Rousseau and Revolution
Rousseau and Revolution
Rousseau and Revolution
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<strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong>
Continuum Studies in Political Philosophy<br />
Continuum Studies in Political Philosophy presents cutting-edge scholarship<br />
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Perfecting Justice in Rawls, Habermas <strong>and</strong> Honneth – Miriam Bankovsky<br />
Ricoeur, Rawls <strong>and</strong> Capability Justice – Molly Harikat Mann
<strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
Edited by<br />
Holger Ross Lauritsen<br />
<strong>and</strong><br />
Mikkel Thorup
Continuum International Publishing Group<br />
The Tower Building 80 Maiden Lane<br />
11 York Road Suite 704<br />
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© Holger Ross Lauritsen, Mikkel Thorup <strong>and</strong> Contributors, 2011<br />
All rights reserved. No part of this publication may be reproduced or transmitted<br />
in any form or by any means, electronic or mechanical, including photocopying,<br />
recording, or any information storage or retrieval system, without prior permission<br />
in writing from the publishers.<br />
British Library Cataloguing-in-Publication Data<br />
A catalogue record for this book is available from the British Library.<br />
ISBN: 978-1-4411-2897-3 (HB)<br />
Library of Congress Cataloguing-in-Publication Data<br />
<strong>Rousseau</strong> <strong>and</strong> revolution / edited by Holger Ross Lauritsen <strong>and</strong> Mikkel Thorup.<br />
p. cm.<br />
Includes bibliographical references <strong>and</strong> index.<br />
ISBN 978-1-4411-2897-3<br />
1. <strong>Rousseau</strong>, Jean-Jacques, 1712-1778--Political <strong>and</strong> social views. 2. <strong>Rousseau</strong>,<br />
Jean-Jacques, 1712-1778--Criticism <strong>and</strong> interpretation. 3. <strong>Revolution</strong>s--Philosophy.<br />
4. Political science--Philosophy. 5. Democracy--Philosophy. I. Lauritsen, Holger Ross.<br />
II. Thorup, Mikkel. III. Title.<br />
JC179.R9R683 2011<br />
321.09’4--dc22 2010051887<br />
Typeset by Newgen Imaging Systems Pvt Ltd, Chennai, India<br />
Printed <strong>and</strong> bound in Great Britain
Contents<br />
Acknowledgements vii<br />
Introduction 1<br />
Holger Ross Lauritsen <strong>and</strong> Mikkel Thorup<br />
Part 1: Democracy <strong>and</strong> Violence<br />
Chapter 1: Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s:<br />
<strong>Rousseau</strong>’s Paradoxical Conservatism 17<br />
Blaise Bachofen<br />
Chapter 2: The General Will <strong>and</strong> National Consciousness:<br />
Radical Requirements of Democratic Legitimacy<br />
in the Writing of <strong>Rousseau</strong> <strong>and</strong> Fanon 31<br />
Jane Anna Gordon<br />
Chapter 3: <strong>Rousseau</strong> <strong>and</strong> the Terror: A Reassessment 51<br />
Julian Bourg<br />
Chapter 4: Arbitrariness <strong>and</strong> Freedom: Hegel on <strong>Rousseau</strong><br />
<strong>and</strong> <strong>Revolution</strong> 64<br />
Angelica Nuzzo<br />
Part 2: Philosophy <strong>and</strong> Political Change<br />
Chapter 5: Reverse <strong>Revolution</strong>: The Paradox of<br />
<strong>Rousseau</strong>’s Authorship 83<br />
Fayçal Falaky<br />
Chapter 6: The General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 98<br />
Holger Ross Lauritsen<br />
Chapter 7: <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong> in the Making of a Modern<br />
Political Culture: Denmark 1750–1850 114<br />
Bertel Nygaard
vi Contents<br />
Part 3: <strong>Revolution</strong> <strong>and</strong> History<br />
Chapter 8: Creation, Destruction <strong>and</strong> Continuity of Order 133<br />
Christiane Mossin<br />
Chapter 9: <strong>Rousseau</strong> <strong>and</strong> the <strong>Revolution</strong>s of the Earth: Remarks<br />
on a Natural Metaphor 152<br />
Antoine Hatzenberger<br />
Chapter 10: The <strong>Revolution</strong>ary Return of the Orator:<br />
Public Space <strong>and</strong> the Spoken Word in the Work of<br />
Jean-Jacques <strong>Rousseau</strong> 161<br />
Masano Yamashita<br />
Chapter 11: <strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 175<br />
James Swenson<br />
Bibliography 197<br />
Index 211
Acknowledgements<br />
This book grew out of the presentations <strong>and</strong> engaged discussions at the<br />
conference ‘<strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong>’ that the editors hosted at the University<br />
of Aarhus, Denmark, in March 13–15, 2009. We are very grateful for<br />
the scholarly <strong>and</strong> warm atmosphere at the conference, an atmosphere<br />
hopefully refl ected in the articles. From the conference several presentations<br />
were selected <strong>and</strong> others were solicited from outside.<br />
We would like to thank all the participants at the conference, presenters<br />
<strong>and</strong> others, for their contributions as well as the authors in this book for<br />
entrusting two distant Northerners to collect <strong>and</strong> publish their articles.<br />
We would also like to thank Thorbjørn Friis <strong>and</strong> Eva Jørgensen for all<br />
their help setting everything up <strong>and</strong> ensuring the free fl ow of coffee, food<br />
<strong>and</strong> lively discussions. Thanks are also due to the Institute of Philosophy<br />
<strong>and</strong> the History of Ideas as well as the Danish Research School for Philosophy,<br />
the History of Ideas <strong>and</strong> the History of Science as well as the Research<br />
Focus Globalization at the University of Aarhus for providing the necessary<br />
funds for the conference.<br />
Finally we would like to thank Continuum for a positive engagement with<br />
this book from when it was not more than an email with a title until its fi nal<br />
materialization as a book.<br />
Aarhus, September 2010<br />
Holger Ross Lauritsen <strong>and</strong> Mikkel Thorup
This page intentionally left blank
Introduction<br />
Holger Ross Lauritsen <strong>and</strong> Mikkel Thorup<br />
The study of Jean-Jacques <strong>Rousseau</strong>’s political philosophy is a privileged way<br />
of discussing a large number of topics which are highly relevant today, both<br />
for political scholars <strong>and</strong> for a larger audience. Posing the specifi c question<br />
of the relationship between <strong>Rousseau</strong>’s writings <strong>and</strong> the concept <strong>and</strong> event<br />
of political revolution has appeared to be a way of uniting a number of very<br />
different explorations <strong>and</strong> questions under one single heading.<br />
Consequently, we might say that the purpose here is not to fi nd out what<br />
<strong>Rousseau</strong> actually meant about revolution. Or rather, the purpose is not<br />
merely to fi nd this out. In fact, some of the articles collected in the present<br />
volume contain detailed <strong>and</strong> convincing attempts to underst<strong>and</strong> <strong>Rousseau</strong>’s<br />
political philosophy on its own conditions <strong>and</strong> in its own context, while<br />
others explore what <strong>Rousseau</strong>’s refl ections on revolution may offer us in<br />
our present political <strong>and</strong> social condition.<br />
Why, then, is <strong>Rousseau</strong> relevant today, <strong>and</strong> why is the concept of (polit ical)<br />
revolution? As to the latter question, an answer is that the phenomenon of<br />
radical political change, including mass movements, is always a burning<br />
political topic, whether one endorses such events or not, just witness the<br />
events in Iran after the 2009 presidential elections. In fact, revolutions simply<br />
seem to happen from time to time. As Gilles Deleuze puts it, according<br />
to Antoine Hatzenberger, ‘people become revolutionary. Fortunately, historians<br />
won’t prevent that’ (Hatzenberger, Chapter 9). Now, while agreeing<br />
with Deleuze <strong>and</strong> Hatzenberger on the inevitability <strong>and</strong> recurrent character<br />
of revolutions, one might of course disagree with Deleuze’s use of the word<br />
‘fortunately’. At least, one might claim that revolutions are only ‘fortunate’<br />
in so far as they bring about progress in equality, general prosperity <strong>and</strong>, not<br />
least, democracy. Still, revolutions, good or bad, seem here to stay.<br />
The important question is thus: What is a good or a democratic revolution?<br />
Or one might even ask: Can revolutions bring about any kind of democracy?<br />
On a more general level, the question which, from the eighteenth<br />
century’s invention of modern mass democracy until today, has been central<br />
to political thinking is: What is the relationship between (mass) democracy<br />
<strong>and</strong> (political) violence? This book argues that no single theoretician is of
2 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
bigger relevance to a discussion of this question than <strong>Rousseau</strong>. Not just<br />
because of the radically democratic content of his writings but also because<br />
of the immense <strong>and</strong> complex infl uence these writings have had on the<br />
French <strong>Revolution</strong> as well as on other revolutions <strong>and</strong> revolutionary movements<br />
around the world.<br />
‘Whereas Montesquieu reserved power for the aristocracy <strong>and</strong> Voltaire<br />
for the upper middle class, <strong>Rousseau</strong> gave the vote to the poor <strong>and</strong> political<br />
power to all the people’ (Soboul, 1975, 70), the French Marxist historian<br />
Albert Soboul claimed in his infl uential work on the French revolution. In<br />
fact, <strong>Rousseau</strong> might arguably be seen as the democrat not only in the<br />
Enlightenment, but in the history of Western political thought. No one<br />
before <strong>and</strong> hardly any one after <strong>Rousseau</strong> have made institutional propositions<br />
that were as democratic as those of <strong>Rousseau</strong> or have insisted on the<br />
radical theoretical <strong>and</strong> practical implications of democracy as intensely as<br />
him. Every contradiction, every implication is taken to its extreme end<br />
point. His criticism of political representation (<strong>Rousseau</strong>, 1997e, Book III,<br />
chapter 1) <strong>and</strong> his conception of the relationship between the ‘sovereign’<br />
<strong>and</strong> the government, that is, between the legislative <strong>and</strong> the executive<br />
power (<strong>Rousseau</strong>, 1997e, Book II, chapter 2 <strong>and</strong> Book III, chapter 1), are<br />
still today central issues in institutional <strong>and</strong> constitutional debates. As to the<br />
latter idea, modern democracies are still divided between those in which<br />
the executive power <strong>and</strong> the legislative power, in the words of Montesquieu,<br />
balance each other (for instance the USA <strong>and</strong> several South-American<br />
countries) <strong>and</strong> those in which the executive power is subordinated to, that<br />
is, appointed by <strong>and</strong> responsible before, the legislative power (for instance,<br />
the Sc<strong>and</strong>inavian countries).<br />
As to the critique of representation, no modern democracy has followed<br />
<strong>Rousseau</strong>’s dem<strong>and</strong> that the entire people be directly involved in the lawmaking<br />
process. Indeed, it could easily be argued that this idea is practically<br />
impossible, <strong>and</strong> that <strong>Rousseau</strong> even seems to admit this when, in his proposition<br />
for a reform of the government of Pol<strong>and</strong>, he accepts a kind of political<br />
representation (<strong>Rousseau</strong>, 1997a, 200–1) or when he in the Social<br />
Contract applies climatology, demography <strong>and</strong> geography to argue for the<br />
practical irrelevance of democracy for all societies larger than a city state.<br />
<strong>Rousseau</strong>’s merit, however, is that he has shown, in the most emphatic way,<br />
some of the problems that political representation entails, at a moment in<br />
history where democracy <strong>and</strong> representative democracy began to become<br />
synonyms (Manin, 1997, 79–93). Ever since, <strong>Rousseau</strong> has played the role<br />
of reminding the modern world that representative democracy is not the<br />
essence or single truth of democracy, but rather a practical <strong>and</strong> contingent
Introduction 3<br />
attempt to fulfi l the fundamental democratic dem<strong>and</strong> that the ‘people’<br />
rules while simultaneously making the system workable.<br />
His work serves as a revelatory exercise in the ever imperfect or even<br />
hypocritical manifestations of democracy in the actually existing democracies<br />
<strong>and</strong> it reminds us that violence is not always the limit or contradiction<br />
of democracy but can, in specifi c historical moments, be its precondition,<br />
ranging from mass democratic movements like the green movement in<br />
Iran to the ‘birth pangs of a new Middle East’, as then US Secretary of State<br />
Condoleezza Rice said about the 2006 Israel–Lebanon war (inadvertently<br />
repeating Marx’s famous claim: ‘[T]here is only one way in which the murderous<br />
death agonies of the old society <strong>and</strong> the bloody birth throes of the<br />
new society can be shortened, simplifi ed <strong>and</strong> concentrated, <strong>and</strong> that way is<br />
revolutionary terror’ (Marx, 1848)). The radicalism <strong>and</strong> honesty of <strong>Rousseau</strong>’s<br />
work forces us to confront tough questions where political preconceptions<br />
fail to fi ll up the crack that a serious engagement with his works<br />
opens.<br />
This book is divided into three thematic sections: (1) Democracy <strong>and</strong><br />
Violence, (2) Philosophy <strong>and</strong> Political Change <strong>and</strong> (3) <strong>Revolution</strong> <strong>and</strong><br />
History.<br />
Democracy <strong>and</strong> Violence<br />
Given this central role of <strong>Rousseau</strong>’s political philosophy in the development<br />
of <strong>and</strong> the discussion about democracy, inquiries into his conception<br />
of <strong>and</strong> relation to revolution is also an inquiry into the relationship between<br />
Western democracy <strong>and</strong> violence. Indeed, in philosophical theories of<br />
democracy, the conception of this relationship is often linked to a specifi c<br />
underst<strong>and</strong>ing of <strong>Rousseau</strong>’s political philosophy. From an overall perspective,<br />
we might group the positions in this debate in three different classes:<br />
First, there is the idea that (too much) democracy entails violence. This violence<br />
is carried out either by the ‘masses’ or the ‘people’ itself in revolutionary<br />
acts or by a sovereign government representing the sovereign<br />
people without being limited in any way. It can be argued that both kinds<br />
of violence were a part of the French <strong>Revolution</strong>. Now, in such conceptions<br />
of democracy <strong>and</strong> violence, it seems that <strong>Rousseau</strong>’s political philosophy<br />
can be conceived of in two different ways. On the one h<strong>and</strong>, some claim<br />
that, due to his ultra-democratic position, <strong>Rousseau</strong> had to endorse violence,<br />
as for instance when he in his discussion of majority rule ends up by<br />
claiming that those who do not agree with the majority must be ‘forced to
4 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
be free’ (<strong>Rousseau</strong>, 1997e, Book I, chapter 7). As Angelica Nuzzo points<br />
out in Chapter 4, a subtle variant of this critique is developed by Hegel in<br />
his Philosophy of Right, where he argues that the Terror was a consequence<br />
of <strong>Rousseau</strong>’s idea that individuals’ egoistic <strong>and</strong> arbitrary wills can be completely<br />
suppressed by an abstract concern for the common good. On the<br />
other h<strong>and</strong>, others, for instance Julian Bourg in Chapter 3, insist that<br />
<strong>Rousseau</strong> was in fact aware of the alleged dangers inherent in ‘excessive’<br />
democracy, <strong>and</strong> that he warns against both revolutionary outbursts of<br />
popu lar violence <strong>and</strong>, especially, the situation where the executive power,<br />
the prince, presents himself as incarnating sovereignty <strong>and</strong>, in the name of<br />
the people, installs a despotic regime.<br />
Secondly, there is the idea that democracy is dependent on an initial revolutionary<br />
violence. This violence, however, should be endorsed as the alternative<br />
to a worse but mostly hidden or overseen violence, that is, tyranny <strong>and</strong><br />
repression. This argument has been adduced by radical thinkers from<br />
Robespierre to Lenin. Most recently, Slavoj Žižek has repeated it in a distinction<br />
between ‘subjective’ violence, that is, crime, terror <strong>and</strong> revolution,<br />
<strong>and</strong> ‘objective’ violence, that is, either the ‘symbolic’ violence ‘embodied in<br />
language’ or the ‘systemic’ violence resulting from ‘the smooth functioning<br />
of our economic <strong>and</strong> political systems’ (Žižek, 2008, 1). As to <strong>Rousseau</strong>’s<br />
position in this debate, it seems once again that there are two prevalent<br />
readings. On the one h<strong>and</strong>, some claim that <strong>Rousseau</strong>’s arguments are very<br />
much like those of Robespierre, Lenin <strong>and</strong> Žižek, <strong>and</strong> that ‘the act by which<br />
a people is a people’ (<strong>Rousseau</strong>, 1997e, Book I, chapter 5) is an act of<br />
benefi cent popular violence. With <strong>Rousseau</strong>’s words, ‘the popular insurrection<br />
that ends in the death or deposition of a Sultan is as lawful an act as<br />
those by which he disposed, the day before, of the lives <strong>and</strong> fortunes of his<br />
subjects. As he was maintained by force alone, it is force alone that overthrows<br />
him. Thus everything takes place according to the natural order’<br />
(<strong>Rousseau</strong>, 1997b, 191). On the other h<strong>and</strong>, others claim that <strong>Rousseau</strong> did<br />
not fully grasp the radical consequences of his own democratic theory.<br />
Thus, Jane Anna Gordon claims that ‘<strong>Rousseau</strong> oscillates between radical<br />
irreverence <strong>and</strong> cold feet’ (Gordon, Chapter 2) <strong>and</strong> that the necessary concrete<br />
implications of <strong>Rousseau</strong>’s intuitions about the violent character of<br />
the establishment of national self-determination were only understood by<br />
later radical political theorists such as Frantz Fanon.<br />
The third conception of the relationship between violence <strong>and</strong> democracy<br />
might be the most widespread. It is the idea that democracy is basically the<br />
opposite of violence, the latter being a fundamental feature of despotic regimes<br />
only. Or one might say that real democracy is non- or anti-violence. Again
Introduction 5<br />
we fi nd two versions of this applied to <strong>Rousseau</strong>. The fi rst position portrays<br />
<strong>Rousseau</strong> as anti-democratic, perhaps even totalitarian, <strong>and</strong> his political<br />
project, especially the notion of the general will, opens up for or legitimizes<br />
violent despotic rule. This is the conservative, Burkean reading of <strong>Rousseau</strong><br />
by, for instance, Jacob Talmon in his 1952 book The Origins of Totalitarian<br />
Democracy. In the other position, <strong>Rousseau</strong>, according to Blaise Bachofen,<br />
represents a certain republican conception of democracy which, in opposition<br />
to the liberal tradition, especially Locke, is sceptical of violent popular<br />
uprisings <strong>and</strong> revolutions. More specifi cally, Bachofen claims that <strong>Rousseau</strong>’s<br />
republican conception of democracy is more concerned about ‘the moral<br />
precondition for freedom’, that is, a long <strong>and</strong> diffi cult education of the<br />
people by which a sum of particular wills is converted into a general will,<br />
than about the act of liberation from tyranny. ‘The free people is not – or is<br />
not only – a people who frees itself from subjugation by a violent act. The<br />
free people is the one who is morally capable of freedom, who is educated<br />
towards freedom.’ (Bachofen, Chapter 1).<br />
Whether one or another of these many readings of <strong>Rousseau</strong> is the right<br />
one should not be determined here. From the point of view of intellectual<br />
history, however, Bachofen’s interpretation is interesting in so far as it –<br />
partly inspired by another French scholar in political philosophy, Jean-<br />
Fabien Spitz (1995, 341–465) – explicitly links <strong>Rousseau</strong> to the so-called<br />
republican tradition in Western political thought (Bachofen, 2002, 15).<br />
This tradition has had a revival in the last decades <strong>and</strong> is represented by<br />
neo-republican scholars such as J. G. A. Pocock (1975), Quentin Skinner<br />
(1999), Phillip Pettit (1997) <strong>and</strong> Maurizio Viroli (2002). In this mainly<br />
anglophone tradition, however, <strong>Rousseau</strong> has most often been either forgotten<br />
or considered as identical with some kind of tyrannical populist majoritarianism<br />
(‘<strong>Rousseau</strong> is probably responsible for having given currency to<br />
[ . . . ] a populist view’, (Pettit, 1997, 30)) opposed to the balanced spirit of<br />
true republicanism.<br />
On the other h<strong>and</strong>, by showing how <strong>Rousseau</strong> does in fact belong to the<br />
republican tradition, Bachofen seems to makes a double move. On the one<br />
h<strong>and</strong>, <strong>Rousseau</strong>’s democratic theory is made republican (that is, republican in<br />
the moderate sense given to this word by Pocock, Skinner, Pettit, Viroli,<br />
etc.) <strong>and</strong> is thus being differentiated from other conceptions of democracy<br />
put forward by socialists, radicals <strong>and</strong> revolutionaries who traditionally<br />
claim to have <strong>Rousseau</strong> on their side. On the other h<strong>and</strong>, the republican<br />
tradition is made more democratic than it is when presented by the mentioned<br />
neo-republicans who most often do not, as <strong>Rousseau</strong>, regard popular<br />
sovereignty as a condition of the legitimacy of any political society.
6 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
Needless to say, Bachofen’s motivation for making both these moves is not<br />
merely of historical interest but also of concern for contemporary politics.<br />
Even though it might not be polite to interpret one of the contributors to<br />
this anthology (doing to him what he does himself to <strong>Rousseau</strong>), it might<br />
be claimed that Bachofen urges us to fi nd a middle course between two<br />
tendencies in modern French politics <strong>and</strong> especially intellectual life, that is,<br />
on the one h<strong>and</strong>, a Sarkozist liberalist conservatism, <strong>and</strong>, on the other<br />
h<strong>and</strong>, different Marxist or anarchist traditions. In the search for such a<br />
third position, it is obviously an advantage to have <strong>Rousseau</strong> on your side.<br />
In this whole enumeration of different conceptions of <strong>Rousseau</strong>’s relation<br />
to democracy <strong>and</strong> violence, a very recent interpretation of <strong>Rousseau</strong> should<br />
be mentioned, namely, the one briefl y sketched out by Jonathan Israel in<br />
his Radical Enlightenment. Similarly to Bachofen <strong>and</strong> Spitz, Israel claims that<br />
<strong>Rousseau</strong>’s place in a specifi c republican tradition has been overlooked,<br />
<strong>and</strong> that he does thus not belong to a Lockean tradition of natural right.<br />
However, the republicanism referred to by Israel is not the one referred to<br />
by Bachofen <strong>and</strong> Spitz, that is, the Pocockian ‘classical’ or ‘Atlantic’ republicanism,<br />
but instead a ‘democratic republicanism’ inspired by Spinoza, the<br />
so-called radical Enlightenment that, together with materialism <strong>and</strong> anticlericalism,<br />
propagated radically egalitarian ideas. Thus, according to Israel,<br />
<strong>Rousseau</strong> did not really, as in Bachofen’s <strong>and</strong> Spitz’s view, render a tradition<br />
more democratic than it was, but rather inferred his radically democratic<br />
views from ideas already inherent to the radical strain of the Enlightenment,<br />
ideas to which, moreover, he was also sometimes opposed:<br />
Any proper appreciation of <strong>Rousseau</strong>’s role <strong>and</strong> greatness has to concede<br />
that his thought springs from a long, <strong>and</strong> almost obsessive dialogue with the<br />
radical ideas of the past – in many cases as fi ltered through the mind of his<br />
former comrade Diderot (Israel, 2002, 718).<br />
And then, just adding to the complexity of both <strong>Rousseau</strong> himself <strong>and</strong> his<br />
reception, Israel, in a later work, describes how ‘<strong>Rousseau</strong>’s political goals<br />
all tended to an agenda that the radical philosophes [ . . . ] in varying degrees<br />
deplored <strong>and</strong> consciously strove to avoid’ (Israel, 2010, 63–4), not least his<br />
alleged preference for direct democracy.<br />
Philosophy <strong>and</strong> Political Change<br />
The question of philosophy’s part in social or political change is a controversial<br />
<strong>and</strong> contested debate. Philosophers, historians <strong>and</strong> social scientists<br />
debate the interrelationship between ideas, structures <strong>and</strong> societael
Introduction 7<br />
change – <strong>and</strong> everyone eagerly assigns praise <strong>and</strong> blame to various thinkers<br />
for this or that development. <strong>Rousseau</strong> has been the epicentre for this<br />
kind of debate for more than 200 years, centred round, albeit not exclusively,<br />
the French <strong>Revolution</strong> as the most monumental social <strong>and</strong> political<br />
change in modern history. Was <strong>Rousseau</strong> its ‘author’ or did he just become<br />
the convenient target of attack for anti-radicals then <strong>and</strong> since? The relations<br />
between <strong>Rousseau</strong> <strong>and</strong> the question <strong>and</strong> organization of political<br />
change is a privileged place to investigate the much broader question of<br />
what role philosophy can have <strong>and</strong> should have in generating alternatives.<br />
To answer what role <strong>Rousseau</strong> played is also to start answering what role<br />
philosophy in general can have.<br />
During the French revolution <strong>Rousseau</strong> was alleged by both some of its<br />
protagonists <strong>and</strong> its opponents to be its ‘author’ (as Louis-Sébastien Mercier<br />
claims, cf. Swenson, 2000, ix). Hardly any philosopher has ever experienced<br />
such an adoration as did <strong>Rousseau</strong> during the French <strong>Revolution</strong>. Obviously,<br />
it can be discussed whether this was a real infl uence, or if the revolutionaries<br />
did (on purpose?) misunderst<strong>and</strong> <strong>Rousseau</strong> <strong>and</strong> used him for<br />
what they wanted in order to have either a saint or a political guarantee/<br />
reference. The name of <strong>Rousseau</strong> became one of the ways to mark out<br />
political positions <strong>and</strong> oppositions. <strong>Rousseau</strong> reduced to a name, a reference<br />
disconnected from its person <strong>and</strong> work, is the destiny, one could say,<br />
of many whose name becomes a shorth<strong>and</strong> for a particular position <strong>and</strong><br />
this then becomes what people ‘know’ about the bearer of the name. This<br />
is wonderfully illustrated by Fayçal Falaky in his article on <strong>Rousseau</strong> as the<br />
saviour of people who never read him but who knew, or thought they knew,<br />
of him (Falaky, Chapter 5). His name ‘had become commonplace, but so<br />
was the risk of his misinterpretation’ (ibid.). Falaky shows how <strong>Rousseau</strong><br />
was linked to the events of the French <strong>Revolution</strong> in an attempt to ‘anchor<br />
their ideological beliefs on a philosophical foundation’ (ibid.) that they<br />
may or may not have read. The article also shows that this may not have<br />
been an innocent move because it, according to Falaky, ‘marked a setback<br />
for science <strong>and</strong> rational empiricism <strong>and</strong> meant a sudden return to religious<br />
<strong>and</strong> essentialist a priori tropes’ (ibid.). Falaky shows how we must complicate<br />
the question of authorship because it may more properly be the spirit<br />
or aura of <strong>Rousseau</strong> rather than his writings per se that was used to sanctify<br />
the event.<br />
If we take the view that the revolutionaries misused or deformed <strong>Rousseau</strong>’s<br />
actual political thought, one might also ask why it was <strong>Rousseau</strong> that the revolutionaries<br />
chose to misuse. In other words: Is there anything inherent in<br />
<strong>Rousseau</strong>’s philosophy <strong>and</strong> concepts which makes them fi t for different <strong>and</strong>
8 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
changing uses? To take another example, one might claim that one of the<br />
advantages of religious texts such as the Bible is that they are so ambivalent<br />
that they can be used for a lot of different religious <strong>and</strong> political purposes.<br />
In the same way, Lauritsen claims that <strong>Rousseau</strong>’s concept of the general will<br />
has an inherent ambiguity which makes it fi t for conceptualizing the different<br />
<strong>and</strong> contradictory developments that insurrectional <strong>and</strong> revolutionary<br />
movements often go through (Lauritsen, Chapter 6). The complexity of<br />
<strong>Rousseau</strong>’s work can either be dismissed as incoherence or one can, as<br />
Lauritsen both does <strong>and</strong> shows others do, be pushed into different directions,<br />
or perhaps one should rather say that his theory opens up for various<br />
practical resolutions of the paradoxes, contradictions <strong>and</strong> imperfections<br />
that his theory reveals in our basic political <strong>and</strong> social patterns.<br />
The open-ended interpretative possibilities or the ways in which his work<br />
is eminently open for politicizisation is also demonstrated by Bertel Nygaard<br />
in his article on the Danish reception <strong>and</strong> characterization of <strong>Rousseau</strong><br />
between 1750 <strong>and</strong> 1850 (Nygaard, Chapter 7). Nygaard shows how <strong>Rousseau</strong><br />
was in a sense an empty space, even in a peripheral part of Europe at<br />
the time, in which to project ideas <strong>and</strong> positions in the public debate. The<br />
name <strong>and</strong> categorization of ‘<strong>Rousseau</strong>’ then becomes for the historian a<br />
way to underst<strong>and</strong> the articulation <strong>and</strong> emergence of a political culture <strong>and</strong><br />
language in the period. Nygaard shows how the French <strong>Revolution</strong> in a<br />
sense radicalized <strong>and</strong> politicized the reading of <strong>Rousseau</strong>, making it per<br />
t inent for subsequent readings to deal with the question of his authorship<br />
of the revolution – ‘whether by idolizing <strong>Rousseau</strong> as the philosophical<br />
hero of revolution or, less publicly, by condemning him as a rabble-rousing<br />
scoundrel’ (ibid.) – but also how the position on the revolution coloured<br />
the reading of <strong>Rousseau</strong> himself.<br />
Most if not all of the articles in this book as well as the positive <strong>and</strong> negative<br />
evaluations of <strong>Rousseau</strong>’s ‘part’ in the French <strong>and</strong> subsequent revolutions<br />
take it as evident that ideas matter, that philosophy matters. There is<br />
no innocence in thought. Theory has or can be made to have practical<br />
consequences. A purely materialist reading of revolutions or social change<br />
is hard to come by, especially today. We may debate the relevance of ideas<br />
<strong>and</strong> philosophy compared to other factors; we may haggle over who deserves<br />
blame or praise, but almost everyone would agree that it matters what we<br />
think, who <strong>and</strong> how we read. And, again, this is most emphatically true<br />
when it comes to <strong>Rousseau</strong> who himself placed great importance in ideas<br />
(perhaps mainly to destroy established <strong>and</strong> cherished mores) <strong>and</strong> to the<br />
evaluation of <strong>Rousseau</strong>. Larger readings of him must answer the question<br />
of authorship. Just as the French <strong>Revolution</strong> became one of the constitutive<br />
dividing lines of political ideologies in Europe, so did the reading <strong>and</strong>
Introduction 9<br />
interpretation of <strong>Rousseau</strong>. Just about any anti-revolutionary or conservative<br />
thinker will tend to repeat Edmund Burke’s claim that the revolution<br />
<strong>and</strong> the Terror was the legitimate <strong>and</strong> necessary child of <strong>Rousseau</strong> whereas<br />
the positive readings of the revolution <strong>and</strong>/or <strong>Rousseau</strong> have either<br />
affi rmed or denied the authorship, making the latter, one could argue, the<br />
more interesting interpretation because it has something to investigate <strong>and</strong><br />
debate, not just something to proof <strong>and</strong> criticize.<br />
It could be argued that only a paradoxical political philosophy can have<br />
such a central <strong>and</strong> thorough-going role in a political revolution as had<br />
<strong>Rousseau</strong>’s philosophy in the French revolution, given that, as Swenson puts<br />
it, ‘a radical transformation of ideas, the revolution needed to negate its own<br />
origins even as it constructed its legitimacy on their basis’ (Swenson, 2000,<br />
16). It should be added that a long tradition in the reception of <strong>Rousseau</strong>,<br />
going from Ernst Cassirer to Robert Derathé <strong>and</strong> fi nally Blaise Bachofen,<br />
rejects this paradoxality <strong>and</strong> emphasizes the coherence of <strong>Rousseau</strong>’s philosophy<br />
(with Bachofen’s words (Bachofen, 2002, 19), <strong>Rousseau</strong>’s coherence<br />
is a ‘systematism without system’ 1 ). On the other h<strong>and</strong>, this very connection<br />
is a topic in the history of Western political thought, <strong>and</strong> that in a highly<br />
polemical way. As Bourg points out in the beginning of his article, the struggle<br />
about <strong>Rousseau</strong>’s infl uence has been a part of the cold war.<br />
To put it in other words (in order to resume): Robert Derathé, in the<br />
avertissement to Jean-Jacques <strong>Rousseau</strong> et la science politique de son temps (Jean-<br />
Jacques <strong>Rousseau</strong> <strong>and</strong> the political science of his times) mentions ‘this treatise<br />
[The Social Contract] which hitherto has caused more polemics than<br />
patient investigations’ (Derathé, 1988, 2). Now, what one might do is to<br />
make a ‘patiente recherche’ about the ‘polémique’. This ‘polémique’,<br />
however, is of double kind. On the one h<strong>and</strong>, there is the ‘polémique’ about<br />
<strong>Rousseau</strong>’s ideas, that is, a polemic about whether <strong>Rousseau</strong> was right or<br />
wrong, but in which the positions changed, according as <strong>Rousseau</strong> was considered<br />
to be liberal, socialist or something else. Nygaard shows in his article<br />
how this discussion was developed in Denmark in the nineteenth<br />
century. On the other h<strong>and</strong>, there is the ‘polémique’ about <strong>Rousseau</strong>’s infl uence,<br />
a polemic displayed between liberals, conservatives <strong>and</strong> socialists<br />
mainly in the twentieth century.<br />
<strong>Revolution</strong> <strong>and</strong> History<br />
The word revolution in its political context used to refer to the revolving<br />
cycle of regime types but in the decades surrounding the French <strong>Revolution</strong> –<br />
<strong>and</strong> accelerating within the revolution – it came increasingly to mean not the
10 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
eternal <strong>and</strong> inevitable return of old but the creation ex nihilo of the new<br />
(Koselleck, 2006, 240–51). Experience gave way to expectation as the guiding<br />
principle of politics, revolution <strong>and</strong> history (<strong>and</strong> progress among others)<br />
emerged as the concepts we recognize them to be today: concepts tied to<br />
expectations <strong>and</strong> projections of the future. The period of <strong>Rousseau</strong> was one<br />
of impending change. Robespierre stated: ‘The theory of revolutionary government<br />
is as new as the revolution which brought it into being. It should not<br />
be sought in the books of political writers, who did not foresee that revolution’<br />
(Robespierre, 2007, 99). Still, it does seem fair to say that most seemed<br />
to sense the old world, the old regime, crumble without being fully able to<br />
determine the new.<br />
One might, like Bachofen, claim that <strong>Rousseau</strong> mistrusted revolutions<br />
(Bachofen, Chapter 1). However, one cannot say that he was indifferent to<br />
revolutions. On the other h<strong>and</strong>, the topic of revolution plays a central role<br />
in his philosophy, even though this philosophy was developed before the<br />
age that is normally called the Age of <strong>Revolution</strong>, <strong>and</strong> in which modern<br />
democracy developed through a series of democratic revolutions. This is<br />
without doubt one of the main reasons why his philosophy became so infl uential<br />
in the following two <strong>and</strong> half centuries.<br />
When the past is losing its legitimatory potential <strong>and</strong> the future is invested<br />
with longings <strong>and</strong> utopias, the question of political action, of creation,<br />
destruction, revolution <strong>and</strong> of order take fi rst place. This is the theme in<br />
Christiane Mossin’s article dealing with radical institutional creation <strong>and</strong><br />
constitutionalization within <strong>Rousseau</strong>’s thought (Mossin, Chapter 8). Mossin<br />
shows how <strong>Rousseau</strong> revealed ‘the limitations of political intentionality by pointing<br />
to the powerful as well as the impotent aspects of laws <strong>and</strong> institutions in<br />
terms of their ability to direct <strong>and</strong> control social dynamics’. This makes it<br />
possible for Mossin to conclude that <strong>Rousseau</strong> operates with a complex perspective<br />
‘between order <strong>and</strong> disorder, consisting either in a legal order<br />
undermined by confl icting customs or in a cultural order where laws have<br />
crumbled.’ Every order has change written in its constitutional structure,<br />
<strong>and</strong> every societal change has institutions <strong>and</strong> orders presupposed <strong>and</strong> working<br />
within its movements. Questions of continuity <strong>and</strong> discontinuity press<br />
themselves upon the agenda once the societal forces seem uncontainable<br />
within the order that be. Will it be a gradual change maintaining the contours<br />
of the existing order, or will it make a clear break <strong>and</strong> discard all st<strong>and</strong>ing<br />
structures? The articles in this book take different approaches to<br />
<strong>Rousseau</strong>’s view on this.<br />
A revolution may seem like a hurricane or fl ood to the participants <strong>and</strong><br />
spectators: An unleashing of uncontrollable forces diffi cult, if not impossible
Introduction 11<br />
to predict. Antoine Hatzenberger draws out interesting parallels between<br />
natural disasters <strong>and</strong> political revolutions <strong>and</strong> looks at various aspects of<br />
<strong>Rousseau</strong>’s analysis of the idea of revolution (Hatzenberger, Chapter 9). He<br />
states that <strong>Rousseau</strong> ‘could only guess at the revolutions to come, <strong>and</strong><br />
although he gave no guaranty whatsoever about the precise destiny of any<br />
particular revolution – but who can? – at the very least he stated their inherent<br />
necessity’ (ibid.). Hatzenberger demonstrates how <strong>Rousseau</strong>’s concept<br />
of revolution is a mixed metaphor of both natural forces <strong>and</strong> human liberty<br />
(not unlike, though that is not Hatzenberger’s point, Machiavelli’s conceptualization<br />
of virtú <strong>and</strong> fortuna). Like the remarks on the conceptual history<br />
of revolution above, Hatzenberger shows how the previous natural philosophical<br />
connotations of ‘revolutions of the earth’ reverberate in <strong>Rousseau</strong>’s<br />
political terminology.<br />
There is no politics without language: ‘New nations could not declare<br />
independence, legislators could not promulgate laws, courts could not sentence<br />
criminals, leaders could not instruct partisans, citizens could not protest’.<br />
But this is not all: ‘Neither could we criticize, plead, promise, argue,<br />
exhort, dem<strong>and</strong>, negotiate, bargain, compromise, counsel, brief, debrief,<br />
advise, or consent’ (Farr, 1988, 15). <strong>Rousseau</strong> was immensely aware of the<br />
oratorical element of politics <strong>and</strong> public life <strong>and</strong>, as Masano Yamashita<br />
shows, tied the disappearance of the classical fi gure of the orator to the loss<br />
of democratic practices <strong>and</strong> moral st<strong>and</strong>ards (Yamashita, Chapter 10). Bringing<br />
the Essay on the Origin of Languages into the collection of core texts of<br />
<strong>Rousseau</strong>’s politics, Yamashita is able to show how the question of the power<br />
of the spoken word is a key concern of <strong>Rousseau</strong> <strong>and</strong> how he laments the<br />
degeneration of the public agora into the meaningless chatter of the salon.<br />
The period conscious of its refi ned speech <strong>and</strong> known thereafter as the<br />
birthplace of the modern public sphere is to <strong>Rousseau</strong> a loss of democratic<br />
speech. The birth of the public sphere was to <strong>Rousseau</strong> the death of the true<br />
public speaker, <strong>and</strong> Yamashita shows how he came to this conclusion by<br />
engaging with aesthetico-political theories of language <strong>and</strong> what promises<br />
he saw for a renewed possibility of republicanism <strong>and</strong> public speech.<br />
The republic or republicanism is also the theme of our fi nal contribution<br />
by James Swenson, <strong>and</strong> as evident in both Hatzenberger <strong>and</strong> Yamashita, he<br />
demonstrates how <strong>Rousseau</strong> uses conceptualizations now distinguished as<br />
‘ancient’ <strong>and</strong> ‘modern’, a distinction already evident in the decades after<br />
<strong>Rousseau</strong> as in Benjamin Constant’s barely camoufl aged critique of <strong>Rousseau</strong><br />
in his opposition between an ancient, republic <strong>and</strong> activist liberty <strong>and</strong> a modern,<br />
commercial, individualist liberty (Swenson, Chapter 11). Swenson discusses<br />
the revolutionary use of selected parts of <strong>Rousseau</strong>’s thinking <strong>and</strong>
12 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
highlights the peculiarity of republicanism, <strong>Rousseau</strong>’s included, being ‘as<br />
much a way of life as a form of government’ (ibid.). This makes the political<br />
task both political-institutional <strong>and</strong> cultural-educational, <strong>and</strong> Swenson<br />
shows how refl ections on political culture ‘conducive to the cultivation of<br />
the capacity of self-government’ (ibid.) permeate <strong>Rousseau</strong>’s work. Foundation<br />
of a republic is also cultivation of mores. <strong>Rousseau</strong> had a keen sense of<br />
this <strong>and</strong> it informs his study of existing societies <strong>and</strong> his recommendations<br />
to their transformation as evident in the writings on Corsica <strong>and</strong> Pol<strong>and</strong> or<br />
his remarks on the resilient capacity of the Jews. In political theoretical<br />
terms this leads <strong>Rousseau</strong>, according to Swenson, to place himself between<br />
two positions often alleged in political philosophy by Constant, Isaiah Berlin<br />
<strong>and</strong> others to be mutually exclusive <strong>and</strong> hostile, namely between ‘an<br />
active, participatory liberty <strong>and</strong> a negatively defi ned absence of constraint<br />
on personal prioritization of choices’ (ibid.).<br />
As always, one is tempted to say, <strong>Rousseau</strong> is all his own, transcending or<br />
disturbing the distinctions <strong>and</strong> conceptions of political philosophical consensus.<br />
This makes his work challenging, sometimes confusing, but seldom<br />
boring. <strong>Rousseau</strong> thought <strong>and</strong> wrote before our present concepts <strong>and</strong><br />
ideologies formed <strong>and</strong> one is often led to project ideas <strong>and</strong> policies back<br />
into time to make his thinking comprehensible. This makes for poor analysis<br />
<strong>and</strong>, as the contributions to this book shows, <strong>and</strong> as Swenson demonstrates<br />
in the fi nal chapter, one can gain much more insight by suspending<br />
or critically using our present concepts <strong>and</strong> distinctions, not to name or<br />
classify <strong>Rousseau</strong>, but to show how he escaped easy labelling then <strong>and</strong> how<br />
he still refuses to fi t into any neat <strong>and</strong> tight box.<br />
Conclusion<br />
What all of the arguments, positions <strong>and</strong> conceptions above demonstrate is<br />
that political philosophy for more than 200 years has grappled, combated,<br />
celebrated, debated <strong>and</strong> used <strong>Rousseau</strong>, making him say various things, but<br />
also persistently insisting, whether in agreement or not, that it matters what<br />
<strong>Rousseau</strong> said <strong>and</strong> meant when he posed a question <strong>and</strong> suggested an<br />
answer. This makes a book about <strong>Rousseau</strong> more than just an exercise in<br />
intellectual history. It is always also a meta-refl ection on the conditions of<br />
our society <strong>and</strong> thinking as well as a room in which to contemplate the possibilities<br />
<strong>and</strong> purposes of making the world anew in big <strong>and</strong> small.<br />
We hope with this book to stimulate the seemingly never-ceasing but everexp<strong>and</strong>ing<br />
interest in <strong>Rousseau</strong> <strong>and</strong> to help show how the period in which
Introduction 13<br />
he lived <strong>and</strong> worked continues to reverberate <strong>and</strong> generate even today.<br />
While a scholarly engagement with <strong>Rousseau</strong>’s thinking is interesting in<br />
itself, <strong>and</strong> while there is no need to succumb to the present dem<strong>and</strong> for everfaster<br />
utilization of everything for immediate <strong>and</strong> easy consumption, we do<br />
want to emphasize what all the articles show in practice: that <strong>Rousseau</strong> is a<br />
privileged point of intersection between philosophical thought <strong>and</strong> political<br />
