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September/October 2010 Volume 21 Number 5<br />

Fann<strong>in</strong>g<br />

the flames<br />

Ch<strong>in</strong>ese history<br />

meets human<br />

rights<br />

Antiquities sales review<br />

Ancient art, artefacts<br />

and armour under the<br />

hammer <strong>in</strong> Europe<br />

Heads <strong>in</strong> the henge<br />

Are human figures carved<br />

<strong>in</strong>to the stones at Avebury?<br />

A passage to India<br />

The Roman trad<strong>in</strong>g city<br />

on the Bay of Bengal<br />

Built to last<br />

Rome’s architectural legacy<br />

<strong>Alexander</strong> <strong>in</strong> <strong>Amsterdam</strong><br />

Antiquity’s great conqueror takes over<br />

the Hermitage Museum<br />

£4.00


September/October 2010 Volume 21 Number 5<br />

Heads <strong>in</strong> the henge<br />

Are human figures carved<br />

<strong>in</strong>to the stones at Avebury?<br />

A passage to India<br />

The Roman trad<strong>in</strong>g city<br />

on the Bay of Bengal<br />

Built to last<br />

Rome’s architectural legacy<br />

Fann<strong>in</strong>g<br />

the flames<br />

Ch<strong>in</strong>ese history<br />

meets human<br />

rights<br />

Antiquities sales review<br />

Ancient art, artefacts<br />

and armour under the<br />

hammer <strong>in</strong> Europe<br />

<strong>Alexander</strong> <strong>in</strong> <strong>Amsterdam</strong><br />

Antiquity’s great conqueror takes over<br />

the Hermitage Museum<br />

On the cover: Gold figur<strong>in</strong>e of<br />

a horse archer of the Persian<br />

Empire, 5 th –4 th century<br />

BC. Iran. H. 3.6cm. © State<br />

Hermitage Museum,<br />

St Petersburg.<br />

Annual subscription<br />

(6 issues)<br />

UK £21; Europe £23<br />

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Published bi-monthly.<br />

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M<strong>in</strong>erva (issn no 0957 7718) is<br />

published six times per annum by<br />

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M<strong>in</strong>erva September/October 2010<br />

Features<br />

08 Brave new technological world<br />

How 3D can help make archaeology more ma<strong>in</strong>stream and beneficial<br />

to communities and <strong>in</strong>dustry. Mike Nevell<br />

10 Faces <strong>in</strong> the stones<br />

A new look at the henge monument of Avebury, and the possibility<br />

that Neolithic artists carved figures <strong>in</strong>to the stones. Kate Prendergast<br />

14 Heraldry for the dead<br />

The enigmatic stone plaques engraved by the Late Neolithic<br />

communities of south-west Spa<strong>in</strong> and Portugal. Murray Eiland<br />

16 Arcadian enigma<br />

Could a Greek bronze figur<strong>in</strong>e <strong>in</strong> the Manchester Museum be a<br />

unique depiction of Hermes the Goat-Carrier? John Prag<br />

20 <strong>Alexander</strong> the immortal<br />

A new exhibition at <strong>Amsterdam</strong>’s Hermitage Museum looks at the<br />

endur<strong>in</strong>g legacy of Macedonia’s most famous son. Sophie Mackenzie<br />

24 Design for eternity<br />

The <strong>in</strong>fluence of Roman architectural pr<strong>in</strong>ciples. Edw<strong>in</strong>a Bland<br />

28 Rome’s sea route to India<br />

The archaeology of the port of Arikamedu provides clear evidence of<br />

large-scale trad<strong>in</strong>g contacts that existed between the civilisations of<br />

the ancient Mediterranean and India. Sethuraman Suresh<br />

32 Gateway to the Gobi<br />

A visit to the magnificent and strategically important M<strong>in</strong>g Dynasty<br />

fort at Jiayuguan, ‘First and greatest pass under heaven’. Ray Dunn<strong>in</strong>g<br />

36 Sack of the Summer Palace<br />

A new look at the Anglo-French military campaign of 1860 that<br />

ended with the destruction of one of Ch<strong>in</strong>a’s most important cultural<br />

sites. James Beresford<br />

40 Between rocks and a hard place<br />

Can Afghanistan’s archaeological heritage survive the war and a<br />

21 st -century gold rush? David Thomas<br />

44 Plott<strong>in</strong>g the past<br />

Historical thriller writer L<strong>in</strong>dsey Davis on modern writ<strong>in</strong>g, her plans<br />

for the future, and her obsession with historical fact. Georg<strong>in</strong>a Read<br />

48 Antiquities sales review<br />

Highlights from Bonhams’ and Christie’s spr<strong>in</strong>g auctions.<br />

52 Militaria sales<br />

Hermann Historica’s April sale of ancient armour.<br />

Regulars<br />

02 From the Editor 03 News<br />

58 Book Reviews 60 Calendar<br />

contents<br />

volume21 number5<br />

20<br />

10<br />

16<br />

24<br />

40


Forum<br />

I have read with grow<strong>in</strong>g<br />

alarm the steady pressure<br />

from Southern European and<br />

develop<strong>in</strong>g countries for the<br />

return of cultural treasures now<br />

displayed <strong>in</strong> the West. What was<br />

clearly highlighted <strong>in</strong> your July/<br />

August 2010 report on the Cairo<br />

conference is the extent to which<br />

the issue is be<strong>in</strong>g run on political<br />

l<strong>in</strong>es likely to appeal to kneeknock<strong>in</strong>g<br />

Western liberals, forever<br />

will<strong>in</strong>g to surrender to any tirade<br />

aga<strong>in</strong>st a colonial past.<br />

As I recall, Dr Hawass <strong>in</strong>itially<br />

suggested that the Rosetta Stone<br />

should be lent to Egypt but now<br />

demands its return as part of his<br />

cultural heritage as an ‘icon of our<br />

Egyptian identity’. It is <strong>in</strong>terest<strong>in</strong>g<br />

that as soon as the French<br />

discovered the Stone <strong>in</strong> 1799,<br />

they realised its importance, unlike<br />

it seems those Egyptians who had<br />

ignored it for centuries.<br />

Of course the West has not<br />

been perfect <strong>in</strong> its protection<br />

of these marvels – witness the<br />

bomb<strong>in</strong>g <strong>in</strong> World War II – but<br />

where is there any chance today<br />

that a Western government<br />

would act like the barbarous<br />

and fanatical Taliban with their<br />

deliberate dynamit<strong>in</strong>g of the<br />

Buddhas of Banyan as be<strong>in</strong>g<br />

‘unIslamic’?<br />

Vernon Rolls<br />

We hope you f<strong>in</strong>d the article <strong>in</strong><br />

this issue of M<strong>in</strong>erva (pp. 36-39),<br />

on attempts by the Ch<strong>in</strong>ese<br />

government to reclaim artefacts<br />

looted from the Summer Palace <strong>in</strong><br />

1860 of equal <strong>in</strong>terest.<br />

Ed<br />

I am writ<strong>in</strong>g to thank you for my<br />

copy of Masterpieces of Classical<br />

Art, which arrived a few days ago.<br />

I had visited the British Museum<br />

at the beg<strong>in</strong>n<strong>in</strong>g of the year,<br />

exam<strong>in</strong>ed the book <strong>in</strong> the shop,<br />

coveted it... so was absolutely<br />

delighted. I am very impressed by<br />

the new-look M<strong>in</strong>erva, especially<br />

the way the illustrations cohere so<br />

much better with the text, and the<br />

much crisper format.<br />

Sylvia Fisher<br />

As I was brows<strong>in</strong>g through the<br />

latest issue, I was appalled to<br />

read the comment <strong>in</strong> the Forum<br />

section that someone was ‘very<br />

upset’ about the use of AD and<br />

BC. It would truly be upsett<strong>in</strong>g<br />

if M<strong>in</strong>erva did change to us<strong>in</strong>g<br />

the modern ‘PC’ terms, CE and<br />

BCE. As far as I am aware, AD<br />

has been <strong>in</strong> use at least s<strong>in</strong>ce the<br />

time of Charlemagne, and surely<br />

Christians should be allowed the<br />

right to use terms that are steeped<br />

<strong>in</strong> their culture and traditions.<br />

Chris Lightfoot<br />

<strong>in</strong>thenews<br />

recent stories from the world of ancient art and archaeology<br />

Somerset co<strong>in</strong> hoard<br />

One of the largest hoards of Roman co<strong>in</strong>s ever found<br />

<strong>in</strong> Brita<strong>in</strong> was unearthed <strong>in</strong> a field <strong>in</strong> Somerset<br />

by metal detectorist Dave Crisp <strong>in</strong> April. S<strong>in</strong>ce its<br />

discovery, experts from the British Museum have<br />

been exam<strong>in</strong><strong>in</strong>g the f<strong>in</strong>d while local archaeologists<br />

have been excavat<strong>in</strong>g the site, where some 52,000<br />

co<strong>in</strong>s, dat<strong>in</strong>g from the 3 rd century AD, were buried<br />

<strong>in</strong> a large jar.<br />

The co<strong>in</strong>s span 40 years, runn<strong>in</strong>g from AD 253<br />

to 293, and the great majority are radiates, made of<br />

debased silver or bronze. The hoard is probably the<br />

equivalent of about four years’ pay for a legionary<br />

soldier.<br />

Archaeologists believe the hoard sheds light<br />

on the economic crisis and coalition government<br />

<strong>in</strong> the 3 rd century. One of the most important<br />

aspects of the hoard is that it conta<strong>in</strong>s a large<br />

group of co<strong>in</strong>s of Carausius, who ruled Brita<strong>in</strong><br />

<strong>in</strong>dependently from AD 286–293. The hoard<br />

conta<strong>in</strong>s over 760 of his co<strong>in</strong>s, mak<strong>in</strong>g it the largest<br />

group of Carausius co<strong>in</strong>s ever found. Amongst<br />

these are five rare examples of his silver denarii, the<br />

only co<strong>in</strong>s of their type be<strong>in</strong>g struck anywhere <strong>in</strong><br />

the Roman Empire at the time.<br />

Roger Bland, Head of Portable Antiquities and<br />

Treasure at the British Museum, said: ‘This hoard<br />

has a huge amount to tell about the co<strong>in</strong>age and<br />

history of the period as we study over the next two<br />

Roman to English<br />

A collection of remarkable<br />

sculptural fragments from the<br />

ancient k<strong>in</strong>gdom of Northumbria<br />

reveals contrasts and underly<strong>in</strong>g<br />

cont<strong>in</strong>uities between the Roman<br />

and Anglo Saxon periods. The<br />

exhibition, staged at the Henry<br />

Moore Institute <strong>in</strong> Leeds, presents<br />

a group of carved sandstone<br />

fragments, displayed with<strong>in</strong> a<br />

gallery context for the first time.<br />

The Roman sculptures date from<br />

the 3 rd and 4 th centuries, and the<br />

Anglo-Saxon works from the<br />

late 7 th and early 9 th century.<br />

They illustrate the survival,<br />

revival, reuse or rework<strong>in</strong>g of<br />

styles, symbols and carv<strong>in</strong>g<br />

techniques across the<br />

centuries. Traditionally, these<br />

objects are approached from<br />

an archaeological viewpo<strong>in</strong>t,<br />

exam<strong>in</strong><strong>in</strong>g their style, subject<br />

matter and historical context.<br />

However, this exhibition presents<br />

the sculptures as works of art<br />

that not only speak to each other,<br />

but are also relevant <strong>in</strong> larger<br />

discourses of political, national<br />

and cultural identity.<br />

years. The late 3 rd century AD was a time when<br />

Brita<strong>in</strong> suffered barbarian <strong>in</strong>vasions, economic<br />

crises and civil wars. Roman rule was f<strong>in</strong>ally<br />

stabilised when the emperor Diocletian formed<br />

a coalition with the emperor Maximian, which<br />

lasted 20 years. This defeated the separatist regime<br />

which had been established <strong>in</strong> Brita<strong>in</strong> by Carausius.<br />

This f<strong>in</strong>d presents us with an opportunity to put<br />

Carausius on the map. School children across the<br />

country have been study<strong>in</strong>g Roman Brita<strong>in</strong> for<br />

decades, but are never taught about Carausius – our<br />

lost British emperor.’<br />

Before his eventual defeat, Carausius became<br />

the first emperor to strike co<strong>in</strong>s <strong>in</strong> Brita<strong>in</strong> to give<br />

his reign legitimacy. Five of the Carausius co<strong>in</strong>s<br />

are solid silver, the first such pure co<strong>in</strong>s m<strong>in</strong>ted<br />

anywhere <strong>in</strong> the Roman Empire <strong>in</strong> over 150 years.<br />

The co<strong>in</strong>s have been washed and stabilised by a<br />

team of conservators at the British Museum, led by<br />

Pippa Pearce, and are be<strong>in</strong>g studied by Roger Bland<br />

and the Portable Antiquities Scheme’s Roman co<strong>in</strong>s<br />

specialist, Sam Moorhead. The British Museum is<br />

actively seek<strong>in</strong>g funds to clean the co<strong>in</strong>s fully; this<br />

will be a year’s work for one conservator.<br />

A selection of co<strong>in</strong>s from the hoard was on<br />

display at the British Museum from 15 July until<br />

mid-August.<br />

Sophie Mackenzie<br />

The sculptures are all<br />

from Northumberland, the<br />

northernmost of the early Anglo-<br />

Saxon k<strong>in</strong>gdoms. The Roman<br />

sculptures were found <strong>in</strong> the<br />

area around Hadrian’s Wall.<br />

The Anglo-Saxon fragments are<br />

part of an appropriation and<br />

rework<strong>in</strong>g of a vision of Rome<br />

that both fit the agenda of an<br />

expand<strong>in</strong>g Northumbrian church<br />

and played a significant role <strong>in</strong><br />

the of the mak<strong>in</strong>g of England and<br />

the earliest ideas of Englishness.<br />

The exact nature of the larger<br />

compositions of which they once<br />

formed a part is uncerta<strong>in</strong>.<br />

The exhibition runs until<br />

10 October. For more<br />

<strong>in</strong>formation, please visit<br />

www.henry-moore.org.<br />

Sophie Mackenzie<br />

M<strong>in</strong>erva September/October 2010 3<br />

RothbuRy CRoss © GReat NoRth MuseuM: haNCoCk, aNd the soCiety of<br />

aNtiquaRies of NewCastle upoN tyNe


<strong>in</strong>thenews<br />

The Ulster Museum w<strong>in</strong>s the Art Fund Prize<br />

On 30 June, it was announced at the Royal<br />

Institute of British Architects that the Ulster<br />

Museum was the w<strong>in</strong>ner of the Art Fund Prize.<br />

Three other British museums – The Ashmolean<br />

Museum <strong>in</strong> Oxford, the Herbert Art Gallery<br />

and Museum <strong>in</strong> Coventry, and the Blists Hill<br />

Victorian Town <strong>in</strong> Shropshire – had been<br />

short-listed for the prestigious award, which<br />

br<strong>in</strong>gs with it a cheque for £100,000. However,<br />

it was the Ulster Museum that scooped the<br />

prize, with Kirsty Young, the Chairwoman<br />

of the judg<strong>in</strong>g panel, emphasis<strong>in</strong>g how the<br />

museum is already ‘build<strong>in</strong>g a last<strong>in</strong>g legacy’,<br />

and demonstrat<strong>in</strong>g a commitment to ‘reach<strong>in</strong>g<br />

all parts of its community which is reflected<br />

<strong>in</strong> the number and diversity of its visitors. The<br />

transformed Ulster Museum is an emblem of<br />

the confidence and cultural rejuvenation of<br />

Northern Ireland’.<br />

S<strong>in</strong>ce it reopened <strong>in</strong> October 2009, follow<strong>in</strong>g<br />

a closure of three years dur<strong>in</strong>g which the<br />

museum underwent a redevelopment cost<strong>in</strong>g<br />

£17 million, the Ulster Museum has also<br />

ga<strong>in</strong>ed other plaudits. In May it won the award<br />

for the Best Permanent Exhibition <strong>in</strong> a United<br />

K<strong>in</strong>gdom museum. However, there have been<br />

compla<strong>in</strong>ts that, follow<strong>in</strong>g the reopen<strong>in</strong>g, the<br />

museum is now closed on Mondays, <strong>in</strong> l<strong>in</strong>e<br />

with the other museums and galleries which<br />

constitute the National Museum of Northern<br />

Ireland (NMNI).<br />

Nelson McCausland, Culture M<strong>in</strong>ister for<br />

Northern Ireland, also recently generated<br />

controversy when he wrote a letter to the<br />

trustees of NMNI suggest<strong>in</strong>g that greater<br />

prom<strong>in</strong>ence be given to exhibits focused on<br />

the Ulster-Scots community <strong>in</strong> Northern<br />

Ireland, and the history of the Orange Order.<br />

Mr McCausland’s letter also advocated that<br />

alternative views to that of evolution should be<br />

put forward <strong>in</strong> museum displays. Ironically, the<br />

Art Fund Prize was awarded to the museum<br />

150 years to the day after Thomas Huxley’s<br />

famous defense of Charles Darw<strong>in</strong>’s theory<br />

of Natural Selection from attacks by Samuel<br />

Wilberforce, Lord Bishop of Oxford. It is<br />

bewilder<strong>in</strong>g that, so long after such a sem<strong>in</strong>al<br />

moment <strong>in</strong> Western scientific thought, it is<br />

still considered necessary to debate the relative<br />

merits of creationism and evolution.<br />

James Beresford<br />

The Hittites return to Liverpool<br />

From 1931 through until 1941,<br />

Liverpool Museum was unique<br />

amongst British prov<strong>in</strong>cial<br />

museums <strong>in</strong> hav<strong>in</strong>g a gallery<br />

dedicated to the newly discovered<br />

Hittite civilisation of Turkey.<br />

Liverpool archaeologist John<br />

Garstang (1876–1956) was a<br />

central figure <strong>in</strong> the discovery<br />

of this ancient culture, and<br />

wrote a number of important<br />

books popularis<strong>in</strong>g the study of<br />

Hittitology <strong>in</strong> Brita<strong>in</strong>. The orig<strong>in</strong>al<br />

Liverpool Museum gallery<br />

featured cab<strong>in</strong>ets of artefacts<br />

from Garstang’s work <strong>in</strong> Turkey<br />

and elsewhere, and its walls were<br />

adorned with full-sized casts of<br />

Hittite sculptures.<br />

The Hittite Gallery was<br />

destroyed by enemy action dur<strong>in</strong>g<br />

the air raids of May 1941. While<br />

all the sculptural casts were<br />

destroyed <strong>in</strong> the bomb<strong>in</strong>g, many<br />

of the other artefacts from the<br />

exhibition – <strong>in</strong>clud<strong>in</strong>g pottery,<br />

seals and seal impressions, a stone<br />

bronze-cast<strong>in</strong>g mould, jewellery<br />

and a number of figur<strong>in</strong>es – had<br />

been removed to storage. These<br />

Hittite objects have rema<strong>in</strong>ed <strong>in</strong><br />

storage ever s<strong>in</strong>ce and have never<br />

been on public display s<strong>in</strong>ce the<br />

early years of World War II.<br />

In addition to the surviv<strong>in</strong>g<br />

artefacts is John Garstang’s archive<br />

of 23,000 glass negatives and<br />

slides, housed at the University<br />

of Liverpool. Garstang was a<br />

photo: tRaCey Gibbs<br />

Victoria Gallery and Museum<br />

clock tower at the University of<br />

Liverpool, where the exhibition<br />

will open <strong>in</strong> January 2011.<br />

pioneer of archaeological<br />

fieldwork techniques and an early<br />

advocate of photography as a<br />

means of record<strong>in</strong>g archaeological<br />

excavations. His collection, which<br />

covered a lifetime’s work <strong>in</strong> the<br />

Near East and Egypt, <strong>in</strong>cludes<br />

about 400 glass negatives and<br />

700 glass lantern slides – many of<br />

which <strong>in</strong>clude images of historic,<br />

archaeological and ethnographic<br />

<strong>in</strong>terest – taken dur<strong>in</strong>g his work<br />

and travels <strong>in</strong> Turkey. In order<br />

to fully recreate the lost gallery,<br />

and to produce a spectacular<br />

new visitor experience, full-sized<br />

reproduction casts of Hittite<br />

sculptures are be<strong>in</strong>g loaned to the<br />

University of Liverpool from the<br />

collections of the British Museum.<br />

With the aid of grants from the<br />

Arts and Humanities Research<br />

Council (AHRC) and the Heritage<br />

Lottery Fund, these artefacts and<br />

slides have been prepared for<br />

public view <strong>in</strong> the exhibition and<br />

via a web site.<br />

In addition to the Hittite<br />

artefacts on display, the new<br />

exhibition will also exam<strong>in</strong>e the<br />

life and works of Garstang, and<br />

the city’s historic connections<br />

Ulster Museum, re-open<strong>in</strong>g day, October 2009<br />

with the archaeology and people<br />

of Turkey. The venue of the<br />

exhibition, the Victoria Gallery<br />

and Museum at the University<br />

of Liverpool, designed by<br />

Alfred Waterhouse <strong>in</strong> 1892, is<br />

particularly fitt<strong>in</strong>g s<strong>in</strong>ce Garstang<br />

himself worked <strong>in</strong> the build<strong>in</strong>g.<br />

It was recently restored and<br />

opened as a public museum and<br />

art gallery <strong>in</strong> 2008, co<strong>in</strong>cid<strong>in</strong>g<br />

with Liverpool’s year as European<br />

Capital of Culture. The open<strong>in</strong>g<br />

of the new exhibition <strong>in</strong> early<br />

2011 will mark the centenary of<br />

the start of Garstang’s excavations<br />

<strong>in</strong> Turkey and will be a fitt<strong>in</strong>g<br />

tribute to celebrate his life, his<br />

archaeological achievements, and<br />

his life-long commitment to the<br />

people and culture of Turkey.<br />

Dr Alan Greaves<br />

School of Archaeology,<br />

Classics and Egyptology<br />

(SACE)<br />

University of Liverpool<br />

(See the January/February 2011<br />

issue of M<strong>in</strong>erva for a feature article<br />

on the exhibition. Readers can also<br />

follow the progress of the project at<br />

www.liv.ac.uk/sace/hittite)<br />

4 M<strong>in</strong>erva September/October 2010<br />

photo: MaChiNe Made


Survey<strong>in</strong>g the Hyskos city of Avaris<br />

Austrian archaeologists work<strong>in</strong>g<br />

at Tell el-Daba, <strong>in</strong> the eastern<br />

Nile delta, have recently<br />

released images derived from<br />

magnetometer and resistivity<br />

surveys of what they believe<br />

are the southern districts of the<br />

ancient city of Avris, the largest<br />

and most important of the<br />

cities established by the Hyskos<br />

(‘Desert Pr<strong>in</strong>ces’). Their arrival<br />

<strong>in</strong>itiated the Second Intermediate<br />

Period <strong>in</strong> c. 1780 BC and which<br />

lasted about a century until the<br />

establishment of the 18 th dynasty<br />

of pharaohs and the beg<strong>in</strong>n<strong>in</strong>g<br />

of the New K<strong>in</strong>gdom period of<br />

ancient Egyptian history. So far<br />

about 2.6 square kilometres<br />

have been surveyed and the<br />

images have provided outl<strong>in</strong>es of<br />

the city’s street plan, as well as<br />

M<strong>in</strong>erva September/October 2010<br />

houses <strong>in</strong>clud<strong>in</strong>g large build<strong>in</strong>gs<br />

that are probably palaces and<br />

temples. The Austrian researchers<br />

also identified a port <strong>in</strong>side the<br />

city, while Dr Irene Forstner-<br />

Müller, head of the Austrian<br />

Archaeological Institute <strong>in</strong> Egypt,<br />

said that the geophysical survey<br />

had ‘identified one of the Nile<br />

River tributaries that passed<br />

through the city, as well as two<br />

islands’. It was ready access to the<br />

Nile and the sea routes beyond,<br />

that provided the Hyskos with<br />

connections to other civilisations<br />

of the eastern Mediterranean.<br />

Earlier Austrian excavations <strong>in</strong> the<br />

area have famously discovered<br />

a temple complex conta<strong>in</strong><strong>in</strong>g<br />

M<strong>in</strong>oan artefacts and decorated<br />

with frescoes similar to those<br />

pa<strong>in</strong>ted at the place of Knossos.<br />

Last October, a Babylonian seal<br />

was also discovered from Avaris,<br />

which, together with a cuneiform<br />

tablet recovered earlier <strong>in</strong> the<br />

year, also <strong>in</strong>dicate economic and<br />

diplomatic contacts between the<br />

Hyskos and the civilisations to the<br />

east.<br />

Avaris appears to have been<br />

abandoned midway through the<br />

16 th century BC, follow<strong>in</strong>g the<br />

f<strong>in</strong>al defeat of the Hyskos by<br />

Ahmose I (r. c. 1550-1525 BC)<br />

and the establishment of the<br />

18 th dynasty. However, the site<br />

was resettled some 250 years<br />

later by pharaohs of the<br />

19 th dynasty, and became capital<br />

of Egypt dur<strong>in</strong>g the reign of<br />

Ramses II (c. 1279-1213 BC)<br />

when the city was modestly<br />

renamed Pi-Ramses Aa-nakhtu<br />

Br<strong>in</strong>g<strong>in</strong>g light to the end of the tunnel<br />

s<strong>in</strong>ce November 2007, egyptian<br />

archaeologists have been<br />

excavat<strong>in</strong>g and conserv<strong>in</strong>g a<br />

174m-long tunnel cut through<br />

the bedrock of kV17, the tomb<br />

of seti i (c. 1314–1304 bC) <strong>in</strong> the<br />

Valley of the k<strong>in</strong>gs. although<br />

the tunnel was orig<strong>in</strong>ally<br />

explored <strong>in</strong> 1960, the recent<br />

excavations revealed that<br />

the passage cont<strong>in</strong>ued for a<br />

further 26.6m than had been<br />

previously explored. the recent<br />

excavations also discovered<br />

shabtis, pottery fragments, and<br />

a small model boat made of<br />

faience.<br />

the egyptian archaeologists<br />

also uncovered a false door<br />

with hieratic text: ‘Move the<br />

door jamb up and make the<br />

passage wider.’ it is thought<br />

these were <strong>in</strong>structions left by<br />

the architect of the tomb for<br />

the workmen who were carv<strong>in</strong>g<br />

the tunnel.<br />

while the purpose of the<br />

tunnel is unknown, dr Zahi<br />

hawass, of the supreme Council<br />

of antiquities, has theorised<br />

Met acquires Three Graces<br />

An ancient Roman group statue depict<strong>in</strong>g<br />

the Three Graces was acquired by New York’s<br />

Metropolitan Museum of Art <strong>in</strong> July. The<br />

marble sculpture is a 2 nd -century AD Roman<br />

copy of a Greek work from the 2 nd century BC.<br />

Discovered <strong>in</strong> Rome <strong>in</strong> 1892, the statue has<br />

been on loan to the Museum from a private<br />

collector s<strong>in</strong>ce 1992, and has been on view <strong>in</strong><br />

the centre of the Leon Levy and Shelby White<br />

Sculpture Court s<strong>in</strong>ce it opened <strong>in</strong> 2007.<br />

The museum’s Director, Thomas<br />

P. Campbell, commented: ‘The charm<strong>in</strong>g<br />

dance-like pose of the Three Graces, who<br />

stand <strong>in</strong> alternat<strong>in</strong>g front and back view, with<br />

their hands on each other’s shoulders, is one of<br />

the most famous and endur<strong>in</strong>g compositions<br />

known from antiquity. It was first developed<br />

<strong>in</strong> the 2 nd century BC, cont<strong>in</strong>ued <strong>in</strong> popularity<br />

<strong>in</strong> the Renaissance, and has been <strong>in</strong>fluential<br />

dur<strong>in</strong>g every subsequent period of Western<br />

European art. Thanks to the generous support<br />

of several Trustees and other good friends of<br />

the <strong>in</strong>stitution, we are delighted to announce<br />

the addition of this superb, extremely well<br />

preserved, and beautifully carved work to the<br />

Met’s encyclopedic collection.’<br />

(House of Ramses, Great <strong>in</strong><br />

Victory). At its height Pi–Ramses<br />

is believed to have covered more<br />

than 18 square kilometers and<br />

been home to more than 300,000<br />

people. However, by the middle<br />

of the 11 th century BC, the silt<strong>in</strong>g<br />

up of the branch of the Nile on<br />

which it was situated forced the<br />

abandonment of the city and<br />

most of the obelisks, statuary and<br />

other masonry structures were<br />

relocated to the new city of Tanis,<br />

100km to the north-west.<br />

James Beresford<br />

that it may have orig<strong>in</strong>ally been<br />

<strong>in</strong>tended to lead to a secret<br />

burial chamber. however, with<br />

the death of seti i near the end<br />

of the 14 th century bC, work on<br />

the new tunnel was brought to<br />

a halt and the pharaoh’s body<br />

was laid <strong>in</strong> the chamber that<br />

had already been completed.<br />

James Beresford<br />

The Three Graces are Aglaia (Beauty),<br />

Euphrosyne (Mirth), and Thalia (Abundance).<br />

In mythology, they play an attendant role;<br />

their closest connection is with Aphrodite,<br />

whom they serve as handmaidens. For ancient<br />

authors, the triad also served as an allegory for<br />

the cycle of giv<strong>in</strong>g, accept<strong>in</strong>g, and return<strong>in</strong>g<br />

favours, which were described by the ancient<br />

Roman philosopher Seneca as the ‘chief bond<br />

of human society’. After its discovery <strong>in</strong> Rome<br />

<strong>in</strong> 1892 near the ancient Forum of Nerva and<br />

Vespasian’s Temple of Peace, this sculpture<br />

entered the collection of Joachim Ferroni and<br />

has s<strong>in</strong>ce attracted much scholarly attention.<br />

The Three Graces traditionally are shown as<br />

nudes with water jars covered by drapery at<br />

their feet, a representation that ultimately<br />

derives from the famous classical statue of<br />

Aphrodite by Praxiteles at Knidos.<br />

Sophie Mackenzie<br />

5


<strong>in</strong>thenews<br />

The last day of Pompeii<br />

New research carried out at Pompeii suggests<br />

that most of the victims of the eruption of AD<br />

79 did not die as a result of <strong>in</strong>halation of hot<br />

ash, as has generally been thought. Instead<br />

they were killed through exposure to high<br />

temperatures of at least 250°C.<br />

When Mount Vesuvius first erupted, fastmov<strong>in</strong>g<br />

clouds of super-heated ash, rock and<br />

gas sped down its southern flanks. Known<br />

to scientists as Pyroclastic Density Currents<br />

(PDCs), these clouds of debris can achieve<br />

speeds of 700km/h, and temperatures of over<br />

1000°C. These pyroclastic clouds, surg<strong>in</strong>g over<br />

Pompeii and other districts of Campania <strong>in</strong><br />

AD 79, were described by Pl<strong>in</strong>y the Younger<br />

<strong>in</strong> a letter written to the historian Cornelius<br />

Tacitus as ‘a dreadful black cloud, torn by<br />

gush<strong>in</strong>g flames and tongues of fire like<br />

lightn<strong>in</strong>g that was greatly magnified’.<br />

Previous research has demonstrated that<br />

there were six separate pyroclastic clouds<br />

sent out by Vesuvius dur<strong>in</strong>g the eruption of<br />

AD 79. The first three flows did not reach<br />

the 10km to Pompeii. The population who<br />

died at this stage of the eruption did so as a<br />

result of roofs collaps<strong>in</strong>g under the steady<br />

build up of material blasted upwards from the<br />

volcano which steadily ra<strong>in</strong>ed down on the<br />

city. It was the fourth pyroclastic cloud that<br />

covered Pompeii and it was this that caused<br />

the greatest loss of life. However, new research<br />

published <strong>in</strong> the mid June onl<strong>in</strong>e journal<br />

PLoS ONE entitled ‘Lethal Thermal Impact at<br />

Periphery of Pyroclastic Surges: Evidences at<br />

Pompeii’, <strong>in</strong>dicates that although the fourth<br />

PDC barely covered the city, peter<strong>in</strong>g out just<br />

beyond the southern walls, and while there<br />

was only enough ash left with<strong>in</strong> the cloud<br />

to leave a deposit 3cm thick <strong>in</strong> Pompeii, the<br />

temperatures were sufficiently high to kill<br />

anyone who still rema<strong>in</strong>ed <strong>in</strong> the city.<br />

It was the postures of 93 well preserved<br />

plaster casts that po<strong>in</strong>ted the researchers to the<br />

cause of death, suggest<strong>in</strong>g ‘an <strong>in</strong>stantaneous<br />

death followed by sudden muscle contraction<br />

(cadaveric spasm) due to the heat-shock<br />

The Last Day of Pompeii, Karl Briullov (1799-1852). Oil on canvas. Pa<strong>in</strong>ted between 1827-1833.<br />

State Russian Museum, St Petersburg.<br />

<strong>in</strong>duced by the PDC, as also testified by<br />

hyperflexion of hands and feet toes’. Cadaveric<br />

spasm is a rare phenomenon only found <strong>in</strong><br />

corpses that have suffered <strong>in</strong>stant violent<br />

death lead<strong>in</strong>g to the <strong>in</strong>stantaneous stiffen<strong>in</strong>g<br />

of the muscles. ‘The predom<strong>in</strong>ance of this rare<br />

feature <strong>in</strong> Pompeii victims po<strong>in</strong>ts to an <strong>in</strong>stant<br />

death due to heat exposure.’<br />

The pale yellow or natural bone colour of<br />

the skeletal rema<strong>in</strong>s recovered from Pompeii,<br />

and preservation of DNA with<strong>in</strong> the bones,<br />

also suggests that they were not subject to<br />

temperatures higher than 300°C (572°F).<br />

This differs greatly from rema<strong>in</strong>s found at<br />

Herculaneum, located 3km closer to Vesuvius<br />

than Pompeii. Here no impr<strong>in</strong>ts of bodies<br />

were found <strong>in</strong> the ash deposits, and all the<br />

rema<strong>in</strong>s were purely skeletal. The colours of<br />

the bones were darker than those exam<strong>in</strong>ed<br />

at Pompeii, and all DNA had been destroyed<br />

by temperatures of 500°C (932°F) or higher.<br />

Release of the Red List for Central America<br />

At the beg<strong>in</strong>n<strong>in</strong>g of June,<br />

the International Council of<br />

Museums (ICOM) set out the<br />

Red List of Endangered Cultural<br />

Objects of Central America and<br />

Mexico. The document, which was<br />

released at the National Museum<br />

of Anthropology <strong>in</strong> Mexico City,<br />

is designed to combat loot<strong>in</strong>g<br />

and destruction of archaeological<br />

sites, and reduce the illegal trade<br />

<strong>in</strong> cultural artefacts. Like the<br />

Red Lists produced for other<br />

areas of the world, it is <strong>in</strong>tended<br />

to help museums, art traders,<br />

collectors and law enforcement<br />

officials identify artefacts that<br />

are threatened with illegal export<br />

from the countries of Mexico,<br />

Guatemala, Belize, El Salvador,<br />

Honduras, Nicaragua, Costa<br />

Rica and Panama. The Red List<br />

describes several categories of<br />

objects that are under threat.<br />

From the Prehispanic era,<br />

these <strong>in</strong>clude various types of<br />

ceramics, metalwork, stone and<br />

bone artefacts, weapons and<br />

tools. From the Colonial and<br />

Republican periods pa<strong>in</strong>t<strong>in</strong>gs,<br />

sculpture, reliefs, altarpieces, and<br />

gold and silver objects – many<br />

illegally removed from churches<br />

‘Therefore heat was enough for sudden and<br />

complete vaporization of soft tissues of the<br />

victims at Herculaneum… where the flesh<br />

was suddenly replaced by the ash, but was<br />

<strong>in</strong>sufficient at Pompeii. This accounts for<br />

the nearly perfect preservation of the entire<br />

body impr<strong>in</strong>t (plaster casts) <strong>in</strong> the ash as a<br />

consequence of the delayed disappearance of<br />

flesh of these bodies.’<br />

The f<strong>in</strong>al two pyroclastic clouds sent out<br />

by Vesuvius reached even further than that<br />

which killed all who rema<strong>in</strong>ed <strong>in</strong> Pompeii<br />

and Herculaneum. Victims have therefore<br />

been found <strong>in</strong> outly<strong>in</strong>g villas more than 15km<br />

from the volcano. The ability for pyroclastic<br />

clouds to reta<strong>in</strong> lethal levels of heat so far from<br />

the source, once ash levels had decl<strong>in</strong>ed, has<br />

implications for the evacuation plans of the<br />

modern city of Naples and other settlements<br />

clustered near active volcanoes.<br />

James Beresford<br />

– are most at risk. Manuscripts,<br />

maps, plans and pr<strong>in</strong>ts are also<br />

among the objects that require<br />

careful safeguard<strong>in</strong>g. In order to<br />

assist authorities and the public <strong>in</strong><br />

identify<strong>in</strong>g the types of artefacts<br />

most under threat, pictures with<br />

brief descriptions of the various<br />

cultural treasures are <strong>in</strong>cluded <strong>in</strong><br />

the document.<br />

James Beresford<br />

6 M<strong>in</strong>erva September/October 2010


Moves to restrict the importation of Italian<br />

co<strong>in</strong>s to the United States<br />

On 6 May 2010, the US State Department’s<br />

Cultural Property Advisory Committee<br />

(CPAC) met to hear public comments<br />

regard<strong>in</strong>g amendments to be made to the<br />

Memorandum of Understand<strong>in</strong>g (MoU),<br />

signed by the US and Italy <strong>in</strong> 2001 and<br />

extended <strong>in</strong> 2006. The MoU concerns<br />

‘the Imposition of Import Restrictions<br />

on Categories of Archaeological Material<br />

Represent<strong>in</strong>g the Pre-Classical, Classical<br />

and Imperial Roman Periods of Italy’. The<br />

discussion focused on the benefits of the<br />

current MoU, and Italy’s compliance with<br />

its obligations to provide long-term loans to<br />

American museums.<br />

M<strong>in</strong>erva September/October 2010<br />

It rema<strong>in</strong>s unclear whether Italy had<br />

formally requested an amendment to the<br />

MoU <strong>in</strong> order to widen the import restrictions<br />

to <strong>in</strong>clude co<strong>in</strong>s. Nevertheless, the topic<br />

dom<strong>in</strong>ated the debate, with several speakers<br />

talk<strong>in</strong>g aga<strong>in</strong>st <strong>in</strong>clusion. CPAC heard from<br />

20 speakers, <strong>in</strong>clud<strong>in</strong>g a representative of the<br />

Italian M<strong>in</strong>istry of Culture. Of these, n<strong>in</strong>e<br />

opposed various aspects of the MoU or its<br />

extension to <strong>in</strong>clude co<strong>in</strong>s.<br />

The ma<strong>in</strong> concern raised by chairman<br />

Kather<strong>in</strong>e Reid regard<strong>in</strong>g an extension<br />

to ancient co<strong>in</strong>s would be the difficulty<br />

<strong>in</strong> enforc<strong>in</strong>g the restrictions, especially<br />

consider<strong>in</strong>g the wide circulation of co<strong>in</strong>s across<br />

