.americanscientist.org<br />

2016 July–August 253<br />

<strong>American</strong> <strong>Scientist</strong><br />

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RESEARCH CONTEST<br />

Results of the 2016 Student Research Showcase<br />

Sigma Xi challenged students to present<br />

their research online in its 4th annual<br />

Student Research Showcase. In<br />

this science communication competition,<br />

approximately 40 high school,<br />

undergraduate, and graduate students<br />

submitted websites that contained abstracts,<br />

videos, and slideshows about<br />

their projects. To help the students<br />

learn how to change their presentation<br />

styles based on their audience, each<br />

component was intended for an audience<br />

with varying levels of technical<br />

<br />

across the United States and as far<br />

away as Ukraine.<br />

In April, 70 Sigma Xi members volunteered<br />

to judge the websites. The<br />

judges left comments and questions on<br />

the websites and then picked the top<br />

presentations in the High School, Undergraduate,<br />

and Graduate divisions.<br />

Each will receive $500 from Sigma Xi.<br />

Judges also selected the top winners<br />

in each research area. All participants<br />

receive judges’ comments, a certificate,<br />

and an invitation to become associate<br />

members of Sigma Xi. High school<br />

participants are invited to submit a research<br />

paper to Sigma Xi’s journal for<br />

pre-college research, Chronicle of The<br />

New Researcher. Congratulations to all<br />

participants!<br />

The deadline to submit a website for<br />

the 2017 Student Research Showcase is<br />

March 22.<br />

2016 Division Winners<br />

High School Division<br />

A Greener Cleaner: Investigating a Potential<br />

Biosorbent for the Removal of<br />

Heavy Metals from Aqueous Solutions<br />

<br />

School, Mountain View, California<br />

Undergraduate Division<br />

Mounting Evidence of the False Consensus<br />

Effect in Male Bodybuilders<br />

Bryan S. Nelson, Andre Nakkab, and<br />

<br />

Graduate Division<br />

Drying <strong>With</strong>out Dying—Resurrection<br />

Fern, Pleopeltis polypodioides<br />

<br />

at Lafayette<br />

People’s Choice Award, $250<br />

Development of a Novel Antiseptic<br />

Combination to Target MRSA and<br />

Pseudomonas<br />

Janie Kim of Scripps Ranch High<br />

School, San Diego, California<br />

New Leadership Elected<br />

In late 2015, Sigma Xi members elected<br />

new Sigma Xi leaders. The Sigma Xi<br />

leadership team appreciates efforts to<br />

nominate and select these generous<br />

volunteers.<br />

President-elect<br />

Stuart L. Cooper will serve as presidentelect<br />

from July 1, 2016, to June 30, 2017.<br />

He will be Sigma Xi president from July 1,<br />

2017, to June 30, 2018, then, he will serve<br />

as past president from July 1, 2018, to June<br />

30, 2019.<br />

Dr. Cooper is a professor of chemical<br />

engineering at Ohio State University.<br />

As Sigma Xi president, he plans<br />

to aggressively promote membership,<br />

especially to underrepresented<br />

groups in the<br />

science and engineering<br />

community.<br />

His other<br />

key priorities<br />

will be retaining<br />

current members<br />

and approaching<br />

Stuart L. Cooper former members<br />

about rejoining the Society. To attract<br />

members, the Society needs to emphasize<br />

“the value of Sigma Xi’s programmatic<br />

activities in areas such as ethics,<br />

entrepreneurship, diversity, and science<br />

communication,” Dr. Cooper wrote in<br />

his candidate statement.<br />

Directors<br />

These directors will serve three years, beginning<br />

July 1, 2016.<br />

North Central Region<br />

Carlo U. Segre, Illinois Institute of<br />

Technology<br />

Southwest Region<br />

Paul Marc Stein, University of California,<br />

Irvine<br />

Comprehensive Colleges and<br />

Universities Constituency<br />

Steve W. Martin, Iowa State University<br />

Area Groups/Industries/States and<br />

Federal Labs Constituency<br />

George Edw. Seymour, San Diego<br />

Sigma Xi Today is<br />

edited by Heather Thorstensen<br />

and designed by Justin Storms<br />

Associate Directors<br />

These associate directors will serve one- to<br />

three-year terms, beginning July 1, 2016.<br />

Northeast Region (3 years)<br />

Eugene Santos Jr., Dartmouth College<br />

Southeast Region (1 year)<br />

Lori G. Eckhardt, Auburn University<br />

Committee on Nominations<br />

The following elected committee members<br />

will serve three-year terms, which began at<br />

the conclusion of the election on November<br />

24, 2015.<br />

Northwest Region<br />

Tammy A. Maldonado, University of<br />

Colorado<br />

Southeast Region<br />

Michael C. Madden, University of<br />

North Carolina at Chapel Hill<br />

Membership-at-Large Constituency<br />

Elie Antoine Sehnaoui, Membershipat-Large<br />

Learn more about these members and<br />

read their candidate statements at https:// ____<br />

_________________________<br />

www.sigmaxi.org/about/leadership/societyelections/2015-results.<br />

_____________<br />

254 Sigma Xi Today<br />

<strong>American</strong> <strong>Scientist</strong><br />