action.<br />
Note<br />
1 Throughout the book, where nothing else is stated, translations are the author’s.
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Part One<br />
Democracy <strong>and</strong> Violence
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Chapter 1<br />
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s:<br />
<strong>Rousseau</strong>’s Paradoxical Conservatism<br />
Blaise Bachofen<br />
Introduction<br />
On the topic of <strong>Rousseau</strong> <strong>and</strong> revolution there is a long history of misunderst<strong>and</strong>ing.<br />
As the commentator Jean Roussel has shown in Jean-Jacques<br />
<strong>Rousseau</strong> en France après la Révolution (Jean-Jacques <strong>Rousseau</strong> in France After the<br />
<strong>Revolution</strong>), <strong>Rousseau</strong>’s philosophy was taken over <strong>and</strong> distorted by the various<br />
factions during the revolutionary struggle. 1 During <strong>Rousseau</strong>’s lifetime,<br />
Voltaire had already referred to him as ‘the little rebel’, <strong>and</strong> called him the<br />
author of an ‘Unsocial Contract’. 2 Yet, on many occasions <strong>Rousseau</strong> had<br />
quite clearly stated his position on the principle of revolution. Affected in<br />
his childhood by violent uprisings in Geneva, he developed the utmost mistrust<br />
of civil unrest. In Book I of The Confessions, for example, he writes:<br />
When they took up arms in 1737, I was at Geneva, <strong>and</strong> saw the father<br />
[Barillot] <strong>and</strong> his son quit the same house armed, the one going to the<br />
townhouse, the other to his quarters, almost certain to meet face to face in<br />
the course of two hours, <strong>and</strong> prepared to give or receive death from each<br />
other. This unnatural sight made so lively an impression on me, that I solemnly<br />
vowed never to interfere in any civil war, nor assist in deciding any<br />
internal dispute by arms, either personally or by my infl uence. (<strong>Rousseau</strong>,<br />
1928, 324)<br />
Later on in Book IX we read:<br />
When I heard of the attempt of a madman [he’s speaking of Damien’s<br />
attempt to kill Louis XV], when de Leyre <strong>and</strong> Madame d’Epinay spoke to<br />
me in letters of the trouble <strong>and</strong> agitation which reigned in Paris, how<br />
thankful was I to Heaven for having placed me at distance from all such
18 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
spectacles of horror <strong>and</strong> guilt. These would have continued <strong>and</strong> increased<br />
the bilious humor which the sight of public disorders have given me.<br />
(<strong>Rousseau</strong>, 1928, 684)<br />
Finally, in Book XII, he recalls how in 1762 <strong>and</strong> 1763 some of the citizens of<br />
Geneva had invited him back in reparation for the condemnation that had<br />
followed the publication of The Social Contract <strong>and</strong> Émile. He writes:<br />
The fear of the disturbance <strong>and</strong> troubles which might be caused by my<br />
presence [at Geneva], prevented me from acquiescing to their desires,<br />
<strong>and</strong>, faithful to the oath I had formerly made, never to take the last part in<br />
any civil dissension in my country, I chose rather to let the offense remain<br />
as it was, <strong>and</strong> banish myself forever from my country, than to return to it<br />
by means which were violent <strong>and</strong> dangerous. (<strong>Rousseau</strong>, 1928, 959)<br />
In his Dialogues, <strong>Rousseau</strong> (writing of himself in the third person), denounces<br />
the ‘distortion’ which interpreted his thought as a call to rebellion:<br />
He always insisted on the preservation of existing institutions, holding<br />
that their destruction would only remove the palliatives while leaving the<br />
vices <strong>and</strong> substituting brig<strong>and</strong>age for corruption. [ . . . ] People stubbornly<br />
insisted on seeing a promoter of upheavals <strong>and</strong> disturbances in<br />
the one man in the world who maintains the truest respect for the laws<br />
<strong>and</strong> national constitutions, <strong>and</strong> who have the greatest aversion to revolutions<br />
<strong>and</strong> conspirators of every kind. (<strong>Rousseau</strong>, 1990b, 213)<br />
In Émile, the vicaire savoyard’s instructions follow along the same lines:<br />
While we await further knowledge, let us respect public order; in every<br />
country let us respect the laws, let us not disturb the form of worship prescribed<br />
by law; let us not lead its citizens into disobedience; for we have<br />
no certain knowledge that it is good for them to ab<strong>and</strong>on their own opinions<br />
for others, <strong>and</strong> on the other h<strong>and</strong> we are quite certain that it is a bad<br />
thing to disobey the law. (<strong>Rousseau</strong>, 1993b, 328)<br />
Why, then, is <strong>Rousseau</strong> so often considered an archetypal revolutionary fi gure,<br />
the founding father not only of the French <strong>Revolution</strong> but even of the<br />
many revolutions which were to change the world in the nineteenth <strong>and</strong><br />
twentieth centuries? Isn’t it the case that when <strong>Rousseau</strong> makes declarations<br />
in opposition to civil unrest <strong>and</strong> revolutions, he is only doing this out of
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s 19<br />
precaution, cowardice or inconsistency? Or, are we victims of a retrospective<br />
illusion, deriving from the symbolic use of <strong>Rousseau</strong> by the French <strong>Revolution</strong>?<br />
Does <strong>Rousseau</strong> have solid <strong>and</strong> substantial reasons to be wary of the idea<br />
of revolution <strong>and</strong> to adopt, in spite of all his criticisms of existing regimes, a<br />
conservative position, comparable to the one that Plato develops in Crito?<br />
‘Short <strong>and</strong> Frequent <strong>Revolution</strong>s’: Force Against Force<br />
The truth probably lies somewhere in between. Even if certain of <strong>Rousseau</strong>’s<br />
arguments against revolution resemble those of Crito (notably in Émile 3 ), his<br />
position is, in reality, quite complicated. He is undoubtedly situated within<br />
a modern theoretical universe, which, following the monarchomachs,<br />
Algernon Sydney or John Locke, desacralized positive law <strong>and</strong> political<br />
authority, subjecting their legitimacy to the consent of the people. He turns<br />
his back on all remnants of what Pascal, for example, called ‘a mystical basis<br />
of the authority’ of law (Pascal, 1958, 294). In addition, he considers as<br />
obvious <strong>and</strong> inevitable the imminent revolutions against the European<br />
monarchies of his time. He writes in Émile: ‘The crisis is approaching, <strong>and</strong><br />
we are on the edge of a revolution’. In a footnote, he adds: ‘In my opinion<br />
it is impossible that the great kingdoms of Europe should last much longer’<br />
(<strong>Rousseau</strong>, 1993b, Book III, 188).<br />
In this prophecy one could fi nd a justifi cation for the events which were to<br />
unfold a little more than a decade after his death. But are such prophecies<br />
justifi cations? Would <strong>Rousseau</strong>, if he had lived longer, have participated<br />
enthusiastically in the revolutionary event? In order to attempt to resolve<br />
these diffi cult questions, we need to examine carefully the way <strong>Rousseau</strong><br />
describes <strong>and</strong> analyses the phenomenon of revolution <strong>and</strong> to compare this<br />
to the aforementioned John Locke. Well before Émile, <strong>Rousseau</strong> already<br />
articulated a prophecy about future revolutions in a text which gives valuable<br />
indications about his position with regard to this prophecy. This passage<br />
is found near the end of the Discourse on Inequality. After having described<br />
the rational foundations of power <strong>and</strong> of laws, <strong>Rousseau</strong> explains how legitimate<br />
institutions can degenerate <strong>and</strong> how a justifi able inequality, based on<br />
merit, gradually decays into an aberrant <strong>and</strong> unbearable inequality, degenerating<br />
ultimately into despotism:<br />
Here is the last stage of inequality, <strong>and</strong> the extreme point which closes<br />
the Circle <strong>and</strong> touches the point from which we started. Here all individuals<br />
become equals again because they are nothing; <strong>and</strong> Subjects no
20 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
longer having any Law except the will of the Master, nor the Master any<br />
other rule except his passions, the notions of good <strong>and</strong> the principles of<br />
justice vanish once again. Here everything is brought back to the sole<br />
Law of the strongest, <strong>and</strong> consequently to a new state of Nature. [ . . . ]<br />
Besides, [ . . . ] the Contract of Government is so completely dissolved by<br />
Despotism, that the Despot is Master only as long as he is the strongest,<br />
<strong>and</strong> as soon as he can be driven out, he cannot protest against violence.<br />
The uprising that ends by strangling or dethroning a Sultan is as Lawful<br />
an act as those by which he disposed, the day before, of the lives <strong>and</strong><br />
goods of his Subjects. Force alone maintained him, force alone overthrows<br />
him. Everything thus occurs according to the Natural order; <strong>and</strong><br />
whatever the outcome of the short <strong>and</strong> frequent revolutions may be, no<br />
one can complain of another’s injustice, but only of his own imprudence<br />
or his misfortune. (<strong>Rousseau</strong>, 1992a, 65)<br />
It is interesting to note that in this text, <strong>Rousseau</strong> combines two political<br />
traditions <strong>and</strong> two vocabularies in a novel way. From Locke, <strong>Rousseau</strong> borrows<br />
the idea that despotism is a disguised form of the ‘state of nature’ <strong>and</strong><br />
that the overthrow of the despot is no less legitimate than the exercise of<br />
power by the despot: both cases involve an act of war against an enemy. The<br />
revolt against the despot is a kind of a defensive war of the people against an<br />
enemy who started the war. But to this description of the revolutionary phenomenon<br />
borrowed from Locke, <strong>Rousseau</strong> inserts into his text a quite different<br />
perspective, one which reveals another infl uence: that of Montesquieu.<br />
The very vocabulary used by <strong>Rousseau</strong> testifi es to this. He speaks of ‘the<br />
uprising that ends with strangling or dethroning a Sultan.’ The term ‘sultan’<br />
refers to the traditional representation of despotism as the absolute<br />
exercise of power in Eastern empires (notably the Ottoman Empire). The<br />
act of ‘strangling or dethroning a Sultan’ is not mentioned by Montesquieu<br />
to describe a defensive act against oppression. It is not an act of liberation.<br />
It is, rather, a violent <strong>and</strong> anarchic means for replacing one illegitimate or<br />
usurped power by another illegitimate or usurped power. The overthrow of<br />
the sultan is not therefore described as an act leading to the restoration of<br />
the rule of law, but as sheer brute force, which substitutes one act of usurpation<br />
for another.<br />
This changes completely what it means to overthrow a despot. <strong>Rousseau</strong><br />
states it clearly in the passage from the Discourse on Inequality previously<br />
cited: ‘Force alone maintained [the sultan], force alone overthrows him’.<br />
Thus, we do not have on one side an authority based on force <strong>and</strong> on the<br />
other an act which reestablishes the rule of law, but rather two acts both of
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s 21<br />
which are purely <strong>and</strong> simply exercises of force. For <strong>Rousseau</strong>, force alone<br />
cannot serve as the basis for any political legitimacy. This is exactly what he<br />
repeats in The Social Contract:<br />
If I considered only force, <strong>and</strong> the effect that follows from it, I would say:<br />
as long as a people is compelled to obey <strong>and</strong> does obey, it does well; as<br />
soon as it can shake off the yoke <strong>and</strong> does shake it off, it does even better;<br />
for in recovering its freedom by the same right by which it was robbed of<br />
it, either the people is well founded to take it back, or it was deprived of<br />
it without foundation. But the social order is a sacred right, which provides<br />
the basis of all others. (<strong>Rousseau</strong>, 1997e, Book I, chapter 1)<br />
This text, if read carefully, immediately dispels the hypothesis that makes<br />
the seizure of power by force legitimate, even if it is the force of the people.<br />
<strong>Rousseau</strong> writes: ‘If I considered only force, <strong>and</strong> the effect that follows from<br />
it, I would say . . . ’, <strong>and</strong> so forth. Now, <strong>Rousseau</strong> will make the effort to discover<br />
a foundation for power different from mere force, for he then goes<br />
on to say: ‘Force is a physical power; I fail to see what morality can result<br />
from its effects. To yield to force is an act of necessity, not of will; at most it<br />
is an act of prudence’ (<strong>Rousseau</strong>, 1997e, Book I, chapter 3).<br />
Admittedly, we cannot strictly speaking condemn the acts of force which<br />
result in the overthrow of tyrants, since they are the predictable consequence<br />
of the tyrant’s violent use of power. We can establish that a power<br />
based solely on force runs the risk of being overthrown by force <strong>and</strong> that<br />
this overthrowing is thus no more an illegitimate act than the tyrant’s exercise<br />
of power. But, not condemning is not the same thing as justifying.<br />
Is the Judgement of a People in Revolt Necessarily Right?<br />
We now have several key indications for grasping the difference between<br />
the positions of <strong>Rousseau</strong> <strong>and</strong> Locke. But this difference must be further<br />
specifi ed <strong>and</strong> elaborated.<br />
Richard Ashcraft has convincingly shown that the principal goal of the<br />
two Treatises of Civil Government was to justify philosophically the revolution<br />
against James II (Ashcraft, 1986). This justifi cation aims at showing how a<br />
revolt against a tyrant can be an act comparable to which an executive<br />
power, within context of civil society, applies positive laws when punishing<br />
criminals. For Locke, the despot acts like the enemy of his own people; he<br />
wages war against them. He is thus, as Locke says, the real ‘rebel’ in the
22 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
etymological sense of someone who recreates a state of war (bellum) within<br />
the civil order. Insurrection against the despot is thus an act of reestablishing<br />
the rule of law, more precisely, an act of vigilante justice. Locke is very<br />
clear about this in several passages from the Second Treatise (Locke, 1988,<br />
§204, §209 <strong>and</strong> §226). He shows at the beginning of this book that, in the<br />
state of nature, private individuals have a right to engage in violence as private<br />
individuals. In the state of nature, such an act of violence is an implementation<br />
of the natural law against the criminal (ibid., §10–13 <strong>and</strong> §20–1).<br />
In other words, for Locke there exists, even in the state of nature, an ability<br />
to judge according to the law <strong>and</strong> to enforce laws, an ability shared by all<br />
men. This is the ability which they then reclaim in situations of tyranny. All<br />
men, or at least most of them, are good judges of the lawful <strong>and</strong> the unlawful.<br />
They can thus take the place of judges <strong>and</strong> the place of positive laws<br />
once civil society is ‘dissolved’. This is just what happens in a revolution<br />
against tyranny. One may suppose, says Locke, that men do not foolishly<br />
take up arms against the sovereign. If they do, it is in judging according to<br />
their conscience <strong>and</strong> in the name of a dem<strong>and</strong> for justice. Here, the<br />
anthropo logical optimism of Locke is very well illustrated: good people are<br />
in the majority; criminals are the exception. Thus when the people rise up,<br />
there is good reason to believe that they are acting in a responsible way <strong>and</strong><br />
in the light of justice (ibid., §223, §225 <strong>and</strong> §230).<br />
It is obvious that <strong>Rousseau</strong> does not share this analysis of revolution <strong>and</strong><br />
this is so for several reasons. To be sure, those who revolt <strong>and</strong> bring down a<br />
tyrant, if they were forced to defend themselves against an oppressive power,<br />
have not necessarily committed a condemnable act. But nothing guarantees<br />
that this legitimate defense will result in the establishment of a more<br />
legitimate authority. Nothing guarantees that a revolt has as its goal the<br />
establishment of the rule of law <strong>and</strong> political liberty. Nothing prevents one<br />
from thinking that this uprising will merely result in the replacement of<br />
one oppression by another. <strong>Rousseau</strong> says it explicitly several times. In The<br />
Letters Written from the Mountain, he writes that ‘in the majority of States<br />
intestine troubles come from a brutalized <strong>and</strong> stupid populace, [ . . . ]<br />
stirred up in secret by skillful troublemakers, invested with some authority<br />
that they want to extend’ (<strong>Rousseau</strong>, 2001, 299). In The Social Contract he<br />
uses history to support this idea, notably seventeenth-century English history.<br />
He twice evokes Oliver Cromwell to this end. In the chapter on ‘civil<br />
religion’ he compares Cromwell to Catiline <strong>and</strong> describes him as ‘an ambitious<br />
man’ <strong>and</strong> ‘a hypocrite’ (<strong>Rousseau</strong>, 1997e, Book IV, chapter 8) who<br />
manipulated the naïve masses. In another chapter, criticizing Cromwell, he<br />
associates him with the Duke of Beaufort, one of the leaders of the Fronde
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s 23<br />
against Mazarin in 1649. We need to keep in mind that the Duke of Beaufort<br />
was called ‘the king of Les Halles’ (‘Les Halles’ was the former central market<br />
of Paris). This nickname refers to his closeness to the common people<br />
whom he gathered to his side in the struggle against the ruling power. In<br />
this passage <strong>Rousseau</strong> condemns without compunction ‘all the nonsense of<br />
which a clever knave or an insinuating talker could persuade the people of<br />
Paris or London’ (ibid., Book IV, chapter 1). He thus highlights the risk<br />
that popular revolts can readily be made to serve the ambitions of potential<br />
tyrants.<br />
Nor does <strong>Rousseau</strong> approve the second major English revolution of the<br />
seventeenth century, the ‘Glorious <strong>Revolution</strong>’. This revolution, of which<br />
Locke was the theoretician <strong>and</strong> which partially carried out Locke’s program,<br />
did not lead, in <strong>Rousseau</strong>’s eyes, to the establishment of a more legitimate<br />
regime or to the abolition of servitude. Contrary to most eighteenth<br />
century French philosophers, <strong>Rousseau</strong> had no admiration for the English<br />
regime. By contrast, he describes it in harsh terms as a fraud, as a counterfeit<br />
version of the power of the people: ‘The English people thinks it is free;<br />
it is greatly mistaken, it is free only during the election of the Members of<br />
Parliament; as soon as they are elected, it is enslaved, it is nothing’ (ibid.,<br />
Book III, chapter 15).<br />
The Institution of the People<br />
These few remarks by <strong>Rousseau</strong> about revolts <strong>and</strong> revolutions in the modern<br />
era are very illuminating. The real problem, for him, is not to know<br />
whether a people is capable or not of revolting against a tyrannical power.<br />
<strong>Revolution</strong> is only one of the possible means to establish democracy, but<br />
that it is neither necessary nor infallible. The true condition for democracy<br />
is what <strong>Rousseau</strong> calls the ‘institution’ of the people.<br />
This complex notion has two meanings. In the fi rst sense, the institution<br />
of the people is giving them political status, placing them in the situation of<br />
wanting <strong>and</strong> deciding for themselves. This situation, which <strong>Rousseau</strong><br />
describes as the arrival of ‘a nascent people’ (ibid., Book II, chapter 7), is<br />
the result of variable, unpredictable historical circumstances. It could be<br />
(as with the Corsicans <strong>and</strong> the Poles) a war of liberation. It could be (as with<br />
the Hebrews <strong>and</strong> the Romans) the creation, out of a w<strong>and</strong>ering <strong>and</strong> disorganized<br />
group, of a nation guided by a general will. It could also be, as was<br />
the case with the Genevans guided by Calvin, an internal reform through<br />
which people adopt new laws <strong>and</strong> a new form of life. Whatever the case may
24 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
be, the problem is to recognize the will of that nascent people. One can<br />
notice, on that point, a certain closeness between <strong>Rousseau</strong> <strong>and</strong> Hobbes.<br />
Hobbes writes that it is impossible to know the will of the people as long as<br />
the sovereign didn’t formally call the people together. He concludes that<br />
the sovereign is the people, since he’s the only one who can decide who the<br />
people is <strong>and</strong> when the people talks (Hobbes, 2002, chapter VI, §1 <strong>and</strong><br />
chapter X, §8). <strong>Rousseau</strong> certainly does not make the same conclusion. But<br />
he is sensible to the problem that Hobbes brings up. How can one be sure<br />
that a populace, a disorganized mass, expresses the will of the body politic?<br />
For <strong>Rousseau</strong>, an informal populace cannot claim that it is the people:<br />
Any assembly of the People not convoked by the magistrates appointed to<br />
that end <strong>and</strong> according to the described forms must be held to be illegitimate<br />
<strong>and</strong> everything done at it to be null; because the order to assemble<br />
must itself emanate from the law. [ . . . ] One cannot be too careful about<br />
observing all the formalities required to distinguish a regular <strong>and</strong> legitimate<br />
act from a seditious tumult, <strong>and</strong> the will of an entire people from<br />
the clamors of a faction. (<strong>Rousseau</strong>, 1997e, Book III, chapters 13 <strong>and</strong> 18)<br />
There is no people, in the political meaning, without some kind of institutional<br />
form that gives him the status of a body politic. That institution may<br />
certainly be different from a strictly political institution. For example,<br />
<strong>Rousseau</strong> thinks that Moses gave to the Hebrews, through religious institutions<br />
<strong>and</strong> laws, a general will, <strong>and</strong> transformed a w<strong>and</strong>ering populace into a<br />
body politic. The idea of a pre-political institution of the people is undoubtedly<br />
problematic. Nevertheless, it is certain that the existence of a body<br />
poli tic can in no way be the result of a spontaneous <strong>and</strong> informal process.<br />
This fi rst sense of the word institution is strongly connected with the<br />
institution in the second sense, that is to say, education. In both cases, the<br />
diffi culty is to convert a sum of particular wills into a general will. There is<br />
no freedom without education towards freedom <strong>and</strong> this education is rare<br />
<strong>and</strong> diffi cult. In other words, the free people is not – or is not only – a<br />
people who frees itself from subjugation by a violent act. The free people is<br />
the one who is morally capable of freedom, who is educated towards freedom.<br />
Here is precisely the issue neglected by Locke: the moral precondition<br />
for freedom, or in other words, the idea that freedom is not the universal<br />
object of desire among men, but to the contrary, the desire for freedom is<br />
most diffi cult <strong>and</strong> most rare.<br />
<strong>Rousseau</strong> opposes Locke on this point not only in his political writings, but<br />
also in his pedagogical ones <strong>and</strong> in his refl ection on the theologico-political
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s 25<br />
question. The criticism of Locke is the same each time: Locke presupposes<br />
that man is most often <strong>and</strong> spontaneously a rational being. He thinks that<br />
freedom <strong>and</strong> reason materialize spontaneously in humanity if only the obstacles<br />
which prevent their development are removed. Locke underestimates<br />
the anthropological stakes of education. Education, that is to say, the cultivation<br />
of morals, can, so to speak, change human nature. Depending on<br />
whether it is more or less well carried out, it can be a training for servitude<br />
or an education in freedom. Now, moral education is most often an apprenticeship<br />
for servitude. In his Discourse on Political Economy, <strong>Rousseau</strong> writes:<br />
‘Certain it is that in the long run peoples are what government makes them<br />
be. Warriors, citizens, men, when it wants; mob <strong>and</strong> rabbles when it pleases’<br />
(<strong>Rousseau</strong>, 1997f, 13). This explains why the true condition of humanity is<br />
most often an accommodation to servitude: a ‘voluntary servitude,’ to use<br />
the expression of La Boétie, an author who, I think, greatly infl uenced<br />
<strong>Rousseau</strong> (Bachofen, 2002, 20 <strong>and</strong> 228–30). This idea may certainly seem<br />
paradoxical, given that <strong>Rousseau</strong> writes that freedom <strong>and</strong> human nature<br />
are consubstantial. But <strong>Rousseau</strong> in no way believes that humans, in fact,<br />
always love <strong>and</strong> really desire freedom, are aware of its dem<strong>and</strong>s, <strong>and</strong> are<br />
ready to pay its price. All humans are potentially free, but all humans are not<br />
actually free: ‘Man is born free, <strong>and</strong> everywhere he is in chains’ (<strong>Rousseau</strong>,<br />
1997e, Book I, chapter 1). These chains are not in essence physical <strong>and</strong><br />
external; they are moral <strong>and</strong> internal.<br />
Democracy is not possible if people are not educated to freedom. In the<br />
text on Pol<strong>and</strong>, addressing the issue of freeing the serfs <strong>and</strong> their integration<br />
into the sovereign body politic, <strong>Rousseau</strong> shows the diffi culties of this<br />
enterprise:<br />
I am sensible to the diffi culty of the project of emancipating your peoples.<br />
[ . . . ] Freedom is hearty fare, but hard to digest; it takes very healthy<br />
stomachs to tolerate it. I laugh at those degraded peoples who, letting<br />
plotters rouse them to riots, dare to speak of freedom without so much as<br />
an idea of it, <strong>and</strong>, their hearts full of the vices of slaves, imagine that all it<br />
takes to be free is to be unruly. Proud <strong>and</strong> holy freedom! If these poor<br />
people only knew you, if they only realized at what price you are won <strong>and</strong><br />
preserved, if they were only sensible to how much your laws are more<br />
austere than the tyrant’s yoke is hard; their weak souls, the slaves of passions<br />
that should be stifl ed, would fear you a hundred times more than<br />
servitude. [ . . . ] To emancipate the peoples of Pol<strong>and</strong> is a gr<strong>and</strong> <strong>and</strong> fi ne<br />
undertaking, but bold, dangerous, <strong>and</strong> not to be attempted thoughtlessly.<br />
Among the precautions to be taken, there is one that is indispensable
26 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
<strong>and</strong> that requires time. It is, before everything else, to make the serfs to<br />
be emancipated worthy of freedom <strong>and</strong> capable of tolerating it. [ . . . ]<br />
Emancipate their bodies only once you have emancipated their souls;<br />
without this preliminary, be prepared for your operation to turn out<br />
badly. (<strong>Rousseau</strong>, 1997a, 196–7) 4<br />
The real engine of history is thus neither physical power nor violence which<br />
create <strong>and</strong> destroy regimes which are always illegitimate <strong>and</strong> improperly<br />
founded. The real hidden engine of history is culture, that is to say, the<br />
manner in which social <strong>and</strong> political institutions shape moral habits.<br />
We now underst<strong>and</strong> why <strong>Rousseau</strong> is so skeptical about the ability of the<br />
great European peoples of his time, <strong>and</strong> specifi cally of urban populations,<br />
to lead revolutions that are more than mere mutinies preparing new kinds<br />
of subjugation. The dominate passions among residents in Paris or London<br />
are passions which are hardly compatible with a real exercise in political<br />
freedom. In the text on Corsica <strong>Rousseau</strong> writes: ‘Selfi shness makes [the<br />
inhabitants of cities] servile, <strong>and</strong> idleness makes them restless; they are<br />
either slaves or mutineers, never free men’ (<strong>Rousseau</strong>, 1986, 291). Being a<br />
‘mutineer’ does not of itself make one ‘free.’ On the contrary, mutiny, as a<br />
sudden <strong>and</strong> ephemeral expression of a desire for freedom, bears witness to<br />
the fragility <strong>and</strong> superfi cial nature of this desire for freedom. Basically for<br />
<strong>Rousseau</strong>, if people need to engage in mutiny, it is because they have<br />
allowed servitude to take hold.<br />
Here once again, the concept of ‘voluntary servitude’ is key to underst<strong>and</strong>ing<br />
his point of view. When people exist in servitude, when they have<br />
allowed tyranny to take hold, this is not simply the result of bad luck. For<br />
Locke, we can say that tyranny is the result of bad luck, an unfortunate<br />
event which justifi es the exceptional awakening of the people. Their sovereignty<br />
ceases to be ‘dormant’ just long enough to depose the tyrant. For<br />
<strong>Rousseau</strong>, if people need to be awakened, this generally means that it is<br />
already too late. A people which only awakens itself on occasion is one<br />
which most often is not interested in its own freedom. The Social Contract, in<br />
order to explain the institution of the people’s representatives, speaks of<br />
‘the cooling of the love of fatherl<strong>and</strong>, the activity of private interest’<br />
(<strong>Rousseau</strong>, 1997e, Book III, chapter 15). A people which only awakens itself<br />
fl eetingly is one which is asleep most of the time, <strong>and</strong> which is, therefore,<br />
incapable of freedom: its revolts thus have little chance of bringing it freedom.<br />
For avoiding servitude, such brief <strong>and</strong> violent awakenings are not suffi<br />
cient. Something else is necessary, that is to say, people who are constantly<br />
awake, vigilant people. What is needed is a people whose great <strong>and</strong> constant
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s 27<br />
concern is political freedom. Modern peoples attending merely to their<br />
private affairs only pay attention to public matters in an episodic way. This<br />
is both the sign <strong>and</strong> the cause of their political immaturity. It is unlikely for<br />
them to institute, even by way of revolt, a true democracy. We can thus<br />
underst<strong>and</strong> the very harsh judgement levelled against the English who<br />
‘think they are free,’ but ‘who are slaves’ <strong>and</strong> ‘are nothing.’ Even the ‘citizens’<br />
of Geneva who complain about abuses of the Little Council are,<br />
<strong>Rousseau</strong> writes, ‘completely absorbed in their domestic occupations <strong>and</strong><br />
always cool about the rest,’ they ‘consider the public interest only when<br />
their own is being attacked. [ . . . ] Always distracted, always deceived, always<br />
fi xed on other objects, they let themselves be led astray about the most<br />
important one of all, <strong>and</strong> always go looking for the remedy for lack of having<br />
known how to prevent the ill’ (<strong>Rousseau</strong>, 2001, 293).<br />
Here, once again, <strong>Rousseau</strong>’s logic is very close to that of La Boétie, who<br />
refuses to explain tyranny by bad luck, fate or the power of the tyrant.<br />
Tyranny always results from laziness, blindness or the moral corruption of<br />
the people. To bring down the tyrant, according to La Boétie, only one<br />
thing is necessary: that the people want their own freedom: ‘Be resolved to<br />
serve no more <strong>and</strong> you will be free.’ This seems to be such a small thing. But<br />
if tyranny is so common, it may well be that the authentic desire for freedom<br />
is much more diffi cult <strong>and</strong> much more unusual than we might think,<br />
especially if we have not suffi ciently refl ected on the conditions of freedom<br />
in the strong sense.<br />
Can Modern Peoples Actually Attain Freedom?<br />
Should we then consider <strong>Rousseau</strong> as being resigned to the inevitability of<br />
voluntary servitude <strong>and</strong> of seeing no political future for the great European<br />
peoples? I would claim that here, once again, the answer is complicated.<br />
<strong>Rousseau</strong> defi nitely does not share Locke’s anthropological optimism. He<br />
does not agree with Locke’s belief in what <strong>Rousseau</strong> calls in Book IX of The<br />
Confessions <strong>and</strong> in his writings about Saint-Pierre’s projects ‘perfected reason’<br />
[‘la raison perfectionnée’], that is, confi dence in the spontaneous<br />
progress of humankind toward rationality. This idea was adopted by many<br />
of <strong>Rousseau</strong>’s contemporaries <strong>and</strong> illustrated in an exemplary way at the<br />
end of the eighteenth century by Condorcet. But it is also not correct to say<br />
that <strong>Rousseau</strong> is absolutely pessimistic. If he were absolutely pessimistic, he<br />
would have formulated a philosophy of history. He would claim to be thoroughly<br />
knowledgeable about the possibilities of modern humanity <strong>and</strong>
28 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
would declare that it had become structurally incapable of freedom. To<br />
attribute such a philosophy of history to <strong>Rousseau</strong> is a retrospective interpretation.<br />
It is to make him say more than he really did. For <strong>Rousseau</strong>,<br />
contingency <strong>and</strong> unpredictability must be given their full due in history. He<br />
does not believe in any kind of determinism <strong>and</strong> especially not in sociological<br />
determinisms. In Émile he writes: ‘we know not what nature allows us<br />
to be’ (<strong>Rousseau</strong>, 1993b, Book I, 33), <strong>and</strong> in The Social Contract :<br />
The people assembled, it will be said! What a chimera! It is a chimera<br />
today, but it was not so two thous<strong>and</strong> years ago: Have men changed in<br />
nature? The bounds of the possible in moral matters are less narrow than<br />
we think: It is our weaknesses, our vices, our prejudices that constrict<br />
them. Base souls do not believe in great men: vile slaves smile mockingly<br />
at the word freedom. (<strong>Rousseau</strong>, 1997e, Book III, chapter 12)<br />
If human ‘nature’ has remained the same from the time of the Roman<br />
republic to the modern era, this is because in both epochs human nature<br />
harbors misrecognized moral <strong>and</strong> political resources. <strong>Rousseau</strong> says as<br />
much in his text on Pol<strong>and</strong>: ‘When reading ancient history, one believes<br />
oneself transported into another universe <strong>and</strong> among other beings. What<br />
have Frenchmen, Englishmen, Russians, in common with the Romans <strong>and</strong><br />
the Greeks? Almost nothing but their shape. The strong souls of the Romans<br />
<strong>and</strong> the Greeks appear to them to be exaggerations of history.’ But he adds:<br />
‘Yet they did exist, <strong>and</strong> they were humans like ourselves; what keeps us from<br />
being men like them? Our prejudices, our base philosophy <strong>and</strong> the passions<br />
of petty self-interest, concentrated together in all hearts by inept institutions<br />
in which genius never had any share’ (<strong>Rousseau</strong>, 1997a, 79–80). 5<br />
That modern peoples do not, for the most part, know freedom is not due<br />
to some kind of inevitability. It is rather because of a dominant philosophical<br />
<strong>and</strong> cultural tendency, of ‘prejudices’ which portray as a necessity that<br />
which only results from a lack of genius <strong>and</strong> imagination. <strong>Rousseau</strong> thus<br />
reacts against the idea that political freedom, in the strong sense in which<br />
he underst<strong>and</strong>s it, has become outdated <strong>and</strong> is an anachronism to be relegated<br />
to ancient history. In this sense, he is opposed to yet another aspect<br />
of Locke’s thought, one which will be important for later thinkers like<br />
Benjamin Constant <strong>and</strong> Isaiah Berlin. He opposes the idea that democracy<br />
is indeed the destiny of modern peoples, but in a residual, minimalist form,<br />
that of representative democracy in which the people are most often halfasleep.<br />
He thus does not claim that modern peoples would be condemned<br />
to servitude. Evidence of this is found in the interest which he shows in the
Why <strong>Rousseau</strong> Mistrusts <strong>Revolution</strong>s 29<br />
Corsican <strong>and</strong> Polish insurrections, as well as in his writings which supported<br />
the Genevans who contested the usurpation by the Little Council.<br />
However, one should never ignore how, in these three cases, he carefully<br />
examined the moral <strong>and</strong> cultural situation of the peoples in question before<br />
engaging himself on their side. He writes, the Polish people ‘dares to call<br />
for a government <strong>and</strong> laws, as if it had only just been born. It is in chains,<br />
<strong>and</strong> debates the ways to remain free! It feels in itself the kind of force which<br />
the force of tyranny cannot subjugate’ (ibid., 178). <strong>Rousseau</strong> infers that ‘in<br />
a State like Pol<strong>and</strong> [ . . . ], souls still have great resilience’ (ibid., 218). In<br />
effect, the Poles ‘have just given a forever memorable example’ of ‘the love<br />
of fatherl<strong>and</strong> <strong>and</strong> of freedom animated by the virtues inseparable from that<br />
love’ (ibid., 238). The specifi c nature of the Corsican <strong>and</strong> Polish insurrections,<br />
their organized <strong>and</strong> almost institutional forms, as well as the moral<br />
dispositions to discipline <strong>and</strong> courage manifested, forbid considering these<br />
insurrections as informal <strong>and</strong> anarchic mutinies. Based on his faith in these<br />
initial empirical proofs, <strong>Rousseau</strong> decides to move from theory to practice,<br />
putting his wisdom in the service of political freedom:<br />
I believed myself to be speaking to a people which, while not free of vices,<br />
still had some resilience <strong>and</strong> virtues, <strong>and</strong> on that assumption my project<br />
is a good one. But if Pol<strong>and</strong> is already at the point where everything is<br />
venal <strong>and</strong> rotten to the core, then it is in vain that it seeks to reform its law<br />
<strong>and</strong> to preserve its freedom, it has to renounce doing so <strong>and</strong> bow its head<br />
to the yoke. (Ibid., 242)<br />
Perhaps more than any other author, <strong>Rousseau</strong> exhorts us to change the<br />
world as it now exists. But he does it in his own special way. He brings about<br />
a revolution within the philosophical revolution of modernity. If the revolution<br />
of modern political philosophy is characterized by the belief in the<br />
necessary advent of democracies, <strong>Rousseau</strong> seems to be a conservative<br />
applying the brakes to such enthusiastic ardor. In reality, he is only conservative<br />
in the sense that this belief in democracy necessitates for him, as a<br />
precondition, a moral revolution. Such a contribution to modern revolutionary<br />
thought is, as we might say, anti-modern. It constitutes a reminder<br />
of forgotten lessons taught by the republics of ancient history. The revolution<br />
which <strong>Rousseau</strong> operates within modern revolutionary thought must<br />
thus be understood in the fi rst sense of the word ‘revolution,’ that is to say,<br />
a return to an earlier situation, a closing of a circle. This is the sense in<br />
which his teaching is revolutionary for us moderns. Nurtured by the lessons<br />
of ancient history, he reminds us of what we most often refuse to
30 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
underst<strong>and</strong> <strong>and</strong> yet more than ever need to underst<strong>and</strong>. Without a revolution<br />
in culture, ‘freedom is but an empty word <strong>and</strong> legislation but a chimera’<br />
(ibid., 239).<br />
Notes<br />
1 They are especially linked to Robespierre’s dictatorship <strong>and</strong> the time that immediately<br />
followed. The transfer of <strong>Rousseau</strong>’s remains to the Pantheon had been<br />
decided by decree as of 25 Germinal of year II (14 April 1794), <strong>and</strong> several weeks<br />
later Robespierre delivered an enthusiastic eulogy. But the transfer itself did not<br />
take place until after the fall of Robespierre, 17 Vendémiaire of year III (8 October<br />
1794). Cf. Roussel, 1972, 11–15.<br />
2 Letters of 6 November 1766 to Taulès <strong>and</strong> of 12 November 1766 to Damilaville,<br />
cited by Robert Osmont (<strong>Rousseau</strong>, 1995b, 1639).<br />
3 ‘Oh, Émile, where is the man who owes nothing to the l<strong>and</strong> in which he lives?<br />
Whatever that l<strong>and</strong> may be, he owes to it the most precious thing possessed by<br />
man, the morality of his actions <strong>and</strong> the love of virtue’ (<strong>Rousseau</strong>, 1993b, 524). Cf.<br />
Plato, Crito, 50a–52a.<br />
4 Cf. The Dedication to the Second Discourse: ‘Freedom is like those solid <strong>and</strong> rich<br />
foods or those hearty wines, which are proper to nourish <strong>and</strong> fortify robust constitutions<br />
habitued to them, but which overpower, ruin, <strong>and</strong> intoxicate the weak <strong>and</strong><br />
delicate who are unsuited for them’ (<strong>Rousseau</strong>, 1992a, 4).<br />
5 And in the conclusion: ‘All these great Ministers who, judging men in general in<br />
terms of themselves <strong>and</strong> those around them, believe they know them, cannot begin<br />
to imagine what resilience the love of fatherl<strong>and</strong> <strong>and</strong> the surge of virtue can impart<br />
to free souls. Regardless of how often they are duped by their low opinion of<br />
republics which offer to all of their undertakings a resistance they did not expect,<br />
they will never ab<strong>and</strong>on a prejudice based on the contempt which they feel they<br />
themselves deserve <strong>and</strong> in terms of which they judge humankind’ (<strong>Rousseau</strong>,<br />
1997a, 257).
Chapter 2<br />
The General Will <strong>and</strong> National<br />
Consciousness: Radical Requirements of<br />
Democratic Legitimacy in the Writing of<br />
<strong>Rousseau</strong> <strong>and</strong> Fanon<br />
Jane Anna Gordon<br />
Introduction<br />
<strong>Rousseau</strong>’s concept of the general will has been attacked as totalizing,<br />
romantic <strong>and</strong> repressive <strong>and</strong> as turning on a capacity for clear <strong>and</strong> transparent<br />
willing that regular citizens do not, in fact, possess. Still, its vision of<br />
political legitimacy has captured the imagination of many readers by suggesting<br />
the radical requirements of modern, legitimate, democratic life.<br />
Several genealogical lines have been drawn from <strong>Rousseau</strong>’s classic formulation<br />
of the general will to fi gures that both embrace <strong>and</strong> reject such relations<br />
of indebtedness. And yet, as I hope the following discussion convincingly<br />
demonstrates, it is in conversation with Frantz Fanon that the irredeemably<br />
political dimensions of <strong>Rousseau</strong>’s writings, their revolutionary import, are<br />
best revived. At the core of Frantz Fanon’s work is a theory of political transformation<br />
of how colonized people, through revolutionary action saturated<br />
with tragedy, error <strong>and</strong> reversals, remake themselves into self-governing citizens.<br />
In contrast, one has to piece together how, in the work of <strong>Rousseau</strong>,<br />
one would move from the dire conclusions of the Second Discourse to the<br />
fragile alternative outlined in the Social Contract. <strong>Rousseau</strong> was consistently<br />
ambivalent about unfolding futures, always sensing that currents that undercut<br />
the shared conditions of political life were stronger than their antidotes.<br />
Fanon, by contrast, would never qualify his insistence upon the need for<br />
people to act with agency in history.<br />
<strong>Rousseau</strong> on Method<br />
<strong>Rousseau</strong>’s life as the man who was canonized began with his controversial<br />
refl ections on the possibility of work in the arts <strong>and</strong> sciences contributing to
32 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
the moral improvement of humankind. He famously challenged that such<br />
work was most developed in societies that were not the most moral but the<br />
most amply resourced to indulge their greatest vices. He suggested that most<br />
men who undertook such work did so in idle pursuit of reputation <strong>and</strong><br />
rewards <strong>and</strong> could neither know if they had discovered truth nor discern how<br />
it could be constructively put to use. Although he defended the work of a<br />
small group of self-educated <strong>and</strong> uniquely gifted men including Verulam,<br />
Descartes <strong>and</strong> Newton, who were satisfi ed to labor on uncompensated, quietly<br />
discerning the secrets of nature, he urged most readers to consult their conscience<br />
for the philosophical guidance they needed to be good, product ive<br />
<strong>and</strong> public-spirited citizens. His index for measuring the value of arts <strong>and</strong><br />
sciences was whether or not they contributed to an increase in the virtue of<br />
men <strong>and</strong> women. In his assessment, the opposite tended to be the case.<br />
<strong>Rousseau</strong>’s Second Discourse or effort to theorize the origins of inequality<br />
among human beings added subtlety to these initial claims. In it he emphasized<br />
that the most useful <strong>and</strong> least advanced of human knowledge is that<br />
of man <strong>and</strong> asked how we could underst<strong>and</strong> inequality without knowing<br />
human beings themselves. He began by cautioning his readers:<br />
O man, whatever may be your country, <strong>and</strong> whatever opinions you may<br />
hold, listen to me: Here is your history as I believe I have read it, not in<br />
books by your fellow men, who are liars, but in nature, who never lies.<br />
(<strong>Rousseau</strong>, 1992a, 19)<br />
The aim of discerning a nature of man independent of culture, or of<br />
upbringing, education <strong>and</strong> habits, was what <strong>Rousseau</strong> thought could reveal<br />
the history of the species. Through so doing one could create a point of<br />
view from which to assess one’s own times with regret if not despair <strong>and</strong> to<br />
imagine whether they could be otherwise. This endeavour most essentially<br />
required clarifying what constituted relevant questions rather than rushing<br />
prematurely to resolve them. <strong>Rousseau</strong> famously stated:<br />
Let us therefore begin by setting all the facts aside, for they do not affect<br />
the question. The Researches which can be undertaken concerning this<br />
Subject must not be taken for historical truths, but only for hypothetical<br />
<strong>and</strong> conditional reasoning better suited to clarify the Nature of things<br />
than to show their genuine origin. (Ibid.)<br />
For <strong>Rousseau</strong>, addressing what it means to be a human being cannot be<br />
done through recourse only to facts all of which are gathered with reference<br />
to guiding hypotheses that may be deeply fl awed. To get to the root of what
General Will <strong>and</strong> National Consciousness 33<br />
we are therefore required a different kind of exercise, one in which we<br />
imagine how we became what we are through postulating the absence of<br />
our conditions of possibility. This meant, for <strong>Rousseau</strong>, imagining a world<br />
without sociality, of pre- or asocial creatures that, with nothing but sporadic<br />
contact with other human beings, easily drew on their natural physical<br />
strength to meet their minimal needs. In <strong>Rousseau</strong>’s account, it was only as<br />
the world became more populated <strong>and</strong> human contact more regular that<br />
human beings developed abilities upon which we now rely. Centrally, with<br />
sustained engagement, we began immediately to make comparisons (now<br />
not the straightforward one that human beings tended to be superior to<br />
non-human animals) about the relative endowments of different people.<br />
This capacity was a foundation both for the kinds of abstract thinking<br />
involved in underst<strong>and</strong>ing the connections between particular interests <strong>and</strong><br />
needs <strong>and</strong> more general categories that <strong>Rousseau</strong> thought were necessary to<br />
political life <strong>and</strong> also to our ability to distance ourselves from the feelings of<br />
suffering of others that once arrested us.<br />
<strong>Rousseau</strong> was keenly aware of the ways in which our guiding interests<br />
shaped what we were or were not able to see in the world around us. He was<br />
particularly struck by the travel writings of European explorers of his own<br />
day, writings that were treated by many distinguished philosophers as legitimate<br />
empirical data on African, Asian <strong>and</strong> New World peoples. Such travellers,<br />
<strong>Rousseau</strong> insisted, seemed incapable of perceiving human difference:<br />
For three or four hundred years since the inhabitants of Europe have<br />
inundated the other parts of the world, <strong>and</strong> continually published new<br />
collections of voyages <strong>and</strong> reports, I am persuaded that we know no other<br />
men except the Europeans [ . . . ] In vain do individuals come <strong>and</strong> go; it<br />
seems that Philosophy does not travel. (Ibid., 84)<br />
Philosophy with a capital ‘P ’ was the kind that he (<strong>and</strong> Hobbes) criticized in<br />
his First Discourse. Unlike philosophy or critical refl ection, its sources <strong>and</strong> products<br />
were vanity <strong>and</strong> vice, the rationalization of political worlds that were fundamentally<br />
illegitimate. <strong>Rousseau</strong> noted the role of Christian missionaries in<br />
this work. In particular, he suggested that their skills were not the same as<br />
those necessary to undertake work in the human sciences. The former seemed<br />
able to articulate the worthiness of potential converts only by likening them to<br />
one, undifferentiated European notion of human character. <strong>Rousseau</strong> wrote:<br />
[T]o preach the Gospel usefully, zeal alone is necessary <strong>and</strong> God gives the<br />
rest; but to study men, talents are necessary that God is not obligated to<br />
give anyone [ . . . ] [t]hese People [ . . . ] have known how to perceive, at
34 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
the other end of the world, only what it was up to them to notice without<br />
leaving their street; <strong>and</strong> that those true features that distinguish Nations<br />
<strong>and</strong> strike eyes made to see have almost always escaped theirs. (Ibid., 85)<br />
<strong>Rousseau</strong> concluded that although Europeans had set themselves up as the<br />
world’s judges, in the kind of role that Fred Dallmayr insists that those<br />
undertaking work in comparative political theory avoid, their underst<strong>and</strong>ing<br />
of the peoples that they relegated to lower order species was at best<br />
superfi cial projection (Dallmayr, 2004). They had missed a unique opportunity<br />
to engage in human study <strong>and</strong> failed to employ what Claude Lévi-Strauss<br />
called ‘the methodological rule for all ethnology’ that he thought <strong>Rousseau</strong><br />
had presciently described thus: ‘When one wishes to study men, one has to<br />
look close by; but in order to study man, one has to learn to cast one’s eyes<br />
far off; fi rst one has to observe the differences in order to discover the properties’<br />
(Lévi-Strauss, 1966, 305 <strong>and</strong> <strong>Rousseau</strong>, 1988).<br />
Their aims had not been actually to learn about the people about whom<br />
they felt compelled to write, but instead to aggr<strong>and</strong>ize themselves <strong>and</strong> offer<br />
rationalizations for such illegitimate self-enrichment:<br />
[W]e know nothing of the Peoples of the East Indies, who have been frequented<br />
solely by Europeans more desirous to fi ll their purses than their<br />
heads. All of Africa <strong>and</strong> its numerous inhabitants, as distinctive in character<br />
as in color, are still to be examined; the whole earth is covered by<br />
Nations of which we know only the names – yet we dabble in judging the<br />
human race. (<strong>Rousseau</strong>, 1992a, 85–6)<br />
For <strong>Rousseau</strong>, the endeavours in which we are involved set the terms of the<br />
worlds that we encounter. One cannot assume that research <strong>and</strong> writing<br />
about human beings is more than a refracted mirror of the perceptions<br />
that will best enable us to realize our aspirations.<br />
On Illegitimacy <strong>and</strong> Its Alternatives<br />
In his Social Contract, <strong>Rousseau</strong> had described both conquest <strong>and</strong> enslavement<br />
as impossible to articulate in terms of political right. The former<br />
could create a subjugated multitude or an aggregate but neither an association,<br />
polity, nor people. Both turned on the so-called right of the strongest<br />
or the claim that any individual or people who overcame others did so legitimately.<br />
<strong>Rousseau</strong> contended that force could elicit little more than acts of
General Will <strong>and</strong> National Consciousness 35<br />
necessity <strong>and</strong> prudence. Without independent acts of consent, these simply<br />
set one person’s private interest up against those of others, refl ecting a<br />
readiness to divide the human species into ‘herds of livestock, each with its<br />
leader, who tends it in order to devour it’ (<strong>Rousseau</strong>, 1994d, 132 <strong>and</strong> 137).<br />
Against Aristotle, <strong>Rousseau</strong> asserted that if there are slaves by nature it is<br />
‘because there have been slaves contrary to nature’ (ibid., 133). In other<br />
words, although <strong>Rousseau</strong> conceded that many people’s ability to resist was<br />
compromised by their experiences of enslavement, he insisted with what<br />
Frederick Douglass later explored more fully, that to make human beings<br />
slaves is a political achievement that requires ongoing brutal reinforcement.<br />
The relations of masters to their slaves are not a refl ection of relations<br />
dem<strong>and</strong>ed by their unequal natures (Douglass, 1982).<br />
In <strong>Rousseau</strong>’s account, illegitimate rule, as opposed to legitimate selfgovernance,<br />
emerges as minor differences in physical endowments of one<br />
generation compound over-determining the fate of their descendants.<br />
What is essential for him is not the fact of inequalities <strong>and</strong> disparities of<br />
wealth but the relationships among people that they inevitably produce.<br />
Most, argued <strong>Rousseau</strong> at the end of his Second Discourse, would have to<br />
ingratiate themselves to others who would denigrate them precisely because<br />
they relied on their labor. Cunning, self-deception, avarice <strong>and</strong> cultures of<br />
violence would become normal behavior, <strong>and</strong> the ability to perceive the<br />
shared conditions of collective thriving, the core of public-spiritedness,<br />
would corrode. In such societies, political institutions <strong>and</strong> laws frequently<br />
failed to create a genuine alternative to rule by force. Although less immediately<br />
corporeal in their effect, through the introduction of institutions<br />
<strong>and</strong> laws, they transformed usurpation <strong>and</strong> theft into a right of whoever was<br />
best disposed to impose their will over <strong>and</strong> against others.<br />
For <strong>Rousseau</strong>, the possibility of legitimate government was easier to envisage<br />
than to realize. Still, trying to imagine people as they are <strong>and</strong> laws <strong>and</strong><br />
institutions as they might be, he offered his effort ‘to square the circle’<br />
through the idea of the ‘general will’ the pursuit of which was the only<br />
legitimate basis of government. Formed through an act of convention that<br />
gives life to a common self, city or people, the general will makes the foundation<br />
of society possible. Consisting in what the differences of all members<br />
of a polity have in common, it is an outgrowth of what emerges when members<br />
think together in their capacity as citizens about their shared well-being.<br />
<strong>Rousseau</strong> contrasts the kind of refl ection this dem<strong>and</strong>s with the sort one<br />
does as a private person considering one’s own individual needs <strong>and</strong> wants.<br />
The latter, when expressed <strong>and</strong> aggregated, is the ‘will of all’. It may, but<br />
will not always, coincide with the general will. Although all general wills are
36 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
partial to the extent that they are not universal <strong>and</strong> are always rooted in a<br />
limited people <strong>and</strong> place, the general will is broader in scope than the wills<br />
shared by groups or organizations within the polity. Each of these will also<br />
have a sense of the conditions that enable their respective project’s thriving,<br />
but these do not aim to be as general as the society itself. The general<br />
will therefore is also an effort to describe the scope of political identity.<br />
Between the universal <strong>and</strong> the particular, what is general to a people is determined<br />
by the shared context of their lives. This can be defi ned in the negative,<br />
as Max Weber outlined, when he wrote that people recall that they<br />
share states when they are attacked in war with other nations (Weber, 1994).<br />
It is also conceded as people defend the need for domestic infrastructure,<br />
for roads, technology that reliably allows for communication <strong>and</strong> transportation,<br />
<strong>and</strong> for minimizing the decimation of a necessarily shared natural<br />
environment. <strong>Rousseau</strong> clearly wrote in a world in which the local <strong>and</strong><br />
international were not quite as cross-cutting <strong>and</strong> interpenetrating as in our<br />
own day, but he did still underscore how easily political identities could be<br />
undermined by narrower forms of loyalty. It was very easy, he lamented, for<br />
each citizen to minimize the signifi cance of his or her disinvestment from<br />
political life <strong>and</strong> to see idiosyncratic individual preferences as a more meaningful<br />
<strong>and</strong> signifi cant expression of who they were.<br />
Although the general will can at times be reached numerically through<br />
voting, with the signifi cance of an issue determining the requisite scale of<br />
endorsement, <strong>Rousseau</strong> stresses that ‘that what generalizes the will is not so<br />
much the number of votes as the common interest that unites them, because<br />
in this institution everyone necessarily submits himself to the conditions he<br />
imposes on others, an admirable agreement between interest <strong>and</strong> justice<br />
which confers on common deliberations a quality of equity that vanishes in<br />
the discussion of private matters’ (<strong>Rousseau</strong>, 1994d, 149). The general will<br />
then not only frames what functions as law, guiding its efforts to do so is the<br />
larger aim of minimizing the kinds of inequality that would lead to fundamentally<br />
antagonistic interests between members that would make it impossible<br />
for them constructively to see their fates as intertwined.<br />
Finally, <strong>Rousseau</strong>’s general will, as Jason Niedleman has argued, stresses<br />
two ideas at the core of the very project of democratic self-governance<br />
(Niedleman, 2000). Its content must be willed by everyone to which its<br />
resolution pertains <strong>and</strong> its substance must be capable of being defended as<br />
the best outcome or as right for all who will be affected. In principle, its<br />
content can be universally communicated. In other words, the general will<br />
holds in tension the requirements that active citizenship alone can, the<br />
need for popular willing, because this is what is understood to be the basis
General Will <strong>and</strong> National Consciousness 37<br />
of legitimacy in democratic regimes <strong>and</strong> rational willing since democratic<br />
outcomes are what we seek from democratic procedures. Thus the general<br />
will is also an effort to grapple with how to make an abstract sovereign<br />
people present in politics by, as Margaret Canovan has argued, uniting the<br />
individual <strong>and</strong> collective dimensions of citizenship in the realization of the<br />
general will (Canovan, 2005).<br />
The Case of Corsica<br />
<strong>Rousseau</strong> clearly argues that the general will is more audible in healthier<br />
societies in which public life is real <strong>and</strong> primary, with coherent <strong>and</strong> demonstrable<br />
meaning for its members. As living projects, polities begin to die at<br />
birth. One can prolong their coherence, but even where health does exist<br />
it is fragile <strong>and</strong> can easily erode fi rst <strong>and</strong> foremost as people regularly come<br />
‘to view what [they owe] the common cause as a free contribution, the loss<br />
of which will harm others less than its payment burdens him’ (<strong>Rousseau</strong>,<br />
1994d, 141). Once this becomes a norm, the social bond that was given<br />
public expression in <strong>and</strong> through the general will ‘is broken in all hearts’<br />
<strong>and</strong> ‘the basest interest brazenly adopts the sacred name of the public good’<br />
(ibid., 198). Still, in these circumstances, <strong>Rousseau</strong> insists that the general<br />
will is neither annihilated nor corrupted. It is easily ignored for it is largely<br />
rendered mute. Once the conditions for maintaining the organizing core<br />
of a polity crumble, societies can be mended neither by reform nor by<br />
revolution.<br />
On the other h<strong>and</strong>, there are general wills that are still emerging or still<br />
in the making. <strong>Rousseau</strong> considered this to be the case with the isl<strong>and</strong> of<br />
Corsica for which he was asked to play the role of legislator. Christopher<br />
Kelly writes that what interested <strong>Rousseau</strong> in this task was precisely the<br />
isl<strong>and</strong>’s reputation as a European backwater, as the opposite of French <strong>and</strong><br />
English models of eighteenth-century strong states. Kelly writes, ‘Rather<br />
than seeing Corsica as merely the uncivilized abode of b<strong>and</strong>its in need of<br />
colonial rule by a continental power, he regarded it as the one place in<br />
Europe still capable of receiving a sound legislation’ (Kelly, 2005, xxiii).<br />
Formerly colonized by the Moors <strong>and</strong> then the Genoans, the framing<br />
question of <strong>Rousseau</strong>’s work was how the isl<strong>and</strong> could aim to become a<br />
genuinely post-colonial state: how to move it out of conditions of economic<br />
dependence <strong>and</strong> poverty. He surmised that this would require fi guring out<br />
how to transform its primarily agricultural economy into an asset, most<br />
ambitiously how to translate its produce into international capital. <strong>Rousseau</strong>
38 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
insisted, as Fanon on postcolonial states would later, that the newly independent<br />
Corsicans should not aim to emulate the culture of their former colonizers,<br />
but to lead a concerted national effort to identify <strong>and</strong> cultivate its<br />
indigenous resources, most centrally its people. This would require Corsicans<br />
treating Corsica as its own economic <strong>and</strong> political center, rather than as an<br />
outpost or appendage to the political economy of the mother country of its<br />
colonizers. One indispensable resource for this project was that Corsicans<br />
were not decadent; they did not display the individual <strong>and</strong> collective vices of<br />
their supposedly more civilized Western counterparts. This, for <strong>Rousseau</strong>,<br />
meant that they remained spirited. Still, this strength could easily collapse<br />
into widespread b<strong>and</strong>itry, especially if people grew impatient with the project<br />
of building a legitimate democratically governed state. <strong>Rousseau</strong> argued<br />
that they did not need to become different from how they were but to preserve<br />
this in the absence of a shared enemy that united them across differences.<br />
They could do so by directing their collective forces toward maintaining<br />
their independence (<strong>Rousseau</strong>, 1986, 125).<br />
<strong>Rousseau</strong> insisted that the characterization of Corsica as a lumpenproletarian<br />
isl<strong>and</strong> of people more inclined to be thieves than hard-working citizens<br />
obscured the origins of these predilections in the culture of colonialism<br />
itself. He wrote,<br />
Who would not be seized with horror against a barbarous Government<br />
that, in order to see these unfortunate people cutting each other’s throats,<br />
did not spare any effort for inciting them to do so? Murder was not punished;<br />
what am I saying, it was rewarded [ . . . ] [I]t had as its goal [ . . . ]<br />
keeping them from rising up, from being educated, from becoming rich.<br />
Its goal was to get all produce dirt-cheap from the monopolies of its offi -<br />
cials. It took every measure for draining the Isl<strong>and</strong> of money in order to<br />
make it necessary there, <strong>and</strong> in order always to keep it from returning to it.<br />
(Ibid., 137)<br />
In other words, Corsicans had come to deplore labor not only because it<br />
was, under colonial conditions, a pure loss to them, but also because it was<br />
a seemingly permanent <strong>and</strong> destructive sentence. It was from this condition<br />
that <strong>Rousseau</strong> now hoped the Corsicans could emerge. He recommended a<br />
temporary isolationism that would enable the isl<strong>and</strong> to increase the internal<br />
interdependence of its regions, making a culture of cultivating <strong>and</strong> depending<br />
on their own forces (ibid., 125).<br />
<strong>Rousseau</strong> underscored the appropriateness of different governmental<br />
forms to different environments <strong>and</strong> argued that such a rustic place was
General Will <strong>and</strong> National Consciousness 39<br />
best fi t for a democracy. Ironically, the counties <strong>and</strong> jurisdictions that the<br />
colonists had introduced <strong>and</strong> the destruction of the local nobility that they<br />
had overseen could facilitate a transformation in this direction: A strategy<br />
that had been devised to subdue the Corsicans could be reemployed to<br />
enlarge their equity <strong>and</strong> freedom. It was key to avoid certain errors so frequently<br />
made, however. <strong>Rousseau</strong> insisted that political creativity would be<br />
necessary to assure that different parts of the isl<strong>and</strong> did not develop<br />
unevenly, with the administrative capital thriving as everywhere else fell<br />
into economic stagnation <strong>and</strong> a small group of cities drew in all of the aspiring<br />
bourgeoisies that produced nothing. A government surely did require<br />
a center, but this would be a purely administrative one that public men<br />
occupied only temporarily before returning to the other dimensions of<br />
their lives. <strong>Rousseau</strong> hoped this might forestall the drawing of cultivators<br />
away from the countryside that would be <strong>and</strong> would have to be affi rmed as<br />
Corsica’s real source of strength (ibid., 132).<br />
<strong>Rousseau</strong> sought to fi gure out how to link political privileges not to<br />
amassed wealth but to productive labor. He therefore aimed to avoid what<br />
he considered the debasing introduction of money, arguing instead for the<br />
use of a strict system of exchange. He explained that money was useful only<br />
as a sign of inequality, particularly for foreigners. One could make exchanges<br />
of goods themselves without mediating values, creating storehouses in certain<br />
essential places. Ultimately, he reminded his readers that political independence,<br />
their ultimate aim, required that all lived well without becoming<br />
rich. He insisted repeatedly that the ease <strong>and</strong> health of politics were two<br />
fundamentally different concerns <strong>and</strong> that the latter should be their focus.<br />
Effi ciency, in other words, though a modern ideal, was also often an antipolitical<br />
one. In the absence of money <strong>and</strong> taxation, citizens could be asked<br />
to contribute in kind through labor. If roads needed to be built, it would be<br />
the citizenry who would have to do it.<br />
<strong>Rousseau</strong> concluded with refl ections about the qualities of human beings.<br />
Here echoing Hobbes, he wrote that it is fear <strong>and</strong> hope that govern men.<br />
Parting company there he qualifi ed that fear only holds people back lest<br />
they not face punishment, that it is only hope that can lead men <strong>and</strong> women<br />
to act. The task then was to awaken the nation’s activity, literally to give it<br />
ground for great hopes. Not a hope linked to sensual pleasure, but to a<br />
substantive pride that he explained involves ‘esteeming oneself based on<br />
truly estimable goods’ (ibid., 154). Nothing, he wrote, is more ‘really beautiful<br />
than independence <strong>and</strong> power.’ What could sustain the character of a<br />
newly articulated nation was to maintain <strong>and</strong> deepen activity <strong>and</strong> life in the<br />
entire state by paying close attention to the emerging nature of civil power,
40 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
to assure that it would take the form of legitimate authority rather than<br />
abusive wealth. With the latter, <strong>Rousseau</strong> noted, where wealth dominated,<br />
power <strong>and</strong> authority would separate – to obtain wealth <strong>and</strong> authority would<br />
become two separate tasks with the implication that apparent power was<br />
with elected offi cials while real power was with the rich who could buy their<br />
authority. Such practices could only lead to disappointment that would<br />
spread languor throughout the isl<strong>and</strong>. The greatest asset of the Corsicans<br />
was that unlike most of their modern European counterparts they remained<br />
capable of freedom rather than merely obedience. But the cultivation of a<br />
viable political economy would determine whether this could be mobilized<br />
in pursuit of a general will or whether a will of some would illegitimately<br />
prevail claiming the legacy of the fi ght for the isl<strong>and</strong>’s post-colonial<br />
condition.<br />
Devouring Methods <strong>and</strong> Sociogeny<br />
Fanon’s Black Skin, White Masks, among many other things, is a meditation<br />
on method, in particular, a dialectical refl ection on how one studies <strong>and</strong><br />
underst<strong>and</strong>s health <strong>and</strong> sickness in black encounters with whites in an antiblack<br />
world. Fanon, like <strong>Rousseau</strong>, was concerned about the ways in which<br />
the legitimacy of certain kinds of facts could block the larger project of<br />
underst<strong>and</strong>ing human beings. In Fanon’s case, the status of these facts was<br />
linked to a naturalistic framework that biologized racism, suggesting that a<br />
sense of black inferiority was lying dormant within black bodies, activated,<br />
not created, by colonization. He wrote, ‘Beside phylogeny <strong>and</strong> ontogeny<br />
st<strong>and</strong>s sociogeny [ . . . ] But society, unlike biochemical processes, cannot<br />
escape human infl uences. Man is what brings society into being’ (Fanon,<br />
1967, 11). The turn to ‘facts’ in reductionistic approaches to the social sciences<br />
was, Fanon suggested, an effort to belie precisely this, to render us<br />
mere mechanisms without the agency that could introduce either contingency<br />
or meaning into the social world. He explicitly rejects this central<br />
tenet, that ‘lead[s] only in one direction: to make man admit that he is nothing,<br />
absolutely nothing – <strong>and</strong> that he must put an end to the narcissism on<br />
which he relies in order to imagine that he is different from the other “animals”’<br />
(ibid., 22). Fanon refuses to so surrender, ‘grasping [his] narcissism<br />
with both h<strong>and</strong>s [ . . . ] [he] turn[s] [his] back on the degradation of those<br />
who would make man a mere mechanism’ (ibid., 23). He emphasizes,<br />
‘What matters for us is not to collect facts <strong>and</strong> behavior, but to fi nd their<br />
meaning’ (ibid., 168). In the absence of such meaning, one participates in
General Will <strong>and</strong> National Consciousness 41<br />
‘[a]n endless task, the cataloguing of reality. We accumulate facts, we discuss<br />
them, but with every line that is written, with every statement that is<br />
made, one has the feeling of incompleteness’ (ibid., 172).<br />
To explore this phenomenon <strong>and</strong> its alternatives, Fanon insisted that our<br />
methods themselves must become a question. One cannot assume that<br />
methods are not part of the colonial projects that so determine the character<br />
of the world of which they are a part. We cannot be sure that they do not<br />
produce rather than give an account of the very kinds of relations that<br />
Fanon sought to interrupt. He writes of his own aims <strong>and</strong> those of a radically<br />
humanistic political theory, ‘The prognosis is in the h<strong>and</strong>s of those<br />
who are willing to get rid of the worm-eaten roots of the structure [ . . . ]<br />
Reality for once, requires a total underst<strong>and</strong>ing’ (ibid., 11). In spite of the<br />
exhaustiveness of much psychological literature, they often, by contrast,<br />
‘lose sight of the real’ (ibid., 83).<br />
Fanon continues in a spirit much like the opening of <strong>Rousseau</strong>’s Second<br />
Discourse :<br />
It is good form to introduce a work in psychology with a statement of its<br />
methodological point of view. I shall be derelict. I leave methods to the<br />
botanists <strong>and</strong> the mathematicians. There is a point at which methods<br />
devour themselves [ . . . ] I believe that the fact of the juxtaposition of the<br />
white <strong>and</strong> black races has created a massive psychoexistential complex. I<br />
hope by analyzing it to destroy it. (Ibid., 12)<br />
If for <strong>Rousseau</strong> the index of the quality of writing is its capacity to compel<br />
virtuous action, for Fanon ‘truth’ is what sets or enables the creation of<br />
conditions for people to encounter one another as human beings. He<br />
states, ‘It is not possible for me to be objective’ (ibid., 86). He describes his<br />
own text as a ‘mirror with a progressive infrastructure, in which it will be<br />
possible to discern the Negro on the road to disalienation’ (ibid., 184).<br />
Manicheanism <strong>and</strong> Liberation<br />
The context of this alienation is one of political illegitimacy, of coercively<br />
created <strong>and</strong> maintained inequalities outlined in the Wretched of the Earth.<br />
This describes what the construction of a Manichean world, a world violently<br />
divided in two – one strongly built of stone <strong>and</strong> steel in which garbage<br />
disappears <strong>and</strong> people, white <strong>and</strong> foreign, are well-nourished with covered<br />
feet; the other densely populated by people who are dark <strong>and</strong> hungry, who
42 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
seem to crouch with envy – does to human relationships. This is precisely<br />
the culture of dependence that <strong>Rousseau</strong> condemns but here theorized not<br />
through imagining what Karl Marx later called the fi rst moment of primitive<br />
accumulation but through its extenuation in global relations created<br />
through colonization <strong>and</strong> enslavement.<br />
Fanon offers a phenomenological portrait of both sides, of what it means<br />
to see oneself as bringing values <strong>and</strong> civilization to outposts <strong>and</strong> backwaters,<br />
as making history, creating an epoch, embodying an absolute beginning<br />
<strong>and</strong> what, in contrast, it means to be treated as ‘a negation of’ or ‘the enemy’<br />
of values, to be a deforming element that is thought to disfi gure all that is<br />
beautiful or moral; what it is to be the telos toward which others hope to<br />
move, defi ning the terms of their development <strong>and</strong> what, in contrast, it is to<br />
be referred to in zoological terms, as reptilic, stinking <strong>and</strong> gesticulating<br />
within what many think would, if left uninterrupted, have remained a prehistorical<br />
vacuum (Fanon, 1963, 41). How would these Manichean poles<br />
meet to discuss anything shared? The thought of the possibility is patently<br />
absurd. To sustain such a situation of disparity requires the bayonet not the<br />
ballot or collective deliberation in which one can trust that others may better<br />
underst<strong>and</strong> what avowed institutional principles intend.<br />
Fanon adds insight to <strong>Rousseau</strong>’s claim on the one h<strong>and</strong> that there is no<br />
right to slavery <strong>and</strong> that the slave is right to escape as soon as he can <strong>and</strong><br />
on the other that slavery creates ‘natural’ slaves or habituates people to a<br />
set of conditions that make their legitimate escape extremely diffi cult to<br />
achieve. While underscoring the form <strong>and</strong> nature of these constraints, that<br />
one risks death <strong>and</strong> humiliation if one aims to challenge the coordinates of<br />
a Manichean world, Fanon writes that the ‘native admits no accusation,’<br />
that he is ‘overpowered but not tamed,’ ‘treated as an inferior but not convinced<br />
of his inferiority’ (ibid., 53). He lives in a permanent dream to<br />
switch places, with the basic insight that ‘the showdown [between the colonizer<br />
<strong>and</strong> colonized] cannot be put off indefi nitely’ (ibid.). Until such<br />
time, however, members of the colonized community do live with an anger<br />
that is perpetually lit. The explosions are inevitable but the targets the<br />
undeserving <strong>and</strong> the battles ultimately displaced. In addition, the colonized<br />
easily forget how fundamentally unstable the power of the colonizers<br />
ultimately must be.<br />
Unlike <strong>Rousseau</strong>, however, integral to Fanon’s theory is an account of<br />
how people struggle through such conditions toward a legitimate alternative<br />
of how people refuse complete habituation <strong>and</strong> seek to become the kinds<br />
of subjects that can create the polities they deserve. Fanon emphasizes,<br />
without romance, what is involved. He writes,
General Will <strong>and</strong> National Consciousness 43<br />
National liberation, national renaissance, the restoration of nationhood<br />
to the people, commonwealth: whatever may be the headings used or the<br />
new formulas introduced, decolonization is always a violent phenomenon.<br />
At whatever level we study it [ . . . ] decolonization is quite simply<br />
the replacing of a certain ‘species’ of men by another ‘species’ of men.<br />
Without any period of transition, there is a total, complete, <strong>and</strong> absolute<br />
substitution. (Ibid., 35) 1<br />
Success entails nothing less than a social structure changed entirely from<br />
the bottom up. Fanon is clear: this kind of transformation only emerges<br />
when it is ‘willed, called for, dem<strong>and</strong>ed’ (ibid.). Its crude form, felt in the<br />
consciousness of the colonized <strong>and</strong> feared as a terrifying possible future by<br />
the colonizers, must manifest itself in what can only be an historical process.<br />
Neither magic nor nature can substituted for the meeting of two<br />
opposed groups whose relations were created <strong>and</strong> sustained in history<br />
through violence. In Fanon’s writings, although there are organic intellectuals<br />
who, thrown out of established urban party politics, are retrained<br />
through their experiences of living within the peasantry of more remote<br />
areas, there are no singular outsiders who emerge as <strong>Rousseau</strong>’s legislators<br />
helping the colonized to envision what they must become.<br />
The colonized must claim themselves the equal of the settlers. What<br />
makes this possible is when in the moment of an actual fi ght the colonized<br />
realize that they fi ght human beings like themselves, that the life, breath<br />
<strong>and</strong> heart of the colonizers share the strengths <strong>and</strong> limitations of their own<br />
form. With this grasp of the lies at the core of the social rules that have forcibly<br />
regulated their lives, they easily begin to crumble:<br />
For if, in fact, my life is worth as much as the settler’s, his glance no longer<br />
shrivels me up nor freezes me, <strong>and</strong> his voice no longer turns me into<br />
stone. I am no longer on tenterhooks in his presence; in fact, I don’t give<br />
a damn for him. (Ibid., 45)<br />
People once weighed down by their ‘inessentiality’ now emerge as ‘privileged<br />
actors, with the gr<strong>and</strong>iose glare of history’s fl oodlights upon them.’<br />
(Ibid.)<br />
Decolonization unites the people by a decision to ‘remove from it its heterogeneity’,<br />
to unify on a national, sometimes racial, basis. For native intellectuals<br />
who have imbibed <strong>and</strong> defended the Greco-Latin pedestal as their<br />
own, these all become lifeless, dead words. They have nothing to do with<br />
the confl ict in which they are engaged. The language of individualism is
44 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
replaced with the vocabulary of family <strong>and</strong> trusted friend. Fanon writes,<br />
‘Henceforward, the interests of one will be the interests of all, for in concrete<br />
fact everyone will be discovered by the troops, everyone will be massacred<br />
– or everyone will be saved’ (ibid., 47).<br />
In such a context, truth is the property of the national cause. ‘Truth is that<br />
which hurries on the break-up of the colonialist regime; it is that which promotes<br />
the emergence of the nation; it is all that protects the natives, <strong>and</strong><br />
ruins the foreigners’ (ibid., 50). In other words, the Manichaeism of colonial<br />
society continues in the early stages of articulating the emergent general<br />
will that dem<strong>and</strong>s <strong>and</strong> must culminate in the end of colonial relations.<br />
The slogan of non-violence – an attempt ‘to settle the colonial problem<br />
around a green baize table’ – is that of the colonized bourgeoisie who share<br />
more with their colonial counterparts than with their mobilized, primarily<br />
rural countrymen (ibid., 61). Ironically for those outlawed members of the<br />
group, the lumpenproletariat, it is their willingness to fi ght violently that reintegrates<br />
them into a community that has seen them as predatory pariahs.<br />
Their violence now directed at shared enemies whose presence is fundamentally<br />
a crime is, writes Fanon, their ‘royal pardon’ (ibid., 86).<br />
This violence is constitutive; its practice binds them together as a whole,<br />
since each individual forms a link in the great chain, a part of the great<br />
organism of violence which has surged upward in reaction to the settler’s<br />
violence in the beginning. The groups recognize each other <strong>and</strong> the<br />
future nation is already indivisible. The armed struggle mobilizes the<br />
people; that is to say, it throws them in one way <strong>and</strong> in one direction.<br />
(Ibid., 93)<br />
This mass mobilization introduces into the consciousness of each person a<br />
sense of common cause, a collective past, <strong>and</strong> a national destiny. This forms<br />
a cement which, mixed with blood <strong>and</strong> anger, will be the basis for the building<br />
up of a nation.<br />
And yet Fanon’s discussion of violence is more pedagogical than romantic.<br />
There is no alternative literally to seizing one’s freedom but many of its<br />
consequences are tragic. <strong>Revolution</strong>s, even the most legitimate ones, involve<br />
monstrous moments <strong>and</strong> highly imperfect decisions. There is absolutely no<br />
doubt that the people responsible for the fi ghting will themselves be deeply<br />
<strong>and</strong> irretrievably scarred. As Lewis Gordon has argued, they are a generation<br />
comparable to Moses, ones that lead to a promised l<strong>and</strong> that they<br />
themselves cannot enter (Gordon, 2008). Many among them will wonder,
General Will <strong>and</strong> National Consciousness 45<br />
with <strong>Rousseau</strong>, whether they risked all of what they did for a future that<br />
intensifi es the very relations they aimed to overthrow.<br />
For Fanon, it is not suffi cient for one group of people wielding the right<br />
of the strongest or a will of some to supplant another. Instead an ending of<br />
colonialism must imply the creation of a different set of relations, specifically,<br />
politically legitimate ones. It is in outlining the substance of these that<br />
Fanon distinguishes between national consciousness <strong>and</strong> nationalism, effectively<br />
historicizing <strong>and</strong> reworking <strong>Rousseau</strong>’s notion of the general will.<br />
At the political economic level this fi rst would require nationalizing the<br />
economy through wholesale <strong>and</strong> resale cooperatives run on a democratic<br />
basis, decentralized so as to involve as many people as possible in public<br />
affairs. This, Fanon explained, had been ab<strong>and</strong>oned in capitalist countries<br />
that governed with law backed only by economic strength <strong>and</strong> the police. In<br />
addition, as <strong>Rousseau</strong> also had suggested with Corsica, the nation’s capital<br />
would have to be remade <strong>and</strong> deconsecrated. Party members would not<br />
reside in the capital, which inevitably would lead to the widely observed<br />
trend toward overpopulated <strong>and</strong> overdeveloped centers fl ooded by people<br />
who left poorer regions ab<strong>and</strong>oned <strong>and</strong> unsupported. It would be necessary<br />
to privilege the interior rural areas politically, seeking out every opportunity<br />
for contact with rural masses <strong>and</strong> making national policy for them, in<br />
an effort to recognize <strong>and</strong> remain in immediate touch with those who had<br />
fought for independence. Government leaders could not act as if the citizenry<br />
were incapable of underst<strong>and</strong>ing the complexity of self-governance.<br />
If they began to, it would serve them well to recall how capable, in the mist<br />
of revolutionary struggle, these same individuals had shown themselves to<br />
be. For Fanon states clearly, ‘the party is not an authority, but an organism<br />
through which they as the people exercise their authority <strong>and</strong> express their<br />
will’ (Fanon, 1963, 185).<br />
The people would need ample opportunities to remain watchful, to<br />
‘realize that fi nally everything depends on them <strong>and</strong> their salvation lies in<br />
their own cohesion, in the true underst<strong>and</strong>ing of their interests, <strong>and</strong> in<br />
knowing who their enemies are’ (ibid., 191). Only through so doing would<br />
the Algerian people develop a clear sense that they together owned the soil<br />
<strong>and</strong> mineral wealth of the country <strong>and</strong> that they could be or could become<br />
equal to whichever problems they would face. To enable this, those offi -<br />
cially placed in charge of setting the conditions for self-government would<br />
have to remember that it would be worth being less effi cient if the cost of<br />
the smooth <strong>and</strong> quick exercise of business would be the exclusion of people<br />
from the processes of planning.