Return of a Greek youth<br />

Elsewhere <strong>in</strong> this issue of M<strong>in</strong>erva<br />

(see pp. 16-19) is a description<br />

and <strong>in</strong>terpretation of a highly<br />

<strong>in</strong>terest<strong>in</strong>g bronze figur<strong>in</strong>e of the<br />

god Hermes, recently acquired<br />

by the Manchester Museum<br />

through the good offices of James<br />

Ede, of Charles Ede Ltd, from<br />

the collection built up by the late<br />

Nicholas Embiricos <strong>in</strong> Lausanne.<br />

However, this was by no means<br />

the only bronze shown to the<br />

Museum by Ede, for Embiricos<br />

had excellent taste, and a lik<strong>in</strong>g<br />

for Archaic pieces. Among other<br />

items was a beautiful little bronze<br />

kouros of the early 6 th century<br />

BC (H. 11cm): while Embiricos<br />

undoubtedly acquired him <strong>in</strong><br />

good faith, further <strong>in</strong>vestigation<br />

showed that he had been looted<br />

from the museum on the island<br />

of Samos dur<strong>in</strong>g World War II,<br />

or perhaps dur<strong>in</strong>g the Greek<br />

Civil War that followed. He is<br />

listed <strong>in</strong> all three editions of<br />

Kouroi, the standard handbook<br />

on these statues by the American<br />

scholar Prof G.M.A. Richter, first<br />

published <strong>in</strong> 1942. To make the<br />

identification secure, the bronze<br />

figur<strong>in</strong>e even shares the same<br />

blemish on the tip of his nose as<br />

<strong>in</strong> the illustration <strong>in</strong> that book;<br />

he is not an aftercast<strong>in</strong>g, for<br />

the dimensions match exactly<br />

those given by Richter. After<br />

confirm<strong>in</strong>g that the bronze had<br />

not been deaccessioned legally,<br />

James Ede was able to return<br />

him to his proper keepers <strong>in</strong> the<br />

Greek Archaeological Service at a<br />

ceremony <strong>in</strong> the lecture hall of the<br />

M<strong>in</strong>istry of Culture <strong>in</strong> Athens on<br />

16 June 2005.<br />

The event was widely reported<br />

<strong>in</strong> the Greek and British press,<br />

photos CouRtesy of ChaRles ede ltd.<br />

but such occasions have become<br />

a regular feature of archaeological<br />

life <strong>in</strong> Greece. The National<br />

Archaeological Museum <strong>in</strong><br />

Athens has regular displays of<br />

objects that have been returned<br />

to Greece, and dur<strong>in</strong>g 2008 there<br />

was a special exhibition <strong>in</strong> the<br />

the ancient world. It was therefore suggested<br />

as a compromise that import restrictions<br />

be placed on South Italian, Sicilian, Punic,<br />

Etruscan and early Roman Republican co<strong>in</strong>s,<br />

while Roman Imperatorial and Imperial co<strong>in</strong>s<br />

rema<strong>in</strong> excluded from the MoU. However,<br />

the International Association of Professional<br />

Numismatists, together with the Professional<br />

Numismatic Guild, has submitted a study to<br />

prove that, long before the establishment of the<br />

Pr<strong>in</strong>cipate, co<strong>in</strong>s m<strong>in</strong>ted <strong>in</strong> Italy were <strong>in</strong> wide<br />

circulation and that the pr<strong>in</strong>ciple is flawed.<br />

At present no f<strong>in</strong>al decision has been made.<br />

The renewal of the MoU is due early <strong>in</strong> 2011.<br />

Massimiliano Tursi<br />

new Acropolis Museum <strong>in</strong> Athens<br />

of objects that had been exported<br />

illegally (usually after be<strong>in</strong>g looted<br />

from their f<strong>in</strong>dspots) and were<br />

now com<strong>in</strong>g home. The <strong>in</strong>spired<br />

title of the show was ‘Nostoi’, a<br />

reference to the stories describ<strong>in</strong>g<br />

the returns of the Greek heroes<br />

from Troy. The exhibition was<br />

jo<strong>in</strong>tly curated with their opposite<br />

numbers <strong>in</strong> Italy for many of the<br />

objects had come from there, and<br />

it had already had a show<strong>in</strong>g on<br />

that side of the Adriatic.<br />

For myself there was an<br />

additional happy f<strong>in</strong>al twist to the<br />

story of the kouros. Last year I was<br />

lead<strong>in</strong>g a tour around the Aegean,<br />

which <strong>in</strong>cluded a visit to Samos.<br />

Normally foreigners are forbidden<br />

by Greek law from lectur<strong>in</strong>g or<br />

guid<strong>in</strong>g on sites or <strong>in</strong> museums<br />

without a licensed local guide to<br />

accompany them. However, when<br />

I produced a newspaper cutt<strong>in</strong>g<br />

relat<strong>in</strong>g to the return of the<br />

kouros, we were immediately led<br />

upstairs to the display of bronzes:<br />

there was the little figur<strong>in</strong>e, with a<br />

large label alongside announc<strong>in</strong>g<br />

the fact that he had been returned<br />

by a British antiquities dealer.<br />

It was splendid to see him back<br />

<strong>in</strong> his proper home – and of<br />

course the ever-hospitable Greeks<br />

allowed me to tell his story to my<br />

tour group.<br />

Professor John Prag<br />

University of Manchester<br />

7


Conservation technology<br />

Brave new<br />

technological<br />

One of the ma<strong>in</strong> problems<br />

fac<strong>in</strong>g museums today<br />

is lack of display space,<br />

which means that large<br />

parts of many collections are locked<br />

away <strong>in</strong> storage. However, this is not<br />

without its problems – merely keep<strong>in</strong>g<br />

an item beh<strong>in</strong>d a glass cas<strong>in</strong>g is<br />

not enough to stop it from becom<strong>in</strong>g<br />

eroded. Hence most artefacts will often<br />

end up <strong>in</strong> long-term storage, either<br />

deep with<strong>in</strong> the bowels of the museum,<br />

<strong>in</strong> secure warehouses, or occasionally<br />

<strong>in</strong> the dry environment of a salt m<strong>in</strong>e.<br />

In addition to the difficulties of<br />

museum display, archaeologists also<br />

face the problem of how to br<strong>in</strong>g<br />

recent f<strong>in</strong>ds from excavations to public<br />

attention, or to share them with colleagues<br />

work<strong>in</strong>g on the other side<br />

of the world. Traditionally we have<br />

tended to use newspaper articles,<br />

museum displays and television programmes,<br />

and more recently the web.<br />

However, I believe that the archaeological<br />

community is ready for a change<br />

that will benefit us all.<br />

There is a vast amount of heritage<br />

<strong>in</strong>formation already circulat<strong>in</strong>g <strong>in</strong><br />

cyberspace that is ready to be taken<br />

and manipulated <strong>in</strong>to a holistic vision.<br />

What better way to do it than with<br />

the use of three dimensional design<br />

world<br />

Mike Nevell expla<strong>in</strong>s how 3D can help make archaeology<br />

more ma<strong>in</strong>stream and beneficial to communities and <strong>in</strong>dustry<br />

8<br />

Fig 1a. Bronze Age fl<strong>in</strong>t<br />

dagger from Mellor,<br />

Stockport.<br />

Fig 1b. Reconstructed<br />

geometric model of<br />

the dagger from laser<br />

scann<strong>in</strong>g data.<br />

Fig 2. Cloud po<strong>in</strong>t<br />

data with textures<br />

of a laser scan of<br />

Gorton Monastery,<br />

Manchester. Image<br />

courtesy of Andy<br />

Hamilton, School of<br />

the Built Environment,<br />

University of Salford.<br />

Fig 3. Orig<strong>in</strong>al (3b)<br />

and replica (3a)<br />

busts of the emperor<br />

Caligula. The copy<br />

was generated<br />

from data collected<br />

by a triangulation<br />

laser scanner.<br />

Photo courtesy<br />

of Conservation<br />

Technologies, National<br />

Museums Liverpool.<br />

1a<br />

1b<br />

(3D)? While 3D graphics are not<br />

a new concept, there has been a<br />

renewed <strong>in</strong>terest <strong>in</strong> the potential<br />

of the technology over recent<br />

years, as the film <strong>in</strong>dustry has<br />

clearly demonstrated. Today we<br />

have the ability to use the technology<br />

that created blockbuster movies<br />

like Avatar to create exceptionally<br />

detailed images and replicas of artefacts<br />

and generate greater awareness<br />

of them, and to educate communities<br />

about archaeological f<strong>in</strong>ds and sites.<br />

Ancient artefacts such as Roman<br />

co<strong>in</strong>s or prehistoric stone tools are<br />

usually displayed <strong>in</strong> museums with<strong>in</strong><br />

glass cab<strong>in</strong>ets. At best, two-dimensional<br />

representations of them can<br />

be accessed or downloaded from the<br />

<strong>in</strong>ternet. However, 3D visualisation<br />

would allow us to see these objects <strong>in</strong><br />

a completely different way, while 3D<br />

pr<strong>in</strong>t<strong>in</strong>g – which creates a 3D facsimile<br />

of an artefact by build<strong>in</strong>g up layer after<br />

layer of paper – could allow the viewer<br />

to physically pick up the co<strong>in</strong> or knife,<br />

hold it between their f<strong>in</strong>gers and feel<br />

it. Such a technology would help br<strong>in</strong>g<br />

archaeology to life (Figs 1a, 1b).<br />

There are many computer software<br />

and hardware products available for<br />

archaeological researchers and heritage<br />

professionals designed to help<br />

2<br />

3a<br />

them explore these possibilities. In<br />

terms of hardware, scanners range<br />

from triangulation-based devices for<br />

close work on small objects like co<strong>in</strong>s,<br />

pottery or statues (Figs 3a, 3b, 5a, 5b);<br />

through terrestrial time or flight laser<br />

scanners suitable for surveys of the<br />

facades and <strong>in</strong>teriors of build<strong>in</strong>gs (Fig<br />

2); to airborne laser scanners, which<br />

allow the mapp<strong>in</strong>g of entire landscapes<br />

(see M<strong>in</strong>erva, July/August 2010, p. 7)<br />

(Figs 4a, 4b). Clearly, the skills needed<br />

here <strong>in</strong>clude not just mastery of 3D,


3b<br />

Computer-Aided Design (CAD) or<br />

Geographic Information Systems<br />

(GIS) programmes, but also a familiarity<br />

with the 3D laser scann<strong>in</strong>g<br />

mach<strong>in</strong>es themselves, as well as the<br />

other data gather<strong>in</strong>g devices that could<br />

be used to supply ancillary <strong>in</strong>formation<br />

such as the Electronic Distance<br />

Measurer (EDM) and digital cameras.<br />

All this may sound confus<strong>in</strong>g or<br />

even <strong>in</strong>timidat<strong>in</strong>g. However, organisations<br />

such as English Heritage publish<br />

guidance papers, which can be<br />

4a<br />

downloaded from their website.<br />

One such paper, entitled ‘3D Laser<br />

Scann<strong>in</strong>g for Heritage: Advice and<br />

guidance to users on laser scann<strong>in</strong>g<br />

<strong>in</strong> archaeology and architecture’,<br />

is a fairly friendly guide<br />

that provides a step-by-step tour<br />

through the 3D world from data<br />

gather<strong>in</strong>g to <strong>in</strong>terpretation. There are<br />

17 case studies cover<strong>in</strong>g a variety of<br />

laser scann<strong>in</strong>g projects, and a useful<br />

list of contacts at the end of the guide.<br />

English Heritage also has a legacy website,<br />

www.heritage3D.org, where heritage<br />

professionals <strong>in</strong>volved <strong>in</strong> 3D laser<br />

scann<strong>in</strong>g can exchange views, advertise<br />

conferences and tra<strong>in</strong><strong>in</strong>g days, and<br />

review further case studies.<br />

All this technology offers the potential<br />

to provide archaeologists and the<br />

general public with a better understand<strong>in</strong>g<br />

of the past. Scans of medieval<br />

castles or ancient Near Eastern cities<br />

<strong>in</strong>to a 3D visualisation software programme<br />

would allow people to fly over<br />

the city <strong>in</strong> cyberspace or manipulate<br />

build<strong>in</strong>gs, dissect<strong>in</strong>g their structural<br />

components to see how, when and why<br />

they were built. This technology therefore<br />

has the potential to recreate past<br />

landscapes and allow the user to walk<br />

through them and get a unique feel for<br />

a lost environment.<br />

5a<br />

Fig 4. Aerial view<br />

of Buckton Castle,<br />

Stalybridge, Greater<br />

Manchester (4b), and<br />

the meshed po<strong>in</strong>t<br />

cloud data of the laser<br />

scan of the castle<br />

earthwork (4a).<br />

Fig 5. An orig<strong>in</strong>al<br />

stone fragment (5a),<br />

and a reconstructed<br />

geometric model<br />

created from laser<br />

scann<strong>in</strong>g data (5b).<br />

Images courtesy<br />

of Conservation<br />

Technologies, National<br />

Museums Liverpool.<br />

The use of 3D software, comb<strong>in</strong>ed<br />

with 3D pr<strong>in</strong>t<strong>in</strong>g, can be used to create<br />

mobile displays and provide the opportunity<br />

to share details with society <strong>in</strong> a<br />

way that has previously been impossible.<br />

Community centres, libraries,<br />

museums and schools should be able<br />

to use this new <strong>in</strong>formation, by download<strong>in</strong>g<br />

it or through dedicated computer<br />

term<strong>in</strong>als act<strong>in</strong>g as portals <strong>in</strong>to a<br />

newly recreated past.<br />

School courses can be supplemented<br />

through 3D technology tra<strong>in</strong><strong>in</strong>g packs,<br />

which would generate excitement and<br />

<strong>in</strong>terest among students, and give the<br />

past more relevance. The technology<br />

could also be used <strong>in</strong> <strong>in</strong>dustry to<br />

raise awareness of the cultural value of<br />

heritage and archaeology. By actively<br />

acquir<strong>in</strong>g, understand<strong>in</strong>g and us<strong>in</strong>g<br />

cutt<strong>in</strong>g-edge visualisation skills and<br />

record<strong>in</strong>g objects and sites, archaeologists<br />

can br<strong>in</strong>g their f<strong>in</strong>d<strong>in</strong>gs to the<br />

wider community and make the past<br />

more accessible and understandable to<br />

our colleagues and the public. n<br />

Dr Mike Nevell is Head of<br />

Archaeology at the new Centre for<br />

Applied Archaeology, part of the<br />

School of Built Environment at the<br />

University of Salford.<br />

M<strong>in</strong>erva September/October 2010 9<br />

4b<br />

5b


Prehistoric art<br />

10<br />

Faces<br />

<strong>in</strong> the<br />

stones<br />

Kate Prendergast takes a new look<br />

at the great henge monument of<br />

Avebury and exam<strong>in</strong>es theories that<br />

Neolithic artists carved cleverly hidden<br />

figures <strong>in</strong>to some of the stones<br />

The World Heritage landscape<br />

of Avebury <strong>in</strong> Wiltshire,<br />

home to a rich collection of<br />

Neolithic monuments, is a<br />

delight to visit. Set <strong>in</strong> a natural bas<strong>in</strong><br />

surrounded by hills, near the source<br />

of the River Kennet, the monuments<br />

follow the lie of the land and provide<br />

surprises at every turn. They <strong>in</strong>clude<br />

chambered tombs, a large stone circle<br />

(Fig 2), two stone avenues and the<br />

enigmatic mound known as Silbury<br />

Hill. The sites were described by 17 th<br />

century antiquarian William Stukeley<br />

as ‘16 square miles of sacred ground’.<br />

Monument build<strong>in</strong>g began <strong>in</strong> this<br />

landscape around 3800 BC and cont<strong>in</strong>ued<br />

for more than 2000 years. The<br />

stone circles and avenues at Avebury<br />

date to the middle of this period,<br />

1<br />

Twisted horn<br />

Headband<br />

Hollow eye<br />

Fall<strong>in</strong>g tress of hair<br />

Fig 1. Stone 206 with<br />

a profile of a carved<br />

face.<br />

Fig 2. The large sarsen<br />

stones which form<br />

the Avebury henge<br />

monument.<br />

c. 2900–2400 BC. The architecture<br />

seems primarily designed to facilitate<br />

and orchestrate crowd-gather<strong>in</strong>g and<br />

large-scale ritual activities. The Kennet<br />

and Beckhampton stone avenues beg<strong>in</strong><br />

at the periphery of this landscape and<br />

lead people <strong>in</strong>to the central stone circle<br />

with its bank, ditch, and further <strong>in</strong>ner<br />

stone circles. Stukeley also described<br />

and sketched a monolith known as the<br />

Obelisk, which was located with<strong>in</strong> the<br />

henge monument but was toppled and<br />

destroyed <strong>in</strong> the early 18 th century. An<br />

altar-like sett<strong>in</strong>g of stones known as<br />

‘the Cove’ still partly survives.<br />

Avebury has much <strong>in</strong> common<br />

with its more famous neighbour<br />

Stonehenge. They are of similar<br />

date and both are constructed us<strong>in</strong>g<br />

huge sarsen stones taken from the<br />

Marlborough Downs. But whereas the<br />

design of Stonehenge channels people<br />

<strong>in</strong>to a tightly def<strong>in</strong>ed and controlled<br />

ritual space, the circles and related sett<strong>in</strong>gs<br />

at Avebury were constructed on a<br />

much larger scale. The Avebury henge<br />

also appears more open, and almost<br />

seems to <strong>in</strong>vite meander<strong>in</strong>g journeys,<br />

encourag<strong>in</strong>g a sense of discovery that<br />

is rewarded by unhurried sojourn.<br />

Avebury’s massive sarsen megaliths,<br />

the heaviest weigh<strong>in</strong>g over 60 tonnes,<br />

are among the most magnificent <strong>in</strong><br />

the world. Orig<strong>in</strong>ally up to 600 stones<br />

stood <strong>in</strong> this landscape, but now only<br />

around 80 rema<strong>in</strong>, with the rest either<br />

buried or destroyed. The hardness of<br />

the sandstone sarsens varies greatly, yet<br />

all the stones display the effects of the<br />

natural processes that created them.<br />

The stones reta<strong>in</strong> their mysterious and<br />

evocative natural shapes, and have an<br />

impos<strong>in</strong>g presence <strong>in</strong> the landscape.<br />

Some observers argue there may be far<br />

more to the shape of the stones than<br />

the effects of nature. Many stones at<br />

Avebury have been modified by human<br />

hands to enhance natural effects and to<br />

create a landscape that <strong>in</strong> a very real<br />

sense is <strong>in</strong>habited by ‘be<strong>in</strong>gs’ captured<br />

<strong>in</strong> the stones themselves.<br />

It has long been recognised that<br />

many Neolithic megaliths of northern<br />

Europe have been worked, dressed<br />

and, <strong>in</strong> some cases, elaborately carved.<br />

The rock art at monuments to the<br />

south, west and north of Brita<strong>in</strong>, such<br />

as Gavr<strong>in</strong>is <strong>in</strong> Brittany or Knowth <strong>in</strong><br />

Ireland, has been extensively documented<br />

and <strong>in</strong>terpreted. However, little<br />

work has been done to establish the<br />

existence of a Neolithic rock art tradition<br />

<strong>in</strong> southern England.<br />

In the early 20 th century, Herbert<br />

Stone was one of the first archaeologists<br />

to analyse the megalithic sarsens<br />

of southern England for evidence<br />

of possible stone-work<strong>in</strong>g. He argued<br />

that those of Stonehenge had been<br />

mauled, hammered, pounded and<br />

ground <strong>in</strong>to shape, po<strong>in</strong>t<strong>in</strong>g out that<br />

woodwork<strong>in</strong>g traditions are clearly<br />

echoed <strong>in</strong> the l<strong>in</strong>tel jo<strong>in</strong>ts. Bronze Age<br />

rock art, depict<strong>in</strong>g daggers and axes, is<br />

also clearly present on some of the sarsens<br />

of Stonehenge; as recently as 1999<br />

one f<strong>in</strong>e example of fluent, deep carv<strong>in</strong>g<br />

was discovered on the broad edge<br />

of one of the stones.<br />

In 1936, <strong>Alexander</strong> Keiller, a wealthy<br />

bus<strong>in</strong>essman and enthusiastic archaeologist,<br />

purchased large tracts of land<br />

<strong>in</strong> the area where he carried out a<br />

number of high profile excavations.<br />

Digg<strong>in</strong>g of the Avebury henge by<br />

Keiller, together with archaeologist<br />

Stuart Piggott, began <strong>in</strong> 1937. The site<br />

was cleared of undergrowth, sarsens<br />

that had been buried were uncovered<br />

and replaced <strong>in</strong> their orig<strong>in</strong>al stoneholes,<br />

and holes mark<strong>in</strong>g the sites of<br />

lost stones were denoted with concrete<br />

pylons. Keiller and Piggott also argued<br />

that the stones at Avebury had been<br />

worked and dressed:<br />

‘The stones… have hitherto been<br />

erroneously referred to as “rough<br />

unhewn blocks of sarsen”. Actually<br />

these megaliths have been… very carefully<br />

dressed, although not, it should<br />

be noted, to the flat surface obta<strong>in</strong>ed<br />

at Stonehenge. Moreover there can be<br />

no question but that the stones were<br />

dressed deliberately to conform to certa<strong>in</strong><br />

required shapes, and to this end<br />

were <strong>in</strong> the first place selected as near<br />

2<br />

M<strong>in</strong>erva September/October 2010


to the required form as possible, with a<br />

resultant economy <strong>in</strong> the labour of the<br />

f<strong>in</strong>al dress<strong>in</strong>g’ (Antiquity, 1936, p. 420).<br />

Follow<strong>in</strong>g Keiller, Isobel Smith<br />

argued that the lozenge or diamond,<br />

and long or ‘phallic’ shaped stones<br />

located <strong>in</strong> the Kennet Avenue were<br />

symbolic representations of males and<br />

females. While Keiller’s astute assertion<br />

that many stones at Avebury were<br />

carefully selected and also worked<br />

by Neolithic artists was accepted by<br />

many archaeologists, others assert that<br />

the Avebury sarsens show no sign of<br />

human carv<strong>in</strong>g and were left entirely<br />

M<strong>in</strong>erva September/October 2010<br />

3<br />

V cuts form<strong>in</strong>g<br />

a horn an the<br />

forehead<br />

Hollow eye<br />

Set of eight<br />

radiat<strong>in</strong>g grooves<br />

round the end of<br />

the nose<br />

Criss-cross cuts<br />

below the nose<br />

Lips formed by<br />

mak<strong>in</strong>g two<br />

downward cuts<br />

Fig 3. The evidence for<br />

carv<strong>in</strong>g on stone 206.<br />

Fig 4. Stone 13B, with<br />

a profile of the face of<br />

a young woman.<br />

Some observers argue<br />

there may be far more<br />

to the shape of the<br />

stones than the effects<br />

of nature<br />

<strong>in</strong> their natural state, although it is<br />

acknowledged by all that the stones had<br />

been carefully selected for their shapes.<br />

It took the observational skills of<br />

Terence Meaden, former Professor<br />

of Physics at Dalhousie University <strong>in</strong><br />

Canada, though a native of Wiltshire,<br />

to extend Keiller and Piggott’s work<br />

when he noticed that many of the<br />

Avebury stones appeared to have been<br />

worked to represent human heads<br />

(Figs 5, 6). Meaden published the photographic<br />

evidence for the art <strong>in</strong> The<br />

Secrets of the Avebury Stones (Souvenir<br />

Press, 1999). S<strong>in</strong>ce then, social scientist<br />

and artist Di Pattison has undertaken a<br />

comprehensive assessment of the evidence<br />

for stone-work<strong>in</strong>g at Avebury:<br />

The Avebury Stones: Selected, Shaped,<br />

Carved (British Archaeological<br />

Reports, 2011). With her technical<br />

expertise, Pattison has meticulously<br />

documented the extent and complexity<br />

of such stone-work<strong>in</strong>g, and her<br />

f<strong>in</strong>d<strong>in</strong>gs leave no doubt that it was<br />

designed to produce subtle yet still<br />

powerful artistic effects.<br />

The tools Neolithic sculptors were<br />

most likely to have chosen <strong>in</strong>cluded<br />

very hard quartzite nodules, employed<br />

as hammerstones, pounders and mauls<br />

for primary dress<strong>in</strong>g and shap<strong>in</strong>g.<br />

F<strong>in</strong>er work would have been achieved<br />

by chisell<strong>in</strong>g with hard stone tools,<br />

sometimes carefully position<strong>in</strong>g fire<br />

to soften and discolour the sk<strong>in</strong> of the<br />

stone to ease the carv<strong>in</strong>g.<br />

One of the most extraord<strong>in</strong>ary<br />

stones to show evidence for carv<strong>in</strong>g is<br />

Stone 206 (Figs 1, 3). It weighs about<br />

22 tonnes and stands about 3.5 metres<br />

(11.5 feet) high <strong>in</strong> the northernmost<br />

of the two <strong>in</strong>ner stone circles. It fortunately<br />

survived <strong>in</strong>tact and has never<br />

fallen, while most of its neighbours<br />

have been removed or badly broken.<br />

Viewed from the south-west, this stone<br />

has a f<strong>in</strong>ely-executed carved profile of<br />

a head. The mouth and ch<strong>in</strong> are particularly<br />

well shaped: the ch<strong>in</strong> rounded,<br />

the th<strong>in</strong>, precisely formed upper lip<br />

meet<strong>in</strong>g the cheek as it swells out. The<br />

large curved horn has been created<br />

with clearly upturned V-cuts to give<br />

the impression of twists go<strong>in</strong>g back<br />

over the crown of the head.<br />

Careful exam<strong>in</strong>ation reveals a series<br />

of lozenge and ‘V’-shaped <strong>in</strong>dentations<br />

and l<strong>in</strong>ear grooves (Fig 3). These are<br />

Prehistoric art<br />

sculptors’ tool-marks and can be most<br />

readily identified by look<strong>in</strong>g at the<br />

shapes of shadows and the formations<br />

of the liv<strong>in</strong>g lichen, as lichen tends to<br />

grow on the old orig<strong>in</strong>al stone surface<br />

and not on the newer surface cut by<br />

tools. ‘V’-cuts have been used to try<br />

and def<strong>in</strong>e the surface of the cheek and<br />

nose. In good sunlight, at least eight<br />

short chisel-marks are clearly visible at<br />

the tip of the nose. In fact, there is a<br />

network of smaller such marks form<strong>in</strong>g<br />

groups under the nose. Natural features,<br />

like hollows and protuberances,<br />

were accentuated to def<strong>in</strong>e the desired<br />

form, a general characteristic of the<br />

Avebury sculptural style.<br />

The hair and beardless ch<strong>in</strong> of this<br />

impos<strong>in</strong>g character appears to suggest<br />

a female character, while the horn<br />

evokes both mascul<strong>in</strong>e and animal<br />

elements. It looks east-south-east, the<br />

direction of sunrise <strong>in</strong> early November<br />

and early February – the time of year<br />

that heralds the beg<strong>in</strong>n<strong>in</strong>g of w<strong>in</strong>ter<br />

and the start of spr<strong>in</strong>g, and so is a key<br />

period <strong>in</strong> the agricultural year. They<br />

are also moments of ritual significance<br />

and dur<strong>in</strong>g the Iron Age the Celtic<br />

festivals of Samha<strong>in</strong> and Imbolc were<br />

held on these dates, <strong>in</strong> which death<br />

and rebirth were honoured and celebrated.<br />

Is it possible that this stone<br />

has been carved to represent a guardian<br />

of fertility? Clearly of great importance<br />

to the community that created it,<br />

many archetypal roles – herald, protector,<br />

hag and warrior – all appear to be<br />

blended <strong>in</strong>to a s<strong>in</strong>gle character.<br />

Another extraord<strong>in</strong>ary example of<br />

a stone that may have been carved to<br />

depict an archetypal figure is stone<br />

13B <strong>in</strong> the Kennet Avenue (Figs 4, 5,<br />

6, 7). This is only revealed when the<br />

4<br />

11


Prehistoric art<br />

observer walks sun-wise round the<br />

stone, with the effects best experienced<br />

very early on a sunny morn<strong>in</strong>g <strong>in</strong> June<br />

or July. The first image the observer<br />

encounters is of a three-quarter back<br />

view of the head and neck of a young<br />

adult woman fac<strong>in</strong>g left and look<strong>in</strong>g<br />

down (Fig 4). She has a small, sharply<br />

po<strong>in</strong>ted nose, a hollow eye darkened<br />

by shadow, a full round left cheek and<br />

a high evenly curv<strong>in</strong>g forehead with a<br />

high-piled hairstyle.<br />

Stepp<strong>in</strong>g round the stone, the image<br />

beg<strong>in</strong>s to change. (Fig 5) The woman<br />

still appears to be look<strong>in</strong>g downwards<br />

at the ground, but now her lips have<br />

become visible, the ch<strong>in</strong> has become<br />

more angular, the nose longer, and<br />

the neck thicker. She has grown a little<br />

older.<br />

Pass<strong>in</strong>g on just one more small step<br />

and a new image emerges out of the<br />

old. It is still the same woman, but she<br />

has aged even more. The head is now<br />

erect, the ch<strong>in</strong> is firmer and a lower<br />

th<strong>in</strong>ner mouth replaces the full youthful<br />

lips. The nose beg<strong>in</strong>s to look broken<br />

and bent. She is a mature woman. We<br />

see <strong>in</strong>creas<strong>in</strong>gly clear evidence of tool<br />

marks and signs of burn<strong>in</strong>g, <strong>in</strong>clud<strong>in</strong>g<br />

maul marks which are now clearly visible<br />

on the side of the ch<strong>in</strong> and neck.<br />

One more step round, and viewed<br />

almost full frontal, the southern edge<br />

of the stone reveals a much older<br />

woman (Fig 7). Below the nose, fa<strong>in</strong>t<br />

chisel grooves and upturned ‘V’ and<br />

‘W’ formations can be detected and<br />

the full extent of the maul<strong>in</strong>g becomes<br />

clear. She is beg<strong>in</strong>n<strong>in</strong>g to change from<br />

a lifelike person <strong>in</strong>to a caricature of a<br />

misshapen hag. In a few short steps,<br />

follow<strong>in</strong>g the sun, a vision of a woman<br />

who ages half a lifetime is revealed.<br />

Could this stone represent one of<br />

the most endur<strong>in</strong>g archetypes of the<br />

ancient religions of the British Isles: the<br />

goddess <strong>in</strong> her three aspects of maiden,<br />

mother and crone?<br />

In one last display, as the viewer<br />

takes one more step round the stone,<br />

the crone is completely transformed<br />

(Fig 6). The young, downward-gaz<strong>in</strong>g<br />

woman has returned to view, this time<br />

<strong>in</strong> right profile. She has the same neck,<br />

the same sharp nose, the same gaze,<br />

and the h<strong>in</strong>t of a smile. It is almost as<br />

if she has been follow<strong>in</strong>g the viewer<br />

(rather than the other way round) and<br />

now makes eye contact for the first<br />

time. Her return completes the cycle –<br />

youth is followed by age and maturity,<br />

while rebirth and regeneration lie on<br />

the other side of decay and death.<br />

Di Pattison argues that, of the<br />

80 stones still stand<strong>in</strong>g, the majority<br />

have been worked to a greater or<br />

lesser extent, many with comparable<br />

12<br />

More V cuts visible<br />

More of the lips<br />

are visible<br />

Maul scars<br />

Gently fired area<br />

Fig 5. The older female<br />

face on stone 13B.<br />

Fig 6. Stone 13B - The<br />

smil<strong>in</strong>g young woman<br />

reappears.<br />

Fig 7. The woman as<br />

crone on stone 13B.<br />

In overcast<br />

conditions the old<br />

woman’s mouth and<br />

ch<strong>in</strong> are clearer and<br />

more realistic than<br />

the other imagery<br />

5 6<br />

complexity <strong>in</strong> form and effect to stones<br />

206 and 13B. Generic features of this<br />

art <strong>in</strong>clude a consistent <strong>in</strong>terest <strong>in</strong> figurative<br />

and symbolic art, ambiguity,<br />

archetypal and super-human forms,<br />

and shape-shift<strong>in</strong>g. All this is achieved<br />

by the <strong>in</strong>teraction of the mov<strong>in</strong>g<br />

observer, and partly by the creative use<br />

of the chang<strong>in</strong>g sunlight. These features<br />

are <strong>in</strong>tr<strong>in</strong>sically related to astronomical<br />

knowledge and alignment,<br />

and concepts of fertility and sexuality,<br />

death and regeneration.<br />

It can therefore be argued that at<br />

Avebury there is a unique corpus of<br />

Neolithic rock art – one that reveals<br />

the true extent of the artistic accomplishments<br />

of our ancestors. Such art<br />

is masterful yet subtle; impos<strong>in</strong>g yet<br />

<strong>in</strong> deep sympathy with its sett<strong>in</strong>g. The<br />

characters have moods that frequently<br />

7<br />

change accord<strong>in</strong>g to changes <strong>in</strong> sunlight<br />

or the position of the viewer.<br />

Artfully planned and exquisitely<br />

placed, the figures dwell with<strong>in</strong> the<br />

stones and help to def<strong>in</strong>e a megalithic<br />

temple that appears designed to foster<br />

the <strong>in</strong>tr<strong>in</strong>sic human connection with<br />

the forces of nature.<br />

While Avebury has been subject to<br />

systematic destruction and cont<strong>in</strong>uous<br />

habitation s<strong>in</strong>ce the Middle Ages,<br />

its orig<strong>in</strong>al grandeur has not been<br />

eradicated. Writ<strong>in</strong>g <strong>in</strong> the early 20 th<br />

century, the anthropologist Walter<br />

Evans-Wentz recorded the persistent<br />

prevalence of the ‘fairy faith’ <strong>in</strong><br />

rural Brittany, Ireland and Scotland –<br />

beliefs that clearly had roots <strong>in</strong> very old<br />

world-views.<br />

One common belief was that certa<strong>in</strong><br />

stones are alive and that be<strong>in</strong>gs<br />

dwell <strong>in</strong> them. At certa<strong>in</strong> times of the<br />

year, such stones can literally walk, and<br />

unfortunate humans can get taken to<br />

the ‘Otherworld’ if they do not respect<br />

their power. It is now possible to see<br />

how many stones at Avebury could<br />

once have been considered animate.<br />

Through their stone-work<strong>in</strong>g ability,<br />

the Neolithic artists created a magical<br />

landscape <strong>in</strong> the liv<strong>in</strong>g qualities that<br />

their stone-work<strong>in</strong>g artistry <strong>in</strong>vokes –<br />

and the magic endures so we too can<br />

discover and enjoy it today. n<br />

Dr Kate Prendergast runs ISIS,<br />

a research and communications<br />

consultancy based <strong>in</strong> Oxford. Her<br />

research <strong>in</strong>terests <strong>in</strong>clude prehistoric<br />

ritual and religion, and how they may<br />

help us understand contemporary<br />

culture. All images (except Fig 2)<br />

courtesy of Di Pattison.<br />

M<strong>in</strong>erva September/October 2010


Prehistoric Iberia<br />

Heraldry for the dead<br />

Murray Eiland reviews recent research <strong>in</strong>to the enigmatic engraved stone plaques<br />

fashioned by the Late Neolithic communities of south-west Spa<strong>in</strong> and Portugal<br />