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STUDENTS IN STEM<br />

Sigma Xi Supports the Innovative Spirit of Students<br />

Olivia Hutley, 16, of Australia was at<br />

NASA’s Kennedy Space Center Visitor<br />

Complex in April, holding an ancientlooking<br />

book just given to her from<br />

<br />

Conrad. She was so proud of it that<br />

she knew she would always keep it.<br />

After traveling half way across the<br />

world, she had overcome her nerves to<br />

give a presentation with her classmate,<br />

Kelsey Matuschka, 16, about a mobile<br />

app they had developed with two other<br />

classmates. Hutley learned how to<br />

use computer code to develop it.<br />

They were competing at the 2016 Innovation<br />

Summit, the finish line of the<br />

Conrad Spirit of Innovation Challenge.<br />

The challenge is an eight-month entrepreneurial<br />

contest run by the Con-<br />

<br />

school students to design products or<br />

services that would benefit humanity.<br />

Sigma Xi, The Scientific Research<br />

Society has supported the Conrad<br />

Spirit of Innovation Challenge since its<br />

beginning 10 years ago. The Society is<br />

one of the program’s technology sponsors,<br />

and its members represent the<br />

largest group of judges who evaluate<br />

the teams’ projects before the summit.<br />

More than 90 high school teams<br />

came to the summit, whittled from 140<br />

teams that submitted projects. They<br />

competed in one of four categories:<br />

aerospace and aviation, cyber technology<br />

and security, energy and environment,<br />

and health and nutrition. Before<br />

arriving, teams created portfolios with<br />

business and technical plans for their<br />

The summit’s masters of ceremony were<br />

sisters Shannon and Mikayla Diesch, who<br />

were named Pete Conrad Scholars in 2010 for<br />

a nutrition bar they made for astronauts. The<br />

bars actually went into space.<br />

products. Some even<br />

made prototypes.<br />

Soon after the summit<br />

kicked off, the top<br />

five finalist teams in<br />

each category were announced<br />

based on the<br />

merit of their portfolios.<br />

The finalists then<br />

<br />

which are presentations<br />

they might give<br />

to investors, on stage<br />

in front of more than<br />

300 students, parents,<br />

and coaches with the<br />

hope of qualifying for<br />

the top prize: being<br />

<br />

Scholar. The scholars<br />

receive a market research<br />

assessment, a<br />

plan to continue product<br />

development, a medallion, legal<br />

services worth $5,000 to file a patent application,<br />

and one year of dues paid for<br />

an associate membership in Sigma Xi.<br />

Additionally, teams that did well in<br />

<br />

invited to give their presentations on<br />

stage for the chance of winning certificates<br />

and trophies.<br />

<br />

<br />

the teams that their<br />

talents were needed<br />

for future missions to<br />

Mars and in the medical<br />

industry, how to<br />

leave positive impressions,<br />

and the importance<br />

of being open<br />

for—and preparing<br />

for—future opportunities.<br />

Students<br />

were invited to have<br />

a voice in their own<br />

education.<br />

<br />

affect the world,” said<br />

Nancy Conrad, chairman<br />

and founder of<br />

<br />

which runs the challenge<br />

in honor of her<br />

late husband, astro-<br />

<br />

Nancy Conrad, left, stands with Pete Conrad Scholars Dongyoon<br />

Shin, 18, and Dongsei Park, 17, of South Korea. Shin and Park<br />

logged more than 1,000 hours on making an improved space<br />

helmet and presented their plans at the 2016 Conrad Spirit of<br />

Innovation Challenge's Innovation Summit. On the right is<br />

Bob Cabana, former space shuttle commander and director of<br />

NASA’s Kennedy Space Center.<br />

She gave Hutley the book from<br />

<br />

<br />

the health and nutrition category.<br />

Their idea was a smartphone app that<br />

uses color to encourage a user to have<br />

better sleep and moods.<br />

“We can go so much further, we believe<br />

in the product,” said Hutley.<br />

Kelsey Matuschka, left, and Olivia Hutley of Australia were the<br />

Power Pitch winners for the health and nutrition category. The<br />

summit was held in April at NASA's Kennedy Space Center<br />

Visitor Complex.<br />

www.americanscientist.org<br />

2016 July–August 255<br />

<strong>American</strong> <strong>Scientist</strong><br />

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AWARDS<br />

Serving Sigma Xi’s Mission<br />

Plant pathologist for the U.S. Department<br />

of Agriculture by day and Sigma Xi super<br />

volunteer by day and night—Cristina<br />

Gouin-Paul does a lot for the Society. She<br />

is president of the District of Columbia<br />

Chapter, director of the Mid-Atlantic Region,<br />

chair of the Committee on Qualifications<br />

and Membership, and photographer<br />

for the Annual Meeting. To recognize her<br />

outstanding volunteer service to Sigma Xi<br />

and its mission, the Society is honoring<br />

her with the 2016 Evan Ferguson Award.<br />

Heather Thorstensen, manager of communications,<br />

spoke with Gouin-Paul about<br />

