Ordinance on Investment Undertakings (Investment Undertakings ...

Minimum content of the simplified prospectus
Annex 2
(article 6)
In addition to the content required by the Act and the <strong>Ordinance</strong>, the
simplified prospectus must at least contain the following:
1 General information on the investment undertaking
1.1 date of formation;
1.2 State of domicile;
1.3 if applicable, indication of different segments and the arrangements
in the case of changes between segments;
1.4 name of the management company;
1.5 any delegations of investment decisions;
1.6 in the case of fixed-term investment undertakings, their term;
1.7 details on the issue and/or redemption of units;
1.8 name of the depositary bank;
1.9 name of the external audit office;
1.10 name of the financial group soliciting for the investment undertaking.
2 Investment information
2.1 short definition of the investment goal or goals;
2.2 investment policy or strategy (instruments, lines of business,
geographical areas);
2.3 risk profile and any necessary risk warning;
2.4 any information on results so far, and the warning that previous
results do not entail conclusions about future results (also possible
as an annex to the prospectus);
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