The Neolithic revolution<br />

marked the transition from<br />

hunt<strong>in</strong>g and gather<strong>in</strong>g to<br />

agricultural societies. These<br />

farm<strong>in</strong>g communities would develop<br />

methods of food storage and irrigation,<br />

lead<strong>in</strong>g to the establishment of permanent<br />

villages and towns. This <strong>in</strong> turn<br />

led to the development of new social<br />

networks, reflected <strong>in</strong> an <strong>in</strong>creas<strong>in</strong>gly<br />

complex material culture.<br />

It is the Near East that is usually credited<br />

as be<strong>in</strong>g the first region to undergo<br />

this transformation to farm<strong>in</strong>g <strong>in</strong><br />

about 10,000 BC. Cultivated plants<br />

such as e<strong>in</strong>korn wheat, millet and spelt<br />

were grown, while dogs, sheep and<br />

goats were kept and, rather later, cattle<br />

and pigs were also domesticated.<br />

Accord<strong>in</strong>g to the conventional <strong>in</strong>terpretation,<br />

human population levels<br />

rose as farm<strong>in</strong>g and animal husbandry<br />

became more prevalent. Emigrants<br />

spread the ideas and technologies, as<br />

well as the animals and plants, associated<br />

with this new form of subsistence,<br />

trigger<strong>in</strong>g Neolithic revolutions <strong>in</strong><br />

other areas. There was, however, considerable<br />

regional variation.<br />

In Japan, which appears to have<br />

undergone an ‘<strong>in</strong>dependent’ agricultural<br />

revolution, pottery was produced<br />

by non-farm<strong>in</strong>g communities. On<br />

the other hand, some of the farm<strong>in</strong>g<br />

communities <strong>in</strong> the Near East never<br />

adopted pottery. In Brita<strong>in</strong> the earliest<br />

Neolithic people may not have<br />

used domesticated plants, and there is<br />

debate as to whether these first British<br />

farmers lived <strong>in</strong> permanent communities.<br />

Ancient Europe appears to have<br />

entered the Neolithic at different times<br />

accord<strong>in</strong>g to proximity to the Near<br />

East. In the south-east of the cont<strong>in</strong>ent,<br />

the first agrarian societies appear<br />

about 7000 BC, probably established<br />

by migrants com<strong>in</strong>g from Anatolia.<br />

Central Europe began to transform <strong>in</strong><br />

c. 5500 BC and it is asserted by many<br />

scholars that this was also caused by<br />

migrants who brought new ideas with<br />

them, rather than by the exchange of<br />

ideas.<br />

The earliest Neolithic artwork recovered<br />

from Europe is that created by the<br />

V<strong>in</strong>ča culture, which developed <strong>in</strong> the<br />

northern Balkans and lower Danube<br />

14<br />

1<br />

2<br />

Fig 1. Brissos 6<br />

(Evora). Photo:<br />

K. Lillios, courtesy<br />

of Museu Nacional<br />

de Arqueologia.<br />

Fig 2. Olival da Pega<br />

1 (Evora). Photo:<br />

K. Lillios, courtesy<br />

of Museu Nacional<br />

de Arqueologia.<br />

Fig 3. Castelo de<br />

Vide (Portalegre).<br />

Photo: K. Lillios,<br />

courtesy of<br />

Museu do<br />

Carmo.<br />

region <strong>in</strong> the 6 th –3 rd millennium BC.<br />

Although there are numerous theories<br />

as to how V<strong>in</strong>ča designs should be<br />

<strong>in</strong>terpreted, most scholars believe they<br />

are pictograms or ideograms rather<br />

than an early writ<strong>in</strong>g system.<br />

The Neolithic is usually studied <strong>in</strong><br />

terms of large-scale movements of<br />

peoples and ideas from one place to<br />

another. However, with some Neolithic<br />

3<br />

communities leav<strong>in</strong>g complex assemblages<br />

of material culture, it is possible<br />

to conduct research that is focused<br />

on a particular region. In the case of<br />

Neolithic Iberia this has recently been<br />

done by Prof Kat<strong>in</strong>a Lillios, from the<br />

University of Iowa, who has exam<strong>in</strong>ed<br />

engraved plaques dat<strong>in</strong>g to the<br />

Late Neolithic (3500–2000 BC). These<br />

plaques come from secure contexts,<br />

hav<strong>in</strong>g been recovered from graves <strong>in</strong><br />

south-west Iberia. As long ago as the<br />

19th century, there was speculation<br />

that the geometric designs engraved<br />

on them represented an early writ<strong>in</strong>g<br />

system. More recently, <strong>in</strong> keep<strong>in</strong>g<br />

with the social climate of the age, they<br />

have been <strong>in</strong>terpreted as mother goddess<br />

figur<strong>in</strong>es. Yet, as is the case with so<br />

many theories, there has been little evidence<br />

to support this contention.<br />

Dur<strong>in</strong>g the Late Neolithic (c. 6500–<br />

4000), bodies were commonly deposited<br />

<strong>in</strong> collective burials <strong>in</strong> caves, rock<br />

cut tombs, corbel-vaulted tombs, and<br />

passage graves. Crania and long bones<br />

were sometimes arranged <strong>in</strong> these<br />

mortuary structures and leave little<br />

doubt that liv<strong>in</strong>g populations cont<strong>in</strong>ued<br />

to have a close relationship with<br />

the dead. Communal structures, constructed<br />

specifically to commemorate<br />

the dead, certa<strong>in</strong>ly helped l<strong>in</strong>k a community<br />

to the surround<strong>in</strong>g region,<br />

legitimat<strong>in</strong>g their right to farm the<br />

land, someth<strong>in</strong>g that would have been<br />

less of an issue for a nomadic huntergather<strong>in</strong>g<br />

community that was constantly<br />

mov<strong>in</strong>g from place to place.<br />

It is no stretch of the imag<strong>in</strong>ation<br />

to suggest that there was some<br />

form of ancestor worship l<strong>in</strong>ked with<br />

these sacred structures, although it<br />

M<strong>in</strong>erva September/October 2010


is unknown if Neolithic communities<br />

followed what we would today<br />

regard as a religion. In Early Bronze<br />

Age Iberia (2000-1500 BC) <strong>in</strong>dividual<br />

graves beg<strong>in</strong> to appear <strong>in</strong> the archaeological<br />

record, while the use of grave<br />

monuments and specialist craft goods<br />

decl<strong>in</strong>ed. The Bronze Age also marked<br />

the end of the use of stone plaques. A<br />

case could be made that, rather than<br />

be<strong>in</strong>g just decorative, the plaques and<br />

the symbols they preserve may have<br />

played a dist<strong>in</strong>ctive role <strong>in</strong> Neolithic<br />

society.<br />

The palm-sized engraved stone<br />

plaques were usually made of slate and<br />

schist, and used geometric shapes to<br />

broadly represent the human form. In<br />

some cases it appears that the designs<br />

could represent cloth<strong>in</strong>g. A number<br />

of different types are known, rang<strong>in</strong>g<br />

from ‘owl’ forms (which may represent<br />

a human dressed as an owl) through to<br />

simple shapes with geometric designs.<br />

Of the hundreds of plaques that Prof<br />

Lillios has exam<strong>in</strong>ed, none exhibited<br />

any wear marks, suggest<strong>in</strong>g that they<br />

were produced exclusively for use<br />

with burials. The question of the symbols<br />

used on the plaques is an <strong>in</strong>trigu<strong>in</strong>g<br />

one, as they could have featured <strong>in</strong><br />

more general everyday use. However,<br />

even if wooden plaques bear<strong>in</strong>g similar<br />

designs had been commonly made<br />

<strong>in</strong> the Neolithic, it is unlikely they<br />

would survive to the present. The stone<br />

plaques generally resemble stone axes,<br />

and possibly served as visual metaphors<br />

for agricultural people, represent<strong>in</strong>g,<br />

for example, the power of<br />

humans wield<strong>in</strong>g such tools to transform<br />

a forest <strong>in</strong>to productive agricultural<br />

land. Alternatively, the plaques<br />

could also signify social status.<br />

On another level, the symbols on<br />

the plaques may record genealogical<br />

<strong>in</strong>formation. There may be visual systems<br />

of identify<strong>in</strong>g <strong>in</strong>dividuals that<br />

are hereditary. The symbols on these<br />

plaques may convey the identity of the<br />

owner, but the symbols certa<strong>in</strong>ly fall<br />

short of be<strong>in</strong>g a language. In her book,<br />

Heraldry for the Dead, Prof Lillios has<br />

therefore stated: ‘Specifically, the number<br />

of design registers on the Classic<br />

plaques may have recorded the number<br />

of generations that separated the<br />

deceased from a found<strong>in</strong>g ancestor.<br />

Thus, a person buried with a four-registered<br />

triangle plaque was four generations<br />

removed from an important<br />

found<strong>in</strong>g ancestor of the clan’ (p. 174).<br />

This hypothesis is supported by ethnographic<br />

parallels such as the lukasa<br />

memory boards of the Luba people of<br />

the Democratic Republic of Congo, or<br />

the wooden whakapapa staffs of the<br />

M<strong>in</strong>erva September/October 2010<br />

4<br />

5<br />

6<br />

Fig 4. Comenda da<br />

Igreja (Evora). Photo:<br />

K. Lillios, courtesy<br />

of Museu Nacional<br />

de Arqueologia.<br />

Fig 5. S. Dionísio 1<br />

(Evora). Photo:<br />

K. Lillios, courtesy<br />

of Museu Nacional<br />

de Arqueologia.<br />

Fig 6. Marquesa<br />

(Portalegre), Photo:<br />

K. Lillios, courtesy of<br />

Museu Nacional de<br />

Arqueologia.<br />

Fig 7. Horta<br />

(Portalegre). Photo:<br />

Jorge de Oliveira,<br />

courtesy<br />

of Museu da<br />

Coudelaria de Alter.<br />

Fig 8. Cueva de la<br />

Mora (Huelva).<br />

Photo: J.T. Thomas,<br />

courtesy of Museo<br />

Arqueológico<br />

de Sevilla, Spa<strong>in</strong>.<br />

Maori from New Zealand, and similar<br />

staffs used to record l<strong>in</strong>eages by other<br />

peoples. Representations of humans,<br />

as well as notches and knobs, could be<br />

used to record ancestry, community<br />

organisation, or numbers of enemies<br />

killed. While Prof Lillios was not the<br />

first to suggest this hypothesis, she has<br />

marshalled together a vast amount of<br />

evidence to support the theory that the<br />

symbols used on the plaques are nonrandom.<br />

As is the case with so many<br />

other works of scholarship directed<br />

towards the Neolithic period, there<br />

will be controversy about the mean<strong>in</strong>g<br />

of the symbols. Clearly, however, the<br />

study of early farm<strong>in</strong>g communities <strong>in</strong><br />

a more focused ‘narrow’ sense can be<br />

reveal<strong>in</strong>g, particularly as broad rang<strong>in</strong>g<br />

considerations of migrations across<br />

regions has received the lion’s share of<br />

scholarly attention <strong>in</strong> recent decades. n<br />

This article is based n the research<br />

of Prof Kat<strong>in</strong>a T. Lillios, published<br />

<strong>in</strong> Heraldry for the Dead: Memory,<br />

Identity and the Engraved Stone<br />

Plaques of Neolithic Iberia,<br />

University of Texas Press, Aust<strong>in</strong>,<br />

Prehistoric Iberia<br />

Representations<br />

of humans, as<br />

well as notches<br />

and knobs, could<br />

be used to record<br />

ancestry, community<br />

organisation, or<br />

numbers of enemies<br />

killed<br />

7<br />

8<br />

2008. 218pp. Hardback $60.00.<br />

Prof Kat<strong>in</strong>a Lillios has an extensive<br />

onl<strong>in</strong>e database of stone plaques that<br />

can be viewed at: http://research2.its.<br />

uiowa.edu/iberian/<strong>in</strong>dex.php<br />

15


Arcadian enigma<br />

John Prag<br />

exam<strong>in</strong>es a<br />

Greek bronze<br />

figur<strong>in</strong>e <strong>in</strong> the<br />

Manchester<br />

Museum and<br />

explores the<br />

possibility that<br />

it is a unique<br />

depiction<br />

of Hermes<br />

Tragophoros<br />

– Hermes the<br />

Goat-Carrier<br />

In 2001, the Manchester Museum<br />

received a substantial bequest<br />

from Professor Robert Cook,<br />

who had begun his teach<strong>in</strong>g<br />

career at Manchester University <strong>in</strong> the<br />

1930s before go<strong>in</strong>g on to Cambridge<br />

to become Laurence Professor of<br />

Classical Archaeology. It was not his<br />

first gift to the museum – he and his<br />

brother John, also a Classical archaeologist,<br />

had given several Greek vases <strong>in</strong><br />

the past. The money was to be spent on<br />

Greek antiquities with<strong>in</strong> seven years of<br />

his death <strong>in</strong> 2000.<br />

With careful husband<strong>in</strong>g of grants<br />

and great help from James Ede, of<br />

Charles Ede Antiquities, I used the<br />

first tranche of Cook’s bequest to<br />

16<br />

1 2<br />

purchase a Cor<strong>in</strong>thian helmet from the<br />

Charterhouse School collection, which<br />

was then be<strong>in</strong>g sold at Sotheby’s. Four<br />

years later, not only was Robert Cook’s<br />

deadl<strong>in</strong>e beg<strong>in</strong>n<strong>in</strong>g to loom, but so was<br />

my own retirement from the Manchester<br />

Museum. Aga<strong>in</strong> with Ede’s help, we<br />

purchased a small bronze figur<strong>in</strong>e of<br />

Hermes, god of shepherds and flocks,<br />

messengers and heralds, and also of<br />

thieves (Figs 1, 2). Ede had acquired it<br />

from the widow of the Greek ship-owner<br />

Nicholas Embiricos, who had probably<br />

bought it <strong>in</strong> the 1950s or 1960s, though<br />

it may have been acquired by his father,<br />

a collector of antiquities s<strong>in</strong>ce the 1920s.<br />

The figure stands with the right leg<br />

advanced and both arms outstretched<br />

Figs 1, 2. Bronze<br />

figur<strong>in</strong>e of Hermes,<br />

late 6 th to early<br />

5 th century BC.<br />

Manchester Museum<br />

2006.1. Acquired with<br />

support<strong>in</strong>g grants<br />

from the Purchase<br />

Grant Fund of the<br />

Museums, Libraries<br />

and Archives Council<br />

and the Victoria and<br />

Albert Museum, the<br />

Manchester Museum<br />

Delta Travel Fund<br />

and Lancashire and<br />

Cheshire Antiquarian<br />

Society Fund. Photos<br />

courtesy of Charles<br />

Ede Ltd. H. 9.6cm.<br />

from the elbows, hold<strong>in</strong>g a small goat<br />

on his left forearm. He perhaps held<br />

a shallow offer<strong>in</strong>g-dish (patera) <strong>in</strong> the<br />

right hand, but only part of the fix<strong>in</strong>g<br />

p<strong>in</strong> and a patera-like impression <strong>in</strong> the<br />

palm of the hand rema<strong>in</strong>. He wears<br />

pla<strong>in</strong> boots and a chiton which fits<br />

tightly over his buttocks, and a round<br />

travell<strong>in</strong>g hat with a rolled brim. One<br />

long lock of hair falls over each shoulder,<br />

and two locks fall neatly down<br />

his nape and between the shoulders.<br />

Generally the back is less well f<strong>in</strong>ished<br />

than the front. There are hammered<br />

p<strong>in</strong>s with which he was fastened to a<br />

base (the present base is modern) and<br />

the goat is also fixed by a p<strong>in</strong> that runs<br />

through his chest and shows as a slight<br />

M<strong>in</strong>erva September/October 2010


ump on his back. He stands 9.6cm<br />

high, and measures 4.2cm from the tip<br />

of the goat’s muzzle to his right elbow.<br />

Aside from surface damage, noted<br />

below, and two t<strong>in</strong>y cast<strong>in</strong>g flaws, he is<br />

<strong>in</strong>tact apart from the left foot, which<br />

is bent upwards slightly and has a split<br />

across it, probably caused by stress<br />

aga<strong>in</strong>st the p<strong>in</strong>.<br />

There is much of <strong>in</strong>terest about this<br />

little figure. Its condition is generally<br />

sound, with a very good greenblue<br />

pat<strong>in</strong>a, sometimes dark blue<br />

on the back. Such good pat<strong>in</strong>a often<br />

sounds a warn<strong>in</strong>g for the professionally<br />

suspicious curator, s<strong>in</strong>ce it is easy<br />

to manufacture; there is also some<br />

restoration around the p<strong>in</strong> fix<strong>in</strong>g the<br />

goat to the figure, made good with<br />

res<strong>in</strong>, and some m<strong>in</strong>or damage to the<br />

pat<strong>in</strong>a from fil<strong>in</strong>g on the back. Our<br />

doubts about the pat<strong>in</strong>a and corrosion<br />

products were resolved by scientific<br />

exam<strong>in</strong>ation, k<strong>in</strong>dly carried out at<br />

the Department of Scientific Research<br />

at the British Museum by Dr Susan La<br />

Niece through the offices of Dr Dyfri<br />

Williams, then Keeper of Greek and<br />

Roman Antiquities at the Museum.<br />

The fix<strong>in</strong>g p<strong>in</strong>s also raised some questions:<br />

p<strong>in</strong>s to fasten a figur<strong>in</strong>e to its<br />

base are common, but those to hold<br />

the attachments are unusual because<br />

most composite figur<strong>in</strong>es are cast as<br />

a s<strong>in</strong>gle unit. Dr La Niece noted that<br />

both figures had been cast separately as<br />

complete pieces <strong>in</strong> leaded bronze of a<br />

similar composition, and then attached<br />

by a copper rivet or p<strong>in</strong>, while microscopic<br />

exam<strong>in</strong>ation of the surface and<br />

corrosion products showed that goat<br />

and god had been together s<strong>in</strong>ce antiquity.<br />

The pat<strong>in</strong>a is well bonded to the<br />

metal, so there is no reason to doubt its<br />

authenticity, although under a microscope<br />

one can see the marks of fil<strong>in</strong>g all<br />

over its surface. There is some m<strong>in</strong>or<br />

restoration, but no more than the<br />

k<strong>in</strong>d of ‘mak<strong>in</strong>g good’ that one would<br />

expect from a dealer <strong>in</strong> the 19 th or early<br />

20 th centuries.<br />

There are many parallels for such figures,<br />

and many production centres <strong>in</strong><br />

Greece dur<strong>in</strong>g the Archaic period, but<br />

by the 5 th century BC most had been<br />

absorbed by the larger cities such as<br />

Argos, Cor<strong>in</strong>th and Sikyon. However,<br />

the workshops of Arcadia <strong>in</strong> the rugged<br />

and remote hills of the central<br />

Peloponnese ma<strong>in</strong>ta<strong>in</strong>ed their vitality<br />

and their <strong>in</strong>dependence, both of the<br />

other centres and to a large extent of<br />

one another, with an <strong>in</strong>dividual style<br />

that began <strong>in</strong> the 7 th century BC and<br />

was fully developed by the 6 th . The figure’s<br />

stocky build, with its thick neck<br />

and muscular chest, the rather crude<br />

render<strong>in</strong>g of the facial features, such<br />

M<strong>in</strong>erva September/October 2010<br />

Fig 3. Goat at Brean<br />

Down, Somerset. The<br />

beard is clearly visible,<br />

and the horns rise<br />

straight up from the<br />

centre of the brow.<br />

Photo courtesy of<br />

David Green.<br />

Fig 4. Scottish<br />

Black-Face ram near<br />

Strontian, Scotland,<br />

clearly show<strong>in</strong>g the<br />

horns grow<strong>in</strong>g out on<br />

either side of the top<br />

of the head. Photo<br />

courtesy of David<br />

Green.<br />

Fig 5. Bronze figur<strong>in</strong>e<br />

of Hermes wear<strong>in</strong>g a<br />

w<strong>in</strong>ged helmet and<br />

boots, hold<strong>in</strong>g a ram,<br />

from Andritsa<strong>in</strong>a,<br />

Arcadia, Greece,<br />

c. 550 BC. National<br />

Archaeological<br />

Museum, Athens<br />

12347. Copyright<br />

Hellenic M<strong>in</strong>istry of<br />

Culture and Tourism/<br />

Archaeological<br />

Receipts Fund.<br />

Fig 6. Bronze figur<strong>in</strong>e<br />

of Hermes from<br />

Arcadia, Greece,<br />

probably late 6 th –<br />

early 5 th century BC.<br />

Stumps of the w<strong>in</strong>gs<br />

on his boots are just<br />

visible, and like the<br />

statuette <strong>in</strong> Fig 5, his<br />

right hand is curved<br />

around a (miss<strong>in</strong>g)<br />

herald’s staff. National<br />

Archaeological<br />

Museum, Athens 13219.<br />

Copyright Hellenic<br />

M<strong>in</strong>istry of Culture and<br />

Tourism/Archaeological<br />

Receipts Fund.<br />

as the boot-button eyes and gashlike<br />

mouth, and the ‘pilos’ travell<strong>in</strong>g<br />

hat and boots, are all typical of southwestern<br />

Arcadian work of the later 6 th<br />

or perhaps early 5 th century BC, fall<strong>in</strong>g<br />

<strong>in</strong>to what W<strong>in</strong>ifred Lamb <strong>in</strong> her<br />

sem<strong>in</strong>al study of these statuettes <strong>in</strong> the<br />

Annual of the British School at Athens<br />

for 1925/6 described as the ‘Ma<strong>in</strong><br />

Arcadian style’.<br />

Unusually, this figure leads with<br />

the right leg rather than the left. Also<br />

unusual is the animal <strong>in</strong> our little man’s<br />

arms, which perhaps raises the question<br />

of his own identity. ‘The bronzes<br />

themselves, peasants carry<strong>in</strong>g their<br />

sheep and calves, dressed <strong>in</strong> high hats<br />

and embroidered cloaks, gods and<br />

goddesses <strong>in</strong> the likeness of Arcadian<br />

shepherds and Arcadian girls – these<br />

not only <strong>in</strong>terest but also delight us<br />

<strong>in</strong> their naive charm and their fitness<br />

3 4<br />

5 6<br />

Greek sculpture<br />

to the Arcadian uplands from which<br />

they come,’ wrote W<strong>in</strong>ifred Lamb.<br />

Sheep, calves and roosters are common,<br />

and there are even depictions<br />

of the occasional fox, but I have not<br />

so far found a s<strong>in</strong>gle figure carry<strong>in</strong>g a<br />

goat. However, I have little doubt that<br />

this is a goat, partly because of the way<br />

<strong>in</strong> which the shagg<strong>in</strong>ess of its coat is<br />

distributed around the neck and h<strong>in</strong>d<br />

legs, but above all because of the little<br />

tail that turns up from the creature’s<br />

rump, and because of the way <strong>in</strong> which<br />

the horns grow straight and centrally<br />

from the forehead, unlike those of a<br />

sheep, which are more widely set and<br />

normally grow outwards <strong>in</strong> a much<br />

stronger curve (Figs 3, 4). The horns of<br />

our figure are broken short, but when<br />

seen from the front their shape clearly<br />

matches those of a goat rather than a<br />

sheep. Goats often have beards, and<br />

17


Greek sculpture<br />

<strong>in</strong> Greek art this is one of their dist<strong>in</strong>guish<strong>in</strong>g<br />

features, but neither <strong>in</strong> the<br />

Greek countryside nor <strong>in</strong> art are they<br />

universal.<br />

We do not know the provenance of<br />

the Manchester figure, and there were<br />

many sanctuaries scattered through<br />

the mounta<strong>in</strong>s of Arcadia sacred to<br />

a great variety of deities. One of the<br />

most important was the area of Mount<br />

Lykaion, where there were sanctuaries<br />

to both Zeus and Pan, but there was<br />

also a temple of Pan Nomios at Berekla<br />

on the southern slopes, and another at<br />

Melpeia, a little further south aga<strong>in</strong>.<br />

Berekla <strong>in</strong> particular has been suggested<br />

as the most likely source for<br />

the majority of bronzes from the area,<br />

along with sites such as Bassae and<br />

Lykosoura. Dr Mary Voyatzis of the<br />

Pennsylvania University Museum<br />

Mount Lykaion Excavation and Survey<br />

Project tells me that although the<br />

Greek archaeologist Konstant<strong>in</strong>os<br />

Kourouniotis found numerous bronze<br />

figur<strong>in</strong>es <strong>in</strong> his excavations early<br />

last century near the temenos of the<br />

Lykaion sanctuary, some of which<br />

clearly depict Hermes, further work<br />

here by the Penn project found only<br />

bedrock. Lamb suggests that most of<br />

the bronzes represent the shepherds<br />

and the farmers who dedicated them,<br />

rather than the deity to whom they<br />

were dedicated, and that we should<br />

only identify the figure as Hermes<br />

when he has w<strong>in</strong>gs on his hat or boots,<br />

or carries a caduceus (the wand that<br />

18<br />

8<br />

Fig 7. Panel from Attic<br />

black-figure amphora<br />

of Panathenaic shape<br />

by the Acheloos<br />

Pa<strong>in</strong>ter, depict<strong>in</strong>g<br />

Iolaos, Herakles and<br />

Hermes <strong>in</strong> a sacrificial<br />

procession: Hermes<br />

leads the way, wear<strong>in</strong>g<br />

w<strong>in</strong>ged boots and<br />

accompany<strong>in</strong>g himself<br />

on a lyre while a<br />

goat walks alongside.<br />

Late 6 th century BC.<br />

From Vulci. British<br />

Museum 1842,0407.3<br />

(B167). Courtesy of the<br />

Trustees of the British<br />

Museum.<br />

Fig 8. Bronze statue<br />

of Mercury with a<br />

goatsk<strong>in</strong> draped over<br />

a tree-stump. From<br />

the workshop of<br />

Massimiliano Soldani<br />

(1656–1740), after an<br />

orig<strong>in</strong>al <strong>in</strong> Florence.<br />

Chatsworth House,<br />

Derbyshire. H. 32.5cm.<br />

Photo courtesy of the<br />

Courtauld Institute.<br />

identified a Greek herald) (Figs 5, 6).<br />

However, there is often so little difference<br />

that it is plausible to suggest<br />

that they may all derive from a common<br />

source <strong>in</strong> the form of a cult statue.<br />

Our figure has no caduceus, while the<br />

way <strong>in</strong> which both hands are held out<br />

before him, palm upwards with the<br />

rema<strong>in</strong>s of the fix<strong>in</strong>g p<strong>in</strong> <strong>in</strong> the right<br />

hand, is consistent with an offertory<br />

gesture or even one of prayer.<br />

Animals carried by these figures<br />

generally either rest across the bearer’s<br />

shoulders or are clasped firmly<br />

<strong>in</strong> or under the left arm, usually <strong>in</strong> a<br />

vertical position. In contrast, the goat<br />

is depicted <strong>in</strong> a remarkably lively attitude<br />

and is presented <strong>in</strong> what is virtually<br />

a runn<strong>in</strong>g pose while seem<strong>in</strong>g to<br />

be balanced on the man’s left forearm.<br />

However, the fact that it is virtually<br />

unf<strong>in</strong>ished on the back shows that it<br />

was <strong>in</strong>tended for this position, even if<br />

the design looks like an afterthought to<br />

a standard male figure.<br />

While the bronze figure has no<br />

w<strong>in</strong>gs about his cloth<strong>in</strong>g, w<strong>in</strong>ged footwear<br />

is not de rigueur for Hermes, and<br />

it has been suggested that w<strong>in</strong>gs are<br />

generally lack<strong>in</strong>g <strong>in</strong> contexts where the<br />

emphasis is not on Hermes’ speed but<br />

on his role as guide, messenger or protector,<br />

which would certa<strong>in</strong>ly apply to<br />

our figure. Even if w<strong>in</strong>gless, our figure’s<br />

boots are elegantly made, and he wears<br />

a short chiton, suitable for rapid movement,<br />

while his hairstyle is dist<strong>in</strong>ctly<br />

more elegant than is the case for most<br />

Arcadian bronzes.<br />

If this is Hermes (and even if not),<br />

then why the goat? Hermes Kriophoros<br />

– Hermes the Sheep-carrier – is a common<br />

theme, both <strong>in</strong> major sculpture<br />

and <strong>in</strong> Kle<strong>in</strong>kunst (‘m<strong>in</strong>or’ arts and<br />

crafts): the Lexicon Iconographicum<br />

Mythologiae Classicae lists 38 examples<br />

along with another 14 duplicates<br />

(<strong>in</strong>clud<strong>in</strong>g the bronze from<br />

Andritsa<strong>in</strong>a, Fig 5) and mentions a few<br />

7<br />

more non-Hermetic examples. By contrast,<br />

goats are rarely depicted: <strong>in</strong> the<br />

iconography of Hermes they generally<br />

only appear on vases where Hermes is<br />

sacrific<strong>in</strong>g or <strong>in</strong> scenes of comedy or<br />

parody (Fig 7). The impression given<br />

by the Archaic terracotta figur<strong>in</strong>es<br />

(another area where gods, mortals and<br />

animals are portrayed) is much the<br />

same: virtually all Archaic ‘kriophoroi’<br />

carry rams or sheep.<br />

Nevertheless, sheep and goats often<br />

appear <strong>in</strong>terchangeable <strong>in</strong> Greek and<br />

Roman art and literature. This situation<br />

is reflected <strong>in</strong> the Classical <strong>in</strong>heritance<br />

of the Medieval and Renaissance<br />

worlds, where among the attributes<br />

of Hermes and his Roman equivalent<br />

Mercury is a creature that is sometimes<br />

a sheep, but slightly more often a<br />

goat, sometimes with a s<strong>in</strong>ister, almost<br />

dragon-like appearance. A 17 th -century<br />

bronze Mercury from the workshop of<br />

Massimiliano Soldani <strong>in</strong> Chatsworth<br />

has a goatsk<strong>in</strong> draped over the treestump<br />

that provides support for the<br />

stand<strong>in</strong>g figure of the god (Fig 8). The<br />

creature may serve as a steed for the<br />

god, but I have not found a kriophoros<br />

or tragophoros; that role is reserved for<br />

depictions of Christ (Fig 9).<br />

However, this does not really expla<strong>in</strong><br />

the rarity of goat-carriers – human or<br />

div<strong>in</strong>e – <strong>in</strong> ancient art. There is a curious<br />

little bronze <strong>in</strong> the British Museum<br />

show<strong>in</strong>g Apollo hold<strong>in</strong>g a set of goat’s<br />

horns (Fig 11), and <strong>in</strong> Greek art satyrs<br />

are often associated with goats, but <strong>in</strong><br />

the Classical and Hellenistic terracottas<br />

it is Eros who is sometimes found<br />

carry<strong>in</strong>g a goat or kid, never Hermes.<br />

A Christian parable has the sheep<br />

be<strong>in</strong>g separated from the goats, where<br />

the former <strong>in</strong>herit the K<strong>in</strong>gdom of<br />

Heaven while the latter are damned to<br />

eternal punishment (Matthew 25:31-<br />

46), but there does not appear to be any<br />

particularly negative attitude to goats<br />

<strong>in</strong> Greek and Lat<strong>in</strong> literature. Indeed,<br />

as Juliet Clutton-Brock has noted <strong>in</strong><br />

A Natural History of Domesticated<br />

Mammals (Cambridge University<br />

Press, 1987), there is little reason why<br />

goats should be regarded unfavourably:<br />

‘Goats can provide the peasant<br />

farmer and nomadic pastoralist with<br />

all their physical needs, cloth<strong>in</strong>g, meat<br />

and milk as well as bone and s<strong>in</strong>ew<br />

for artefacts, tallow for light<strong>in</strong>g, and<br />

dung for fuel and manure. Goats will<br />

complement a flock of sheep, which<br />

are perhaps usually easier to herd, by<br />

brows<strong>in</strong>g on thorny scrubland whilst<br />

sheep prefer the grass.’ In the modern<br />

Mediterranean goats are also used<br />

as bellwethers to lead flocks of sheep.<br />

On the other hand, goats are destructive<br />

<strong>in</strong> their omnivorous approach to<br />

M<strong>in</strong>erva September/October 2010


vegetation (they are held to be one<br />

of the causes of the desertification<br />

of the Sahara and parts of the Near<br />

and Middle East), while many people<br />

have commented on the wildness<br />

and malevolence that appear to sh<strong>in</strong>e<br />

from a goat’s yellow eyes and horizontal<br />

irises.<br />

One reason suggested to me for the<br />

preponderance of sheep-carriers is<br />

that sheep relax when they are lifted<br />

up and carried, while goats are more<br />

capricious and likely to struggle. By<br />

one of those amaz<strong>in</strong>g strokes of serendipity,<br />

Dr Voyatzis put me <strong>in</strong> touch<br />

11<br />

Fig 9. Sta<strong>in</strong>ed glass<br />

w<strong>in</strong>dow at St John<br />

the Baptist’s Anglican<br />

Church, Ashfield, New<br />

South Wales. The<br />

w<strong>in</strong>dow illustrates<br />

Jesus’ description of<br />

himself ‘I am the Good<br />

Shepherd’, John 10:11).<br />

Photo courtesy of Toby<br />

Hudson.<br />

Fig 10. Tom Fenn<br />

(Pennsylvania<br />

University Museum<br />

Mount Lykaion<br />

Excavation and Survey<br />

Project) with a kid<br />

on Mt Lykaion, 2004.<br />

Photo courtesy of<br />

Tom Fenn.<br />

Fig 11. Bronze figur<strong>in</strong>e<br />

of a kouros, perhaps<br />

Apollo, hold<strong>in</strong>g goat’s<br />

horns, dedicated to<br />

Apollo by Ganyaridas,<br />

c. 520 BC. Probably<br />

from Athens.<br />

H. 12.7cm. British<br />

Museum 1908,0413.1.<br />

Courtesy of the<br />

Trustees of the<br />

British Museum.<br />

with Tom Fenn of Arizona University,<br />

a member of the Lykaion project. He<br />

grew up on a farm, and wrote to me<br />

that: ‘The immature and female goats<br />

were generally okay to handle by carry<strong>in</strong>g<br />

<strong>in</strong> this fashion; not so easy for<br />

the mature male goats. They always<br />

squirmed a bit <strong>in</strong>itially, but when they<br />

realized you weren’t go<strong>in</strong>g to harm<br />

them they calmed down. We also had<br />

many sheep on my farm and what is<br />

said about them is true. In general,<br />

sheep are very stupid and when you<br />

grab them and hold them so they can’t<br />

move their legs they give up completely.<br />

The goats are a little less cooperative<br />

(I th<strong>in</strong>k they are smarter than<br />

sheep, too), but aga<strong>in</strong> if handled properly,<br />

they too will acquiesce and can be<br />

carried relatively easily.’ Fenn was able<br />

to put his knowledge of caprid behaviour<br />

to good use after a storm on Mt<br />

Lykaion, when he rescued a young<br />

kid that had become entangled <strong>in</strong> the<br />

brush and abandoned by its flock.<br />

‘It was cold and wet and when I held<br />

it <strong>in</strong> my arms it immediately calmed<br />

down and got quiet. That was when we<br />

took the photograph (Fig 10). There<br />

are many sanctuaries to Pan <strong>in</strong> the<br />

region and so we thought it appropriate<br />

to document the moment. I carried<br />

that goat back to the village, probably<br />

another 1.5 miles [2.4km] from that<br />

po<strong>in</strong>t, and it was calm <strong>in</strong> my arms the<br />

whole time.’<br />

Perhaps the ancient Greeks’ attitude<br />

is summed up <strong>in</strong> another Hermes story,<br />

told <strong>in</strong> the Homeric Hymn to Pan and<br />

suggested by Ede <strong>in</strong> his catalogue entry<br />

for the bronze figure. While tend<strong>in</strong>g<br />

the flocks of Dryops on Mount Kyllene,<br />

Hermes made love to Dryops’ daughter:<br />

‘He accomplished the fruitful coupl<strong>in</strong>g;<br />

and she bore Hermes a dear<br />

9 10<br />

Greek sculpture<br />

son <strong>in</strong> the house, at once a prodigy<br />

to behold, goat-footed, two-horned,<br />

merry laugher.’<br />

The poem goes on to describe how<br />

the girl ran away <strong>in</strong> terror at the frightful,<br />

bearded face of her offspr<strong>in</strong>g, but<br />

Hermes took him up and laid him<br />

on his hand <strong>in</strong> great delight and then<br />

took him to Olympus ‘wrapp<strong>in</strong>g the<br />

child closely <strong>in</strong> the sk<strong>in</strong>s of mounta<strong>in</strong><br />

hare, and sat down beside Zeus<br />

and the other gods and displayed his<br />

son. All the immortals were delighted,<br />

especially Bacchic Dionysus; and they<br />

took to call<strong>in</strong>g him Pan, because he<br />

delighted them all’. Maybe the little<br />

figure is not just Hermes god of farmers,<br />

but also god of fertility and proud<br />

father of Pan, the other deity whose<br />

home was <strong>in</strong> Arcadia. It gives me not<br />

a little satisfaction to know that the last<br />

acquisition I made <strong>in</strong> 36 years’ service<br />

at the Manchester Museum is of a figure<br />

of the god of thieves, and so surely<br />

also of archaeologists and curators.<br />

And I know Robert Cook would have<br />

felt the same. n<br />

Acknowledgements<br />

The author would like to thank James<br />

Ede, Dyfri Williams, Susan La Niece and<br />

her colleagues at the British Museum,<br />

Brian Shefton, Manolis Pantos, Irit<br />

Narkiss, Elizabeth McGrath, David<br />

Gilman Romano, Mary Voyatzis, Tom<br />

Fenn, Peter Prag, Hamish Forbes, David<br />

Green, Lena Papazouglou-Manioudaki,<br />

and Judith Swaddl<strong>in</strong>g. I am also grateful<br />

to those who have provided fund<strong>in</strong>g<br />

for research that went <strong>in</strong>to this article,<br />

with particular acknowledgement due<br />

to the late Robert Cook, for the bequest<br />

that made the purchase possible, and<br />

to Andreas and Vivi Kanaris of Delta<br />

Travel (Manchester).<br />

M<strong>in</strong>erva September/October 2010 19


Greek history<br />

<strong>Alexander</strong><br />

the<br />

immortal<br />

A new exhibition at <strong>Amsterdam</strong>’s Hermitage<br />

Museum looks at the endur<strong>in</strong>g legacy of<br />

Macedonia’s most famous son<br />

<strong>Alexander</strong> III of Macedonia<br />

(r. 336–323 BC) (Fig 1)<br />

owes his epithet ‘the Great’<br />

to the vast swathe of territory<br />

that he conquered, stretch<strong>in</strong>g<br />

from Greece <strong>in</strong> the west to lands<br />

beyond the River Indus <strong>in</strong> the east.<br />

This conquest of much of the known<br />

world was achieved <strong>in</strong> little more than<br />

11 years, follow<strong>in</strong>g <strong>Alexander</strong>’s accession<br />

to the throne of Macedonia <strong>in</strong> 336<br />

BC, aged 20.<br />

The exhibition features treasures<br />

from the Russian State Hermitage collection,<br />

and has been adapted from<br />

an exhibition held <strong>in</strong> St Petersburg <strong>in</strong><br />

2008. It endeavours to provide a picture<br />

of <strong>Alexander</strong> the man, and the<br />

great cultural and artistic changes that<br />

followed <strong>in</strong> the wake of his conquest of<br />

the Persian Empire.<br />

The exhibition beg<strong>in</strong>s with the myth<br />

of <strong>Alexander</strong> and his heroic deeds<br />

as depicted <strong>in</strong> pa<strong>in</strong>t<strong>in</strong>gs, tapestries<br />

and decorative arts from the 17 th to<br />

the 19 th centuries (Fig 3). The exhibition<br />

then moves on to what is titled<br />

‘<strong>Alexander</strong>’s Reality’, focus<strong>in</strong>g on his<br />

native land of Macedonia, his teachers,<br />

his heroes and his ideals. To the<br />

20<br />

Greeks, Macedonians were still violent<br />

barbarians liv<strong>in</strong>g on the edge of the<br />

civilised world. Nevertheless, under<br />

the rule of Philip II (359–336 BC), the<br />

large northerly k<strong>in</strong>gdom had exploded<br />

<strong>in</strong>to military and political importance,<br />

subdu<strong>in</strong>g the city-states to the south,<br />

and impos<strong>in</strong>g control over lands ly<strong>in</strong>g<br />

west of the Hellespont and south of<br />

the Danube. Macedonians were also<br />

prov<strong>in</strong>g the equals of their Greek<br />

neighbours <strong>in</strong>tellectually, and <strong>in</strong> 343<br />

BC Philip arranged for his son to be<br />

tutored by Aristotle (384–322 BC). The<br />

opportunity for Aristotle was too great<br />

to refuse, not only because <strong>Alexander</strong><br />

was described as a quick pupil who was<br />

eager to learn, but also because Philip<br />

had destroyed his native town, Stageira<br />

<strong>in</strong> Chalcidice, not long before; once<br />

Aristotle agreed to teach <strong>Alexander</strong><br />

and his boyhood companions, the<br />

Macedonian k<strong>in</strong>g promised to rebuild<br />

the town and free the citizens from<br />

slavery or exile.<br />

The majority of the exhibition is<br />

devoted to the anabasis of <strong>Alexander</strong>,<br />

the great campaign aga<strong>in</strong>st the might of<br />

the Achaemenid Empire and the journey<br />

to the East. The military campaign<br />

had been planned by his father just<br />

2<br />

Fig 1. F<strong>in</strong>e-gra<strong>in</strong>ed with his dagger under his pillow,<br />

marble portrait of<br />

<strong>Alexander</strong> which shows<br />

the characteristic<br />

tilted head and<br />

mane-like hair.<br />

A 1<br />

declar<strong>in</strong>g that he esteemed it a perfect<br />

portable treasure of all military virtue<br />

and knowledge’. Once across the<br />

Hellespont, it was therefore Troy that<br />

became the first goal of <strong>Alexander</strong>.<br />

On reach<strong>in</strong>g the site of the ancient<br />

city, steeped <strong>in</strong> Homeric myth, where<br />

the hero Achilles had won undy<strong>in</strong>g<br />

fame before meet<strong>in</strong>g his long prophesied<br />

early death, <strong>Alexander</strong> made<br />

1 before his assass<strong>in</strong>ation by Pausanias,<br />

one of his bodyguards, at the theatre <strong>in</strong><br />

Aegae. Under <strong>Alexander</strong> the <strong>in</strong>vasion<br />

3<br />

of Persia would develop <strong>in</strong>to an unparalleled<br />

campaign of conquest last<strong>in</strong>g<br />

more than a decade. Treasures produced<br />

<strong>in</strong> the far-flung regions of the<br />

vast empire of the Persian K<strong>in</strong>g Darius<br />

III are on display <strong>in</strong> the <strong>Amsterdam</strong><br />

Hermitage, from Egypt <strong>in</strong> the west,<br />

Sogdiana and Bactria <strong>in</strong> the north, to<br />

India <strong>in</strong> the east. Visitors can follow<br />

the route of his celebrated journey (Fig<br />

6) on <strong>in</strong>teractive maps and computers.<br />

Accord<strong>in</strong>g to <strong>Alexander</strong>’s biographer<br />

Plutarch, the young Macedonian<br />

k<strong>in</strong>g ‘constantly laid Homer’s Iliad…<br />

st century AD<br />

Roman copy, probably<br />

from Asia M<strong>in</strong>or, from<br />

a Greek orig<strong>in</strong>al of<br />

175–150 BC.<br />

Fig 2. The Courage<br />

of Poros, by Bernard<br />

Picart (1673–1733).<br />

The engrav<strong>in</strong>g<br />

depicts the Battle<br />

of the Hydaspes,<br />

and <strong>Alexander</strong>’s hard<br />

won victory aga<strong>in</strong>st<br />

Poros <strong>in</strong> 326 BC.<br />

70.6 x 55cm.<br />

Fig 3. Bronze table<br />

clock, featur<strong>in</strong>g a<br />

seated <strong>Alexander</strong><br />

read<strong>in</strong>g from a scroll,<br />

with weapons beh<strong>in</strong>d<br />

his throne. After an<br />

orig<strong>in</strong>al timepiece by<br />

Pierre Thomire,<br />

(c. 1830–40). H. 70cm.<br />

M<strong>in</strong>erva September/October 2010


sacrifices at his hero’s shr<strong>in</strong>e. At the<br />

same time <strong>Alexander</strong>’s friend and lover,<br />

Hephaestion, honoured Patroclus, who<br />

had shared a similarly close bond with<br />

Achilles (Fig 4).<br />

The first encounter with the Persians<br />

took place on the River Granicus <strong>in</strong><br />

north-west Anatolia. Accord<strong>in</strong>g to<br />

<strong>Alexander</strong>’s biographer Arrian (c.<br />

AD 85–160), the Macedonian cavalry<br />

was crucial to the victory, smash<strong>in</strong>g<br />

<strong>in</strong>to the centre of the Persian l<strong>in</strong>e. As<br />

was usual throughout his battles, the<br />

Macedonian k<strong>in</strong>g was <strong>in</strong> the thick of<br />

the fight<strong>in</strong>g when: ‘Rhoesaces rode up<br />

to <strong>Alexander</strong> and hit him on the head<br />

with his scimitar, break<strong>in</strong>g off a piece<br />

of his helmet… <strong>Alexander</strong> struck him<br />

to the ground, hitt<strong>in</strong>g him <strong>in</strong> the chest<br />

through the breastplate with his lance.<br />

At the same moment, and com<strong>in</strong>g at<br />

<strong>Alexander</strong> from beh<strong>in</strong>d, Spithridates<br />

had already raised aloft his sword<br />

aga<strong>in</strong>st the Macedonian k<strong>in</strong>g, when<br />

Cleitus, son of Dropidas, anticipated<br />

his blow, cutt<strong>in</strong>g off the Persian nobleman’s<br />

arm, scimitar and all’ (Anabasis,<br />

1.15) (Figs 5, 7).<br />

The first battle fought aga<strong>in</strong>st the<br />

M<strong>in</strong>erva September/October 2010<br />

4 5<br />

Fig 4. Black-figure<br />

hydria depict<strong>in</strong>g<br />

Achilles with the<br />

Body of Hector.<br />

Leagros Group,<br />

The Antiope<br />

Pa<strong>in</strong>ter, Attica,<br />

c. 510 BC. H. 49cm.<br />

Fig 5. Iron helmet<br />

with silver decoration.<br />

Possibly from Melos,<br />

Greece, 360-300 BC.<br />

H. 22cm.<br />

Fig 6. Map outl<strong>in</strong><strong>in</strong>g<br />

the campaigns that<br />

took <strong>Alexander</strong> from<br />

Greece to India.<br />

Fig 7. Gold figure of<br />

a Persian horseman<br />

with bow. 5 th –4 th<br />

century BC. H. 3.6cm.<br />

Fig 8. Limestone relief<br />

fragment depict<strong>in</strong>g a<br />

member of the Persian<br />

royal bodyguard.<br />

From Iran, c. 500 BC. H.<br />

22.3cm.<br />

Persian army personally directed by<br />

K<strong>in</strong>g Darius took place late the follow<strong>in</strong>g<br />