46 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
For formerly colonized people together to articulate their collective purpose<br />
<strong>and</strong> direction they would necessarily participate in meetings in which<br />
people would listen <strong>and</strong> speak, opportunities in which ‘the brain increases<br />
its means of participation <strong>and</strong> the eye discovers a l<strong>and</strong>scape more <strong>and</strong> more<br />
in keeping with human dignity’ (ibid., 195). Seductive short cuts of every<br />
variety would have to be stringently avoided. To cultivate <strong>and</strong> reclaim a<br />
nation would require sending young people into schools <strong>and</strong> fi elds rather<br />
than sports stadiums; the turning out of fully conscious human beings<br />
rather than a slim fraction of exceptional leaders; political education rather<br />
than the inculcations of inspiring slogans. On this score, Fanon describes<br />
this fi nal distinction:<br />
What it means is to try, relentlessly <strong>and</strong> passionately, to teach the masses<br />
that everything depends on them; that if we stagnate it is their responsibility,<br />
<strong>and</strong> that if we go forward it is up to them too, that there is no such<br />
thing as a demiurge, that there is no famous man who will take the responsibility<br />
for everything, but that the demiurge is the people themselves.<br />
(Ibid., 197)<br />
The totality of the nation must be a reality for each citizen, its history part<br />
of personal experience of all. Fanon continues,<br />
Individual experience, because it is national <strong>and</strong> because it is a link in the<br />
chain of national existence, ceases to be individual, limited, <strong>and</strong> shrunken<br />
[ . . . ] In the same way that during the period of armed struggle each<br />
fi ghter held the fortune of the nation in his h<strong>and</strong>, so during the period<br />
of national construction each citizen ought to continue in his real, everyday<br />
activity to associate himself with the whole of the nation [ . . . ] If the<br />
building of a bridge does not enrich the awareness of those who work on<br />
it, then that bridge ought not to be built <strong>and</strong> the citizens can go on swimming<br />
across the river or going by boat. (Ibid., 200–1)<br />
A national government must seek to enlarge private aims <strong>and</strong> interests illustrating<br />
concretely the ways in which each individual’s shared well being is<br />
tied to that of others who together must now move toward the constructive<br />
work of building an inhabitable political world. To do this nationalism must<br />
transform into a consciousness that does not become sterile <strong>and</strong> empty.<br />
Fanon writes, ‘The living expression of the nation is the moving consciousness<br />
of the whole of the people; it is the coherent, enlightened action of men
General Will <strong>and</strong> National Consciousness 47<br />
<strong>and</strong> women. The collective building up of a destiny is the assumption of<br />
responsibility on the historical scale’ (ibid., 204). The national government<br />
must be for <strong>and</strong> by the people, <strong>and</strong> Fanon adds, also for <strong>and</strong> including the<br />
outcasts. No leader can be a substitute for a popular will. Concerns about<br />
national prestige should never upstage priorities of ‘giv[ing] back their dignity<br />
to all citizens, fi ll[ing] their minds <strong>and</strong> feast[ing] their eyes with human<br />
things, <strong>and</strong> creat[ing] a prospect that is human because conscious <strong>and</strong> sovereign<br />
men dwell therein’ (ibid., 205).<br />
This formulation sustains all of the features that make the idea of the<br />
general will compelling while transcending many of its limitations: both<br />
<strong>Rousseau</strong> <strong>and</strong> Fanon challenge the adequacy of mere proceduralism, the<br />
sense that to tally cast votes itself constitutes a democratic outcome, but in<br />
Fanon the general will is not discovered but authored. In Fanon’s account<br />
the aim is not to try to emulate the work of G-d here below but instead to<br />
forge models of a shared future realizing that we alone can create the conditions<br />
of our own political adulthood. The general will for him is not articulated<br />
by each citizen in isolation considering the quiet voice of G-d within<br />
him, but emerges out of the deliberate challenging of all forms of unfreedom.<br />
Fanon also makes contemporary <strong>Rousseau</strong>’s discussion of more partial<br />
wills that create obstacles for clearly grasping the general will; if for<br />
<strong>Rousseau</strong> smaller general wills can form within societies <strong>and</strong> sustain intense<br />
loyalties that interfere with identifying interests as large as society itself, for<br />
Fanon these divisions usually run along ethnic <strong>and</strong> religious lines <strong>and</strong> are a<br />
symptom of political failure. They are cultivated, indulged or sought as a<br />
refuge when the project of forging a no-longer-colonial future is prematurely<br />
<strong>and</strong> opportunistically ab<strong>and</strong>oned. Their resurgence is a direct refl ection<br />
of the deliberate shutting down of fl uidity of living political culture for<br />
sedimented relations or a narrow nationalism that enables the enrichment<br />
of a small few, the national bourgeoisie, over <strong>and</strong> against others.<br />
The aftermath of the effort to give concrete form to a formerly colonized<br />
general will is disappointment. <strong>Rousseau</strong> himself had been ambivalent<br />
about the question of revolution. His writings inspired insurrectionary activity<br />
from the French <strong>Revolution</strong> to Fidel Castro, but <strong>Rousseau</strong> himself feared<br />
that many efforts at political reform in fact enhanced the chains under<br />
which people lived; that whenever change was deliberately sought in the<br />
hope of exp<strong>and</strong>ing freedom, the few who knew what would come of the<br />
transformations were the one’s who had worked out how fi nancially to profi t<br />
from them. For Fanon, the national bourgeoisie did precisely this, hijacking<br />
the revolution <strong>and</strong> reducing national consciousness to narrow nationalism.
48 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
This congenital problem was due largely to their intellectual laziness,<br />
‘spiritual penury’ <strong>and</strong> ‘profoundly cosmopolitan mind set’ (ibid., 149).<br />
Fanon writes,<br />
Now, precisely, it would seem that the historical vocation of an authentic<br />
middle class in an underdeveloped country is to repudiate its own nature<br />
in so far it as it is bourgeois, that is to say in so far as it is the tool of capitalism,<br />
<strong>and</strong> to make itself the willing slave of that revolutionary capital<br />
which is the people. In an underdeveloped country an authentic national<br />
middle class ought to consider as its bounden duty to betray the calling<br />
fate has marked out for it, <strong>and</strong> to put itself to school with the people: in<br />
other words to put at the people’s disposal the intellectual <strong>and</strong> technical<br />
capital that it has snatched when going through the colonial universities.<br />
(Ibid., 150)<br />
Instead of this heroic <strong>and</strong> fruitful path, the national bourgeoisie retreated<br />
into a cynically bourgeois existence. Ignorant of the local economy <strong>and</strong> of<br />
its mineral, soil, or mines, they would instead talk cultishly of small-scale<br />
artisanry <strong>and</strong> about the groundnut harvest, cocoa crop <strong>and</strong> olive yield. They<br />
were, Fanon lamented, satisfi ed to continue as Europe’s farmers, generating<br />
unfi nished products in ways that would not shift the global division of<br />
labor inaugurated by colonization <strong>and</strong> black <strong>and</strong> brown enslavement. They<br />
said nothing of creating factories that could generate wealth for the nation<br />
<strong>and</strong> themselves; they made no outcry about the absence of industry. They<br />
thoroughly lacked the entrepreneurial, pioneering aspects of the early<br />
European bourgeoisie, Fanon balks; beginning at the end, they are ‘already<br />
senile before [they have] come to know the petulance, the fearlessness, or<br />
the will to succeed of youth’ (ibid., 153).<br />
The national bourgeoisie, once concerned about the dignity of the country,<br />
moved into <strong>and</strong> maintained formerly colonial homes <strong>and</strong> business<br />
offi ces. Uninterested in recasting rural <strong>and</strong> urban divisions or the global<br />
map, they simply settled into a world whose terms were determined from<br />
outside. African unity, an idea that brought immense pressure against colonialism,<br />
required the cultivation of political-economic conditions for its<br />
possibility. In the absence of these, it disintegrated. Nationalism quickly collapsed<br />
into chauvinistic thinking <strong>and</strong> language that fueled religious <strong>and</strong><br />
ethnic rivalries now mobilized as grounds for economic leverage under<br />
conditions of scarcity. The national bourgeoisie remained content with<br />
what <strong>Rousseau</strong> referred to as the will of all, here really of some, reinforced<br />
by the so-called right of the strongest.
General Will <strong>and</strong> National Consciousness 49<br />
These diffi culties were further entrenched by political leaders who, once<br />
associated with the aspirations that led to independence, refused to challenge<br />
the national bourgeoisie. Literally bringing the people to a halt, such<br />
leaders, argues Fanon, expelled them again from history, attempting to<br />
pacify them into sleep, waking them only occasionally to recall the colonial<br />
period <strong>and</strong> distance from there that had been traveled. ‘[T]he militants<br />
[therefore] disappear[ed] into the crowd <strong>and</strong> [took] the empty title of citizen.<br />
Now that they ha[d] fulfi lled their historical mission of leading the<br />
bourgeoisie to power, they [we]re fi rmly invited to retire so that the bourgeoisie<br />
[could] carry out its mission in peace <strong>and</strong> quiet’ (ibid, 171). The<br />
strength of the police force <strong>and</strong> army intensifi ed in direct proportion to the<br />
stagnation into which the nation sunk.<br />
Conclusion<br />
There are remarkable similarities in <strong>Rousseau</strong> <strong>and</strong> Fanon’s cautions that<br />
prevailing perceptions of authoritative social scientifi c methods may discourage<br />
us from asking the most salient of political questions. For both, the<br />
possibility of legitimate political life turns on identifying what the differences<br />
of members of a polity share while refusing to reify forms of diversity<br />
that are the products of a lack of political possibility. This in turn requires<br />
defending the need for economic conditions that are not so radically<br />
unequal that all political argumentation turns on rationalizing such disparities<br />
as natural <strong>and</strong> necessary.<br />
<strong>Rousseau</strong> oscillates between radical irreverence <strong>and</strong> cold feet – for instance,<br />
unveiling the illegitimate bases of most modern polities while suggesting<br />
that once corrupted, polities cannot be reformed; insisting at the same time<br />
that all people ultimately seek liberty <strong>and</strong> that people in some climates were<br />
not capable of institutionalizing it. Overemphasizing such passages, however,<br />
can obscure <strong>Rousseau</strong>’s record of challenging the compliance of generations<br />
of readers with the compromising of their freedom. His scathing<br />
criticisms of modern European life inspired not only Immanuel Kant <strong>and</strong><br />
G. W. F. Hegel, but also ordinary citizens yearning to create political communities<br />
that more ably mirrored unities living but submerged within social<br />
life. Fanon brought to these analyses the insight of a sober psych ologist who<br />
knew that nature could offer no idyllic refuge. More willing unambivalently<br />
to confront the contradictions that <strong>Rousseau</strong> inspired his readers to identify,<br />
Fanon fruitfully historicized <strong>and</strong> reworked <strong>Rousseau</strong>’s insights refusing to<br />
collapse into what can be read in <strong>Rousseau</strong> as moments of conservative
50 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
nostalgia. Fanon’s political thought is instead characterized by high modernism,<br />
a modernism from below, that insists that we alone can be the<br />
source of political models under which we live. Fanon would have regretted<br />
the failure of Algeria to become no longer colonial even in the aftermath of<br />
revolutionary struggle. Still, this, for him, would never have served as a refutation<br />
of the need for people to act with agency in history. It would instead<br />
have affi rmed that questions of political life can never be settled once <strong>and</strong><br />
for all.<br />
Note<br />
1 <strong>Rousseau</strong> suggested that in situations of enslavement, the enslaved were entitled<br />
violently to rebel so long as their efforts were likely to be effective. However,<br />
<strong>Rousseau</strong>’s discussions of violence do not describe collectivities facing one<br />
another – they are either highly individualized as in the case of the sole slave or<br />
a discussion of the way that the right of the strongest is presented as a legitimating<br />
force of ‘laws’ that are not an expression of the general will.
Chapter 3<br />
<strong>Rousseau</strong> <strong>and</strong> the Terror: A Reassessment<br />
Julian Bourg<br />
Introduction<br />
Jean-Jacques <strong>Rousseau</strong> has been blamed for the Terror of the French<br />
Revolu tion for a long time (Davies, 2006 <strong>and</strong> Gough, 1998). Once it was<br />
brought to life by Jacobin voluntarism, his theory of the general will, an<br />
imagined unanimity subordinating the parts of the nation to the whole, is<br />
supposed to have justifi ed <strong>and</strong> facilitated the guillotine’s busy work. The<br />
charge began early with reactionary critics of the revolution, for whom the<br />
Terror was the crowning, horrifying achievement. Joseph de Maistre, for<br />
instance, saw the revolution <strong>and</strong> Terror as divine punishment <strong>and</strong> called<br />
<strong>Rousseau</strong> ‘the most self-deceived man who ever lived’ (Maistre, 1994, 42).<br />
In the nineteenth century, Hippolyte Taine was not alone in drawing a link<br />
between the author of The Social Contract <strong>and</strong> the Terror, especially in the<br />
person of Robespierre. Of <strong>Rousseau</strong>’s thought, he observed that, ‘The<br />
dogma through which popu lar sovereignty is proclaimed thus actually ends<br />
in a dictatorship of the few, <strong>and</strong> a proscription of the many’ (Taine, 1878,<br />
2:20). 1 Of course, later left-wing Republicans <strong>and</strong> especially Marxists<br />
excused the Terror as a legit imate expression of popular justice against<br />
counter-revolutionaries, the price of forging the common good through<br />
the elimination of those who impeded it. <strong>Rousseau</strong> was thus the prophet of<br />
bourgeois egalitarianism, which was good enough for some, but which for<br />
others was a potentiality eventually developed by Marx <strong>and</strong> realized by the<br />
Russian <strong>Revolution</strong>. However, with the analysis of mid-twentieth-century<br />
totalitarianism a sustained critique of the Terror, <strong>and</strong> <strong>Rousseau</strong>’s central<br />
role in it, came into focus. Anti-totalitarian thinkers such as Isaiah Berlin,<br />
Jacob Talmon, R. R. Palmer <strong>and</strong> Hannah Arendt tried to save ‘good’ values<br />
that could be linked to the democratic revolutionary tradition from the<br />
taint of violence, thus defending liberalism against fascism <strong>and</strong> communism<br />
(Berlin, 2002; Talmon, 1952; Palmer, 1941; Arendt, 1951). Both these<br />
systems, in spite of their tremendous differences, were traced to a collectivist<br />
ethos located in a selective reading of the Social Contract.
52 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
This anti-totalitarian reading of <strong>Rousseau</strong>’s pernicious infl uence on the<br />
French <strong>Revolution</strong> has proved durable. For the past 30 years, the interpretation<br />
has been linked to François Furet, who continues to tower over French<br />
<strong>Revolution</strong>ary historiography since his death in 1997. His admonition, fi rst<br />
published in 1978, that ‘the French <strong>Revolution</strong> is over’ was a provocative<br />
rebuttal to the Marxist interpretation of 1789 just mentioned. Denouncing<br />
this ‘revolutionary catechism,’ as he put it, Furet argued that the Terror was<br />
‘an integral part of revolutionary ideology’, an ideology that turned on the<br />
Jacobins’ voluntarist fantasy of <strong>Rousseau</strong>ean unanimity. Although Furet was<br />
careful to distinguish between Jacobin appropriations of <strong>Rousseau</strong> <strong>and</strong> the<br />
overlooked complexity of his thought, the implication was clear: the Terror<br />
was not the result of mere circumstances; rather, the revolution had been<br />
genetically predisposed to extreme violence. The revolution’s bicentennial<br />
in 1989 championed the Furetian view, even among English-language commentators.<br />
Simon Schama wrote that, ‘In some depressingly unavoidable<br />
sense, violence was the <strong>Revolution</strong> itself,’ <strong>and</strong> Keith Michael Baker described<br />
how <strong>Rousseau</strong> ‘wrote the script’ for Jacobinism. The judgement has continued<br />
into the new millennium, with Furet’s student Patrice Gueniffey writing<br />
in 2000 that terror is a ‘necessary product of revolution’ in general<br />
(Furet, 1981, 62 <strong>and</strong> passim; Schama, 1989, xv; Baker, 1990, esp. chapter 4;<br />
Hesse, unpublished, 1; Gueniffey, 2000, 202; see also McDonald, 1965;<br />
Hampson, 1983; Blum, 1986 <strong>and</strong> Swenson, 2000). With apologies to Furet,<br />
the French <strong>Revolution</strong> may be over, but it is not altogether clear that the<br />
historiographical Cold War is.<br />
In what follows, I would like to present a plausible interpretation of the<br />
phenomenon of the Terror adequate to our post–Cold War era before turning<br />
to a brief reassessment of <strong>Rousseau</strong>’s place in French political culture of<br />
1793–4. I will conclude with a counter-factual exercise: reversing the formula<br />
of reading <strong>Rousseau</strong> through the Terror, <strong>and</strong> instead read the Terror<br />
through <strong>Rousseau</strong>, who we might imagine as a critic of democratic state<br />
violence as much – or more – than a resource for it. Together these qualifi -<br />
cations – the extrinsic context in the 1790s <strong>and</strong> the intrinsic arguments of<br />
The Social Contract – allow a reassessment of <strong>Rousseau</strong>’s relationship to the<br />
bloodshed of the French <strong>Revolution</strong>.<br />
Terror as the Political Vacuum of the French <strong>Revolution</strong><br />
Recently, the intellectual historian Samuel Moyn has made the provocative<br />
suggestion that, as it turns out, Furet’s model relied heavily on a decisive
<strong>Rousseau</strong> <strong>and</strong> the Terror 53<br />
<strong>and</strong> unacknowledged source: the democratic theory of Claude Lefort<br />
(Moyn, 2008). And it is this theory, <strong>and</strong> not Furet’s liberal version of it, that<br />
is of interest. Lefort has argued that the revolutionaries of 1789 attempted<br />
to substitute ‘the people’ for the king but held onto a unitary <strong>and</strong> transcendent<br />
form of kingship; the death of the king <strong>and</strong> the assault on kingship<br />
opened up a void, a vacuum, or what Lefort calls the ‘empty place’ of<br />
democracy that could never be fully re-occupied by a notionally unifi ed<br />
people (Lefort, 2005; <strong>and</strong> discussion in Flynn, 2005). 2<br />
The pressing question in 1793 was what to do about the empty throne<br />
once the king was executed in January of that year. Something was missing<br />
for the cohesion of the social body, but it could not simply be replaced, for<br />
in a democracy, everyone is in charge <strong>and</strong> therefore no one person or group<br />
can be. The problem was that ‘the people’ could not be found. They were<br />
everywhere <strong>and</strong> nowhere. This is a politically constitutive situation: plurality<br />
<strong>and</strong> division are hardwired into democracy. In contrast to the Old Regime,<br />
modern society is ‘disincorporated,’ which means that a gap, a symbolic<br />
empty place, prevents society’s harmony with itself (on disincorporation see<br />
Lefort, 2007, chapter 15). In 1790s France, the persistence of the empty<br />
place of the political was evident.<br />
The crucial question is: What exactly fl ooded into that empty space created<br />
by the collapse of the Old Regime? Ideology alone – for instance, the<br />
<strong>Rousseau</strong>ean idea of the general will – explains very little. The weakness of<br />
Cold War-era interpretations of the French <strong>Revolution</strong> was precisely to have<br />
emphasized ideology over circumstances (on ideology <strong>and</strong> circumstance see<br />
Hesse, 2001). The Terror was created by an interpenetrating confl uence of<br />
factors <strong>and</strong> forces that rushed in to fi ll a vacuum. Such surging factors <strong>and</strong><br />
forces, well known to students of the revolution, included: the elimination of<br />
kingship, the urban/rural divide, religion, foreign <strong>and</strong> civil war, popular violence,<br />
law, conspiracy, factional strife, technology <strong>and</strong> infl uential individuals<br />
such as Maximilien Robespierre. The sheer density of the Terror is what<br />
impresses today. Its interacting elements set in motion dynamics that built<br />
on one another <strong>and</strong> escalated in such a short span of time, creating a kind of<br />
simultaneous condensation. Dialectics of intensifi cation took hold, <strong>and</strong> violence,<br />
over-determined <strong>and</strong> chaotic, was one result. Just as ‘the people’ could<br />
not be found, so too, the ‘enemies’ of the revolution were everywhere <strong>and</strong><br />
nowhere. Fear that has no object becomes paranoia. The increasingly desperate<br />
attempt to fi ll the democratic void in the name of democracy but in reality<br />
against the experience of it thus created a paroxysm <strong>and</strong> cyclone of violence.<br />
There was no precise beginning to the Terror, but nor is it plausible that<br />
the Terror can be treated as the consummation or essence of the revolution
54 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
as a whole. It was part of the revolution. There was nothing inevitable about<br />
it, although given the momentum of its dynamics there was perhaps something<br />
irresistible about it. The word ‘terror’ itself held different meanings to<br />
different parties. Often it merely described great anxiety <strong>and</strong> fear, but<br />
eventually it did describe a strategy, fi rst ascribed to the enemies of the<br />
revolution before being taken up by the revolutionaries themselves. The<br />
notion of the Terror as a coherent system, however, emerged ‘after the<br />
fact’ in Thermidor, the period of the revolution that opened with the fall<br />
of Robespierre. Curiously, it was the Thermidorians <strong>and</strong> not the agents of<br />
the Terror on the Committee for Public Safety who succeeded in interring<br />
<strong>Rousseau</strong>’s remains in the Pantheon.<br />
The revolutionary state of the 1790s – a decidedly incipient state in fl ux –<br />
never managed before Napoleon to secure a monopoly on violence. Jean-<br />
Clément Martin has argued that the absence of a strong state in the 1790s<br />
led directly to an eruption of different kinds of violence, from local vendettas<br />
to civil war to revolutionary justice (Martin, 2006, esp. chapter 5). 3 As<br />
German jurist Carl Schmitt (himself no fan of democracy) would say, there<br />
was no single sovereign power able to decide when the situation of ‘extreme<br />
peril’ had passed <strong>and</strong> the state of emergency related to the suspended constitution<br />
of 1793 could end (Schmitt, 2005, 6). In spite of rhetoric about the<br />
people, the nation, the revolution, there was no one to decide. It is worth noting<br />
in passing that, like Furet, Schmitt saw in <strong>Rousseau</strong>’s theory of the general<br />
will a template for revolutionary sovereignty. He was no less critical, but<br />
for different reasons: the people or the nation expressed a mere ‘organic unity’<br />
that was inferior to a king’s decision-making power (ibid., 49). In short, ‘the<br />
people’ are not a person. And yet – here is the important point – the revolution<br />
never succeeded in pulling together in practice the organic unity imagined<br />
by <strong>Rousseau</strong> or the Jacobins. Gaps remained. For as much as revolutionary<br />
discourse <strong>and</strong> practice were unitary in aspiration, they were entirely messy in<br />
execution. What James Swenson has called the revolution’s ‘constitutive<br />
instability’ was not just semantic or semiotic; it was physical, bodily <strong>and</strong> real<br />
(Swenson, 2000, 225).<br />
<strong>Rousseau</strong> in the Terror<br />
This orienting snapshot of the Terror as a dynamically interactive historical<br />
phenomenon irreducible to ideology or texts leads to the question of<br />
<strong>Rousseau</strong>’s role in it. To be sure, the topic has been thoroughly explored.<br />
There is no doubt that by 1793 his thought had spread through the ranks
<strong>Rousseau</strong> <strong>and</strong> the Terror 55<br />
of elected representatives, journalists <strong>and</strong> the general public – various factions<br />
<strong>and</strong> actors seeing in him what they wanted (Hesse, 2005). I would<br />
like merely to add a minor qualifi cation to this established historical judgement.<br />
An examination of debate at the National Convention, the Jacobins<br />
<strong>and</strong> Parisian culture more generally during the Terror <strong>and</strong> the fi rst months<br />
of Thermidor demonstrate the limited ways in which <strong>Rousseau</strong> was evoked.<br />
I have relied on the semi-offi cial Le Moniteur universel between July 1793 <strong>and</strong><br />
November 1794. The picture of <strong>Rousseau</strong> that emerges is of a Genevan citizen<br />
who wrote foundational books for the revolution as a whole <strong>and</strong> education<br />
in particular, who is an authority to be cited <strong>and</strong> celebrated, but also of<br />
someone capable of error <strong>and</strong> who can be surpassed. The invocation of ‘J.-J.’<br />
in order to justify violence during the Terror is altogether rare.<br />
The link between <strong>Rousseau</strong> <strong>and</strong> Geneva was a constant reference in the<br />
mid-1790s, as news trickled back from Switzerl<strong>and</strong> <strong>and</strong> as Genevan citizens<br />
in Paris promoted their favorite son. In July 1793, a festival in his honor was<br />
held in his hometown. In December, citizens there dem<strong>and</strong>ed that a statue<br />
of him be erected within six months. In May 1794, Genevan citizens in Paris,<br />
claiming that <strong>Rousseau</strong> belonged to all nations, called for a French festival;<br />
<strong>and</strong> three months later, in the very edition of the Moniteur that described<br />
the fall of Robespierre <strong>and</strong> his allies, word came of <strong>Rousseau</strong>’s global revolution<br />
being forcefully defended on the shores of Lake Geneva. In August,<br />
the Swiss ambassador addressed the Convention, noting the French appreciation<br />
for ‘this Hercules of the political’ whose ‘pen,’ together with the<br />
arrow of William Tell, were the ‘great instruments of liberty’. In October, a<br />
certain citizen Adet from outside Geneva wrote to the Convention that<br />
arms were necessary to reestablish <strong>and</strong> maintain sacred principles, <strong>and</strong> that<br />
<strong>Rousseau</strong> had seeded the tree of liberty. 4<br />
The plan for a Parisian festival honoring <strong>Rousseau</strong> had been in the works<br />
for some time. In November 1793, the philosopher’s old confi dant <strong>and</strong><br />
admirer, the aristocrat René Gir<strong>and</strong>in, had proposed that <strong>Rousseau</strong>’s remains<br />
(which he possessed) be placed on an isl<strong>and</strong> in the Seine planted with poplar<br />
trees; he also offered to change his name to Émile in order to prove his loyalty<br />
to the revolution. At the May 1794 assembly where Genevans had called<br />
for a French <strong>Rousseau</strong> celebration, Jean Debry proposed that his remains be<br />
moved to the Pantheon – an appeal he repeated several months later in front<br />
of the Swiss ambassador. That event fi nally took place in October 1794, the<br />
National Convention’s procession ‘surrounded by a tricolor ribbon’ <strong>and</strong> preceded<br />
by a copy of the Social Contract, that ‘lighthouse of legislators’. 5<br />
Other disparate symbolic <strong>and</strong> cultural gestures were noticeable in these<br />
years; for instance, in October 1793 the town of Montmorency changed its
56 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
name to Émile; <strong>and</strong> in April 1794, Bertr<strong>and</strong> Barère denounced counter-<br />
revolutionaries in Marseille who had destroyed busts of <strong>Rousseau</strong> <strong>and</strong><br />
Voltaire. Perhaps signifi cantly, or merely just coincidentally, a fl urry of theatrical<br />
iconicity took place at the moment of the Great Terror (June–July<br />
1794). Three different plays were staged: L’Enfance de Jean-Jacques <strong>Rousseau</strong><br />
(May), <strong>Rousseau</strong>’s own Pygmalion (June) <strong>and</strong> Jean-Jacques <strong>Rousseau</strong> à ses derniers<br />
moments (July) – his entire life cycle from childhood through adult authorship<br />
to decline <strong>and</strong> death acted out against the backdrop of the guillotine’s<br />
busiest months. Fawning aesthetic tribute was perhaps best exemplifi ed by<br />
Marie-Joseph Chénier’s ‘Hymn to Jean-Jacques <strong>Rousseau</strong>’ in October 1794,<br />
the same month as the interment in the Pantheon. The chorus cheered:<br />
O <strong>Rousseau</strong>! Exemplary wise man<br />
Humanity’s benefactor<br />
Accept the tribute of a proud <strong>and</strong> free people<br />
And defend equality to the depths of the tomb. 6<br />
Iconicity was linked to authority. <strong>Rousseau</strong> was to be celebrated <strong>and</strong> revered<br />
as a person. For example, the playwright Charles de Pallisot got in trouble<br />
in September <strong>and</strong> October 1793 for his play The Philosophes in which a character<br />
alleged to be <strong>Rousseau</strong> fell on all fours to stuff his mouth with grass.<br />
Pallisot, however, defended himself <strong>and</strong> had his certifi cat de civisme restored.<br />
Two months later, Pierre-Gaspard Chaumette, brought before the Convention<br />
on counter-revolutionary charges, pleaded his bona fi des by declaring<br />
that a bust of <strong>Rousseau</strong> rested on his mantel, alongside those of Brutus <strong>and</strong><br />
Benjamin Franklin. Citing <strong>Rousseau</strong> in speeches at the Convention <strong>and</strong><br />
Jacobins in 1793–4 was an effective form of authoritative iconicity, his words<br />
lending credence to a speaker’s arguments. And yet, examples of such<br />
appeals were relatively infrequent when one considers the overall profusion<br />
of discourse during the revolution, <strong>and</strong> he was often invoked on comparatively<br />
tangential issues, given the gravity of the revolutionary crisis of Year II.<br />
For instance, Jean-Marie Collot d’Herbois from the Committee for Public<br />
Safety <strong>and</strong> Abbé Gregoire from the Committee on Public Instruction both<br />
quoted <strong>Rousseau</strong>’s barbs against the English. Furthermore, there is considerable<br />
evidence that Émile <strong>and</strong> not the Social Contract was on revolutionaries’<br />
minds in 1793–4. A speaker at the National Convention in August 1793<br />
cited <strong>Rousseau</strong> on the education of the poor. In June 1794, Barère noted<br />
<strong>Rousseau</strong>’s belief that education was the yeast that made men rise. In October<br />
1794, Abbé Gregoire <strong>and</strong> François Boissel invoked him on the issues of ‘the<br />
social arts’ <strong>and</strong> public instruction. For many decision makers, ‘Jean-Jacques’<br />
was more a pedagogue than a political theorist. 7
<strong>Rousseau</strong> <strong>and</strong> the Terror 57<br />
Finally, pointing away from the judgement that <strong>Rousseau</strong> was a decisive<br />
resource for the Terror is the fact that revolutionaries became increasingly<br />
comfortable dismissing him. In October 1793, a speaker at the Convention<br />
denounced the burning of suspect books by noting that <strong>Rousseau</strong> himself<br />
had dedicated one of his works to the Prince of Orange. In November, the<br />
Convention rejected the idea that <strong>Rousseau</strong>’s image be affi xed to a new<br />
pendule décimale, opting instead for the martyr Jean-Paul Marat. In January<br />
1794, someone proposed that the widow of Challier – Jacobin martyr in<br />
Lyon – be given the same pension as <strong>Rousseau</strong>’s widow since Challier had<br />
actually done more for the revolution than Jean-Jacques. 8<br />
By Thermidor, it became easier to criticize <strong>Rousseau</strong>. The fact is ironic<br />
given the transfer of <strong>Rousseau</strong>’s remains to the Pantheon in October 1794.<br />
For instance, that month, the Abbé Gregoire could both cite <strong>Rousseau</strong> as<br />
an authority <strong>and</strong> then note that while he had said some useful things on<br />
science, his views on the inevitable failure of large republics <strong>and</strong> how representation<br />
diminishes a people’s freedom – these were questionable. One<br />
last <strong>and</strong> poignant example will suffi ce to make the point. In September<br />
1794, <strong>Rousseau</strong>’s widow, Thérèse Levasseur, arrived at the Convention with<br />
two manuscripts the philosopher had given her with instructions delivered<br />
on this deathbed that they remain sealed until 1801. In the subsequent<br />
debate, Barère made the provocative claim that the revolution had in fact<br />
speeded up time; thus, there was no need to wait until the new century.<br />
Others disagreed. But then Jacques-Alexis Thuriot spoke, suggesting that<br />
the manuscripts be sent to the Committee on Public Instruction to determine<br />
their value or ‘danger’. He concluded his proposal that the package<br />
be opened by arguing that ‘the particular will must cede to the general<br />
will’. The irony could not have been lost on those assembled. The manuscripts<br />
were soon read <strong>and</strong> discussed publicly. <strong>Rousseau</strong> the author had<br />
been surpassed by the revolution he had helped set in motion. 9<br />
Geneva, festive celebration, aesthetic production, iconic authority – the<br />
picture that emerges of <strong>Rousseau</strong> in 1793 <strong>and</strong> 1794 had immediately very<br />
little to do with the violence associated with the Terror. With respect to the<br />
version of the Terror briefl y introduced above – as over-determined chaos<br />
in a democratic void – these str<strong>and</strong>s of revolutionary <strong>Rousseau</strong>ism can be<br />
treated as rather minor or occasional elements. There are obviously exceptions<br />
– in April 1794 Saint-Just called <strong>Rousseau</strong> a revolutionary – <strong>and</strong> there<br />
is no doubt that generally speaking <strong>Rousseau</strong> was an intellectual resource for<br />
the dilemmas <strong>and</strong> tensions of revolutionary culture. 10 And yet, there is not a<br />
great deal of evidence that the revolutionaries themselves placed <strong>Rousseau</strong> at<br />
the conceptual center of the Terror’s political violence. Robespierre at times<br />
mentioned <strong>Rousseau</strong> before he joined the Committee of Public Safety in
58 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
July 1793 but less so afterwards. <strong>Rousseau</strong>’s political thought may help us<br />
describe the moment of the Terror, but it is less clear that the protagonists<br />
of the Terror themselves found in his political thought the means by which<br />
to solve the dilemmas with which they were confronted in 1793–4. Moreover,<br />
there seems to have been considerable continuity in how <strong>Rousseau</strong><br />
was evoked by revolutionaries during the Terror <strong>and</strong> early Thermidor. The<br />
issue of transferring <strong>Rousseau</strong>’s remains, for example, seems to have had<br />
no relation whatsoever to the dynamics of the Terror. In 1793–4, talk about<br />
the content of the Social Contract <strong>and</strong> especially the issue of political violence<br />
was strikingly absent, apart from some obscure Swiss voices. Insofar as<br />
the Terror witnessed a thematization of violence, <strong>Rousseau</strong> was indeed not<br />
a useful resource, since it was emergency government <strong>and</strong> not the general<br />
will that became crucial from October 1793 to July 1794.<br />
<strong>Rousseau</strong> on Violence<br />
What would the Terror have looked like through <strong>Rousseau</strong>’s eyes? To<br />
answer that question one would have to reverse the old formula of reading<br />
Rous seau through the lens of the Terror. Such a counter-factual exercise<br />
would show his congenital rejection of violence. That Jacobins may have<br />
read <strong>Rousseau</strong> selectively is a normal <strong>and</strong> comprehensible consequence of<br />
reception history; yet it is worth pausing on the fact that if he did help<br />
write the ‘script’ for the revolution, then he would have been an especially<br />
disappointed <strong>and</strong> disgruntled playwright once the curtain went up on his<br />
supposed work. I will focus on the issue of violence in the fi rst three books<br />
of the Social Contract. Some discussions of violence there might indeed<br />
have come from the mouths of the likes of Robespierre, Saint-Just <strong>and</strong><br />
Georges Couthon; others provide ammunition for a powerful critique of<br />
the revolution from the fall of 1793 to the summer of 1794; <strong>and</strong> still other<br />
of <strong>Rousseau</strong>’s points remain stubbornly ambiguous. In the fi rst two books<br />
of the Social Contract, violence appears as a problem related to the establishment<br />
of sovereignty, its preservation <strong>and</strong> the risk of disestablishment.<br />
The third book focuses more exactly on the issue of governance.<br />
One might say that violence rests at the origin of the social contract in so<br />
far as the growing insecurity of the state of nature propels men <strong>and</strong> women<br />
to enter into association. But <strong>Rousseau</strong> is clear that force itself cannot establish<br />
the contract, <strong>and</strong> that primitive violence lies outside it. The citizen has<br />
above all given up his ‘power to harm others’, <strong>and</strong> equality ensures that<br />
‘power should fall short of violence’. Nevertheless, the issue of foundational
<strong>Rousseau</strong> <strong>and</strong> the Terror 59<br />
violence will continue to haunt the Social Contract (<strong>Rousseau</strong>, 1988b, Book I,<br />
chapters 1–4 <strong>and</strong> 11).<br />
<strong>Rousseau</strong> next addresses the two post-contractual issues over which violence<br />
may appear: how to preserve association <strong>and</strong> what threatens it. The<br />
contract is internally binding on those within it, <strong>and</strong> force may be used to<br />
make members of the social body comply. Although the sovereign body<br />
cannot ‘want to harm’ any citizen, a kind of supervisory violence can be<br />
used to enforce the contract. It is here that <strong>Rousseau</strong> makes his infamous<br />
statement that ‘anyone who refuses to obey the general will shall be compelled<br />
to do so by the entire body [ . . . ] he will be forced to be free.’<br />
Related to this supervisory violence intended to preserve the body politic is<br />
the self-sacrifi cial violence the state can ask its citizens to undertake. One<br />
must ‘fi ght if necessary for the homel<strong>and</strong>’, which involves ‘certain risks,<br />
even certain losses’. In a sense one is fi ghting for oneself as a member of the<br />
polity, but again, such sacrifi cial violence is subordinate to supervisory force<br />
(ibid., Book I, chapter 7 <strong>and</strong> Book II, chapters 4–5).<br />
On the fringes, as it were, of this state violence is the ever-present possibility<br />
of subversive or destabilizing violence that threatens to disestablish the<br />
fundamental association. The body politic can ‘annihilate itself’ by undoing<br />
its most basic, constitutive contract. This self-annihilation need not be<br />
accomplished by bloodshed – the sovereign may will its own disestablishment<br />
– yet it is easy to read liquidation as a kind of violence. More likely,<br />
though, an individual’s ‘power to harm others’, prohibited by the contract,<br />
will reappear. With respect to the body politic, a ‘wrongdoer’ becomes a<br />
‘rebel <strong>and</strong> traitor to his country’ <strong>and</strong> can be executed as an enemy according<br />
to the laws of war. Supervisory <strong>and</strong> sacrifi cial violence thus combine in<br />
the use of force to preserve sovereignty against violence that may subvert or<br />
destabilize it.<br />
The issues of supervisory <strong>and</strong> subversive violence converge when <strong>Rousseau</strong><br />
turns in Book II to ‘the people’ <strong>and</strong> the possibility of a foundational violence<br />
that accompanies establishment, even though he has to some extent<br />
excluded this possibility in Book I. The well-known passage introduces the<br />
ambiguous combination of the revolutionary birth of a new order with<br />
death-courting violence that would occupy thinkers from De Maistre to<br />
Marx to Arendt. Describing the interaction between the lawgiver <strong>and</strong> the<br />
people, <strong>Rousseau</strong> writes that, although it is best that a ‘young’ nation be<br />
shaped by a fundamental law:<br />
[T]here are, sometimes, in the life of a state, violent epochs when revolutions<br />
do to peoples what certain crises do to individuals, when the horror
60 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
of the past takes the place of memory, <strong>and</strong> when the state, set ablaze by<br />
civil wars, is reborn, so to speak, from its ashes <strong>and</strong>, issuing from the arms<br />
of death, regains the vigor of its youth. (Ibid., Book II, chapter 8)<br />
And yet this revolutionary rebirth runs the risk of chaos, for a newly formed<br />
social being is vulnerable to ‘disturbances’ that may ‘destroy it’ <strong>and</strong> whose<br />
chaos leads the people, not toward lawgivers <strong>and</strong> liberators, but toward dictators<br />
<strong>and</strong> masters who ride a wave of ‘public panic’ <strong>and</strong> pass ‘destructive<br />
laws’ (ibid., Book II, chapter 8).<br />
So what are we to make of these treatments of violence in Books I <strong>and</strong> II<br />
of the Social Contract? There seem number of points the protagonists of the<br />
Terror might endorse: ‘anyone who refuses to obey the general will shall be<br />
compelled to do so by the entire body’; citizens must fi ght <strong>and</strong> risk their lives<br />
for the state; wrongdoers are rebels <strong>and</strong> traitors subject to the laws of war;<br />
the fi res of revolution can enable a nation to be reborn. And Robespierre<br />
might have seen himself in <strong>Rousseau</strong>’s assertion that although a lawgiver<br />
must ‘destroy’ that which interferes with establishing the law, his superior<br />
character traits prevent him from becoming a tyrant. Yet as <strong>Rousseau</strong> notes,<br />
such traits are rare. Might he not have observed in 1793 <strong>and</strong> 1794 the loss of<br />
liberty, the hunger for a master <strong>and</strong> not a liberator, usurpers <strong>and</strong> tyrants riding<br />
a wave of ‘public panic’ <strong>and</strong> passing ‘destructive laws’? As he writes in<br />
Book II, chapter 5, too many executions – <strong>and</strong> the Terror was nothing if not<br />
too many executions – actually show ‘weakness or laxity in the government’<br />
(ibid., Book I, chapter 7 <strong>and</strong> Book II, chapter 5).<br />
It is in Book III of the Social Contract, however, that <strong>Rousseau</strong> makes his<br />
strongest criticisms of how violence undermines a republic as a matter of<br />
governance. Violence is the result of a confusion of roles: for example, ‘if<br />
the magistrate [instead of the legislature] wishes to make laws [ . . . ] disorder<br />
follows upon order [ . . . ] <strong>and</strong> the state thus dissolves into despotism<br />
or anarchy.’ Furthermore, there is the problem of scale. Large populations<br />
need ‘more repressive force’ <strong>and</strong> thus a larger state. But the bigger the<br />
state, the greater the risk of an abuse of power. If ‘the prince’ makes ‘public<br />
force’ too much his own, ‘two sovereigns’ are created: the government <strong>and</strong><br />
the people. Again on the issue of scale, this time of territory <strong>and</strong> not population,<br />
<strong>Rousseau</strong> observes that the ‘force’ of tyrannical governments is more<br />
effective ‘over great distances’. France, of course, had both a large territory<br />
<strong>and</strong> a sizeable population. The dilemma for democracy is even more complicated,<br />
given its relation to contingency <strong>and</strong> chance: no other government<br />
is more ‘subject to civil wars <strong>and</strong> domestic unrest as a democratic or<br />
popular government’. Was the Terror then the result of a confusion of
<strong>Rousseau</strong> <strong>and</strong> the Terror 61<br />
governance roles, proportion, democracy’s structurally instability, <strong>and</strong> the<br />
tendency of the government to become an alternate sovereign (ibid.,<br />
Book III, chapters 1, 4 <strong>and</strong> 8)?<br />
<strong>Rousseau</strong> makes much of this last point, which seems a prescient critique<br />
of bureaucracy. Government is disposed to a ‘continual effort against sovereignty’.<br />
Consequently, either the government contracts <strong>and</strong> acts like a ‘master<br />
<strong>and</strong> tyrant’, or the state dissolves, which results in the ‘abuse of government’<br />
called anarchy. In either case, deterioration <strong>and</strong> disestablishment are the<br />
result. One symptom of the government’s contraction is its growing ‘horror’<br />
when faced with the people; it ‘discourage[s] the citizens from holding’<br />
assemblies. The Committee for Public Safety’s conservative attack on<br />
popular societies <strong>and</strong> the Commune fi ts here (ibid., Book III, chapters 10,<br />
14 <strong>and</strong> 18).<br />
In the fi nal chapter of Book III <strong>Rousseau</strong> comes closest to identifying the<br />
issue of the undecidability I associated with the Terror above. ‘[C]hanges<br />
are always dangerous’, he says. A ‘regular <strong>and</strong> legitimate act’ must be<br />
‘distinguish[ed] from a seditious act, <strong>and</strong> the will of an entire people from<br />
the clamor of a faction. [ . . . ] [T]he prince must [ . . . ] preserve its power<br />
in spite of the people, without incurring the possible charge of usurpation’.<br />
Throughout the revolution, <strong>and</strong> especially in the Terror, determining a<br />
‘regular <strong>and</strong> legitimate act’ from a seditious one, <strong>and</strong> the will of the people<br />
from a faction, was the entire problem. Robespierre <strong>and</strong> his cohort always<br />
believed they were acting for the people while they were preserving their<br />
power, but they were unable to defend themselves from the charge of usurpation.<br />
Hence the label assigned to Robespierre <strong>and</strong> others on 9 Thermidor<br />
that has resonated ever since: tyranny (ibid., Book III, chapter 18).<br />
Minimizing <strong>Rousseau</strong>’s Infl uence on the Terror<br />
The Terror was a complex phenomenon that transpired in the empty democratic<br />
space opened by the collapse of the Old Regime. The people were in<br />
charge but could not be found; to represent them was to betray them. The<br />
revolutionary state was unable to achieve a complete monopoly on violence,<br />
though it killed many people trying to do so. Circumstances were what<br />
ultim ately drove the Terror. The foundational <strong>and</strong> constitutive moment of<br />
modern French democracy was unstable, chaotic, dense, indecisive (in<br />
Schmitt’s sense) <strong>and</strong> caught in an intensifying whirlwind of confl icting<br />
forces. The Terror was over-determined, <strong>and</strong> its essence was irreducible to<br />
ideas <strong>and</strong> books alone.