her dedication to Sigma Xi and what it’s<br />

like to be on the board of directors.<br />

Thorstensen: Why is it important for you<br />

to be a part of the Society?<br />

Gouin-Paul: The ethics and public out-<br />

<br />

or get emails about stuff on the Internet<br />

that’s not true. It’s great to be able to<br />

pick up the phone and call somebody—<br />

somebody who you know through Sigma<br />

Xi—and ask, “OK, can you explain<br />

this to me? Because they’re not doing<br />

this right, but I can’t explain it any better,”<br />

then learn another piece of information.<br />

Sigma Xi allows me to interact with<br />

other people whose work may represent<br />

a small aspect of what I do, but you never<br />

know where a good idea is going to<br />

come from when you talk to somebody<br />

in science. A light bulb goes off.<br />

Thorstensen: What do you want members<br />

to know about what it’s like to be<br />

on the board of directors?<br />

Gouin-Paul: I think members think the<br />

board is there to run the Society. They<br />

don’t understand that they need to<br />

talk to us and tell us what they want<br />

the Society to do. I send an email to<br />

the Mid-Atlantic members asking, “Do<br />

you have ideas of what you think the<br />

Cristina Gouin-Paul is the 2016 recipient of<br />

the Evan Ferguson Award for Service to the<br />

Society.<br />

Society should be doing or shouldn’t<br />

be doing?” Being on the board allows<br />

me to have a say in how we can<br />

change and improve.<br />

To read what Gouin-Paul has learned from<br />

being a chapter president, go to _______<br />

https://www.<br />

___________________________<br />

sigmaxi.org/programs/prizes-awards/fergusonaward/award-winner/cristina-gouin-paul.<br />

_______________________<br />

Innovation Award Winner Sculpts<br />

New Ideas<br />

Akhlesh Lakhtakia was picking up<br />

his daughter from her friend’s house<br />

when he noticed a mineral on a table,<br />

and it sparked an idea.<br />

“I picked it up and I was immediately<br />

floored,” he said.<br />

The mineral was ulexite, a crystal<br />

containing fibers that run in one direction.<br />

Lakhtakia could see through<br />

the crystal only when he looked in the<br />

same direction as the fibers.<br />

The next day, Lakhtakia, who at<br />

<br />

University associate professor of<br />

engineering science and mechanics,<br />

called his colleague, Russ Messier.<br />

Messier had experience in making<br />

thin films. Lakhtakia asked if a material<br />

could be made in the lab that had<br />

a fibrous structure like the crystal.<br />

Also, could the film be deposited on<br />

a rotating substrate, so that the fibers<br />

in the film can be twisted? If so, the<br />

film could be an optical filter, allowing<br />

only light with the same twisted<br />

polarization state to pass through.<br />

Research showed that the films<br />

could be made in a lab in a way<br />

Lakhtakia and Messier wanted the<br />

films to function optically: whether<br />

as a filter of light based on polariza-<br />

tion<br />

filters, for example, are used on<br />

cameras and in sunglasses to reduce<br />

the intensity of light entering eyes.<br />

This research resulted in sculptured<br />

<br />

which has fibers as small as 30–50<br />

nanometers in diameter.<br />

<br />

into a coating technique called bioreplication.<br />

Lakhtakia’s team, for ex-<br />

<br />

coat the top of a female emerald ash<br />

borer to form a mold, then used that<br />

mold to create hundreds of decoys<br />

so detailed that they trick males better<br />

than freshly sacrificed females,<br />

disrupting the invasive species’ mating<br />

cycle. His research also explored<br />

applications for solar energy and<br />

forensic science, and he is investigating<br />

larger microfibrous films for<br />

biomedical uses.<br />

Lakhtakia is the 2016 recipient<br />

of Sigma Xi’s 2016 Walston Chubb<br />

Akhlesh Lakhtakia will receive the 2016<br />

Walston Chubb Award for Innovation.<br />

Award for Innovation, due in large<br />

part to his leadership role in de-<br />

<br />

award, and give a lecture, at Sigma<br />

Xi’s Annual Meeting and Student<br />

Research Conference in Atlanta this<br />

November.<br />

To see a video with Lakhtakia discussing various<br />

uses of STFs, visit https://www.sigmaxi.<br />

____________<br />

org/programs/prizes-awards/walston-chubb/<br />

award-winner/akhlesh-lakhtakia.<br />

__________________<br />

256 Sigma Xi Today<br />

<strong>American</strong> <strong>Scientist</strong><br />

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SAVE TODAY.<br />

VACATION TOMORROW.<br />

You could save even more money<br />

on GEICO auto insurance with a<br />

special Sigma Xi member discount.<br />

Tell GEICO you are a Sigma Xi<br />

member and see how much more<br />

money you could save! Be sure<br />

to ask us about homeowners or<br />

renters insurance. We’d be happy<br />

to help you get a policy through<br />

the GEICO Insurance Agency.<br />

For a free quote 24 hours<br />

a day, visit geico.com/sigmaxi<br />

or call 1-800-947-AUTO.<br />

<br />

<br />

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