year <strong>in</strong> south-west Asia M<strong>in</strong>or<br />

on the River Issus. Despite rais<strong>in</strong>g a<br />

vast army, which, accord<strong>in</strong>g to ancient<br />

sources numbered as many as 600,000<br />

men (the actual number was probably<br />

closer to 100,000), the result for the<br />

Persians was similar to that of the previous<br />

spr<strong>in</strong>g. The elite Companion cavalry<br />

of the Macedonians cutt<strong>in</strong>g <strong>in</strong>to<br />

the heart of the Achaemenid forces,<br />

forc<strong>in</strong>g the Great K<strong>in</strong>g to flee the field,<br />

leav<strong>in</strong>g his bodyguard to be butchered<br />

and army routed (Fig 8). Follow<strong>in</strong>g the<br />

8<br />

7<br />

<strong>Alexander</strong> the Great<br />

6


attle, the Macedonians discovered the<br />

wife, mother and daughters of Darius<br />

<strong>in</strong> the k<strong>in</strong>g’s tent, and <strong>Alexander</strong><br />

treated them with courtesy and respect<br />

(Fig 10). Darius himself would raise<br />

another vast army and at Gaugamela <strong>in</strong><br />

October 331 BC once aga<strong>in</strong> contested<br />

the fate of his empire. As <strong>in</strong> the previous<br />

battles, <strong>Alexander</strong>’s <strong>in</strong>tegrated use<br />

of cavalry and heavy <strong>in</strong>fantry armed<br />

with long sarrissa spears would prove<br />

decisive. Trapped between this anvil<br />

and hammer Darius aga<strong>in</strong> fled the<br />

field, to be killed early the follow<strong>in</strong>g<br />

year by Bessus, his k<strong>in</strong>sman and the<br />

satrap of Bactria. His death brought an<br />

end to the Achaemenid dynasty.<br />

At Gaugamela the Macedonians<br />

had their first experience of fight<strong>in</strong>g<br />

war elephants, and as <strong>Alexander</strong> led<br />

his army further eastwards <strong>in</strong>to the<br />

lands of the Indian k<strong>in</strong>gs, they would<br />

confront large numbers of these formidable<br />

creatures <strong>in</strong> battle. After hard<br />

fight<strong>in</strong>g through the lands of what are<br />

today Afghanistan and Pakistan, <strong>in</strong> 326<br />

BC the Macedonian army crossed the<br />

River Indus before mov<strong>in</strong>g south-east<br />

to the River Hydaspes. Here <strong>Alexander</strong><br />

fought his last great battle aga<strong>in</strong>st the<br />

Indian ruler Porus, whose army conta<strong>in</strong>ed<br />

as many as 100 war elephants<br />

(Fig 2). With the horses refus<strong>in</strong>g to<br />

engage the elephants, the Macedonian<br />

<strong>in</strong>fantry took the brunt of the fight<strong>in</strong>g<br />

and, although they were ultimately<br />

victorious, the number of dead and<br />

wounded was high. Despite his own<br />

personal ambition to reach the Ganges<br />

and follow it to the great encircl<strong>in</strong>g<br />

ocean that Greek philosophers believed<br />

was just beyond, the Hydaspes was to<br />

prove the eastern limit of <strong>Alexander</strong>’s<br />

conquests. Plutarch writes of how ‘this<br />

last combat with Porus took off the<br />

edge of the Macedonians’ courage, and<br />

stayed their further progress <strong>in</strong>to India’<br />

22<br />

Fig 9. Draw<strong>in</strong>g <strong>in</strong> pen<br />

and pencil on greenblue<br />

paper by an<br />

unknown Dutch artist<br />

show<strong>in</strong>g <strong>Alexander</strong><br />

cutt<strong>in</strong>g the Gordian<br />

knot, c. 1600.<br />

34.8 x 26.7cm.<br />

Fig 10. Tapestry of<br />

<strong>Alexander</strong> and Darius’<br />

family. Flanders,<br />

Brussels, Jan Frans<br />

van den Hecke<br />

workshop, 1661-95.<br />

451 x 690cm.<br />

Fig 11. <strong>Alexander</strong> the<br />

Great and Roxana by<br />

Pietro Antonio Rotari<br />

(1707–1762). Oil on<br />

canvas, 1756.<br />

Fig 12. Apelles<br />

pa<strong>in</strong>t<strong>in</strong>g Campaspe,<br />

by Sebastiano Ricci<br />

(1659–1734). Pl<strong>in</strong>y<br />

the Elder tells the<br />

story of the Greek<br />

artist Apelles, who<br />

was stunned by<br />

Campaspe’s beauty<br />

and fell <strong>in</strong> love with<br />

her. <strong>Alexander</strong> was<br />

so delighted with the<br />

pa<strong>in</strong>t<strong>in</strong>g that he gave<br />

Campaspe to Apelles.<br />

Oil on canvas, c. 1705.<br />

Fig 13. Chalcedony<br />

<strong>in</strong>taglio depict<strong>in</strong>g<br />

Methe, goddess of<br />

drunkenness. Aulus<br />

workshop, Egypt,<br />

1 st century BC.<br />

2.2 x 1.7cm.<br />

9 10<br />

11<br />

(Life of <strong>Alexander</strong>, 62.1). Establish<strong>in</strong>g<br />

Poros as a client K<strong>in</strong>g, <strong>Alexander</strong> began<br />

the long journey back to Babylon, first<br />

follow<strong>in</strong>g the rivers to the Arabian<br />

Sea, and then lead<strong>in</strong>g the army across<br />

the fearsome Gedrosian Desert. It was<br />

a march that left many of his veteran<br />

troops dead, and which many writers –<br />

ancient and modern – have regarded as<br />

<strong>Alexander</strong>’s revenge aga<strong>in</strong>st his army<br />

for their refusal to cont<strong>in</strong>ue the campaign<br />

eastwards <strong>in</strong>to the heart of India.<br />

Throughout this section of the exhibition,<br />

artefacts and pictures relate to<br />

some of the most memorable moments<br />

of <strong>Alexander</strong>’s campaign. A sketch by<br />

an unknown Dutch artist, dat<strong>in</strong>g to the<br />

early 17th century, illustrates the cutt<strong>in</strong>g<br />

of the Gordian Knot <strong>in</strong> the ancient<br />

Phrygian capital of Gordium<br />

<strong>in</strong> central Anatolia as the<br />

army w<strong>in</strong>tered <strong>in</strong> the<br />

city dur<strong>in</strong>g 333 BC (Fig<br />

9). The staves of an oxcart<br />

dedicated to the<br />

god Sabazios (often<br />

equated by Greeks<br />

with either Zeus or<br />

sometimes Dionysus)<br />

were fastened with a<br />

uniquely elaborate knot.<br />

13<br />

12<br />

Accord<strong>in</strong>g to the famous legend, anyone<br />

able to loosen the b<strong>in</strong>d<strong>in</strong>gs would<br />

go on to rule Asia. When <strong>Alexander</strong><br />

found himself unable to untie the<br />

knot he solved the problem by slic<strong>in</strong>g<br />

through it with a blow of his sword.<br />

A beautiful <strong>in</strong>taglio depict<strong>in</strong>g<br />

Methe, goddess of drunkenness, from<br />

the Aulus workshop <strong>in</strong> Egypt of the<br />

1 st century BC, provides a l<strong>in</strong>k to both<br />

the spread of Greek culture across the<br />

Near East <strong>in</strong> the wake of <strong>Alexander</strong>’s<br />

campaigns, and the heavy dr<strong>in</strong>k<strong>in</strong>g<br />

that was a feature throughout the<br />

Macedonian k<strong>in</strong>g’s life (Fig 13). It was<br />

<strong>in</strong> 328 BC, while <strong>in</strong> a drunken rage,<br />

that <strong>Alexander</strong> murdered Cleitus the<br />

Black, the cavalry commander who had<br />

saved his life six years earlier at the<br />

Battle of the River Granicus.<br />

Plutarch describes the scene:<br />

‘<strong>Alexander</strong> seized a spear<br />

from one of his guards, met<br />

Cleitus as he was draw<strong>in</strong>g<br />

aside the curta<strong>in</strong> before<br />

the door, and ran him<br />

through. No sooner had<br />

Cleitus fallen with a roar<br />

and a groan than the k<strong>in</strong>g’s<br />

anger departed from him.<br />

And when he was come to<br />

M<strong>in</strong>erva September/October 2010


himself… he drew the spear from the<br />

dead body and would have dashed it<br />

<strong>in</strong>to his own throat, had not his bodyguards<br />

prevented this by seiz<strong>in</strong>g his<br />

hands and carry<strong>in</strong>g him to his chamber’<br />

(Life of <strong>Alexander</strong>, 51. 9-11).<br />

Enter<strong>in</strong>g India <strong>in</strong> 326 BC, <strong>Alexander</strong><br />

was also follow<strong>in</strong>g <strong>in</strong> the footsteps of<br />

Dionysus (Fig 14), the god of w<strong>in</strong>e.<br />

Accord<strong>in</strong>g to myth, the deity had travelled<br />

across the subcont<strong>in</strong>ent teach<strong>in</strong>g<br />

Indians cultivation of the v<strong>in</strong>e.<br />

<strong>Alexander</strong>’s mother, Olympias, was<br />

a devotee of Dionysus, god of w<strong>in</strong>e,<br />

while <strong>Alexander</strong> also drank large quantities<br />

of alcohol throughout his life.<br />

Alcohol also played a prom<strong>in</strong>ent role<br />

<strong>in</strong> <strong>Alexander</strong>’s death. Arrian writes of<br />

how <strong>Alexander</strong> became ill follow<strong>in</strong>g a<br />

long dr<strong>in</strong>k<strong>in</strong>g session with Medius of<br />

Larissa, while Diodorus Siculus says<br />

the Macedonian k<strong>in</strong>g grew sick after<br />

dr<strong>in</strong>k<strong>in</strong>g a large bowl of unmixed w<strong>in</strong>e<br />

<strong>in</strong> honour of Hercules. Follow<strong>in</strong>g an<br />

illness that lasted 12 days, <strong>Alexander</strong><br />

died. Aside from the effects of many<br />

years of consumption of undiluted<br />

w<strong>in</strong>e, poison, malaria,<br />

typhoid, men<strong>in</strong>gitis, and<br />

many other theories<br />

have been put forward<br />

to expla<strong>in</strong> <strong>Alexander</strong>’s<br />

death at the age of 32.<br />

<strong>Alexander</strong>’s early<br />

death, without an heir,<br />

would ultimately lead to<br />

the dismemberment of<br />

his empire. In the spr<strong>in</strong>g<br />

Fig 14. Marble<br />

sculpture of Bacchus/<br />

Dionysus. Roman<br />

2 nd century AD copy<br />

of a Greek orig<strong>in</strong>al.<br />

H. 207cm.<br />

Fig 15. Iskandar<br />

and the Hermit.<br />

Illum<strong>in</strong>ation from a<br />

manuscript of Khamse<br />

by Nizami Ghanjavi,<br />

1431 AD.<br />

23.7 x 13.7cm.<br />

Fig 16. Three-layer<br />

sardonyx tw<strong>in</strong> cameo<br />

portrait of Ptolemy II<br />

Philadelphos<br />

and Ars<strong>in</strong>oe II<br />

(Gonzaga Cameo).<br />

From Alexandria,<br />

3 rd century BC.<br />

15.7 x 11.8cm.<br />

Fig 17. Basalt sculpture<br />

of Cleopatra VII,<br />

51–30 BC. H. 104 cm.<br />

16<br />

14<br />

of 327 BC he had married Roxana,<br />

a Bactrian pr<strong>in</strong>cess, described by<br />

some as the most beautiful girl <strong>in</strong> the<br />

whole of Asia (Fig 11). Roxana was<br />

pregnant with her first child at the<br />

time of <strong>Alexander</strong>’s death, and bore<br />

him a posthumous son, <strong>Alexander</strong><br />

IV. However, despite com<strong>in</strong>g under<br />

the protection of Olympias, Roxana<br />

and her son were assass<strong>in</strong>ated some<br />

13 years after <strong>Alexander</strong>’s own death.<br />

There is a tradition that <strong>Alexander</strong> had<br />

previously lived with Campaspe, from<br />

the Thessalian city of Larissa, and had a<br />

child with the noblewomen. However,<br />

while <strong>in</strong>spir<strong>in</strong>g Renaissance and modern<br />

pa<strong>in</strong>ters (Fig 12), the relationship<br />

goes unmentioned <strong>in</strong> the pr<strong>in</strong>cipal literary<br />

works that deal with <strong>Alexander</strong>’s<br />

life.<br />

The f<strong>in</strong>al section of the exhibition<br />

focuses on <strong>Alexander</strong>’s legacy. Despite<br />

his empire’s rapid decl<strong>in</strong>e, <strong>Alexander</strong>’s<br />

<strong>in</strong>fluence on the world endured. He<br />

left Greek and Macedonian settlers<br />

scattered <strong>in</strong> the numerous cities he<br />

had founded across his vast empire.<br />

Here they came <strong>in</strong>to contact with local<br />

populations, spread<strong>in</strong>g Greek customs<br />

while assimilat<strong>in</strong>g some of the local<br />

traditions to produce a unique cultural<br />

synthesis. The third part of the exhibition<br />

follows the spread of this new<br />

Hellenistic culture, with terracotta figur<strong>in</strong>es<br />

depict<strong>in</strong>g men and women, gods<br />

and satyrs, as well as stone fragments<br />

of architecture; all of which testify to<br />

the artistic wealth that characterised<br />

territories conquered by <strong>Alexander</strong>,<br />

and which endured for centuries.<br />

The jewel <strong>in</strong> <strong>Alexander</strong>’s empire was<br />

the wealthy land of Egypt. Although<br />

spend<strong>in</strong>g less than a year <strong>in</strong> Egypt dur<strong>in</strong>g<br />

his campaigns, he had been greeted<br />

as a liberator from Persian rule and,<br />

follow<strong>in</strong>g his famous visit to the<br />

Oracle at Siwa, was proclaimed<br />

son of Amun. Whether or not<br />

he believed <strong>in</strong> his div<strong>in</strong>e parentage,<br />

his worship as a liv<strong>in</strong>g<br />

god by Egyptians and<br />

other peoples <strong>in</strong> the Persian<br />

Empire, as well as the adoption<br />

of other oriental traits,<br />

would cause disquiet among<br />

many <strong>in</strong> the Macedonian<br />

army. Before leav<strong>in</strong>g Egypt<br />

<strong>Alexander</strong> also founded a<br />

city bear<strong>in</strong>g his name on the<br />

Mediterranean coast, on the<br />

western edge of the Delta.<br />

Alexandria would quickly<br />

grow <strong>in</strong>to one of the largest and<br />

most <strong>in</strong>fluential cities <strong>in</strong> the<br />

ancient world. In addition to its<br />

economic and cultural importance,<br />

the city became the capital<br />

of the Ptolemaic rulers of<br />

Egypt (Fig 16), the dynasty that ruled<br />

the country for nearly three centuries<br />

until Cleopatra VII took her own life <strong>in</strong><br />

30 BC, and her young son, Ptolemy XV<br />

Caesarion, was executed later that year<br />

on the orders of Octavian (Fig 17).<br />

The feats of <strong>Alexander</strong> extended<br />

well beyond antiquity, with various<br />

versions of the <strong>Alexander</strong> Romance<br />

popular across Europe and the Middle<br />

East throughout the medieval period.<br />

The story of Dhul-Qarnayn from the<br />

Qur’an and other holy works from<br />

Islam, has also been equated with<br />

<strong>Alexander</strong>. Mean<strong>in</strong>g ‘the man with<br />

two horns’ the name certa<strong>in</strong>ly reflects<br />

depictions of <strong>Alexander</strong> as he appears<br />

on gold staters m<strong>in</strong>ted dur<strong>in</strong>g his<br />

reign. Generally known as Iskander<br />

<strong>in</strong> the countries of the east, <strong>Alexander</strong><br />

would also play a prom<strong>in</strong>ent role <strong>in</strong><br />

Persian literature (Fig 15), and appears<br />

<strong>in</strong> f<strong>in</strong>ely executed m<strong>in</strong>iatures dat<strong>in</strong>g<br />

from the early modern period.<br />

Down the centuries, <strong>Alexander</strong> has<br />

rema<strong>in</strong>ed a source of <strong>in</strong>spiration for<br />

writers and artists. His personal courage,<br />

and unparalleled military victories,<br />

often aga<strong>in</strong>st overwhelm<strong>in</strong>g<br />

opposition, captured Hellenistic<br />

and Roman imag<strong>in</strong>ations.<br />

Byzant<strong>in</strong>e monarchs liked to see<br />

themselves as the direct descendants<br />

of the Macedonian k<strong>in</strong>g,<br />

and throughout the Middle<br />

Ages his legend was suffused<br />

with Christian piety,<br />

while artwork based on his<br />

life rema<strong>in</strong>ed popular dur<strong>in</strong>g<br />

the Italian Renaissance. n<br />

The exhibition ‘The<br />

Immortal <strong>Alexander</strong> the<br />

Great’ will be on view from<br />

18 September 2010 until 18<br />

March 2011 <strong>in</strong> the Hermitage,<br />

<strong>Amsterdam</strong>.<br />

All images (except Fig 6)<br />

courtesy of The State Hermitage<br />

Museum, St Petersburg.<br />

M<strong>in</strong>erva September/October 2010 17<br />

23<br />

15


Ancient architecture<br />

Contemporary architecture is<br />

the product of <strong>in</strong>numerable<br />

cultural and historical <strong>in</strong>fluences.<br />

The Roman world<br />

has primarily affected current design<br />

<strong>in</strong> two ways: through its contribution<br />

to the world’s architectural knowledge,<br />

and as a direct <strong>in</strong>fluence <strong>in</strong> terms of<br />

style and design. The earliest known<br />

writ<strong>in</strong>g on the subject of the built environment<br />

<strong>in</strong> the Western world is De<br />

architectura, written by the Roman<br />

eng<strong>in</strong>eer and architect Vitruvius <strong>in</strong> the<br />

mid to late 1 st century BC. Over ten<br />

volumes, the book merges pr<strong>in</strong>ciples<br />

of eng<strong>in</strong>eer<strong>in</strong>g, urban plann<strong>in</strong>g, landscape<br />

and architecture. Accord<strong>in</strong>g to<br />

Vitruvius, a good build<strong>in</strong>g should satisfy<br />

the three pr<strong>in</strong>ciples of firmitatis,<br />

utilitatis, venustatis – strength, convenience,<br />

beauty. Architecture should be<br />

sufficiently robust to rema<strong>in</strong> <strong>in</strong> good<br />

condition; it should be practical for<br />

those us<strong>in</strong>g it; it should delight people<br />

with the beauty of its design. Although<br />

written more than 2000 years ago, the<br />

Vitruvian formula is still used by modern<br />

architects, who design new build<strong>in</strong>gs<br />

based on construction knowledge,<br />

the relationship between form and<br />

function, and decoration.<br />

Firmitatis – the prov<strong>in</strong>ce of<br />

the builder<br />

Architecture evolved from a variety of<br />

compet<strong>in</strong>g demands made on build<strong>in</strong>gs<br />

– those of shelter, security and<br />

worship – and the materials, skills and<br />

technologies available. Throughout<br />

history until the 20 th century, there<br />

have been two fundamental ways of<br />

build<strong>in</strong>g: either plac<strong>in</strong>g one block upon<br />

another to create a structure, or erect<strong>in</strong>g<br />

a frame and cover<strong>in</strong>g it with a sk<strong>in</strong><br />

(Figs 2, 3). Almost everywhere <strong>in</strong> the<br />

world, people have built by assembl<strong>in</strong>g<br />

blocks, whether of dried mud, fired<br />

bricks or stones. Some societies have<br />

built by mak<strong>in</strong>g a skeleton of wood or<br />

rushes <strong>in</strong> bundles and cover<strong>in</strong>g it with<br />

animal sk<strong>in</strong>s, cloth, or mud and straw.<br />

Later, this would be replaced with iron<br />

or steel frames and slab facades.<br />

Before the Romans, build<strong>in</strong>g designs<br />

<strong>in</strong> the West used post and l<strong>in</strong>tel-framed<br />

construction, <strong>in</strong> which a horizontal<br />

member is supported by two vertical<br />

load-bear<strong>in</strong>g posts (Fig 1). This limited<br />

architectural progress and the size<br />

and height of build<strong>in</strong>g that could be<br />

constructed, because the system could<br />

not bridge large spans, nor roof over<br />

large spaces without forests of support<strong>in</strong>g<br />

posts and columns. Roman eng<strong>in</strong>eers,<br />

however, required build<strong>in</strong>gs of<br />

sufficient size and volume to accommodate<br />

the needs of its grow<strong>in</strong>g population<br />

as well as to impress and impose<br />

24<br />

1<br />

Design for<br />

eternity<br />

Edw<strong>in</strong>a Bland looks at the<br />

endur<strong>in</strong>g <strong>in</strong>fluence of Roman<br />

architectural pr<strong>in</strong>ciples<br />

Fig 1. Marble<br />

Cor<strong>in</strong>thian columns of<br />

the Temple of Trajan<br />

at Pergamum. S<strong>in</strong>ce<br />

the 1970s, German<br />

archaeologists have<br />

been reconstruct<strong>in</strong>g<br />

the temple, which was<br />

completed dur<strong>in</strong>g the<br />

reign of Hadrian (AD<br />

117–138).<br />

on citizens and visitors the political<br />

strength of their society.<br />

Roman concrete, opus caementicium,<br />

began to be used near the<br />

beg<strong>in</strong>n<strong>in</strong>g of the 2 nd century BC.<br />

Walls could now be erected by pour<strong>in</strong>g<br />

a mixture of lime mortar, volcanic<br />

sand, small stones and water <strong>in</strong>to<br />

moulds. Concrete allowed walls to be<br />

constructed to any thickness, with the<br />

mixture placed <strong>in</strong> wooden frames and<br />

left to bond with a fac<strong>in</strong>g of brick or<br />

stone. When dry, the wooden shutter<strong>in</strong>g<br />

was removed, leav<strong>in</strong>g the concrete<br />

<strong>in</strong> place. This economical build<strong>in</strong>g<br />

method allowed for rapid construction<br />

by a fairly unskilled workforce. Due to<br />

its exceptional strength, concrete could<br />

span phenomenal distances without<br />

re<strong>in</strong>forcement. Pour<strong>in</strong>g concrete <strong>in</strong>to<br />

moulds also made it possible to fashion<br />

shapes that were impossible to achieve<br />

through masonry construction, most<br />

notably vaulted and domed enclosures.<br />

M<strong>in</strong>erva September/October 2010<br />

Photo: AlAskAn DuDe.


These developments enabled the<br />

erection of larger and more elaborate<br />

structures than anyth<strong>in</strong>g previously<br />

designed and built, and Roman<br />

architects were able for the first time to<br />

start envelop<strong>in</strong>g and sculpt<strong>in</strong>g <strong>in</strong>tricate<br />

voids with<strong>in</strong> temples, baths, amphitheatres,<br />

mausolea and early churches<br />

(Fig 5). The most celebrated of these<br />

is the Pantheon <strong>in</strong> Rome, first constructed<br />

by Marcus Agrippa (c. 63–12<br />

BC) and rebuilt dur<strong>in</strong>g the reigns of<br />

Trajan (AD 98–117) and Hadrian (AD<br />

117–138). The entrance leads <strong>in</strong>to the<br />

great circular room. The <strong>in</strong>terior volume<br />

is a cyl<strong>in</strong>der above which rises<br />

the hemispherical dome. Despite its<br />

antiquity, the Pantheon still has the<br />

world’s largest unre<strong>in</strong>forced concrete<br />

dome, testament to the Romans’ mastery<br />

of this versitile build<strong>in</strong>g material.<br />

The only natural light enters through<br />

an unglazed oculus at the centre of the<br />

dome, and strik<strong>in</strong>g patterns of light<br />

illum<strong>in</strong>ate the walls and floors as the<br />

sun makes its daily passage overhead<br />

(Fig 4). Architects cont<strong>in</strong>ue to draw<br />

<strong>in</strong>spiration from the Romans and use<br />

concrete to create complex shapes,<br />

such as Zaha Hadid’s Phaeno Science<br />

Centre, which uses self-compact<strong>in</strong>g<br />

re<strong>in</strong>forced concrete to achieve asymmetrical<br />

forms (Fig 6).<br />

Arches were commonly employed<br />

<strong>in</strong> the build<strong>in</strong>g of bridges and aqueducts<br />

across the rapidly expand<strong>in</strong>g<br />

empire (Fig 9). The techniques<br />

required to survey and construct aqueducts<br />

are outl<strong>in</strong>ed <strong>in</strong> the eighth book<br />

of De Architectura, while the treatise<br />

of Vitruvius was also consulted by<br />

Sextus Front<strong>in</strong>us (c. AD 40–103), who<br />

was appo<strong>in</strong>ted curator aquarum by the<br />

emperor Nerva <strong>in</strong> AD 95, and tasked<br />

M<strong>in</strong>erva September/October 2010<br />

Fig 2. A beehive hut <strong>in</strong><br />

County Kerry, Ireland.<br />

Built from mortarless<br />

blocks, these were<br />

a common form of<br />

accommodation from<br />

at least the early<br />

medieval period.<br />

Fig 3. The latticeframed<br />

yurt, covered<br />

with felt, has been<br />

used for thousands of<br />

years on the steppes<br />

of Central Asia.<br />

Fig 4. The oculus <strong>in</strong><br />

the centre of the<br />

Pantheon. It has been<br />

calculated that the<br />

concrete dome weighs<br />

4535 tons.<br />

Fig 5. The Baths of<br />

Caracalla (Thermae<br />

Anton<strong>in</strong>ianae) were<br />

built between AD<br />

212-216. Concrete was<br />

a crucial component<br />

<strong>in</strong> the construction<br />

process, enabl<strong>in</strong>g the<br />

builders to create<br />

vaults, domes, and<br />

half-domes spann<strong>in</strong>g<br />

wide spaces.<br />

Fig 6. The Phaeno<br />

Science Centre <strong>in</strong><br />

Wolfsburg, Germany,<br />

designed by Zaha<br />

Hadid and opened <strong>in</strong><br />

2005. The ability to<br />

pour concrete <strong>in</strong>to<br />

temporary moulds<br />

allows for jagged<br />

angles, asymmetrical<br />

curves and<br />

protrusions.<br />

2<br />

3<br />

Photo: neil CArey.<br />

tAmbAko the JAguAr.<br />

4<br />

with ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g and improv<strong>in</strong>g the<br />

water supply of Rome. His official<br />

report has survived <strong>in</strong> De aquaeductu.<br />

By the end of the 1 st century AD, Rome<br />

was supplied by n<strong>in</strong>e large aqueducts,<br />

which provided the city with approximately<br />

85 million gallons (386 million<br />

litres) of water a day. Rome’s<br />

water supply would <strong>in</strong>fluence cities<br />

built more than 1700 years later <strong>in</strong><br />

Brita<strong>in</strong>, France, and many other modern<br />

states. Likewise, Rome’s transport<br />

system has had an endur<strong>in</strong>g <strong>in</strong>fluence<br />

on the fabric of the European landscape.<br />

Its <strong>in</strong>tricate network of roads,<br />

Ancient architecture<br />

<strong>in</strong>tended to allow the rapid movement<br />

of troops throughout the empire, also<br />

benefited from the addition of arched<br />

bridges over rivers and gorges, and was<br />

enhanced by large and elaborate triumphal<br />

archways (Fig 7).<br />

Utilitatis – the prov<strong>in</strong>ce of<br />

the client<br />

Utilitatis, or usefulness, is expressed<br />

through the brief set down by the<br />

owner of the property. Roman build<strong>in</strong>gs<br />

were steeped <strong>in</strong> cultural and spiritual<br />

mean<strong>in</strong>g, and this conjo<strong>in</strong><strong>in</strong>g of<br />

practicality with the div<strong>in</strong>e helped give<br />

5<br />

6<br />

25<br />

Photo: eDw<strong>in</strong>.11.<br />

Photo: JAmes beresforD.<br />

Photo: l<strong>in</strong>sPetrol.


Photo: J. brew.<br />

Ancient architecture<br />

rise to their form. Roman villas provide<br />

an excellent example of the harmony of<br />

utility and beauty. Set <strong>in</strong> a rural landscape,<br />

villas married the practicalities<br />

of comfortable liv<strong>in</strong>g with an agrarian<br />

location which allowed those wealthy<br />

enough to afford the cost and upkeep<br />

of a villa the opportunity to enjoy spiritual<br />

withdrawal from the bustle of the<br />

city. Roman architects studied the terra<strong>in</strong><br />

and climate and responded by<br />

design<strong>in</strong>g villas that took full advantage<br />

of the sett<strong>in</strong>g, whether by provid<strong>in</strong>g<br />

shelter from the prevail<strong>in</strong>g w<strong>in</strong>ds,<br />

or position<strong>in</strong>g w<strong>in</strong>dows to control the<br />

penetration of sunsh<strong>in</strong>e and so regulate<br />

light and warmth with<strong>in</strong> the structure.<br />

The Roman architect therefore<br />

responded to terra<strong>in</strong> <strong>in</strong> very similar<br />

ways to the designers of today.<br />

Accord<strong>in</strong>g to Pl<strong>in</strong>y the Elder (AD<br />

23–79), there were several types of<br />

villa, although modern scholars usually<br />

divide them <strong>in</strong>to two categories:<br />

the villa urbana, which was occupied<br />

by the owner and his family and often<br />

sumptuously decorated with frescoed<br />

walls and elaborate mosaic floors;<br />

and the villa rustica, a work<strong>in</strong>g estate<br />

where the farm hands and slaves lived<br />

and worked, and where oil, w<strong>in</strong>e, gra<strong>in</strong><br />

and other produce was stored. Pl<strong>in</strong>y<br />

the Younger (c. AD 60–110), one of the<br />

wealthy class of Romans, described his<br />

villa on the shores of the Tyrrhenian<br />

Sea as a practical design that also<br />

allowed sophisticated liv<strong>in</strong>g, with a<br />

personal gymnasium, steam rooms,<br />

sauna, w<strong>in</strong>e-store, granary and underfloor<br />

heat<strong>in</strong>g to rival a modern millionaire’s<br />

residence.<br />

‘… the beauty of the villa, the advantages<br />

of its situation, and the extensive<br />

view of the sea-coast… No w<strong>in</strong>ds<br />

can be heard there except those which<br />

br<strong>in</strong>g the ra<strong>in</strong> clouds. It opens <strong>in</strong>to<br />

a hall, unpretentious but not without<br />

dignity, and then there are two<br />

26<br />

Fig 7. The Triumphal<br />

Arch of Tyre (modern<br />

Sour), southern<br />

Lebanon, dates from<br />

the 2 nd century AD. The<br />

reconstructed archway<br />

stands astride the<br />

Roman road that led<br />

<strong>in</strong>to the city. Runn<strong>in</strong>g<br />

alongside the road is a<br />

Roman aqueduct that<br />

brought water <strong>in</strong>to<br />

the city.<br />

Fig 8. Getty Villa,<br />

Pacific Palisades,<br />

California. The villa<br />

was modelled on that<br />

of the Villa dei Papiri,<br />

which lies slightly<br />

to the north-west<br />

of Herculaneum.<br />

Designed by the<br />

architectural firm of<br />

Langdon and Wilson,<br />

with the architectural<br />

consultant Norman<br />

Neuerburg, the Getty<br />

Villa opened <strong>in</strong> 1974.<br />

Fig 9. The Pont du<br />

Gard <strong>in</strong> southern<br />

France. Constructed<br />

<strong>in</strong> the mid 1 st century<br />

AD, the aqueduct is<br />

supported on three<br />

levels of arches, the<br />

topmost of which runs<br />

for 275m at a height<br />

of almost 50m above<br />

the River Gardon.<br />

7<br />

8 9<br />

Photo: httP2007.<br />

colonnades, rounded like the letter<br />

D, which enclose a small but pleasant<br />

courtyard. This makes a splendid<br />

retreat <strong>in</strong> bad weather, be<strong>in</strong>g protected<br />

by w<strong>in</strong>dows and still more by the overhang<strong>in</strong>g<br />

roof. [The d<strong>in</strong><strong>in</strong>g room] runs<br />

out towards the shore, and whenever<br />

the sea is driven <strong>in</strong>land by the southwest<br />

w<strong>in</strong>d it is lightly washed by the<br />

spray of the spent breakers. Next<br />

comes a bedroom on the other side of<br />

a passage which has a floor raised and<br />

fitted with pipes to receive hot steam<br />

and circulate it at a regulated temperature’<br />

(Letter 23, To Gallus).<br />

His seaside retreat was set <strong>in</strong> terraced<br />

gardens, and looked out on to natural<br />

surround<strong>in</strong>gs through colonnades,<br />

which replaced solid enclos<strong>in</strong>g walls.<br />

Inner courtyards had covered walkways<br />

so they could be used throughout<br />

the year. The experience of the house<br />

unfolded as the visitor journeyed<br />

through, with <strong>in</strong>tertw<strong>in</strong>ed <strong>in</strong>terior and<br />

exterior architectural features such as<br />

courtyards and colonnades. Possibly<br />

the best example of how a villa urbana<br />

of the Roman aristocratic elite probably<br />

looked is the Getty Museum <strong>in</strong><br />

Pacific Palisades, California (Fig 8).<br />

Opened <strong>in</strong> 1974, the <strong>in</strong>spiration for the<br />

build<strong>in</strong>g came primarily from the Villa<br />

dei Papyri, which was constructed at<br />

Herculaneum <strong>in</strong> about 60 BC, probably<br />

by Lucius Calpurnius Piso Ceson<strong>in</strong>o,<br />

Consul <strong>in</strong> 58 BC, and father-<strong>in</strong>-law to<br />

Julius Caesar.<br />

Colonnades were perceived as<br />

sophisticated features provid<strong>in</strong>g an<br />

architectural l<strong>in</strong>k to Classical Greece.<br />

The peripatoi (colonnades) gave their<br />

name to the Peripatetics, the followers<br />

of Aristotle whose deliberations took<br />

place <strong>in</strong> the covered walkways of the<br />

M<strong>in</strong>erva September/October 2010


Lyceum gymnasium. The Stoic school<br />

of philosophy, established by Zeno of<br />

Citium (c. 335–260 BC), would later<br />

become popular among the Roman<br />

elite, deriv<strong>in</strong>g its name from the Stoa<br />

Poikile on the northern side of the<br />

Athenian Agora, where Zeno often<br />

carried out his teach<strong>in</strong>g (Fig 10).<br />

Vitruvius wrote of architecture as<br />

an imitation of nature, and one of the<br />

hallmarks of 21 st -century architecture<br />

is an <strong>in</strong>tegration of materials with<br />

their natural surround<strong>in</strong>gs. Interior<br />

and exterior spaces are today designed<br />

to <strong>in</strong>corporate their environment and<br />

make the design an extension of the<br />

natural landscape. This has been taken<br />

a step further <strong>in</strong> recent years with a<br />

desire for architecture to be susta<strong>in</strong>able<br />

and reduce greenhouse gas emissions.<br />

Venustatis – the prov<strong>in</strong>ce of<br />

the architect<br />

Of Vitruvius’ three conditions,<br />

Venustatis has changed most over time<br />

as fashions have cont<strong>in</strong>ually fluctuated.<br />

Aesthetically pleas<strong>in</strong>g architecture<br />

should result when a structure<br />

is appropriately planned and sturdily<br />

built, but styles change and the perception<br />

of beauty has evolved over the<br />

centuries.<br />

Vitruvius identified a strict set of<br />

components that went <strong>in</strong>to the creation<br />

of beautiful architecture. These have<br />

been listed by Rabun Taylor <strong>in</strong> Roman<br />

Builders (Cambridge University Press,<br />

2003, p. 13) as order, design, shapel<strong>in</strong>ess,<br />

symmetry, correctness and allocation.<br />

Vitruvius regarded the classical<br />

orders as modelled on the human body:<br />

the sturdy Doric order represented a<br />

Photo: JAmes beresforD.<br />

10<br />

Fig 10. The<br />

reconstructed Stoa<br />

of Attalos <strong>in</strong> the<br />

Athenian Agora. It<br />

was <strong>in</strong> structures like<br />

this that Classical<br />

and Hellenistic<br />

philosophers like<br />

Aristotle carried out<br />

their teach<strong>in</strong>g.<br />

Fig 11. Completed <strong>in</strong><br />

AD 80, the Colosseum<br />

features the three<br />

classical orders<br />

with Doric columns<br />

decorat<strong>in</strong>g the lowest<br />

level of arches, Ionic<br />

columns on the second<br />

level, while Cor<strong>in</strong>thian<br />

columns were on the<br />

third.<br />

Fig 12. Bankside 123.<br />

Opened <strong>in</strong> 2008, the<br />

architects Allies &<br />

Morrison created a<br />

very formal structure<br />

on the South Bank of<br />

the Thames <strong>in</strong> central<br />

London.<br />

Fig 13. The Hotel<br />

Marqués de Riscal,<br />

<strong>in</strong> Elciego, northern<br />

Spa<strong>in</strong>, was opened <strong>in</strong><br />

2006. With its chaotic<br />

collision of sweep<strong>in</strong>g<br />

forms the architect,<br />

Frank O. Gehry (who<br />

also designed the<br />

iconic Guggenheim<br />

Museum <strong>in</strong> Bilbao),<br />

has created an<br />

exuberant build<strong>in</strong>g<br />

that stands out from<br />

its surround<strong>in</strong>gs.<br />

Photo: mArt<strong>in</strong>.<br />

The colonnades<br />

were perceived as<br />

sophisticated features<br />

provid<strong>in</strong>g an architectural<br />

l<strong>in</strong>k to Classical Greece<br />

11<br />

Photo: hAirylime.<br />

young man; the more delicate Ionic a<br />

young woman, while the Cor<strong>in</strong>thian<br />

capital jo<strong>in</strong>ed the two together (Fig 11).<br />

There is perhaps less metaphor present<br />

<strong>in</strong> contemporary architecture, as<br />

aesthetic preference has changed and<br />

moved beyond Vitruvian pr<strong>in</strong>ciples,<br />

but the modern architect still seeks<br />

to create beauty through methodical<br />

design. Depend<strong>in</strong>g on the choice<br />

of plan type, the exterior of a modern<br />

12 13<br />

Ancient architecture<br />

build<strong>in</strong>g might be picturesque (irregular)<br />

or formal (regular). A picturesque<br />

build<strong>in</strong>g is asymmetrical, dynamic,<br />

colourful and visually energetic (Fig<br />

13); a formal build<strong>in</strong>g is symmetrical,<br />

ordered and quiet (Fig 12).<br />

Diversity <strong>in</strong> contemporary design<br />

is generated by differ<strong>in</strong>g climates<br />

(from icy tundra to scorch<strong>in</strong>gly hot<br />

deserts), cultures (from the technologically<br />

advanced secularism of the<br />

West, to traditional rural communities),<br />

and economics (from the wealthy<br />

post-<strong>in</strong>dustrial societies, to develop<strong>in</strong>g<br />

countries still primarily based on<br />

agrarian systems). There are, however,<br />

some common themes. Build<strong>in</strong>gs<br />

have always reflected the society that<br />

required them, the technology available<br />

to build them, and the prevail<strong>in</strong>g<br />

artistic theory that gave them<br />

shape. The ability of Roman architects<br />

to understand both the science and<br />

the physics required to build strong<br />

and reliable structures, and to apply<br />

this knowledge to the development of<br />

their craft, rema<strong>in</strong>s a statement of their<br />

<strong>in</strong>novation and genius, and their aesthetic<br />

legacy offers much to <strong>in</strong>spire and<br />

<strong>in</strong>struct the modern designer. n<br />

15<br />

M<strong>in</strong>erva September/October 2010 27<br />

Photo: tilemAhos efthimADis.<br />

Photo: ion JAureguiAlzo sArAsolA.