62 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
<strong>Rousseau</strong> undoubtedly played a crucial role in the French <strong>Revolution</strong>.<br />
There were indeed many <strong>Rousseau</strong>s. By the mid-1790s his infl uence was felt<br />
everywhere, even indirectly. The two different examples discussed here –<br />
empirical evidence of his minor explicit role in 1793–4, <strong>and</strong> a counter-factual<br />
reading of the Social Contract as a resource for a critique of the Terror – could<br />
be explored further, <strong>and</strong> numerous exceptions could be found. The view<br />
that draws a straight line from <strong>Rousseau</strong> to the Terror fl ourished in the Cold<br />
War <strong>and</strong> continues to linger. Its roots go back to early reaction to the revolution<br />
that was often deeply hostile to democracy. In contrast, one might<br />
imagine <strong>Rousseau</strong> as less of a decisive force on the revolution than he is<br />
often taken to have been. Or rather, alongside his considerable symbolic<br />
<strong>and</strong> real presence, in other ways he was also a bit player in a drama that<br />
surpassed his life <strong>and</strong> thought. The Terror would have horrifi ed him. The<br />
observation is prosaic, but it makes the notion that <strong>Rousseau</strong>ean ideology<br />
was the decisive factor, or even a deciding factor, in the violence of 1793–4<br />
seem very unsatisfying. It is worth considering the apparent dearth of<br />
appeals to him, especially to his political theory, in efforts to think through<br />
the dilemmas <strong>and</strong> confl icts of 1793–4. The continuity between the <strong>Rousseau</strong><br />
of the Terror <strong>and</strong> the <strong>Rousseau</strong> of Thermidor is conspicuous.<br />
Finally, a reading of the issue of violence in the Social Contract allows us to<br />
highlight grounds for a <strong>Rousseau</strong>ean critique of the Terror as the symptom<br />
of a degenerative republic in the throes of disestablishment. In spite of<br />
tremendous ambiguity in <strong>Rousseau</strong>’s essay – <strong>and</strong> passages that might very<br />
well have been spoken by Robespierre, Saint-Just <strong>and</strong> Couthon – there<br />
remains suffi cient ammunition to attack the dangers of perverted democracy.<br />
Such perversion is the inherent, structural risk in a polity generated, oriented<br />
<strong>and</strong> led by the people that it secures <strong>and</strong> cultivates. Indeed <strong>Rousseau</strong> develops<br />
an impressive diagnosis of the relation between democracy <strong>and</strong> violence,<br />
itemizing the various ways that, in so many words, the corruption of the best<br />
is the worst. The moral qualities that prevent the lawgiver from becoming a<br />
tyrant are rare. The people, paralyzed by ‘public panic’, hunger for masters<br />
who pass ‘destructive laws’. Great numbers of executions demonstrate the<br />
‘weakness’ of the government. ‘Despotism <strong>and</strong> anarchy’ result when the<br />
prince (or government or executive) takes over the legislative function or<br />
substitutes itself for the sovereign. Democracy is constitutively unstable,<br />
<strong>and</strong> large populations <strong>and</strong> territories end up being governed by despotisms<br />
<strong>and</strong> tyrannies. The government grows afraid of the people in whose name<br />
it governs. The boundaries between legitimacy <strong>and</strong> factional sedition<br />
become blurred <strong>and</strong> new tyrants set themselves up above the law <strong>and</strong> above<br />
the people. Recent history provides adequate evidence for the lasting relevance<br />
of <strong>Rousseau</strong>’s concerns.
<strong>Rousseau</strong> <strong>and</strong> the Terror 63<br />
Notes<br />
1 Cf. ibid., 1:217 <strong>and</strong> 3:iii–iv; <strong>and</strong> Taine, 1876, 202. Louis Mortimer-Ternaux<br />
(1862– 81, 4:345n) wrote in his magisterial study of the Terror that ‘Robespierre<br />
<strong>and</strong> his followers were [ . . . ] very fervent disciples of Jean-Jacques <strong>Rousseau</strong>.’ Lord<br />
Acton said that <strong>Rousseau</strong> was Robespierre’s ‘master’ (Acton, 1910, 279). Daniel<br />
Mornet (1933, 355) later observed that <strong>Rousseau</strong>’s ‘very optimism, that naive confi<br />
dence in the good will of men’ was a more general ‘illusion’ that could be found<br />
in all times. Edgar Quinet (1845, 63–4) made the incisive comment that Joseph de<br />
Maistre pursued a ‘terrorism of the Church’ that amounted to ‘Robespierre without<br />
<strong>Rousseau</strong>, the means without the ends’.<br />
2 Those familiar with Ernst Kantorowicz’s (1957) classic work on medieval political<br />
theology <strong>and</strong> the ‘king’s two bodies’ will see the baseline here as self-evident. The<br />
medieval notion of the church’s ‘mystical body’ was a template for earthly sovereignty.<br />
When particular kings died, kingship as a transcendental presence<br />
nevertheless endured, as in the phrase, ‘The king is dead, long live the king’.<br />
Such a model, involving the incarnation of the social body in the king’s person,<br />
remained operative in 1789.<br />
3 The issue points back to Max Weber’s defi nition (1946, 78) of a state as ‘a human<br />
community that (successfully) claims the monopoly of the legitimate use of physical<br />
force within a given territory’.<br />
4 Gazette nationale, ou Le Moniteur universel 192 (11 July 1793); 108 (7 January 1794);<br />
234 (13 May 1794); 324 (11 August 1794); 338 (25 August 1794); 13 (4 October<br />
1794).<br />
5 Le Moniteur 44 (4 November 1793); 234 (13 May 1794); 338 (25 August 1794); 24<br />
(15 October 1794).<br />
6 Le Moniteur 39 (30 October 1793); 197 (6 April 1794); 247 (26 May 1794); 259<br />
(7 June 1794); 312 (30 July 1794); 20 (11 October 1794).<br />
7 Le Moniteur 223 (11 August 1793); 258 (15 September 1793); 278 (5 October<br />
1793); 97 (27 December 1793); 116 (15 January 1794); 255 (3 June 1794); 12<br />
(3 October 1794); 19 (10 October 1794); 20 (11 October 1794); 39 (30 October<br />
1794).<br />
8 Le Moniteur 33 (24 October 1793); 48 (8 November 1793); 112 (11 January<br />
1794).<br />
9 Le Moniteur 8 (29 September 1794); 8 bis. (29 September 1794); 12 (3 October<br />
1794); 19 (10 October 1794); 20 (11 October 1794).<br />
10 Le Moniteur 207 (16 April 1794).
Chapter 4<br />
Arbitrariness <strong>and</strong> Freedom: Hegel on<br />
<strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
Angelica Nuzzo<br />
Introduction<br />
In a remark to Philosophy of Right (1821), §258, introducing the structure of<br />
the state as the highest dimension of ethical life, Hegel turns to <strong>Rousseau</strong>.<br />
While stressing <strong>Rousseau</strong>’s ‘merit’ in establishing the ‘principle’ of the state<br />
in the rationality of the will, Hegel’s judgement entails a puzzling criticism<br />
that misses <strong>Rousseau</strong>’s point. On Hegel’s view, the fl aw of his theory consists<br />
in conceiving of ‘the will only in the determinate form of the individual<br />
will’. For, in Hegel’s rendering of <strong>Rousseau</strong>’s position, the ‘universal will’ is<br />
only the will as made up of many individuals (Hegel, 1968, R §258 Anm.).<br />
This judgement has been variously regarded as unfair, plainly wrong or<br />
even ‘outrageous’. 1 It seems to covey Hegel’s misunderst<strong>and</strong>ing of the doctrine<br />
of the Social Contract. After all, <strong>Rousseau</strong>’s main point is to establish<br />
the structure of a truly ‘general will’ (volonté générale) as the instituting principle<br />
of the state. This he radically distinguishes both from the aggregate<br />
which is the ‘will of all’ (volonté de tous) <strong>and</strong> from the private will of the individual.<br />
Nothing seems farther from <strong>Rousseau</strong>’s intention than the outright<br />
identifi cation of the general with the individual will suggested by Hegel.<br />
In the Jena Philosophy of Spirit of 1805–6, <strong>and</strong> then in the chapter on ‘Absolute<br />
Freedom <strong>and</strong> Terror’ in the Phenomenology of Spirit (1807), <strong>and</strong> fi nally in<br />
the Lectures on the Philosophy of History Hegel offers yet another appraisal of<br />
<strong>Rousseau</strong>’s philosophy. He sees him, this time, as the spiritual father of the<br />
French <strong>Revolution</strong> in a sense, however, quite different from the one given to<br />
that paternity by the French Jacobins. 2 Hegel considers the 1789 revolution<br />
<strong>and</strong> the ensuing Terror as the direct political consequence of <strong>Rousseau</strong>’s<br />
notion of the absolute freedom of a will that being merely individual is also<br />
entirely arbitrary. In this framework, the development of the revolution<br />
from the constitutionalism of the National Assembly of 1789 to the Terror<br />
of the Jacobin dictatorship of 1793 is viewed as the necessary political <strong>and</strong>
Arbitrariness <strong>and</strong> Freedom 65<br />
historical implication of <strong>Rousseau</strong>’s principle. The claim that the French<br />
<strong>Revolution</strong> – <strong>and</strong> the Jacobin movement in particular – was inspired by<br />
<strong>Rousseau</strong> <strong>and</strong>, more generally, was the product of the French Enlightenment<br />
is not new <strong>and</strong> has been repeated (or alternatively refuted) from early<br />
on in different versions. What is distinctive, however, in Hegel’s judgement<br />
is the claim that given <strong>Rousseau</strong>’s philosophical premises the revolution is a<br />
necessary historical consequence – a consequence by no means avoidable.<br />
The avoidable mistake is philosophical <strong>and</strong> lies on <strong>Rousseau</strong>’s side, not on<br />
the side of the revolution (as Burke, for example, suggests).<br />
The aim of this article is to answer some questions raised by Hegel’s aforementioned<br />
two judgements on <strong>Rousseau</strong>. Why does Hegel view <strong>Rousseau</strong> as<br />
defending a merely individual conception of the will when he so forcefully<br />
upholds the universality of the general will? How does this judgement relate<br />
to the claim that the revolution is the direct <strong>and</strong> necessary political consequence<br />
of <strong>Rousseau</strong>’s theory – or what is it exactly in <strong>Rousseau</strong>’s conception<br />
of the will that is deemed responsible for the revolution?<br />
I examine fi rst the argument of the Phenomenology <strong>and</strong> then turn to the<br />
Philosophy of Right. I argue that Hegel’s critique is animated by the recognition<br />
of the common project of reducing the impact of the will’s arbitrariness<br />
within the state. It is precisely on the basis of its unresolved arbitrariness that<br />
<strong>Rousseau</strong>’s general will appears to Hegel only individual. For Hegel the<br />
French <strong>Revolution</strong> is the historical manifestation of the arbitrariness that<br />
<strong>Rousseau</strong>’s general will is unable to master. I suggest that Hegel’s own solution<br />
of the problem lies in the concept of ‘civil society’. As Hegel displaces<br />
the arbitrariness of <strong>Rousseau</strong>’s general will from the state to civil society he<br />
overcomes the risk of the state’s revolutionary collapse. In fact, as Hegel’s<br />
political model corrects the revolutionary implications of <strong>Rousseau</strong>’s state, it<br />
proposes itself as the basis of a new dialectical relation between philosophy<br />
<strong>and</strong> revolution. It will be Marx’s task to bring this connection to light, as civil<br />
society becomes the stage of the revolutionary tensions of the new century.<br />
In what follows, I read <strong>Rousseau</strong> through Hegel. Ultimately, my claim is<br />
that <strong>Rousseau</strong>’s problem is Hegel’s problem. The French <strong>Revolution</strong> divides<br />
them – but revolution, as an always-present possibility <strong>and</strong> an always-resurging<br />
risk offers, again, the common ground for their refl ection.<br />
<strong>Rousseau</strong>’s Legacy: The Phenomenology of <strong>Revolution</strong><br />
In the Phenomenology chapter ‘Absolute Freedom <strong>and</strong> Terror’ Hegel connects<br />
in one dramatic narrative the Social Contract <strong>and</strong> the French <strong>Revolution</strong>. 3 He
66 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
traces spirit’s ‘absolute freedom’ back to the Enlightenment’s notion of ‘utility’,<br />
which expresses consciousness’ relation to the world: anything has<br />
meaning only insofar as it serves one’s purposes. In the world of utility,<br />
spirit gains its ‘absolute freedom’ as ‘universal subject’. ‘The world is for it<br />
absolutely its will, <strong>and</strong> this is universal will’. Such will is not an ineffectual<br />
abstraction. It is ‘real universal will’ as the ‘will of all individuals as such’<br />
(Hegel, 1986, 3, 432, my italics). This is Hegel’s rendering of <strong>Rousseau</strong>’s<br />
‘general will’: to constitute itself as real the general will must be the ‘will of<br />
all’ individuals. This is the answer to the problem of the Social Contract: to<br />
bring together what ‘right sanctions’ with what ‘is prescribed by interest, so<br />
that justice <strong>and</strong> utility do not fi nd themselves at odds with one another’<br />
(<strong>Rousseau</strong>, 1997e, Book 1, opening). The problem of the general will has<br />
its root in the diffi culty of reconciling the universality of an action in which<br />
‘what appears to be done by the whole is the direct <strong>and</strong> conscious deed of<br />
each’ (Hegel, 1986, 3, 433) with a utility that can only be the aggregate of<br />
particular contingent utilities. <strong>Rousseau</strong>’s task sounded famously: ‘Find a<br />
form of association which defends <strong>and</strong> protects with all common forces the<br />
person <strong>and</strong> goods of each associate, <strong>and</strong> by means of which each one, while<br />
uniting with all, nevertheless obeys only himself <strong>and</strong> remains as free as<br />
before’ (<strong>Rousseau</strong>, 1997e, Book 1, chapter 6). For Hegel, the revolution<br />
brings to light the tragic outcome of this claim. It shows that the general will<br />
fails to reconcile the dem<strong>and</strong>s of freedom with those of utility; <strong>and</strong> that<br />
instead of rendering the individual free the sovereignty of the general will<br />
achieves only the tyrannical repression of all individuality.<br />
<strong>Rousseau</strong>’s ‘indivisible’ sovereignty (ibid., Book II, chapter 2) triumphs<br />
on the scene of world history. As Hegel announces:<br />
The undivided substance of absolute freedom ascends the throne of the<br />
world’ <strong>and</strong> no power can resist it. For within such substance all inner<br />
articulation is abolished. The old asset of the ancien régime crumbles as the<br />
reconstitution of the Estates Generals into the National Assembly abolishes<br />
the old corporative distinctions. The only form of subsistence is the<br />
absolute substance of the general will. Nothing else subsists as particular:<br />
‘negativity has permeated all its moments’. (Hegel, 1986, 3, 433)<br />
The absolute character of this freedom is the dissolving work of negativity<br />
aimed at all particularity. It follows that individual consciousness can be realized<br />
only to the extent that ‘its end is the universal end, its language is the<br />
universal law’, its work is ‘a work of the whole’ (ibid.) – a work that remains<br />
universal <strong>and</strong> never reaches particularization. Although all particularity of
Arbitrariness <strong>and</strong> Freedom 67<br />
intention <strong>and</strong> interest is eliminated so that all action is ‘state action’, the<br />
only real action remains individual. An ineffectual abstraction dooms the<br />
general will, which effects ‘no positive deed’ (ibid., 434). For a positive deed<br />
would mark a permanent ‘difference’ in the whole <strong>and</strong> constitute an element<br />
of resisting ‘otherness’. The whole would be divided into powers, into<br />
different branches of government, into particular spheres of interests. In<br />
this case, however, ‘universal freedom’ would end up embracing particularity<br />
<strong>and</strong> the general will ‘would cease to be truly universal’ (ibid., 435).<br />
<strong>Rousseau</strong>’s idea of direct democracy pushes the revolution away from<br />
Sieyes’ representative model as well as from the English solution of a mixed<br />
constitution. His notion of equality, on the other h<strong>and</strong>, remains abstract as<br />
it simply cancels all differences. Thus, the universal self-consciousness cannot<br />
‘be tricked’ by the promises of representation or by the illusion of obeying<br />
a law made only by a part <strong>and</strong> not by the whole. ‘The general will cannot<br />
be represented by anything but itself’ (ibid., see <strong>Rousseau</strong>, 1997e, Book II,<br />
chapters 1 <strong>and</strong> 4) declares <strong>Rousseau</strong>. The claim of absolute freedom is the<br />
uncompromising conviction that the general will can be real only by willing<br />
the universal. Yet reality is on the side of the individual.<br />
We have come to the transition from the National Assembly of 1789 to<br />
the Jacobin dictatorship of 1793. In order to act, the universal will must put<br />
‘the one of individuality’ in charge of the whole. This is the extreme contradiction<br />
of <strong>Rousseau</strong>’s general will – the contradiction that brings it down to<br />
utter tyranny <strong>and</strong> reduces government to a faction. Following its own dialectic,<br />
the general will has become the one of individuality. A faction st<strong>and</strong>s<br />
now opposed to the ineffectual <strong>and</strong> powerless general will. In this way, however,<br />
absolute freedom can produce no positive deed. ‘It is merely the fury<br />
of destruction’ (Hegel, 1986, 3, 435–6, my italics). <strong>Rousseau</strong>’s un-dialectical<br />
attempt to set the universality of the will apart from the individual results in<br />
the non-negotiable opposition between ‘the simple, infl exible, <strong>and</strong> cold<br />
universality, <strong>and</strong> [ . . . ] the discrete, absolutely hard rigidity <strong>and</strong> self-willed<br />
atomism of actual self-consciousness’. The relation between these two sides<br />
is ‘the entirely unmediated pure negation’, the negation of the individual’s<br />
existence – its death. <strong>Rousseau</strong>’s objective is overturned. Far from being free<br />
<strong>and</strong> protected in the whole (obeying ‘only himself’; <strong>Rousseau</strong>, 1997e,<br />
Book I, chapter 6), the individual is liquidated by it. This happens not only<br />
theoretically, in an equality in which all difference is erased, but also existentially.<br />
‘The sole work <strong>and</strong> deed of universal freedom is death’ (Hegel,<br />
1986, 3, 436).<br />
What is it exactly that precipitates the revolution into the Terror? Or:<br />
What has gone wrong in <strong>Rousseau</strong>’s theory of the general will? For Hegel,
68 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
the chain of events set in motion by the Enlightenment is neither morally<br />
nor politically ‘wrong’. It is a historical necessity. It is the un-dialectical refusal<br />
to recognize the legitimacy <strong>and</strong> the power of the individual that undermines<br />
the universality of <strong>Rousseau</strong>’s general will. For, set up against the<br />
individual, the universal remains abstract, <strong>and</strong> holding on to a negative<br />
notion of equality, it is structurally unable to master the arbitrariness proper<br />
to the individual will. The sovereign universal can erase all individuality – its<br />
only action is indeed to bring death by guillotine – but it cannot eliminate<br />
the contingency <strong>and</strong> arbitrariness that eventually penetrates the general<br />
will. In destroying all individuality, absolute freedom proves the sheer arbitrariness<br />
of its universal action <strong>and</strong> becomes a mere particular, the arbitrary<br />
power of a faction. ‘Government,’ observes Hegel, is called that faction that<br />
happens to be the ‘victorious faction’. In this triumph of sheer contingency,<br />
concludes Hegel dialectically, ‘lies the immediate necessity of its overthrow’<br />
(ibid., 437, my italics).<br />
Universal <strong>and</strong> Individual Will<br />
In the 1805–6 Realphilosophie, Hegel shares with <strong>Rousseau</strong> the typically modern<br />
problem of the origin of the state. 4 The issue is how to make citizens of<br />
atomic individuals; how to bring individuals to recognize a common <strong>and</strong><br />
really communal purpose above <strong>and</strong> beyond self-interest. Hegel, however,<br />
rejects the solution proposed by the natural right tradition <strong>and</strong> the notion<br />
of a social compact. Echoing the fragment on the Verfassung Deutschl<strong>and</strong><br />
<strong>and</strong> the problem posed by the fact that contemporary Germany is not a<br />
‘state’, Hegel observes that states can only be established by ‘the noble force<br />
of great men’ (Schmidt, 1998, 18). Only force can produce the organic<br />
unity of the state; only the activity of a ‘great man’ can bridge the gap that<br />
separates the private individual from the political community. Theseus is<br />
the fi gure back to which Hegel traces the origin of the state in a sort of<br />
mythical genealogy. His interest, however, is chiefl y historical <strong>and</strong> philosophical.<br />
Theseus leads him immediately to the contemporary political<br />
scene. ‘In this way Theseus established the Athenian state. And thus, in the<br />
French <strong>Revolution</strong>, a fearful force sustained the state [ . . . ]. This force is<br />
not despotism but tyranny, pure horrifying domination. Yet it is necessary <strong>and</strong><br />
just, insofar as it constitutes <strong>and</strong> sustains the state as this actual individual ’ (Hegel,<br />
1968, 8, 258, my italics). Hegel’s Theseus resonates with <strong>Rousseau</strong>’s Legislator).<br />
The mythical Theseus is readily replaced by the French <strong>Revolution</strong>.<br />
The revolution is invested with the world-historical task of converting the
Arbitrariness <strong>and</strong> Freedom 69<br />
amorphous feudal aggregate of the ancien régime into the fi rst democratic<br />
republic of modernity – into the fi rst modern nation state. Like the work of<br />
Theseus, the revolutionary tyranny expresses the work of individuality. The<br />
unity of the nation state does not arise from the abstraction of a general will<br />
but from the subversive work of individuality – or, in the appraisal of the<br />
Phenomenology, from the general will’s giving in to the individuality that it<br />
attempts to violently wipe out. On Hegel’s view, tyranny is necessary <strong>and</strong><br />
even ‘just’ in its historical necessity because it is functional to the institution<br />
of the modern state. Robespierre is overthrown by force because ‘his power<br />
has left him, because necessity has left him’ (ibid., 2, 260).<br />
Thus, in these early years, for Hegel the French <strong>Revolution</strong> is both the<br />
political actualization of <strong>Rousseau</strong>’s philosophical principle <strong>and</strong> the historical<br />
event that institutes the fi rst democratic republic of modernity <strong>and</strong> the<br />
fi rst nation state in world history. The necessity of the French <strong>Revolution</strong> is<br />
the necessity of a new beginning, the historical necessity of the institution<br />
of the modern nation state that, for Hegel, is the sole subject <strong>and</strong> agent of<br />
world history. <strong>Rousseau</strong>’s principle, although philosophically mistaken,<br />
reveals here its great value.<br />
In the 1821 Philosophy of Right Hegel replaces the genealogical issue of the<br />
origin of the state with the imminent, systematic deduction of its ‘principle’<br />
within a dialectical process that leads from abstract right to morality to ethical<br />
life. In this systematic progression, the state is the culmination of the<br />
sphere of ethical life. The state results from a development that starts from<br />
the natural unity of the family <strong>and</strong> moves on through the sphere of the<br />
economic activity of the individuals that Hegel calls ‘civil society’. Internally<br />
articulated in Constitutional Law <strong>and</strong> International Law, the sphere of the<br />
state is sealed by world history. Rejecting the search for the ‘historical origin<br />
of the state in general or rather of each particular state’ as a merely contingent<br />
issue, Hegel presents the different, philosophical task at h<strong>and</strong> as that of<br />
fi nding the ‘concept’ of the state. In regard to this philosophical issue<br />
Hegel credits <strong>Rousseau</strong> for having put forward ‘the will as the principle of<br />
the state’ (ibid., R §258 Anm.; see Neuhouser, 1993), yet he criticizes him<br />
for the type of will that he takes as fulfi lling this function.<br />
Hegel introduces the state as the ‘actuality of the ethical idea’ <strong>and</strong> the<br />
realization of ‘substantial freedom’. The actuality <strong>and</strong> rationality of the<br />
political institutions is Hegel’s starting point, while the will is the principle<br />
through which the political unity is brought to consciousness. The state<br />
does not arise from an act of the will; it is rather the will that becomes ethical<br />
by implementing the laws of the state <strong>and</strong> by carrying on an ethical life.<br />
The ethical spirit is the ‘substantial will, manifest <strong>and</strong> clear to itself, which
70 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
thinks <strong>and</strong> knows itself <strong>and</strong> implements what it knows in so far as it knows<br />
it’ (Hegel, 1968, R §258). The substantial will is the interaction of two principles:<br />
the concrete universality of Sitte or mores <strong>and</strong> the self-consciousness<br />
of the individual. While <strong>Rousseau</strong> recognizes the former, he does not do<br />
justice to the latter, at least to the extent that the individual still claims an<br />
independency of its own. He suggests that the most important of all laws<br />
‘is not engraved on marble or bronze, but in the hearts of citizens’. Such<br />
law is ‘mores’ (<strong>Rousseau</strong>, 1997e, Book II, chapter 7). While Hegel fully<br />
agrees with this point, <strong>Rousseau</strong>’s conception of the general will obliterates<br />
the fact that those customs can only be implemented by the activity of<br />
individuals.<br />
On Hegel’s view, if the state is the realm in which the will becomes real in<br />
its free ‘universality’, such universality is not the starting point – a starting<br />
point established by banning the interests <strong>and</strong> the particularity of the individual,<br />
who is then ‘forced’, as it were, into the dimension of a communal<br />
will. The state is rather the result of a process in which individuality itself is<br />
‘raised’ (Hegel, 1968, R §259) to its universality or ‘educated’ to the universal<br />
in its particularity (ibid., R §187). In the modern world the accidental<br />
particularity of the individual can neither be negated nor set aside; in order<br />
to make of the bourgeois a citoyen, the accidental particularity of the individual<br />
should be justifi ed, accommodated or mediated. Otherwise, the ‘general<br />
will’ falls inexorably back into the ‘will of all’. As we shall see, crucial to<br />
this process of education <strong>and</strong> integration is the activity proper to the sphere<br />
of civil society. From the outset, the distinctive function of the state is not to<br />
negate the individuality of the will but to mediate <strong>and</strong> thereby overcome its<br />
arbitrariness. The individual will that operates <strong>and</strong> exists in the state as substantial<br />
will is the will ‘manifest <strong>and</strong> clear to itself’ (ibid., R §258), the will<br />
that knows <strong>and</strong> acts according to the lived universality of the ethical customs<br />
so that its ‘highest duty is to be member of the state’. To be citoyen is<br />
neither one of the many possible volitions of the individual nor the product<br />
of a merely arbitrary choice (ibid., R §259, Anm.). It is both the individual’s<br />
highest ethical duty <strong>and</strong> the necessity that fi rst grants the individual a selfconscious<br />
<strong>and</strong> free individuality. This may indeed sound like a <strong>Rousseau</strong>ian<br />
objective. As citizen the individual does not cease to be moved by particular<br />
<strong>and</strong> private volitions. Her will, however, ceases to be arbitrary <strong>and</strong> embraces<br />
the constitutive necessity of the highest ethical duty: ‘it is the determination<br />
of the individual to conduct a universal life’ (ibid.). Only under this condition<br />
is the individual free in a substantial ethical sense. Only in the state is<br />
the pursuit of subjective ends compatible (<strong>and</strong> one) with the willing of the<br />
universal or with the universal will. In sum, while for <strong>Rousseau</strong> the state is a
Arbitrariness <strong>and</strong> Freedom 71<br />
universal indivisible unity because it is instituted by the general will, for<br />
Hegel the will becomes universal because in its particularity it embraces the<br />
ethical life of the state. The grounding relation between the will <strong>and</strong> the political<br />
institutions or the starting point of the constitution of the state is the<br />
opposite for Hegel <strong>and</strong> <strong>Rousseau</strong>.<br />
For Hegel, <strong>Rousseau</strong>’s ‘general will’ has the merit of attempting to overcome<br />
the utilitarian conceptions that base the state on the private interests<br />
of its subjects. The state is dissolved if it is reduced to an aggregate of individuals<br />
that holds together only contingently on the basis of the common<br />
interests of the moment. And yet, in the end, <strong>Rousseau</strong>’s general will does<br />
not deliver on its promise. His position is ultimately indistinguishable from<br />
the individualist identifi cation of state <strong>and</strong> civil society <strong>and</strong> the necessity of<br />
the political bond is undermined by the arbitrariness that institutes it. As a<br />
consequence, <strong>Rousseau</strong>’s theory ushers in the ‘most terrible <strong>and</strong> drastic<br />
event’ in world-history, namely, the French <strong>Revolution</strong>.<br />
In his attempt to eliminate the dominance of particularity <strong>and</strong> yet to<br />
propose a new dimension in which the individual can fi nd her true freedom,<br />
<strong>Rousseau</strong> chooses the radical – <strong>and</strong> highly un-dialectical – path which<br />
eventually dooms his entire project leading him to the opposite result of<br />
establishing the tyranny of abstract individuality. To reach the universal of<br />
the state the individual must be negated in her distinctive subjective particularity<br />
<strong>and</strong> transformed into the general will. From this, however, it follows<br />
that the general will is either the unreal, pure abstract promise of an<br />
equality in which all individuality <strong>and</strong> difference is erased – <strong>and</strong> in this<br />
case, on Hegel’s view, it simply expresses that which all individuals have in<br />
common, it is merely the ‘Gemeinschaftliches’ among them. Or the general<br />
will is nothing but the still deeply contingent aggregate of the ‘will of all’.<br />
In both cases the result is the same. As effective political principle, the general<br />
will is the purely abstract, arbitrary <strong>and</strong> negative work of individuality.<br />
A clear sign that this is the case is the fact that <strong>Rousseau</strong>’s political unity is<br />
held together by the juridical relation of a ‘contract, which is accordingly<br />
based on the individuals’ arbitrary will <strong>and</strong> opinions, <strong>and</strong> on their express<br />
consent given at their own discretion’ (ibid.; on <strong>Rousseau</strong>’s peculiar contractualism<br />
see Ripstein, 1992, 61–2). Hegel’s point here is not only that a<br />
contractual bond, being an arbitrary act of the will only establishes arbitrary<br />
relations among individuals. The further claim is that the general will<br />
needs to be consecrated by a contractual relation because its unity is the<br />
merely accidental aggregate of individual wills. In other words, (1) no social<br />
contract can produce the organic universality of the state, <strong>and</strong>, (2) if an<br />
association of individuals needs to be formalized by a contract this is a clear
72 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
sign that such association is not a truly universal <strong>and</strong> necessary unity but is<br />
still dominated by the arbitrary will of individuals or factions. On Hegel’s<br />
account, such associations do not belong to the realm of the state but to<br />
civil society.<br />
The Arbitrariness of the Will: <strong>Rousseau</strong>’s<br />
<strong>Revolution</strong> <strong>and</strong> Hegel’s Civil Society<br />
Hegel defi nes right as the ‘Dasein of the free will’ (Hegel, 1968, R §29). 5 Yet<br />
he criticizes the tradition culminating with <strong>Rousseau</strong> <strong>and</strong> Kant that explains<br />
right in terms of the will – as a voluntary ‘limitation’ of the individual will<br />
(ibid., R §29 Anm). 6 Hegel rejects the attempts to legitimate right in terms<br />
of a will construed as merely arbitrary will (Wille as Willkür). Insofar as they<br />
view the will as sheer Willkür, <strong>Rousseau</strong>, Kant, Fichte <strong>and</strong> the French <strong>Revolution</strong><br />
offer examples of the failure of deriving the juridical <strong>and</strong> political<br />
institutions <strong>and</strong> norms necessary for the actualization of freedom from a<br />
will that remains arbitrary. By contrast, Hegel’s aim is to overcome the arbitrariness<br />
of Willkür in a will that is objectively <strong>and</strong> substantially free. This is,<br />
however, a will that presupposes <strong>and</strong> requires the state <strong>and</strong> its institutions as the<br />
basis of freedom. While the pursuit of the ‘general will’ may bring <strong>Rousseau</strong>’s<br />
project close to Hegel’s, its realization remains, on Hegel’s view, trapped in<br />
the inescapably individualistic structure of the ‘will of all’ because <strong>Rousseau</strong>’s<br />
systematic starting point is Willkür.<br />
But what constitutes the arbitrariness of the will? With regard to its form<br />
the will is the fi rst, abstract manifestation of subjective freedom. In its selfrefl<br />
ection, the will is independent of <strong>and</strong> ‘st<strong>and</strong>s above its content, that is, its<br />
various drives’ <strong>and</strong> the many different ways in which these drives are actualized<br />
<strong>and</strong> satisfi ed. And yet, since volition in order to become actual must be<br />
volition of a content, the will is also ‘tied to this content’. This, however, is<br />
not taken in the specifi city of ‘this or that content’ but as content in general,<br />
as the possibility of one. The will is the capacity of choosing its own<br />
content, that is, its own determination (ibid., R §14). This structure defi nes<br />
the ‘freedom of the will’ as ‘Willkür ’, as will in its sheer ‘contingency’. The<br />
arbitrariness of the will is due to two dialectically interdependent factors:<br />
fi rst, ‘free refl ection, the capacity for abstracting from everything’; second,<br />
‘dependence on content <strong>and</strong> material given either from within or from without’<br />
(ibid., R §15). This structure accounts for the arbitrariness of <strong>Rousseau</strong>’s<br />
general will. But this is also the structure that guides Hegel’s account of the<br />
French <strong>Revolution</strong> in the Phenomenology. The general will can only will a
Arbitrariness <strong>and</strong> Freedom 73<br />
general object <strong>and</strong>, <strong>Rousseau</strong> insists, ‘it alters its nature when it has a particular<br />
object’ or ‘it loses its natural rectitude when it tends toward any<br />
individual determinate object’ (<strong>Rousseau</strong>, 1997e, Book II, chapter 4).<br />
Although Willkür is universal <strong>and</strong> negatively free because of its capacity of<br />
making abstraction from everything (from all particular content that determines<br />
it as individual) in order to actually will it must will a determinate<br />
content. But since the will is independent of all material, any content whatsoever<br />
can be made to fi t its volition. No constraint can restrict the choice of<br />
the content because the will is the source of all constraint. Herein lies the<br />
arbitrariness of Willkür. <strong>Rousseau</strong>’s general will, far from being the sanction<br />
<strong>and</strong> the basis of right, can be dangerously used as justifi cation for any content.<br />
The Terror draws the extreme consequences out of this claim. The<br />
will’s freedom is only negative <strong>and</strong> abstract freedom – ‘absolute’ indeed in<br />
the sense of sheer arbitrariness.<br />
Thus, while <strong>Rousseau</strong> intends to use the concept of the will to remove<br />
contingency from the social political realm, the general will, precisely<br />
because of its (abstract) universality remains fundamentally arbitrary thereby<br />
undermining the necessity of the political unity. On this basis (or, with<br />
Hegel, if Willkür is assumed as the ‘foundation’ of right), the results brought<br />
to light by the revolution are indeed unavoidable (Hegel, 1968, R §29; see<br />
Ripstein, 1994, 456).<br />
<strong>Rousseau</strong>: Differing from the General Will<br />
Discussing the concept of sovereignty that results from the social compact,<br />
<strong>Rousseau</strong> presents the asymmetrical relationship between ‘the sovereign’<br />
<strong>and</strong> ‘the private individuals who make it up’. The asymmetry is due to the<br />
arbitrariness of the will on which the relation is based. Since the sovereign<br />
power is constituted by the individuals that endorse the common perspective<br />
of the general will, ‘it has no need to offer a guarantee to its subjects,<br />
since it is impossible for a body to want to harm all of its members’. The<br />
point, however, is ‘that the same thing cannot be said of the subjects in relation<br />
to the sovereign’. In this case the sovereign needs additional guarantees<br />
of ‘their fi delity’ besides the ‘common interest’. It is here that the<br />
element of arbitrariness that menaces the general will comes to the fore so<br />
that the resurging threat of the subjects’ individuality needs to be put under<br />
control. ‘Each individual can, as a man, have a private will contrary to <strong>and</strong><br />
different from the general will that he has as a citizen. His private interest can<br />
speak to him in an entirely different manner than the common interest’. This is
74 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
indeed the basis for <strong>Rousseau</strong>’s distinction between the general will <strong>and</strong> the<br />
‘will of all’. Although not as the mere sum of private interests, the general<br />
will still expresses that which all the individuals have in common – a shared<br />
perspective or a common volition. Accordingly, it cannot accommodate<br />
that in which the individual wills differ. This opens a gulf between the two<br />
that signals the arbitrariness of the bond based on the act of the general<br />
will. What remains outside of the general will is the individual’s ‘absolute<br />
<strong>and</strong> naturally independent existence’ – the same existence that, on Hegel’s<br />
account of the Terror, is disposed of by state-enforced repression. As we<br />
shall see, Hegel’s civil society is meant to address <strong>and</strong> accommodate (instead<br />
of repress) the resurging private interest of the individuals in its divergence<br />
from the general will. In <strong>Rousseau</strong>’s model, by contrast, the fact that private<br />
<strong>and</strong> general will do (logically as well as existentially) differ constitutes an<br />
element of instability for the social bond: the general will remains an ideal<br />
construct that in the moment of acquiring reality is immediately (<strong>and</strong> dangerously)<br />
threatened by the possibility of reverting to the will of all. The<br />
possibility that rights <strong>and</strong> duties do not correspond may give raise to ‘an<br />
injustice whose growth’, <strong>Rousseau</strong> recognizes, ‘would bring about the ruin<br />
of the body politic’ – hence the need for the additional guarantees of loyalty<br />
required by the sovereign or the necessity of the tacit engagement<br />
clause implicitly entailed in the social compact lest it be ‘an empty formula’:<br />
‘that whoever refuses to obey the general will will be forced to do so by the<br />
entire body. This means merely that he will be forced to be free’ (<strong>Rousseau</strong>,<br />
1997e, Book I, chapter 7, my italics). The tacit engagement clause expresses<br />
the split within the individual whereby private subjectivity <strong>and</strong> public universality<br />
remain unreconciled. Coercion on the ground of freedom is a<br />
neces sary choice of the individual precisely because she knows that divergence<br />
from the general will is always a possibility. 7 But this very possibility<br />
sanctions, at the same time, the arbitrariness of the political bond.<br />
The disconnect between private <strong>and</strong> general will carries over to the beginning<br />
of Social Contract, Book II, where <strong>Rousseau</strong> establishes the inalienable<br />
character of sovereignty. Only the general will can work for the purpose for<br />
which it was instituted, that is, the ‘common good’. No representative can<br />
replace it. The sovereign ‘cannot be represented by anything but itself’.<br />
While private interests are many <strong>and</strong> opposed to one another, ‘it is what<br />
these different interests have in common that forms the social bond, <strong>and</strong>,<br />
were there no point of agreement among these interests, no society could<br />
exist’. Given, however, that what constitutes the social bond is the organic<br />
commonality or the shared perspective of the general will, the problem is yet<br />
again what to do with that in which the private interests differ from the general
Arbitrariness <strong>and</strong> Freedom 75<br />
will. 8 Although <strong>Rousseau</strong> seems to sidestep the problem <strong>and</strong> concentrate on<br />
the necessity <strong>and</strong> suffi ciency of some agreement as the condition for the social<br />
bond (whereby at stake is not a common interest but the decision to endorse<br />
a common perspective for deliberation), he is aware of the contingency <strong>and</strong><br />
arbitrariness that undermines such agreement precisely because of the persisting<br />
difference between general <strong>and</strong> private will. He recognizes that ‘while<br />
it is not impossible for a private will to be in accord on some point with the<br />
general will, it is impossible at least for this accord to be durable <strong>and</strong> constant ’.<br />
<strong>Rousseau</strong> recognizes that ‘chance’ (ibid., Book II, chapter 1, my italics) presides<br />
on the accord between individual <strong>and</strong> general will rendering the social<br />
bond a union that remains fundamentally arbitrary <strong>and</strong> accidental.<br />
In addressing the question of ‘whether the general will can err’, <strong>Rousseau</strong><br />
returns to this issue: ‘There is often a great deal of difference between the<br />
will of all <strong>and</strong> the general will. The latter considers only the general interest,<br />
whereas the former considers private interest <strong>and</strong> is merely the sum of<br />
private wills’. And yet, the general interest must result from the arithmetic<br />
process of canceling out ‘the pluses <strong>and</strong> minuses’ among the private wills so<br />
that ‘what remains as the sum of the differences is the general will’. This is<br />
<strong>Rousseau</strong>’s rationalization of the contingency of the political bond in which<br />
differences need to be accommodated. Difference plays a role on two levels.<br />
At stake is fi rst the private, contingent difference that separates the many<br />
individual interests – to accommodate this difference is occasionally possible<br />
<strong>and</strong> is the problem of the ‘will of all’. But there is also the structural,<br />
unavoidable difference that separates the private will from the general<br />
will – such difference cannot be accommodated but only overcome by the<br />
arbitrary decision of the private will that makes itself general. Even this act,<br />
however, does not guarantee the permanent coincidence between the individual<br />
<strong>and</strong> the universal – the need for the tacit engagement clause is a<br />
clear sign thereof. The point of <strong>Rousseau</strong>’s arithmetic explanation seems to<br />
be that while in the ‘will of all’ private disagreements must cancel each<br />
other out, for action is possible only if some agreement is reached, in the<br />
case of the general will differences do not need to disappear (because in<br />
fact they don’t) but be only rendered ineffectual. Individuals must agree<br />
that despite all private divergence they can still agree about how to resolve<br />
their disagreements (see Ripstein, 1992, 55). In the general will, individual<br />
differences are maintained but not allowed to become grounds for decision.<br />
On Hegel’s view, this is the point of <strong>Rousseau</strong>’s construction that is still<br />
at the mercy of pure arbitrariness. For this is precisely what Willkür does: it<br />
proves its freedom by making abstraction from all determinate content <strong>and</strong><br />
simply willing the universal. Ultimately, however, that private differences do
76 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
not become the grounds of public decisions depends on the individual will<br />
<strong>and</strong> on this will only. <strong>Rousseau</strong> recognizes that if some particular interest is<br />
allowed to dominate <strong>and</strong> consolidate itself into associations capable of driving<br />
the decisions of the whole, this leads to factions. In this case, the general<br />
will reverts to a private opinion <strong>and</strong> the political union is dissolved.<br />
Thus, <strong>Rousseau</strong>’s recommendation is that ‘there should be no partial society<br />
in the state’ (<strong>Rousseau</strong>, 1997e, Book II, chapter 3). In fact, there is nothing<br />
that can prevent difference from acquiring a form of existence <strong>and</strong><br />
become the ground of private decisions taken in the name of the whole.<br />
For Hegel the French <strong>Revolution</strong> is the best proof thereof. Based on this<br />
diagnosis, his solution of the problem is to accommodate that resurging<br />
difference <strong>and</strong> to fi nd a legitimate place for associations <strong>and</strong> ‘partial societies’<br />
of private interests not within the state – for here <strong>Rousseau</strong> is right,<br />
this would only dissolve the political unity – but within ‘civil society’.<br />
Arbitrariness in Hegel’s Civil Society<br />
In the Philosophy of Right Hegel’s solution to the problem of arbitrariness in<br />
the social <strong>and</strong> political world is articulated in two parts. First, as argued<br />
above, he overturns <strong>Rousseau</strong>’s position grounding the universality <strong>and</strong><br />
freedom of the will in the substantial universality of the institutions of the<br />
state. Granting the distinction between the organic unity of the ‘general<br />
will’ <strong>and</strong> the aggregate of individuals that is the ‘will of all’, their separation<br />
remains arbitrary if, as in <strong>Rousseau</strong>, the ultimate decision of becoming<br />
‘general’ (or ‘ethical’) is left to Willkür. Hegel’s starting point by contrast is<br />
the systematic <strong>and</strong> historical necessity of the political institutions. In order<br />
to have the kind of volitions proper to <strong>Rousseau</strong>’s general will the state must<br />
be presupposed along with the entire structure <strong>and</strong> inner articulation of ethical<br />
life. As we have seen, for Hegel the content of the ethical will is not<br />
eth ical because it is willed by a general will. As systematic result of the dialectic<br />
development of objective spirit <strong>and</strong> as historical product of the development<br />
of the modern world, the ethical content is objectively actual <strong>and</strong><br />
necessary independently of the will. It is rather by willing the universal content<br />
<strong>and</strong> by fulfi lling the ethical duty of being a member of the state that<br />
the will makes itself universal <strong>and</strong> free.<br />
Second, Hegel construes the dialectical path that allows individuality to<br />
be mediated – formed <strong>and</strong> educated – to the universality <strong>and</strong> freedom of<br />
ethical life. Unlike <strong>Rousseau</strong>, Hegel conceives of objective spirit as a process<br />
in which the will’s individuality <strong>and</strong> universality do not remain separated by
Arbitrariness <strong>and</strong> Freedom 77<br />
an arbitrary choice. Crucial to this process is the introduction of the structure<br />
of ‘civil society’ <strong>and</strong> its fundamental distinction from the ‘state’. As we<br />
have seen, in the early Jena years (1805–7) Hegel sees the French <strong>Revolution</strong><br />
as the world-historical upheaval that expresses the exploding force of<br />
the will’s arbitrariness <strong>and</strong> individuality but also gives birth to the fi rst modern<br />
nation state in world history. Starting from 1818–19 Hegel assigns to<br />
‘civil society’ the function of absorbing, justifying <strong>and</strong> giving free actuality<br />
to the will’s individuality <strong>and</strong> arbitrariness, thereby characterizing the social<br />
<strong>and</strong> political world proper to modernity. In structuring this sphere of ethical<br />
life, Hegel does not look at <strong>Rousseau</strong> but at the Scottish political economists<br />
– at Adam Smith in particular (see Nuzzo, 2009).<br />
Civil society is the sphere of the market <strong>and</strong> of the economic activity of<br />
individuals who are placed in a net of social interactions <strong>and</strong> are guided by<br />
utilitarian interests <strong>and</strong> aims. We have here the justifi cation <strong>and</strong> legitimization<br />
of those aspects of individuality <strong>and</strong> arbitrariness that haunt the actual<br />
democratic functioning of a society based on <strong>Rousseau</strong>’s general will<br />
because they can neither be accommodated within it nor can they be eliminated<br />
in their difference from the general will. 9 Hegel’s point is that the<br />
sphere of civil society is systematically distinct from the state <strong>and</strong> its relations<br />
should not be confused with political relations – to reduce the state to<br />
civil society amounts, for Hegel as for <strong>Rousseau</strong>, to dissolving the political<br />
unity. And yet, civil society with its self-interested individualism constitutes<br />
a necessary moment of ethical life, the necessary condition for the individual<br />
to become citoyen or a member of the state capable of a truly universal<br />
will. On Hegel’s view, in the modern world the arbitrariness of the individual<br />
will cannot be suppressed but must fi nd a legitimate sphere within ethical<br />
life. Individuality needs to be given free rein in order to be formed <strong>and</strong><br />
educated to the universality of ethical life required by the higher commitments<br />
proper to the state. This is indeed the lesson that the French <strong>Revolution</strong><br />
has taught with regard to <strong>Rousseau</strong>’s ideas (suggestions are in Schmidt,<br />
1998, 26). Since the arbitrariness of the individual will cannot be cancelled,<br />
if it is not given an independent <strong>and</strong> legitimate sphere of activity, it<br />
emerges at the level of the state disintegrating the ethical whole. In this<br />
sense <strong>Rousseau</strong>’s general will is still only individual. Terror – or tyranny –<br />
becomes then an unavoidable political consequence.<br />
Hegel introduces the sphere of ‘civil society’ by describing the action that<br />
takes place within it as the convergence of two principles. On the one h<strong>and</strong>,<br />
the agent is a particular, ‘concrete person’, characterized by a totality of<br />
needs, natural feelings <strong>and</strong> arbitrary volitions. This person, observes Hegel,<br />
st<strong>and</strong>s in relation to other particular individuals <strong>and</strong> it is only through these
78 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
others that she is able to fulfi ll her volitions <strong>and</strong> satisfy her needs. This<br />
interaction is the basis of the second principle of civil society, namely, the<br />
‘universality’ that characterizes the action mediated by the reciprocity in<br />
which the individuals are placed (Hegel, 1968, R §182). Although individual<br />
ends are ‘selfi sh’, based on merely personal interests <strong>and</strong> motivations,<br />
they are also social <strong>and</strong> inter-subjectively mediated for two reasons. First,<br />
individual ends are conditioned by the relations in which they st<strong>and</strong> within<br />
the universal context of reciprocal interaction because this context alone<br />
allows for those ends to be realized. Subsistence, welfare <strong>and</strong> rights of the<br />
individual are interwoven with <strong>and</strong> dependent on the subsistence, welfare<br />
<strong>and</strong> rights of all (ibid., 183). The universality of this sphere is neither the<br />
full-fl edged universality of the state in which individuality is fi nally integrated<br />
nor is it the abstract yet communal universality of <strong>Rousseau</strong>’s general<br />
will from which individuality is excluded. As the universality of the intersubjective<br />
context in which individual interests have priority <strong>and</strong> are given free<br />
rein, it is perhaps closer to <strong>Rousseau</strong>’s ‘will of all’.<br />
But Hegel offers a second reason for the social or ‘universal’ character of<br />
individual action <strong>and</strong> for the mutual dependence that binds individuals to<br />
each other in this sphere. Here Hegel’s argument comes signifi cantly close<br />
to Smith’s peculiar ‘impartial spectator’ 10 position. His point is that within<br />
the sphere of civil society individual selfi sh motivations are acted upon<br />
because they display a refl ective universality that is due to their belonging to<br />
an individual only through their belonging to any other person. Although<br />
the individual is a ‘concrete person’, as a citizen of civil society she is also an<br />
abstract universal; she is one of the many equal individuals. Her motivations<br />
are legitimate motivations in their selfi sh character because they are the selfish<br />
motivations of all other individuals. In order to act as a citizen of this<br />
sphere, the individual is required to recognize such double character of her<br />
volitions – the selfi sh motivation must be recognized as a shared selfi sh motivation.<br />
‘Citizens’ of civil society are ‘private persons’ who pursue individual<br />
ends <strong>and</strong> actions only by way of recognizing the shared character of their<br />
individual volitions <strong>and</strong> interests, that is, by projecting their motivations<br />
within the st<strong>and</strong>point of every other member of this sphere – recognizing<br />
their own motives in the others’ <strong>and</strong> the others’ in their own. Individual<br />
ends remain selfi sh <strong>and</strong> proper to the individual: they are not willed because<br />
of benevolence or because of the broader public good, as is the case within<br />
the higher unity of the state; nor are they required to renounce their particularity<br />
<strong>and</strong> interest-based nature to fi t the requirements of <strong>Rousseau</strong>’s ‘general<br />
will’ or to pass the universalizability test of Kant’s categorical imperative.
Arbitrariness <strong>and</strong> Freedom 79<br />
And yet, those individual ends are legitimately proper to the individual as a<br />
member of civil society if <strong>and</strong> only if they can be viewed, recognized <strong>and</strong><br />
endorsed from <strong>and</strong> by the st<strong>and</strong>point of all others. Such projection implies<br />
the equality of all individuals as well as the reciprocity <strong>and</strong> refl exivity of our<br />
relations to them. Unlike <strong>Rousseau</strong>’s equality, which implies the abstraction<br />
from individual differences, the equality of Hegel’s civil society is the recognition<br />
that individual difference is proper to all private persons.<br />
Civil society displays the process in which ‘subjectivity is educated in its particularity’<br />
(ibid., 187). The universalization of the individual that Hegel calls<br />
‘Bildung ’ (ibid, R §187 <strong>and</strong> Remark; also §§197, 209 Remark) – education<br />
<strong>and</strong> culture – <strong>and</strong> whose function is to form the fully integrated member of<br />
the political community, begins precisely in this sphere. Education <strong>and</strong> culture<br />
along with ‘work’ are for Hegel the beginning of ethical ‘freedom’. In<br />
this way, civil society is Hegel’s fi nal answer to <strong>and</strong> correction of <strong>Rousseau</strong>’s<br />
problem of the general will. In civil society, in the realm of the self-interested<br />
economic activity of the individuals, the arbitrariness of the will fi nds its<br />
justifi cation <strong>and</strong> is educated to the higher universal dimension of the state.<br />
While the French <strong>Revolution</strong> shows what happens when the arbitrariness<br />
of the will comm<strong>and</strong>s the political life under the lofty yet abstract cover of<br />
the ‘general will’, civil society offers a tamed <strong>and</strong> functionalized version of<br />
the activity of individuality without the political institutions of the state. It is<br />
perhaps not insignifi cant that Marx’s later refl ections on revolution <strong>and</strong> its<br />
necessity will develop out of a correction of Hegel’s model of civil society.<br />
Notes<br />
1 In the literature, Hegel’s two-faced judgement is generally interpreted by paying<br />
attention to only one of its contradictory aspects: for example, see Neuhouser,<br />
1993 for insistence on the positive appraisal of <strong>Rousseau</strong>; see Ripstein, 1994, 444<br />
for the ‘outrageous’ judgement, <strong>and</strong> Comay, 2004, 387 for Hegel’s ‘unwarranted<br />
savagery against <strong>Rousseau</strong>’ where Comay insists on Hegel’s criticism of <strong>Rousseau</strong>’s<br />
principle. My claim is that the two aspects of Hegel’s judgement must, instead, be<br />
taken <strong>and</strong> interpreted together.<br />
2 Contemporary appropriations of <strong>Rousseau</strong> are documented in Wokler, 1998,<br />
42–3.<br />
3 For the historical contextualization of Hegel’s narrative see Harris, 1972–83;<br />
d’Hondt, 1986; Comay, 2004; Ritter, 1965; Schmidt, 1998 <strong>and</strong> Wokler, 1998.<br />
4 For Hegel’s early reading of <strong>Rousseau</strong> see Fulda <strong>and</strong> Horstmann, 1991.<br />
5 This is followed by the claim that ‘right is something sacred in general’ (R §30),<br />
which echoes <strong>Rousseau</strong>’s ‘sacred right’ in <strong>Rousseau</strong>, 1997e, Book I, chapter 1.
