Ordinance on Investment Undertakings (Investment Undertakings ...

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Form for quarterly reporting Annex 4 (article 23, paragraph 1) Name of the investment undertaking: Legal form: Depositary bank: Quarterly information on investment undertakings Information as of: CHF / currency: 1. Information on the value of the net assets at the end of the quarter 1.1 Total net assets in CHF / currency: ............ / ........... * 1.2 Net assets per unit: ............ 1.3 Change of 1.2. compared with the preceding quarter: (If change is more than 10%, please include a short explanation!) ..........% 2. Value of the portfolio in % of the net assets at the end of the quarter: ..........% 3. Issue and redemption of units in the reporting quarter 3.1 Gross yield of the issues: ............ 3.2 Expenses for redemptions: ............ 3.3 Net issues (3.1. - 3.2.): ............ 4. Distributions in the reporting quarter: ............ 4.1 Total amount of the distributions: .............. 4.2 Distributions per unit: ............ Contact person at the management company of the investment undertaking (name, telephone, fax): Submit to: Financial Market Authority Liechtenstein * In any case, the equivalent value in Swiss francs must be indicated in addition to any reference currency for the total net assets and for each segment. Article 23, paragraph 4 of the Investment Undertakings <strong>Ordinance</strong> shall be taken into 82
account. 83
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Ordinance of 23 Au
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tractually governed forward transac
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Article 8 Name 1) The name of an in
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a) the full prospectuses so provide
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5. Business report, half-yearly rep
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Article 20 Business report and half
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Article 23 Quarterly reporting 1) T
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thorize additional cancellation dea
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5) Amendments to the prospectus for
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1. accounting services required by
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pecially in the event of insolvency
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D. Investment rules 1. Investment u
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ments), if they are permissible as
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nized international accounting prov
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article 39 and article 43, paragrap
Page 31 and 32: ) Special limitations Article 45 In
Page 33 and 34: creditworthiness risk, etc.), an in
Page 35 and 36: term loans for repaying units, up t
Page 37 and 38: Article 55 Special requirements 1)
Page 39 and 40: Article 58 Securing liabilities 1)
Page 41 and 42: considered unsegmented. All documen
Page 43 and 44: Article 68 Forms With respect to se
Page 45 and 46: Article 72 Volume and term 1) If it
Page 47 and 48: Article 78 Special obligations of t
Page 49 and 50: m) a confirmation by the Office of
Page 51 and 52: 4) The organization, in particular
Page 53 and 54: Article 87 b) Equity position If th
Page 55 and 56: V. Supervision of management compan
Page 57 and 58: Article 95 Foreign audit offices A
Page 59 and 60: a) the accounts are being kept prop
Page 61 and 62: a) the accuracy of the business and
Page 63 and 64: ) the information concerning issue,
Page 65 and 66: Minimum content of the full prospec
Page 67 and 68: *2.1 designation or company name, d
Page 69 and 70: 4.2 main activity. 5 Information on
Page 71 and 72: 2.5 profile of the typical investor
Page 73 and 74: niques and instruments, especially
Page 75 and 76: 2. Off-balance-sheet operations The
Page 77 and 78: 6. Number of units in circulation 6
Page 79 and 80: 1.4.2 buildings on which constructi
Page 81: 5. Change of net assets For each in
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