Indian archaeology<br />

Dr Sethuraman<br />

Suresh studies the<br />

archaeology of the port<br />

of Arikamedu, which<br />

provides the clearest<br />

evidence for the largescale<br />

trad<strong>in</strong>g contacts<br />

that existed between<br />

the civilisations of the<br />

ancient Mediterranean<br />

and India<br />

Despite the efforts of numerous<br />

scholars for more than<br />

a century, the trade and<br />

cultural contacts between<br />

the Roman world and the Indian subcont<strong>in</strong>ent<br />

rema<strong>in</strong> vague <strong>in</strong> the m<strong>in</strong>ds<br />

of many contemporary archaeologists<br />

and are rarely <strong>in</strong>cluded <strong>in</strong> university<br />

courses on Roman history and art.<br />

However, these contacts are among<br />

the most significant examples of globalisation<br />

and cultural cross-fertilisation<br />

dur<strong>in</strong>g antiquity. Thousands of<br />

Roman traders, and their Egyptian and<br />

Arabian representatives, came to India,<br />

occasionally accompanied by artisans<br />

and craftsmen from Mediterranean<br />

lands. Many of these merchants and<br />

craftsmen even settled <strong>in</strong> India, adjust<strong>in</strong>g<br />

themselves to the Indian climate<br />

and lifestyle (Fig 2).<br />

As early as the 3 rd century BC, foreign<br />

traders came to the west (Malabar or<br />

Kerala) coast of India. From here, they<br />

travelled on to the market towns and<br />

ports on the east (Coromandel) coast<br />

(Fig 3). Thus, trade dur<strong>in</strong>g antiquity<br />

28<br />

1<br />

Rome’s sea route<br />

India<br />

to<br />

Fig 1. Arikamedu on<br />

the banks of the River<br />

Ariyankuppam. Photo:<br />

Mr Ireno, Pondicherry.<br />

Fig 2. Trade sites<br />

around the Indian<br />

Ocean dur<strong>in</strong>g the<br />

Roman period. Map:<br />

Antony Simpson<br />

(repr<strong>in</strong>ted from<br />

Roberta Tomber, ‘The<br />

Ancient Spice Trade’,<br />

M<strong>in</strong>erva, March/April,<br />

2009, pp. 35–37).<br />

was largely conf<strong>in</strong>ed to southernmost<br />

India: the modern states of Kerala and<br />

Tamil Nadu and the Union Territory<br />

of Pondicherry, a region called<br />

Tamilakam because the language spoken<br />

here was Tamil.<br />

The trade across the Arabian Sea<br />

between India and the Roman prov<strong>in</strong>ce<br />

of Egypt reached its zenith dur<strong>in</strong>g<br />

the reign of the Julio-Claudian emperors<br />

(27 BC–AD 68). However, towards<br />

the end of the 1 st century AD, there was<br />

a slow but steady decl<strong>in</strong>e <strong>in</strong> the maritime<br />

contacts. Dur<strong>in</strong>g subsequent centuries,<br />

especially after the creation of<br />

the Tetrarchy by Diocletian <strong>in</strong> AD 293,<br />

2 3<br />

which divided the Roman Empire <strong>in</strong>to<br />

East and West, the trade decl<strong>in</strong>ed still<br />

further until it came to an end around<br />

the 7 th century AD.<br />

The Romans came to India <strong>in</strong><br />

search of luxury commodities such<br />

as ivory, sandalwood, silk, cotton and<br />

spices, and exotic animals like peacocks.<br />

Indian gemstones, ma<strong>in</strong>ly beryl,<br />

together with Indian spices, especially<br />

pepper and cardamom, were <strong>in</strong> great<br />

demand <strong>in</strong> the Roman markets. In<br />

return, India imported coral, w<strong>in</strong>e and<br />

olive oil, as well as metals such as gold,<br />

silver and copper. The metals that came<br />

from Rome were mostly <strong>in</strong> the form of<br />

M<strong>in</strong>erva September/October 2010


co<strong>in</strong>s, medals and jewellery, and, over<br />

time, Indians began to produce co<strong>in</strong>s,<br />

jewellery and other objects with clear<br />

stylistic similarities to Roman imports.<br />

Ancient literary works, both Graeco-<br />

Roman and Tamil, conta<strong>in</strong> copious references<br />

to the Rome–India l<strong>in</strong>ks. The<br />

Tamil works referr<strong>in</strong>g to the Roman<br />

trade are the epic poems composed<br />

from around the 2 nd century BC to the<br />

2 nd century AD. These poems refer to<br />

all foreign traders – Greek, Roman and<br />

West Asian – as Yavanas, a term that<br />

is extensively used <strong>in</strong> both Sanskrit literature<br />

and on ancient Indian stone<br />

<strong>in</strong>scriptions. The Purananuru (composed<br />

c. 200 BC–AD 100) and the<br />

Ahananuru (probably written dur<strong>in</strong>g<br />

the first two centuries AD, though<br />

some of the poems <strong>in</strong> the work may<br />

date back as far as the 5 th century BC),<br />

are the most important Tamil poems<br />

referr<strong>in</strong>g to the Roman trade. An<br />

<strong>in</strong>terest<strong>in</strong>g verse <strong>in</strong> the Ahananuru<br />

(149.7–11) describes the Malabar port<br />

of Muziris, where the Yavanas paid <strong>in</strong><br />

gold for the pepper that they obta<strong>in</strong>ed<br />

<strong>in</strong> India and transported back to their<br />

own lands. In the Purananuru (56.17–<br />

20), the poet urges the local k<strong>in</strong>g to<br />

taste the sweet-scented teral (w<strong>in</strong>e),<br />

brought by the lovely ships of the<br />

Yavanas and served on trays of chiseled<br />

gold, by beautiful damsels with<br />

sparkl<strong>in</strong>g wrists. These po<strong>in</strong>ted references<br />

to the Yavanas br<strong>in</strong>g<strong>in</strong>g gold<br />

and w<strong>in</strong>e to south India <strong>in</strong>dicate that<br />

the Yavanas were primarily Romans,<br />

M<strong>in</strong>erva September/October 2010<br />

Fig 3. The ma<strong>in</strong><br />

trad<strong>in</strong>g settlements <strong>in</strong><br />

southern India. Map:<br />

S. Suresh.<br />

Fig 4. Detail of some<br />

of the beads found<br />

at Arikamedu. Photo:<br />

S. Suresh.<br />

Fig 5. Multi-coloured<br />

beads recovered from<br />

Arikamedu. Photo:<br />

S. Suresh.<br />

because we know from other sources<br />

that gold and w<strong>in</strong>e were among the<br />

chief commodities exported from the<br />

Mediterranean region to India.<br />

The pr<strong>in</strong>cipal Graeco-Roman works<br />

deal<strong>in</strong>g with the maritime trade conducted<br />

across the western Indian<br />

Ocean <strong>in</strong>clude Pl<strong>in</strong>y the Elder’s (AD<br />

23–79) Natural History; the anonymously<br />

authored Periplus of the<br />

Erythraean Sea, most likely written<br />

<strong>in</strong> the middle of the 1 st century AD<br />

by a merchant from Egypt; and the<br />

Geography by Claudius Ptolemy (c.<br />

AD 89–170), a Greek-speak<strong>in</strong>g Roman<br />

citizen who lived <strong>in</strong> Alexandria. These<br />

Graeco-Roman works are generally<br />

more useful to modern scholars<br />

research<strong>in</strong>g ancient contacts between<br />

India and the Mediterranean world<br />

than the Tamil poems: they provide<br />

more detailed descriptions of the trad<strong>in</strong>g<br />

networks and the trade goods and<br />

are also easier to date.<br />

Archaeologists have identified<br />

scores of Roman trade centres spread<br />

throughout most of south India. These<br />

sites have revealed Roman material<br />

rema<strong>in</strong>s <strong>in</strong>clud<strong>in</strong>g co<strong>in</strong>s, ceramics,<br />

beads, and glass vessels. Among<br />

all these sites, Arikamedu occupies<br />

pride of place. Located on the southern<br />

Coromandel coast, 4km south of<br />

the town of Pondicherry, it lies on the<br />

right bank of the river Ariyankuppam,<br />

at a po<strong>in</strong>t where the river sw<strong>in</strong>gs eastwards<br />

just before it jo<strong>in</strong>s the Bay of<br />

Bengal (Fig 1). The site has been identified<br />

with that of Podouke cited <strong>in</strong><br />

the Periplus, and Podouke emporion,<br />

mentioned by Ptolemy. The Romans<br />

probably chose this site as one of their<br />

major trad<strong>in</strong>g stations on account of its<br />

strategic location, which allowed ready<br />

access to the sea as well as trade l<strong>in</strong>ks<br />

along the river system.<br />

4<br />

5<br />

Indian archaeology<br />

Archaeological studies<br />

and excavation<br />

The earliest known reference to<br />

the archaeological importance of<br />

Arikamedu is found <strong>in</strong> the travel<br />

accounts of French astronomer<br />

Guillaume Le Gentil. He visited the<br />

site between 1768 and 1771, soon<br />

after the Anglo-French Third Carnatic<br />

War (1757–63), which ended with the<br />

Treaty of Paris, establish<strong>in</strong>g French<br />

rule <strong>in</strong> Pondicherry. Le Gentil noted<br />

that digs at the site revealed a wall 3m<br />

<strong>in</strong> height, built with bricks 30cm long<br />

and seven to eight ‘thumbs’ large, and<br />

plastered with mud mortar. He also<br />

recorded the presence of terracotta<br />

r<strong>in</strong>g wells constructed from a series of<br />

earthenware vessels, placed one above<br />

the other. However, Le Gentil drew no<br />

conclusions about the site, apart from<br />

determ<strong>in</strong> <strong>in</strong>g that the ru<strong>in</strong>s that were<br />

the remnants of an old town or village.<br />

After Le Gentil, we have scarcely<br />

any records about the archaeological<br />

importance of Arikamedu until 1937,<br />

when the French scholar Jouveau-<br />

Dubreuil chanced to see a motley collection<br />

of gems and beads – <strong>in</strong>clud<strong>in</strong>g<br />

an <strong>in</strong>taglio gem bear<strong>in</strong>g the head of<br />

Augustus – which had been picked<br />

up from the site by a group of local<br />

school-children. These f<strong>in</strong>ds made<br />

him exclaim excitedly that the site<br />

was a ‘ville roma<strong>in</strong>e’. Shortly afterwards,<br />

he sent a collection of glass<br />

and semi-precious stone beads, potsherds<br />

and terracotta figur<strong>in</strong>es from<br />

Arikamedu to the Government<br />

Museum at Madras, along with a special<br />

request to the Super<strong>in</strong>tendent<br />

of the Museum to ‘do someth<strong>in</strong>g for<br />

the site’. Accord<strong>in</strong>gly, the Madras<br />

Museum undertook trial excavations<br />

at Arikamedu, and these revealed the<br />

foundations of several build<strong>in</strong>gs, as<br />

well as Mediterranean amphorae and<br />

beads. The digs proved that Arikamedu<br />

was ‘one of the most ancient sites<br />

<strong>in</strong> Southern India’. Although these<br />

were the first systematic archaeological<br />

excavations at Arikamedu, the<br />

Madras Museum’s digs have been all<br />

but forgotten by most archaeologists.<br />

Between 1941 and 1944, Arikamedu<br />

was excavated by French archaeologists<br />

under the direction of Brother L.<br />

Faucheux and R. Surleau. Meanwhile,<br />

the Madras Museum passed on <strong>in</strong>formation<br />

of its f<strong>in</strong>ds <strong>in</strong> Arikamedu to<br />

Mortimer Wheeler, who had been<br />

appo<strong>in</strong>ted Director-General of the<br />

Archaeological Survey of India<br />

(ASI) <strong>in</strong> 1944. Initially, Wheeler did<br />

not show much <strong>in</strong>terest <strong>in</strong> the site.<br />

However, <strong>in</strong> July 1944, while on<br />

a visit to the Madras Museum, he<br />

chanced to see an amphora fragment<br />

29


<strong>in</strong> a cupboard there. Dur<strong>in</strong>g a visit to<br />

Pondicherry later that same year, he<br />

noticed several fragments of Roman<br />

Arret<strong>in</strong>e ware among the objects excavated<br />

from Arikamedu and exhibited<br />

<strong>in</strong> Pondicherry Town Library. S<strong>in</strong>ce<br />

this red slipped-ware orig<strong>in</strong>ated from<br />

the Roman city of Arretium (modern<br />

Arezzo <strong>in</strong> Tuscany), and was known<br />

to have been produced dur<strong>in</strong>g the 1 st<br />

centuries BC and AD, Wheeler was<br />

conv<strong>in</strong>ced that the same date range<br />

could also be assigned to the ancient<br />

Indian antiquities found <strong>in</strong> association<br />

with this pottery. He therefore felt<br />

that Arikamedu, if excavated carefully,<br />

could provide the much-needed firm<br />

datum-l<strong>in</strong>e for pre-medieval south<br />

Indian archaeology.<br />

With the permission of the French<br />

government, Wheeler excavated Arikamedu<br />

<strong>in</strong> 1945. The excavation divided<br />

the site <strong>in</strong>to two: the Northern Sector<br />

and Southern Sector. The Northern<br />

Sector was an amplification of an area<br />

cleared by the earlier French excavators<br />

<strong>in</strong> or after 1941 and revealed<br />

a large brick structure, over 150 feet<br />

long, identified as a warehouse. The<br />

Southern Sector had a higher elevation,<br />

with the mound ris<strong>in</strong>g to a height<br />

of over 6m above the river. Two tanks<br />

that may have been used as dye<strong>in</strong>g vats<br />

were discovered here. The digs also<br />

30<br />

Fig 6. Shard of Roman<br />

amphora. Photo:<br />

Mr Ireno, Pondicherry.<br />

Fig 7. Fragments of<br />

Roman pottery with<br />

rouletted designs.<br />

Photo: Mr Ireno,<br />

Pondicherry.<br />

Fig 8. View of the<br />

mound at Arikamedu.<br />

Photo: Mr Ireno,<br />

Pondicherry.<br />

6 7<br />

revealed a substantial amount of pottery<br />

and beads, both imported and of<br />

local manufacture (Figs 4, 5, 6, 7). The<br />

excavated structures and antiquities<br />

collectively proved that Arikamedu<br />

was an urban <strong>in</strong>dustrial centre where<br />

different types of pottery, beads, ivory<br />

artefacts and textiles were produced<br />

dur<strong>in</strong>g the first two centuries AD.<br />

Close on the heels of Wheeler’s excavation,<br />

another French scholar, Jean-<br />

Marie Casal, excavated Arikamedu<br />

between 1947 and 1950. His excavations<br />

revealed that the site extended<br />

at least 420m north–south along the<br />

river and some 200m east–west <strong>in</strong> the<br />

Northern Sector and 100m or more <strong>in</strong><br />

the Southern Sector. Many of the artefacts<br />

unearthed dur<strong>in</strong>g Casal’s digs are<br />

comparable to those earlier unearthed<br />

by Wheeler at the same site.<br />

After a long gap of nearly 40 years,<br />

Arikamedu was aga<strong>in</strong> excavated<br />

between 1989 and 1992 by a team<br />

of American and Indian archaeologists<br />

led by Vimala Begley from the<br />

University of Pennsylvania. The basic<br />

objectives of this archaeological <strong>in</strong>vestigation<br />

were to attempt to ga<strong>in</strong> a<br />

clearer understand<strong>in</strong>g of the nature<br />

of maritime commerce at the site, and<br />

also learn more about how the town<br />

functioned and what susta<strong>in</strong>ed its<br />

economy. The excavation adopted the<br />

8<br />

latest sophisticated methods of digg<strong>in</strong>g<br />

and documentation – methods<br />

hitherto unknown to Indian archaeology.<br />

Simultaneously, the excavators<br />

attempted a reexam<strong>in</strong>ation and reassessment<br />

of the f<strong>in</strong>ds from the earlier<br />

excavations at Arikamedu – primarily<br />

those conducted under Wheeler and<br />

Casal. The research focused on how<br />

the site related to the Graeco-Roman<br />

Mediterranean rather than southern<br />

India.<br />

The importance of Arikamedu<br />

Unlike many other Roman trade centres,<br />

<strong>in</strong>clud<strong>in</strong>g those on India’s Malabar<br />

coast, Arikamedu has been relatively<br />

well documented. Aga<strong>in</strong>, unlike several<br />

other Roman trade sites like<br />

Vasavasamudram (Tamil Nadu), which<br />

are still under private ownership,<br />

Arikamedu was declared a protected<br />

site as early as the 1940s. S<strong>in</strong>ce 2003,<br />

the site has been under the ownership<br />

of the ASI, the highest government<br />

agency for archaeological operations <strong>in</strong><br />

India. Cover<strong>in</strong>g more than 14 hectares<br />

(34 acres), Arikamedu is one of the<br />

largest Roman trade centres <strong>in</strong> South<br />

Asia, more than twice the size of many<br />

other Graeco-Roman sites, <strong>in</strong>clud<strong>in</strong>g<br />

Vasavasamudram, are not half this<br />

size. Furthermore, Arikamedu has not<br />

suffered from the modern encroachments<br />

or construction (Figs 1, 8) that<br />

affect other Roman trade centres such<br />

as Karur and Karaikadu (both <strong>in</strong> Tamil<br />

Nadu), which have been heavily built<br />

upon and are no longer available for<br />

large-scale archaeological <strong>in</strong>vestigations<br />

or for tourist development.<br />

Arikamedu enjoys the dist<strong>in</strong>ction of<br />

be<strong>in</strong>g the first site <strong>in</strong> India to provide<br />

archaeological evidence for the importation<br />

of a variety of Roman objects,<br />

rather than just co<strong>in</strong>s. Wheeler’s excavation<br />

of Arikamedu <strong>in</strong> the 1940s<br />

<strong>in</strong>spired the discovery and <strong>in</strong>vestigation<br />

of many other Roman trade<br />

sites throughout India, and most of<br />

these have been dated on the basis of<br />

the chronology of Arikamedu. The<br />

methods and pr<strong>in</strong>ciples of stratigraphy-based<br />

excavation, employed<br />

at Arikamedu by Wheeler, were also<br />

adopted by Indian archaeologists and<br />

rema<strong>in</strong> <strong>in</strong> use to this day.<br />

Among all the Roman trade sites <strong>in</strong><br />

M<strong>in</strong>erva September/October 2010


11<br />

India, Arikamedu has yielded the largest<br />

number of Mediterranean amphorae.<br />

Wheeler’s excavation revealed 116<br />

fragments, from approximately the<br />

same number of vessels. Excavations<br />

and explorations at the site, before<br />

and after Wheeler, have revealed many<br />

more fragments (Fig 6). The conta<strong>in</strong>ers<br />

came to India filled with a wide variety<br />

of edible items, <strong>in</strong>clud<strong>in</strong>g olive oil, fish<br />

sauces, apples and especially w<strong>in</strong>e.<br />

The ancient port is also one of the<br />

few sites <strong>in</strong> India to have yielded the<br />

prized terra sigillata, the Roman f<strong>in</strong>e<br />

tableware that <strong>in</strong>cluded mould-made<br />

decorated vessels as well as undecorated<br />

wheel-made items, produced<br />

ma<strong>in</strong>ly <strong>in</strong> Italy. Among the few Indian<br />

sites where this pottery has been found,<br />

Arikamedu has yielded the highest<br />

number of f<strong>in</strong>ds. Wheeler’s excavations<br />

yielded 31 fragments, and subsequent<br />

<strong>in</strong>vestigations at the site have brought<br />

to light a handful of other specimens.<br />

By contrast, the f<strong>in</strong>ds of terra sigillata<br />

from other sites <strong>in</strong> India are meagre <strong>in</strong><br />

quantity and have never been properly<br />

documented.<br />

Arikamedu is also the first site to<br />

have yielded pottery bear<strong>in</strong>g <strong>in</strong>scriptions<br />

<strong>in</strong> the Tamil language and Tamil<br />

Brahmi script, dat<strong>in</strong>g to the period<br />

from the 2 nd century BC to the 3 rd<br />

century AD. It is also the first site <strong>in</strong><br />

India where pottery bear<strong>in</strong>g <strong>in</strong>scriptions<br />

<strong>in</strong> the old S<strong>in</strong>halese language<br />

and Brahmi script has been found.<br />

The ancient port is therefore the only<br />

site <strong>in</strong> India that has yielded pottery<br />

with <strong>in</strong>scriptions <strong>in</strong> at least four<br />

12<br />

Fig 9. The gateway<br />

pillars and walls of<br />

the Mission House at<br />

Arikamedu. Photo:<br />

Mr Ireno, Pondicherry.<br />

Fig 10. Interior walls<br />

of the Mission House.<br />

Photo: Mr Ireno,<br />

Pondicherry.<br />

Fig 11. Roman period<br />

brick from Arikamedu.<br />

Photo: Mr Ireno,<br />

Pondicherry.<br />

Fig 12. Plan of the<br />

proposed conceptual<br />

zon<strong>in</strong>g plan of<br />

Arikamedu.<br />

Copyright:<br />

Hous<strong>in</strong>g and Urban<br />

Development<br />

Corporation Ltd,<br />

Chennai and<br />

Department of<br />

Tourism, Government<br />

of Pondicherry.<br />

different languages – Prakrit, Tamil,<br />

Old S<strong>in</strong>halese and Lat<strong>in</strong>.<br />

Unlike many other early historical<br />

sites <strong>in</strong> India, Arikamedu was not<br />

abandoned with the decl<strong>in</strong>e of the<br />

Rome-India trade, and it cont<strong>in</strong>ued to<br />

flourish until relatively recent times.<br />

In the Middle Ages the port was used<br />

for trade with Persia and Ch<strong>in</strong>a, with<br />

pottery from both the Far East and<br />

Middle East discovered at the site. A<br />

medieval Ch<strong>in</strong>ese text even conta<strong>in</strong>s a<br />

description of the port. Around 1773,<br />

a group of Jesuit missionaries from<br />

Siam (Thailand) settled at Arikamedu<br />

and built a sem<strong>in</strong>ary, locally called the<br />

‘Mission House’, now <strong>in</strong> ru<strong>in</strong>s (Figs<br />

9, 10). Interest<strong>in</strong>gly, the missionaries<br />

reused some of the Roman period<br />

bricks dat<strong>in</strong>g from the 1 st century AD,<br />

<strong>in</strong> their build<strong>in</strong>g work (Fig 11).<br />

The artefacts unearthed at the site<br />

are presently dispersed <strong>in</strong> various<br />

museums and private collections <strong>in</strong><br />

Asia and Europe. In India, the major<br />

collections are held <strong>in</strong> the museums<br />

<strong>in</strong> Pondicherry and Madras, while <strong>in</strong><br />

Europe, the British Museum and the<br />

Musée Guimet, Paris, hold material<br />

recovered from the site.<br />

Future plans<br />

Although of immense archaeological<br />

importance, Arikamedu does not<br />

presently attract many students, scholars<br />

or tourists. The site and its potential<br />

for tourist development were, until<br />

recently, never publicised or marketed.<br />

However, the Indian and the Italian<br />

governments have jo<strong>in</strong>tly decided to<br />

develop the site as an archaeological<br />

park with an education centre<br />

and a museum (Fig 12). Meanwhile,<br />

the Indian National Trust for Art and<br />

Cultural Heritage (INTACH), India’s<br />

largest voluntary organisation for promot<strong>in</strong>g<br />

art and culture, periodically<br />

conducts an educational tour, ma<strong>in</strong>ly<br />

aimed at school and college students,<br />

to the major Roman trade sites <strong>in</strong><br />

south India, <strong>in</strong>clud<strong>in</strong>g Arikamedu. n<br />

Dr Suresh is an expert on Roman<br />

artefacts found <strong>in</strong> India. He is a<br />

former Research Fellow at the Indira<br />

Gandhi National Centre for the Arts,<br />

New Delhi, and the French Institute<br />

of Pondicherry, and Nehru Visit<strong>in</strong>g<br />

Fellow at the V&A, London. He is<br />

Tamil Nadu State Convener of the<br />

Indian National Trust for Art and<br />

Cultural Heritage (INTACH), and<br />

is currently the recipient of a grant<br />

from the Italian government to<br />

enable the documentation of Roman<br />

f<strong>in</strong>ds from India held <strong>in</strong> European<br />

collections.<br />

M<strong>in</strong>erva September/October 2010 31<br />

10<br />

9<br />

Indian archaeology


Ch<strong>in</strong>ese heritage<br />

Gateway to the Gobi<br />

Ray Dunn<strong>in</strong>g pays a visit to Jiayuguan, ‘First and greatest pass under heaven’<br />

iayuguan is a remote and dusty<br />

city located on the edge of the<br />

Gobi Desert <strong>in</strong> the west of<br />

Ch<strong>in</strong>a’s Gansu Prov<strong>in</strong>ce (Fig 3).<br />

An <strong>in</strong>dustrial centre produc<strong>in</strong>g<br />

chemical fertiliser, cement, coke<br />

and iron from raw materials m<strong>in</strong>ed<br />

<strong>in</strong> the nearby mounta<strong>in</strong>s, the city is<br />

a melt<strong>in</strong>g-pot of people from a wide<br />

range of ethnic groups <strong>in</strong>clud<strong>in</strong>g<br />

Han, Hui, Tibetan, Dongxiang, Yugu,<br />

Baoan, Hazake, Tu, Sala, Manchu and<br />

Mongolian. It has grown to its present<br />

size (200,000 <strong>in</strong>habitants) <strong>in</strong> just<br />

over four decades and the impression<br />

one gets on first enter<strong>in</strong>g the city is of a<br />

32<br />

soulless and unprepossess<strong>in</strong>g arrangement<br />

of modern build<strong>in</strong>gs l<strong>in</strong><strong>in</strong>g wide,<br />

perpendicular streets. It is a city with<br />

little <strong>in</strong>tr<strong>in</strong>sic <strong>in</strong>terest, yet, follow<strong>in</strong>g<br />

the end of the Cultural Revolution, it<br />

became one of the first <strong>in</strong> which foreigners<br />

were allowed to travel freely by<br />

the Ch<strong>in</strong>ese Government.<br />

The city of Jiayuguan owes its place<br />

<strong>in</strong> history not to its present, charmless<br />

functionality, but to its proximity to a<br />

magnificent and strategically important<br />

M<strong>in</strong>g Dynasty fort (from which<br />

it derives its name), and a number of<br />

other important sites <strong>in</strong> the prefecture.<br />

The significance of the fort lies <strong>in</strong><br />

2<br />

3<br />

its position at the mouth of the Hexi<br />

Corridor, the 1000km-long mounta<strong>in</strong><br />

pass that l<strong>in</strong>ks the heart of Ch<strong>in</strong>a with<br />

Central Asia. Sandwiched between the<br />

Mazhong (Horse’s Mane) Mounta<strong>in</strong>s<br />

to the north and the Qilian Mounta<strong>in</strong><br />

range to the south, the Hexi Corridor<br />

beg<strong>in</strong>s near Dunhuang <strong>in</strong> the far west<br />

of Gansu prov<strong>in</strong>ce and stretches southeastward<br />

via the Jia Yu Pass (Jiayuguan)<br />

to the prov<strong>in</strong>cial capital, Lanzhou.<br />

The corridor forms a natural highway<br />

between otherwise impassable mounta<strong>in</strong>s.<br />

The 10km-wide bottleneck at<br />

Jiayuguan has therefore been a major<br />

gateway between cultures throughout<br />

Fig 1. The Great Wall<br />

descends steeply<br />

southwards from the<br />

fort across the Hexi<br />

Corridor towards the<br />

Qilian Mounta<strong>in</strong>s,<br />

where it ends. It<br />

is broken <strong>in</strong> many<br />

places and almost<br />

buried <strong>in</strong> others.<br />

Fig 2. The view<br />

towards Jiayuguan<br />

City, show<strong>in</strong>g the<br />

<strong>in</strong>ner and outer<br />

walls of the fort.<br />

Also visible <strong>in</strong> the<br />

middle distance is the<br />

Great Wall extend<strong>in</strong>g<br />

northwards from the<br />

outer wall.<br />

Fig 3. Gansu Prov<strong>in</strong>ce,<br />

show<strong>in</strong>g Jiayuguan<br />

at the eastern end<br />

of the Hexi Corridor<br />

and Dunhuang to the<br />

west. Photo courtesy<br />

of NASA: Earth<br />

Observatory Team.<br />

M<strong>in</strong>erva September/October 2010<br />

1


4<br />

6<br />

history. When trade along the fabled<br />

Silk Road was <strong>in</strong> its heyday, Jiayuguan<br />

was an unavoidable stop-over and foreign<br />

merchants, their camel caravans<br />

laden with tribute gifts and goods<br />

waited here, sometimes for months at<br />

a time, for permission to proceed eastwards<br />

<strong>in</strong>to Ch<strong>in</strong>a.<br />

In legend, at least, the Ch<strong>in</strong>ese<br />

regarded the pass as the last frontier of<br />

civilisation as early as the 5 th century<br />

BC when Lao Tzu, the fabled author<br />

of the classic Tao Te Ch<strong>in</strong>g, is said to<br />

have passed through. At the age of 160,<br />

and disillusioned with moral decay<br />

<strong>in</strong> the k<strong>in</strong>gdom, he rode out <strong>in</strong>to the<br />

unsettled western regions on his black<br />

buffalo to live <strong>in</strong> voluntary exile as a<br />

hermit.<br />

Legends aside, the settlement at<br />

Jiayuguan dates back at least 2000<br />

years, to its beg<strong>in</strong>n<strong>in</strong>gs as an oasis<br />

encampment <strong>in</strong> the narrowest part<br />

of the mounta<strong>in</strong> corridor. As early as<br />

the Han Dynasty (202 BC–AD 220)<br />

records speak of a pass <strong>in</strong> this place,<br />

through which emperor Han Wudi’s<br />

(r. 141–87 BC) envoys travelled, open<strong>in</strong>g<br />

up the route to traders and pilgrims,<br />

and later to envoys from the<br />

West. Dur<strong>in</strong>g the Song period (AD<br />

960–1276) a checkpo<strong>in</strong>t was said to<br />

have been established at the pass <strong>in</strong> an<br />

attempt to prevent smuggl<strong>in</strong>g.<br />

Fig 4. In the centre<br />

of the picture is the<br />

Guandi Temple which<br />

would have offered a<br />

mixture of Buddhist,<br />

Daoist and Confucian<br />

ceremonies. To the<br />

right is the Wenchang<br />

Hall which was the<br />

official meet<strong>in</strong>g po<strong>in</strong>t<br />

for visit<strong>in</strong>g dignitaries.<br />

Fig 5. Ornately<br />

decorated eaves on<br />

the gate towers.<br />

Fig 6. The theatre was<br />

a later Q<strong>in</strong> dynasty<br />

addition. It was used<br />

to enterta<strong>in</strong> troops<br />

stationed at the fort<br />

and at garrisons along<br />

the Great Wall.<br />

Fig 7. The Gate of<br />

Sighs and, beh<strong>in</strong>d it to<br />

the right, the tower<br />

above the Gate of<br />

Reconciliation.<br />

Fig 8. The fabled ‘extra<br />

brick’.<br />

The impos<strong>in</strong>g and heavily restored<br />

fort, which today lies 6km southwest<br />

of Jiayuguan city, dates from<br />

the 14 th century. In 1372, the M<strong>in</strong>g<br />

dynasty General Feng Sheng defeated<br />

the last of the Mongol armies of the<br />

Yuan dynasty, which had ruled Ch<strong>in</strong>a<br />

s<strong>in</strong>ce 1279. Recognis<strong>in</strong>g the strategic<br />

importance of the pass, he built the<br />

fort to guard the entrance to the Hexi<br />

Corridor and ensure that the Mongols<br />

rema<strong>in</strong>ed beyond the Great Wall.<br />

Centuries before, the wall had been<br />

extended by the Han along the whole<br />

length of the Corridor and, as we know<br />

from the explorations of Sir Aurel Ste<strong>in</strong><br />

(1862–1943) <strong>in</strong> the early 20 th century,<br />

as far as the shores of Lop Nor <strong>in</strong> eastern<br />

X<strong>in</strong>jiang. S<strong>in</strong>ce then, however, the<br />

need to ma<strong>in</strong>ta<strong>in</strong> the Wall <strong>in</strong> western<br />

Ch<strong>in</strong>a had dim<strong>in</strong>ished. The capitals of<br />

the rul<strong>in</strong>g dynasties lay far to the east<br />

and the greatest threat to them came<br />

ma<strong>in</strong>ly from the north. As a result,<br />

by the 14 th century the Wall was little<br />

more than a crumbl<strong>in</strong>g earthwork.<br />

As well as build<strong>in</strong>g the fort, General<br />

Feng therefore set about rebuild<strong>in</strong>g<br />

and re<strong>in</strong>forc<strong>in</strong>g the Great Wall, more<br />

or less retrac<strong>in</strong>g the orig<strong>in</strong>al Han<br />

dynasty l<strong>in</strong>e (Fig 1). However, unlike<br />

the Wall built more than a thousand<br />

years earlier, the structure constructed<br />

by Feng stretched little further west<br />

than Jiayuguan, which was regarded<br />

at the time as the western limit of the<br />

Ch<strong>in</strong>ese Empire.<br />

The fort is an immense structure.<br />

The mud-brick walls are an impos<strong>in</strong>g<br />

10.7m high, ris<strong>in</strong>g menac<strong>in</strong>gly out<br />

of the desert. The complex consists of<br />

<strong>in</strong>ner and outer walls (Fig 2); the latter,<br />

which del<strong>in</strong>eate a perimeter of 733m,<br />

once enclosed barracks, storehouses<br />

and a freshwater spr<strong>in</strong>g. Today there<br />

is little to be seen besides a temple to<br />

the God of War (Fig 4) and a theatre<br />

(Fig 6). The <strong>in</strong>ner courtyard is empty<br />

apart from avenues of trees and the<br />

accommodation area, which nestles<br />

<strong>in</strong> one corner. At all four corners of<br />

the ramparts there are blockhouses,<br />

archers’ turrets and watchtowers, and<br />

the whole was surrounded by a defensive<br />

ditch. Look<strong>in</strong>g south from the<br />

M<strong>in</strong>erva September/October 2010 33<br />

5<br />

7<br />

8


Ch<strong>in</strong>ese heritage<br />

parapets, the view is dom<strong>in</strong>ated by<br />

the majestic Qilian Mounta<strong>in</strong>s, whose<br />

peaks rema<strong>in</strong> snow-capped even <strong>in</strong> the<br />

pierc<strong>in</strong>g heat of summer. The feel<strong>in</strong>g of<br />

timelessness and isolation as one scans<br />

the surround<strong>in</strong>g grey and yellow desert<br />

is spoiled, however, when look<strong>in</strong>g<br />

<strong>in</strong> the opposite direction back towards<br />

the <strong>in</strong>dustrial haze that hangs over the<br />

city of Jiayuguan.<br />

Ris<strong>in</strong>g above the <strong>in</strong>ner wall at the<br />

eastern end of the fort is the Guanghua<br />

Men (Gate of Enlightenment), which<br />

overlooks an outer courtyard and<br />

guards a 20m vaulted tunnel through<br />

the wall. Built <strong>in</strong> 1506, it is reached by<br />

a steep ramp up the <strong>in</strong>ner face of the<br />

wall. At the opposite, western end, the<br />

Rouyuan Men (Gate of Conciliation)<br />

leads to the outer gate, the Gate of<br />

Sighs (Fig 7). Besides courageous<br />

monks and merchants us<strong>in</strong>g the<br />

Silk Road, this gate was used only by<br />

those who were disgraced and exiled.<br />

Ventur<strong>in</strong>g <strong>in</strong>to the desert from here<br />

was thought to be so hazardous that<br />

depart<strong>in</strong>g travellers adopted the custom<br />

of throw<strong>in</strong>g a stone at the fortress<br />

wall to see if it would rebound. If it did<br />

then they would return safely; if not,<br />

they would never see Ch<strong>in</strong>a aga<strong>in</strong>; if it<br />

echoed aga<strong>in</strong>st the wall, the excursion<br />

would be prosperous.<br />

Over the eastern and western gates<br />

are 17m-high pagoda-like towers<br />

adorned with fly<strong>in</strong>g eaves, which local<br />

tradition holds were built from the top<br />

down (Fig 5). Apparently a similar<br />

technique was used to that employed<br />

by the Egyptians, <strong>in</strong> which earth or<br />

sand was piled up to the required<br />

height and then removed, step by step,<br />

as first the roof and then the lower<br />

parts of the edifice were constructed.<br />

Stories such as this abound about the<br />

build<strong>in</strong>g of the fort. Accord<strong>in</strong>g to one<br />

legend, the official <strong>in</strong> charge questioned<br />

the architect’s estimate of the<br />

number of bricks required, so a s<strong>in</strong>gle<br />

34<br />

9<br />

Fig 9. A highlight<br />

of the Great Wall<br />

Museum is a huge<br />

‘Ten Thousand Mile’<br />

pa<strong>in</strong>t<strong>in</strong>g of the Wall,<br />

measur<strong>in</strong>g 21m long<br />

by 10.5m high. It<br />

covers an area of<br />

220 square metres.<br />

Fig 10. Hand-pa<strong>in</strong>ted<br />

bricks from the Wei<br />

and J<strong>in</strong> dynasty<br />

tombs on show <strong>in</strong> the<br />

Great Wall Museum,<br />

Jiayuguan.<br />

Fig 11. A tri-coloured<br />

ceramic horse on<br />

display <strong>in</strong> the Great<br />

Wall Museum,<br />

Jiayuguan.<br />

11<br />

10<br />

brick was added to the total to humour<br />

him. When the work was f<strong>in</strong>ished<br />

there was one brick left over, and the<br />

architect placed it loose over one of the<br />

gates. This was <strong>in</strong>terpreted as <strong>in</strong>subord<strong>in</strong>ation<br />