80 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
6 See Ripstein, 1994 who, however, while stressing Hegel’s distance from <strong>Rousseau</strong>,<br />
does not explain Hegel’s own articulation of the relation between right <strong>and</strong> will.<br />
7 For a persuasive reading of this passage see Neuhouser, 1993, 380 ff. (388–9 for<br />
the ‘capriciousness’ of the will in the political institution).<br />
8 While the difference of the private wills among themselves is the problem of the<br />
‘will of all’, the problem of the general will regards the difference that divides it<br />
from the private will.<br />
9 For a different, ‘Hegelianized’ reading of <strong>Rousseau</strong> on this point, see Neuhouser,<br />
1993, 386, who sees a ‘dialectical’ mediation in <strong>Rousseau</strong>’s account of individual<br />
dependence within the political order; <strong>and</strong> 393 where the Hegelian distinction<br />
between ‘subjective’ <strong>and</strong> ‘objective’ freedom is brought to bear on <strong>Rousseau</strong>’s<br />
relation between individual <strong>and</strong> general will. In my view, by contrast, while such<br />
mediation belongs for Hegel to the sphere of civil society <strong>and</strong> not to the state,<br />
<strong>Rousseau</strong> has not reached a dialectical integration of the individual will within the<br />
whole, that is, there is a residual arbitrariness that ultimately condemns even the<br />
general will to individuality.<br />
10 I endorse here Darwall’s characterization of Smith’s ‘impartial spectator’ as a<br />
st<strong>and</strong>point ‘from within’ the other’s moral life (Darwall, 1999, 141 <strong>and</strong> 147). See<br />
also Nuzzo, 2009.
Part Two<br />
Philosophy <strong>and</strong> Political Change
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Chapter 5<br />
Reverse <strong>Revolution</strong>: The Paradox of<br />
<strong>Rousseau</strong>’s Authorship<br />
Fayçal Falaky<br />
<strong>Rousseau</strong>, Saviour of People Who Never Read Him<br />
Balzac’s Le Père Goriot (1835) includes a passage where the ambitious<br />
Rastignac is left contemplating an unholy offer to get rich from Vautrin, a<br />
sort of criminal d<strong>and</strong>y with whom he happened to share the same boarding<br />
house. If Rastignac marries Victorine de Taillefer, Vautrin will get rid of<br />
her older brother, the only obstacle between the girl <strong>and</strong> the family inheritance.<br />
Tempted by this diabolic deal, Rastignac confi des his dilemma to<br />
his friend Bianchon through an allusion to <strong>Rousseau</strong>.<br />
Have you read <strong>Rousseau</strong>?<br />
Yes.<br />
Do you recall the passage where he asks what the reader would do if he<br />
could become rich by killing some old m<strong>and</strong>arin in China without stirring<br />
from Paris, simply by willing it so?<br />
I do.<br />
Well?<br />
Bah! I am well on to my thirty-third m<strong>and</strong>arin. (Balzac, 1991, 124)<br />
The problem with Rastignac’s reference is that <strong>Rousseau</strong> never wrote such a<br />
thing. The story of the murdered m<strong>and</strong>arin originates in Chateaubri<strong>and</strong>’s<br />
Génie du christianisme where he, in turn, refers to a passage taken from a<br />
text written by Diderot in 1773, entitled Entretien d’un père avec ses enfants, ou<br />
du danger de se mettre au-dessus des lois (Ginzburg, 2001). The fact that this<br />
misattribution to <strong>Rousseau</strong> happens after the explicit question: ‘Have you<br />
read <strong>Rousseau</strong>?’ <strong>and</strong> to which the answer is another explicit ‘Yes’ means<br />
that Balzac was well aware of the lapse, <strong>and</strong> he was instead making a point<br />
on people’s general ignorance of Jean-Jacques <strong>Rousseau</strong>’s works. This<br />
point is quite explicit in a different novel of La Comédie humaine entitled
84 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
Histoire de la Gr<strong>and</strong>eur et de la Décadence de César Birotteau (1837) <strong>and</strong> where<br />
Balzac makes use of the introduction of Birotteau’s character, a lower middle<br />
class perfumer during the Restauration, to criticize the Parisian bourgeois’<br />
superfi cial culture:<br />
When he fi rst came to Paris, Cesar had known how to read, write, <strong>and</strong><br />
cipher, but his education stopped there; his laborious life had kept him<br />
from acquiring ideas <strong>and</strong> knowledge outside the business of perfumery.<br />
Mixing wholly with people to whom science <strong>and</strong> letters were of no importance,<br />
<strong>and</strong> whose information did not go beyond their specialty, having no<br />
time to give to higher studies, the perfumer had become a merely practical<br />
man. He adopted necessarily the language, blunders, <strong>and</strong> opinions of<br />
the bourgeois of Paris, who admires Moliere, Voltaire, <strong>and</strong> <strong>Rousseau</strong> on<br />
faith, <strong>and</strong> buys their books without ever reading them. (Balzac, 2004, 29)<br />
Another character of Le Père Goriot, Vautrin, the criminal genius of Balzac’s<br />
Human Comedy, declares, only after disparaging the Social Contract, that<br />
Jean-Jacques <strong>Rousseau</strong> is his hero. Referring to himself by his real name,<br />
Jacques Collin, Vautrin says,<br />
A convict of Collin’s caliber, <strong>and</strong> here I am, is not such a coward as other<br />
men; he is protesting against the monstrous betrayals of the Social Contract,<br />
to use the words of Jean-Jacques, whose disciple I am proud to be. In a<br />
word, I st<strong>and</strong> alone against the government, with its pile of courts, policemen<br />
<strong>and</strong> civil budgets, <strong>and</strong> I get the better of them. (Balzac, 1991, 186)<br />
Against the deceptions of the Social Contract yet, <strong>Rousseau</strong>’s proud pupil<br />
Vautrin, in the span of two sentences, reveals or feigns a disconcerting<br />
lack of knowledge about his self-avowed hero. 1 The fi gure of <strong>Rousseau</strong> as a<br />
sort of rebel against the abuses of the powerful is here reduced to its basest<br />
cliché. As these Balzacian examples demonstrate, <strong>Rousseau</strong>’s legacy,<br />
after the French <strong>Revolution</strong>, seemed to be in the h<strong>and</strong>s of people who had<br />
never read him. Heralded as the father of the revolution, celebrated as the<br />
saviour of the masses, <strong>Rousseau</strong>’s name had become commonplace, but so<br />
was the risk of his misinterpretation.<br />
The <strong>Revolution</strong> Writes <strong>Rousseau</strong> Writes the <strong>Revolution</strong><br />
The generation following 1789 saw <strong>Rousseau</strong> in light of a revolution, which<br />
although posthumous, gradually came to be considered the philosopher’s
Reverse <strong>Revolution</strong> 85<br />
magnum opus. But did <strong>Rousseau</strong> really write the revolution as is suggested<br />
by the title of Louis-Sébastien Mercier’s 1791 book, De J.-J. <strong>Rousseau</strong> considéré<br />
comme l’un des premiers auteurs de la Révolution? Connecting <strong>Rousseau</strong> to<br />
the events of 1789 was obviously not the philosophers’ choice <strong>and</strong> can only<br />
be explained by the practical need of the revolutionaries to anchor their<br />
ideological beliefs on a philosophical foundation. In this sense, choosing<br />
<strong>Rousseau</strong> over other philosophers also meant preferring one current of the<br />
Enlightenment over another. Unlike the materialism or the physical rationalism<br />
of other contemporary philosophers, <strong>Rousseau</strong>’s philosophical focus<br />
on the inner sentiment provided a spiritual energy <strong>and</strong> the eventuality of<br />
a sacred aura to the measures taken under the revolution. In this sense,<br />
linking <strong>Rousseau</strong>’s name to the events following 1789 up until Thermidor<br />
was also a means of fi lling the spiritual vacuum left by the dethroned God<br />
of the Catholic edifi ce. Placing the Declaration of the Rights of Man <strong>and</strong><br />
of the Citizen under the auspices of a supreme being was a deferential reference<br />
to the author of the Profession de foi du vicaire savoyard <strong>and</strong> a way to<br />
reorient the orphaned faith of the people into a divinized legislation. 2 As<br />
its prophet, <strong>Rousseau</strong> stood as the fi gure who could grant it the legitimate<br />
blessing to succeed.<br />
As we shall see, the religious dimension given to the French <strong>Revolution</strong><br />
has a direct bearing on the anachronistic supposition that <strong>Rousseau</strong><br />
authored the event. In order for the effect to become the cause, the essential<br />
nature of the supposition necessitated a retrocausal argument that went<br />
against the rational thought we usually associate with the Enlightenment.<br />
In C<strong>and</strong>ide, for example, Voltaire criticizes Leibnitz’s theodicy for using an<br />
a priori reasoning in which cause <strong>and</strong> effect are inversed, <strong>and</strong> mocks him<br />
by having the Leibnizian Dr. Pangloss declare that<br />
Since everything was designed for a purpose, everything is necessarily<br />
meant to serve the best of all purposes. [ . . . ] noses are designed to hold<br />
up eyeglasses, <strong>and</strong> therefore we have eyeglasses. Legs are obviously meant<br />
for wearing shoes, <strong>and</strong> so we have shoes. Rocks having been designed to<br />
be quarried <strong>and</strong> used for building purposes, the Baron has a singularly<br />
beautiful mansion. (Voltaire, 2005, 2)<br />
Likewise, La Mettrie’s diatribe against religious inspired essentialism in<br />
L’Homme-machine also focuses on its illogical penchant to put effect before<br />
cause,<br />
Man is a machine so complicated that it is impossible at fi rst to form a<br />
clear idea of it, <strong>and</strong>, consequently, to describe it. This is why all the
86 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
investigations the greatest philosophers have made a priori, that is, by<br />
wanting to take fl ight with the wings of the mind, have been in vain.<br />
Only a posteriori, by unraveling the soul as one pulls out the guts of the<br />
body, can one, I do not say discover with clarity what the nature of man<br />
is, but rather attain the highest degree of probability possible on the<br />
subject. (Mettrie, 1994, 30)<br />
By asserting that knowledge arises from practical observation, the empiricalmaterialist<br />
approach not only refutes the logical applicability of a priori theories<br />
but, in so doing, refuses the possibility of a pure moral phil osophy that<br />
is completely purged of physical experience. The divergence over a priori<br />
<strong>and</strong> a posteriori thought which pitted the philosophes against the Catholic<br />
apologists of the eighteenth century had also created a rift between them<br />
<strong>and</strong> <strong>Rousseau</strong>. The latter’s belief, for example, that language could not<br />
have possibly emanated from a historical <strong>and</strong> social progression of the natural<br />
man, <strong>and</strong> his decision to place its invention in an immeasurable time<br />
span shrouded in mystery, imply that the creation of language must have<br />
required the presence of a metaphysical force. 3 Language is no longer the<br />
logical <strong>and</strong> historical result of human progress <strong>and</strong> refi nement but rather<br />
the latter’s inexplicable <strong>and</strong> fortuitous cause.<br />
During the revolution, the Jacobins’ decision to elevate <strong>Rousseau</strong> to<br />
national sainthood <strong>and</strong> to disparage his old philosophical rivals as vicestricken<br />
atheists marked a setback for science <strong>and</strong> rational empiricism <strong>and</strong><br />
meant a sudden return to religious <strong>and</strong> essentialist a priori tropes. It is<br />
within this context that we can underst<strong>and</strong> how <strong>Rousseau</strong> proceeded to<br />
write the revolution 11 years after his death. Since the religious dimension<br />
of the French <strong>Revolution</strong> necessitated a structure where the effect could<br />
become the cause, it had to embrace a philosophy that could allow such a<br />
prospect.<br />
<strong>Rousseau</strong>, Prophet of the <strong>Revolution</strong><br />
Despite the dechristianization measures of the French <strong>Revolution</strong>, people’s<br />
faith, as signaled by the Declaration of the Rights of Man <strong>and</strong> the Citizen’s<br />
deference to a Supreme Being, had not withered. If anything, rid of the<br />
strictures of the Catholic edifi ce, it had only doubled in fervour. For<br />
once, the people had a reason to believe. The revolution was carried out<br />
on their behalf <strong>and</strong> under the banner of a new <strong>and</strong> less dogmatic God –<br />
indistinguishable from the one worshipped by <strong>Rousseau</strong>’s Savoyard vicar.
Reverse <strong>Revolution</strong> 87<br />
The new spiritual context required a prophetic fi gure that could intercede<br />
on behalf of the converts, <strong>and</strong> <strong>Rousseau</strong> seemed to be the obvious choice.<br />
Robespierre raised him as its unique ideologue because unlike the rationalists,<br />
the materialists <strong>and</strong> most of the distinguished philosophes of his century,<br />
<strong>Rousseau</strong> unabashedly believed in a higher power <strong>and</strong> thus offered an<br />
inspiring spiritual dimension to the ideals of the revolution. Edgar Quinet,<br />
signalling this univocal outcome, criticized the revolutionaries for losing<br />
sight of their original goal <strong>and</strong> resorting to the same logic they had been<br />
combating. As he writes in La Révolution, the revolution was bound to shoot<br />
itself in the foot,<br />
As soon as the revolutionaries grew tired of waging war against their<br />
enemy, that is, the system they inherited from the Middle Ages, <strong>and</strong> following<br />
J.-J. <strong>Rousseau</strong>’s footsteps, they pursued what they termed philosophisme,<br />
atheism, materialism, it was apparent that under these different names,<br />
the <strong>Revolution</strong> had to kill the <strong>Revolution</strong>. Under this logic, modern spirit<br />
as a whole should have ended at the scaffold. (Quinet, 1866, 171)<br />
Although its objective was to fi ght the tyranny of the monarchy <strong>and</strong> the<br />
Church, the revolution ironically brought to life the same authoritarianism<br />
it had sought to kill. Faith in the revolution was not just a faith but a<br />
zeal fanatically fi lling the void left by the Catholic Church. Quinet adds:<br />
With the word of philosophisme, we see the Girondins sentenced; with<br />
naturalism, the Dantonists; with atheism, the Commune of Paris. There<br />
was no new form of thought, no boldness of spirit, no conception of modern<br />
intelligence that was not condemned in Robespierre’s system, <strong>and</strong><br />
what is more, through the same name-calling that the ancient religion<br />
had used in its excommunications. The curse cast by Catholicism against<br />
modern spirit broke out again in Robespierre, blinded by <strong>Rousseau</strong>.<br />
All that which went beyond the bounds of the Savoyard Vicar had to be<br />
cut out by the sword. Thus, Leibnitz had to be rooted out as a visionary,<br />
Spinoza as an intolerant atheist <strong>and</strong> a fanatic, Descartes as a builder of systems<br />
who troubled the peace of the good people of the countryside; all the German<br />
philosophers who destroyed even the idea of the supreme being had to be<br />
sacrifi ced.<br />
After Robespierre had thus struck at what he called philosophisme, he<br />
took away his own justifi cation for existing. At the end, he came upon<br />
Catholicism, as if nothing had changed (ibid., 171–2). 4
88 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
The adoration surrounding <strong>Rousseau</strong> did indeed reach religious <strong>and</strong><br />
cultish dimensions, <strong>and</strong> the fact that he was arguably persecuted (or so he<br />
believed) by the men in power, be they politicians or philosophes, had, in the<br />
eyes of the revolutionaries, given him a Christ-like magnitude. Although<br />
the fi gure of <strong>Rousseau</strong> was used to replace a deposed God, the contextual<br />
structure of the Catholic faith, as Quinet argues, remained intact.<br />
<strong>Rousseau</strong>, like Christ, was glorifi ed in a covenant of persecution <strong>and</strong> suffering.<br />
By placing him on the altar, people were reminded of their own affl ictions<br />
suffered under the Ancien Régime, <strong>and</strong> the revolution was seen as<br />
both their <strong>and</strong> <strong>Rousseau</strong>’s vengeance over the oppressors. In his Lettres sur<br />
les Confessions published in 1791, Guingené, a great admirer of <strong>Rousseau</strong>,<br />
starts his preface with the following words: ‘The man of genius is avenged;<br />
The French Nation is vindicated in the eyes of Europe. It has erected a<br />
statue to the Author of the Social Contract <strong>and</strong> decreed that his Widow<br />
will be provided for at the expense of the State’ (Guingéné, 1791, v–vi).<br />
Guingéné then proceeds to compare his literary homage to <strong>Rousseau</strong> to<br />
drops of incense devotedly left at the foot of the author’s statue, ‘at a time<br />
when his memory has somehow become sacred’. The religious symbolism<br />
surrounding <strong>Rousseau</strong>’s glory is once again raised by the same Guingéné<br />
in La Feuille villageoise, a revolutionary paper founded in Paris in 1790 to<br />
spread the ideals of the revolution throughout all the villages of France. In<br />
the journal, celebrating the 1794 Fête des victoires <strong>and</strong> the particular homage<br />
given to <strong>Rousseau</strong>, Guingéné writes, ‘It seemed not like we were honoring<br />
the man of genius, the eloquent man, the great man but rather the good<br />
man, the apostle of good morals, the benefactor of humanity [ . . . ] All of<br />
this had airs of magic <strong>and</strong> religion’ (cited in Roussel, 1972, 14).<br />
As Jean Roussel notes in Jean-Jacques <strong>Rousseau</strong> en France après la Révolution,<br />
the worship of <strong>Rousseau</strong> did move from the ceremonial to the ritual. As the<br />
Jacobins gained more power, it was common to see among the populace, at<br />
least for a short period of time, a sort of sacrament to honor the author of<br />
the Social Contract. Roussel writes,<br />
Among the people <strong>and</strong> beyond, we witness a sort of mystical recourse to<br />
<strong>Rousseau</strong>, as if there was a need for a “tutelary genius”, an unlikely intercessor<br />
during a precarious time between the Frenchmen <strong>and</strong> the<br />
“Supreme Being” or Nature. The Cult of the Martyrs of Liberty had<br />
recently given to the adoration of <strong>Rousseau</strong> a dramatic character, <strong>and</strong><br />
often added his name to the sacrifi cial consecration which until then was<br />
limited to the “trinity” of Le Peletier, Marat <strong>and</strong> Chalier. (Ibid.)
Reverse <strong>Revolution</strong> 89<br />
In such an environment, any condemnation of <strong>Rousseau</strong> was tantamount<br />
to sacrilege. In Leçons d’histoire, Volnay whose name, a compound of Ferney<br />
<strong>and</strong> Voltaire, gave away his admiration for the latter describes the religious<br />
fervour with which people reacted to criticism of <strong>Rousseau</strong> in these terms:<br />
There is this characteristic difference between <strong>Rousseau</strong> <strong>and</strong> Voltaire,<br />
considered as chieftains of opinions, that if you attack Voltaire before his<br />
partizans, they defend him by reasoning or pleasantry, but without passion,<br />
<strong>and</strong> at most only regard you as a person of bad taste: But if you<br />
attack <strong>Rousseau</strong> before his disciples, you excite in them a religious horror,<br />
<strong>and</strong> they regard you as a monster. (Volney, 1800, 217) 5<br />
The divine statute given to <strong>Rousseau</strong> also forbade any heretical association<br />
to his glory. Hence, when in 1791, a decree was passed to move <strong>Rousseau</strong>’s<br />
grave from Ermenonville to the Panthéon, Marat denounced the idea <strong>and</strong>,<br />
in a letter, appealed to René Girardin, <strong>Rousseau</strong>’s friend <strong>and</strong> the man<br />
responsible for his mortal remains:<br />
Girardin, it is you whom a dying <strong>Rousseau</strong> entrusted with the care of his<br />
mortal remains. By putting them between your h<strong>and</strong>s, he knew that they<br />
will be under the sacred guard of friendship. Would you cowardly suffer<br />
today that they be transported from the peaceful groves of Ermenonville<br />
to the lair consecrated to the most notorious traitors of the homel<strong>and</strong>, to<br />
the vilest corruptors of morals, to the most sc<strong>and</strong>alous writers of the<br />
century? Why! The ashes of the apostle of truth <strong>and</strong> of liberty, of the<br />
defender of humanity, of the restorer of the sacred rights of nations, will<br />
they lie in between the contagious corpses of the apostles of imposture,<br />
the apologists of despotism? (Marat, 1908, 217)<br />
These apostles of imposture <strong>and</strong> apologists of despotism are of course<br />
Mirabeau <strong>and</strong> Voltaire whose remains had been translated to the Panthéon<br />
that very same year, in 1791. For Marat, it was a sacrilege to associate them<br />
in any way with the ‘apostle of truth’.<br />
The fervour which had seized upon the French <strong>Revolution</strong> divinized<br />
<strong>Rousseau</strong> to the point that good citizenship implied a fanatic embrace<br />
of his ideas. Blaspheming the author of Émile could not go unnoticed or<br />
unpunished. Charles Palissot, whose 1760 play Les Philosophes depicted<br />
a Jean-Jacques <strong>Rousseau</strong> walking on all fours, had thus a hard time justifying,<br />
after the revolution, his ancient hostility towards the Genevan
90 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
philosopher. When Palissot asked for a certifi cat de civisme [civic certifi cate], 6<br />
mainly to protect himself from any accusations, a magistrate of the Paris<br />
commune by the name of Chaumette refused to grant him the favour<br />
because of Palissot’s reputation as an anti-<strong>Rousseau</strong>ist. Thus, in a speech<br />
to the Commune, Chaumette charged Palissot for attempting to defi le the<br />
revolution’s idol even before the revolution,<br />
The same Palissot is the one who, like a venomous caterpillar, attempt to<br />
sully the crown of the celebrated Jean-Jacques <strong>Rousseau</strong>; [ . . . ] Cursed<br />
be the monsters who struck <strong>Rousseau</strong>’s tender heart with the sharp iron<br />
of sl<strong>and</strong>er! It’s the duty of patriots to avenge the earnest friend of humanity,<br />
the angel of light who showed freedom to men <strong>and</strong> could raise in<br />
them the desire for it. [ . . . ] Consequently, I object to the issuing of a<br />
certifi cate of civism to Palissot; may this act of justice be an expiatory<br />
sacrifi ce to the Manes of the famed <strong>and</strong> righteous <strong>Rousseau</strong>, who will<br />
always be cherished by all those who possess a good, sensitive <strong>and</strong> virtuous<br />
heart! (Moniteur, 1860, 646)<br />
Years later in Mémoire sur la Littérature, Palissot writes that to defend himself<br />
from what had become a grave offense, he answered, ‘that <strong>Rousseau</strong> be a<br />
divine man, or even a God (I replied to this oddball), I am far from being<br />
opposed to this apotheosis: but I ask you, is it reason enough to sacrifi ce<br />
human victims?’ (cited in Meaume, 1864, 44).<br />
Even more than these blasphemies, what seemed to exasperate some of<br />
<strong>Rousseau</strong>’s admirers the most was to see his remains taken to the Pantheon<br />
to rest besides those of Mirabeau <strong>and</strong> Voltaire. Like Marat, an anonymous<br />
author of a pamphlet entitled Voyage à Ermenonville argued against the<br />
translation of <strong>Rousseau</strong>’s relics because it was in nature that the author of<br />
Émile should be worshipped. Although the author refuses any superstitious<br />
or religious trait to such adoration, he does not shy away from moving the<br />
censer around:<br />
The nations [ . . . ] will come <strong>and</strong> burn incense far from Ignorance <strong>and</strong><br />
Superstition. [ . . . ] Romans made Numa a god; Turks turned Mahomet<br />
into a prophet; [ . . . ] While not as superstitious, why would we not be as<br />
grateful? Why wouldn’t <strong>Rousseau</strong> be among us an object of national devotion?<br />
[ . . . ] He would be as great as Lycurgus or Solon if seen from the<br />
same distance; a century passed over his glory will make it shine twice as<br />
brightly; he will be greater than them when our government is established<br />
on the foundations he laid. (Voyage à Ermenonville, 1794, 17–18)
Reverse <strong>Revolution</strong> 91<br />
In a footnote however, after insisting on the non-religious character of the<br />
worship, the author adds, ‘Jean-Jacques will indisputably be the fi rst god<br />
among men’ (ibid., 24).<br />
The comparison the author makes to Numa, Muhammad, Lycurgus <strong>and</strong><br />
at a later point to Moses are not fortuitous. 7 These names are taken from<br />
<strong>Rousseau</strong>’s Social Contract. This list of mythical legislators which <strong>Rousseau</strong><br />
sought as examples for his republic, <strong>and</strong> among which he was elevated during<br />
the revolution, lends us to ask questions on the role <strong>Rousseau</strong> played<br />
to bring about the events of 1789. The idea of attributing to <strong>Rousseau</strong> the<br />
authorship of an event that came after him might seem illogical. However,<br />
if we consider <strong>Rousseau</strong>’s own notion of authorship, especially in the political<br />
realm, we realize to what extent it conforms to the type of fi liation<br />
some would have wanted to establish between him <strong>and</strong> the revolution. The<br />
model of Lycurgus which <strong>Rousseau</strong> uses to describe the perfect legislator<br />
in the Social Contract is here signifi cant.<br />
<strong>Rousseau</strong>’s Pauline Covenant<br />
Before his death, the mythical legislator of Sparta destroyed all rhetras, all<br />
written laws, since he deemed instead that the virtues <strong>and</strong> principles of his<br />
city had to be embedded in the citizens’ character.<br />
The legislator is thus capable of persuading <strong>and</strong> molding hearts <strong>and</strong><br />
minds without having recourse to written laws. Only through this education<br />
of the heart can the habits of man transform into <strong>and</strong> conform to<br />
the morals, customs <strong>and</strong> opinion required of the citizen. In this sense,<br />
the objective of the legislator is thus to author the invisible. This is what<br />
<strong>Rousseau</strong> means when in the Social Contract he insists on the importance<br />
of that fourth <strong>and</strong> most important of laws, ‘To these three types of laws is<br />
added a fourth, the most important of all; which is not engraved on marble<br />
or bronze, but in the hearts of the citizens; which is the genuine constitution<br />
of the State’ (<strong>Rousseau</strong>, 1994d, 164). Likewise, when <strong>Rousseau</strong> talks about<br />
the extraordinary function of the legislator, he distinguishes it from that of<br />
common rulers, who, to impose their whims, need to engrave their laws in<br />
stone, ‘Any man can engrave stone tablets, buy an oracle, pretend to have a<br />
secret relationship with some divinity, train a bird to talk in his ear, or fi nd<br />
other crude ways to impress the people’ (ibid., 157). While anyone can write<br />
laws, the miraculous nature of <strong>Rousseau</strong>’s legislator dispenses him from<br />
such a debased task. We are here in the presence of a political <strong>and</strong> also religious<br />
critique of the act of writing. The notion that the written law kills the
92 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
patriotic spirit, as connoted in <strong>Rousseau</strong>’s Social Contract, echoes Saint Paul’s<br />
assertion that the letter of Christ is ‘written not with ink but with the Spirit<br />
of the living God, not on tablets of stone but on tablets of human hearts’<br />
(Corinthians 2.3:3). Just as <strong>Rousseau</strong> will wish to distinguish his original<br />
kind of contract from that of previous political theorists, Saint-Paul’s Letter<br />
to the Corinthians is thought out as the foundation of a new covenant in<br />
Christ different from ‘the ministry of death, inscribed in letters of stone’<br />
(ibid.). The new covenant is ‘not of letter but of spirit; for the letter kills, but<br />
the Spirit gives life’ (ibid., 3:6–7). In a sense, <strong>Rousseau</strong>’s Social Contract offers<br />
us a Pauline recipe to draw out a new covenant for politics. Although the<br />
general will is the common will of the people, its spiritual dimension gives<br />
it an a priori function by which it can also form the people. The general<br />
will, as invisible voice, is here both cause <strong>and</strong> effect. Since it is not inscribed,<br />
not only does it escape death (the letter kills) but it also allows for a force<br />
that is constantly renewable. On that most important fourth law, engraved<br />
not on marble, but in the hearts of citizens, <strong>Rousseau</strong> writes that it is the<br />
one which ‘gains fresh force each day; which, when other laws age or die<br />
out, revives or replaces them, preserves a people in the spirit of its institution,<br />
<strong>and</strong> imperceptibly substitutes the force of habit for that of authority’<br />
(<strong>Rousseau</strong>, 1994d, 164). Since unwritten, morals, customs <strong>and</strong> opinion have<br />
the privilege to renew <strong>and</strong> revive the spirit of the institution, but also to<br />
revisit <strong>and</strong> reform its foundations. By going back in time, these unwritten<br />
laws can effectively dissimulate between what is cause <strong>and</strong> what is effect.<br />
A written text such as the Social Contract that offers as objective the<br />
supremacy of pneuma, of spirit, might seem like a contradiction, but this<br />
contradiction is at least a consistent one in <strong>Rousseau</strong>’s works. He disparages<br />
the arts <strong>and</strong> the sciences in his fi rst discourse, he encourages the readers<br />
of the second discourse, of the Discourse on Inequality to close the scientifi<br />
c books <strong>and</strong> hear the Book of Nature that is within them (<strong>Rousseau</strong>,<br />
1990a, 14), <strong>and</strong> the sole book he prescribes in the course of Émile’s education<br />
is Robinson Crusoe (<strong>Rousseau</strong>, 1979, 184). If <strong>Rousseau</strong> excuses his own<br />
books, it is because they warn us against others. They are a necessary evil.<br />
If <strong>Rousseau</strong> had it his way, he would have fashioned himself as another<br />
Lycurgus, burning his rhetras after having written them.<br />
The Effect Becomes the Cause<br />
The Social Contract’s fate during the revolution was not to be set in fi re.<br />
Having appeared in thirty-two editions between 1789 <strong>and</strong> 1799, 8 it was
Reverse <strong>Revolution</strong> 93<br />
among the most, if not the most published book of the revolutionary<br />
period. After having little circulation prior to 1789, the Social Contract<br />
became what Mornet would term the ‘Bible of the <strong>Revolution</strong>’. 9 This comparison<br />
to the Bible is not solely numeric, used to highlight the prodigious<br />
number of Social Contract editions published but it lends to a more religious<br />
metaphor. Considering that the Bible, a book where spirit dominates over<br />
text, is often used as a relic rather than a text, <strong>and</strong> read accordingly, we<br />
are to wonder if a similar approach was accorded to the Social Contract. In<br />
the case of <strong>Rousseau</strong>’s political treatise, can we actually equate publication<br />
with reading? In Le Mercure britannique, the ideologue Mallet du Pan writes<br />
from his exile in London that he had once heard Marat read the Social<br />
Contract to a crowd whose immoderate enthusiasm refl ected a dangerous<br />
<strong>and</strong> delirious zeal. He then proceeds to compare the reception of the Social<br />
Contract to that of the Koran,<br />
This Social Contract which destroys society was a Koran to the affected<br />
speech makers of 1789, to the Jacobins of 1790, to the Republicans of<br />
1791, <strong>and</strong> to the most atrocious madmen. [ . . . ] Through some remarkable<br />
oddity, the most isolated of writers, a hapless stranger retired from<br />
the world, without a party, without friends in his lifetime <strong>and</strong> who counted<br />
as his enemies the majority of the Paris philosophes, became the prophet<br />
of revolutionary France. (Mallet du Pan cited in Roussel, 1972, 77)<br />
The comparison to the Koran suggests that the force of the Social Contract<br />
was in its symbolic signifi cance rather than in its content <strong>and</strong> that most<br />
people, instead of expounding its theories, bought it more readily for its<br />
consecrated <strong>and</strong> ceremonial nature. In 1795, Sénac de Meilhan declares<br />
in Des gouvernements, des moeurs et des conditions en France avant la Révolution<br />
that ‘this profound <strong>and</strong> abstract book is rarely read <strong>and</strong> understood by a<br />
few number of people’ (cited in ibid., 78). Yet, lack of readership does not<br />
mean that the Social Contract was not read at all. Besides the many editions<br />
of the book that appeared after the revolution, <strong>Rousseau</strong>’s political treatise<br />
was readily available in several compilations of his works. The fact, however,<br />
that the text generated several interpretations refl ects the considerable liberties<br />
taken with the text but also the text’s own predisposition to misreadings<br />
<strong>and</strong> non-readings <strong>and</strong> its susceptibility to be used as a symbol more<br />
than anything else. It is precisely this symbolic dimension that explains the<br />
revolutionaries’ attachment to a book which was politically unpractical <strong>and</strong><br />
whose disapproval of representation contradicted the form of government<br />
they pursued (Swenson, 2000, 167–74).
94 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
When the Club de femmes à Lyon started organizing meetings to read<br />
the Social Contract together, Louis-Marie Prudhomme, a revolutionary journalist<br />
who founded Les Révolutions de Paris, wrote an article where he tried<br />
to dissuade the women from such a perilous activity <strong>and</strong> what is more based<br />
his argument on none other than <strong>Rousseau</strong>. He writes,<br />
Does a mother need to read books to raise her children? Doesn’t she have<br />
the book of nature <strong>and</strong> of her heart? [ . . . ] Why do we care so much in<br />
this club of Lyonnaises to teach to the young Citizens entire chapters from<br />
J. J. <strong>Rousseau</strong>’s Social Contract? Didn’t he believe that La Fontaine’s fables<br />
were beyond the reach of children? (quoted from <strong>Rousseau</strong>, 1965–98,<br />
Vol. 47, 96)<br />
Prudhomme then concludes by entreating the women to stay in their homes,<br />
‘We beg the good Citizens of Lyon to stay in their homes, to look after their<br />
household [ . . . ] without pretending to underst<strong>and</strong> the Social Contract as<br />
if it was an easy book.’ When the women protested Prudhomme’s observations,<br />
through a letter written by the Citizen Charton, the President of<br />
the Club, Prudhomme brushed their criticism by resorting once again to<br />
<strong>Rousseau</strong>,<br />
As for the rest, if there are reproaches to make to the article in question,<br />
the Citizen Charon needs to address them to J.J. <strong>Rousseau</strong>, whose natural<br />
principles we profess. Julie Volmar would have certainly never taken<br />
her children to the club of the Citoyennes of Lyon. (quoted from <strong>Rousseau</strong>,<br />
1965–98, Vol. 47, 99)<br />
Prudhomme’s claim to the women of Lyon to follow <strong>Rousseau</strong>’s teachings<br />
<strong>and</strong> at the same time to give up their desire of reading his book, besides<br />
refl ecting the journalist’s misogyny, resonates with one of the Balzacian<br />
quotes cited at the beginning of this article, ‘the bourgeois of Paris [ . . . ]<br />
admires Moliere, Voltaire, <strong>and</strong> <strong>Rousseau</strong> on faith, <strong>and</strong> buys their books without<br />
ever reading them.’ Publication <strong>and</strong> reading in this case do not necessarily<br />
complement each other, <strong>and</strong> in <strong>Rousseau</strong>’s case the gap between the<br />
two is further exacerbated by the religious dimension given to the Social<br />
Contract. Instead of the textual signifi cance of the book – <strong>and</strong> this is what is<br />
implied by Prudhomme’s beseeching – it is its spirit that counts.<br />
It is precisely through this Pauline perspective that we can underst<strong>and</strong><br />
<strong>Rousseau</strong>’s authorship of the revolution <strong>and</strong> also the lack of causality<br />
implied by such an affi rmation. To say that <strong>Rousseau</strong> wrote something which
Reverse <strong>Revolution</strong> 95<br />
transpired posthumously means that the spiritual dimension <strong>Rousseau</strong> gives<br />
to his own works prepares the possibility of an authorship where the effect<br />
supersedes the cause. Since <strong>Rousseau</strong>’s objective was to reinvent the notion<br />
of people as a political force, he needed to devise a new origin for the creation<br />
of the world. The effect of <strong>Rousseau</strong>’s treatise is thus to redefi ne the<br />
cause, <strong>and</strong> this reverse causality entails an essentialist dimension that transcends<br />
the realm of logical thought. In order to make sense of <strong>Rousseau</strong>’s<br />
distinction of the ‘société civile’ <strong>and</strong> la ‘société commençante’, Blaise<br />
Bachofen <strong>and</strong> Bruno Bernardi allude to <strong>Rousseau</strong>’s penchant for reverse<br />
causality <strong>and</strong> write in their introduction of the Discourse on Inequality, ‘A<br />
form of causality which we could qualify as retrospective is thus revealed.<br />
It is the effects which follow that transform the decisive causes into contingent<br />
circumstances. Seen from this point, there is constantly more in the<br />
effect than in the cause (something which the model of mechanical causality<br />
forbids)’ (<strong>Rousseau</strong>, 1990a, 14).<br />
This is also what is implied by Jean-Joseph Mounier in a quote that weaves<br />
through James Swenson’s On Jean-Jacques <strong>Rousseau</strong> <strong>and</strong> which refl ects how,<br />
beyond <strong>Rousseau</strong>’s own philosophy, reverse causality would also facilitate<br />
the posterior consideration of <strong>Rousseau</strong> as author of the revolution.<br />
Swenson writes, ‘Jean-Joseph Mounier [ . . . ] argued that the celebrity of<br />
the Social Contract during the <strong>Revolution</strong> was an effect rather than a cause.<br />
It was not in the least the infl uence of these principles that produced the<br />
<strong>Revolution</strong>. On the Contrary, it was the <strong>Revolution</strong> that produced their<br />
infl uence’ (Swenson, 2000, 15). This reverse infl uence which can help us<br />
underst<strong>and</strong> <strong>Rousseau</strong>’s authorship of the revolution is also central to grasp<br />
how the Social Contract’s legislator is able to author laws created by a people<br />
who are yet to be formed. Just like <strong>Rousseau</strong> rethinks <strong>and</strong> reshapes the<br />
origin of the world in the Discourse on Inequality, the legislator of the Social<br />
Contract needs to preside the citizens’ coming into being,<br />
In order for an emerging people to appreciate the healthy maxims of<br />
politics, <strong>and</strong> follow the fundamental rules of Statecraft, the effect would<br />
have to become the cause; the social spirit, which should be the result of<br />
the institution, would have to preside over the founding of the institution<br />
itself; <strong>and</strong> men would have to be prior to laws what they ought to<br />
become by means of laws. (<strong>Rousseau</strong>, 1994a, 156)<br />
Since the peripheral legislator of the Social Contract does not write any laws,<br />
those written by the citizens need to refl ect his infl uence on them. The<br />
social spirit which would safeguard the foundations of the republic <strong>and</strong>
96 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
which it is the legislator’s duty, as pedagogue, to inculcate to the masses<br />
should antedate the laws <strong>and</strong> the institutions themselves.<br />
The legislator’s authorship is retrospective in the same way <strong>Rousseau</strong>’s<br />
will be during the revolution. It is an invisible authorship where the spirit<br />
religiously supersedes the text <strong>and</strong> where the mythical supplants the causal.<br />
Before the citizens of the Social Contract decide on the laws of the republic,<br />
they are infused with a spirit that paradoxically predestines them towards<br />
their legislative pronouncements. The spirit is not dictated through authoritative<br />
measures. Instead it is impressed on people by the soft force of habit.<br />
Since it is not written, the spirit is not conceived of as an external m<strong>and</strong>ate<br />
<strong>and</strong> since it is fl uid, it can be renewed <strong>and</strong> it can easily revisit <strong>and</strong> revise<br />
the foundational story of either the institution or its people. Regardless of<br />
<strong>Rousseau</strong>’s real intentions, he became the author of the revolution because<br />
the spirit of his writing was revisited <strong>and</strong> revised to sanctify the event. That<br />
the revolutionaries chose <strong>Rousseau</strong> as their intercessor is not surprising<br />
because more than any other eighteenth-century philosopher, <strong>Rousseau</strong>’s<br />
political philosophy championed the supremacy of the spirit over the letter.<br />
During the revolution, it was therefore <strong>Rousseau</strong>’s spirit that dominated<br />
<strong>and</strong> not precisely his letter. Often unread <strong>and</strong> misunderstood, the<br />
Social Contract had nonetheless become the Bible of an era.<br />
Notes<br />
1 The intelligence Vautrin displays in the Comédie humaine suggests that he has read<br />
<strong>Rousseau</strong>. The careless slip might refl ect instead his awareness that nobody else<br />
will catch it.<br />
2 In his discourse ‘Sur les rapports des idées religieuses et morales’ of May 1794,<br />
Robespierre attacks atheism <strong>and</strong> the materialist philosophers, <strong>and</strong> while urging<br />
the importance of religious faith as a means to cement the ideas of the revolution,<br />
he turns to the fi gure of <strong>Rousseau</strong> who, Robespierre writes, is ‘worthy of the ministry<br />
as preceptor of humankind’ (cited <strong>and</strong> translated in Chartier, 1991, 88).<br />
3 Since language supposes the existence of society, <strong>Rousseau</strong> does not believe or<br />
refuses to believe that it might have had a role in the state of nature. In contrast to<br />
<strong>Rousseau</strong>’s, Condillac’s account of the development of language seems more scientifi<br />
c <strong>and</strong> refl ects the views of most of the other philosophes. Condillac refuses any<br />
innate or metaphysical considerations, <strong>and</strong> defends the creation of language as<br />
following a materialist maturation that starts with the involuntary movements of<br />
the body. On the supposed religious nature of <strong>Rousseau</strong>’s account of language,<br />
Joesph Garat, professor at the École normale, declares in 1800, ‘How does he<br />
unravel the threads of this problem he helped knot? Just like bad poets unravelling<br />
the threads of a bad tragedy, by calling upon a divinity to descend on earth to
Reverse <strong>Revolution</strong> 97<br />
teach man the fi rst words of the fi rst language, to teach man the alphabet’ (cited<br />
in Roussel, 1972, 29).<br />
4 In a different book on the French <strong>Revolution</strong>, Quinet reiterates the same idea, ‘In<br />
an edifi ed Catholic France, unprepared for liberty, we see the <strong>Revolution</strong> partially<br />
keep, at fi rst, the exclusive temperament of the Church it replaced’ (Quinet, 1845,<br />
351).<br />
5 Writing shortly after the Reign of Terror, Volney tries to draw a connection between<br />
the violent upheaval of the revolution <strong>and</strong> the fanatical embrace of <strong>Rousseau</strong>’s<br />
ideas.<br />
6 During the French <strong>Revolution</strong>, the Civic Certifi cates were mainly delivered to public<br />
offi cials <strong>and</strong> attested to their patriotism. They were used to brush away any<br />
accusations of treachery.<br />
7 The republicanism professed by the legislators of the revolution leads to many<br />
comparisons with Numa <strong>and</strong> Lycurgus. In Leçons d’Histoire, Volney (1800, 181)<br />
emphasizes the religious dimension of the new devotion for Greek or Roman<br />
myths, ‘Having emancipated ourselves from the Jewish fanaticism, let us now<br />
repress that V<strong>and</strong>al or Roman fanaticism, which, under political denominations,<br />
would lead us back to all the fury of religious contests’.<br />
8 Regarding the general question of what the eighteenth century read <strong>and</strong> how it<br />
read, see Mornet, 1989; Darnton, 1995; Swenson, 2000, 16–31. Regarding the publication<br />
of the Social Contract in post-revolutionary France see Palmer, 1959,<br />
19–27.<br />
9 In Édition <strong>and</strong> sédition, Robert Darnton writes (1991, 174), ‘Research tends to confi<br />
rm Daniel Mornet’s old discovery, that even if the Contrat social was the “bible” of<br />
the French <strong>Revolution</strong>, this work was very little known in pre-revolutionary<br />
France’.
Chapter 6<br />
The General Will between<br />
Conservation <strong>and</strong> <strong>Revolution</strong><br />
Holger Ross Lauritsen<br />
Introduction<br />
Victor Hugo’s famous assertion that the French <strong>Revolution</strong> was ‘<strong>Rousseau</strong>’s<br />
fault’ is but one example of the many different views on the relationship<br />
between <strong>Rousseau</strong>’s philosophy <strong>and</strong> phenomena such as revolutions <strong>and</strong><br />
insurrections. One of the diffi culties in such discussions is that in order to<br />
judge whether <strong>Rousseau</strong>’s philosophy had an impact on the French <strong>Revolution</strong>,<br />
let alone later revolutions, it seems that one would fi rst have to determine<br />
more generally the possibility of causal relations between political<br />
philosophy <strong>and</strong> political practice. It is, however, also possible to discuss<br />
assertions such as Hugo’s without answering this general philosophical<br />
question, namely, by examining to what extent <strong>Rousseau</strong>’s philosophy or<br />
elements in it can be used to legitimate insurrections or revolutions, without<br />
discussing if this legitimation should be considered as an inspiration or<br />
as an instrumentation. Such is the method used in this article.<br />
The fact is that <strong>Rousseau</strong>, despite his explicit rejections of the prospect of<br />
a revolution, 1 has been invoked in several revolutionary <strong>and</strong> insurrectional<br />
situations. Besides the French revolutionary leaders, one could mention<br />
Fidel Castro, who once declared having combated Battista with the Social<br />
Contract in his pocket (Gagnebin, 1964, xvxvi). The intention here is not to<br />
discuss whether such invocations are just, but to examine which are the<br />
concepts or arguments in the works of <strong>Rousseau</strong> that make them possible.<br />
Without further ado, it should be stated that the most important concept in<br />
this respect is that of the general will. At this point, however, an ambiguity<br />
arises. As Etienne Balibar puts it:<br />
<strong>Rousseau</strong>’s concept of the general will, such as the revolution disperses it<br />
as a real slogan, never ceases to oscillate between the two poles of the<br />
constitution <strong>and</strong> the insurrection. You can refer to it in order to legitimate
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 99<br />
a state, but you can also refer to it in order to legitimate a revolution.<br />
(Balibar, 1997, 105–6)<br />
The paradox is that, apparently, the very concept by means of which a revolution<br />
can be legitimated – the general will – can also be used to legitimate<br />
an existing order. This article is an attempt to explain this paradox. The<br />
argument is separated into four parts. First, the conservative function of the<br />
concept of the general will be imputed to its indivisibility. Secondly, the revolutionary<br />
function of this concept will be imputed to its inalienability. Thirdly,<br />
it will be shown that such a dichotomy is in fact too simple <strong>and</strong> that indivisibility<br />
can also have an insurrectional function. Finally, it will be argued that<br />
this insurrectional reconciliation between indivisibility <strong>and</strong> inalienability<br />
can be conceived of as a ‘Maoist’ revolutionary government, but that such a<br />
reconciliation is contrary to the spirit of <strong>Rousseau</strong>’s philosophy.<br />
Conservating Indivisibility<br />
One of the fi rst left-wing critiques of <strong>Rousseau</strong> was made by Marx <strong>and</strong><br />
Engels who considered the concept of the general will as being opposed to<br />
a proletarian emancipation. It seems that this critique can be resumed in an<br />
attack on the indivisible character of the general will. In the Social Contract,<br />
this indivisibility is expressed as follows: ‘Sovereignty [ . . . ] is indivisible.<br />
For either the will is general or it is not; it is either the will of the body of<br />
the people, or that of only a part’ (<strong>Rousseau</strong>, 1997e, 58). Since there can<br />
only be one general will in the nation, a will that represents a part of the<br />
people is illegitimate. <strong>Rousseau</strong> provides the following explanation:<br />
When factions arise, small associations at the expense of the large association,<br />
the will of each one of these associations becomes general in relation<br />
to its members <strong>and</strong> particular in relation to the State; [ . . . ] Finally,<br />
when one of these associations is so large that it prevails over all the rest,<br />
the result you have is no longer a sum of small differences, but one single<br />
difference. (Ibid., 60)<br />
Marx <strong>and</strong> Engels also address these ‘factions’ <strong>and</strong> ‘associations’, but they<br />
call them classes <strong>and</strong> consider them as the foundation of every society.<br />
Thus, the ‘one single difference’ denounced by <strong>Rousseau</strong> strongly resembles<br />
the Marxian class struggle, <strong>and</strong>, as is well known, Marx <strong>and</strong> Engels<br />
claim that ‘the history of all hitherto existing society is the history of class
100 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
struggles’ (Marx <strong>and</strong> Engels, 1848). Consequently, the existence of a general<br />
will is claimed to be but an illusion or, more precisely, ideology. That is<br />
to say, the purpose of invocating such a will is to disguise the will of the ruling<br />
class. As Marx <strong>and</strong> Engels put it, the ruling class always ‘represent[s] its<br />
interest as the common interest of all the members of society’ (Marx <strong>and</strong><br />
Engels, 1845).<br />
A slightly different left-wing critique of <strong>Rousseau</strong> is made by the French<br />
philosopher Jacques Rancière. According to Rancière, the problem with<br />
<strong>Rousseau</strong>, as well as with contractualism in general, is that he begins by<br />
initially breaking down the people into individuals, which, in one go, exorcizes<br />
the class war of which politics exists (Rancière, 1998, 79).<br />
On the face of it, such a critique could be considered Marxian. The difference<br />
is, however, that while Marx <strong>and</strong> Engels stress the result of the<br />
social contract, the general will, as opposed to the reality of class struggle,<br />
Rancière denounces the presupposition of this contract, that is, the existence<br />
of independent individuals, free to enter into a contract. Moreover,<br />
Rancière now claims that, although this presupposition too functions as a<br />
veil over class struggle, it also contains an emancipatory potential. In fact,<br />
the presupposition of individual freedom can be used as a tool against<br />
repression:<br />
[With the concept of the social contract], freedom has become peculiar<br />
to individuals as such <strong>and</strong> [ . . . ] the fable of alienation will give rise to the<br />
question of knowing whether <strong>and</strong> under what conditions individuals may<br />
alienate this freedom completely – in a word, it will give rise to the right<br />
of the individual as nonright of the state, the entitlement of anyone at all to<br />
question the state or to serve as proof of its infi delity to its own principle.<br />
(Ibid., 79)<br />
The ‘fable of alienation’ inherent in contractualism is certainly conservating,<br />
but it also opens up the question concerning the conditions of the<br />
legitimacy of this very alienation. As to <strong>Rousseau</strong>, his defi nition of these<br />
conditions is clear <strong>and</strong> radical. True, he dem<strong>and</strong>s, as mentioned, that the<br />
alienation must be total, but the condition therefore is a total recovery of<br />
the alienated rights. The individual can only give up his rights <strong>and</strong> liberty<br />
in so far as he recovers them all in the community. Thus, the goal of the<br />
social contract is ‘to fi nd a form of association [ . . . ] by means of which<br />
each, uniting with all, nevertheless obey only himself <strong>and</strong> remain as free as<br />
before’ (<strong>Rousseau</strong>, 1997e, 49–50).
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 101<br />
We are dealing here with one of the central paradoxes of <strong>Rousseau</strong>’s<br />
philosophy. The individual must give up the whole of his rights <strong>and</strong> liberty<br />
to the general will in order to maintain the indivisibility of this will. However,<br />
he can legitimately do so only if, in return, he recovers it all, rights<br />
<strong>and</strong> liberty. This central paradox is even more apparent in the fact that,<br />
despite the dem<strong>and</strong> of a total alienation, another central notion in the Social<br />
Contract is that of inalienability. More precisely, it is asserted that, while the<br />
general will is indivisible, the exercise of this will, namely sovereignty, is<br />
inalienable. Now, as hinted at by Rancière, it can be argued that it is exactly<br />
because of this indivisibility that the concept of the general will can be used<br />
in order to legitimate a revolution.<br />
<strong>Revolution</strong>ary Inalienability<br />
<strong>Rousseau</strong>’s philosophical formulation of the notion of inalienability is that<br />
‘sovereignty, since it is nothing but the exercise of the general will, can<br />
never be alienated’ (ibid., 57). A more concrete political formulation is<br />
given a few lines later:<br />
If [ . . . ] the people promises simply to obey, it dissolves itself by this very<br />
act, it loses its quality of being a people; as soon as there is a master, there<br />
is no more sovereign, <strong>and</strong> the body politic is destroyed forthwith. (Ibid.)<br />
Here, the notion of inalienability most clearly implies a radical subversive,<br />
indeed anarchist, conception of the concept of the general will. The ‘body<br />
politic’, that is to say, the general will, does simply not exist if ‘the people’<br />
obeys any ‘master’. Now, one might ask, what would that mean more concretely?<br />
What would a society look like, where nobody obeys any master?<br />
A possible answer can be found in <strong>Rousseau</strong>’s refutation of any kind of<br />
political representation (‘Sovereignty cannot be represented for the same<br />
reason that it cannot be alienated’ (ibid., 114). More technically, the idea is<br />
that, while the executive power can be entrusted to one or more persons,<br />
only the people as such can legitimately exercise the legislative power. The<br />
only legitimate legislative assembly is the whole of the people because ‘the<br />
Sovereign can act only when the people is assembled’ (ibid., 110).<br />
This, however, is obviously impossible. <strong>Rousseau</strong> himself – despite his claim<br />
that ‘the bounds of the possible in moral matters are less narrow than we<br />
think’ (ibid.) – is perfectly aware of the fact that, except in very small states,
102 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
it is impossible to gather together the entire ‘people’ on a regular basis in<br />
order to discuss the laws of the republic. Thus, in his proposition for a reformation<br />
of the government of Pol<strong>and</strong>, he admits that ‘the legislative power<br />
cannot show itself as such, <strong>and</strong> can act only by delegation’ (<strong>Rousseau</strong>, 1997a,<br />
200–1). True, <strong>Rousseau</strong> endeavours to limit the power of the Polish diet by<br />
means of imperative m<strong>and</strong>ates <strong>and</strong> a frequent renewal of the representatives<br />
(ibid., 201). The fact remains, however, that he betrays his critique of<br />
political representation as soon as he makes a proposition for a concrete<br />
political structure.<br />
Does this mean that one should simply reject <strong>Rousseau</strong>’s critique of political<br />
representation? From a strictly philosophical point of view, one would<br />
have the right to do so. However, as we are dealing here with the different<br />
uses of <strong>Rousseau</strong>, it should be noted that this critique has actually played a<br />
part in political history despite the impossibility of its institutional implementation.<br />
For instance, as James Swenson points out, this critique was<br />
invoked by different political orators during the entire French <strong>Revolution</strong><br />
(Swenson, 2000, 194–225).<br />
Speaking of insurrection, it is of particular interest that, if also popular<br />
movements during the revolution had a link to <strong>Rousseau</strong>ism, this can be<br />
seen as a direct consequence of <strong>Rousseau</strong>’s critique of representation. As<br />
Swenson puts it, although these movements ‘seldom show the direct imprint<br />
of <strong>Rousseau</strong>’s language’, they ‘can be seen to be largely compatible with the<br />
construction of <strong>Rousseau</strong>’s doctrine that centers on the inalienability of<br />
sovereignty’ (ibid., 217), in particular, the critique of representation. In<br />
fact, <strong>Rousseau</strong>’s assertion that ‘the instant a People gives itself Representatives,<br />
it ceases to be free; it ceases to be’ (<strong>Rousseau</strong>, 1997e, 115) could be<br />
understood less as a defence of a certain political system, namely a system<br />
without representation, than as a de-legitimization of every political system,<br />
given that, as we have seen, no political system without representation is<br />
possible. In other words, <strong>Rousseau</strong>’s critique of political representation can<br />
be used to legitimate any revolt at any time.<br />
It should, therefore, be clear how the concept of the general will can<br />
serve as a legitimation of insurrection: Sovereignty, that is to say, ‘the exercise<br />
of the general will’, is inalienable, <strong>and</strong> therefore political representation<br />
is illegitimate. At the same time, political representation is unavoidable,<br />
<strong>and</strong>, therefore, insurrections are always legitimate. True, such a radical<br />
anarchist reading of <strong>Rousseau</strong> might seem a bit far-fetched; the point is,<br />
however, that it is a possible reading which has operated, although rarely<br />
explicitly, in different collective imaginations.
