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Metals and Ceramics Division - Oak Ridge National Laboratory

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where µ ad tan α i < 1.<br />

When µ ad tanα i ≥ 1,<br />

there is no relative movement between the two<br />

asperities. The contact stress will cause elastic <strong>and</strong> then plastic deformation, <strong>and</strong> eventually will<br />

either change the slopes to be low enough ( µ tan α < 1,<br />

if αi < βi) to allow sliding or will break<br />

ad i<br />

the weaker of the two asperities. Note that when there is no penetration, it is the sharpness of<br />

the blunter of the two asperities determines the contribution of the abrasion traction to friction.<br />

When the blunter surface is smooth <strong>and</strong> flat (α is very small), µi will approach to µad, indicating<br />

pure adhesion without mechanical grip. The average friction coefficient between the two<br />

sliding surfaces, composed of numerous asperity contacts, can then be approximated as<br />

Ff<br />

∆ q,<br />

min + µ ad<br />

µ I = ≈<br />

(4)<br />

P 1− µ ad ⋅ ∆q<br />

, min<br />

where µ < 1 <strong>and</strong> ∆ = ∆ , ∆ ) . ∆q,h <strong>and</strong> ∆q,s are root mean square slopes of the<br />

ad ∆ q,<br />

min<br />

q,<br />

min min( q,<br />

h q,<br />

s<br />

harder <strong>and</strong> softer surfaces, respectively. ∆q is a st<strong>and</strong>ard, measurable surface roughness<br />

parameter for the root-mean-square slope of the asperities.<br />

Case II. With penetration. If one surface is much harder than the other, its asperities will<br />

penetrate the other one, as illustrated in Fig. 1(b). In this case, the relative motion between<br />

asperities A <strong>and</strong> B follows the slope of the harder one (no matter whether it is sharper or<br />

blunter). Using a derivation similar to that for Case I, the friction coefficient for Case II can be<br />

obtained,<br />

∆ q,<br />

h + µ ad<br />

µ II ≈<br />

(5)<br />

1− µ ⋅∆<br />

ad<br />

As shown in Eqn. (5), the sharpness of the harder asperity controls the abrasion factor: the<br />

sharper the harder asperities, the greater the likelihood that they will penetrate <strong>and</strong> produce<br />

higher traction. In an extreme case that the harder surface is perfectly smooth (∆q,h = 0), no<br />

penetration will occur <strong>and</strong> the friction will be merely contributed by adhesion (µII = µad).<br />

Considering Eqns. (4) <strong>and</strong> (5), we can allow for both cases as follows:<br />

q,<br />

h<br />

⎛ H ⎞ ⎛ ⎞ ⎛ ∆ + ⎞⎛<br />

⎞ ⎛ ∆ + ⎞⎛<br />

⎞<br />

s H s<br />

q,<br />

min µ ad<br />

⎜<br />

⎟<br />

H s<br />

q,<br />

h µ ad<br />

+ ⎜<br />

⎟<br />

H s<br />

µ = µ ⎜<br />

⎟ +<br />

⎜ −<br />

⎟ ≈<br />

⎜<br />

⎟<br />

⎜ −<br />

⎟<br />

I µ II 1<br />

1 (6)<br />

⎜<br />

⎟ ⎜<br />

⎟<br />

⎝ H h ⎠ ⎝ H h ⎠ ⎝1−<br />

µ ad ⋅∆<br />

q,<br />

min ⎠⎝<br />

H h ⎠ ⎝1−<br />

µ ad ⋅∆<br />

q,<br />

h ⎠⎝<br />

H h ⎠<br />

If the harder surface is the blunter of the two, Eqn. (6) can be simplified to µ = µI = µII. Note<br />

that the hardness <strong>and</strong> root mean square slopes can be measured; however, the adhesion factor µad<br />

is not as straightforward to obtain because the phenomenon of adhesion is much less understood.<br />

In one approach, Rabinowicz [3] claims that adhesion is high when contact surfaces have high<br />

surface energy <strong>and</strong> low hardness. For certain crystal structures the adhesive contribution to<br />

friction is roughly proportional to the ratio of the energy of adhesion to the hardness of the softer<br />

surface. It is also observed that smooth, clean surfaces can experience severe adhesion. Future

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