and, to escape punishment,<br />

the architect claimed that the brick<br />

was there to stabilise the structure. If<br />

it was removed, he said, the fort would<br />

collapse. The brick rema<strong>in</strong>s to this day<br />

(Fig 8).<br />

Another story concerns the stone<br />

blocks used for pav<strong>in</strong>g. Each is about<br />

2m long, 50cm wide and 30cm thick,<br />

and they had to be transported from<br />

the quarry <strong>in</strong> the Black Mounta<strong>in</strong> 10km<br />

north-west of the pass. They were too<br />

heavy to carry down the mounta<strong>in</strong><br />

fast enough to meet the schedule, so<br />

a slop<strong>in</strong>g road was constructed and <strong>in</strong><br />

the w<strong>in</strong>ter it was splashed with water<br />

to create a slippery, icy surface. Yet<br />

another tale is about the mud bricks<br />

used to build the walls of the fort. They<br />

were baked 60km west of the pass and<br />

transported by ox-cart to the site. Once<br />

there, they were carried to their f<strong>in</strong>al<br />

positions. As the walls grew higher the<br />

process took longer, exhaust<strong>in</strong>g the<br />

men and delay<strong>in</strong>g the schedule. A solution<br />

was provided by a young goatherd<br />

who volunteered his numerous, surefooted<br />

animals to carry the bricks up<br />

on their backs.<br />

Anecdote gives way to material evidence<br />

<strong>in</strong> the Great Wall Museum,<br />

which forms part of the fort complex.<br />

Opened <strong>in</strong> October 1989, the orig<strong>in</strong>al<br />

museum <strong>in</strong> downtown Jiayuguan was<br />

the first to exhibit the history and culture<br />

of the Great Wall comprehensively<br />

and systematically. While the museum<br />

attracted favourable comment from<br />

scholars and tourists alike, it was felt<br />

that the build<strong>in</strong>g was not well situated,<br />

so <strong>in</strong> 1998, the Jiayuguan City Council<br />

decided to move it closer to the fort at<br />

the foot of the pass. The new museum<br />

was completed <strong>in</strong> April 2003. It is a sizable<br />

build<strong>in</strong>g with a ground area of 4253<br />

square metres and, <strong>in</strong> order to limit the<br />

impact on the ancient landscape, the<br />

designers hid much of it underground.<br />

The new museum has four sections<br />

cover<strong>in</strong>g the history of the Great Wall:<br />

the Spr<strong>in</strong>g and Autumn Period and the<br />

Warr<strong>in</strong>g Period (722–221 BC); the Q<strong>in</strong><br />

and Han Dynasties (221 BC–AD 220);<br />

the Sui, Tang, Liao and J<strong>in</strong>g Dynasties<br />

(AD 581–1234); and the M<strong>in</strong>g Dynasty<br />

(AD 1368–1644). It takes the visitor<br />

on a journey through more than 2000<br />

years of history and across 5000km,<br />

illustrat<strong>in</strong>g the results of 50 years of<br />

archaeological research. The displays<br />

<strong>in</strong>clude tableaux, maps, charts, scale<br />

models and diagrams show<strong>in</strong>g the<br />

different routes of the Wall and the<br />

various methods used <strong>in</strong> its construction<br />

along different stretches (Fig 9).<br />

Displays also make use of <strong>in</strong>terpretive<br />

texts, graphics, photos and a wealth<br />

of objects from the Wall itself (Fig<br />

11). As one might expect of a modern<br />

museum, there are lecture, study and<br />

conference facilities and multimedia<br />

resources <strong>in</strong>clud<strong>in</strong>g a film and TV hall.<br />

Jiayuguan’s other museum is at<br />

M<strong>in</strong>erva September/October 2010


X<strong>in</strong>cheng, about 20km north-east of<br />

the city. Described as the largest underground<br />

museum <strong>in</strong> the world, it is <strong>in</strong><br />

fact a burial site, and may conta<strong>in</strong> as<br />

many as 1600 tombs. These were built<br />

between the 3 rd and 5 th centuries AD,<br />

and most conta<strong>in</strong> the rema<strong>in</strong>s of three<br />

or four generations of families who<br />

lived under the Wei (AD 220–265) and<br />

Western J<strong>in</strong> (AD 265–316) dynasties. It<br />

is a significant archeological f<strong>in</strong>d, not<br />

only <strong>in</strong> terms of scale but also for the<br />

light it casts on domestic and social life<br />

<strong>in</strong> western Ch<strong>in</strong>a and central Asia dur<strong>in</strong>g<br />

this period.<br />

By 1979, 18 tombs had been excavated.<br />

More have been exam<strong>in</strong>ed s<strong>in</strong>ce<br />

then, but only graves 6 and 7 are currently<br />

accessible to the public. Artefacts<br />

from the tombs are on show <strong>in</strong> the<br />

Great Wall Museum <strong>in</strong> Jiayuguan (Fig<br />

10) and, <strong>in</strong> 1999, tomb 5 was removed<br />

completely and its contents, <strong>in</strong>clud<strong>in</strong>g<br />

600 or more hand-pa<strong>in</strong>ted bricks,<br />

put on display <strong>in</strong> the Gansu Prov<strong>in</strong>cial<br />

Museum <strong>in</strong> Lanzhou.<br />

The burial complex covers 30 square<br />

kilometres, and tombs are identified by<br />

relatively small mounds on the desert<br />

surface. The chambers are 10m below<br />

ground level and are entered through<br />

doors decorated with delicate designs<br />

represent<strong>in</strong>g strange animals, clouds,<br />

water, fire and deities. Once <strong>in</strong>side,<br />

it is possible to stand up and move<br />

around comfortably but, because of<br />

the relatively limited space, parties are<br />

Fig 12. The<br />

underground museum<br />

provides researchers<br />

with a unique example<br />

of pure Ch<strong>in</strong>ese<br />

realism <strong>in</strong> pa<strong>in</strong>t<strong>in</strong>g<br />

and fills a gap <strong>in</strong><br />

artistic development<br />

between the Wei and<br />

J<strong>in</strong> periods.<br />

Fig 13. As a result<br />

of water and w<strong>in</strong>d<br />

erosion over hundreds<br />

of years, some parts of<br />

the First Beacon Tower<br />

have been destroyed<br />

and the frustum is<br />

show<strong>in</strong>g its age.<br />

Fig 14. The ‘Hang<strong>in</strong>g<br />

Wall’ near Jiayuguan.<br />

For the convenience of<br />

vistors, 400 steps were<br />

added, but it is still<br />

hard work climb<strong>in</strong>g to<br />

the top.<br />

12 13<br />

restricted to 12 by the authorities.<br />

Tombs are typically divided <strong>in</strong>to<br />

three spaces – two vaulted anterooms<br />

and an arched rear burial area. These<br />

are connected by corridors l<strong>in</strong>ed with<br />

tiles pa<strong>in</strong>ted with flower patterns. In<br />

the chambers, the walls are usually<br />

covered with three to five layers of<br />

hand-pa<strong>in</strong>ted bricks (Fig 12), but as<br />

many as ten layers have been discovered.<br />

Each brick bears a picture depict<strong>in</strong>g<br />

an everyday scene <strong>in</strong> feudal ancient<br />

Ch<strong>in</strong>a. Occasionally a picture is spread<br />

over more than one brick.<br />

The themes on these m<strong>in</strong>i-murals,<br />

cover<strong>in</strong>g subjects as diverse as the use<br />

of mulberry trees, livestock farm<strong>in</strong>g,<br />

hunt<strong>in</strong>g, pastoral cultivation, camp<strong>in</strong>g,<br />

banquets, music, chess, travel, wagons<br />

and silk costume, provide a unique<br />

<strong>in</strong>sight <strong>in</strong>to many aspects of life under<br />

the Wei and J<strong>in</strong> Dynasties. It is believed<br />

that the artists lived locally and their art<br />

depicted their lives and times <strong>in</strong> rich,<br />

vivid and realistic detail. They used a<br />

brush pen and worked quickly, with a<br />

precision and detail perfected over generations.<br />

Hence, earlier bricks are duller<br />

and the people depicted are rather stiff,<br />

while later examples are brighter, borders<br />

are more dist<strong>in</strong>ct and the figures<br />

are more animated. Unfortunately there<br />

does not appear to be a comprehensive<br />

catalogue.<br />

Other sights worth see<strong>in</strong>g <strong>in</strong> the<br />

Jiayuguan prefecture <strong>in</strong>clude the Hei<br />

Shan rock carv<strong>in</strong>gs, the so-called<br />

‘Hang<strong>in</strong>g Wall’, and the First Beacon<br />

Tower. Discovered <strong>in</strong> 1972, the rock<br />

carv<strong>in</strong>gs are on cliffs <strong>in</strong> the Black<br />

Mounta<strong>in</strong> valley, 15km north-west<br />

of Jiayuguan. They comprise about<br />

140 <strong>in</strong>scriptions, measur<strong>in</strong>g between<br />

0.23m and 3m long, depict<strong>in</strong>g scenes<br />

from daily life <strong>in</strong> the Warr<strong>in</strong>g States<br />

period (475–221 BC). Together they<br />

provide an ethnographic record of<br />

ancient Ch<strong>in</strong>a, show<strong>in</strong>g people hunt<strong>in</strong>g,<br />

rid<strong>in</strong>g and danc<strong>in</strong>g. Images of animals,<br />

both domestic and wild, <strong>in</strong>clude<br />

horses, sheep, oxen, dogs, camels, deer,<br />

tigers, snakes and fish.<br />

The spectacular Xuanbi Changcheng<br />

or ‘Hang<strong>in</strong>g Wall’ is located 6km northwest<br />

of the pass (Fig 14). It is a restored<br />

section of the 16 th century Great Wall,<br />

and connects the fort with the nearby<br />

Black Mounta<strong>in</strong>s. The wall was built<br />

us<strong>in</strong>g local gravels and yellow earth<br />

piled and tamped <strong>in</strong> layers. Orig<strong>in</strong>ally,<br />

this stretch of wall was about 1.5km<br />

long but, due to natural disasters<br />

and human destruction, only 750m<br />

rema<strong>in</strong>s, with 230m climb<strong>in</strong>g onto the<br />

north slope of Hei Shan Mounta<strong>in</strong>. The<br />

gradient here is 45 degrees and the wall<br />

appears to be cl<strong>in</strong>g<strong>in</strong>g precariously to<br />

the steep face of the mounta<strong>in</strong>. There<br />

are three towers along this stretch, one<br />

at each end and one <strong>in</strong> the middle. The<br />

renovation was carried out <strong>in</strong> 1987.<br />

Approximately 6km south of the city,<br />

the First Beacon Tower is perched on<br />

an eroded cliff 82m above the Tao Lai<br />

River. Regarded by some as the world’s<br />

first frustum, or cut-off pyramid (Fig<br />

13), the structure marks the beg<strong>in</strong>n<strong>in</strong>g<br />

(or the end) of the M<strong>in</strong>g wall <strong>in</strong><br />

the west of Ch<strong>in</strong>a. It was built under<br />

the supervision of Li Han <strong>in</strong> 1539 and<br />

stands some 7m tall, with a flat top and<br />

a base measur<strong>in</strong>g 14.5 square metres.<br />

To preserve the precious relic, the<br />

city government has built a 30m-long<br />

view<strong>in</strong>g platform, from which there is<br />

a tremendous view of the river gorge<br />

and the vast Gobi Desert beyond, a<br />

view that has changed little s<strong>in</strong>ce the<br />

tower was built. n<br />

S<strong>in</strong>ce he retired as Vice-Pr<strong>in</strong>cipal<br />

of K<strong>in</strong>gston College <strong>in</strong> 2007, Dr<br />

Ray Dunn<strong>in</strong>g has been pursu<strong>in</strong>g<br />

his <strong>in</strong>terests <strong>in</strong> art, architecture and<br />

archaeology while travell<strong>in</strong>g.<br />

M<strong>in</strong>erva September/October 2010 35<br />

14<br />

All imAges courtesy of rAy Dunn<strong>in</strong>g


Ch<strong>in</strong>ese culture<br />

James Beresford<br />

takes a new look at<br />

the Anglo-French<br />

military campaign of<br />

1860 that ended with<br />

the destruction of<br />

one of Ch<strong>in</strong>a’s most<br />

important cultural sites<br />

ord Elg<strong>in</strong> ordered the burn<strong>in</strong>g<br />

of part of the Summer Palace.<br />

It was given to the flames on<br />

the 18 th and 19 th of October.<br />

The clouds of smoke, driven by the w<strong>in</strong>d,<br />

hung like a vast pall over Pek<strong>in</strong>g. From<br />

an artistic po<strong>in</strong>t of view it was an act<br />

of vandalism: from that of sound policy<br />

it was statesmanlike’ (Stanley Lane-<br />

Poole, Sir Harry Parkes <strong>in</strong> Ch<strong>in</strong>a, 1901,<br />

p. 250).<br />

It is 150 years s<strong>in</strong>ce Brita<strong>in</strong> and<br />

France were engaged <strong>in</strong> the conflict<br />

aga<strong>in</strong>st Q<strong>in</strong>g Ch<strong>in</strong>a that has become<br />

known as the Second Opium War.<br />

Scarcely remembered by the populations<br />

of the two European countries,<br />

the war still has great significance for<br />

the Ch<strong>in</strong>ese, who regard it as symbolic<br />

of their national humiliation at<br />

the hands of imperialistic Western<br />

powers. The def<strong>in</strong><strong>in</strong>g moment of the<br />

Anglo-French campaign was the day<br />

British forces torched the Summer<br />

Palace, Yuanm<strong>in</strong>gyuan, ‘The Gardens<br />

of Perfect Brightness’, one of the most<br />

beautiful architectural complexes ever<br />

created (Fig 2).<br />

Constructed <strong>in</strong> the early 18 th century,<br />

the Summer Palace was a vast<br />

collection of build<strong>in</strong>gs, set with<strong>in</strong><br />

landscaped parkland 8km north-west<br />

of Beij<strong>in</strong>g (Fig 3). As the Rev R.J.L.<br />

McGee, Chapla<strong>in</strong> to the British Army<br />

dur<strong>in</strong>g the 1860 campaign, would<br />

2<br />

36<br />

Photo: Mlogic.<br />

Sack of the<br />

Summer Palace<br />

Fig 1. Reconstructed<br />

pavilion <strong>in</strong> the<br />

Elegant Spr<strong>in</strong>g<br />

Garden, Summer<br />

Palace.<br />

Fig 2. Sketch by<br />

Godefroy Durand<br />

of the loot<strong>in</strong>g of<br />

the Summer Palace<br />

<strong>in</strong> 1860. The zodiac<br />

founta<strong>in</strong> decorated<br />

with the 12 bronze<br />

figures, is <strong>in</strong> the<br />

centre, between the<br />

curv<strong>in</strong>g stairs.<br />

recall: ‘If you can, you must imag<strong>in</strong>e a<br />

vast labyr<strong>in</strong>th of picturesque rocks and<br />

noble timber, lakes and streams, summer-houses<br />

roofed with porcela<strong>in</strong> of<br />

the imperial yellow, theatres and their<br />

store-houses… temples more numerous<br />

still… filled with works of Ch<strong>in</strong>ese<br />

art of great age, beauty, and value.’<br />

(How We Got to Pek<strong>in</strong>, 1862, p. 211)<br />

(Figs 1, 3, 4).<br />

The numerous build<strong>in</strong>gs of the palace<br />

conta<strong>in</strong>ed countless artworks from<br />

much earlier periods of Ch<strong>in</strong>ese history,<br />

<strong>in</strong>clud<strong>in</strong>g some of Ch<strong>in</strong>a’s oldest<br />

and most precious manuscripts,<br />

housed <strong>in</strong> The Wenyuan Hall (Hall of<br />

Literary Profundity). As French writer<br />

Victor Hugo would remark: ‘With all<br />

its treasures, Notre Dame <strong>in</strong> Paris is no<br />

match for Yuan-m<strong>in</strong>g-yuan, that enormous<br />

and magnificent museum <strong>in</strong> the<br />

East.’ The burn<strong>in</strong>g by British troops<br />

swept away virtually all this vast and<br />

remarkable collection of palaces, while<br />

the loot<strong>in</strong>g that preceded the firestorm<br />

led to the destruction of many treasures,<br />

or their removal to Europe. Such<br />

was the loss to Ch<strong>in</strong>ese culture that the<br />

torch<strong>in</strong>g of the Summer Palace can be<br />

likened to the demolition of the House<br />

of Wisdom <strong>in</strong> Baghdad by the Mongols<br />

<strong>in</strong> 1258, the burn<strong>in</strong>g of the library of<br />

Alexandria by Julius Caesar <strong>in</strong> 48 BC,<br />

or Q<strong>in</strong> Shi Huang’s destruction of the<br />

classic works produced by the Hundred<br />

Schools of Thought <strong>in</strong> 221 BC.<br />

For the Ch<strong>in</strong>ese people, the burn<strong>in</strong>g<br />

of the Summer Palace was an act<br />

of willful destruction, driven primarily<br />

by capitalist desire to cow the Ch<strong>in</strong>ese<br />

and open up of the country to Western<br />

commerce; a trade centered on opium,<br />

which ‘turned a British deficit with<br />

Ch<strong>in</strong>a <strong>in</strong>to a substantial surplus…<br />

provid<strong>in</strong>g massive profits for London<br />

companies and substantial revenues<br />

for the state’ (John News<strong>in</strong>ger, p. 125).<br />

The man lead<strong>in</strong>g the British diplomatic<br />

pressure on Ch<strong>in</strong>a <strong>in</strong> 1860 would<br />

tend to agree with this judgement.<br />

James Bruce (1811–1863) was the 8 th<br />

Earl of Elg<strong>in</strong> (Fig 6), whose father had<br />

become <strong>in</strong>famous at the start of the<br />

century by remov<strong>in</strong>g a large portion<br />

of the marbles from the Parthenon <strong>in</strong><br />

Athens. In his letters and diaries, Elg<strong>in</strong><br />

would write with bitterness that, ‘<strong>in</strong><br />

our relations with these Ch<strong>in</strong>ese we<br />

have acted scandalously’, and would<br />

describe his deal<strong>in</strong>gs with Ch<strong>in</strong>ese officials<br />

as ‘fight<strong>in</strong>g, bully<strong>in</strong>g and gett<strong>in</strong>g<br />

the poor commissioners to concede<br />

one po<strong>in</strong>t after another’.<br />

The burn<strong>in</strong>g of Yuanm<strong>in</strong>gyuan cont<strong>in</strong>ues<br />

to act as a nationalistic rally<strong>in</strong>g<br />

call for the population of modern<br />

Ch<strong>in</strong>a. The rul<strong>in</strong>g Communist Party is<br />

eager to promote the need for strength<br />

and unity and so avoid the weakness<br />

of the past, when the country was at<br />

the mercy of foreign <strong>in</strong>vaders. Ch<strong>in</strong>ese<br />

history textbooks, films and television<br />

M<strong>in</strong>erva September/October 2010


Photo: bridget colia (storyvillegirl).<br />

dramas all place great emphasis on<br />

the destruction of the Summer Palace<br />

and the pillag<strong>in</strong>g of cultural treasures<br />

from the site. The ru<strong>in</strong>s also cont<strong>in</strong>ue<br />

to function as a useful propaganda<br />

tool, and at the exhibition hall on the<br />

site there is a diorama featur<strong>in</strong>g British<br />

troops loot<strong>in</strong>g the Palace <strong>in</strong> 1860. Until<br />

the Olympics <strong>in</strong> 2008, a ‘Never Forget<br />

National Humiliation Wall’ outl<strong>in</strong>ed<br />

the history of Western aggression<br />

aga<strong>in</strong>st Ch<strong>in</strong>a.<br />

Propaganda notwithstand<strong>in</strong>g, there<br />

should be no doubt<strong>in</strong>g the scale of the<br />

loot<strong>in</strong>g that took place. As Elg<strong>in</strong> would<br />

write a day after the French army<br />

arrived: ‘Such a scene of devastation…<br />

There was not a room I saw <strong>in</strong> which<br />

1<br />

Photo: shizhao.<br />

Fig 3. Draw<strong>in</strong>g of<br />

the Summer Palace<br />

from the east as it<br />

appeared at the start<br />

of the 19 th century.<br />

By William <strong>Alexander</strong>,<br />

published <strong>in</strong> Travels <strong>in</strong><br />

Ch<strong>in</strong>a, by John Barrow<br />

(1804).<br />

Fig 4. The ru<strong>in</strong>ed arch<br />

of an ornamental<br />

stone bridge with<br />

a reconstructed<br />

pavilion beh<strong>in</strong>d.<br />

Fig 5. The snow-<br />

covered ru<strong>in</strong>s of the<br />

European-style palace<br />

<strong>in</strong> front of which the<br />

Haiyantang water<br />

clock with the zodiac<br />

bronze heads once<br />

stood.<br />

5<br />

half the th<strong>in</strong>gs had not been taken<br />

away or broken <strong>in</strong> pieces… Plunder<strong>in</strong>g<br />

and devastat<strong>in</strong>g a place like this is bad<br />

enough, but what is much worse is the<br />

waste and breakage… French soldiers<br />

were destroy<strong>in</strong>g <strong>in</strong> every way the most<br />

beautiful silks, break<strong>in</strong>g the jade ornaments<br />

and porcela<strong>in</strong> etc. War is a hateful<br />

bus<strong>in</strong>ess.’<br />

It has been estimated by the Ch<strong>in</strong>ese<br />

government that about 1.5 million<br />

items looted from the Summer Palace<br />

are today spread around almost 50<br />

countries. While such a figure is highly<br />

speculative, diaries and journals written<br />

by British and French soldiers<br />

emphasise the quantity and quality of<br />

the cultural treasures removed from<br />

the palace. For example, General Hope<br />

Grant (1808–1875), <strong>in</strong> command of the<br />

British Army <strong>in</strong> Ch<strong>in</strong>a dur<strong>in</strong>g 1860,<br />

and the brother-<strong>in</strong>-law of Lord Elg<strong>in</strong>,<br />

noted that dur<strong>in</strong>g the British auction<br />

held to sell off the pillaged objects, he<br />

acquired ‘several beautiful jade-stones,<br />

and also a necklace of the f<strong>in</strong>est green<br />

jade, with rubies… I also bought a f<strong>in</strong>e<br />

carv<strong>in</strong>g of lapis lazuli’ (Incidents <strong>in</strong> the<br />

Ch<strong>in</strong>a War of 1860, p. 194). The young<br />

Charles Gordon, who famously met<br />

his fate <strong>in</strong> Khartoum 25 years later,<br />

purchased a throne he donated to the<br />

Royal Eng<strong>in</strong>eers, which, until the 1980s<br />

at least, was to be found <strong>in</strong> the officers’<br />

mess at Chatham <strong>in</strong> Kent. Perhaps the<br />

most unusual prize brought back to<br />

Brita<strong>in</strong> from the Summer Palace was<br />

a Pek<strong>in</strong>gese dog, presented to Queen<br />

Victoria, with the highly appropriate<br />

name of ‘Looty’.<br />

Although there is no legal obligation<br />

for foreign museums and collectors<br />

to return artefacts pillaged from the<br />

Summer Palace, <strong>in</strong> recent years Ch<strong>in</strong>a<br />

Ch<strong>in</strong>ese culture<br />

has begun try<strong>in</strong>g to reclaim some of<br />

these lost treasures. This campaign<br />

made <strong>in</strong>ternational news <strong>in</strong> February<br />

2009, when the bronze heads of a<br />

rabbit and a rat were put up for auction<br />

at Christie’s <strong>in</strong> Paris (Fig 8). The<br />

bronzes had orig<strong>in</strong>ally been part of the<br />

Haiyantang, an ornamental water clock<br />

founta<strong>in</strong> decorated with the 12 animals<br />

of the Ch<strong>in</strong>ese zodiac, designed<br />

<strong>in</strong> the 18 th century by the Italian Jesuit<br />

Giuseppe Castiglione (Figs 2, 5). After<br />

legal action by the Ch<strong>in</strong>ese government<br />

to stop the sale was overruled by the<br />

French courts, bidd<strong>in</strong>g on the bronzes<br />

was sabotaged by the Ch<strong>in</strong>ese bus<strong>in</strong>essman<br />

Cai M<strong>in</strong>gehao, who acquired<br />

them for €15,745,000 then refused<br />

payment, claim<strong>in</strong>g he had acted to stop<br />

the artworks go<strong>in</strong>g to a foreign bidder.<br />

Attempts to recover all 12 bronzes have<br />

certa<strong>in</strong>ly struck an emotional chord<br />

with the Ch<strong>in</strong>ese population. When<br />

the Poly Art Museum acquired three<br />

of the other figures from the founta<strong>in</strong><br />

<strong>in</strong> 2000, the Chairman of the Poly<br />

Group, Shan Yihe, claimed: ‘Rescue<br />

of the three bronze animal heads, formerly<br />

of the Summer Palace, particularly<br />

aroused the patriotic passions of<br />

Ch<strong>in</strong>ese sons and daughters.’ The actor<br />

Jackie Chan is also currently shoot<strong>in</strong>g<br />

Shi Er Sheng Xiao (The 12 Ch<strong>in</strong>ese<br />

Zodiac Animals), an action film tell<strong>in</strong>g<br />

the fictional story of a heroic attempt<br />

to reunite the bronzes <strong>in</strong> Ch<strong>in</strong>a.<br />

Ch<strong>in</strong>a has also begun send<strong>in</strong>g<br />

out delegations to museums, libraries<br />

and private collections <strong>in</strong> the<br />

West to document any artefacts that<br />

might have been removed from the<br />

Summer Palace. Dur<strong>in</strong>g the 18-day<br />

trip to North America <strong>in</strong> November<br />

and December 2009, the Ch<strong>in</strong>ese team<br />

scrut<strong>in</strong>ised collections, and <strong>in</strong>tends to<br />

move on to European and then Asian<br />

museums dur<strong>in</strong>g this year. Ch<strong>in</strong>ese<br />

delegates also attended the Conference<br />

on International Cooperation for the<br />

Protection and Repatriation of Cultural<br />

Heritage held <strong>in</strong> Cairo <strong>in</strong> early April<br />

this year (See M<strong>in</strong>erva, July/August,<br />

pp. 8–11), where they set out demands<br />

for the two bronzes from the Summer<br />

Palace, auctioned at Christie’s.<br />

In propagandis<strong>in</strong>g the issue of<br />

the burn<strong>in</strong>g and destruction of the<br />

Summer Palace, the Ch<strong>in</strong>ese government<br />

does, however, have to face<br />

some uncomfortable questions. While<br />

imperialistic commercial ga<strong>in</strong> was<br />

undoubtedly the driv<strong>in</strong>g force for the<br />

Anglo-French <strong>in</strong>vasion of Ch<strong>in</strong>a <strong>in</strong><br />

1860, the primary motives beh<strong>in</strong>d<br />

the British decision to destroy the<br />

Emperor’s residence are <strong>in</strong>timately<br />

bound up with human rights and the<br />

ill treatment of prisoners.<br />

M<strong>in</strong>erva September/October 2010 37<br />

3<br />

4


Ch<strong>in</strong>ese culture<br />

On 18 September, an Anglo-French<br />

party conduct<strong>in</strong>g negotiations under a<br />

flag of truce was captured by Ch<strong>in</strong>ese<br />

soldiers. The group of 39 men was led<br />

by Harry Parkes, advisor and <strong>in</strong>terpreter<br />

on Elg<strong>in</strong>’s staff. He was accompanied<br />

by Henry Loch, Elg<strong>in</strong>’s Private<br />

Secretary, Thomas Bowlby, a journalist<br />

with The Times, and a small escort<br />

of British, French and Indian soldiers.<br />

Separated from the rest of the party,<br />

Parkes, Loch, and one of the Indian<br />

soldiers were thrown <strong>in</strong>to prison<br />

‘loaded with cha<strong>in</strong>s… connected to<br />

a r<strong>in</strong>g <strong>in</strong> the roof so tightly, that they<br />

could not sit down… In this state they<br />

were kept badly fed for n<strong>in</strong>e days…<br />

The poor sowar [Indian cavalryman]<br />

was kept cha<strong>in</strong>ed <strong>in</strong> a separate dark<br />

dungeon. For three days no one came<br />

near him, and he had noth<strong>in</strong>g to eat’<br />

(Hope Grant, Incidents <strong>in</strong> the Ch<strong>in</strong>a<br />

War of 1860, p. 132-33).<br />

The other members of the party were<br />

beaten and had their hands and feet<br />

bound tightly with ropes, which then<br />

had water poured on them to further<br />

<strong>in</strong>crease the tension of the cords. Their<br />

suffer<strong>in</strong>g was noted <strong>in</strong> detail by one<br />

of the Indian troopers who survived<br />

imprisonment. He described how, after<br />

be<strong>in</strong>g taken to the Summer Palace,<br />

‘Lieut. Anderson became delirious, and<br />

rema<strong>in</strong>ed so, with a few lucid <strong>in</strong>tervals,<br />

until his death, which occurred<br />

on the n<strong>in</strong>th day of his imprisonment.<br />

Before his death his nails and f<strong>in</strong>gers<br />

burst from the tightness of the cords,<br />

and mortification set <strong>in</strong>, and the bones<br />

of his wrist were exposed, and whilst<br />

he was alive, worms generated <strong>in</strong> his<br />

wounds and ate <strong>in</strong>to, and crawled over<br />

his body. They [the Ch<strong>in</strong>ese] left the<br />

body there three days, and then took it<br />

away.’ (Henry Loch, Personal Narrative<br />

of Occurrences Dur<strong>in</strong>g Lord Elg<strong>in</strong>’s<br />

Second Embassy to Ch<strong>in</strong>a <strong>in</strong> 1860, p.<br />

82).<br />

Two other Indian cavalrymen,<br />

Bughe I S<strong>in</strong>g and Khan S<strong>in</strong>g, provided<br />

similar testimony of the ill treatment<br />

suffered by the rest of the captives. Of<br />

The Times special correspondent, they<br />

noted: ‘Mr Bowlby died… of maggots<br />

form<strong>in</strong>g <strong>in</strong> his wrists… His body<br />

rema<strong>in</strong>ed there for nearly three days,<br />

and the next day it was tied to a crossbeam<br />

and thrown over the wall to<br />

be eaten by dogs and pigs… The next<br />

day the Frenchman died… Two days<br />

after this Jawalla S<strong>in</strong>g died; his hands<br />

burst from his rope wounds, maggots<br />

got <strong>in</strong>to them, and he died.’ (Henry<br />

Loch, Personal Narrative, p. 83). The<br />

list of Indian, British and French<br />

captives who died <strong>in</strong> a similar manner<br />

cont<strong>in</strong>ues <strong>in</strong> testimony taken<br />

from the survivors, and it makes grim<br />

38<br />

Fig 6. James Bruce,<br />

8 th Earl of Elg<strong>in</strong>. He<br />

headed the British<br />

delegation dur<strong>in</strong>g<br />

the campaign of<br />

1860. Courtesy of<br />

The National Portrait<br />

Galllery, London<br />

Fig 7. A re-erected<br />

guardian lion stands<br />

amid the overgrown<br />

ru<strong>in</strong>s of the Summer<br />

Palace.<br />

Fig 8. The February<br />

2009 Christie’s auction<br />

of the bronze head<br />

of a rat (pictured)<br />

together with that<br />

of a rabbit, orig<strong>in</strong>ally<br />

from the Summer<br />

Palace. The sale<br />

caused outrage <strong>in</strong><br />

Ch<strong>in</strong>a when it was<br />

allowed to go ahead<br />

<strong>in</strong> Paris.<br />

8<br />

read<strong>in</strong>g even 150 years after the event.<br />

Other captives were given a quicker<br />

death. Capta<strong>in</strong> Brabazon of the Royal<br />

Artillery, together with Abbé du Luc,<br />

were beheaded soon after be<strong>in</strong>g captured.<br />

The Ch<strong>in</strong>ese claimed both men<br />

had died of natural causes, but a grave<br />

conta<strong>in</strong><strong>in</strong>g fragments of a British artillery<br />

officer’s trousers and pieces of<br />

French ecclesiastical dress was later<br />

discovered, with both skeletons lack<strong>in</strong>g<br />

skulls.<br />

Ch<strong>in</strong>ese authorities denied any ill<br />

treatment of the prisoners, but the survivors’<br />

ulcerated hands and wrists were<br />

pla<strong>in</strong>ly visible. The bodies of the dead,<br />

returned on 16 October, were almost<br />

unidentifiable, as quicklime had been<br />

added to the coff<strong>in</strong>s to remove evidence<br />

of the torture. Rev. McGee would<br />

write: ‘They were <strong>in</strong>deed wretched<br />

Photo: getty iMages.<br />

6 7<br />

rema<strong>in</strong>s, not to be recognized, but<br />

by some part of their dress. Poor De<br />

Norman’s leather coat, which we knew<br />

so well, rema<strong>in</strong>ed, and Bowlby’s socks<br />

were marked with his name.’ (How We<br />

Got to Pek<strong>in</strong>, 1862, p. 254).<br />

Accounts of the fate of the prisoners<br />

obviously led to deep anger with<strong>in</strong><br />

the allied army and public outcry <strong>in</strong><br />

Brita<strong>in</strong> and France. Sidney Herbert,<br />

the British Secretary of State for War<br />

and a close confidant of Florence<br />

Night<strong>in</strong>gale, wrote to General Hope<br />

Grant on Christmas Day, 1860, not<strong>in</strong>g<br />

how the ‘fate of the poor prisoners<br />

has created a most powerful impression<br />

here’.<br />

On 17 October, while the funeral<br />

of the dead British captives took place<br />

<strong>in</strong> the Russian cemetery to the northeast<br />

of Beij<strong>in</strong>g, a proclamation pr<strong>in</strong>ted<br />

M<strong>in</strong>erva September/October 2010<br />

Photo: bridget colia (storyville girl).<br />

Photo: getty iMages.


<strong>in</strong> Ch<strong>in</strong>ese was circulated, sett<strong>in</strong>g out<br />

the British response to the deaths and<br />

treatment of the prisoners: ‘That no<br />

<strong>in</strong>dividual, however exalted, could<br />

escape from the responsibility and<br />

punishment which must always follow<br />

the commission of acts of falsehood<br />

and deceit; that Yuen-m<strong>in</strong>g-yuen<br />

would be burnt on the 18 th , as a punishment<br />

<strong>in</strong>flicted on the Emperor for<br />

the violation of his word, and the act<br />

of treachery to a flag of truce; that as<br />

the people were not concerned <strong>in</strong> these<br />

acts no harm would befall them, but<br />

the Imperial Government alone would<br />

be held responsible.’ (Henry Loch,<br />

Personal Narrative, p. 85).<br />

As promised, British retribution for<br />

the deaths and torture of the prisoners<br />

began the day after the funerals.<br />

The French were shocked by the decision<br />

to burn the palace, and refused<br />

to jo<strong>in</strong> the British as they set to work<br />

methodically sett<strong>in</strong>g fire to the numerous<br />

build<strong>in</strong>gs. The holocaust which<br />

followed was mov<strong>in</strong>gly described by<br />

Robert Sw<strong>in</strong>hoe, a translator with the<br />

British army: ‘Ere long a dense column<br />

of smoke ris<strong>in</strong>g to the sky <strong>in</strong>dicated<br />

that the work had commenced,<br />

and as the day waned the column<br />

<strong>in</strong>creased <strong>in</strong> magnitude, and grew<br />

denser and denser, waft<strong>in</strong>g <strong>in</strong> the shape<br />

of a large cloud over Pek<strong>in</strong>, and hav<strong>in</strong>g<br />

the semblance of a fearful thunderstorm<br />

impend<strong>in</strong>g. As we approached<br />

the Palace the crackl<strong>in</strong>g and rush<strong>in</strong>g<br />

noise of the fire was appall<strong>in</strong>g, and the<br />

sun sh<strong>in</strong><strong>in</strong>g through the masses of the<br />

smoke gave a sickly hue to every plant<br />

and tree, and the red flame gleam<strong>in</strong>g on<br />

the faces of the troops engaged made<br />

them appear like demons glory<strong>in</strong>g <strong>in</strong><br />

the destruction of what they could not<br />

replace.’ (Narrative of the North Ch<strong>in</strong>a<br />

Campaign, pp. 329–31). Once the<br />

Summer Palace was reduced to numerous<br />

smok<strong>in</strong>g ru<strong>in</strong>s, the British erected<br />

M<strong>in</strong>erva September/October 2010<br />

‘Ere long<br />

a dense<br />

column of<br />

smoke ris<strong>in</strong>g<br />

to the sky<br />

<strong>in</strong>dicated that<br />

the work had<br />

commenced,<br />

and as the<br />

day waned<br />

the column<br />

<strong>in</strong>creased <strong>in</strong><br />

magnitude’<br />

Fig 9. The weedchoked<br />

ru<strong>in</strong>s of the<br />

European-style palaces<br />

designed by Giuseppe<br />

Castiglione <strong>in</strong> the<br />

early 18 th century.<br />

an <strong>in</strong>scription <strong>in</strong> Ch<strong>in</strong>ese stat<strong>in</strong>g, ‘This<br />

is the reward for perfidy and cruelty.’<br />

By order<strong>in</strong>g the destruction of the<br />

palace, Elg<strong>in</strong> was undoubtedly th<strong>in</strong>k<strong>in</strong>g<br />

of his own political future, know<strong>in</strong>g<br />

that the British public would<br />

expect revenge for the brutal treatment<br />

and deaths of the prisoners. As the earl<br />

would confide to his brother-<strong>in</strong>-law<br />

dur<strong>in</strong>g the campaign: ‘What would<br />

The Times say of me if I did not avenge<br />

its correspondent?’ Prime M<strong>in</strong>ister<br />

Palmerston certa<strong>in</strong>ly agreed with<br />

Elg<strong>in</strong>’s decision to burn the Summer<br />

Palace and considered it ‘absolutely<br />

necessary to stamp by some such permanent<br />

record our <strong>in</strong>dignation at<br />

the treachery and brutality of these<br />

Tartars, for Ch<strong>in</strong>ese they are not.’<br />

However, the majority of British officers<br />

serv<strong>in</strong>g <strong>in</strong> the 1860 campaign, as<br />

well as most of Palmerston’s Cab<strong>in</strong>et<br />

colleagues, were later to mourn the<br />

burn<strong>in</strong>g of the Summer Palace. Elg<strong>in</strong><br />

himself must also have been sorely<br />

aware that by reduc<strong>in</strong>g Yuanm<strong>in</strong>gyuan<br />

to ashes he would be regarded as follow<strong>in</strong>g<br />

<strong>in</strong> the culturally destructive<br />

footsteps of his father. A year after the<br />

end of the war, Victor Hugo would<br />

write of the burn<strong>in</strong>g and loot<strong>in</strong>g of the<br />

place that, ‘Mixed up <strong>in</strong> all this was<br />

the name of Elg<strong>in</strong>, which <strong>in</strong>evitably<br />

calls to m<strong>in</strong>d the Parthenon. What was<br />

done to the Parthenon was done to the<br />

Summer Palace, more thoroughly and<br />

better, so that noth<strong>in</strong>g of it should be<br />

left.’<br />

It is this view that the current<br />

Ch<strong>in</strong>ese government is keen to promote<br />

<strong>in</strong> the quest to recover looted<br />

artefacts. While Ch<strong>in</strong>a’s moral arguments<br />

for the return of looted treasures<br />

are powerful, and many <strong>in</strong> the<br />

West feel sympathy for the country’s<br />

demands, it should not be forgotten<br />

why the Summer Palace was destroyed.<br />

Accord<strong>in</strong>g to Amnesty International<br />

and Human Rights Watch, Ch<strong>in</strong>ese<br />

9<br />

Ch<strong>in</strong>ese culture<br />

authorities still rout<strong>in</strong>ely carry out<br />

harassment, physical abuse and punitive<br />

detention: ‘In Ch<strong>in</strong>a, serious<br />

human rights violations cont<strong>in</strong>ue to<br />

be committed. This <strong>in</strong>cludes torture,<br />

execution (<strong>in</strong> which Ch<strong>in</strong>a is world<br />

leader), excessive use of force <strong>in</strong> polic<strong>in</strong>g<br />

labour and rural unrest, repression<br />

of dissent and the free exchange<br />

of <strong>in</strong>formation and forced repatriation<br />

of asylum seekers without recourse<br />

to a refugee determ<strong>in</strong>ation procedure.<br />

Foreign governments cont<strong>in</strong>ue<br />

to fail <strong>in</strong> challeng<strong>in</strong>g Ch<strong>in</strong>a’s disastrous<br />

human rights record.’ (Amnesty<br />

International, UK).<br />

Follow<strong>in</strong>g the sabotage of the<br />

Christie’s auction last year, the seller of<br />

the two zodiac bronzes, Pierre Bergé,<br />

suggested that he would be happy to<br />

return the artefacts to Ch<strong>in</strong>a free of<br />

charge, but only on condition the country<br />

improved its human rights record<br />

and allowed democracy and civil liberties<br />

<strong>in</strong> Tibet – a proposal greeted with<br />

hostility by the Ch<strong>in</strong>ese. However,<br />

Western governments, museums and<br />

collectors currently <strong>in</strong> possession of<br />

artefacts removed from the Summer<br />

Palace <strong>in</strong> 1860 may do well to follow<br />

Mr Bergé’s lead. The forg<strong>in</strong>g of an <strong>in</strong>timate<br />

bond between the repatriation of<br />

objects taken from the Summer Palace<br />

and improvements <strong>in</strong> Ch<strong>in</strong>a’s human<br />

rights record may generate some soulsearch<strong>in</strong>g<br />

with<strong>in</strong> the country and<br />

could <strong>in</strong>fluence the Communist government<br />

more than the occasional<br />

rebukes from <strong>in</strong>ternational leaders.<br />

The return of cultural treasures taken<br />

from Yuanm<strong>in</strong>gyuan, <strong>in</strong> return for<br />

improved human rights, would certa<strong>in</strong>ly<br />

serve as a more fitt<strong>in</strong>g legacy for<br />

the British, French and Indian prisoners<br />

tortured and killed <strong>in</strong> autumn 1860<br />

than does the burn<strong>in</strong>g of the Summer<br />

Palace, with which their deaths have<br />

been <strong>in</strong>extricably connected for the<br />

last 150 years. n<br />

39<br />

Photo: bridget colia (storyvillegirl).