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 103<br />
Now, it could be maintained that <strong>Rousseau</strong> was actually aware of the possibility<br />
of such an anarchist reading. Thus, after having claimed, as quoted<br />
above, that ‘as soon as there is a master, there is no more sovereign’, he<br />
makes a restriction:<br />
This is not to say that the comm<strong>and</strong>s of the chiefs may not be taken for<br />
general wills as long as the sovereign is free to oppose them <strong>and</strong> does not<br />
do so. In such a case the people’s consent has to be presumed from universal<br />
silence. (Ibid., 57–8)<br />
This idea is quite sophisticated <strong>and</strong> seems both to render the anarchist<br />
reading more likely <strong>and</strong> to bring it nearer to a somewhat practicable kind<br />
of politics. While <strong>Rousseau</strong> maintains that it is always legitimate for the<br />
people to oppose a political decision made by a political leader, for instance,<br />
a representative, he underscores that this does not mean that every such<br />
decision is illegitimate. In fact, as long as the people do not revolt against<br />
such decisions, they should be considered as legitimate. However, as the<br />
absence of revolt can obviously be due to repression, <strong>Rousseau</strong> adds that<br />
the people must be ‘free to oppose’ a decision or a comm<strong>and</strong>, that is to say,<br />
free to revolt. It thus seems that, as a correlate to what is here called (deliberately<br />
anachronistically) the ‘radical anarchist’ reading of <strong>Rousseau</strong>, it is<br />
possible to construct a more ‘moderate’ or ‘realistic’ anarchist reading.<br />
This reading too, however, contains several problems. In particular, it<br />
should be asked what is actually meant when ‘a people’ is said to be free to<br />
revolt? Does it mean that the people have the right to revolt? Such an interpretation<br />
seems contradictory, revolts being by defi nition illegal. Nevertheless,<br />
<strong>Rousseau</strong> might have thought of such a solution. As a matter of fact,<br />
when discussing the Constitution of Pol<strong>and</strong>, he praises a specifi c law that<br />
could be understood as a legitimation of revolt. This law provides that<br />
under certain circumstances it is possible to create a so-called confederative<br />
diet where for instance the normal right of veto does not apply, <strong>and</strong>, when<br />
<strong>Rousseau</strong> states that ‘this federative form [ . . . ] strikes me as a masterpiece<br />
of politics’ (<strong>Rousseau</strong>, 1997a, 219–20), it is, according to Sven Stelling-<br />
Michaud, exactly because he ‘sees in this practice a legal form of insurrection’<br />
(Stelling-Michaud, 1978, 1778).<br />
As mentioned, popular uprisings during the French <strong>Revolution</strong> were often<br />
if not explicitly referring to <strong>Rousseau</strong>’s critique of representation, then compatible<br />
with it. Other initiatives during the revolution in fact pointed towards<br />
this legalization or institutionalization of revolts that <strong>Rousseau</strong> saw in the
104 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
Polish constitution. Thus, the so-called Girondin constitution from 1793 lay<br />
down a ‘legal means of protest [reclamation] requiring a new examination of<br />
the law’ (Swenson, 2000, 223). The idea was that such claims could ‘begin<br />
with the action of a single citizen’ <strong>and</strong> then ‘require [ . . . ] majority support<br />
from progressively larger bodies’ until they became ‘the object of a yes or no<br />
vote on the national level’ (ibid.).<br />
Now, both the Polish confederative diet <strong>and</strong> the Girondin constitution are<br />
indeed very interesting. One might even agree with Swenson that the latter<br />
constitution is ‘the most democratic constitution ever proposed’ (ibid., 224).<br />
However, the problem remains. Insurrection or revolt cannot be inscribed<br />
into the constitution; it is per defi nition something extra- constitutional.<br />
This problem is indicated by <strong>Rousseau</strong>’s admission that, in the end, the functioning<br />
of the confederative diet is dependent on the Polish citizen’s ‘truly<br />
heroic zeal’ (<strong>Rousseau</strong>, 1997a, 219), that is, something extra-constitutional<br />
(Baczko, 1978, 75).<br />
In other words, it seems that what we called the moderate or realist<br />
anarch ist reading must be ab<strong>and</strong>oned. The only possible anarchist reading<br />
of <strong>Rousseau</strong> is a radical one that not only legitimates every insurrection,<br />
but also de-legitimizes every institutional or administrative decision made<br />
by any delegate.<br />
Indivisible Insurrection<br />
To sum up, two opposing interpretations of the concept of the general will<br />
have now been presented. One stresses the indivisibility of the general will –<br />
it stresses that the general will is a will – <strong>and</strong> shows how this indivisibility can<br />
be invoked in order to legitimate the conservation of an established order<br />
against the aspirations of different groups or classes. The other stresses the<br />
inalienability of the general will – it stresses that the general will is general –<br />
<strong>and</strong> shows how this inalienability can be used to legitimate insurrection or<br />
revolution.<br />
Indivisibility is linked to conservation, inalienability to revolution. In fact,<br />
the matter turns out to be a bit more complex as there is also an evident<br />
link between indivisibility <strong>and</strong> revolution. In order to explain this, we will<br />
return to Rancière who in fact tends to claim, without saying it explicitly,<br />
that unity, <strong>and</strong> by consequence indivisibility, is always conservating. On the<br />
contrary, the essence of emancipatory politics is the display of a ‘disagreement’,<br />
for instance, the class struggle. Moreover, this disagreement should<br />
not be regarded only as a disagreement between two entities, say, between
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 105<br />
the proletariat <strong>and</strong> the bourgeoisie; it is also a disagreement inside each of<br />
these entities. As he puts it:<br />
The class struggle is [ . . . ] politics itself [ . . . ] This is not to say that politics<br />
exists because social groups have entered into battle over their divergent<br />
interests. The torsion or twist that causes politics to occur is also what establishes<br />
each class as being different from itself. (Ranciére, 1998, 18, my italics)<br />
It has already been shown that this position causes Rancière to denounce the<br />
indivisibility of the general will. However, Rancière calls this denouncement,<br />
<strong>and</strong> indeed the whole of his critique of unity, into question when he makes<br />
the following claim: ‘In place of the peoples <strong>Rousseau</strong> or Marx sent packing,<br />
there emerges here, there, <strong>and</strong> everywhere an ethnic people pinned down<br />
as identical to themselves, as one body set up against others’ (ibid., 98).<br />
Rancière deplores that the conception of the people as an ethnic or cultural<br />
entity has replaced both <strong>Rousseau</strong>’s <strong>and</strong> Marx’s conceptions of the<br />
people as a revolutionary political subject. However, are these conceptions<br />
not but descriptions of a certain unity of emancipatory movements? True,<br />
this unity is not a cultural unity, but a political one, <strong>and</strong> Rancière might,<br />
moreover, claim that such a unity is of a special sort, containing internal<br />
differences or disagreements. Though, it remains that he apparently admits<br />
that a certain kind of unity is needed for an emancipatory movement to<br />
exist.<br />
More generally the problem is that, if, according to Rancière, the accentuation<br />
of the inalienability of sovereignty can be used to legitimate insurrections<br />
or revolutions, this can only occur on a very abstract level. In order<br />
to legitimate a specifi c insurrection or revolution, it must be shown or<br />
claimed that we are actually dealing here with an expression of the general<br />
will. Now, if the concept of indivisibility is completely rejected at the expense<br />
of that of inalienability, such a claim would never be possible because every<br />
insurrection, even those with the smallest consistency, can always be claimed<br />
to be an alienation of the freedom of the individuals who participate in it.<br />
To put in another way, it is not necessary to be a Leninist in order to maintain<br />
that no serious insurrection is possible without a certain level of organization,<br />
that is to say, without a certain level of discipline. Rancière simply<br />
fails to see that, even when an insurrection, a revolution or a political movement<br />
can be said to have overall emancipating effects (which is obviously<br />
not always the case), sacrifi ces are always dem<strong>and</strong>ed.<br />
It thus seems that the ambiguity of the concept of the general will, its<br />
oscillation between conservation <strong>and</strong> revolution, should not be ascribed
106 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
exclusively to a confl ict between indivisibility <strong>and</strong> inalienability. This ambiguity<br />
is also due to a contradiction inside the concept of indivisibility, that is,<br />
a confl ict between different uses of this concept. An example hereof is<br />
found, for instance, in one of Maximilien Robespierre’s most famous discourses,<br />
where the question is posed, ‘Is not the terrible war waged by liberty<br />
on tyranny indivisible?’ (Robespierre, 2007, 115). In fact, there are two<br />
possible interpretations of this reference to indivisibility. That is, it can be<br />
conceived of as a benefi cial unifying gesture at this crucial point of the revolution<br />
(February 1794) where the republic is threatened from several sides,<br />
or it can be understood as a way for Robespierre to legitimate an eradication<br />
of his enemies. Whether one should adopt one or the other of these attitudes,<br />
depends on an appraisal of the historical <strong>and</strong> political circumstances,<br />
that is to say, the course <strong>and</strong> the character of the French <strong>Revolution</strong>.<br />
Now, a thinker who completely endorses the most controversial part of<br />
the French <strong>Revolution</strong>, that is, the Reign of Terror, is Alain Badiou. As it<br />
might be formulated, Badiou underst<strong>and</strong>s the indivisibility of ‘the war<br />
waged by liberty on tyranny’ expressed by Robespierre as the unity of an<br />
emancipatory revolutionary movement <strong>and</strong> not as a means of repression.<br />
Whether this is an appropriate vision of the French <strong>Revolution</strong> will not be<br />
discussed here. 2 On the other h<strong>and</strong>, the interesting point is that this positive<br />
vision on indivisibility also manifests itself in Badiou’s highly original<br />
reading of <strong>Rousseau</strong>. As Badiou approvingly puts it: For <strong>Rousseau</strong> ‘[emancipatory]<br />
politics is indecomposable [ . . . ] For [emancipatory] politics,<br />
ultimately, is the existence of the people’ (Badiou, 2005a, 348).<br />
The ‘people’, that is to say, the revolutionary or insurrectional movement,<br />
can only exist as a unity, <strong>and</strong> that is exactly what the notion of indivisibility<br />
(or ‘non-decomposability’) points out. In other words, the departure point<br />
of Badiou’s reading of <strong>Rousseau</strong> is the mentioned insurrectional function<br />
of the concept of indivisibility by which a contradiction was revealed inside<br />
this very concept. However, a particular feature in Badiou’s reading is that<br />
he manages to dissolve this contradiction. Indeed, he seems to fi nd in the<br />
works of <strong>Rousseau</strong> a completely coherent philosophy of insurrection or<br />
revolution where none of the mentioned ambiguities are present. This<br />
reading can be resumed as follows: <strong>Rousseau</strong> ‘frees [emancipatory] politics<br />
from the state [ . . . ] As a procedure [ . . . ] [emancipatory] politics cannot<br />
tolerate delegation or representation. It resides entirely in the “collective<br />
being” of its citizen-militants’ (ibid., 347).<br />
Badiou claims that <strong>Rousseau</strong> completely separates politics, that is, the<br />
politics of emancipation, from the state, <strong>and</strong> it is this claim that makes it<br />
possible for Badiou to solve the contradiction inherent to the concept of<br />
indivisibility. In fact, this contradiction can also be described as a confl ict
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 107<br />
between an institutional indivisibility (the indivisibility of the political institutions<br />
of an existing society, the state) <strong>and</strong> an insurrectional indivisibility.<br />
Now, by asserting that the general will has nothing to do with any kind of<br />
institution, Badiou discounts the fi rst kind of indivisibility <strong>and</strong> he thus<br />
avoids the confl ict.<br />
No doubt, this reading is unorthodox, <strong>and</strong> once again it should be<br />
stressed that we are dealing here only with a possible reading of <strong>Rousseau</strong><br />
<strong>and</strong> not with an attempt to fi nd out what <strong>Rousseau</strong> actually meant. It should<br />
be noted, however, that Badiou’s reading offers a solution to another central<br />
contradiction in the works of <strong>Rousseau</strong>, namely, the question of the<br />
origin of society. It seems in fact that there are two such origins, that is, on<br />
the one h<strong>and</strong>, a contract, displayed fi rst <strong>and</strong> foremost in the Social Contract,<br />
<strong>and</strong>, on the other h<strong>and</strong>, a usurpation. The latter is described in the Discourse<br />
on the Origin <strong>and</strong> Foundations of Inequality Among Men:<br />
The rich, under the pressure of necessity, at last conceived of the most<br />
well-considered project ever to enter the human mind; to use even his<br />
attackers’ forces in his favour, to make his adversaries his defenders [ . . . ]<br />
‘Les us unite,’ he told them, ‘to protect the weak from oppression,<br />
restrain the ambitious, <strong>and</strong> secure for everyone the possession of what<br />
belongs to him [ . . . ]’ [ . . . ] Such was, or must have been, the origin of<br />
Society <strong>and</strong> of Laws, which gave the weak new fetters <strong>and</strong> the rich new<br />
forces. (<strong>Rousseau</strong>, 1997b, 172–4)<br />
The rich have created the current structures of society by fooling the poor<br />
into accepting legal structures that ensure the existing unequal distribution<br />
of wealth, thereby creating property. There is no need for underlining the<br />
similarity of this conception of the origin of society with the Marxian conception<br />
of class struggle as the essence of every society <strong>and</strong> the state as the<br />
tool of the bourgeoisie. As mentioned, on the other h<strong>and</strong>, Marx <strong>and</strong> Engels<br />
are in a clear opposition to the more well-known ‘classical’ <strong>Rousseau</strong>ist view<br />
on the origin of society as a contract between free individuals.<br />
In order to underst<strong>and</strong> how Badiou’s reading can be considered as a<br />
reconciliation between these two conceptions of the origin of society, we<br />
might consider at fi rst Jean Starobinski’s solution of the same problem<br />
(Starobinski, 1971, 44–6). According to the latter, the entering into the<br />
social contract could be considered as a revolution in an already established<br />
society, founded through usurpation. Thus, the Social Contract could<br />
be read ‘as the continuation, indeed as the conclusion of the Discourse on<br />
the Origin of Inequality’ (ibid., 44), instead of reading the two texts as mutually<br />
contradictory.
108 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
In a word, Starobinski solves the problem concerning the two origins of<br />
society by regarding the social contract as a revolution. As to Badiou, his<br />
solution strongly resembles that of Starobinski, but there is an important<br />
difference. In Badiou’s reading, that is, the establishment of the contract<br />
does not exactly correspond to a revolution. A revolution is an establishment<br />
of a new contract between all the members of the society, whereas, in<br />
Badiou’s reading, the contract is entered into only by the members of the<br />
revolutionary movement. That is to say, according to Badiou, the theory of<br />
the contract is not a description of the birth of a new society through a revolution,<br />
but a description of the birth of the revolutionary movement itself.<br />
In the light of this difference between Starobinski <strong>and</strong> Badiou, it can be<br />
seen how Badiou manages to elaborate a complete reconciliation between<br />
the two kinds of indivisibility. As mentioned, such a reconciliation is dependent<br />
on a complete separation between the general will <strong>and</strong> any kind of<br />
institution. This separation, however, is also necessarily a separation between<br />
revolution (or insurrection) <strong>and</strong> institutions. Thus, Badiou sees in the social<br />
contract only a revolutionary movement <strong>and</strong> not, as Starobinski, a proper<br />
revolution, that is to say, an establishment of new institutions. Moreover, it<br />
would seem that, in order to remain really pure <strong>and</strong> indivisible, this revolutionary<br />
movement can hardly have any institutional claims.<br />
Now, this radical separation between revolutionary movement <strong>and</strong> institutions<br />
is a central theme not only in Badiou’s reading of <strong>Rousseau</strong>, but in<br />
Badiou’s philosophy in general. As he puts it, ‘politics has no aim other<br />
than itself ’ (Badiou, 2005b, 84). This is indeed an extreme assertion that<br />
has been <strong>and</strong> should be criticized. True, it can be claimed that, to a certain<br />
extent, the logic of revolutions <strong>and</strong> political movements often implies that<br />
the continuation of the movement becomes more important than the fulfi lment<br />
of the original dem<strong>and</strong>s. However, to assert that politics has no aim<br />
other than itself amounts to fully ignoring the existence of such dem<strong>and</strong>s.<br />
And it must be admitted that it is rather diffi cult to conceive of a revolutionary<br />
or rebellious movement that does not make any institutional dem<strong>and</strong>s<br />
at all, whether these are ‘revolutionary’, that is to say, concerning the creation<br />
of a new fundamental political structure, or ‘reformist’, <strong>and</strong> so formulated<br />
within the existing structures.<br />
This critique of Badiou will not be elaborated further here. 3 The purpose<br />
of mentioning it is but to point out that Badiou has created a <strong>Rousseau</strong> that<br />
can be criticized in the same way. That is to say, in so far as Badiou presents<br />
a possible reading of <strong>Rousseau</strong>, the confl ict between inalienability <strong>and</strong> indivisibility<br />
in the latter’s philosophy can be said to point towards a complete<br />
separation between revolution <strong>and</strong> institution, <strong>and</strong> such a separation is<br />
absurd. In Badiou’s philosophy, this absurdity manifests itself in the fact
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 109<br />
that Badiou only considers extremely few rebellious or revolutionary political<br />
movements as real emancipatory movements. 4 As regards <strong>Rousseau</strong>, it<br />
could be claimed that the same tendency fi nds expression in his infamous<br />
pessimism. For instance, when he states that, although the general will is<br />
indestructible, it often ‘grows mute’ (<strong>Rousseau</strong>, 1997e, 122), this resembles<br />
Badiou’s claim that ‘[true] politics is rare’ (Badiou, 2005b, 119), which<br />
substantially seems to mean that true politics, emancipatory politics, is<br />
impossible.<br />
<strong>Revolution</strong>ary Government<br />
It has been argued, by means of Badiou’s reading of <strong>Rousseau</strong>, that the<br />
apparently mutually contradictory notions of indivisibility <strong>and</strong> inalienability<br />
can be reconciled in the conception of an indivisible insurrection, but<br />
that such a reconciliation has a price, namely the possibility of insurrection.<br />
It will now be shown, however, that there is another possible version of this<br />
reconciliation. In fact, the separation between insurrection <strong>and</strong> institutions<br />
can be replaced by the simple absence of institutions, or at least stable institutions.<br />
Such an absence will here be called revolutionary government. 5<br />
A revolutionary government can be described as a revolutionary movement<br />
that ends up taking power, but which afterwards, instead of establishing<br />
a new lasting order, chooses to continue the revolution by organizing<br />
constant popular uprisings. One of the characteristics of such a government<br />
is, so to speak, a lack of enemies. The old enemy, the former state<br />
power, has been destroyed, but, as the revolution must go on, new enemies<br />
have to be invented, <strong>and</strong> this is done by pointing out certain groups or individuals<br />
as ‘enemies of the revolution’.<br />
Although this description might appear as rather schematic, <strong>and</strong> although<br />
history is obviously always more complex than philosophical political theory,<br />
the logic of revolutionary government can be recognized in the course<br />
of the Cultural <strong>Revolution</strong> in China. Thus, in 1966, Mao Zedong called for<br />
a popular uprising even though the communist party already possessed<br />
power. Over the following years, the Red Guards travelled through the<br />
country <strong>and</strong> attacked everyone who seemed, in one way or another, to<br />
exhibit the ‘Four Olds’, that is to say, the ideas, cultures, habits <strong>and</strong> customs<br />
of pre-revolutionary China.<br />
Thus, in so far as revolutionary government can be seen as a possible<br />
reconciliation between indivisibility <strong>and</strong> inalienability, that is to say, a solution<br />
to the central paradox in <strong>Rousseau</strong>’s political philosophy, <strong>and</strong> in so<br />
far as the Cultural <strong>Revolution</strong> was a concrete example of revolutionary
110 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
government, it seems that it is actually possible to establish a link between<br />
<strong>Rousseau</strong> <strong>and</strong> the totalitarian regimes of the twentieth century, as it has<br />
from time to time been asserted (Talmon, 1952). Besides, it should not be<br />
of any surprise that we have discovered this link if not in then through<br />
Badiou’s reading of <strong>Rousseau</strong>. The fact is that Badiou not only was a Maoist<br />
in the seventies, he is also, perhaps, the only widely recognized philosopher<br />
who still claims to draw on the Maoist legacy.<br />
Before returning to this link between <strong>Rousseau</strong> <strong>and</strong> Mao, it may be appropriate<br />
to consider what defi nes a revolutionary government. In fact, such a<br />
government can be seen (still a bit schematically) as a possible solution to a<br />
problem that emerges in every ‘successful’ revolution after the conquest of<br />
the state power. This problem manifests itself for instance in a speech by<br />
one of the leading fi gures of the French <strong>Revolution</strong>, Marie-Jean Hérault de<br />
Séchelle:<br />
When the social body is oppressed by the legislative body, the only means<br />
of resistance is insurrection; but it would be absurd to organize it, for it<br />
has different characters [ . . . ] It is [ . . . ] impossible to determine the<br />
nature <strong>and</strong> the character of insurrections; we must ab<strong>and</strong>on ourselves to<br />
the people’s genius, <strong>and</strong> rely upon its justice <strong>and</strong> its prudence. (Quoted<br />
from Swenson, 2000, 224–5)<br />
The problem is: Once you have won the revolution, how can you prevent<br />
the ‘new power’ from repressing the people? Or, how can you ensure that,<br />
if this happens, the people will rise again? Hérault de Séchelle’s answer is<br />
that, after all, nothing can be done. We can only have confi dence that the<br />
people will rise if necessary.<br />
<strong>Revolution</strong>ary government is another answer to this question, as exemplifi<br />
ed by the Chinese Communist Party Central Committee’s declaration at<br />
the beginning of the Cultural <strong>Revolution</strong> in August 1966. True, at some<br />
points this declaration resembles that of Hérault de Séchelle, for example<br />
when it is claimed that you should ‘trust the masses, rely on them <strong>and</strong><br />
respect their initiative’ (‘Decision Concerning the Great Proletarian Cultural<br />
<strong>Revolution</strong>’, in Schoenhals, 1996, 36). However, the difference<br />
between the two attitudes is clear <strong>and</strong> crucial: ‘What the Central Committee<br />
of the Party dem<strong>and</strong>s of the Party committees at all levels is that they persevere<br />
in giving correct leadership, put daring above everything else, boldly<br />
arouse the masses [ . . . ]’ (ibid., 35).<br />
The CCP Central Committee wants to ‘arouse the masses’ in order to<br />
save the revolution. As to Hérault de Séchelle, he certainly agrees that the
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 111<br />
masses must rise, but what he underscores is precisely that they cannot be<br />
aroused: ‘The only means of resistance is insurrection; but it would be absurd<br />
to organize it ’.<br />
The fundamental difference between these two attitudes concerns the<br />
tasks of the new body of power that is born from a revolution. According to<br />
Hérault de Séchelle, this body should begin creating new institutions, knowing<br />
that these easily risk becoming repressive, but having confi dence that, if<br />
such a thing happens, the people will rise. On the other h<strong>and</strong>, according to<br />
the CCP Central Committee, the new body of power should mainly organize<br />
popular uprisings <strong>and</strong> thus teach the people how to avoid new repression.<br />
Or one could say that the task of a revolutionary government is not so<br />
much to devise just <strong>and</strong> effi cient laws than to ensure that the right revolutionary<br />
mood reigns in the souls of the citizens.<br />
If we now return to <strong>Rousseau</strong>, it could be claimed that this idea would not<br />
be new to him. True, <strong>Rousseau</strong> never advocates for revolutionary government,<br />
but his conception of a government which is not occupied mainly<br />
with proper laws, but rather with ‘morals, customs, <strong>and</strong> above all [ . . . ]<br />
opinion’ (<strong>Rousseau</strong>, 1997e, 81) seems to correspond to the goals of a revolutionary<br />
government.<br />
Once again, it should be stressed that such a ‘Maoist’ reading of <strong>Rousseau</strong><br />
is not an attempt to discover what <strong>Rousseau</strong> ‘actually’ meant. The important<br />
thing is that it is a possible use of elements in <strong>Rousseau</strong>’s philosophy. Or<br />
more precisely, revolutionary government is a possible solution to the central<br />
contradiction in <strong>Rousseau</strong>’s philosophy between indivisibility <strong>and</strong><br />
inalienability. In fact, it is a fusion of these notions. On the one h<strong>and</strong>, the<br />
inalienability expressed in insurrections is no longer threatening the indivisibility<br />
of the central body of power since such insurrections are not<br />
directed against this body, but against other (<strong>and</strong> more or less invented)<br />
enemies. On the other h<strong>and</strong>, the indivisibility of the central body of power<br />
no longer tries to hinder insurrections expressing inalienability; on the<br />
contrary, this body is itself organizing insurrections.<br />
Conclusion<br />
In this article, it has been shown that, if <strong>Rousseau</strong>’s political philosophy can<br />
be interpreted both as a legitimation of conservation <strong>and</strong> as a legitimation<br />
of revolution, this is due to a fundamental contradiction, in this philosophy,<br />
between the indivisibility <strong>and</strong> the inalienability of the general will. However,<br />
the relationship between, on the one h<strong>and</strong>, the two different legitimations
112 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
<strong>and</strong>, on the other h<strong>and</strong>, the two sides in the contradiction is a complex one.<br />
If inalienability is linked exclusively to revolution, indivisibility is linked<br />
both to conservation <strong>and</strong> revolution. In fact, the indivisibility of the general<br />
will can be understood both as the indivisibility of an existing society <strong>and</strong> as<br />
that of a revolutionary movement.<br />
Finally, it has been shown that a possible solution to all these contradictions<br />
resides in the concept of revolutionary government. This ‘Maoist’ reading<br />
of <strong>Rousseau</strong>, however, deserves a concluding remark. In fact, if we forget<br />
for a moment the claim that this article is not concerned with the question<br />
about what <strong>Rousseau</strong> actually meant, it is apparent that this elegant solution<br />
of the fundamental confl ict in his political philosophy is in opposition to the<br />
spirit of this philosophy. This spirit has often been highlighted, both by exegetes<br />
<strong>and</strong> by <strong>Rousseau</strong> himself. As he puts it: ‘You want one to be always<br />
consistent; I doubt that this is possible for a man; but what is possible for him<br />
is to be always true. That is what I will try to be’ (<strong>Rousseau</strong>, 1961b, 27).<br />
Apparently, truth is not compatible with consistency. In order to fi nd any<br />
truth in <strong>Rousseau</strong>’s philosophy, therefore, one should perhaps cease attempting<br />
to solve its fundamental contradictions, but rather display them, as this<br />
article set out to do. Moreover, if it should indeed be admitted that there is<br />
a totalitarian tendency in the concept of the general will, it must be underscored<br />
that this tendency is not due to the indivisibility of the general will.<br />
Rather, the totalitarianism arises when the concept of the general will is used<br />
without awareness of its inherent, indeed constitutive, contradictions.<br />
In other words, if <strong>Rousseau</strong>’s concepts are ambiguous in their oscillation<br />
between conservation, revolution <strong>and</strong> insurrection, this should not be considered<br />
a weakness, but a strength. In fact, the ambiguity of these concepts<br />
corresponds to the ambiguity inherent in every revolutionary or insurrectional<br />
situation, <strong>and</strong> it is of great importance to be aware of this ambiguity.<br />
The purpose of such an awareness, however, should not be to denounce<br />
insurrection or revolution as such, but, on the contrary, to save what Hannah<br />
Arendt has called the lost treasure of the revolutionary tradition (Arendt,<br />
2006, 171–273). The purpose of this article has been to show the central role<br />
<strong>Rousseau</strong>’s philosophy has played <strong>and</strong> should still play in this tradition.<br />
Notes<br />
1 For instance when, in his proposition for a reformation of the Polish government,<br />
he wishes to avoid ‘all sharp <strong>and</strong> abrupt change <strong>and</strong> the danger of revolutions’<br />
(<strong>Rousseau</strong>, 1997a, 246).
General Will between Conservation <strong>and</strong> <strong>Revolution</strong> 113<br />
2 It could be mentioned, however, that the French historian Sophie Wahnich’s<br />
(2003) recent defense of the reign of terror is rather stimulating.<br />
3 All the more so that such a critique would have to involve a discussion of the concept<br />
of ‘forcing’ by means of which Badiou actually introduces a subtle relationship<br />
between the revolutionary movement <strong>and</strong> the institutions (Badiou, 2005b,<br />
410–30).<br />
4 He seems to be of the opinion that, when it comes to the point, no real political<br />
‘event’ has taken place since the Russian <strong>Revolution</strong>.<br />
5 The notion derives from the French <strong>Revolution</strong>. However, whether this revolution<br />
was actually marked by the logic here designated with this concept is not clear.<br />
This discussion will not be addressed here, but Hérault de Séchelle’s remark quoted<br />
below certainly points towards another appraisal of the French <strong>Revolution</strong>.
Chapter 7<br />
<strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong> in the<br />
Making of a Modern Political Culture:<br />
Denmark 1750–1850<br />
Bertel Nygaard<br />
Introduction<br />
<strong>Rousseau</strong>’s political thought <strong>and</strong> the problem of revolution have been studied<br />
for more than two centuries by political philosophers <strong>and</strong> historians<br />
alike. Most existing studies tend to focus either on exegesis of <strong>Rousseau</strong>’s<br />
own texts or on his reception within revolutionary France or one of the<br />
other big, powerful political units in Europe, especially Britain <strong>and</strong> the<br />
German states. Rather than merely continuing this tradition, this article<br />
proposes to study the impact of the interrelation of <strong>Rousseau</strong> <strong>and</strong> revolution<br />
on the formation of a particular modern political culture by mapping<br />
the reception of <strong>Rousseau</strong>’s political thought in a smaller, peripheral European<br />
state: Denmark. 1 This will encompass phenomena from the 1750s till<br />
the present but with specifi c stress on the Age of <strong>Revolution</strong>, that is, 1789–<br />
1848, when new experiences of revolutionary rupture <strong>and</strong> agency contributed<br />
crucially to forming modern historical imagination <strong>and</strong> politics.<br />
Studying the reception <strong>and</strong> popularization of <strong>Rousseau</strong>’s thoughts at the<br />
‘low’ level of its dissemination <strong>and</strong> vulgarization within a specifi c emerging<br />
modern public, rather than at the ‘high’ levels of theoretical sophistication,<br />
may yield important results for a historical underst<strong>and</strong>ing of the social <strong>and</strong><br />
cultural context in which <strong>Rousseau</strong> became associated with the problem of<br />
social <strong>and</strong> political revolution. However, considerations of space will result<br />
in a somewhat narrowly defi ned category of politics, leaving the important<br />
political implications of, say, the broad reception of Émile for future studies.<br />
Also, though such a study should work towards a view of history ‘from the<br />
bottom up’, the uneven availability of source material often forces the analysis<br />
to begin with the most prominent or educated writers in Denmark,<br />
giving only hints of conceptions of <strong>Rousseau</strong> <strong>and</strong> revolution among the less<br />
well-educated or prominent.
Making of a Modern Political Culture 115<br />
Choosing Danish history as the fi eld of study may provide more than just<br />
an element of exoticism or just another empirical fi eld to put on top of<br />
what is already known. From the point of view of Danish history, it may provide<br />
a key to underst<strong>and</strong>ing important forms of political thought <strong>and</strong> culture.<br />
From the perspective of international history the peripheral position<br />
of Denmark <strong>and</strong> its receptiveness to new political principles originating<br />
elsewhere resulted in specifi c formations of political discourse. On the one<br />
h<strong>and</strong>, these formations refl ected general European tendencies, thus providing<br />
a good vantage point for the study of transfer across linguistic or political<br />
borders. On the other h<strong>and</strong>, the Danish case also shows a relatively<br />
original combination of such features, providing for insights into the dialectics<br />
of reform <strong>and</strong> revolution in social <strong>and</strong> cultural development.<br />
After a few conceptual clarifi cations <strong>and</strong> a brief introduction to signifi -<br />
cant features of Danish development, this article will delineate three main<br />
phases in the gradual association of <strong>Rousseau</strong> <strong>and</strong> revolution as part of the<br />
constitution of a modern political culture: (1) 1750s till the French <strong>Revolution</strong>,<br />
in which <strong>Rousseau</strong>’s critiques of civilization <strong>and</strong> private property were<br />
read <strong>and</strong> debated without a modern sense of the problem of revolution; (2)<br />
the age of the French <strong>Revolution</strong>, in which <strong>Rousseau</strong> reached the height of<br />
his popularity <strong>and</strong> he was initially associated with the historical experience<br />
of revolution; (3) from the Restoration of 1815 till the revolutionary wave<br />
of 1848, in which <strong>Rousseau</strong> was rejected by some, hailed by others, as the<br />
father of Jacobin radicalism <strong>and</strong> modern humanism <strong>and</strong> socialism. In conclusion,<br />
a consideration of his small role in post-1850 debates will indicate<br />
the relative stability of the association of <strong>Rousseau</strong> <strong>and</strong> revolution achieved<br />
during the two latter phases.<br />
Modern Political Culture <strong>and</strong> the Danish Background<br />
In the following pages, the category ‘modern political culture’ will be understood<br />
as structurally conditioned by the emergence of capitalist society <strong>and</strong><br />
the modern centralized national state, but also by a new intellectual horizon<br />
of expectation: the prospect of change through agency, historically confi<br />
rmed <strong>and</strong> generalized by the experience of the French <strong>Revolution</strong>. At a<br />
more phenomenal level this modern political culture included the growth<br />
of a bourgeois public opinion as well as processes of politicization, democratization,<br />
temporalization <strong>and</strong> the normalization of change in political<br />
<strong>and</strong> historical discourse. 2<br />
The formation of this modern political culture also comprised the emergence<br />
of a triangular l<strong>and</strong>scape of positions within political ideology. Each
116 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
of the three interrelated positions may be initially defi ned by a peculiar<br />
relation to the new discourse of change <strong>and</strong> democratization just mentioned:<br />
(1) conservatism, defi ned by a basic rejection of such change <strong>and</strong><br />
democratization, whether for traditionalist or religious reasons (e.g.<br />
Edmund Burke <strong>and</strong> Joseph de Maistre, respectively); (2) liberalism, defi ned<br />
by its acceptance of some change <strong>and</strong> democratization, typically aiming at<br />
the supersession of corporatist society by a modern civil society with formal,<br />
juridical equality among citizens, as well as a constitution securing the political<br />
infl uence of the educated <strong>and</strong> possessing middle class (e.g. Benjamin<br />
Constant, François Guizot or Karl von Rotteck); (3) radicalism, exp<strong>and</strong>ing<br />
liberal claims for juridical civic equality <strong>and</strong> constitutional political rights in<br />
order to include social <strong>and</strong> economic levelling <strong>and</strong> a broader more inclusive<br />
suffrage (e.g. Benthamist radicalism or the European infl uences of Jacobinism).<br />
On the fringes of the latter position modern socialism <strong>and</strong> communism<br />
subsequently developed, dem<strong>and</strong>ing breaks with the principle of<br />
possessive individualism <strong>and</strong> the faith in the political state marking all the<br />
other ideological positions. All three positions emerged structurally <strong>and</strong><br />
conceptually at a general European level during the Age of <strong>Revolution</strong>, especially<br />
in the wake of the 1830 wave of revolution (Church, 1983; Hobsbawm,<br />
1973, 138–41).<br />
The particular Danish appropriation of such general features of development<br />
was shaped by features of its politico-historical development. Since<br />
1660, the Danish kingdom had formally adhered to absolutist principles,<br />
but during the eighteenth century it had followed other absolutist states in<br />
developing ideals of enlightened rule. This became crucial to the adaptation<br />
to modern socio-economic dem<strong>and</strong>s posed by an increasingly commercialized<br />
international market to which the Danish kingdom adapted<br />
mainly through agrarian reforms initiated at least partly from ‘above’, that<br />
is, via the political state. This paved the way for the commercial thrift of an<br />
increasing number of freeholder peasants. Together, enlightenment ideals<br />
<strong>and</strong> socio-economic incentives also contributed to furthering the political<br />
<strong>and</strong> cultural recognition of the royal subjects as citizens <strong>and</strong> of some of<br />
these citizens as a collective body, forming a public opinion with which the<br />
decisions of the monarch were to comply, in theory at least (Seip, 1959;<br />
Sørensen, 1983; Horstbøll, 2009; Wåhlin, 1982, 100–12). This public was<br />
offi cially acknowledged at the institutional level with the formation of provincial<br />
assemblies of estates with advisory functions in 1831–4. Its defi nitive<br />
recognition as a real political power, however, only occurred with the transition<br />
to constitutional monarchy in 1848–9, resulting in a lasting political<br />
order of a remarkably democratic nature in comparison to most other post-<br />
1848 European regimes.
Making of a Modern Political Culture 117<br />
The enlightened ideals of Danish absolutism provided for a general reception<br />
of British, French <strong>and</strong> German Enlightenment thought in Denmark<br />
(Koch, 2003; Stybe, 1978–81; Holm, 1975a, 1975b). Elements of <strong>Rousseau</strong>’s<br />
thought had a prominent place in this cluster of ideas <strong>and</strong> philosophic<br />
writers, yet were always overshadowed by other prominent thinkers, Montesquieu<br />
from the 1750s on, Kant during the 1790s <strong>and</strong> Hegel in 1830–48<br />
(Holm, 1975a, 6 <strong>and</strong> 36–73; Sørensen, 1983, 33–7 <strong>and</strong> 54–71; Seip, 1959,<br />
400; Holm, 1975b, 96; Koch, 2003, 34–52; Stewart, 2007; Nygaard, 2007).<br />
Still, in the long-term changing role of <strong>Rousseau</strong> in public debate across<br />
these decades we may discern, from a particular angle, the gradual particularization<br />
of a modern political l<strong>and</strong>scape through three main phases of<br />
development, in which the French <strong>Revolution</strong> constitutes the centre.<br />
The First Phase: 1750s–1780s<br />
The fi rst phase would be <strong>Rousseau</strong>’s position before the French <strong>Revolution</strong>.<br />
From the mid-1750s restrictions on the freedom of political debate were<br />
loosened somewhat to facilitate a debate among learned writers on the best<br />
way to reform Danish agriculture. This developed unevenly, a general unrestricted<br />
freedom of the press being proclaimed in 1770 under the royal<br />
councillor Struensee only to be restricted severely in 1772. Yet, from the<br />
mid-1780s till the late 1790s, public deliberation on political theory reemerged<br />
(Jørgensen, 1944, 15–28). The most dynamic intellectual milieu<br />
consisted of writers associated with the noble academy of Sorø, including<br />
Tyge Rothe, Jens Kraft <strong>and</strong> others. These writers were heavily inspired by<br />
German, French <strong>and</strong> British Enlightenment thought <strong>and</strong> especially by<br />
Montesquieu (Holm, 1975a; Horstbøll, 1990, 167–79).<br />
These writers also began to read <strong>and</strong> admire <strong>Rousseau</strong>, albeit with more<br />
attention to his literary style <strong>and</strong> pedagogical thoughts than to politics<br />
(Carlsen, 1953, 18 <strong>and</strong> passim). Nevertheless, some elements of his social<br />
<strong>and</strong> political thought, often in more or less vulgarized form, were also<br />
debated, rejected or incorporated in their writings. 3 In 1759, one of the<br />
most remarkable statements from <strong>Rousseau</strong>’s Discourse on Inequality, published<br />
just 5 years earlier, was rephrased (without explicit reference) in<br />
Tyge Rothe’s account of the origins of civil society:<br />
[I]f no-one had enclosed a piece of l<strong>and</strong> <strong>and</strong> then proclaimed: this is<br />
mine, then everyone would have remained completely equal; for where<br />
there is no property, no wrong will take place; envy is not born before the<br />
unequal distribution of advantages, <strong>and</strong> avarice [Vinde-Syge] remains
118 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
unknown as long as there is no use for unnecessary things. In brief: as<br />
long as everyone enjoyed being a human being, all sources of enmity,<br />
hatred <strong>and</strong> destruction among the reasonable inhabitants of the earth<br />
would be clogged. (Rothe, 1759, 25; cf. <strong>Rousseau</strong>, 1971, 205)<br />
Rothe thus accepted a basically <strong>Rousseau</strong>ian account of the state of nature<br />
as well as the origins <strong>and</strong> negative impacts of property. The fact that this<br />
quote rephrases <strong>and</strong> exp<strong>and</strong>s upon original formulation indicates that<br />
Rothe was more than just parroting or copying <strong>Rousseau</strong> here. Nevertheless,<br />
Rothe went on to defend the necessity of both property <strong>and</strong> the law in<br />
order to feed <strong>and</strong> secure the growing populations (ibid., 26–7). In other<br />
words, the implications of this insight turned out too radical for him to<br />
really integrate into his thought.<br />
A slightly more elaborate use of <strong>Rousseau</strong> appeared in a treatise on the<br />
savage peoples, published in 1760 by mathematician <strong>and</strong> philosopher Jens<br />
Kraft. Kraft stressed elements of degeneration in the development from the<br />
state of nature to civilized society <strong>and</strong> conceived private property as a social<br />
construction, replacing an original communal property form. His main<br />
point of departure, however, was still a Lockean support of civilization <strong>and</strong><br />
sociability, <strong>and</strong> he specifi cally stressed the point that the original state of<br />
virtue implied undesirable limits to the quantitative expansion of humanity<br />
(Kraft, 1998, 10–12, 85, 91, 97, 106).<br />
An exemplary gaze beyond the writings of the Sorø milieu, that is, the elite<br />
among the educated, seems to indicate that such critiques of civilization <strong>and</strong><br />
private property were limited to only elements of the boldest writings of the<br />
era. The general defence of possessive individualism <strong>and</strong> civilization was<br />
refl ected in rather less sophisticated criticism of <strong>Rousseau</strong>. From 1774 till<br />
1777, Nicolai Nannestad, a professor of Hebrew <strong>and</strong> theology at a secondary<br />
school in the town of Odense, published a series of writings defending civilization<br />
specifi cally against the challenge put to it from <strong>Rousseau</strong> as repeated<br />
by Kraft, even though both of them were addressed very respectfully.<br />
In Nannestad’s account, <strong>Rousseau</strong>, the ‘witty <strong>and</strong> shrewd’ writer, had presented<br />
‘the social <strong>and</strong> civilized manner of living, not only as unnatural, but<br />
also as unfavourable <strong>and</strong> harmful to the human species’. Nannestad set out to<br />
prove that civilization is not alien or unnatural to human beings <strong>and</strong> that the<br />
human species had gained by it, arguing that human beings were obviously<br />
‘fi t’ for civilization <strong>and</strong> that they felt joy at being together (Nannestad, 1774,<br />
7, 12–13 <strong>and</strong> 15; 1775, 19; 1777, 21). His writings were neither particularly<br />
sophisticated nor very infl uential, yet their very triviality may refl ect a widely<br />
shared reservation towards <strong>Rousseau</strong> in the educated public at the time.
Making of a Modern Political Culture 119<br />
Second Phase: The French <strong>Revolution</strong>, 1789–1815<br />
With the experience of the French <strong>Revolution</strong> came the beginnings of some<br />
political positions typical of the later years, though this was not yet fi xated<br />
at the terminological level. The main political theorists in the debates of<br />
this era were Kant, Fichte <strong>and</strong> Thomas Paine. Yet, the revolution also inaugurated<br />
a second phase in <strong>Rousseau</strong> reception, in which he became a much<br />
more central fi gure in political debates <strong>and</strong> was frequently associated with<br />
the revolution, causing praise as well as criticism (Holm, 1909, 122–66 <strong>and</strong><br />
1975b).<br />
During this era, from 1790 till about 1800, most of <strong>Rousseau</strong>’s important<br />
writings were published in Danish translation, including his Confessions, the<br />
Social Contract, On the Origins of Inequality, Émile <strong>and</strong> others. 4 As the titles may<br />
suggest, political philosophy as such was still only a part of a much wider<br />
concern with his thoughts (Carlsen, 1953, 96; Anonymous, 1801; Hennings,<br />
1797, Jørgensen, 1939, 3). But the European experience of revolution also<br />
resulted in more detailed refl ections on his political thought. His authority<br />
<strong>and</strong> his distinction between the general will <strong>and</strong> the will of all were invoked<br />
within a general Kantian framework in at least one of the key debates in<br />
Denmark during the 1790s: that concerning freedom of the press (Birckner,<br />
1798, 302 <strong>and</strong> 310; Schlegel, 1797, 22, 28 <strong>and</strong> 73; cf. Holm, 1909, 217–9;<br />
Sørensen, 1983, 86–98).<br />
In general, Danish public opinion supported the French <strong>Revolution</strong>,<br />
regarding it a result of the same process of enlightenment <strong>and</strong> education<br />
that Denmark was undergoing under enlightened absolutism. There were<br />
strong reservations toward the more violent forms of the revolution <strong>and</strong><br />
what was perceived as its democratic excesses <strong>and</strong> mob rule, but these features<br />
were often explained in what would later be termed ‘liberal’ fashion<br />
as the consequences of old regime despotism or foreign invasion (Kruse,<br />
2004; cf. Holm, 1975b).<br />
The earliest Danish associations of <strong>Rousseau</strong> <strong>and</strong> revolution expressed a<br />
remarkable degree of admiration. While residing in Paris in early 1790, the<br />
Danish poet Jens Baggesen described the early stages of the revolution as<br />
the tumultuous birth of a child whose character was yet unknown. He presented<br />
Paris as the woman in labour, Necker as the titular father <strong>and</strong> a<br />
whole range of eighteenth-century philosophers as the anonymous fathers,<br />
the most important of them being <strong>Rousseau</strong>, ‘perhaps the most electric<br />
writer since Homer <strong>and</strong> Euripides’. The latter group, representing enlightenment<br />
<strong>and</strong> the genius of the age, had advised her to divorce her former<br />
husb<strong>and</strong>: the absolutist king, representing despotism, that is, the opposite of
120 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
enlightenment (even though Louis XVI, having been a weak king, more of<br />
a ‘wimp’ (Nathue) than a tyrant, had actually co-fathered the new child).<br />
The most important element in this enlightenment had been <strong>Rousseau</strong>’s<br />
Social Contract, a ‘sacred book, written by one of her best friends’, which had<br />
initially pointed out her ‘dem<strong>and</strong>s <strong>and</strong> rights’. Later, when the passionate<br />
woman had wanted to poison her former husb<strong>and</strong>, enlightenment philosophy<br />
had persuaded her to only give the king a ‘sleeping potion’ (Baggesen,<br />
1843, 84–5, 98–101). In other words, enlightenment philosophy had caused<br />
the revolution, but had also contributed to its moderation <strong>and</strong> restrained<br />
its revolutionary (female) passion by its (male) wisdom. Baggesen’s attitude<br />
thus represented a moderate support of the <strong>Revolution</strong> quite compatible<br />
with the support of the enlightened ideals of the Danish monarchy.<br />
With the radicalization of the revolution in the ensuing years, judgements<br />
on the role of <strong>Rousseau</strong>’s thought in it were differentiated along political<br />
lines. Malthe Conrad Bruun, one of the most ardent Danish supporters of<br />
the revolution in the early to mid-1790s, later to be victimized by the government<br />
<strong>and</strong> sent into French exile, emphasized how <strong>Rousseau</strong>’s Social Contract<br />
had ‘terrifi ed the despots <strong>and</strong> awakened the peoples from their sleep<br />
of political bondage’ (Bruun, 1794, 290).<br />
However, the counter-revolutionary mirror-image of this praise, for example,<br />
Burkean condemnations of <strong>Rousseau</strong> as the intellectual root of a ‘cabal’ of<br />
philosophers <strong>and</strong> writers leading the revolution, did not gain ground in<br />
Danish public debate at this time (cf. Burke, 1986, 283; Süßenberger, 1974,<br />
281–303). There were some open, virulent condemnations of the ‘spirit of<br />
recalcitrance’ (Gienstridigheds A<strong>and</strong>) installing a new oligarchy in France,<br />
but such expressions were few <strong>and</strong> brief (Iris, 1791, quoted in Kruse, 2004,<br />
182, cf. 179–208). Danish writers certainly knew of such views, though.<br />
Bruun’s satirical indictment of counter-revolutionary royalists <strong>and</strong> aristocrats,<br />
Catechism of Aristocrats, for which he was indicted <strong>and</strong> exiled, contained<br />
a tongue-in-cheek condemnation of ‘the demon of liberty’, ‘philosophers’<br />
<strong>and</strong> ‘democrats’, associating them with ‘the army of Hell’, that is, ‘Voltaire,<br />
Friederich, <strong>Rousseau</strong> <strong>and</strong> Paine’ (Bruun, 1889, 42). Similarly, one of main<br />
pro-revolutionary journals, Politisk og Physisk Magazin, found it necessary to<br />
defend the French <strong>Revolution</strong> from the charge that it had been bred by the<br />
writers or by the Enlightenment (Anonymous, 1794; Anonymous, 1799).<br />
Also, the liberally inclined countess Charlotte Schimmelmann indignantly<br />
reported that the Danish foreign minister, A.P. Bernstorff, had termed her<br />
‘saint’, <strong>Rousseau</strong>, a scoundrel (un scélérat). 5<br />
But signifi cantly, such blank condemnations of <strong>Rousseau</strong> were not stated<br />
publicly, let alone elaborated in writings of political theory. And while the
Making of a Modern Political Culture 121<br />
anti-aristocratic polemics just mentioned might indicate that Bernstorff’s<br />
discrete criminalization of <strong>Rousseau</strong> expressed a counter-revolutionary sentiment<br />
shared by a larger group in Denmark, it is always remarkably, perhaps<br />
also revealingly, unclear whether the target is such a group of Danish<br />
citizens or just counter-revolutionary positions in general.<br />
An important feature of the discourse on <strong>Rousseau</strong> supporting the latter<br />
interpretation is the fact that even writers stressing some affi nity or causality<br />
between <strong>Rousseau</strong> <strong>and</strong> the revolution tended to distinguish rather sharply<br />
between <strong>Rousseau</strong>’s thoughts <strong>and</strong> the practice of the Jacobins in 1793–94.<br />
Malthe Conrad Bruun, rejoicing at the news of the fall of the revolutionary<br />
government, praised the post-Thermidorian settlement as the calm predicted<br />
by ‘philosophy, i.e. common sense, guided by the experience of history’<br />
(Bruun, 1795, 196). In other words, philosophy, probably meaning<br />
that of <strong>Rousseau</strong> in particular, remained untainted by its association with<br />
the revolutionary government.<br />
A more critical <strong>and</strong> thoroughgoing, yet respectful approach to <strong>Rousseau</strong><br />
can be seen in the writings of August von Hennings, a leading civil servant<br />
<strong>and</strong> publicist in the German principalities under the Danish crown who<br />
had had admired the writings of <strong>Rousseau</strong> since his student days in the<br />
1760s. In 1795 he prefaced a translation of the Social Contract by dissociating<br />
<strong>Rousseau</strong> from the democratic ambitions in France <strong>and</strong> elsewhere.<br />
Hennings noted that <strong>Rousseau</strong> was sometimes too much of a dreamer,<br />
often ‘charmed by the illusion of a possible reality <strong>and</strong> strengthened in this<br />
illusion by the bitterness of the existing state of affairs’. Yet, Hennings<br />
emphasized that <strong>Rousseau</strong>’s thought was far enough removed from any<br />
Jacobin faith in ‘popular wisdom’ so as to make him ‘the only true defender<br />
of royal privilege’ (Hennings, 1795, 340–1).<br />
A different view of <strong>Rousseau</strong>, yet still with respectful dissociation of the<br />
sophisticated philosopher from rude Jacobinism, was elaborated by Johan-<br />
Nikolaus Tetens, formerly professor of philosophy at the university of Kiel,<br />
now a counselor of state in the Danish monarchy. In 1793, he published an<br />
extended critique of the French constitution of 1791 <strong>and</strong> the revolutionary<br />
party, including considerations of <strong>Rousseau</strong>’s Social Contract. Tetens distinguished<br />
<strong>Rousseau</strong> clearly from the French practitioners of democracy invoking<br />
his authority in making ‘the dreadful history of our times’ (Tetens, 1793,<br />
88). For the French revolutionaries, as well as their most important spokesman<br />
at a European level, Thomas Paine, had deliberately reinterpreted<br />
democracy as representative government in widely circulated writings <strong>and</strong><br />
speeches. According to Tetens, this could never result in democracy, but in<br />
the rule of demagogues, i.e. a ‘demagocracy’ (ibid., 94–5). This could, of
122 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
course, fi nd support in <strong>Rousseau</strong>’s book, in which Tetens saw ‘a constitutional<br />
theory of true democratism’. This ‘beautiful ideal of a state constitution’<br />
could never become reality, however, for reasons explained by<br />
<strong>Rousseau</strong> himself, namely, the lack of enlightenment in the population at<br />
large (ibid., 85–7). 7<br />
Third Phase: Repoliticization <strong>and</strong><br />
<strong>Rousseau</strong> as Radical Theory<br />
As the freedom of the press was re-curbed in Denmark in 1799 <strong>and</strong> many<br />
liberal admirers of the revolution were disappointed at its Bonapartist turn,<br />
public debate was remarkably de-politicized for the next three decades.<br />
Public political debate was now largely replaced by literary public based on<br />
a romantic idealization of poetical genius, advocated in philosophical terms<br />
by the Schelling-like philosophy of Henrich Steffens (1996).<br />
Only with the European revolutionary wave of 1830–1, including the<br />
French July <strong>Revolution</strong>, the Belgian <strong>and</strong> Polish national uprisings <strong>and</strong> other<br />
confl icts, did politicization reappear in a larger scale in the Danish public.<br />
Though the Danish court <strong>and</strong> its ministers resented the rebelliousness of<br />
such events, it was impossible to ignore the wide-spread enthusiasm it generated<br />
among prominent educated writers who emphasized the lawfulness<br />
<strong>and</strong> moderation the July <strong>Revolution</strong> as opposed to the divisiveness <strong>and</strong><br />
revo lutionary spirit of the fi rst French <strong>Revolution</strong> (cf., for example, David,<br />
1830). The king was pressed to proclaim the creation of new advisory assemblies<br />
of estates in 1831 <strong>and</strong> to call for a public debate on its details, thus<br />
re-opening a political public.<br />
This re-politicization took place within an intensifi ed transition to capitalist<br />
relations in the Danish agrarian sector following the economic crisis<br />
around 1820, thus creating socio-economic conditions for new emphases<br />
on the need for a generalization of conceptions of the inhabitants of the<br />
kingdom as bourgeois. In this context, the triangular political l<strong>and</strong>scape of<br />
conservatism, liberalism <strong>and</strong> radicalism was fi nally conceptualized around<br />
1840 <strong>and</strong> was gradually institutionalized in political parties <strong>and</strong> alliances of<br />
social classes. 8 An important ideological component of this process of political<br />
differentiation was Hegelian philosophy of history <strong>and</strong> the state, which<br />
could be found within all political currents but gradually became particularly<br />
crucial to the liberal struggle for a constitutional monarchy <strong>and</strong> a<br />
strong nation state to replace the absolutist conglomerate state (Stewart,<br />
2007; Nygaard, 2007, Nygaard, 2009b; Friisberg 2003).
