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ABPI Guidelines for Phase 1 Clinical Trials (PDF

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<strong>Guidelines</strong> <strong>for</strong> <strong>Phase</strong> 1 <strong>Clinical</strong> <strong>Trials</strong><br />

• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •<br />

1: Developing a new medicine<br />

The pharmaceutical industry is the main sponsor of<br />

medicines research in the UK. Sponsors have to<br />

demonstrate the safety, quality and efficacy of a<br />

potential new medicine – called an investigational<br />

medicinal product (IMP) – through a series of rigorous<br />

trials in humans in order to obtain a licence, so<br />

that doctors can give the medicine to patients.<br />

But be<strong>for</strong>e an IMP can be given to humans, sponsors<br />

must first test it thoroughly in animals. The main aims<br />

of these pre-clinical studies are:<br />

• to find out the effects of the IMP on body<br />

systems (pharmacodynamics);<br />

• to study the blood levels of the IMP, and how it is<br />

absorbed, distributed, metabolised and eliminated<br />

after dosing (pharmacokinetics);<br />

50-200<br />

healthy subjects (usually)<br />

or patients who are not<br />

expected to benefit<br />

from the IMP<br />

100-400<br />

patients with the<br />

target disease<br />

1000-5000<br />

patients with the<br />

target disease<br />

many thousands or millions<br />

patients with the<br />

target disease<br />

© Association of the British Pharmaceutical Industry 2007<br />

• to find out if a range of doses of the IMP, up<br />

to many times higher than those intended <strong>for</strong><br />

use in humans, are toxic to animals 10 and if<br />

so, to identify the target organs and the<br />

margin of safety in terms of (a) the noobserved-adverse-effect<br />

dose level (NOAEL)<br />

relative to body weight and (b) IMP exposure<br />

- the concentration of the IMP in the bloodstream<br />

over 24 hours (toxicokinetics); 10 and<br />

• to make a <strong>for</strong>mulation of the IMP, such as a<br />

capsule or injection, suitable <strong>for</strong> early studies<br />

in humans.<br />

After the pre-clinical studies, there are four phases of<br />

trials in humans, which in practice often overlap.<br />

<strong>Phase</strong>s 1 to 3 are done be<strong>for</strong>e a licence is granted<br />

and phase 4 is done after authorisation. The phases are<br />

different in terms of the number and types of subject<br />

studied, and the questions asked.<br />

<strong>Phase</strong> Number and type of subject Questions<br />

1<br />

2<br />

3<br />

4<br />

• Is the IMP safe in humans?<br />

• What does the body do to<br />

the IMP? (pharmacokinetics)<br />

• What does the IMP do to the<br />

body? (pharmacodynamics)<br />

• Might the IMP work in patients?<br />

• Is the IMP safe in patients?<br />

• Does the IMP seem to work in<br />

patients? (efficacy)<br />

• Is the IMP really safe in patients?<br />

• Does the IMP really work in<br />

patients?<br />

• Just how safe is the new medicine?<br />

(pharmacovigilance)<br />

• How does the new medicine<br />

compare with similar medicines?<br />

7

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