Afghan archaeology<br />

David Thomas<br />

questions whether<br />

Afghanistan’s<br />

archaeological heritage<br />

will survive the war and<br />

a 21 st -century gold rush<br />

The recent discovery of<br />

vast m<strong>in</strong>eral deposits <strong>in</strong><br />

Afghanistan, estimated at<br />

nearly $1 trillion <strong>in</strong> value,<br />

offers hope to one of the world’s poorest<br />

nations. Accord<strong>in</strong>g to an American<br />

geological survey, huge reserves of<br />

gold, copper, iron ore and lithium<br />

(a vital component <strong>in</strong> mobile phone<br />

and computer batteries) lie beneath<br />

the country’s gnarled mounta<strong>in</strong>s and<br />

w<strong>in</strong>d-swept deserts. If these natural<br />

resources can be accessed, and are<br />

managed astutely, the economy and<br />

standard of liv<strong>in</strong>g <strong>in</strong> Afghanistan could<br />

be transformed <strong>in</strong> a manner similar to<br />

that of Saudi Arabia <strong>in</strong> the decades<br />

s<strong>in</strong>ce its oil boom. Although daunt<strong>in</strong>g<br />

security and logistical challenges face<br />

those plann<strong>in</strong>g to exploit Afghanistan’s<br />

m<strong>in</strong>eral reserves (Fig 1), the drive<br />

to access the country’s resources is<br />

already impact<strong>in</strong>g upon the country’s<br />

extensive archaeological rema<strong>in</strong>s. As<br />

we go to press, Afghan and French<br />

archaeologists are frantically excavat<strong>in</strong>g<br />

extraord<strong>in</strong>ary Buddhist sites at<br />

Mes Aynak, before a Ch<strong>in</strong>ese company<br />

resumes the extraction of copper ore<br />

from the area – a m<strong>in</strong><strong>in</strong>g operation<br />

that first began two millennia ago.<br />

Unrestricted and illegal urban<br />

expansion poses another major threat<br />

to the archaeological and architectural<br />

fabric of cities such as Herat, where<br />

over 80 construction projects lack<strong>in</strong>g<br />

official permits were begun <strong>in</strong> the Old<br />

City dur<strong>in</strong>g the first half of 2009 alone.<br />

Numerous road-widen<strong>in</strong>g schemes<br />

have also bisected archaeological sites<br />

such as Chashma-i Shafa <strong>in</strong> the north<br />

of the country (probably the site of<br />

pre-Alexandrian Bactra or its sacred<br />

complex) and endanger other monuments<br />

such as the 12 th -century Ghurid<br />

mausolea at Chisht-i Sharif, Herat<br />

Prov<strong>in</strong>ce, western Afghanistan (Fig 2).<br />

The fact that these projects contravene<br />

exist<strong>in</strong>g Afghan legislation<br />

<strong>in</strong>tended to protect cultural heritage<br />

has done little to halt their progress.<br />

Elsewhere, the prospect of ill considered<br />

restoration projects follow<strong>in</strong>g<br />

Ghazni’s selection as the 2013<br />

Centre for Islamic Culture is problematic.<br />

Heritage experts fear that the<br />

11 th –12 th -century Ghaznavid capital’s<br />

40<br />

1<br />

Between<br />

rocks<br />

and a<br />

hard place<br />

Fig 1. US Army Sgt.<br />

Robert Newman,<br />

Bravo Company,<br />

1st Battalion, 4 th<br />

Infantry Regiment,<br />

US Army, watch<strong>in</strong>g<br />

the sunrise near<br />

Forward Operat<strong>in</strong>g<br />

Base Baylough, Zabul,<br />

Afghanistan. March 19,<br />

2009.<br />

Fig 2. The 12 th -century<br />

Ghurid mausolea at<br />

Chisht-i Sharif, Herat<br />

Prov<strong>in</strong>ce, western<br />

Afghanistan.<br />

2<br />

historical monuments will become little<br />

more than sanitised trophies <strong>in</strong> a<br />

theme park. With the authorities often<br />

seem<strong>in</strong>gly <strong>in</strong>capable of stopp<strong>in</strong>g these<br />

projects – and at times even actively<br />

sanction<strong>in</strong>g some – the <strong>in</strong>ternational<br />

community has a crucial role to play<br />

<strong>in</strong> advocat<strong>in</strong>g for, and facilitat<strong>in</strong>g, the<br />

protection of Afghanistan’s cultural<br />

heritage.<br />

A glimpse of what is at stake was<br />

displayed <strong>in</strong> the exhibition of artefacts<br />

from the National Museum of Kabul,<br />

which has been tour<strong>in</strong>g museums <strong>in</strong><br />

Europe and North America s<strong>in</strong>ce 2006<br />

and will go<strong>in</strong>g on display <strong>in</strong> the British<br />

Museum <strong>in</strong> March 2011 (Figs 3, 4).<br />

However, the opulence and exquisite<br />

craftsmanship of the treasures merely<br />

scratches the surface of Afghanistan’s<br />

cultural heritage. In 2009, British<br />

Customs officials returned 3.5 tonnes<br />

of looted artefacts, which had been<br />

seized <strong>in</strong> recent years, while Denmark<br />

has returned a further 4000 objects.<br />

Unfortunately, we will never be able<br />

to recover vital archaeological <strong>in</strong>formation<br />

about these artefacts, nor any<br />

other cultural treasures that were<br />

destroyed when they were removed<br />

from the ground.<br />

Although little proper archaeological<br />

fieldwork has been possible <strong>in</strong><br />

Afghanistan s<strong>in</strong>ce Warwick Ball published<br />

his gazetteer of nearly 1300<br />

archaeological sites <strong>in</strong> 1982, recent<br />

M<strong>in</strong>erva September/October 2010<br />

Photo courtesy of DaviD thomas.


analysis of satellite images <strong>in</strong>dicates<br />

that thousands of sites rema<strong>in</strong><br />

undiscovered. Research by the<br />

Archaeological Sites of Afghanistan<br />

<strong>in</strong> Google Earth (ASAGE) project has<br />

focused on ten study areas, with<strong>in</strong><br />

which more than 650 probable archaeological<br />

sites have been identified (Fig<br />

5). Given that the study areas amount<br />

to 0.4 percent of Afghanistan’s territory,<br />

the total number of undiscovered<br />

and undocumented sites may extend<br />

<strong>in</strong>to the tens or hundreds of thousands.<br />

Few antiquities services around<br />

the world could cope with the task of<br />

record<strong>in</strong>g and protect<strong>in</strong>g such a rich<br />

archaeological legacy, let alone one as<br />

under-staffed and under-resourced<br />

as the National Afghan Institute of<br />

Archaeology (NAIA). Compound<strong>in</strong>g<br />

NAIA’s difficulties is the fact that many<br />

of the sites are located <strong>in</strong> remote areas,<br />

where lawlessness, local poverty, and a<br />

lack of education and awareness make<br />

them vulnerable to plunder<strong>in</strong>g.<br />

The scourge of loot<strong>in</strong>g and the illicit<br />

trade <strong>in</strong> antiquities, which has decimated<br />

many archaeological sites <strong>in</strong><br />

Afghanistan over the past couple of<br />

decades, is not new: <strong>in</strong> the 1930s, the<br />

discovery of the Begram Treasure<br />

prompted loot<strong>in</strong>g across the country<br />

(see M<strong>in</strong>erva, January/February, 2010,<br />

pp. 46–49). More recently, <strong>in</strong> 2005<br />

the M<strong>in</strong>aret of Jam Archaeological<br />

M<strong>in</strong>erva September/October 2010<br />

Fig 3. Gold crown<br />

from Tillia Tepe,<br />

northern Afghanistan.<br />

Early 1 st century AD.<br />

W. 45cm.<br />

Fig 4. Gold bootbuckle,<br />

encrusted<br />

with turquoise, from<br />

Tillia Tepe, northern<br />

Afghanistan. Early 1 st<br />

century AD.<br />

Fig 5. One of<br />

the hundreds of<br />

archaeological sites<br />

bisected by a modern<br />

road, identified <strong>in</strong><br />

Google Earth satellite<br />

images.<br />

Photo courtesy of us army, taken by staff sgt. aDam manc<strong>in</strong>i.<br />

Project (MJAP) recorded over 120 robber<br />

holes <strong>in</strong> a 50m wide strip of the<br />

steep valley slope opposite the magnificent<br />

m<strong>in</strong>aret (Fig 6). The robbers<br />

have destroyed an estimated 1300<br />

cubic metres of archaeological rema<strong>in</strong>s<br />

<strong>in</strong> this small area of the site, which is<br />

thought to have been the summer capital<br />

of the 12 th -century Ghurid dynasty.<br />

Detailed study of a high-resolution satellite<br />

image suggests that Jam is pockmarked<br />

with over 1100 robber holes,<br />

although many more are either too<br />

small to show up on the satellite photograph,<br />

or are obscured by spoil from<br />

other holes. Other sites <strong>in</strong> Afghanistan,<br />

such as the Graeco-Bactrian city of Aï<br />

Khanum and the Buddhist religious<br />

and pilgrimage centre of Hadda, have<br />

suffered almost complete obliteration<br />

as a result of recent conflicts and<br />

<strong>in</strong>dustrial-scale loot<strong>in</strong>g.<br />

3<br />

4<br />

Faced with such a depress<strong>in</strong>g catalogue<br />

of potential threats, destruction<br />

and loot<strong>in</strong>g, are there any grounds<br />

for optimism over the future of<br />

Afghanistan’s past? Perhaps surpris<strong>in</strong>gly,<br />

the answer is a tentative ‘yes’.<br />

Despite the significant challenges, the<br />

Délégation Archéologique Française<br />

en Afghanistan (DAFA), together with<br />

scholars and experts <strong>in</strong> heritage management<br />

from NGOs and <strong>in</strong> collaboration<br />

with their Afghan colleagues,<br />

cont<strong>in</strong>ues to fight to protect, conserve<br />

and study numerous important<br />

archaeological sites.<br />

In recent years, DAFA, which began<br />

its work <strong>in</strong> Afghanistan <strong>in</strong> 1922, has<br />

uncovered a 3 rd -century AD jeweller’s<br />

quarter at Tepe Zargaran (near Balkh);<br />

discovered the largest Achaemenid<br />

site yet found <strong>in</strong> Afghanistan (about<br />

three kilometres square, and dat<strong>in</strong>g to<br />

5<br />

Photo: national museum, kabul © thierry ollivier/musée guiment.<br />

Photo: national museum, kabul © thierry ollivier/musée guiment.<br />

Photo: © google earth / Dct.


Afghan archaeology<br />

500–600 BC); and undertaken restoration<br />

work at the 9 th -century Masjid-i<br />

Noh Gumbad (Fig 9). A regional<br />

museum <strong>in</strong> Mazar-i Sharif, be<strong>in</strong>g<br />

established <strong>in</strong> collaboration with the<br />

National Museum, is also due to open<br />

later this year.<br />

The work of the Aga Khan Trust<br />

for Culture (AKTC) primarily focuses<br />

on architectural preservation and restoration,<br />

rather than archaeological<br />

fieldwork, through the tra<strong>in</strong><strong>in</strong>g and<br />

employment of local craftsmen and<br />

architects. The citadel <strong>in</strong> Herat (Fig 8),<br />

the 18 th -century mausoleum of Timur<br />

Shah <strong>in</strong> Kabul, bath-houses, cisterns,<br />

and numerous mosques, have all benefitted<br />

from AKTC projects. Through<br />

its work, the AKTC aims to create<br />

functional build<strong>in</strong>gs and spaces that<br />

can be re-<strong>in</strong>corporated <strong>in</strong>to the social<br />

fabric of the country. The AKTC has<br />

also been <strong>in</strong>strumental <strong>in</strong> advocat<strong>in</strong>g<br />

for the protection and preservation of<br />

Herat’s architectural heritage; earlier<br />

this year, Herat’s Old City was added<br />

to the World Monuments Fund’s 2010<br />

World Monuments Watch List.<br />

In a similar ve<strong>in</strong>, the Turquoise<br />

Mounta<strong>in</strong> Foundation (TMF) aims to<br />

revive Afghanistan’s traditional crafts,<br />

by establish<strong>in</strong>g the Institute for Afghan<br />

Arts and Architecture, whose workshops<br />

focus on calligraphy, ceramics,<br />

jewellery and woodwork<strong>in</strong>g. Its efforts<br />

to regenerate Murad Khane, an historic<br />

area of Kabul’s Old City, have won<br />

admiration around the world. More<br />

importantly, the project has enabled<br />

the district’s <strong>in</strong>habitants to rema<strong>in</strong> <strong>in</strong><br />

their traditional houses, with access to<br />

modern amenities such as electricity,<br />

sewers and runn<strong>in</strong>g water.<br />

It would be mislead<strong>in</strong>g to suggest that<br />

all of this important work is be<strong>in</strong>g led<br />

by Westerners. Afghan architects and<br />

archaeologists such as Zafar Paiman<br />

(work<strong>in</strong>g for the past seven years at<br />

the extensive Sasanian-Kushan monastery<br />

complex of Tepe Narenj) and Prof<br />

Zemaryalai Tarzi (synonymous with<br />

42<br />

Fig 6. The brick<br />

M<strong>in</strong>aret of Jam,<br />

which stands 65m <strong>in</strong><br />

height, was built <strong>in</strong><br />

AD 1174–75, <strong>in</strong> front<br />

of the north bank of<br />

the Hari Rud, which is<br />

now scarred by robber<br />

holes.<br />

Fig 7. Conservation<br />

tra<strong>in</strong><strong>in</strong>g <strong>in</strong> the<br />

National Museum <strong>in</strong><br />

Kabul, 2007.<br />

Fig 8. Herat Citadel,<br />

Qal’a-ye Ikhtiyar al-<br />

D<strong>in</strong>. The two walled<br />

brick enclosures that<br />

comprise the citadel<br />

were built dur<strong>in</strong>g the<br />

Timurid period (AD<br />

1369–1506). However,<br />

the site was defended<br />

dur<strong>in</strong>g earlier periods<br />

and it has been l<strong>in</strong>ked<br />

by some scholars as<br />

the location of a fort<br />

built by <strong>Alexander</strong><br />

the Great.<br />

Fig 9. The 9 th -century<br />

Masjid-i Noh Gumbad<br />

(Mosque of the N<strong>in</strong>e<br />

Domes).<br />

8 9<br />

Photo: marius arnesen.<br />

Photo: © mJaP / Dct.<br />

work on the giant carved Buddhas at<br />

Bamiyan, which were destroyed by the<br />

Taliban <strong>in</strong> 2001) are merely the most<br />

recent <strong>in</strong> a long-stand<strong>in</strong>g tradition of<br />

home-grown scholars. The dedicated<br />

staff of the National Museum of Kabul,<br />

who risked their lives dur<strong>in</strong>g the civil<br />

war to safeguard the museum’s collections,<br />

cont<strong>in</strong>ue to work hard to restore<br />

the museum to its former glory.<br />

Key to the success of these efforts<br />

to protect Afghanistan’s heritage is<br />

capacity build<strong>in</strong>g. NAIA and other<br />

Afghan organisations require significant<br />

<strong>in</strong>vestments of personnel, fund<strong>in</strong>g,<br />

tra<strong>in</strong><strong>in</strong>g and equipment. In a<br />

small step <strong>in</strong> this direction, the MJAP<br />

held a series of sem<strong>in</strong>ars on archaeological<br />

survey techniques, funded<br />

by the British Embassy, at Kabul<br />

University <strong>in</strong> 2007. A grant from La<br />

Trobe University, Australia, has s<strong>in</strong>ce<br />

enabled the publication of a bil<strong>in</strong>gual<br />

booklet based on the sem<strong>in</strong>ars, copies<br />

of which have been donated to our<br />

Afghan colleagues. In 2007, the MJAP<br />

also provided conservation tra<strong>in</strong><strong>in</strong>g <strong>in</strong><br />

the National Museum of Kabul (Fig<br />

7); documented stolen Timurid tombstones<br />

seized by the Afghan authorities;<br />

and held a medical cl<strong>in</strong>ic for museum<br />

employees and their families, who are<br />

unable to afford such basic treatment.<br />

As archaeologists have found <strong>in</strong><br />

Iraq, the best way of ensur<strong>in</strong>g sites<br />

6<br />

are protected is by engag<strong>in</strong>g with the<br />

local community. Surveys and excavations<br />

demonstrate to local people that<br />

archaeological rema<strong>in</strong>s are a unique<br />

national treasure, a source of pride<br />

and employment, and not necessarily<br />

an <strong>in</strong>hibitor to development. Where<br />

we have been able to do this, archaeologists<br />

have found that most Afghans<br />

want to protect and preserve their cultural<br />

heritage.<br />

Modern technology provides us with<br />

the means to share <strong>in</strong>formation with the<br />

Afghan authorities, the International<br />

Security Assistance Force (ISAF) and<br />

NGOs, to ensure that sites are monitored<br />

and risks to vulnerable archaeological<br />

rema<strong>in</strong>s identified before it<br />

is too late. Impact assessments and<br />

cultural heritage management plans<br />

should be part of all projects aimed<br />

at rebuild<strong>in</strong>g Afghanistan’s <strong>in</strong>frastructure<br />

and exploit<strong>in</strong>g its m<strong>in</strong>eral wealth.<br />

The cost of these measures is negligible<br />

compared to the riches that are wait<strong>in</strong>g<br />

to be tapped. It rema<strong>in</strong>s to be seen,<br />

however, whether Afghan or foreign<br />

archaeologists will have the opportunity<br />

to be an <strong>in</strong>tegral part of rebuild<strong>in</strong>g<br />

the country and channell<strong>in</strong>g some of<br />

the revenues ga<strong>in</strong>ed from the m<strong>in</strong>eral<br />

resources <strong>in</strong>to projects to conserve the<br />

heritage of Afghanistan. n<br />

7<br />

M<strong>in</strong>erva September/October 2010<br />

Photo: © mJaP / travis bearD, argus PhotograPhy.<br />

Photo: © alison gascoigne.


Interview<br />

Plott<strong>in</strong>g the past<br />

L<strong>in</strong>dsey Davis, creator of the loveable Roman gumsandal Falco, talks to Georg<strong>in</strong>a Read<br />

about modern writ<strong>in</strong>g, her plans for the future, and her obsession with historical fact<br />

S<strong>in</strong>ce the publication of The Silver Pigs<br />

<strong>in</strong> 1989, L<strong>in</strong>dsey Davis’s historical whodunits,<br />

featur<strong>in</strong>g the <strong>in</strong>former, amateur<br />

poet and erstwhile Procurator of the<br />

Sacred Geese, Marcus Didius Falco, have been<br />

a runaway success. They have also been praised<br />

by academics for their historical accuracy and<br />

close attention to the details of what life was<br />

like <strong>in</strong> Rome and the prov<strong>in</strong>ces dur<strong>in</strong>g the reign<br />

of the Flavian emperors <strong>in</strong> the late 1 st century<br />

AD (Fig 5). A further 20 novels have followed<br />

Falco’s perilous <strong>in</strong>vestigations, as well as his<br />

tempestuous relationship with senator’s daughter<br />

Helena. Falco: The Official Companion was<br />

also published <strong>in</strong> June.<br />

44<br />

Fig 1. L<strong>in</strong>dsey Davis.<br />

Fig 2. Etruscan cheese grater, 5 th century BC.<br />

A mislabel<strong>in</strong>g by the British Museum forced<br />

L<strong>in</strong>dsey to create a backstory to justify the<br />

presence of the grater <strong>in</strong> Rome 400 years<br />

later. L. 16.2cm. Photo: Courtesy of the British<br />

Museum.<br />

Born <strong>in</strong> Birm<strong>in</strong>gham, L<strong>in</strong>dsey read English<br />

Language and Literature at Lady Margaret Hall,<br />

Oxford, before go<strong>in</strong>g on to a career <strong>in</strong> the civil<br />

service. So what set her on the track to becom<strong>in</strong>g<br />

a writer of Flavian thrillers? ‘I have always<br />

read historical novels, and I don’t th<strong>in</strong>k there<br />

is any po<strong>in</strong>t writ<strong>in</strong>g them unless you make<br />

them as accurate as you can. I write as if for an<br />

audience who don’t particularly know about a<br />

period <strong>in</strong> history, while at the same time giv<strong>in</strong>g<br />

snippets for people who do know the period<br />

well. Otherwise I might as well write science fiction<br />

or fantasy, which don’t appeal to me at all.’<br />

Historical accuracy is one of the qualities<br />

underp<strong>in</strong>n<strong>in</strong>g Falco: The Official Companion,<br />

which also <strong>in</strong>cludes nuggets of <strong>in</strong>formation<br />

about L<strong>in</strong>dsey herself. ‘There was scope for a bit<br />

of autobiography, and I answered the most topical<br />

questions that come up so often. I couldn’t<br />

make it a whole encyclopaedia of Roman<br />

life, obviously, as there are plenty of books by<br />

experts on the subject, but I did my best!’<br />

In the <strong>in</strong>troduction to The Silver Pigs, L<strong>in</strong>dsey<br />

admits to a few historical <strong>in</strong>accuracies. Her<br />

readers’ reaction to com<strong>in</strong>g across a perceived<br />

error can be passionate to say the least, she<br />

reveals. ‘People sometimes get very exercised,<br />

angry, even frighten<strong>in</strong>g when they th<strong>in</strong>k you<br />

have made mistakes. Sometimes readers write<br />

very annoyed letters, even if they are wrong<br />

and I’ve put <strong>in</strong> the latest research. It seems to<br />

me that people care too much, given that it is<br />

fiction. I want the books to be accurate, but if<br />

I spent three times as long writ<strong>in</strong>g them then<br />

there wouldn’t be as many for people to read!<br />

‘There was the cheese grater <strong>in</strong>cident <strong>in</strong><br />

Venus and Copper (1991), which wasn’t really<br />

my mistake. I’d seen a display <strong>in</strong> one of the galleries<br />

at the British Museum show<strong>in</strong>g domestic<br />

utensils from the first century AD, which<br />

<strong>in</strong>cluded a cheese grater (Fig 2). I therefore<br />

<strong>in</strong>cluded it <strong>in</strong> a bag of possessions rescued when<br />

Falco’s build<strong>in</strong>g falls down. However, the British<br />

Museum reassessed the age of the grater and I<br />

subsequently saw it labelled as orig<strong>in</strong>ally com<strong>in</strong>g<br />

from an Etruscan tomb of the 5 th century<br />

BC. I therefore changed part of my novel and<br />

had Falco say<strong>in</strong>g, “Well, my father gave it to me,<br />

know<strong>in</strong>g him he probably robbed an Etruscan<br />

tomb.”’<br />

L<strong>in</strong>dsey has a keen <strong>in</strong>terest <strong>in</strong> archaeology,<br />

and unlike many other novelists who write<br />

about the ancient world, she uses material<br />

culture as the start<strong>in</strong>g po<strong>in</strong>t for her writ<strong>in</strong>g. ‘I<br />

don’t go to the Lat<strong>in</strong> texts first, I only tend to<br />

read them when they’re relevant. Instead I start<br />

with archaeology. But I am never go<strong>in</strong>g to get<br />

on my hands and knees – I’m too old for that,’<br />

she laughs. ‘I’ve never really liked the practical<br />

side of it; I’m not a messy sort of person. I<br />

have good relationships with the British School<br />

at Rome and helpful people work<strong>in</strong>g at places<br />

like Fishbourne Roman Palace help me keep up<br />

with th<strong>in</strong>gs <strong>in</strong> that sector.’<br />

By us<strong>in</strong>g archaeology and the material culture<br />

of the Roman world as her <strong>in</strong>spiration,<br />

rather than just the literary sources, L<strong>in</strong>dsey<br />

believes she is able to present a broader po<strong>in</strong>t of<br />

view <strong>in</strong> her novels. ‘Most Lat<strong>in</strong> texts were written<br />

by men, and were <strong>in</strong>tended for a very narrow<br />

section of the elite. While Falco constantly<br />

has deal<strong>in</strong>gs with Rome’s aristocracy <strong>in</strong> my novels,<br />

this is a useful way for me to highlight the<br />

contrast between his ideas and theirs. I’m try<strong>in</strong>g<br />

to write about the whole swathe of society at the<br />

height of the Roman Empire; that <strong>in</strong>terests me<br />

more than just deal<strong>in</strong>g with the upper classes.<br />

‘I believe that Rome was much better and<br />

more equal for women than textbooks have<br />

Fig 3. The paved streets of Pompeii provide a<br />

wonderful <strong>in</strong>sight <strong>in</strong>to the urban landscape of a<br />

Roman city dur<strong>in</strong>g the period <strong>in</strong> which L<strong>in</strong>dsey’s<br />

Falco novels are set. Photo: S.J.P<strong>in</strong>kney.<br />

M<strong>in</strong>erva September/October 2010


Fig 4. The Forum <strong>in</strong> Rome. It is <strong>in</strong> the shadow of the Temple of Saturn, of which eight columns still<br />

survive, that Falco first made his appearance <strong>in</strong> The Silver Pigs (1989). Photo: Oliver Mallich.<br />

always said, certa<strong>in</strong>ly among the lower and<br />

middle classes. I always remember that modern<br />

Italian women – who are certa<strong>in</strong>ly no pushover<br />

– are the descendants of the women of ancient<br />

Rome, so it’s not difficult for me to believe that<br />

they could be fairly outspoken!’<br />

It is a challenge for any historical novelist to<br />

imag<strong>in</strong>e the thought processes of people from<br />

ancient civilisations. The picture L<strong>in</strong>dsey pa<strong>in</strong>ts<br />

of Rome <strong>in</strong> the late 1 st century AD is one filled<br />

with people driven by the same desires and<br />

motivations as today’s men and women, and she<br />

does <strong>in</strong>deed view Roman society as be<strong>in</strong>g very<br />

much like ours.<br />

‘I was a civil servant so I like writ<strong>in</strong>g about<br />

Roman bureaucracy. We don’t actually know<br />

that much about how it worked, but I imag<strong>in</strong>e<br />

it operated rather like ours. I like politics,<br />

I am <strong>in</strong>terested <strong>in</strong> capitalism, the sense of how<br />

some people have power because they have huge<br />

amounts of money. That is go<strong>in</strong>g to be relevant<br />

when you are writ<strong>in</strong>g about crimes – whether<br />

ancient or modern – where money is a motive.<br />

‘There is a lot of me <strong>in</strong> Falco, as he is speak<strong>in</strong>g<br />

<strong>in</strong> the first person, it is difficult not to write it as<br />

if he were myself. I also see myself <strong>in</strong> Helena. I<br />

th<strong>in</strong>k Falco is becom<strong>in</strong>g <strong>in</strong>creas<strong>in</strong>gly conscious<br />

of what it is to be a Roman as he becomes a family<br />

man over the series.<br />

‘I start from the po<strong>in</strong>t of view that human<br />

nature doesn’t change, but at the same time I<br />

wanted to show the way <strong>in</strong> which the Roman<br />

world is similar to ours, as well as the ways <strong>in</strong><br />

which it differs. I do cover issues like slavery and<br />

gladiators, which are obviously very uncomfortable<br />

topics for us, but which were part of life <strong>in</strong><br />

first century Rome, so I try to portray them as<br />

th<strong>in</strong>gs my characters accept.<br />

‘When I was writ<strong>in</strong>g a book about gladiators, I<br />

saw a documentary completely unrelated to the<br />

ancient world, about young boxers <strong>in</strong> the East<br />

End of London, and I saw a strong l<strong>in</strong>k there <strong>in</strong><br />

that it was a way a poor young man could make<br />

his fortune, and become famous. While most<br />

gladiators would die <strong>in</strong> the amphitheatre, for<br />

somebody who had noth<strong>in</strong>g, it was an occupation<br />

that held out the k<strong>in</strong>d of hope that be<strong>in</strong>g a<br />

good boxer might offer today.’ (Fig 6.)<br />

Did L<strong>in</strong>dsey know from the beg<strong>in</strong>n<strong>in</strong>g that<br />

the idea of detective novels set <strong>in</strong> Imperial Rome<br />

would prove to be so popular? ‘I had no qualms<br />

about the readership, but my publishers were<br />

anxious because apart from books like Robert<br />

Graves’ I, Claudius, which had been written <strong>in</strong><br />

the 1930s, there was virtually no popular fiction<br />

set <strong>in</strong> the Roman period. The idea of a modern<br />

novel about a Roman detective was terrify<strong>in</strong>g to<br />

publishers, we had great trouble sell<strong>in</strong>g the idea.<br />

My agent eventually found an editor who wasn’t<br />

fazed by the idea of cross<strong>in</strong>g the genres of historical<br />

fiction and detective stories, and he has<br />

edited every book I have ever done.’<br />

L<strong>in</strong>dsey acknowledges that historical fiction<br />

is often dismissed by critics. ‘I’d like my books<br />

to be seen as good novels, not just genre novels.<br />

If you are a historical novelist that is where<br />

you lose out, because you are judged by different<br />

standards – quite wrongly so, as they have<br />

to be really good page-turners, and you have to<br />

get the history right, or people write you angry<br />

letters! I have created all sorts<br />

of plot l<strong>in</strong>es <strong>in</strong> the Falco series<br />

– I have deliberately not made<br />

any of them the same. I th<strong>in</strong>k<br />

what has made the series so<br />

successful is that readers never<br />

quite know what they’re go<strong>in</strong>g<br />

to get; I always try to spr<strong>in</strong>g a<br />

few surprises on them. I’ve featured<br />

police procedurals <strong>in</strong> the<br />

ancient world; I’ve done Agatha<br />

Christie-style stories that start<br />

with a body <strong>in</strong> the library and<br />

end with all the suspects gathered<br />

<strong>in</strong> the same library; I’ve<br />

focused on adventures set <strong>in</strong> the<br />

wild woods, and it all seems to<br />

work.’<br />

Famously, L<strong>in</strong>dsey wrote The<br />

Silver Pigs (1989) without hav<strong>in</strong>g<br />

Fig 5. The Triumph of Titus, AD 71, by<br />

Lawrence Alma-Tadema, Oil on panel, 1885.<br />

The emperor Vespasian leads the imperial<br />

family <strong>in</strong> procession. Titus follows beh<strong>in</strong>d<br />

with his daughter Julia, while Domitian comes<br />

next. In the background, the menorah, taken<br />

from the Temple <strong>in</strong> Jerusalem, emphasises<br />

Titus’s suppression of the Jewish revolt. Image<br />

courtesy of the Walters Art Gallery, Baltimore.<br />

ever visited Rome. In fact, she still has not visited<br />

all the ancient sites she describes so vividly.<br />

‘And I defy anybody to tell which ones I have<br />

actually been to and which ones I’ve read about<br />

<strong>in</strong> books! I have to be very careful when writ<strong>in</strong>g<br />

about Rome, as so many build<strong>in</strong>gs and monuments<br />

were actually built later than the late first<br />

century, the period I deal with. One aspect of<br />

ancient Rome that I did misjudge was the scale<br />

of the place. In The Silver Pigs <strong>in</strong> particular,<br />

Falco is very mobile <strong>in</strong> the city and although he<br />

is tough, he could not have physically achieved<br />

all that I had him do<strong>in</strong>g <strong>in</strong> a day, so I had to do<br />

some re-writ<strong>in</strong>g to make the story possible.<br />

‘Falco hasn’t really done Gaul yet; he has only<br />

passed through. He has made some disparag<strong>in</strong>g<br />

comments about Marseilles<br />

(ancient Massalia) but I’m<br />

not go<strong>in</strong>g to set a story <strong>in</strong> the<br />

prov<strong>in</strong>ce until I want to take<br />

an easy holiday <strong>in</strong> France!<br />

Falco has also not yet been to<br />

the outer reaches of Hungary,<br />

and while Alexandria (2009)<br />

ma<strong>in</strong>ly took place <strong>in</strong> the<br />

Egyptian city, and Two for the<br />

Lions (1998) was partly set <strong>in</strong><br />

Tripolitania <strong>in</strong> what is today<br />

Libya (Fig 7), I’ve not set any<br />

of the other novels elsewhere<br />

Fig 6. Grave stele of a<br />

gladiator named Seilonis,<br />

who fought at Ephesus dur<strong>in</strong>g<br />

the Roman period. Museum<br />

of Ephesus, Turkey. Photo: Ian<br />

W. Scott.<br />

M<strong>in</strong>erva September/October 2010 45


Interview<br />

<strong>in</strong> Roman North Africa, which gives me the<br />

excuse to visit countries like Tunisia to do some<br />

research. There are, however, some places that I<br />

don’t personally like, such as Sicily, which I f<strong>in</strong>d<br />

very s<strong>in</strong>ister, so Falco may never get to go there.<br />

‘Aside from Rome itself, my favourite site<br />

<strong>in</strong> ancient Italy is Ostia Antica, the great harbour<br />

city at the mouth of the Tiber (Fig 8).<br />

The city was also the sett<strong>in</strong>g for Scandal Takes<br />

a Holiday, published <strong>in</strong> 2003). Of the towns on<br />

the Bay of Naples that were buried dur<strong>in</strong>g the<br />

eruption of Vesuvius, I prefer Herculaneum<br />

over Pompeii (Fig 3). The villas at the nearby<br />

town of Oplontis are also wonderful to visit<br />

(Fig 9). Closer to home, my favourite British<br />

site is probably Fishbourne. In fact, I remember<br />

Prof Barry Cunliffe com<strong>in</strong>g to my school to<br />

give a talk on the Roman palace at Fishbourne<br />

while he was excavat<strong>in</strong>g the site (see M<strong>in</strong>erva<br />

July/August, 2010, pp. 46-48). I can recall that<br />

I couldn’t believe such a place had once stood<br />

<strong>in</strong> Brita<strong>in</strong>.’<br />

Many key events <strong>in</strong> antiquity have obviously<br />

had an endur<strong>in</strong>g impact that still resonates <strong>in</strong><br />

the politics of today, requir<strong>in</strong>g delicate handl<strong>in</strong>g<br />

by a writer of fiction. The Roman reconquest of<br />

Judaea follow<strong>in</strong>g the Great Jewish Revolt <strong>in</strong> AD<br />

66 was crucial <strong>in</strong> the rise of the Flavian dynasty,<br />

all three emperors of which feature prom<strong>in</strong>ently<br />

<strong>in</strong> several of L<strong>in</strong>dsey’s novels (Fig 5). Falco’s<br />

brother was also killed fight<strong>in</strong>g <strong>in</strong> Judaea while<br />

serv<strong>in</strong>g under Vespasian’s son Titus. Poseidon’s<br />

Gold (1993) also features Jewish prisoners of<br />

the wars be<strong>in</strong>g used as slave labour dur<strong>in</strong>g the<br />

build<strong>in</strong>g of the Colosseum. ‘The Romans didn’t<br />

just go and start fight<strong>in</strong>g one other, or go for oil<br />

as we have done <strong>in</strong> Iraq. They created a society<br />

that offered benefits and luxuries, and many<br />

people wanted to be part of the Roman world. I<br />

th<strong>in</strong>k the Romans were more successful at this<br />

than the West is today. For almost 400 years, the<br />

<strong>in</strong>habitants of Brita<strong>in</strong> rather seem to have liked<br />

be<strong>in</strong>g part of the Roman Empire; or at least they<br />

Fig 8. Insulae constructed at Ostia <strong>in</strong> the 2 nd century AD. Situated at the<br />

mouth of the River Tiber, the port city was crucial <strong>in</strong> keep<strong>in</strong>g the huge<br />

population of Rome supplied with food and other commodities. The<br />

harbour facilities were upgraded throughout the 1 st and 2 nd centuries AD.<br />

Photo: Charles Gardner.<br />

46<br />

Fig 7. The market place <strong>in</strong> Leptis Magna, Tripolitania. L<strong>in</strong>dsey set part of Two for the Lions <strong>in</strong><br />

the North African city, although most of the architecture that can now be seen at the site was<br />

constructed dur<strong>in</strong>g the reign of Septimius Severus (AD 193–211), a century after the time of Falco.<br />

Photo: Motohiro Sunouchi.<br />

accepted it. I don’t th<strong>in</strong>k that’s likely to happen<br />

<strong>in</strong> Iraq or Afghanistan. I don’t set out to po<strong>in</strong>t<br />

out moral fail<strong>in</strong>gs of contemporary society,<br />

but events do <strong>in</strong>fluence me while I’m writ<strong>in</strong>g<br />

the Falco novels. I clearly remember work<strong>in</strong>g<br />

on the The Iron Hand of Mars<br />

(1992) – much of which is set<br />

<strong>in</strong> Germania – just as the Berl<strong>in</strong><br />

Wall came down.’<br />

Does L<strong>in</strong>dsey have any plans<br />

to build on Falco’s popularity<br />

with another series? ‘It’s certa<strong>in</strong>ly<br />

a possibility. I haven’t<br />

made up my m<strong>in</strong>d about what<br />

I’m go<strong>in</strong>g to do next. I could<br />

write more novels about Falco<br />

and the Roman world dur<strong>in</strong>g<br />

the rule of the Flavian emperors.<br />

However, I could do someth<strong>in</strong>g<br />

entirely new. It was only a few years ago that<br />

I wrote Rebels and Traitors, a novel set at the<br />

time of the English Civil War. And that was a<br />

wonderful experience as it allowed me to carry<br />

out research <strong>in</strong>to a period for which there is<br />

so much more material available<br />

than that which exists for the<br />

Roman world. I was like a child <strong>in</strong><br />

a toyshop! It was very refresh<strong>in</strong>g to<br />

change subject and period. I also<br />

feel the Falco novels that I wrote<br />

at the same time were also better<br />

books because I felt <strong>in</strong>vigorated.’ n<br />

L<strong>in</strong>dsey Davis’s most recent<br />

Falco novel, Nemesis, was<br />

published <strong>in</strong> June (Century Press,<br />

2010, 304pp, hardback, £18.99).<br />

Fig 9. The Villa Poppaea near Oplontis. Orig<strong>in</strong>ally built <strong>in</strong> the 1 st century<br />

BC, it is thought that the villa was later owned by Poppaea Sab<strong>in</strong>a<br />

(AD 30–65), second wife of Nero, who, accord<strong>in</strong>g to the Roman writer<br />