Making of a Modern Political Culture 123<br />
In the intervening depoliticized decades, positive receptions of <strong>Rousseau</strong><br />
had practically disappeared. 9 In its place, romantic idealist writers condemned<br />
<strong>Rousseau</strong> as the incarnation of the revolutionary legacy that was to<br />
be defeated <strong>and</strong> silenced, an interpretation not far removed from the<br />
French Ultra-Royalists (Mellon, 1959, 72 <strong>and</strong> 75; Roussel, 1972, 85–6, 98,<br />
103–6 <strong>and</strong> 126). Henrich Steffens’ epoch-making introduction to philosophy<br />
from 1802–3 characterized <strong>Rousseau</strong> as part of a modern fall from<br />
‘poetical’ infi nity to a ‘prosaic’ worship of the fi nite <strong>and</strong> of merely partial<br />
underst<strong>and</strong>ing (Forst<strong>and</strong>): ‘The characteristic peculiar to our age is its irreligious<br />
character <strong>and</strong> a dominance of prose hitherto unknown to history,<br />
the French nation being the most prosaic among all.’ Accordingly, Steffens<br />
described enlightenment <strong>and</strong> revolutionary France as the site of destruction<br />
of the ‘magnifi cence of the old worlds’ (Steffens, 1996, 139–42).<br />
An even clearer, comprehensive condemnation of <strong>Rousseau</strong> as the seed of<br />
revolution <strong>and</strong> irreligion was expressed in the prominent theologian N. F. S.<br />
Grundtvig’s early writings from 1812 on. He presented <strong>Rousseau</strong>’s thought<br />
as a prime expression of the superfi cial French enlightenment providing<br />
the basis of the revolution’s ‘ecstasy of freedom’ <strong>and</strong> its ‘attempts at making<br />
reason independent of faith’ (Grundtvig, 1817, 692 <strong>and</strong> 719). Even worse,<br />
<strong>Rousseau</strong> had defended democracy, that is, he had presented ‘that constitution<br />
of state, by which a people ruled itself by its magistrates, as the only<br />
reasonable <strong>and</strong> happy one, without considering the fact that a people must<br />
itself be virtuous if it is to elect virtuous magistrates’ (Grundtvig, 1812, 334).<br />
Such a constitution, claimed Grundtvig, could only lead to continuous, arbitrary<br />
revolution <strong>and</strong> the dissolution of both State <strong>and</strong> Church desired by<br />
<strong>Rousseau</strong> (Grundtvig, 1830, 280; cf. Grundtvig, 1831, 12). In other words,<br />
Grundtvig associated <strong>Rousseau</strong>’s social thought with revolution in a manner<br />
reminiscent of French Ultra-Royalism, without any of the qualifi cations or<br />
respectful dissociations of <strong>Rousseau</strong> from Jacobin practice found in the<br />
1790 writings, even among his critics such as Tetens.<br />
Steffens’s <strong>and</strong> Grundtvig’s attacks on <strong>Rousseau</strong> had been parts of their<br />
total rejections of the legacy of the French <strong>Revolution</strong>. The latter rejection<br />
was challenged by the liberal writers of the 1830s <strong>and</strong> 1840s, who defended<br />
the ‘good’ revolution of 1789 representing human <strong>and</strong> civil equality while<br />
condemning the ‘bad’ revolution of 1793, that is, the principles of pure<br />
democracy <strong>and</strong> social levelling, in this respect taking up the tradition from<br />
the 1790s. However, to the new generation of liberals, <strong>Rousseau</strong>’s political<br />
thoughts were now associated with the ‘bad’ revolution. Some of the political<br />
theorists most important to the Danish liberals of the 1830s <strong>and</strong> 1840s,<br />
while carefully criticizing reactionary demonization of <strong>Rousseau</strong>, regarded
124 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
his theories of the general will <strong>and</strong> sovereignty as a source not only of ‘despotism’<br />
<strong>and</strong> ‘tyranny’ (Constant, 1980, 272, 503, cf. 186), but also an egotism<br />
‘destructive not only of all government, but also of all society’ (Guizot,<br />
2002, 288; cf. Craiutu, 2003, 131–3; Johnson, 1963, 38 <strong>and</strong> 54–8; Roussel,<br />
1972, 489; Hegel, 1970, 3:431–41 <strong>and</strong> 7:400).<br />
Because of this association with the ‘bad’ revolution, there was now a<br />
signifi cant absence of real engagement with <strong>Rousseau</strong>’s political thought<br />
among liberal writers. One of the rare occasions at which <strong>Rousseau</strong> was<br />
mentioned, a brief cursory remark made by a moderate liberal Hegelian<br />
historian, Frederik Schiern in a 1842 discussion of Danish <strong>and</strong> European<br />
ideas in the eighteenth century, may provide further evidence of this, since<br />
it is probably indicative of a widely shared attitude among his co-thinkers.<br />
Distinguishing two schools of French enlightenment thought, a ‘negative’<br />
school of criticism led by Voltaire <strong>and</strong> a ‘positive’ school aiming at the transformation<br />
of state constitutions <strong>and</strong> led by Montesquieu, Schiern added in<br />
a footnote that <strong>Rousseau</strong> had not belonged to either school. Instead,<br />
<strong>Rousseau</strong> had ‘turned into a popular catechism what the new philosophy<br />
had hitherto only been taught to the higher estates’ <strong>and</strong> had praised republicanism<br />
rather than constitutional monarchy. This meant that <strong>Rousseau</strong>’s<br />
Social Contract ‘relates to Montesquieu’s studies of L’esprit de lois in the same<br />
manner as the French constitution of 1793 related to the constitution of<br />
1791’ (Schiern, 1856, 167). 10 In other words, <strong>Rousseau</strong> was now regarded<br />
an ideological source of radicalism <strong>and</strong> thus anathema to the political program<br />
of the moderate liberals.<br />
The emerging current of radicals did not disagree. In the absence of<br />
interest in his political thought among liberals, <strong>Rousseau</strong> was recruited as a<br />
hero of the marginal radical movement bordering on socialism, organized<br />
in Denmark during the 1840s with the daily newspaper The Copenhagen Post<br />
as its main organ (Stender-Petersen, 1978; Nygaard, 2009a). This was a<br />
redeployed <strong>Rousseau</strong>, however, interpreted through the prism of the<br />
French <strong>Revolution</strong>, German Left Hegelianism, French radicalism <strong>and</strong> early<br />
socialism, especially the historical writings of Louis Blanc. 11<br />
The Copenhagen Post critically aligned itself with eighteenth-century humanism<br />
in defending a ‘modern humanism’ suitable for the nineteenth century<br />
<strong>and</strong> rooted in the experience of the French <strong>Revolution</strong>. Citing Louis Blanc,<br />
it described two main str<strong>and</strong>s of eighteenth-century humanism: an individualist<br />
humanism expressed in the thoughts of Voltaire <strong>and</strong> the egotism of the<br />
French bourgeoisie during the revolution of 1789 <strong>and</strong> a fraternal humanism<br />
of solidarity found in the philosophy of <strong>Rousseau</strong> <strong>and</strong> in the practice of the<br />
revolutionary committees of 1793. The modern humanism defended by The<br />
Copenhagen Post was explicitly rooted in the fraternal tradition of <strong>Rousseau</strong>,
Making of a Modern Political Culture 125<br />
but avoided the terrorism, regimentation <strong>and</strong> purely negative tendencies of<br />
1793 by means of a ‘positive’ acknowledgment of all human ‘inclinations<br />
<strong>and</strong> urges’. The latter point seems to have been derived from a critical<br />
encounter with the utopian socialism of Charles Fourier <strong>and</strong> his followers<br />
(Anonymous, 1844; Beck, 1845; Blanc, 1847b; Nygaard, 2009a, 356–61).<br />
So even though the moderate liberals of the 1830s <strong>and</strong> 1840s defended the<br />
‘good’ revolution of 1789 which their political ancestors had considered in<br />
the light of a <strong>Rousseau</strong> respectfully admired, even when criticized, <strong>Rousseau</strong><br />
had now become part of the philosophical defence of radicalism, associated<br />
with the Jacobinism of 1793 <strong>and</strong> elements of early socialism. 12 Accordingly,<br />
for conservatives, <strong>Rousseau</strong> served as a scarecrow theorist of popular sovereignty<br />
in debates about the new Danish constitution in 1848–9. This use was<br />
rather scattered <strong>and</strong> marginal, however (Kolderup-Rosenvinge, 1848, xiii;<br />
Dirckinck-Holmfeld, 1848, 24–5; Stilling, 1848).<br />
Beyond 1850<br />
The marginalization of <strong>Rousseau</strong>’s thoughts in political life during the<br />
nineteenth century relegated the subsequent Danish reception of his political<br />
thought to high-level approaches. Even among university philosophers,<br />
however, <strong>Rousseau</strong> was treated rather scantily until the late 1870s, when<br />
Harald Høffding, professor of philosophy at the University of Copenhagen<br />
from 1883, became interested in his thought <strong>and</strong> ended up publishing a<br />
widely disseminated book on <strong>Rousseau</strong> in 1896 (Høffding, 1896). 13<br />
While not completely absent from political debate after 1850, <strong>Rousseau</strong><br />
was no longer a main fi gure of an ideology or movement. He was invoked<br />
rather as fragmented echoes of the different receptions of his thought during<br />
the Age of <strong>Revolution</strong>. Thus, in the 1870s, Georg Br<strong>and</strong>es, the prominent<br />
Danish literary critic <strong>and</strong> proponent of new naturalist <strong>and</strong> realist<br />
principles to replace romanticism <strong>and</strong> idealism, did present <strong>Rousseau</strong>’s<br />
role in modern social thought <strong>and</strong> literature in much more nuanced ways<br />
than previously, but the elements of his analysis were hardly novel. Eager to<br />
associate <strong>Rousseau</strong> with the French <strong>Revolution</strong>, Br<strong>and</strong>es claimed that practically<br />
each paragraph of the Social Contract had been turned into ‘a law, a<br />
public declaration, a newspaper article, a speech in the National Assembly,<br />
or the constitution of the republic’ (Br<strong>and</strong>es, 1899–1910, 21). 14 Yet, he<br />
emphasized the complexity of his subsequent role in French intellectual<br />
life: Far from being the irreligious revolutionary demonized by counterrevolutionaries<br />
<strong>Rousseau</strong> had possessed both religiousness <strong>and</strong> emotional<br />
sensitivity. This had allowed Robespierre to utilize <strong>Rousseau</strong>ian thought ‘as
126 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
a dam against the destruction of the emotional life once strongly attached<br />
to the tradition <strong>and</strong> authority of the church’ by erecting the cult of the<br />
supreme being. Similarly, this had allowed the milieu of writers around<br />
Madame de Staël to defend emotionality on <strong>Rousseau</strong>ian grounds (ibid.,<br />
28–31, 59 <strong>and</strong> 265). While the ‘fi rst stage of reaction’, comprising both of<br />
these str<strong>and</strong>s, had thus ‘consisted in letting <strong>Rousseau</strong> lead the retreat’, it was<br />
only the second stage, the counter-revolutionary polemics of de Maistre<br />
<strong>and</strong> Louis de Bonald, that had led ‘the retreat against <strong>Rousseau</strong>’ (ibid., 59).<br />
While Br<strong>and</strong>es was sympathetic to <strong>Rousseau</strong> as part of an enlightenment<br />
project akin to his own late nineteenth-century project, he believed that<br />
<strong>Rousseau</strong>’s ‘highly defective’ political thought would threaten to undermine<br />
all government or lead to a dictatorship of the majority or to simple levelling<br />
rather than justice (ibid., 61). However, at a more general level, Br<strong>and</strong>es<br />
repeated the Blanc <strong>and</strong> Copenhagen Post distinction between Voltaire as founding<br />
the ‘the destructive principle’ of the French <strong>Revolution</strong> breaking the<br />
‘principle of authority’, thus leading toward later liberalism, <strong>and</strong> <strong>Rousseau</strong>’s<br />
thought as ‘the unifying spirit’, ousting the principle of authority in favour of<br />
‘the common feeling of fraternity’, thus paving the way for later socialism<br />
(ibid., 2 <strong>and</strong> 8).<br />
The latter conception may also explain one of the rare instances of deep<br />
admiration for <strong>Rousseau</strong>’s thought in Danish politics around 1900: Frederik<br />
Borgbjerg, one of the few intellectuals among the early Social Democrats,<br />
whose long-st<strong>and</strong>ing admiration of <strong>Rousseau</strong>’s thought, including his critique<br />
of private property, was often revealed in his infl uential political<br />
speeches, though never more elaborately (Sørensen, 1943, 24). In the<br />
broader Social Democratic movement, however, the role of <strong>Rousseau</strong> was<br />
negligible. Some Socialist <strong>and</strong> Social Democratic popular accounts of history<br />
from the 1880s did emphasize connections between <strong>Rousseau</strong>, the<br />
Enlightenment <strong>and</strong> the French <strong>Revolution</strong> (Malon, 1889, 84–5, <strong>and</strong> Bang,<br />
1899, 255–63). But with the progress of consciously materialist conceptions<br />
of social development within the movement in the next two decades,<br />
such remnants of ‘idealism’ disappeared (Bang, 1945, 46–57; Jensen <strong>and</strong><br />
Borgbjerg, 1904).<br />
In recent decades, <strong>Rousseau</strong>’s name has reappeared in public discourse<br />
as a staple of conservative political thought echoing the traditional counterrevolutionary<br />
demonizations. In 1996, the present (2010) Danish Conservative<br />
minister of culture, Per Stig Møller, who had looked to Bernard-Henri<br />
Lévy <strong>and</strong> other French anti-totalitarians for decades, included a chapter on<br />
<strong>Rousseau</strong> in his book The Natural Order. Concluding his presentation of<br />
the main writings of the philosopher, he condemned <strong>Rousseau</strong> as having
Making of a Modern Political Culture 127<br />
‘invented’ [fundet på] the social orders of ‘Hitler <strong>and</strong> Stalin, Mao, Pol Pot<br />
<strong>and</strong> Kim Il Sung’ (Møller, 1996, 151). With signifi cantly less scholarly<br />
appearance, <strong>Rousseau</strong> has recently been ritually demonized in parliamentary<br />
debate by two of the main spokesmen of the new extreme right, the<br />
priests Søren Krarup <strong>and</strong> Jesper Langballe. 15 But characteristically, these<br />
are re-imported elements of older writings, particularly Grundtvig’s attacks<br />
on the Enlightenment <strong>and</strong> <strong>Rousseau</strong>, rather than an organically transmitted<br />
heritage.<br />
Conclusion<br />
Thus, while <strong>Rousseau</strong>’s thoughts <strong>and</strong> writings did not create or supply the<br />
main elements for the modern political l<strong>and</strong>scape in Denmark, it did contribute<br />
importantly to the formation of certain parts of this l<strong>and</strong>scape at<br />
different points in time.<br />
Though the early reception of <strong>Rousseau</strong> from the 1750s on did not highlight<br />
his political philosophy, he was important in basic discussions about<br />
civilization, the state of nature <strong>and</strong> the origins of property. While two prominent<br />
writers from the academy of Sorø, Tyge Rothe <strong>and</strong> Jens Kraft, incorporated<br />
<strong>Rousseau</strong>’s critique of property as a subordinate element in their<br />
own writings, the main effect of such elements of critique in the broader<br />
educated public seems to have been a solidifi cation of the established discourse<br />
in defence of property.<br />
A wider debate on <strong>Rousseau</strong>’s political philosophy gained foothold in the<br />
Danish public with the French <strong>Revolution</strong>. During this era, a more clearly<br />
differentiated l<strong>and</strong>scape of political positions began to emerge through<br />
refl ections on the revolution <strong>and</strong> its implications for political theory. This<br />
process of differentiation was closely connected with different attitudes<br />
toward <strong>Rousseau</strong> among the educated. Though the dominant public attitude<br />
toward <strong>Rousseau</strong> the philosopher remained respectful during the 1790s,<br />
even while rejecting the political excesses of the revolution carried out in<br />
his name, early admirers began pointing out weaknesses in his thought <strong>and</strong><br />
explaining the course of the revolution by such weaknesses. Other voices<br />
were less discerning, whether by idolizing <strong>Rousseau</strong> as the philosophical<br />
hero of revolution or, less publicly, by condemning him as a rabble-rousing<br />
scoundrel.<br />
Moderate liberal criticism of <strong>Rousseau</strong> voiced during the Restoration era<br />
tended to strengthen such ideological divisions <strong>and</strong> <strong>Rousseau</strong>’s role within<br />
them. As a political public re-emerged in Denmark in the wake of the July
128 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
<strong>Revolution</strong> in 1830, after three decades of political quiet, <strong>Rousseau</strong> was relegated<br />
to the extreme left wing, being rediscovered by a new radical political<br />
wing in the early 1840s by way of Louis Blanc’s socialist interpretation.<br />
This perception of <strong>Rousseau</strong>’s political thought as the philosophical ancestry<br />
of modern radicalism <strong>and</strong>, especially, socialism, <strong>and</strong> thus the association<br />
of <strong>Rousseau</strong> with new principles of revolutionary change, became a staple of<br />
Danish political discourse in the ensuing decades. Echoes of it can be heard<br />
even in current political debates, despite the lack of continuity in the Danish<br />
discussion of <strong>Rousseau</strong>’s thought beyond the mid nineteenth century.<br />
Notes<br />
1 The author would like to thank the organizers <strong>and</strong> participators of the conference<br />
on <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong> at Aarhus University in 2009 for providing inspiring<br />
discussions on this <strong>and</strong> other related subjects, <strong>and</strong> Nina Koefoed for sharing her<br />
comments on an earlier version of this article.<br />
2 This interpretative framework of modern political culture <strong>and</strong> its relation to the<br />
modern problem of revolution has been developed through empirical studies <strong>and</strong><br />
basic conceptualizations in an extensive body of literature. Some of the most important<br />
titles in this connection are Hobsbawm, 1973; Koselleck, 1979; Wallerstein, 1989<br />
<strong>and</strong> Habermas, 1971.<br />
3 This has only been mapped very roughly in the existing literature, cf. Holm, 1975a,<br />
32–6; 1975b, 96–101.<br />
4 Book editions included Botanik for Fruentimmere i Breve til Fru de L . . . , (1790 [two<br />
editions], 1803); Om Selskabs-Foreningen eller Grundsætninger i Statsretten (1795); Emil<br />
eller Om Opdragelsen, 6 vols., (1796–99); J. J. <strong>Rousseau</strong>s Bekjendelser eller hans Levnet, 4<br />
vols., (1798); Den nye Heloise eller Breve fra to Elskende i en lille By ved Foden af Alperne,<br />
3 vols., (1798–1801) + 1 vol. (1801, a shortened edition); Om Oprindelsen til Uligheden<br />
bl<strong>and</strong>t Menneskene, og dens Grundstøtter, (1800). In addition, translations<br />
appeared in periodicals, including Minerva, 9 (1795), 342–75; Minerva, 10 (1795),<br />
1–6; Samleren, 12 (1794), 371–91; Samleren, 12 (1797), 342–87.<br />
5 Countess Charlotte Schimmelmann to Countess Louise Stolberg (b. Reventlow),<br />
January 9, 1790, in Bobé, 1900, 120. On <strong>Rousseau</strong>’s ideas in the salon culture of<br />
the era, cf. Sørensen, 1998, 152–3, 160–1, 414–15.<br />
6 Cf. Danish translations Paine, 1793; Robespierre, 1794.<br />
7 Cf. also the parallel criticisms of the French <strong>Revolution</strong> <strong>and</strong> <strong>Rousseau</strong>’s alleged<br />
rejection of civilization in the fi rst two volumes of Johannes Boye’s treatise on the<br />
state, published in 1797 (Boye, 1797, 8, 13–14, 29). Cf. Koch, 2003, 287; Carlsen,<br />
1953, 54–6.<br />
8 This is analysed in detail from the perspective of a comparative Begriffsgeschichte in<br />
Leonhard, 2001.<br />
9 Cf. a rare, brief exception: Telegraphen. Et Tidsblad, vol. 1, column 129–30 (1821).<br />
This journal of limited circulation was, however, in many regards a remarkable<br />
exception to the general de-politicization of the era as well as the anti-democratic,<br />
counter-revolutionary outlooks holding sway in public discourse.
Making of a Modern Political Culture 129<br />
10 Cf. also his remarks on Marat as an eager, but superfi cially cultured ‘<strong>Rousseau</strong><br />
involuted’, a ‘monkey of <strong>Rousseau</strong>’ (Schiern, 1857, 417). Some historical interest<br />
in <strong>Rousseau</strong> was also witnessed among the National Liberals, cf. the translated<br />
presentation of his life <strong>and</strong> thoughts in Girardin, 1847.<br />
11 On the role of Blanc in contemporary radical French receptions of <strong>Rousseau</strong> see<br />
Furet, 1997, 171–2). Cf. Blanc, 1847a, 9–12 <strong>and</strong> 458–63 <strong>and</strong> Loubère, 1956, 75–7.<br />
12 Cf. also the invocation of <strong>Rousseau</strong> as a precursor of communism in Sudre, 1850,<br />
245–59, which appeared in a Danish translation. The part concerned with <strong>Rousseau</strong><br />
was summarized in Müller, 1856, 419–20.<br />
13 It was later translated into at least German, English <strong>and</strong> Spanish. Cf. Sorainen,<br />
1951, 377–83; Martin, 2006; Høffding, 1913, 120–61. By comparison, his predecessor<br />
had devoted little more than one page to <strong>Rousseau</strong> in his two-volume<br />
history of philosophy: Brøchner, 1874, 133–4.<br />
14 A brief, less specifi c connection between the Social Contract <strong>and</strong> the revolution as<br />
a struggle for freedom is found in a popular presentation of <strong>Rousseau</strong> <strong>and</strong> Émile<br />
from 1885: Trier, 1885, 14.<br />
15 Minutes of Folketinget, 23 January 2009, 24 April 2008 <strong>and</strong> 12 March 2002, accessed<br />
via www.folketinget.dk.
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Part Three<br />
<strong>Revolution</strong> <strong>and</strong> History
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Chapter 8<br />
Creation, Destruction <strong>and</strong><br />
Continuity of Order<br />
Christiane Mossin<br />
Introduction<br />
This article will investigate the political philosophical issue of radical institutional<br />
creation. It raises the question of the possibilities of <strong>and</strong> conditions for<br />
creations of new social orders.<br />
Generally, we underst<strong>and</strong> radical societal change retrospectively in terms<br />
of marked breaks in history. This is certainly the case when breakdowns of<br />
regimes, violent revolutions or civil wars are the issues of concern. But also<br />
radical institutional reforms are broadly thematized as instances of historical<br />
discontinuity, of a ‘before’ <strong>and</strong> ‘after’.<br />
However, when digging into historical details <strong>and</strong> complexities, often a<br />
much more muddled picture arises. Historical analyses bear witness to the<br />
fact that not only disruption, but also continuity plays a major part in the<br />
realization of new institutions: Often structures of power, ideologies <strong>and</strong><br />
practices live on from a fallen regime into the next where they interact with<br />
the new ones under new names, in new shapes <strong>and</strong> constellations.<br />
Within the historical <strong>and</strong> social sciences, there has been an increasing<br />
focus has on the gradual nature of institutional change. In contrast, political<br />
philosophy predominantly privileges the perspective of discontinuity<br />
when raising <strong>and</strong> answering its core question – the question of the constitutional<br />
foundations of political order. This is equally true for universalistic,<br />
natural-right-inspired approaches <strong>and</strong> for power-oriented, constructivistic<br />
approaches. Constitutionalization is theorized in concepts differentiating<br />
between order <strong>and</strong> disorder, law constitutive <strong>and</strong> law sustaining violence/discourse/practices,<br />
between different paradigms or hegemonies of political order; or<br />
in concepts engaging in the idea of a self-constituting act.<br />
Philosophical theorizing on the foundations of political order does not<br />
have to presuppose the idea of a marked break in history, though. Historicalphilosophical<br />
approaches constitute an alternative to both universalism <strong>and</strong>
134 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
constructivism. In my view, it is of crucial importance to develop further the<br />
potentials of historical-philosophical approaches in order to be able to raise<br />
the question of the constitution of order on historical grounds <strong>and</strong> to be<br />
able to mediate between the perspectives of universal ideals <strong>and</strong> power. No<br />
political order is founded purely on ideals or power; <strong>and</strong> no political order<br />
can create entirely by itself its founding resources.<br />
The issue is more urgent than ever. We are witnessing the manifestations<br />
of strong political intentions of institutional creation. In the Middle East<br />
<strong>and</strong> in Eastern Europe, Western countries engage in democratic institutional<br />
new buildings on the ruins of fallen regimes. Less radically, but still<br />
of signifi cant importance, fundamental reforms of the welfare systems of<br />
Western European countries are being drafted these years. There is no sign<br />
that these changes will follow naturally from consensual collective forces.<br />
Resistance is immense, but in itself deeply fractionalized. There is no sign<br />
either, that violence alone – whether physical, economical or ideological –<br />
is capable of carrying out the intended institutional changes.<br />
In my view, political philosophy must engage into these diffi culties <strong>and</strong><br />
bind together on a theoretical level the questions concerning the possibilities<br />
of institutional change <strong>and</strong> those concerning the constitutional foundations<br />
of order. It must do this in order to make the crucial insights of political<br />
philosophy – into the ideal foundations of order <strong>and</strong> into the constructive<br />
nature of power – at all meaningful for us when confronted with the muddy<br />
dealings of real political creations.<br />
I believe that crucial conceptualizations of the possibilities <strong>and</strong> limitations<br />
of radical institutional creation can be found in <strong>Rousseau</strong>’s work. It is<br />
certainly interesting – <strong>and</strong> for the purpose of this article signifi cant – that<br />
one of the most radical constitutional thinkers of the political philosophical<br />
tradition is also one of its most sensitive historical thinkers.<br />
In the following I will trace <strong>Rousseau</strong>’s refl ections on the possibilities <strong>and</strong><br />
impossibilities of radical societal change in his political <strong>and</strong> pedagogical<br />
writings. His insights do not follow straight forward, though, but appear fragmented<br />
<strong>and</strong> marked by ambivalences. My reading will be a parallel reading in<br />
the sense that it focuses on <strong>Rousseau</strong>’s particular refl ections on the possibilities<br />
of change which appear mainly in between general institutional <strong>and</strong> historical<br />
considerations. It will be an aporetic reading in the sense that it will<br />
discern <strong>and</strong> interpret major dilemmas which can be found in the works, <strong>and</strong><br />
fi nally, it will be a reading against <strong>Rousseau</strong> in the sense that it extracts from<br />
his conceptualizations insights which in some important respects undermine<br />
his declared intentions.
Creation, Destruction <strong>and</strong> Continuity of Order 135<br />
The Dilemma of Creation: Destruction or Continuity?<br />
Can <strong>Rousseau</strong> be interpreted as an advocate for revolution? Often he warns<br />
against revolutions: ‘Once Peoples are accustomed to Masters, they can no<br />
longer do without them. [ . . . ] their revolutions almost always deliver them<br />
up to seducers who only increase their chains’ (<strong>Rousseau</strong>, 1997e, 115).<br />
Once repressed, human beings are incapable of liberating themselves;<br />
they will only seek new forms of repression. There is hope for repressed<br />
people, though; over time they might develop an underst<strong>and</strong>ing of freedom.<br />
But such developments will occur only over many generations <strong>and</strong><br />
not by the forces of the peoples alone. The Roman people, representing in<br />
<strong>Rousseau</strong>’s view a historical ideal, was ruled so wisely as to be able to transform<br />
from a people stupidized from tyranny into a free people, worthy of its<br />
own political institutions (ibid., 115–6).<br />
However, the possibility of gradual liberation is denied to the already civilized<br />
European countries:<br />
Peoples, like men, are docile only in their youth, with age they grow incorrigible;<br />
once customs are established <strong>and</strong> prejudices rooted, it is a dangerous<br />
<strong>and</strong> futile undertaking to try to reform them; [ . . . ] a people can<br />
free itself as long as it is merely barbarous, but it can no longer do so once<br />
the civil mainspring is worn out. Then troubles may destroy it while revolutions<br />
may not be able to restore it [ . . . ]. (<strong>Rousseau</strong>, 1997b, 72–3)<br />
Civilization implies an inescapable logic of decay. It provides the powerful<br />
with tools for enhancing <strong>and</strong> legitimizing their power, in terms of science,<br />
rhetoric, division of labor <strong>and</strong> laws of property. The increase in inequality<br />
goes h<strong>and</strong> in h<strong>and</strong> with an increase in decadence: comparison, competition<br />
<strong>and</strong> calculation will capture the human relations <strong>and</strong> give rise to continuous<br />
developments of new desires. Once highly developed, the habits<br />
<strong>and</strong> tools of inequality <strong>and</strong> decadence cannot be reversed, even if society as<br />
such falls apart (<strong>Rousseau</strong>, 1997e, 158–72).<br />
There may, though, be reasons to suspect that this pessimism of <strong>Rousseau</strong><br />
does not exhaust the matter completely. A continuous insistence on the reestablishment<br />
of the natural rights of the citizens in case of the government’s<br />
misuse of power can be found in his works. No doubt, <strong>Rousseau</strong><br />
modifi es this principle almost as often as he states it. But there are cases<br />
which leave no doubt: When the government uses its power to create ‘a<br />
state in the state’ (<strong>Rousseau</strong>, 1997b, 107–8) or when law has vanished <strong>and</strong>
136 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
only power speaks (<strong>Rousseau</strong>, 1997e, 185–6), the citizens might still be<br />
forced, but no longer obliged to obey.<br />
This of course does not imply that a better political order will be constituted<br />
on the ruins of the failed one. But it is worth noticing that <strong>Rousseau</strong><br />
presupposes a radical <strong>and</strong> never-ending political instability. Like civilization<br />
as such, political constitutions imply an inescapable logic of decay. Sooner<br />
or later the political means of justice – the laws <strong>and</strong> the institutions – will be<br />
used against justice (<strong>Rousseau</strong>, 1997b, 106–7).<br />
The body politic, just like the body of a man, begins to die as soon as it is<br />
born <strong>and</strong> carries within itself the causes of its destruction. But either body<br />
can have a constitution that is more or less robust <strong>and</strong> suited to preserve<br />
it for more or less time. (Ibid., 109)<br />
The radical logics of historical development presupposed by <strong>Rousseau</strong><br />
undermine in my view the possibility of an exclusive conservative reading of<br />
his political works. 1 <strong>Rousseau</strong> foresees a future characterized by ever new<br />
collapses <strong>and</strong> new establishments of political order – not only for historical<br />
contingent reasons, but for logical reasons as well. He does not welcome<br />
these collapses, but he considers them inevitable.<br />
While interpreting <strong>Rousseau</strong> as a theorist of radical political change, I do<br />
take his extreme pessimism very seriously. But I underst<strong>and</strong> it as the expression<br />
of an extreme sensitivity towards the diffi culties of change. Now, what<br />
are the characteristics of these diffi culties, according to <strong>Rousseau</strong>?<br />
A Simultaneous Constitutionalization of<br />
Political <strong>and</strong> Cultural Freedom<br />
As already indicated, political <strong>and</strong> cultural freedom are intimately connected.<br />
A good constitution helps very little, if people do not possess the<br />
spirits <strong>and</strong> customs necessary for using it. <strong>Rousseau</strong> uses the expressions of<br />
‘suited’ <strong>and</strong> ‘ill-suited’: a people should be suited for its laws. If not, the laws<br />
will be disrespected, neglected <strong>and</strong> misused – <strong>and</strong> eventually overthrown<br />
(<strong>Rousseau</strong>, 1997e, 115; 1997b, 72 <strong>and</strong> 135–6; 1991, 468).<br />
In other words, <strong>Rousseau</strong> denies the possibility of a liberating potential<br />
in formal political freedom alone. Again <strong>and</strong> again he emphasizes the<br />
importance of considering the relationship between laws <strong>and</strong> culture. The<br />
forms of production <strong>and</strong> consumption, the degrees <strong>and</strong> forms of coexistence,<br />
the degree of wealth, the relationship between urban <strong>and</strong> rural<br />
districts, traditions, religion <strong>and</strong> love for the nation – all these factors <strong>and</strong>
Creation, Destruction <strong>and</strong> Continuity of Order 137<br />
many more must be considered by political creators (<strong>Rousseau</strong>, 1997b,<br />
73–5, 78–9, 100–4 <strong>and</strong> 139).<br />
New laws <strong>and</strong> institutions should not be simply adapted to existing cultural<br />
conditions. Rather, <strong>Rousseau</strong> envisions the possibility of a simultaneous<br />
constitutionalization of laws <strong>and</strong> customs:<br />
To these three sorts of laws must be added a fourth, the most important of<br />
all; which is graven not in marble or in bronze, but in the hearts of the Citizens;<br />
which is the State’s genuine constitution [ . . . ]. I speak of morals,<br />
customs <strong>and</strong> above all of opinion; a part [of the laws] unknown to our<br />
politicians but on which the success of all the other depends [ . . . ] particular<br />
regulations [ . . . ] are but the ribs of the arch of which morals,<br />
slower to arise, in the end form the immovable Keystone. (Ibid., 81)<br />
In other words, the most important law of the republic is the one which is<br />
really no law, but exists only in the hearts. And the most important customs<br />
are the ones that correspond intimately with the spirit of the constitution.<br />
<strong>Rousseau</strong> also deals with the matter in a more pragmatic manner. Laws<br />
cannot regulate customs, but laws do give rise to customs (ibid., 141). Certain<br />
laws receive his special attention, namely, the laws determining the art<br />
<strong>and</strong> content of education. They constitute some of the most powerful<br />
instruments of the constitution (<strong>Rousseau</strong>, 1997a, 189–93).<br />
The idea of the necessity of a simultaneous constitutionalization of political<br />
<strong>and</strong> cultural freedom raises the issue of time, or more precisely the issue of<br />
duration <strong>and</strong> continuity, in the core of the problematic of state creations. In<br />
other words, it raises the issue of historical continuity in the core of the problematic<br />
of political <strong>and</strong> cultural discontinuity. Laws might be given <strong>and</strong> overthrown<br />
in an instant, but customs are neither easily created nor destructed.<br />
In <strong>Rousseau</strong>’s view, the destruction of old customs represents the most serious<br />
problem: ‘What makes the work of legislation diffi cult is not so much what<br />
has to be established as what has to be destroyed’ (<strong>Rousseau</strong>, 1997b, 78).<br />
Establishing a new <strong>and</strong> good republic involves creations as well as destructions<br />
of customs. But is this at all possible, considering the slow, tendentially<br />
immovable, nature of customs? What must be considered the conditions for<br />
such creations <strong>and</strong> destructions?<br />
Civilization or Barbarism?<br />
What people, then, is fi t for legislation? One which, while fi nding itself<br />
already bound together by some union or origin, interest, or convention,
138 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
has not yet borne the true yoke of laws; one with neither deep-rooted customs<br />
nor deep-rooted superstitions, one which is not in fear of being overrun<br />
by a sudden invasion; which without taking part in its neighbours’<br />
quarrels can resist each one of them by itself, or enlist the help of one to<br />
repulse the other; one whose every member can be known to all, <strong>and</strong> where<br />
one is not forced to charge a man with a greater burden than a man can<br />
bear; one which can do without all other peoples <strong>and</strong> without which every<br />
other people can do; one which is neither rich nor poor, <strong>and</strong> can be selfsuffi<br />
cient, fi nally, one which combines the stability of an ancient people<br />
with the docility of a new people (ibid., 77–8).<br />
One does not need to refl ect on these criteria for very long before the<br />
contradictions become manifest. <strong>Rousseau</strong> envisions a people without deeprooted<br />
customs <strong>and</strong> laws, but capable of military defense <strong>and</strong> diplomacy, selfsuffi<br />
cient in terms of production of goods <strong>and</strong> capable of ensuring that no man<br />
would have to be charged with a greater burden than he could bear. He envisions a<br />
people already bound together by some union – but bound without laws!<br />
And the fi nal paradox: He imagines that such a stabile <strong>and</strong> well-functioning<br />
people would be willing to undergo deep political changes.<br />
I believe the contradictions can be summed up in a single dilemma:<br />
Should the establishment of a new <strong>and</strong> good order be based on an already<br />
existing solid fundament, in terms of social cohesion <strong>and</strong> economic, political<br />
<strong>and</strong> cultural capability? But if that is the path followed – we can call it<br />
‘the path of continuity’ – then the new constitution would have to struggle<br />
with all the old customs that did not fi t the new laws <strong>and</strong> risk being undermined<br />
by them. Or, should the new republic be based on a tabula rasa with<br />
respect to customs <strong>and</strong> spirits? No such tabula rasa situation has ever existed<br />
in historical time, <strong>and</strong> certainly not if we presuppose the existence of ‘a<br />
people’. <strong>Rousseau</strong> is perfectly aware of that, as will be clear in the following.<br />
The tabula rasa situation would be obtainable only through destruction of<br />
the already existing customs <strong>and</strong> spirits. But this path – ‘the path of destruction’<br />
– would be faced with the extremes of creation <strong>and</strong> destruction. Everything<br />
would have to be invented <strong>and</strong> taught anew. In <strong>Rousseau</strong>’s opinion<br />
that would not represent the most serious problem, though: The destruction<br />
of the old customs <strong>and</strong> spirits would represent an even bigger diffi culty<br />
<strong>and</strong> in many cases amount to an impossible task.<br />
I see this dilemma manifesting itself in his political works as such. At times<br />
he talks about the necessity of destruction. When discussing the fl aws of the<br />
nascent governments, for instance:<br />
[ . . . ] having begun badly, time revealed its fl aws <strong>and</strong> suggested remedies<br />
but could never repair the vices of the Constitution; it was constantly
Creation, Destruction <strong>and</strong> Continuity of Order 139<br />
being patched; whereas the thing to do would have been to begin by<br />
purging the threshing fl oor <strong>and</strong> setting aside all the old materials, as<br />
Lycurgus did in Sparta, in order afterwards to erect a good Building.<br />
(<strong>Rousseau</strong>, 1997e, 175)<br />
But in his many analyses of the relationship between laws <strong>and</strong> customs, he<br />
often emphasizes the importance of continuity: The specifi c forms of government<br />
should be chosen on the basis of specifi c historical conditions,<br />
<strong>and</strong> new institutionalizations should use the resources of history <strong>and</strong> traditions<br />
(<strong>Rousseau</strong>, 1997a, 183–7 <strong>and</strong> 189–93).<br />
<strong>Rousseau</strong>’s works bear witness to the writer’s pronounced attention to the<br />
path of destruction as well as to the path of continuity. But he does not<br />
mediate them. It is either the one or the other. As such, each of them designates<br />
a dead end. Together they represent an inextricable dilemma.<br />
<strong>Rousseau</strong>’s description of the characteristics of a people suited for constitutionalization<br />
must be seen as a utopian ideal. It could even be interpreted as<br />
a speculation meant to demonstrate the extreme diffi culties connected to<br />
radical change. As I see it, the ideal description demonstrates that there could<br />
never be a people truly suited for revolution. And it exposes the dilemma<br />
between continuity <strong>and</strong> destruction which permeates <strong>Rousseau</strong>’s work.<br />
But what if we turn to his examples of ancient peoples suited for revolutions?<br />
2 Does he not avoid the dilemma when analyzing these rare instances<br />
of ‘good revolutions’? It would seem so. He clearly analyses them in terms<br />
of destruction <strong>and</strong> not continuity. Destruction is possible, according to<br />
<strong>Rousseau</strong>, because the peoples in question are barbarous peoples, still not<br />
civilized. What he indicates is that there is not so much to be destructed.<br />
I fi nd there is good reason to be careful with regard to this seemingly easy<br />
differentiation between barbarous <strong>and</strong> civilized peoples. It is clear from<br />
<strong>Rousseau</strong>’s own indications that the barbarous peoples in question do possess<br />
customs <strong>and</strong> spirits. Especially, he dwells on the phenomena of repression<br />
<strong>and</strong> slavery. Repression <strong>and</strong> slavery produce their own patterns of<br />
habits, legitimizations, needs <strong>and</strong> desires. The repressed get used to their<br />
chains; they might even love them <strong>and</strong> justify them (<strong>Rousseau</strong>, 1997e, 115–6<br />
<strong>and</strong> 176–7; 1997b, 42–3). <strong>Rousseau</strong>’s analysis of the culture of slavery – directly<br />
opposed to those philosophers who believe that the mentality of a slave<br />
must be considered an expression of his or her nature – is in my view a<br />
refi ned expression of his general interest in the relationship between power<br />
<strong>and</strong> history. In connection to the issue of barbarism it is worth mentioning<br />
that according to <strong>Rousseau</strong> the interdependence of power relations <strong>and</strong> human<br />
self-underst<strong>and</strong>ings constitute one of the most distinct marks of civilization<br />
(ibid., 165–6; <strong>Rousseau</strong>, 1991, 83–4).
140 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
If the barbarous peoples in question were not enslaved, they were soldiers.<br />
A people of soldiers, too, must certainly also be considered to be intrinsically<br />
determined by power relations <strong>and</strong> to have developed strong patterns of<br />
opinions, habits, needs <strong>and</strong> desires. <strong>Rousseau</strong> does at times, though, come<br />
close to presupposing a tabula rasa situation. He writes of Moses:<br />
[He] formed <strong>and</strong> executed the astonishing enterprise of instituting as a<br />
national body a swarm of wretched fugitives who had no arts, no weapons,<br />
no talents, no virtues, no courage, <strong>and</strong>, who, since they had not an inch<br />
of territory of their own, were a troop of strangers upon the face of the<br />
earth. (<strong>Rousseau</strong>, 1997a, 180)<br />
The tendency inherent in all of <strong>Rousseau</strong>’s descriptions of ancient peoples<br />
that underwent a fruitful revolution, is, that there did not really exist ‘a<br />
people’ before the constituting political act – but he is not consistent on the<br />
matter. Unlike in his general defi nitions which make it explicitly clear that<br />
the political constitution presupposes the existence of ‘a people’.<br />
<strong>Rousseau</strong> seemingly avoids the inexplicable dilemma of the path of continuity<br />
<strong>and</strong> the path of destruction in his descriptions of these ancient ‘good<br />
revolutions’, by assuming – inconsistent with his general indications – that<br />
the peoples in question were not really ‘peoples’, <strong>and</strong> that the customs <strong>and</strong><br />
opinions they possessed were still not so civilized as to make their destruction<br />
impossible. He does not underplay, though, that even in these cases<br />
the task of destruction was immense.<br />
I do fi nd it hard to point to a clear criterion in <strong>Rousseau</strong>’s works for distinguishing<br />
between civilized peoples, no longer capable of fruitful revolutions,<br />
<strong>and</strong> barbarous (or young) peoples, still capable thereof. Not even ‘law-making’<br />
could be upheld as a criterion, since <strong>Rousseau</strong> suggests that the nascent<br />
governments should have been removed completely in order to clear the<br />
way for a new constitutionalization. One could make the point even more<br />
general: as soon as actual relations between individuals exist, then power<br />
relations also exist along with competition, comparison <strong>and</strong> battle. Civilization<br />
is at stake as soon as social relations are at stake.<br />
But if there does not exist a clear criterion for the difference between a<br />
civilized people <strong>and</strong> a barbarous people, then there does not exist a clear<br />
criterion for the suitableness or non-suitableness of a people for revolution<br />
either – considering <strong>Rousseau</strong>’s own qualifi cations of the phenomena of<br />
‘civilization’ <strong>and</strong> ‘barbarism’.<br />
What is left in <strong>Rousseau</strong>’s multiple, self-contradictory <strong>and</strong> at times<br />
almost absurd considerations on what would characterize a people suited
Creation, Destruction <strong>and</strong> Continuity of Order 141<br />
for revolution is, in my view, the inextricable dilemma between the path<br />
of continuity <strong>and</strong> the path of destruction. This dilemma applies to both<br />
old <strong>and</strong> young peoples <strong>and</strong> to the more or less civilized.<br />
<strong>Rousseau</strong>’s apparent solution is of course really no solution: destroying the<br />
existing foundation completely – even if this foundation was barbarous –<br />
would mean establishing the new order in a void, with no resources to build<br />
on. The ‘body politic’ would be no body, but a pure formula: only formal<br />
political freedom. The historical examples of ancient ‘good revolutions’ are<br />
in their own way just as utopian as their theoretical counterpart: the coherent,<br />
stabile, independent <strong>and</strong> well-functioning people with no deep-rooted<br />
customs <strong>and</strong> laws.<br />
But do we need to end in an inextricable dilemma? In order to continue<br />
the investigation – <strong>and</strong> not be stopped by the dilemma – we need to take a<br />
closer look at that which must be created according to <strong>Rousseau</strong>: civic virtue.<br />
Creations of Civic Virtue<br />
In Émile, <strong>Rousseau</strong> explains that there are two different kinds of education:<br />
Natural man is entirely for himself. [ . . . ] Civil man is only a fractional<br />
unity dependent on the denominator; his value is determined by his<br />
relation to the whole, which is the social body. [ . . . ] From these necessarily<br />
opposed objects come to contrary forms of instruction – the one,<br />
public <strong>and</strong> common; the other, individual <strong>and</strong> domestic. (<strong>Rousseau</strong>,<br />
1991, 39–40)<br />
The contradiction is a tragedy: what is good for the human individual is not<br />
good for society <strong>and</strong> vice versa. It is <strong>Rousseau</strong>’s hope that the dem<strong>and</strong>s of<br />
nature <strong>and</strong> society could be realized in man without contradictions:<br />
If perchance the double object we set for ourselves could be joined in a<br />
single one by removing the contradictions of man, a great obstacle to his<br />
happiness would be removed. In order to judge of this, he would have to<br />
be seen wholly formed [ . . . ] the natural man would have to be known.<br />
(Ibid., 41)<br />
The purpose of <strong>Rousseau</strong>’s gr<strong>and</strong> thought experiment is exactly to know<br />
natural man within society. <strong>Rousseau</strong> will educate a human being from birth<br />
to grown man, in accordance with nature, but still within society, in order
142 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
to assess what a man, raised uniquely for himself, could possibly become for<br />
others (ibid.).<br />
The thought experiment succeeds: After completion of his natural education<br />
Émile eventually gives himself over to society with a clear mind <strong>and</strong><br />
an unambivalent heart. Thus, Émile’s education turns out to be, in its own<br />
way, a civic education <strong>and</strong> the virtue developed in Émile an expression of<br />
civic virtue.<br />
However, civic virtue is also being dealt with from the perspective of society.<br />
In the political writings, as have already become evident, the issue of<br />
what is graven in the citizen’s hearts – morals, opinions <strong>and</strong> customs – plays a<br />
crucial part.<br />
In the following I will reconstruct, interpret <strong>and</strong> compare these two kinds<br />
of civic virtues. They can be defi ned by the same purpose: to give oneself to<br />
the common good. But the question is whether they are based on the same<br />
capabilities <strong>and</strong> dispositions of the individuals. 3<br />
In order to grasp the specifi c characteristics of the two kinds of virtue a<br />
clarifi cation of <strong>Rousseau</strong>’s concept of ‘human nature’ is necessary.<br />
When defi ning <strong>and</strong> describing ‘the state of nature’, <strong>Rousseau</strong> makes it<br />
explicit that no human being has ever lived in such a state, <strong>and</strong> that his<br />
reasoning does not concern historical truth. What he wants to investigate<br />
into is the nature of man on the fi ctional premise that man had been ab<strong>and</strong>oned<br />
to himself. <strong>Rousseau</strong> wants to know the nature of man without presupposing<br />
man as a social being. He criticizes Grotius, Locke <strong>and</strong> Hobbes for<br />
their inability to defi ne a pure concept of nature: they all transfer to the<br />
‘state of nature’ ideas they have taken from human society (<strong>Rousseau</strong>,<br />
1997e, 132).<br />
<strong>Rousseau</strong>’s speculative concept of human nature is defi ned by both static<br />
<strong>and</strong> dynamic potentials. The concept of ‘a pure state of nature’ designates<br />
the static potential. Self-love is the only passion <strong>and</strong> self-preservation the only<br />
principle in the state of nature. The individual is pure self, physically <strong>and</strong><br />
mentally independent from others. As purely asocial it is also purely amoral:<br />
The self-love is good in itself <strong>and</strong> good for the individual, but neutral in<br />
relation to others (<strong>Rousseau</strong>, 1991, 92). Furthermore, a complete concordance<br />
between desires <strong>and</strong> capabilities is presupposed. The individual only wants what<br />
it is capable of getting; it never imagines anything, never wonders, has no<br />
wild desires. It would never change at all were it not exposed to a pressure<br />
from the surroundings (<strong>Rousseau</strong>, 1997e, 142–3; 1991, 80).<br />
The dynamic potential of human nature which provides the basis for the<br />
break with the state of nature will be actualized only if such a pressure<br />
occurs. The dynamic potential is designated by the faculty of perfecting oneself.
