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5p.Qian,Part 1,Spirit and Self - ScholarSpace

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Character Appraisal 27<br />

havior.” 25 Underst<strong>and</strong>ably, such procedures <strong>and</strong> st<strong>and</strong>ards, with their<br />

strong Confucian ethical orientation, made the selection process heavily<br />

reliant upon the observations <strong>and</strong> comments of leading local Confucians.<br />

They were, after all, the most familiar with both Confucian moral teachings<br />

<strong>and</strong> the c<strong>and</strong>idates’ moral performance.<br />

It was not until the reign of Emperor Chang-ti (r. 76–88) of the Later<br />

Han, however, that the government clearly emphasized the importance of<br />

local Confucians’ comments <strong>and</strong> recommendations in the selection system.<br />

As Emperor Chang-ti decreed in a.d. 76: “The local selection should<br />

be based upon the c<strong>and</strong>idate’s accumulated merits <strong>and</strong> deeds, yet at present<br />

governors <strong>and</strong> prefects cannot tell the true from the false. Each year they<br />

recommended hundreds of the ‘outst<strong>and</strong>ing talents’ <strong>and</strong> the ‘filial <strong>and</strong> incorrupt,’<br />

yet these c<strong>and</strong>idates are neither capable nor famous. To entrust<br />

state affairs to them is quite senseless. I often recall that, in the previous<br />

dynasties, gentlemen were sometimes selected from the fields, not on the<br />

basis of their pedigree.” 26 The emperor felt unsatisfied because the selection<br />

had skipped the townspeople’s scrutiny <strong>and</strong> operated directly through<br />

higher levels of local government <strong>and</strong> even the court. The government then<br />

had no way to find out about the c<strong>and</strong>idates’ moral quality. Immediately<br />

after this decree, Emperor Chang-ti m<strong>and</strong>ated the restoration of the Former<br />

Han four-category st<strong>and</strong>ard of selecting officials. While all the selected<br />

c<strong>and</strong>idates had to go through probation, those who “excelled in virtuous<br />

conduct” could assume their office directly. 27<br />

This decree by Emperor Chang-ti was the turning point for the Later<br />

Han selection system. It placed overwhelming emphasis on the local evaluation<br />

of c<strong>and</strong>idates’ moral behavior; hence the year of the decree, a.d.<br />

76, should be taken as the “official” starting point of character appraisal. 28<br />

As leading local Confucians’ evaluations assumed increasing importance,<br />

they tended to impose more rigorous <strong>and</strong> detailed moral st<strong>and</strong>ards on the<br />

c<strong>and</strong>idates. Consequently, the Later Han selection categories rapidly multiplied<br />

in a moral direction. Fan Yeh remarks in the History of the Later<br />

Han: “At the beginning of the Former Han, the emperor decreed the nomination<br />

of [gentlemen who were] worthy <strong>and</strong> outst<strong>and</strong>ing <strong>and</strong> square <strong>and</strong><br />

upright. The states <strong>and</strong> prefectures recommended [gentlemen who were]

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