Suetonius, died after the emperor kicked her <strong>in</strong> the stomach while she<br />

was pregnant. Photo: Chanel Wheeler.<br />

M<strong>in</strong>erva September/October 2010


Bonhams<br />

Bonhams reports a strong performance<br />

from its spr<strong>in</strong>g antiquities sale, held<br />

on 28 April <strong>in</strong> London. A total of 318<br />

lots were sold on the day, achiev<strong>in</strong>g<br />

£1,639,308. Siobhan Qu<strong>in</strong> of Bonhams antiquities<br />

department told M<strong>in</strong>erva: ‘Overall prices<br />

were strong, particularly <strong>in</strong> the Egyptian market.<br />

Relief fragments and scarabs sold exceptionally<br />

well. Provenance rema<strong>in</strong>s a priority for<br />

our buyers, and several lots were particularly<br />

<strong>in</strong>terest<strong>in</strong>g <strong>in</strong> this regard.’<br />

The market for vases also rema<strong>in</strong>s strong, and<br />

a private collection of exquisite pieces, lots 178–<br />

184, sold for a total of £460,800. The highest<br />

price of £210,000 was paid for lot 184, an Attic<br />

stamnos <strong>in</strong> Six Technique from the workshop of<br />

the Antimenes Pa<strong>in</strong>ter, c. 510 BC (Fig 7). The<br />

vase depicts a muscular Theseus pursu<strong>in</strong>g the<br />

M<strong>in</strong>otaur (H. 24.5cm).<br />

Many Egyptian antiquities achieved well <strong>in</strong><br />

1<br />

2<br />

Fig 1. Roman herm marble bust of Dionysus, 1<br />

Antiquities sales report<br />

st century AD, H. 15.2cm. Sold for £28,800. Lot 111.<br />

Fig 2. Large Roman breccia c<strong>in</strong>erary urn, 1st century AD, H. 43.2cm. Sold for £60,000. Lot 135.<br />

Fig 3. Marble head of Menander, c. 1st century AD, H. 26.7cm. Sold for £72,000. Lot 134.<br />

Fig 4. An Egyptian cartonnage mummy mask, Ptolemaic period, H. 43.2cm. Sold for £10,800. Lot 12.<br />

Fig 5. Gold Byzant<strong>in</strong>e earr<strong>in</strong>gs, c. 6th –9th century AD, H. 3.5cm. Sold for £1440. Lot 266.<br />

Fig 6. Limestone relief fragment, 18th dynasty, H. 22.2cm. Sold for £12,000. Lot 10.<br />

Fig 7. Attic stamnos, c. 510 BC, H. 24.5cm. Sold for £210,000. Lot 184.<br />

excess of their estimates. Lot 10, a limestone<br />

relief fragment show<strong>in</strong>g a husband and wife<br />

seated on lion-footed chairs (H. 22.5cm), dat<strong>in</strong>g<br />

from the early 18 th dynasty, c. 1567–1400 BC<br />

(Fig 6), had an estimated price of £2000–3000,<br />

but achieved £12,000. An Egyptian cartonnage<br />

mummy mask from the Ptolemaic Period (305–<br />

30 BC), decorated with polychrome and gild<strong>in</strong>g<br />

over gypsum, achieved almost double its estimate<br />

to sell for £10,800 (Fig 4).<br />

Several of the Classical pieces were notable<br />

not only for their quality, but for their fasc<strong>in</strong>at<strong>in</strong>g<br />

provenance. A Roman herm marble bust of<br />

Dionysus (H. 15.2cm), dat<strong>in</strong>g to c. 1 st century<br />

AD (Fig 1), was acquired by the seller’s father<br />

and step-mother <strong>in</strong> 1966 as a wedd<strong>in</strong>g gift from<br />

the film director Franco Zeffirelli, with whom<br />

they has worked on the film ‘The Tam<strong>in</strong>g of the<br />

Shrew’. The piece fetched £28,800, more than<br />

tripl<strong>in</strong>g its estimate of £7000–9000.<br />

A marble Roman marble head of Menander,<br />

c. 1 st century AD (H. 26.7cm, Fig 3), sold for<br />

£72,000. The sculpture is a copy of a Greek<br />

bronze herm by Kehisodotos and Timarchos,<br />

the sons of Praxiteles. Dat<strong>in</strong>g from the same<br />

period, a large Roman breccia c<strong>in</strong>erary urn (H.<br />

43.2cm, Fig 2), sold for £60,000. This unusual<br />

piece has a body of conical form, taper<strong>in</strong>g to<br />

a flattened circular base. The upright neck<br />

is carved with a band of six bucrania (bulls’<br />

skulls), laden with garlands and swags, <strong>in</strong>terspersed<br />

with sacrificial implements of a patera,<br />

a knife and an axe.<br />

Ancient jewellery rema<strong>in</strong>s a sound <strong>in</strong>vestment,<br />

and many pieces are also both exquisite<br />

and wearable. A pair of Byzant<strong>in</strong>e gold earr<strong>in</strong>gs,<br />

c. 6 th –9 th century AD, sold for £1440 (Fig 5).<br />

Their lunate form features an openwork design<br />

of stylised foliage flank<strong>in</strong>g a cruciform medallion,<br />

and each has a green glass bead pendant.<br />

48 M<strong>in</strong>erva September/October 2010<br />

3<br />

4<br />

5<br />

6<br />

7


ALL Prices <strong>in</strong>cLude buyer’s Premium And excLude VAT.<br />

Christie’s<br />

Christie’s spr<strong>in</strong>g antiquities sale, held on 29<br />

April 2010 <strong>in</strong> South Kens<strong>in</strong>gton, achieved a<br />

total of £3,030,750 – the highest gross<strong>in</strong>g antiquities<br />

sale <strong>in</strong> London s<strong>in</strong>ce 2004. This result<br />

demonstrates the buoyancy of the antiquities<br />

market worldwide. Bidders participat<strong>in</strong>g <strong>in</strong> the<br />

sale hailed from 22 countries, and buyers were<br />

30 percent UK, 36 percent Europe, 23 percent<br />

Americas and 11 percent Middle East and Asia.<br />

Georgiana Aitken, head of antiquities at<br />

Christie’s South Kens<strong>in</strong>gton, commented: ‘We<br />

are delighted with this strong result, which<br />

reflects voracious demand for well provenanced<br />

and high quality antiquities. Roman marbles<br />

and Classical pottery saw particularly impressive<br />

prices across the board. Private collections<br />

were highly contested with highlights <strong>in</strong>clud<strong>in</strong>g<br />

Egyptian bronzes from the Elias-Vaes<br />

Collection, and M<strong>in</strong>oan and Mycenean pottery<br />

from a 19 th century private European collection.<br />

Onl<strong>in</strong>e bidd<strong>in</strong>g was particularly active,<br />

with almost a quarter of all lots either sold to or<br />

directly underbid onl<strong>in</strong>e.’<br />

The top price was paid for a Roman marble<br />

statue of a young satyr with a panther (Fig 8),<br />

c. late 1 st – mid 2 nd century AD, which fetched<br />

M<strong>in</strong>erva September/October 2010<br />

8<br />

9<br />

10<br />

Fig 8. Marble statue of a young satyr with a panther, c. late 1 st – mid 2 nd century AD, H. 118cm. Sold<br />

for £577,250. Lot 95.<br />

Fig 9. Marble torso of Aphrodite, c. 1 st century AD, H. 77.5cm. Sold for £223,250. Lot 94.<br />

Fig 10. South Italian red-figure fish plate, c. 330 BC, Diam. 20.3cm. Sold for £75,650. Lot 215.<br />

Fig 11. Bronze shabti, 18 th dynasty, H. 16.6cm. Sold for £56,450. Lot 169.<br />

Fig 12. Attic red-figure Nolan amphora, c. 470BC, H 35.5cm. Sold for £181,250. Lot 58.<br />

£577,250. The figure stands on his right leg, supported<br />

by a tree trunk, his left leg relaxed and<br />

crossed over the right, heel lifted. His expression<br />

is mischievous, his lips drawn <strong>in</strong>to a smile.<br />

Bud-like horns are visible at his hairl<strong>in</strong>e, and<br />

he wears a goat-sk<strong>in</strong>, the hooves knotted over<br />

his left shoulder. The panther seated at his feet<br />

has a stocky body and its face, framed by a tufty<br />

mane, gazes up at the satyr. The statue stands<br />

118cm high. It was formerly <strong>in</strong> the collection<br />

of the author Roger Peyrefitte <strong>in</strong> Paris, and was<br />

acquired before 1970.<br />

The second-highest price was achieved<br />

by another Roman marble statue, a torso of<br />

Aphrodite (Fig 9), c. 1 st century AD, purchased<br />

for £223,250. The goddess stands with her<br />

weight on her left leg, and wears a diaphanous<br />

cloak. The figure appears to have been closely<br />

<strong>in</strong>fluenced by the semi-draped ‘Arles’ Aphrodite<br />

of the 4 th century BC sculptor Praxiteles, which<br />

was produced a few years before his fully nude<br />

Aprodite of Knidos (see M<strong>in</strong>erva, May/June,<br />

2010, pp. 12–15). H. 77.5cm.<br />

A record price was achieved for a South<br />

Italian red-figure fish plate (Fig 10). Attributed<br />

to the Pa<strong>in</strong>ter of Boston, c. 330 BC, the plate<br />

11<br />

12<br />

soared above the estimate of £4,500-5,000 to<br />

realise £75,650. The plate depicts three fish<br />

– a striped perch, a torpedo and a cuttlefish –<br />

swimm<strong>in</strong>g around a central garum recess. Its<br />

down-turned rim has a reverse wave band with<br />

details added <strong>in</strong> white. Diam. 20.3cm.<br />

An attic red-figure Nolan amphora (Fig<br />

12), attributed to the Berl<strong>in</strong> Pa<strong>in</strong>ter, c. 470BC,<br />

fetched £181,250. The amphora shows a figure<br />

of Dionysos stand<strong>in</strong>g frontally, wear<strong>in</strong>g a fulllength<br />

chiton and himation draped over his left<br />

shoulder, hold<strong>in</strong>g a thyrsos <strong>in</strong> his left hand and<br />

a kantharos <strong>in</strong> his right. The reverse shows a<br />

flee<strong>in</strong>g maenad, advanc<strong>in</strong>g to the right, look<strong>in</strong>g<br />

back over her right shoulder. H. 35.5cm.<br />

Bronze shabtis are exceptionally rare <strong>in</strong> the<br />

New K<strong>in</strong>gdom. Contrary to the more typical<br />

shabtis <strong>in</strong>tended for use <strong>in</strong> a burial context,<br />

bronze examples served as votive offer<strong>in</strong>gs, presumably<br />

to Osiris, and were placed <strong>in</strong> temples.<br />

The Christie’s sale featured one f<strong>in</strong>e example<br />

dat<strong>in</strong>g to the 18 th dynasty (Fig 11), wear<strong>in</strong>g a<br />

striated tripartite wig and broad beaded collar,<br />

hold<strong>in</strong>g a pick, with seedbag slung over the<br />

right shoulder, with frontal vertical column of<br />

hieroglyphs, H. 16.6cm, fetched £56,450. n<br />

49


Hermann Historica<br />

Fig 2. Illyrian helmet. Bronze,<br />

5 th century BC, H. 25cm. Sold for<br />

€17,000. Lot 350.<br />

Fig 3. Illyrian helmet. Bronze,<br />

6 th century BC, H. 22cm. Sold for<br />

€10,500. Lot 54.<br />

In recent years there has been an emergence<br />

of new collectors with a keen <strong>in</strong>terest <strong>in</strong><br />

Graeco-Roman militaria. This was demonstrated<br />

emphatically at Christie’s New<br />

York antiquities sale on 10 June, when an exquisite<br />

Greek bronze helmet of Cretan type (Fig 1),<br />

c. 650–620 BC (H. 43.1cm), decorated with<br />

representational and non-representational<br />

engrav<strong>in</strong>gs, was sold to a European collector<br />

for a stagger<strong>in</strong>g $842,500 (<strong>in</strong>clud<strong>in</strong>g the<br />

buyer’s premium), nearly $300,000 above its<br />

ceil<strong>in</strong>g estimate price. This new trend is perhaps<br />

not surpris<strong>in</strong>g <strong>in</strong> light of the fact that<br />

antiquities have, to a large extent, been relatively<br />

undervalued.<br />

In the biannual Hermann Historica sale<br />

of militaria held <strong>in</strong> Munich on 12 April,<br />

the prices realised were more conservative<br />

but nonetheless provided<br />

an <strong>in</strong>dex of the buoyant <strong>in</strong>terest<br />

<strong>in</strong> this extraord<strong>in</strong>ary material.<br />

52<br />

Fig 4. Illyrian helmet. Bronze,<br />

6 th century BC, H. 21cm. Sold for<br />

€16,000. Lot 52.<br />

Fig 5. Apulian-Cor<strong>in</strong>thian helmet.<br />

Bronze, 5 th century BC, H. 27cm<br />

(with crest fork). Sold for €22,000.<br />

Lot 367.<br />

Fig 6. Pilos helmet. Bronze, 4 th /3 rd<br />

century BC, H. 23cm. Sold for<br />

€12,500. Lot 355.<br />

Armour at auction<br />

Mark Merrony reports on the Hermann Historica sale of 12 April<br />

Rightly, provenance has become a major consideration,<br />

both for private buyers and those<br />

represent<strong>in</strong>g museums. The bulk of the military<br />

assemblages offered at this auction were from<br />

the estate of the late Axel Guttmann (d. 2001),<br />

most published towards the end of his lifetime.<br />

From a group of Illyrian bronze helmets<br />

of the 6 th –5 th century BC, three were<br />

estimated at €10,000, €4000 and €4500<br />

and went on to realise prices of €16,500,<br />

€10,500 and €17,000 respectively (Figs<br />

4, 3, 2). Another group of bronze helmets<br />

– on this occasion of the Chalcidian Greek<br />

variety (Figs 7, 8), 5 th –4 th century BC (H. 21,<br />

31cm), the second example offered with a back<br />

plate (41cm) and pair of greaves (H. 26.8cm),<br />

outstripped their estimates of €4000 and<br />

Fig 8. Greek armour with a Chalcidian helmet. Bronze, 4 th century BC,<br />

H. 41cm (back plate), 26.8cm (greaves), 31cm (helmet, <strong>in</strong>clud<strong>in</strong>g spiral<br />

socket). Sold for €17,000. Lot 351.<br />

Fig 1. Greek bronze helmet of Cretan<br />

type, c. 650-620 BC (H. 43.1cm). Sold<br />

at Christie’s for $842,500.<br />

Fig 7. Chalcidian helmet. Bronze,<br />

5 th century BC, H. 21cm. Sold for<br />

€9000. Lot 352.<br />

€12,500 with hammer prices of €9000 and<br />

€17,000.<br />

One of the most enigmatic varieties of<br />

ancient helmet <strong>in</strong> public and private collections<br />

is the variant of the Cor<strong>in</strong>thian helmet that<br />

orig<strong>in</strong>ated <strong>in</strong> geographical Greece but spread<br />

territorially with the colonisation of low Italy. A<br />

particularly strik<strong>in</strong>g example with three plume<br />

holders, wavy brow decoration, contoured eyebrows,<br />

small eye cutouts, and an elegant leafshaped<br />

nose guard (Fig 5), 5 th century BC (H.<br />

27cm), rocketed above its estimate at €3500 and<br />

was won for €22,000.<br />

From a historical perspective some of the<br />

most <strong>in</strong>terest<strong>in</strong>g artefacts offered <strong>in</strong> this auction<br />

were the exceptionally well preserved sets<br />

of Greek muscle armour and long greaves, contoured<br />

to the bodies of <strong>in</strong>dividual warriors. It<br />

is astonish<strong>in</strong>g to th<strong>in</strong>k that people fought and<br />

died clad <strong>in</strong> this armour <strong>in</strong> one of the most<br />

fasc<strong>in</strong>at<strong>in</strong>g periods <strong>in</strong> history. Two sets of<br />

M<strong>in</strong>erva September/October 2010


All hAmmer prices exclude A buyer’s premium (commission) of 27 percent<br />

Fig 9. Greek muscle armour. Bronze, 4 th century BC, H. 52 and 48.5cm<br />

(breast and back plate). Sold for €17,000. Lot 357.<br />

Fig 10. Chalcidian Helmet, Ibero-<br />

Celtic Variant. Bronze, 5 th century<br />

BC, H. 37cm (with cheek pieces).<br />

Sold for €77,000. Lot 376.<br />

4 th -century BC armour were sold, the first<br />

(Fig 14), comprised a back and breastplate<br />

(37.5cm) with long greaves (42cm); the<br />

second (Fig 9), a back and breastplate (48.5,<br />

52cm), estimated at a conservative €5,000 and<br />

€3,500, were hammered down for €23,000<br />

and €17,000. A later set of Samnite geometric<br />

breast- and back-plates, greaves and a Pilos<br />

helmet (Fig 11), 4 th –3 rd century BC (28.5, 42.5,<br />

24.5cm), realised a hammer price of €25,000 –<br />

€10,000 above its estimate. An <strong>in</strong>dividual Pilos<br />

helmet offered (Fig 6), 4 th /3 rd century BC (H.<br />

23cm), with an estimate of €4500, realised a<br />

solid €12,500.<br />

The current vigorous climate of the market<br />

was borne out by the sale of a bronze helmet of<br />

the Montefort<strong>in</strong>o/Canosa type (Fig 12), 4 th /3 rd<br />

century BC (H. 18.3cm). Not the most attractive<br />

example, ow<strong>in</strong>g to its crude condition and<br />

restoration, it nevertheless reached a hammer<br />

price of €13,000 – €6000 above its estimate.<br />

Fig 11. Samnite armour consist<strong>in</strong>g<br />

of a Pilos type helmet, armour and<br />

greaves. Bronze, 4 th /3 rd century<br />

BC, H. 24.5cm (42cm with horns)<br />

(helmet), 28.5cm (armour), 42.5cm<br />

(greaves). Sold for €25,000. Lot 370.<br />

Fig 12. Helmet of the<br />

Montefort<strong>in</strong>o/Canosa type. Bronze,<br />

4th/3rd century BC, H. 18.3cm. Sold<br />

for €13,000. Lot 380.<br />

Without doubt the star attractions <strong>in</strong> this sale<br />

were two particularly f<strong>in</strong>e Chalcidian helmets of<br />

the Ibero-Celtic variety (Fig 10), 5 th century BC.<br />

Each helmet features a riveted re<strong>in</strong>forc<strong>in</strong>g band<br />

along the perimeter, mask-shaped, re<strong>in</strong>forced<br />

eye cutouts, a curved band of decoration above<br />

the brow, a tall riveted crest holder, and curved<br />

cheek pieces. Estimated at €10,000 each, these<br />

beautiful examples provoked a fierce bidd<strong>in</strong>g<br />

war that culm<strong>in</strong>ated <strong>in</strong> their be<strong>in</strong>g hammered<br />

down to a Russian collector for €77,000 each.<br />

Won for a slightly more conservative figure,<br />

and at the opposite end of the chronological<br />

spectrum, was a rare Late Roman iron helmet<br />

(Fig 13), 4 th /5 th century AD (H. 27.5cm).<br />

This was hotly contested and soared above its<br />

€12,500 estimate, eventually won by a German<br />

collector for €62,000.<br />

As fasc<strong>in</strong>at<strong>in</strong>g as these market statistics are,<br />

given the present economic difficulties <strong>in</strong> the<br />

<strong>in</strong>ternational sphere, the sheer diversity of the<br />

Fig 13. Late Roman helmet. Iron, c.<br />

4 th /5 th century AD, H. 27.5cm. Sold<br />

for €62,000. Lot 67.<br />

Fig 14. Greek muscle armour and greaves. Bronze, 4 th century BC,<br />

H. 37.5 and 33.5cm (breast and back plate), H. 42cm (greaves). Sold for<br />

€23,000. Lot 356.<br />

material offered is at least of equal <strong>in</strong>terest.<br />

The vary<strong>in</strong>g morphology – from the earliest<br />

Illyrian helmets to the Italo-Cor<strong>in</strong>thian style,<br />

Chalcidian, Pilos, and Late Roman – demonstrates<br />

not only cross-cultural <strong>in</strong>fluences, but<br />

also how forms changed <strong>in</strong> response to tactical<br />

considerations over a span of more than ten<br />

centuries.<br />

M<strong>in</strong>erva will preview the next round of<br />

antiquities auctions <strong>in</strong> the autumn <strong>in</strong> London<br />

and Munich, and <strong>in</strong> the w<strong>in</strong>ter <strong>in</strong> New York.<br />

For further <strong>in</strong>formation: www.bonhams.com,<br />

www.christies.com, www.hermann-historica.com,<br />

www.sothebys.com. n<br />

Figs 2, 3, 5, 7, 10, 11, 12, 13 courtesy of<br />

Hermann Historica, Munich.<br />

Figs 4, 6, 8, 9, 14 © Moug<strong>in</strong>s Museum of<br />

Classical Art.<br />

Fig 1 courtesy of Christie’s.<br />

M<strong>in</strong>erva September/October 2010 53


ookreviews<br />

AD 410 The Year that Shook Rome<br />

Sam Moorhead and David Stuttard<br />

British Museum Press, 2010<br />

184pp, 62 colour illus<br />

Paperback, £9.99<br />

Many dates <strong>in</strong> the history of the Roman Empire<br />

can be considered momentous, <strong>in</strong>clud<strong>in</strong>g its<br />

apparent foundation <strong>in</strong> 753 BC, the assass<strong>in</strong>ation<br />

of Julius Caesar <strong>in</strong> 44 BC, the ascension<br />

of Augustus as first emperor <strong>in</strong> 27 BC, and the<br />

disastrous Battle of Adrianople <strong>in</strong> AD 378 – but<br />

none was symbolically more catastrophic than<br />

the sack of Rome <strong>in</strong> AD 410, the focal date of<br />

this engag<strong>in</strong>g book.<br />

There are several factors that make this an<br />

especially good read. Primarily, it pa<strong>in</strong>ts an<br />

<strong>in</strong>terest<strong>in</strong>g background picture of historical<br />

developments prior to 410, such as the adm<strong>in</strong>istrative<br />

reforms of Diocletian, the matur<strong>in</strong>g<br />

of Christianity <strong>in</strong>to the religion of State, and<br />

the emerg<strong>in</strong>g barbarian menace of the Huns,<br />

Goths, and Vandals. The physical and cultural<br />

landscape of the Eternal City <strong>in</strong> the early 5 th<br />

century, a period often clouded by obscurity, is<br />

The Anatomy of Denmark: Archaeology and<br />

History from the Ice Age to the Present<br />

Klavs Randsborg<br />

Duckworth, 2009<br />

xii+175pp, b&w illus throughout<br />

Paperback, £14.99<br />

Klavs Randsborg, Professor of World<br />

Archaeology at the University of Copenhagen,<br />

has published on a wide variety of topics over<br />

the years. His latest book, The Anatomy of<br />

Denmark, br<strong>in</strong>gs him back to the history of his<br />

homeland. However, as Prof Randsborg clearly<br />

presented <strong>in</strong> an especially <strong>in</strong>formative manner.<br />

This has been largely achieved by scour<strong>in</strong>g a<br />

comprehensive range of historical texts, <strong>in</strong>clud<strong>in</strong>g<br />

Ammianus Marcell<strong>in</strong>us, Juvenal, Claudian<br />

and others, to present a rounded picture from<br />

vernacular build<strong>in</strong>gs and squalor, to monumental<br />

build<strong>in</strong>gs and villa and palace opulence.<br />

Perhaps the greatest strength of this book<br />

is the carefully orchestrated way <strong>in</strong> which the<br />

authors use primary sources. In turn, detailed<br />

historical portrayals of the lead<strong>in</strong>g players are<br />

another merit – the authors <strong>in</strong>clude Marcella,<br />

founder of the first convent <strong>in</strong> Church history;<br />

the successful campaigns of general Stilicho<br />

aga<strong>in</strong>st the Goths; the pretensions of emperor<br />

Honorius; the ill-fated expedition of K<strong>in</strong>g<br />

Alaric to Africa; and Heraclian, commander<br />

of Africa, whose ruthless hand cut off Rome’s<br />

essential gra<strong>in</strong> supply.<br />

As one might expect given the topic of this<br />

publication, an especially good account is<br />

given of the sack of Rome on 24 August 410<br />

and its aftermath. It is extraord<strong>in</strong>ary to learn<br />

that, despite the time and money lavished by<br />

Honorius on strengthen<strong>in</strong>g the fortifications of<br />

sets out <strong>in</strong> the Preface, the <strong>in</strong>tention of his latest<br />

work is to present ‘the country’s development<br />

from a specific perspective, centered on archaeology<br />

and the man-made material world… the<br />

aim is to emphasize a specific perspective often<br />

overlooked <strong>in</strong> general histories based on the<br />

written word’. To a large extent, this approach is<br />

<strong>in</strong>evitable <strong>in</strong> a land <strong>in</strong> which literate clergymen<br />

arrived relatively late, and did not have a secure<br />

foothold until the mid 10 th century. Scholars<br />

have therefore been forced to rely heavily on<br />

material culture when analys<strong>in</strong>g earlier periods<br />

of Danish history. Based on evidence recovered<br />

from archaeology, Randsborg has divided the<br />

history of Denmark <strong>in</strong>to 15 major phases, start<strong>in</strong>g<br />

with the Late Palaeolithic hunters of the 13 th<br />

millennium, who visited Denmark <strong>in</strong> search of<br />

mammoth and other prey (not<strong>in</strong>g that there<br />

are archaeological traces of Neanderthal presence<br />

about 100,000 years ago), runn<strong>in</strong>g through<br />

to the globalised society <strong>in</strong> which the people of<br />

Denmark are now play<strong>in</strong>g a part.<br />

Fortunately, Denmark has a rich archaeological<br />

heritage. There are impressive megalithic<br />

monuments constructed by the Neolithic communities<br />

over the course of a thousand years follow<strong>in</strong>g<br />

the <strong>in</strong>troduction of farm<strong>in</strong>g <strong>in</strong> Denmark<br />

about 4000 BC. Large rune stones from the<br />

Vik<strong>in</strong>g Age also cover the country, the most<br />

famous of which stands on the site of the 10 th<br />

century royal palace of Jell<strong>in</strong>g <strong>in</strong> Jylland, and<br />

which declares Harald ‘Bluetooth’ Gormsson to<br />

have conquered all of Denmark and Norway, and<br />

also ‘made the Danes Christian’. Furthermore,<br />

the environment of Denmark is also conducive<br />

to conserv<strong>in</strong>g artefacts from the country’s prehistoric<br />

past. As Ransborg notes, ‘The Danish<br />

bogs and other wet environments, <strong>in</strong>clud<strong>in</strong>g<br />

Rome shortly before this event, someone simply<br />

let the Goths <strong>in</strong>. Two different accounts of<br />

the siege are presented through the lens of the<br />

historian Procopius. The first, <strong>in</strong>spired by the<br />

Trojan Horse, suggests that 300 Goth troops<br />

entered the city disguised as slaves and opened<br />

the gates; the second account blames Proba, a<br />

the cores of Bronze Age mounds, have been<br />

benign to the preservation of organic materials,<br />

<strong>in</strong>clud<strong>in</strong>g human bodies, cloth<strong>in</strong>g, wagons and<br />

boats’ (p. 53). Complete sets of woolen cloth<strong>in</strong>g<br />

therefore survive <strong>in</strong> Early Bronze Age oak coff<strong>in</strong><br />

graves, Ransborg describ<strong>in</strong>g how ‘the men wear<br />

a coat or lo<strong>in</strong>cloth and a large mantle; on their<br />

head they have either a soft pixie-cap or a thick<br />

helmet-like hat… The women all wear a sort of<br />

“T-shirt” with sleeves to below the elbows… On<br />

their head they may have a bonnet, on their feet<br />

leather shoes’ (p. 23). The remarkable preservation<br />

of Danish artefacts cont<strong>in</strong>ues <strong>in</strong>to later<br />

periods, and deposits of military equipment<br />

dat<strong>in</strong>g to AD 250–700 provide not only weapons<br />

and other items of war, but rema<strong>in</strong>s of some<br />

of the world’s oldest trousers. The bog-bodies of<br />

Tollund Man (c. 400 BC) and Grauballe Man (c.<br />

300 BC) also preserve the physical appearance<br />

of Iron Age people. The bogs of Denmark have<br />

also preserved precious metal treasures, <strong>in</strong>clud<strong>in</strong>g<br />

the famous Gundestrup silver cauldron<br />

probably dat<strong>in</strong>g to the 1 st century BC.<br />

Cover<strong>in</strong>g such a vast swathe of time over little<br />

more than 150 pages necessarily leads to many<br />

topics be<strong>in</strong>g provided with only a cursory mention.<br />

This is partly addressed by Part III of the<br />

book, which is given over to specific case studies.<br />

These look <strong>in</strong> detail at aspects of Danish<br />

history and archaeology, such as Bronze Age<br />

cosmology, and artefacts such as the model of a<br />

sun chariot dat<strong>in</strong>g to the 14 th century BC, found<br />

<strong>in</strong> Trundholm Bog on Sjælland, which tells us of<br />

sun worship at this time (p. 121). There is also<br />

a short section describ<strong>in</strong>g the 4 th century BC<br />

canoe and weapon deposit found at Hjortspr<strong>in</strong>g<br />

on the island of Als. This sea-go<strong>in</strong>g craft was<br />

capable of carry<strong>in</strong>g more than 20 paddlers and<br />

58 M<strong>in</strong>erva September/October 2010


ich matriarch of the Anicii family, who was disillusioned<br />

by the starv<strong>in</strong>g masses and ordered<br />

her servants to open the gates.<br />

If the reader was <strong>in</strong> any doubt about the status<br />

of Rome <strong>in</strong> this period, this book places it <strong>in</strong><br />

lucid perspective. Although the city was no longer<br />

the focus of imperial power <strong>in</strong> the Western<br />

Empire – this had of course been devolved to<br />

a series of temporary capitals <strong>in</strong>clud<strong>in</strong>g Trier,<br />

Milan, Ravenna, and Sirmium – Rome symbolically<br />

and politically rema<strong>in</strong>ed the Capital of the<br />

World.<br />

This is a highly recommended and accessible<br />

book, well produced with soft fold-<strong>in</strong> covers<br />

and good colour images. There also three very<br />

good maps (pp. 179, 180–1): a plan of Rome at<br />

the time of 410, and geographical movements of<br />

barbarians <strong>in</strong> Europe up to 395 and from 395–<br />

415. A prelim<strong>in</strong>ary section gives a brief ‘who’s<br />

who’ (pp. 8–9) and the key figures are summarised<br />

<strong>in</strong> more detail towards the end of the<br />

publication (pp. 153–62). F<strong>in</strong>ally, a concise and<br />

useful account is given of the primary historical<br />

texts and their authors (pp. 163–8).<br />

Dr Mark Merrony<br />

other crew, while replicas of the canoe <strong>in</strong>dicate<br />

it could have covered 100–150km a day. Spears,<br />

shields and swords found <strong>in</strong> the deposit suggest<br />

the lightly constructed craft was used by raid<strong>in</strong>g<br />

parties, cruis<strong>in</strong>g the sea-lanes that connected<br />

the numerous islands of Denmark (p. 124–26).<br />

These studies carry on <strong>in</strong>to the modern period,<br />

with descriptions of Denmark’s struggles<br />

aga<strong>in</strong>st the British <strong>in</strong> the first two decades of the<br />

1800s; war with Prussia over Slesvig-Holste<strong>in</strong> <strong>in</strong><br />

the mid 19 th century, and the years of German<br />

occupation dur<strong>in</strong>g World War II.<br />

Important periods <strong>in</strong> Danish history are,<br />

however, treated with excessive brevity. For<br />

example, the Vik<strong>in</strong>g Age conquests made by<br />

Danish k<strong>in</strong>gs like Cnute (r. 1018–1035), and<br />

the vast territorial possessions which <strong>in</strong>cluded<br />

Norway and England as well as Denmark which<br />

he handed on to his son Harthacnute (r. 1035–<br />

1042) are mentioned <strong>in</strong> just a handful of l<strong>in</strong>es.<br />

While the history and archaeology of other<br />

Scand<strong>in</strong>avian countries, let alone that of Brita<strong>in</strong>,<br />

is outside the remit of this book, a little additional<br />

detail on the <strong>in</strong>ternational connections<br />

that bound Denmark to cont<strong>in</strong>ental Europe to<br />

the south, Scand<strong>in</strong>avia to the north, and the<br />

seaways which allowed trade and conquest<br />

with lands border<strong>in</strong>g the Atlantic to the west,<br />

or those that could be reached along the river<br />

systems which emptied <strong>in</strong>to the Baltic from the<br />

east, would have been welcome. Nonetheless,<br />

despite its compressed nature, The Anatomy of<br />

Denmark provides a useful <strong>in</strong>troduction to the<br />

country’s rich and varied archaeology, while<br />

the bibliography provides a useful resource for<br />

readers wish<strong>in</strong>g to look <strong>in</strong> greater detail at some<br />

of the periods covered <strong>in</strong> this book.<br />

James Beresford<br />

M<strong>in</strong>erva September/October 2010<br />

Scientific Investigation of Copies, Fakes and<br />

Forgeries<br />

Paul Craddock<br />

Butterworth-He<strong>in</strong>emann, Elsevier, 2009<br />

xii+628pp. colour and b/w illus<br />

Hardback, US$200, £100<br />

F<strong>in</strong>ally, the first encyclopedic and scientific<br />

work on the subject of forgeries has been<br />

undertaken by one of the outstand<strong>in</strong>g researchers<br />

<strong>in</strong> this fasc<strong>in</strong>at<strong>in</strong>g field. Dr Craddock, for<br />

many years a materials scientist <strong>in</strong> the British<br />

Museum Department of Conservation and<br />

Scientific Research, is a specialist <strong>in</strong> bronze<br />

metallurgy, but also did many authenticity<br />

<strong>in</strong>vestigations for the museum, f<strong>in</strong>ally retir<strong>in</strong>g<br />

<strong>in</strong> 2005. He assisted <strong>in</strong> organis<strong>in</strong>g the museum’s<br />

1990 exhibition ‘Fake?’, lead<strong>in</strong>g him to a serious<br />

<strong>in</strong>terest <strong>in</strong> the subject of authenticity, especially<br />

the scientific detection of fakes and forgeries.<br />

This resulted <strong>in</strong> the present magnum opus,<br />

which has no counterpart as a serious reference<br />

book on the technologies <strong>in</strong>volved both <strong>in</strong> produc<strong>in</strong>g<br />

fakes or forgeries, and <strong>in</strong> their scientific<br />

detection.<br />

The first chapters are devoted to the exam<strong>in</strong>ation<br />

of art objects – us<strong>in</strong>g microscopy, radiography,<br />

other non-destructive techniques<br />

such as <strong>in</strong>fra-red and ultra-violet light, and the<br />

evidence of wear. Physical analytical techniques<br />

are discussed <strong>in</strong> great detail <strong>in</strong>clud<strong>in</strong>g emission<br />

spectrography, X-ray fluorescence, neutron<br />

activation analysis, mass spectrometry,<br />

X-ray diffraction analysis, Raman spectroscopy<br />

and microscopy, <strong>in</strong>fra-red spectroscopy<br />

and chromatography – all expla<strong>in</strong>ed <strong>in</strong> a manner<br />

sufficiently clear for even the nonprofessional<br />

to basically comprehend. Then methods<br />

of copy<strong>in</strong>g <strong>in</strong> three dimensions such as mould<strong>in</strong>g,<br />

po<strong>in</strong>t<strong>in</strong>g (now replaced by digital scann<strong>in</strong>g)<br />

and electroform<strong>in</strong>g are followed by 50<br />

pages devoted to an up-to-date and thorough<br />

review of the physical techniques of dat<strong>in</strong>g<br />

such as radiocarbon, thermolum<strong>in</strong>escence and<br />

dendrochronology.<br />

Virtually every possible type of material is<br />

discussed: metalwork and co<strong>in</strong>s, the pat<strong>in</strong>ation<br />

of copper and its alloys, ceramics, faience,<br />

glass and enamels, stone, gold and silver, jewellery,<br />

gems, organic materials, natural and synthetic<br />

materials, pa<strong>in</strong>t<strong>in</strong>gs, and paper. Strangely,<br />

there is no discussion of the bountiful Egyptian<br />

faience forgeries, especially the deceptive 19 th<br />

Dynasty forgeries that have entered the market<br />

<strong>in</strong> recent years, or even of Egyptian faience<br />

itself, except for a brief def<strong>in</strong><strong>in</strong>g paragraph without<br />

any references or mention of forgery. There<br />

is an <strong>in</strong>terest<strong>in</strong>g section on the problems of<br />

conservation and deceptive restoration. Every<br />

subsection is accompanied by specific general<br />

references <strong>in</strong> addition to the ever-present references<br />

with<strong>in</strong> the text.<br />

There are a large number of fasc<strong>in</strong>at<strong>in</strong>g case<br />

studies of <strong>in</strong>dividual works of art, primarily<br />

antiquities. The Glozel forgeries, the Jüngl<strong>in</strong>g<br />

from Magdalensberg, the Tur<strong>in</strong> Shroud dat<strong>in</strong>g,<br />

and the V<strong>in</strong>land Map are all treated at length.<br />

While the scientific studies dat<strong>in</strong>g the l<strong>in</strong>en cloth<br />

of the Shroud of Tur<strong>in</strong> conclusively date it to the<br />

14 th century, there is a considerable amount of<br />

controversy as to how the image was formed.<br />

Even supernatural causes are discussed, such as<br />

the resurrected body emitt<strong>in</strong>g <strong>in</strong>tense pulses of<br />

light, ion discharge, or X-rays transferr<strong>in</strong>g the<br />

image of the body to the cloth and <strong>in</strong> the process<br />

also affect<strong>in</strong>g the Carbon 14 <strong>in</strong> the l<strong>in</strong>en<br />

to test for an age of only 650 years rather than<br />

2000 years (see M<strong>in</strong>erva, July/August, 2010,<br />

pp. 42–44). Also <strong>in</strong>cluded are the Hacilar ceramics,<br />

the Metropolitan Museum’s Etruscan warriors,<br />

the Getty Kouros, the Boston Throne (but<br />

not <strong>in</strong>clud<strong>in</strong>g the reviewer’s extensive study <strong>in</strong><br />

M<strong>in</strong>erva on this and the Ludovisi Throne; the<br />

Ludovisi is not even mentioned), the Risley lanx,<br />

and the notorious ‘Precolumbian’ crystal skulls.<br />

There is a separate and fasc<strong>in</strong>at<strong>in</strong>g chapter – 25<br />

pages – on Charles Dawson and his Piltdown<br />

Man. It also <strong>in</strong>cludes a study of Dawson’s littleknown<br />

Beauport Park iron figur<strong>in</strong>e.<br />

The book abounds <strong>in</strong> charts and results of<br />

scientific analyses. For example, 14 pages are<br />

devoted to some of the pr<strong>in</strong>cipal synthetic pigments<br />

and the dates, where known, of their discovery,<br />

commercial production, and first use.<br />

There is an enormous 50-page bibliography –<br />

nearly 2000 books and articles – even <strong>in</strong>clud<strong>in</strong>g<br />

several references to articles published <strong>in</strong><br />

M<strong>in</strong>erva such as the reviewer’s ‘The Aesthetics<br />

of the Forger’. There is a well organised and very<br />

detailed 34-page <strong>in</strong>dex. This publication will<br />

prove to be <strong>in</strong>dispensable to conservators, curators,<br />

art historians, collectors, dealers, scientists<br />

<strong>in</strong> the many fields covered, and, of course, those<br />

<strong>in</strong>volved <strong>in</strong> the <strong>in</strong>vestigation of art forgery.<br />

Hopefully it will be issued <strong>in</strong> a paperback<br />

version so that it will be more affordable <strong>in</strong> the<br />

future, especially to students.<br />

Dr Jerome M. Eisenberg<br />

59

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