Creation, Destruction <strong>and</strong> Continuity of Order 143<br />
This faculty makes the process of civilization possible; it makes virtues possible<br />
as well as vices (<strong>Rousseau</strong>, 1997e, 141). It develops <strong>and</strong> transforms the<br />
natural passion of self-love. All passions are modifi cations of self-love <strong>and</strong> are<br />
in this sense natural, even if their sources are not (<strong>Rousseau</strong>, 1991, 212–14).<br />
What drives the faculty of perfecting oneself is the imagination which creates<br />
visions of objects of desire <strong>and</strong> thereby establishes a fundamental difference<br />
between desires <strong>and</strong> capabilities (ibid., 80–1). Likewise, imagination is a driving<br />
force underlying social interdependencies (ibid., 220–35 <strong>and</strong> 252–3).<br />
The two are intimately connected <strong>and</strong> enforce each other mutually.<br />
What must be emphasized on the basis of this brief sketch is the fact that<br />
human nature is fundamentally double-sided, disposed for both good <strong>and</strong><br />
evil. The particular sources of depravation have their origin in society <strong>and</strong> not<br />
in human nature itself, but the material of depravation (self-love) <strong>and</strong> the<br />
dynamic faculty making the depravation of self-love possible (the imagination) is<br />
part of human nature. The logic of decay characterizing civilization must<br />
be understood as a defi ning characteristic of human nature as well. The<br />
concepts of ‘history’ <strong>and</strong> ‘nature’ are interwoven to a degree where the one<br />
cannot be understood without the other. 4<br />
Now, turning to the civic virtues, we must ask: What kinds of transformation<br />
of self-love are at stake? And what governs the forces of imagination?<br />
The Civic Virtue of Émile: The Virtue of Necessity<br />
Émile is given a natural education, but that does not mean he is educated<br />
outside of society. Nor is he kept ignorant with regard to the scientifi c, economical,<br />
political <strong>and</strong> cultural progresses of mankind. He is, admittedly,<br />
educated in the countryside, close to the simple lives of the peasants <strong>and</strong><br />
not the sophisticated lives fl owering in the city salons. But his upbringing<br />
does in no way resemble a peasant’s life. He is occupied with pleasurable<br />
investigations into the nature of the world, driven by his curiosity. He is<br />
taught natural science, history, metaphysics <strong>and</strong> morals. He must know the<br />
mechanisms <strong>and</strong> principles of modern society: the money system, the industries<br />
<strong>and</strong> the political institutions. He must travel in order to compare the<br />
characteristics of different countries. Most importantly, he must learn to<br />
trust no authority <strong>and</strong> to gain <strong>and</strong> test knowledge himself.<br />
Émile is supposed to possess social mobility to an extreme degree. Since<br />
he is without prejudices <strong>and</strong> without habits (his education has been conducted<br />
in such a way as to avoid any regularity (ibid., 63 <strong>and</strong> 160), he will fi t<br />
in everywhere <strong>and</strong> nowhere in particular. When fully formed, he will be able
144 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
to talk to people from all parts of society. He will seem pleasant to people<br />
though a bit peculiar, like a ‘likable foreigner’ (ibid., 339). He will be able<br />
to change estate easily, even political regime (ibid., 194–5).<br />
In what way can this education be considered natural? It is natural in the<br />
sense that the two main <strong>and</strong> interconnected dynamic forces of human<br />
development, imagination <strong>and</strong> social interdependencies, are carefully controlled<br />
by the teacher in order to avoid the morally devastating consequences of<br />
their work. Émile’s education is driven by his curiosity <strong>and</strong> openness, but<br />
the teacher carefully sees to it that Émile will not seek out goals far beyond<br />
what it will be possible for him to reach. His imagination is continuously set<br />
in movement, <strong>and</strong> then inhibited. Likewise, the experience of social interdependence<br />
is kept from him for as long as possible. He is dependent, of<br />
course, but should not be aware of it. As a child, he is not allowed to develop<br />
any relations to other people, except for the teacher. His self-underst<strong>and</strong>ing<br />
must not be infl uenced by the opinions of others. In relation to the teacher,<br />
he must not know that he is subjected to power. The teacher must correct<br />
<strong>and</strong> control the child in such a cunning <strong>and</strong> manipulating manner so that<br />
the child never realizes the presence of authority. 5<br />
Eventually, when Émile is almost a grown man, he must develop feelings<br />
for other people. Now imaginations of a different sort than the controlled<br />
imaginations of his childhood are unavoidable: like ‘the loved woman’, ‘the<br />
friend’, ‘the nation’ <strong>and</strong> ‘mankind’. The teacher sees to it that Émile<br />
extends his self-love to other people gradually <strong>and</strong> safely. Out of these passions<br />
of love for others arise the voice of conscience <strong>and</strong> the notions of<br />
good <strong>and</strong> bad (ibid., 211–35). Émile becomes just, honest, generous <strong>and</strong><br />
indulgent, polite <strong>and</strong> modest – <strong>and</strong> a faithful <strong>and</strong> good citizen.<br />
One is puzzled: what makes this sudden transformation of self-love into<br />
civic virtue possible, considering that the dangerous forces of imagination<br />
<strong>and</strong> social interdependencies are eventually no longer chastened by the<br />
teacher? There is hardly any unequivocal answer to this to be found in Émile,<br />
but I do believe that one feature st<strong>and</strong>s out. As a child Émile learns to control<br />
the imagination through the experience of necessity; that physical objects<br />
are subject to constant laws of nature. As a grown man he realizes that there<br />
is no escape from society, no matter to which country he goes, no matter<br />
which life he chooses. He accepts his dependency as a matter of necessity. He<br />
gives himself to society as if society were a manifestation of natural law (ibid.,<br />
471–4). This solution has actually been prepared already in Book II:<br />
There are two sorts of dependence: dependence on things, which is from<br />
nature; dependence on men, which is from society. [ . . . ] If the laws of<br />
nations could, like those of nature, have an infl exibility that no man
Creation, Destruction <strong>and</strong> Continuity of Order 145<br />
could ever conquer, dependence on men would then become dependence<br />
on things again; in the republic all of the advantages of the natural<br />
state would be united with those of the civil state [ . . . ]. (Ibid., 85)<br />
Émile relates to the interdependencies of society just as he relates to physical<br />
objects. His dedication to society is a dedication to necessity. This is, as<br />
I see it, his fundamental civic virtue, not love for mankind or the common<br />
good – although he has developed such passions. Rather, his dedication to<br />
necessity is what keeps his desires <strong>and</strong> imagination in place. 6<br />
Thereby, he can maintain his inner freedom, his critical judgement <strong>and</strong><br />
open-mindedness. His imagination <strong>and</strong> desire will never overpower him<br />
<strong>and</strong> he will never be seduced nor enslaved by the opinions of others.<br />
Civic Virtue from the Perspective of Society:<br />
The Virtue of Imagination<br />
Civil virtue as described from the perspective of society is on the contrary<br />
based on exactly those two forces which needed to be inhibited in the case<br />
of Émile: the imagination <strong>and</strong> social interdependencies. ‘[ . . . ] when each<br />
citizen is nothing <strong>and</strong> can do nothing except with all the others [ . . . ], the<br />
legislation must be said to be at the highest pitch of perfection it can reach’<br />
(<strong>Rousseau</strong>, 1997b, 69).<br />
The perfect society is defi ned by the complete interdependence of the<br />
individuals. This means that power relations permeate everything <strong>and</strong><br />
everyone. The individual’s self-underst<strong>and</strong>ing is inescapably interwoven<br />
with the opinions <strong>and</strong> recognitions of others.<br />
Complete interdependence is a necessary condition for a just society.<br />
Only on the premise that what each member does for the others, he does<br />
for himself as well, can the subordination of the individual will under the<br />
common will be justifi ed. (Ibid., 50, 61–2)<br />
But from such complete interdependence <strong>and</strong> all-permeating power relations<br />
spring the most dangerous potentials of imaginations: fractions based<br />
on estate, region, religion, or other interests <strong>and</strong> views will most easily arise<br />
<strong>and</strong> tear the wholeness of society apart. The development of partial societies<br />
represents the most serious enemy of society according to <strong>Rousseau</strong>, in<br />
agreement with Machiavelli <strong>and</strong> Hobbes (ibid., 60 <strong>and</strong> 146).<br />
To avoid such depravations it is necessary to give a common bent to the<br />
passions of the citizens. Human government needs a more solid base than<br />
reason alone (<strong>Rousseau</strong>, 1997e, 181). Traditionally, religion has provided
146 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
the base for political order. <strong>Rousseau</strong> demonstrates a highly political view<br />
on religion. He believes religion as such necessary: no political order can be<br />
upheld without the citizens’ belief in the sacredness of the laws <strong>and</strong> such<br />
beliefs can only be guaranteed by the belief in a powerful <strong>and</strong> benefi cent<br />
divinity. But he consequently advocates a position of religious pluralism: any<br />
religion will do, except for those that exclude the legitimacy of others. Different<br />
religions are expressions of different human interpretations of divinity,<br />
none of them can claim truth only for themselves (<strong>Rousseau</strong>, 1997b,<br />
142–51).<br />
The insistence on religious pluralism is crucial, in my view. First, religious<br />
pluralism is necessary considering the always slumbering danger of the<br />
emergence of partial societies. Churches are human political institutions.<br />
When powerful, they will threaten the unity of society. Only if religion <strong>and</strong><br />
political power should coincide completely on an institutional level would<br />
this threat be overcome. Such theocratic institutionalization would correspond<br />
to traditional state buildings. Although effi cient, the lies <strong>and</strong> deception,<br />
the vanity <strong>and</strong> not least intolerance of such institutional arrangements<br />
would make of the state nothing more than a tyrannical beast, in a constant<br />
state of war with all others (ibid., 147). Uniting state <strong>and</strong> religion represents<br />
no acceptable solution to the problem of partial societies. The only solution<br />
will be extensive religious pluralism.<br />
Secondly, the insistence on religious pluralism is crucial because it establishes<br />
the principle of non-concordance between the individual will <strong>and</strong> the<br />
common will within the core of civic virtue. This point is closely connected<br />
to the fi rst one: If there are partial societies, their number must be multiplied (ibid.,<br />
60), says <strong>Rousseau</strong>, <strong>and</strong> ideally multiplied into the number of citizens. Difference<br />
is fruitful as long as it is difference between individuals, or at least<br />
differences that do not give rise to fractions. In fact, the non-concordance<br />
between the individual <strong>and</strong> common will must be considered an inescapable<br />
condition: If concordance should in fact exist, it would be a matter of<br />
pure coincidence (ibid., 57).<br />
But what constitutes the common foundation, then? <strong>Rousseau</strong> is very brief<br />
when defi ning his ‘civil religion’ in the Social Contract. It consists actually in<br />
nothing else but belief in divinity <strong>and</strong> justice as such, belief in the sacredness<br />
of the laws <strong>and</strong> religious tolerance.<br />
This could seem unsatisfactory. In other writings <strong>Rousseau</strong> considers the<br />
necessity of national institutions, ceremonies <strong>and</strong> education. But I do<br />
believe that the brief defi nition gives us the crucial points. The religious<br />
pluralism is in fact a pluralism of civil belief; <strong>Rousseau</strong> makes it explicit that<br />
religious <strong>and</strong> civil tolerance cannot be separated. The constitution should
Creation, Destruction <strong>and</strong> Continuity of Order 147<br />
give a common bent to the passions of the citizens: give content <strong>and</strong> direction<br />
to their forces of imagination. But each citizen should interpret the<br />
sacredness of the constitution in his or her own way.<br />
This means that civic virtue from the perspective of society is fundamentally<br />
based on the individual powers of imagination. Since complete human<br />
interdependence is presupposed, these individual powers of imagination<br />
are at the same time necessarily dynamic social forces. In order to avoid the<br />
development of fractions, two kinds of continuous measures are necessary:<br />
to provide a common content to the passions of the citizens <strong>and</strong> to institutionally<br />
secure multiplicity. Both of these measures are primarily matters of<br />
positive creation: they give special fuel to the forces of imagination, rather<br />
than inhibiting them.<br />
Controlling the Social Forces<br />
According to my reconstruction <strong>and</strong> interpretation, both kinds of civic virtues<br />
depend on control of the dynamic social forces. The connection<br />
between social interdependence <strong>and</strong> the human capacity for imagining<br />
<strong>and</strong> longing for something beyond immediate experience gives rise to the<br />
most dangerous developments of society. But this connection is also what<br />
makes society possible at all <strong>and</strong> the source of community, morals <strong>and</strong><br />
love.<br />
The two virtues represent two different kinds of control. The fi rst is negative:<br />
the dynamical forces are chastened by the belief that the manifestations<br />
of society resemble the manifestations of natural laws. The second is<br />
primarily positive: the dynamical forces are given new fuel <strong>and</strong> in this way<br />
specifi c direction <strong>and</strong> content. The fi rst is based on the inhibiting principle<br />
of necessity, the second on passion <strong>and</strong> imagination.<br />
In my view, the two virtues are fundamentally different. However, that<br />
does not necessarily point to an invincible contradiction within <strong>Rousseau</strong>’<br />
work. Émile is educated within the existing society on the premise that public<br />
education is impossible. The virtue of imagination on the contrary presupposes<br />
the existence of a just society. <strong>Rousseau</strong> allows the dynamical<br />
forces of imagination to fl ow only if <strong>and</strong> when a just society is established. 7<br />
Here lies I suggest, the answer to the inextricable dilemma between the<br />
path of destruction <strong>and</strong> the path of continuity. <strong>Rousseau</strong> considers social<br />
forces to be so dangerous that they can only be set free within an already<br />
established just society which gives content <strong>and</strong> direction to these forces. A<br />
mediation of destruction <strong>and</strong> continuity in terms of the transformation of
148 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
existing customs into new ones would implicate the workings of collective<br />
forces of imagination as an intrinsic part of the constitutionalization itself.<br />
My interpretation of the two kinds of civic virtue indicates that <strong>Rousseau</strong><br />
would not dare to let such forces free.<br />
But this means that <strong>Rousseau</strong> can only describe what the good society<br />
should be like. He cannot describe how to get there. The only civic virtue<br />
possible when a just society is not established is the virtue of necessity, inhibiting<br />
the collective forces to an extreme extent.<br />
Conclusion<br />
<strong>Rousseau</strong>’s conceptualizations of the implications of institutional creation<br />
are disturbingly radical <strong>and</strong> infl icted by serious dilemmas; yet, precisely<br />
because of their consequentiality capable of opening up the complexities<br />
of the issue in a most powerful way.<br />
For <strong>Rousseau</strong> the questions concerning the possibilities of societal change<br />
<strong>and</strong> those concerning the constitutional foundations of political order are<br />
intrinsically connected. It has been my purpose to carry out a parallel reading<br />
focusing on <strong>Rousseau</strong>’s refl ections on change rather than on his defi nitions<br />
of a just political order. But as has become clear, what drives the<br />
refl ections on change is the constitutional perspective: of the ideal foundations<br />
of political order on the one h<strong>and</strong> <strong>and</strong> of power as an inescapable condition<br />
on the other. <strong>Rousseau</strong> continuously considers the historical conditions<br />
for the realization of both of these constitutional resources – without ever<br />
reducing them to such conditions or dissolving the delicate balance between<br />
them.<br />
When tracing the issue of change in <strong>Rousseau</strong>’s writings I was ultimately<br />
led to the question of the nature of human collective dynamics. His historical<br />
approach turned out to be inseparable from his anthropology: In the<br />
heart of his refl ections on historical possibilities <strong>and</strong> impossibilities I found<br />
an incredibly dynamical underst<strong>and</strong>ing of what constitutes the social human<br />
being.<br />
I believe that important critical insights can be extracted from <strong>Rousseau</strong>’s<br />
radical logics of thought:<br />
He examines the limitations of political intentionality by pointing to the<br />
power ful as well as the impotent aspects of laws <strong>and</strong> institutions in terms of<br />
their ability to direct <strong>and</strong> control social dynamics. He introduces, thereby,<br />
the perspective of a muddy state in between order <strong>and</strong> disorder, consisting<br />
either in a legal order undermined by confl icting customs or in a cultural<br />
order where laws have crumbled. He introduces the perspective of old
Creation, Destruction <strong>and</strong> Continuity of Order 149<br />
structures of power restoring themselves within new institutions. And most<br />
radically, he demonstrates that even what we consider states of barbarism<br />
do imply their own specifi c practices <strong>and</strong> legitimizations. As such they carry<br />
already the distinct marks of civilization.<br />
When Western countries today engage in institutional new buildings on<br />
the ruins of fallen regimes they implicitly reproduce the classical politicalphilosophical<br />
perspective of discontinuity: The existing social space is<br />
understood as defi ned by radical disorder, by anarchy <strong>and</strong> cultural void;<br />
<strong>and</strong> the challenge of creation is understood as the challenge of destructing<br />
anarchy <strong>and</strong> violence in order to reach a pure foundation for the new institutions.<br />
Such a tabula rasa conception is claimed by <strong>Rousseau</strong> as well with<br />
respect to the still uncivilized peoples. But it is undermined by his analyses<br />
of barbarism <strong>and</strong> civilization: Even the most violent <strong>and</strong> anarchistic social<br />
space does neither constitute a cultural void nor complete disorder.<br />
In contrast, welfare-state reformers in Western Europe presuppose order,<br />
rather than disorder. Here, the elements of destruction <strong>and</strong> latent disorder<br />
are downplayed: it is pre-supposed that radical institutional reforms can<br />
build on fundamental order in the sense of deeply rooted features of civilization.<br />
Only particular institutions <strong>and</strong> laws need to be destructed <strong>and</strong><br />
replaced by others. In contrast to the tabula rasa conception which does<br />
not consider the latent order of disorder, the reformist conception tends to<br />
neglect the latent disorder of order.<br />
Does the reformist conception not in fact mirror in a more moderate<br />
form <strong>Rousseau</strong>’s utopian ideal of a people perfectly suited for legislation: a<br />
coherent, stabile, independent <strong>and</strong> well-functioning people with no deeprooted<br />
customs <strong>and</strong> laws? I believe in Émile to fi nd the theoretical parallel<br />
to this ideal: Émile is like the utopian people: knowledgeable <strong>and</strong> good, but<br />
socially unengraved in terms of special opinions, customs <strong>and</strong> desires.<br />
In Émile the ideal is conceptualized to the extremes of its implications.<br />
The naturalness of Émile represents an ideal of autonomy. As I see it,<br />
<strong>Rousseau</strong> drives the ideal of autonomy ad absurdum. He demonstrates<br />
what an autonomous being would look like if logically thought through:<br />
fully educated yet without particular history, untouched by relations of<br />
dependence <strong>and</strong> recognition <strong>and</strong> desiring nothing beyond what can be<br />
grasped as manifestations of necessity. Furthermore, <strong>Rousseau</strong> shows that<br />
such autonomy is only possible to establish through the cunning works of<br />
a teacher, using deceptions <strong>and</strong> manipulations as a fundamental part of<br />
his method.<br />
There can be no sources for radical societal change found either in<br />
Émile or in the utopian people. Even if not utopian, they would gain their
150 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
independence only through strong inhibition of fundamental social dynamics.<br />
They would never want to change anything.<br />
So, where are collective sources for radical institutional change to be<br />
found, then? Must we accept <strong>Rousseau</strong>’s pessimism: that collective human<br />
forces are fundamentally dangerous, – <strong>and</strong> must therefore be considered<br />
highly risky sources of creations <strong>and</strong> destructions of order?<br />
Even if we do listen to this pessimism, the intrinsic double-sidedness of it<br />
must be emphasized. <strong>Rousseau</strong>’s underst<strong>and</strong>ing of the nature of collective<br />
human forces is incredibly dynamical. Human beings cannot stop developing;<br />
they are restlessly driven by the workings of their imagination <strong>and</strong><br />
interdependencies. This underst<strong>and</strong>ing certainly implies that human collectives<br />
do possess both the dispositions for <strong>and</strong> the capabilities of institutional<br />
creation. Human collective forces are fundamentally of a revolutionary<br />
nature – not in the sense that they are good, but in the sense that they are<br />
ever restless.<br />
The logic of decay assumed by <strong>Rousseau</strong> in relation to all social developments<br />
would seem to rule out the possibility that good institutional creations<br />
would ever result from the workings of collective forces. However,<br />
the logic of decay is only deterministic in the sense that it claims the continuous<br />
refi nements of power relations, interdependencies <strong>and</strong> desires.<br />
Once it has been recognized that <strong>Rousseau</strong>’s differentiation between barbaric<br />
<strong>and</strong> civilized peoples cannot be upheld, the logic of decay dissolves<br />
into a multiplicity of particular historical logics, none of them determining<br />
any specifi c historical outcomes. What remains is the fact that any collective<br />
engaging in institutional creation will constitute in itself a muddy state in<br />
between order <strong>and</strong> disorder – just like the results of its creation.<br />
Notes<br />
1 Conservative elements can certainly be found in <strong>Rousseau</strong>’s writings (the polit ical<br />
included) as will be clear in the following. For nuanced discussions on the uses<br />
<strong>and</strong> misuses of <strong>Rousseau</strong> by both revolutionary <strong>and</strong> antirevolutionary groups, see<br />
Swenson, 2000 <strong>and</strong> Thorup, 2008, 75–96.<br />
2 There are three main examples: the Jewish, Spartan <strong>and</strong> Roman peoples. I do not<br />
discuss these examples in terms of the historical questions they raise. Here, I am<br />
only interested in the theoretical points that can be extracted from them.<br />
3 The question of the possible reconciliation of the private <strong>and</strong> public virtue is thoroughly<br />
discussed in Gauthier, 2006 <strong>and</strong> Delaney, 2006.
Creation, Destruction <strong>and</strong> Continuity of Order 151<br />
4 For a comprehensive, refl ective reading of <strong>Rousseau</strong>’s underst<strong>and</strong>ing of nature as<br />
dialectical <strong>and</strong> historical anthropology (against the conventional st<strong>and</strong>ard opposition<br />
of nature <strong>and</strong> artifi ce), see Horowitz, 1992. An excellent discussion of the<br />
fundamental double-sidedness of human nature <strong>and</strong> the relationship between the<br />
static <strong>and</strong> dynamic potentials can be found in Muchnik, 2000.<br />
5 Ruse <strong>and</strong> deception had to be used, <strong>Rousseau</strong>, 1991, 316. Émile is full of examples<br />
of all the imaginative tricks <strong>and</strong> theatrical performances the teacher must engage<br />
into in order to secure the naturalness of his student.<br />
6 Horowitz (1992) emphasizes the denaturation <strong>and</strong> alienation which characterizes<br />
the education of Émile. But he concludes differently than I do: he sees in Émile a<br />
metaphor for a ‘higher synthesis’ of self <strong>and</strong> other, nature <strong>and</strong> history, passion <strong>and</strong><br />
reason.<br />
7 For a brilliant analysis of the incompability of the two kinds of virtue <strong>and</strong> the ultimate<br />
failure of both, see Gauthier, 2006.
Chapter 9<br />
<strong>Rousseau</strong> <strong>and</strong> the <strong>Revolution</strong>s of the Earth:<br />
Remarks on a Natural Metaphor<br />
Antoine Hatzenberger<br />
REVOLUTIONS DE LA TERRE, (Nat. hist. Phys. & Mineralogy) are what naturalists<br />
call natural events by which the face of our globe was & still is continually<br />
altered in its different parts by fi re, air & water. See TERRE, FOSSILES, DEL-<br />
UGES, TREMBLEMENTS DE TERRE, &c.<br />
(Encyclopédie, Vol. 14, 1765)<br />
Introduction<br />
Although the letter ‘R’ doesn’t st<strong>and</strong> for ‘Révolution’ in his Abécédaire – where<br />
it st<strong>and</strong>s for ‘Résistance’ instead – Gilles Deleuze spent some time speaking<br />
about the idea of revolution at the letter ‘G’, under the headword ‘Gauche’<br />
(Left). It is worth quoting at length what he said then, because it can, to a<br />
large extent, apply to what <strong>Rousseau</strong> wrote on the same topics.<br />
‘That revolutions turn out badly makes me laugh’, says Deleuze, because,<br />
well, who are they trying to fool? When the Nouveaux Philosophes discovered<br />
that revolutions turn out badly . . . you really have to be a moron.<br />
They discovered that with Stalin! [ . . . ] After all, who on earth has ever<br />
believed that a revolution turns out well? [ . . . ] People say, “At least the<br />
English saved themselves the trouble of having revolutions”. This is absolutely<br />
untrue. [ . . . ] The English, they had a revolution. They killed their<br />
king, etc. And what did they get out of it? Cromwell. [ . . . ] All revolutions<br />
mess up [foirent]. Everyone knows that. The French <strong>Revolution</strong> produced<br />
Napoleon. The English <strong>Revolution</strong> produced Cromwell. What did<br />
the American <strong>Revolution</strong> produce? Something worse, wouldn’t you say?<br />
It produced Reagan [laughter]: that doesn’t seem all that much better to<br />
me. All revolutions fail. That revolutions go wrong . . . however . . . has<br />
never deterred people, or stopped them from becoming revolutionary.
<strong>Rousseau</strong> <strong>and</strong> the <strong>Revolution</strong>s of the Earth 153<br />
We’re getting two absolutely different things mixed up: situations in which<br />
the only solution for man is to become revolutionary [change of reel]<br />
This is confusing becoming <strong>and</strong> history. [ . . . ] Historians tell us about the<br />
future [ . . . ] of revolutions. But that’s not the point at all. [ . . . ] The real<br />
problem is how <strong>and</strong> why people become revolutionary. Fortunately, historians<br />
won’t prevent that. South-Africans are caught up in a revolutionary<br />
becoming. Palestinians are caught up in a revolutionary becoming. [ . . . ]<br />
The business of men, in situations of tyranny <strong>and</strong> oppression, well, it’s<br />
actually to become revolutionary, because there is nothing else to be done.<br />
When someone says later: “Well, it’s all going wrong . . . ”, we’re not talking<br />
about the same thing. It’s as if we were speaking two absolutely different<br />
languages. The future of history <strong>and</strong> people’s actual becoming are not<br />
the same thing. (Deleuze, 2004)<br />
<strong>Revolution</strong>s: <strong>Rousseau</strong>’s Paradoxical Stance<br />
This is the very paradox that <strong>Rousseau</strong> himself emphasized. On the one<br />
h<strong>and</strong>, he made it clear, in the dedication of the Discourse on the Origin <strong>and</strong><br />
Basis of Inequality Among Men, that he was aware of the danger of revolutions<br />
which ‘almost always deliver [unfi t peoples] up to seducers who only<br />
increase their chains’ (<strong>Rousseau</strong>, 1997c, 115). If <strong>Rousseau</strong> was not able to<br />
name Napoleon – nor Reagan for that matter! – he labelled Cromwell as a<br />
deceiving hypocrite (<strong>Rousseau</strong>, 1964c, 52, 438, 466). On the other h<strong>and</strong>,<br />
the conclusion to his Observations relative to the Discourse on the Moral Effects<br />
of the Arts <strong>and</strong> Sciences stated that there are situations where ‘no remedy<br />
remains, short of some great revolution almost as much to be feared as the<br />
evil it might cure, <strong>and</strong> which it is blameworthy to desire <strong>and</strong> impossible to<br />
foresee’ (<strong>Rousseau</strong>, 1997a, 51).<br />
The foreseeability of revolutions has always posed a problem, as Deleuze<br />
was to note, but it seems that evil is sometimes the remedy. <strong>Revolution</strong> is<br />
needed as a last resort, but, in the end, the comparison of <strong>Rousseau</strong>’s different<br />
famous prognostications leads to the observation of something<br />
undecidable.<br />
Let us compare what <strong>Rousseau</strong> wrote in Émile : ‘the current order of society<br />
[ . . . ] is subject to inevitable revolutions’, ‘We are almost in a state of<br />
crisis, <strong>and</strong> the century of revolutions is imminent’ (<strong>Rousseau</strong>, 1969, 468),<br />
with this extract from the A Lasting Peace through the Federation of Europe <strong>and</strong><br />
the State of War: ‘If our troubles cannot increase, still less can we put an end<br />
to them, seeing that any sweeping revolution is henceforth an impossibility’<br />
(<strong>Rousseau</strong>, 1917, 50) <strong>and</strong>, fi nally, with the last words of his comments
154 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
on Saint-Pierre’s project: ‘No Federation could ever be established except<br />
by a revolution. That being so, which of us would dare to say whether the<br />
League of Europe is a thing more to be designed or feared? It would perhaps<br />
do more harm in a moment than it would guard against for ages’<br />
(ibid., 112).<br />
What this comparison shows is that the outcome of a revolution in the<br />
long run may be a matter of concern, but that the reasons <strong>and</strong> the signs of<br />
a revolution to come are another question. These two separate levels of<br />
interpretation that are thought by Deleuze to be necessary for a complete<br />
<strong>and</strong> adequate grasp of the idea of revolution are also required when reading<br />
<strong>Rousseau</strong>.<br />
<strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong>: Different Interpretations<br />
A certain ambivalence towards the idea of revolution seems to be a constant<br />
feature of <strong>Rousseau</strong>’s philosophy, <strong>and</strong> commentators have shed light on<br />
both aspects, positive <strong>and</strong> negative, in different parts of his works. For a<br />
time, very early on, it was common to consider <strong>Rousseau</strong> as a precursor of<br />
the French <strong>Revolution</strong> (see Mercier, 1791), but more recently, to summarize<br />
the two main interpretative trends of this particular issue, one might set<br />
those who have been scared by <strong>Rousseau</strong>’s revolutionary thought against<br />
those who think that <strong>Rousseau</strong> himself was scared by revolutions. On the<br />
one h<strong>and</strong>, some critics have emphasized <strong>Rousseau</strong>’s excessive radicalism<br />
<strong>and</strong> the supposed dangers of political schemes needing a revolution to be<br />
implemented. On the other h<strong>and</strong>, others have, on the contrary, stressed a<br />
certain pusillanimity in <strong>Rousseau</strong>’s preference for soft, progressive <strong>and</strong><br />
peaceful social changes (in particular through education) rather than<br />
abrupt political alterations.<br />
Lester G. Crocker’s works on <strong>Rousseau</strong> are probably the most representative<br />
of the fi rst kind of reading – following Karl Popper’s criticism of political<br />
violence <strong>and</strong> the enemies of the open society, <strong>and</strong> Jacob Laib Talmon’s<br />
thesis on totalitarian democracy. Anti-totalitarianism takes the guise of<br />
socio-psychological diagnosis when it denounces, as it often does, a ‘revolutionary’<br />
mindset: ‘<strong>Rousseau</strong>’s personality was complex. He was an ‘anarchist’,<br />
writes Crocker, ‘or at least an outsider, in his own society. He was also a<br />
revolutionary, a Christ-like Legislator (in his fantasies), an authoritarian (in<br />
his thinking)’ (Crocker, 1968, 166).<br />
The second current of interpretation can itself be subdivided into two<br />
variations on the theme of the opposition between theoria <strong>and</strong> praxis. As
<strong>Rousseau</strong> <strong>and</strong> the <strong>Revolution</strong>s of the Earth 155<br />
C. E. Vaughan quite neutrally put it: ‘Bold even to recklessness in speculation,<br />
he was cautious, not to say timid, when it came to action. And he had<br />
a reasoned ‘horror of revolution’ which was but too likely to damp the fi re<br />
of his zeal <strong>and</strong>, behind the golden dawn of brotherhood, to raise visions of<br />
the hatred <strong>and</strong> violence which might follow’ (Vaughan, 1962, 116). A more<br />
critical approach – often based on a Marxist perspective – also considers<br />
imaginative utopianism to be a way of escaping revolutions, <strong>and</strong> may be<br />
summed up by the conclusion of an article on <strong>Rousseau</strong>ism as a ‘substitutive<br />
ideology’: ‘the nostalgia for the past or for another world’ is ‘the incapacity<br />
to imagine a revolutionary dawn’ (Biou, 1970, 127).<br />
How much did <strong>Rousseau</strong> praise revolutions, <strong>and</strong> how much did he condemn<br />
them? Was he revolutionary, anti-revolutionary, or revolutionary in<br />
spite of himself? 1<br />
Instead of deciding the absolute value of <strong>Rousseau</strong>’s idea of revolution, a<br />
more pragmatic approach would consist in trying to sketch out the different<br />
modalities of its effectuation. 2 In so doing, we have to assume revolution<br />
as a mere fact. And the fact is – whether we like it or not – that revolutions<br />
do happen under certain circumstances. There is a strong necessity attached<br />
to the idea of revolution. Even though the idea of revolution is to be understood<br />
in a moral <strong>and</strong> political sense, hence its historical nature, its necessity<br />
has something to do with the inevitability of natural events. <strong>Rousseau</strong> noted<br />
down those revolutionary events that had occurred in the past, <strong>and</strong> made<br />
some attempts to predict radical changes that would probably occur in the<br />
future on the basis of both his anthropological observations <strong>and</strong> his principles<br />
of political right. If its consequences may indeed be unsure, be it a<br />
matter of worries or wonders, a revolution is nevertheless in itself the necessary<br />
consequence, or effect, of well-known causes. From this point of view,<br />
rather than a revolutionary proper, <strong>Rousseau</strong> would be more of a revolutionist.<br />
He describes how things, natural <strong>and</strong> human, change. He can be said to<br />
play the role of a seismograph, noting down <strong>and</strong> measuring the magnitude of<br />
the pressure <strong>and</strong> the social forces caused by the political oppression of corrupted<br />
governments. <strong>Revolution</strong>s are not judged, but analysed.<br />
‘<strong>Revolution</strong>’: Defi nitions<br />
The Discourse on the Origins <strong>and</strong> Foundation of Inequality among Men is the<br />
narrative of those revolutions in which we can observe the effects of both<br />
neutralization <strong>and</strong> naturalization of the idea of revolution. In this second discourse,<br />
separate curves are drawn on the graphic formula of revolutions.
156 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
On a fi rst level, there are short waves: the ‘different revolutions’ of the<br />
forms of government that marked ‘the progress of inequality’ (<strong>Rousseau</strong>,<br />
1997b, 182), the ‘brief <strong>and</strong> frequent revolutions’ in the balance of power<br />
(ibid., 186), <strong>and</strong> ‘the revolutions time will necessarily bring about in [the<br />
governments]’ (ibid., 184). If it is ‘from amidst [ . . . ] disorder <strong>and</strong> [ . . . ]<br />
revolutions’ that despotism gradually rears its ugly head (ibid., 185), however,<br />
‘new revolutions either dissolve the government entirely, or bring it<br />
closer to legitimate institution’ (ibid., 182). As a whole, these continual<br />
variations form a periodic process <strong>and</strong> the Second Discourse plots a cycle<br />
when reaching ‘the last stage of inequality’, that is, ‘the ultimate point that<br />
closes the circle <strong>and</strong> meets the point from which we set out’ (ibid., 185).<br />
On a second level of continuousness, there are long waves that design a<br />
kind of ‘spiral movement’ (see Bergson, 1932, 311). The second revolution<br />
is the ‘great revolution’ (<strong>Rousseau</strong>, 1997b, 168) of iron <strong>and</strong> wheat that<br />
brought with it the dangerous consequences of private property, work <strong>and</strong><br />
money, laws <strong>and</strong> social inequalities. Before that, there was ‘a fi rst revolution’<br />
(ibid., 164) that launched the period of beginning society, which ‘must have<br />
been the happiest <strong>and</strong> the most lasting epoch’ – <strong>and</strong>, <strong>Rousseau</strong> adds, ‘the<br />
least subject to revolutions’ (ibid., 167), in the latter sense of the term.<br />
These patterns correspond to the main defi nitions of the word in the<br />
Encyclopédie (Diderot, D. <strong>and</strong> D’Alembert, J., 1966, Vol. 14). First, in political<br />
terms, revolution means a considerable change that occurred in the<br />
government of a state (the single example given is the 1688 English <strong>Revolution</strong><br />
<strong>and</strong> the usurpation by Cromwell caused by a rebellion). Secondly, an<br />
astronomical revolution is the course of a planet starting from a point <strong>and</strong><br />
going back to this same point. According to a third defi nition, the revolutions<br />
of the earth are natural events by which the face of the earth was – <strong>and</strong><br />
still is – changed in its different parts by the elements fi re, air <strong>and</strong> water<br />
(the article cross-refers to fl oods <strong>and</strong> earthquakes).<br />
Two Political <strong>Revolution</strong>s<br />
In the Social Contract, Roman history generally provides <strong>Rousseau</strong> with past<br />
models of political revolutions: ‘the revolutions of empires’ (<strong>Rousseau</strong>,<br />
1997e, 127) <strong>and</strong> ‘perpetual revolutions of fortune’ (ibid., 131). There<br />
remain two particular cases, which are set out in the sequence of three<br />
chapters devoted to the people, <strong>and</strong> it is in these chapters of the Social<br />
Contract that the most precise presentation of <strong>Rousseau</strong>’s balanced concept<br />
of political revolution is given.
<strong>Rousseau</strong> <strong>and</strong> the <strong>Revolution</strong>s of the Earth 157<br />
The Russian Empire <strong>and</strong> the isl<strong>and</strong> of Corsica are two exceptions to the<br />
principle of the veil of ignorance regarding the future probability of revolutionary<br />
events. These contrasted examples illustrate the characteristics of<br />
revolutions that are infrequency <strong>and</strong> uniqueness (in grammarian terms, revolutions<br />
have both an inchoative <strong>and</strong> a semelactive aspect). <strong>Rousseau</strong> uses them<br />
as a dual system of example <strong>and</strong> counter-example to show that it depends<br />
on the moment whether a political change will mean times of trouble or<br />
whether it will lead to revolutions :<br />
such events are rare; they are exceptions the reason for which is always<br />
found in the particular constitution of the State in question. They could<br />
not even happen twice with the same people, for a people can free itself<br />
as long as it is merely barbarous, but it can no longer do so once the civil<br />
mainspring is worn out. Then troubles may destroy it while revolutions<br />
may not be able to restore it. (Ibid., 73)<br />
The fi rst example of <strong>Rousseau</strong>’s exception to his rule of cautiousness occurs<br />
when he wrote that a Russian ‘revolution’ seemed ‘inevitable’ to him (ibid.,<br />
73). This prediction, that apparently caused Voltaire’s great amusement<br />
(<strong>Rousseau</strong>, 1964c, 1467, note 3), was based on the analysis of the context<br />
<strong>and</strong> the time of a political institution as well as the characteristics of the<br />
people to which it applied.<br />
The second example is given by the Corsican <strong>Revolution</strong>, to which<br />
<strong>Rousseau</strong> alludes in the last paragraph of these chapters on the people<br />
(<strong>Rousseau</strong>, 1997e, Book II, chapter 10). This example illustrates the positive<br />
defi nition of revolutions: ‘there may [ . . . ] sometimes occur periods of<br />
violence in the lifetime of States when revolutions do to peoples what certain<br />
crises do to individuals, when horror of the past takes the place of forgetting,<br />
<strong>and</strong> when the State afl ame with civil wars is so to speak reborn from<br />
its ashes <strong>and</strong> recovers the vigor of youth as it escapes death’s embrace’<br />
(ibid., 72).<br />
<strong>Rousseau</strong> shows elsewhere that this is what already happened in sixteenthcentury<br />
Geneva. Here, what makes the isl<strong>and</strong> of Corsica a l<strong>and</strong> apart among<br />
all European states is ‘the valor <strong>and</strong> steadfastness with which this brave<br />
people was able to recover <strong>and</strong> defend its freedom’. <strong>Rousseau</strong> concludes<br />
chapter 10 of Book 2: ‘I rather suspect that this small isl<strong>and</strong> will one day<br />
astound Europe’ (ibid., 78).<br />
<strong>Rousseau</strong> uses the future tense in the Social Contract, although in reality<br />
the cause for astonishment had already happened. <strong>Rousseau</strong> thus utters a<br />
prediction a posteriori. The Corsican rebellion against Genoa took place
158 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
in the 1730s <strong>and</strong> reached its climax with the constitution that had been<br />
promulgated by General Paoli <strong>and</strong> the assembly of the Corsican people in<br />
1755 – the same year as the Second Discourse was published. As soon as 1751,<br />
<strong>Rousseau</strong> had taken an interest in the situation in Corsica, which he referred<br />
to as an ‘Isl<strong>and</strong> still smoldering from the ravages of the lightning’ in his<br />
Discourse on the Virtue Most Necessary for a Hero (<strong>Rousseau</strong>, 1997c, 311) –<br />
already making use of the natural metaphor that will be found again in the<br />
Social Contract.<br />
Later, he would proudly recall that he was the one who recognized the<br />
true nature of a great revolution in what at the time appeared to most as a<br />
mere ‘rebellion’ (<strong>Rousseau</strong>, 1965–98, 6673). In a separate fragment of the<br />
Constitutional Project for Corsica, <strong>Rousseau</strong> denounced what Rol<strong>and</strong> Barthes<br />
was to refer to as the ‘axiomatic language’ of the colonial power (in the<br />
context of the decolonization wars in Africa), that is to say, a language aiming<br />
purposely to empty real situations of their true meaning (namely a state<br />
of war), in order to deny the very existence of the opponent (discredited<br />
<strong>and</strong> castigated as an ‘outlaw’ or a ‘rebel’) (Barthes, 1957, 138). <strong>Rousseau</strong><br />
mocked the dismissive use of the word ‘rebels’ used in Genoese gazettes to<br />
refer to the Corsican people <strong>and</strong> spoke out in defence of both the specifi -<br />
city <strong>and</strong> the legitimacy of what should more accurately have been called a<br />
‘revolt’ (<strong>Rousseau</strong>, 1964c, 942).<br />
The Corsican <strong>Revolution</strong><br />
The exact wording of the Corsican Constitution that stated that the people<br />
‘having recovered its liberty’, by getting rid of Genoese rule, had become<br />
‘legitimately its own master’ (Carrington, 1974, 510) recalls what <strong>Rousseau</strong><br />
wrote in the Second Discourse about the illegitimate authority of the magistrate<br />
that would lead to a situation where ‘everyone would by Right revert<br />
to his Natural freedom’ (<strong>Rousseau</strong>, 1997c, 180). The Corsican revolution<br />
can therefore be counted as an instance of these ‘revolutions which restore<br />
things to the order of nature’ (<strong>Rousseau</strong>, 1997e, 102).<br />
What I would like to underline is the natural metaphor of the revolution<br />
of the earth at the core of <strong>Rousseau</strong>’s interpretation of the Corsican revolution.<br />
When putting together the ‘fi rst revolution’ of the Second Discourse when<br />
‘<strong>Revolution</strong>s of the Globe broke off portions of the Continent <strong>and</strong> carved<br />
them into isl<strong>and</strong>s’ (<strong>Rousseau</strong>, 1997c, 165) <strong>and</strong> what <strong>Rousseau</strong> designates in<br />
his Constitutional Project for Corsica as ‘the revolution’ by which ‘the nation<br />
broke its chains’ (<strong>Rousseau</strong>, 1964c, 91), it appears that it is only in 1755 that<br />
Corsica really became an isl<strong>and</strong> as such, by freeing itself from the oppression
<strong>Rousseau</strong> <strong>and</strong> the <strong>Revolution</strong>s of the Earth 159<br />
exerted on it by the continental powers of the Genoese Republic <strong>and</strong> the<br />
French Kingdom (see Hatzenberger, 2008). This point of view draws a parallel<br />
between the history of the earth <strong>and</strong> human history, that is to say that the<br />
revolt of the Corsican people literally had the effect of a political earthquake.<br />
It is such an act of geological secession that <strong>Rousseau</strong>’s Constitutional Project<br />
for Corsica was encouraging the Corsicans to reproduce at the scale of<br />
their isl<strong>and</strong> in order to create the material conditions for their autarky. By<br />
artifi cially perfecting their natural insularity they would institute themselves<br />
as a real society <strong>and</strong> create the genuine language of freedom. The Second<br />
Discourse’s hypothesis on the birth of society <strong>and</strong> <strong>Rousseau</strong>’s interpretation<br />
of the birth of the Corsican nation both seem to arch back on the same<br />
theoretical model of a natural revolution: that is to say, revolution as an<br />
earthquake or as a l<strong>and</strong>slide.<br />
<strong>Rousseau</strong> stated in the Social Contract that ‘what makes the work of legislation<br />
diffi cult is not so much what has to be established as what has to be<br />
destroyed’ (<strong>Rousseau</strong>, 1997e, 78). That was exactly the case with Corsica in<br />
1755. The isl<strong>and</strong> was in this rare <strong>and</strong> unique situation that allowed it to<br />
sustain the troubles without being destroyed. That is what <strong>Rousseau</strong> wrote<br />
in a letter to his personal Corsican penfriend Buttafoco: ‘Whatever care<br />
one takes to only make the necessary changes, such an establishment as we<br />
are working towards can never be achieved without a little commotion, <strong>and</strong><br />
we must at least try to only have one’ (Vaughan, 1962, 359).<br />
A revolution can be a salutary crisis, but this is a one-shot solution. Nothing<br />
can prevent it, <strong>and</strong> nobody can exactly foresee it. But once a revolution<br />
has taken place, a new era has begun. <strong>Revolution</strong> means novelty <strong>and</strong> change;<br />
it leads to a renewal, the creation of the new. As Deleuze <strong>and</strong> Guattari put<br />
it: ‘<strong>Revolution</strong> is the absolute deterritorialization even to the point where it<br />
calls for a new earth <strong>and</strong> a new people’ (Deleuze <strong>and</strong> Guattari, 1991, 97). This<br />
is the precise meaning conveyed by the natural metaphor of the revolutions<br />
of the earth: in their ‘infi nite movement’ (ibid., 96), revolutions are events by<br />
which the face of human societies was – <strong>and</strong> still can be – continually modifi<br />
ed in its different parts.<br />
Conclusion<br />
Images were then necessary to express precisely that, a necessity comparable<br />
to that of nature itself <strong>and</strong> the awe caused by certain changes. Metaphorical<br />
language is used by <strong>Rousseau</strong> the same way as he uses allegory – which was<br />
defi ned in the Encyclopédie as a ‘continued metaphor’. Although sometimes<br />
diffi cult to decipher, as the allegory of Prometheus that opens the Discourse
160 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
on the Art <strong>and</strong> Sciences <strong>and</strong> its explanation by <strong>Rousseau</strong> show, <strong>and</strong> ideally clear<br />
or even sublime, as are the allegory of the revolutions caused by the discovery<br />
of fi re <strong>and</strong> the metaphor of the revolution of the earth, they both have the<br />
same purpose of expressing a fundamental truth in the most forceful manner<br />
(see Hatzenberger, 2003). It is thus no surprise if Nietzsche took up the<br />
same metaphors associating revolutions <strong>and</strong> natural events <strong>and</strong> applied<br />
them to <strong>Rousseau</strong> himself. In the third of his Untimely Meditations, published<br />
in 1874, Nietzsche wrote that from <strong>Rousseau</strong>’s image of man ‘has proceeded<br />
a force which has promoted violent revolutions <strong>and</strong> continues to do so; for<br />
in every socialist earthquake <strong>and</strong> upheaval it has always been the man of<br />
<strong>Rousseau</strong> who, like Typhon under Etna, is the cause of the commotion’<br />
(Nietzsche, 1997, 150–2).<br />
In Die <strong>Revolution</strong>, an essay on the history of the idea of revolution, published<br />
in 1907 in the wake of revolutions in which he took part <strong>and</strong> to<br />
which he devoted himself until his heroic death in 1919, Gustav L<strong>and</strong>auer<br />
defi ned revolution as social psychology . (L<strong>and</strong>auer, 2006, 14). The German<br />
anarchist mentioned <strong>Rousseau</strong> as a ‘social psychologist’, inasmuch as he<br />
felt that any social structure that happens to become unbearable <strong>and</strong> contrary<br />
to the freedom <strong>and</strong> the well-being of its individual members is<br />
doomed to destruction. It might well be in this very sense that <strong>Rousseau</strong><br />
was revolutionary. Although he could only guess at the revolutions to come,<br />
<strong>and</strong> although he gave no guaranty whatsoever about the precise destiny of<br />
any particular revolution – but who can? – at the very least he stated their<br />
inherent necessity. Suffi ce it to say that this philosophy of history is by no<br />
means fatalistic, but presented the Corsicans, among others, with ‘great<br />
desires’, ‘great expectations’ <strong>and</strong> ‘great positive motives for taking action’<br />
(<strong>Rousseau</strong>, 1964c, 937).<br />
Notes<br />
1 See also Crocker, 1994.<br />
2 Vargas, Y., ‘<strong>Rousseau</strong>: la révolution entre force et concept’.
Chapter 10<br />
The <strong>Revolution</strong>ary Return of the Orator:<br />
Public Space <strong>and</strong> the Spoken Word in the<br />
Work of Jean-Jacques <strong>Rousseau</strong><br />
Masano Yamashita<br />
Introduction<br />
The genealogy of voice that <strong>Rousseau</strong> traces in his Essay on the Origin of Languages<br />
attests to an acute anxiety about the contemporary conditions of<br />
possibility for public speaking <strong>and</strong> to what the Genevan philosopher perceives<br />
as the progressive loss of voice of France. In the essay, the spoken<br />
word is conceived as a form of political participation: <strong>Rousseau</strong> gauges the<br />
political health of nations through the acoustic notion of vocality. In the<br />
narrative he fashions of the evolution of languages, <strong>Rousseau</strong> reminds his<br />
readers that in Greco-Roman antiquity, oral speech served as the safeguard<br />
of liberty <strong>and</strong> the garantor of the exercise of democracy. In so far as it was<br />
possible to directly address the people in a public space, the agora of classical<br />
antiquity provides for <strong>Rousseau</strong> an exemplary topology for civic eloquence<br />
that pointedly underscores its disappearance <strong>and</strong> salient absence in<br />
eighteenth-century monarchical France, where public affairs are decided<br />
under the auspices of ‘le Secret du Roi,’ Louis the XV’s secret diplomacy,<br />
<strong>and</strong> where deliberative rhetoric, in so far as it calls for a decision to be made<br />
by the public, cannot properly exist (Brassart, 1988, 7). The bond between<br />
speech <strong>and</strong> politics hence highlights the nature of commonwealths in their<br />
relationship to democratic principles <strong>and</strong> interrogates the possibility of<br />
open communication.<br />
The agora occupies a central place in <strong>Rousseau</strong>’s imaginary: it appears as<br />
an exemplary public space in which the very notion of community is consolidated<br />
<strong>and</strong> enacted. Habermas, in his work on the public sphere, indeed<br />
explains that ‘the public life, bios politics, went on in the market place<br />
(agora). The public sphere was constituted in discussion (lexis)’ (Habermas,<br />
1991, 13). Diderot himself had underlined the importance of a direct, oral
162 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
address to the collectivity in a letter to Necker dated the 12 June 1775: ‘Our<br />
writings only operate on a certain class of citizens, our speeches on all’<br />
(Diderot, 1887, 69–70).<br />
In both his theoretical <strong>and</strong> fi ctional works, <strong>Rousseau</strong> observes the decline<br />
in eloquence <strong>and</strong> of orality by tracing an evolution in topologies for<br />
speech. Throughout his oeuvre the very possibility of public assemblies<br />
appears compromised. He claims in the Essay : ‘as there is no longer anything<br />
to say to the people but, give money, it is said to them with placards at<br />
street corners or with soldiers in their homes; it is not necessary to assemble<br />
anyone for this: on the contrary, the subjects have to be kept scattered;<br />
this is the fi rst maxim of modern politics’ (<strong>Rousseau</strong>, 1998, 332). This historical<br />
refl ection on the modalities of public address <strong>and</strong> voice appears as<br />
a common concern in the eighteenth century. Prior to <strong>Rousseau</strong>, Etienne<br />
Bonnot de Condillac in his Essai sur l’origine des connaissances humaines<br />
(1746) had also examined the temporal <strong>and</strong> geographical limitations on<br />
the possibility of an address to the collectivity by tracing the decline in the<br />
power of the spoken word, which had, according to Condillac, become<br />
progressively inaudible. He opposes the forceful traditions of Roman oratory<br />
to the present weakness <strong>and</strong> lack of accentuation of the French language:<br />
‘We shall try to fi nd out how the Roman orators who would harangue<br />
in the public place, could be heard from the entire people’. Condillac<br />
claims that ‘A Roman could therefore be heard distinctly in a public place<br />
wherein a Frenchman could only be heard with great diffi culty, <strong>and</strong> perhaps<br />
not at all’ (Condillac, 1973, 332).<br />
The Malady of Words<br />
In <strong>Rousseau</strong> the trope of illness emerges from these depictions of acoustic<br />
decline wherein the incapacity of the modern Frenchmen to make himself<br />
heard outdoors is presented as a symptom of political degeneration:<br />
Among the ancients it was easy to make oneself heard by the people in<br />
the public square; one could speak there a whole day without becoming<br />
uncomfortable. Generals harangued their troops; they could make themselves<br />
heard <strong>and</strong> did not tire themselves out. Modern historians who have<br />
wanted to put such harangues in their histories have gotten themselves<br />
laughed at. Imagine a man haranguing the people of Paris in French in<br />
the Place Vendôme. Let him scream his head off: people will hear that he<br />
is screaming; not a word of it will be made out. (<strong>Rousseau</strong>, 1998, 332)
<strong>Revolution</strong>ary Return of the Orator 163<br />
It is hence when language is rendered inoperative <strong>and</strong> intransitive, when it<br />
is no longer possible to address the collectivity in a public forum that the<br />
very notion of community comes under threat. It becomes, to borrow the<br />
terms of Jean-Luc Nancy, a ‘communité désoeuvrée,’ an inoperative community<br />
(Nancy, 2004). Underlying this diagnostic of vocal weakening is a<br />
socio-political refl ection on the historical development of public spaces.<br />
For <strong>Rousseau</strong>, it is the counter-development in eighteenth-century France<br />
of enclosed urban spaces such as the salon that serves as the material cause<br />
of the loss of powers of the spoken word, <strong>and</strong> as a correlate, for the loss of<br />
democracy:<br />
Now, I say that every language with which one cannot make onself understood<br />
by the assembled people is a servile language; it is impossible for a<br />
people to remain free <strong>and</strong> speak that language. Ours are made for the<br />
murmuring in sultans’ Council-chambers (le bourdonnement des divans).<br />
(<strong>Rousseau</strong>, 1998, 332)<br />
The aesthetic meditations on voice <strong>and</strong> the inaudible chatter of the salons<br />
take on a historical dimension. The genealogy of spoken language contains,<br />
in this sense, a history of the different possible forms of government.<br />
It is indeed telling that the very last chapter of the essay on the origins of<br />
language, entitled ‘Relationship of Languages to Governments’ ends with<br />
an overt shift towards the political (ibid., 331).<br />
As Michel Delon has convincingly argued in L’idée d’énergie au tournant des<br />
Lumières (1770–1820), in an era in which the notions of the energy, the<br />
‘chaleur’ (heat) <strong>and</strong> the ‘electricity’ of words become of widespread concern<br />
to writers <strong>and</strong> philosophers, <strong>Rousseau</strong>’s oeuvre attests to the widespread<br />
anxiety surrounding language, its communicability, possible erosion,<br />
<strong>and</strong> its modes of diffusion (Delon, 1988). 1 Jean Paulhan in Les Fleurs de<br />
Tarbes had evoked the aesthetic crisis that arises when ‘le mal du langage’,<br />
the illness of words, makes itself manifest (Paulhan, 1990, 36). For <strong>Rousseau</strong>,<br />
the malady of language bespeaks more ominously of a moral, sexual <strong>and</strong><br />
political crisis. 2 Crisis here is to be taken in its etymological, medical sense:<br />
as the 1690 edition of the Furetière dictionary explains, crisis signifi es ‘a<br />
judgment that a doctor makes of an illness through a symptom that occurs<br />
at the strongest point of the sickness, when Nature toils to rid itself of its<br />
bad humors; This crisis gave us great hopes; the crisis is an abrupt change<br />
in sickness, which either turns towards health or to death’ (Furetière, 1690).<br />
The crisis in language points here to a critical turning point, for better or<br />
worse, in an illness, the outcome of which can be answered perhaps only
164 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
after <strong>Rousseau</strong>’s death, in the form of the resurrection of public speaking<br />
during the revolutionary assemblies.<br />
The Spoken Word, or the Pedagogy of Voice:<br />
Space, Gender <strong>and</strong> Politics<br />
<strong>Rousseau</strong> engages in the idea of political reform through education. In<br />
Book 1 of Emile, he advocates for a pedagogy of voice. Opposing the vigorous,<br />
booming voice of children raised in the open fi elds of nature to the<br />
meek voice of the apartment-bound city child, <strong>Rousseau</strong> states that ‘the<br />
children of cities raised in chambers <strong>and</strong> under the wing of a governess<br />
only need to mumble to make themselves heard’, adding, ‘In the fi elds the<br />
scattered children, far from their father, mother <strong>and</strong> other children, practice<br />
making themselves heard from a distance’ (<strong>Rousseau</strong>, 1969, 295). The<br />
narrator comments: ‘Raised in the countryside in the rusticity of open<br />
fi elds, your children will take on a more sonorous voice; they will not contract<br />
the confused stammering of city-children’ (ibid., 296–7). A life lived<br />
outdoors is indeed crucial for <strong>Rousseau</strong> in so far as it is indicative of political<br />
liberty. In the Social Contract, he praises the Greeks for this very reason:<br />
In Greece, all that the people had to do, it did for itself; it was constantly<br />
assembled in the public square. The Greek people lived in a mild climate,<br />
had no natural greed, slaves did their work for them, their great concern<br />
was with liberty. (<strong>Rousseau</strong>, 1964a, 430–1)<br />
The development of French urban social spaces, <strong>and</strong> especially of the<br />
salons, is on the other h<strong>and</strong> considered by <strong>Rousseau</strong> as a sign of the effeminization<br />
<strong>and</strong> political decadence of France. In the Letter to D’Alembert the<br />
French nation is indeed fi gured as a denatured, ill <strong>and</strong> feminized body.<br />
<strong>Rousseau</strong> deplores that ‘every woman in Paris assembles in her apartment a<br />
harem of men more womanly than she is’, adding, ‘the women take great<br />
care in smothering their friends in well-enclosed chambers’ (<strong>Rousseau</strong>,<br />
1995, 93). Engendering a crisis in sexual identity, the French mixing of the<br />
sexes produces an axiological confusion that makes the virtues of each gender<br />
indistinct from one another. In Book 5 of Émile, <strong>Rousseau</strong> had thus set<br />
forth to underline the benefi ts of a separation of speech into two distinct<br />
orders: one order of speech being the masculine sphere of civic, republican<br />
eloquence, which seeks to emulate on the public stage what <strong>Rousseau</strong> calls<br />
‘the male eloquence of Demosthenes’, the other, belonging to the private
<strong>Revolution</strong>ary Return of the Orator 165<br />
domain, is ruled by the arts of conversation <strong>and</strong> ordered by ‘the talent of<br />
speaking’ of the opposite sex. 3<br />
In the Letter to d’Alembert, the agora is consquently rendered as an exclusively<br />
masculine space:<br />
The ancients spent almost their whole lives in the open air, either dispatching<br />
their business or taking care of the State’s in the public place, or<br />
walking in the Country, in gardens, on the seashore, in the rain or under<br />
the sun, <strong>and</strong> almost always bareheaded. In all of this, no women; but they<br />
were quite able to fi nd them in case of need, <strong>and</strong> we do not fi nd from their<br />
Writings <strong>and</strong> the samples of their conversation which are left to us that<br />
intelligence, taste, or even love, lost anything by this reserve. (<strong>Rousseau</strong>,<br />
2002, 325–6)<br />
<strong>Rousseau</strong> elaborates a gendered critique of French monarchism, writing in<br />
the same letter: ‘Whether a Monarch governs men or women ought to be<br />
rather indifferent to him, provided that he be obeyed; but in a Republic,<br />
men are needed’ (ibid., 325). The frequentation of salons is rendered as a<br />
denaturation of man <strong>and</strong> the virile notion of the warrior’s speech, capable<br />
of stirring the courage of the crowd, is called to mind as a civic reminder of<br />
man’s duties in Émile: ‘A man who learned to speak in ruelles will be heard<br />
with great diffi culty at the head of a batalion, <strong>and</strong> would barely be able to<br />
impose himself to the people during a riot’ (<strong>Rousseau</strong>, 1969, 296). This<br />
idea of a virile order of speech is taken up again during the revolution.<br />
Robespierre praises <strong>Rousseau</strong>’s language as demonstrating ‘a masculine<br />
eloquence’ (Robespierre, 1989). The rhetorical fi gure of the harangue <strong>and</strong><br />
its centrality to both <strong>Rousseau</strong> <strong>and</strong> the revolutionaries draws attention to<br />
the gendered division of language. The harangue in the classical tradition<br />
is considered as a masculine trope par excellence; it is the rhetorical procedure<br />
favored in military contexts <strong>and</strong> used as a tool in warfare. <strong>Rousseau</strong><br />
reminds us in the Essay on the Origin of Languages, ‘Generals harangued their<br />
troops; they could make themselves heard <strong>and</strong> did not tire themselves out’<br />
(<strong>Rousseau</strong>, 1998, 332). As recounted by Plutarch, it was customary to<br />
harangue the troops amid the battlefi elds to revive the soldiers’ spirits <strong>and</strong><br />
courage. Plutarch in the ‘Life of Demosthenes’ in such a way describes the<br />
effect of Demosthenes’ harangues on the Athenians: ‘the Athenians on the<br />
other side were still incensed <strong>and</strong> stirred up by Demosthenes’ daily orations;<br />
he did so solicit <strong>and</strong> persuade him, that he brought them all in manner<br />
to be against Philip. So that the army which their tribe should fi nd at<br />
their common charge, was fi fteen thous<strong>and</strong> footmen, all strangers, <strong>and</strong> two
166 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
thous<strong>and</strong> horsemen, besides the citizens of every city which should also<br />
serve in the wars at their charge’ (Plutarch, ‘The Life of Demosthenes’, 57).<br />
Plutarch underlines the military effectiveness of Demosthenes’ speech,<br />
stressing his ‘authority of comm<strong>and</strong>’ <strong>and</strong> his action on the Thebans: ‘the<br />
great force of Demosthenes’ eloquence (as Theopompus writes) did so<br />
infl ame the Thebans’ courage with desire of honour, that it trod under<br />
their feet all manner of considerations, <strong>and</strong> did so ravish them with the love<br />
<strong>and</strong> desire of honesty’ (ibid., 58).<br />
Through the practice of haranguing, virtue recovers its originary, root<br />
meaning of manliness. The intrication of eloquence <strong>and</strong> virtue appears as<br />
one of the main features of republicanism, which can be traced from classical<br />
republicanism to <strong>Rousseau</strong>, <strong>and</strong> from <strong>Rousseau</strong> to the revolutionary<br />
period. Robespierre in his apologies of <strong>Rousseau</strong> consistently evokes rhetoric<br />
<strong>and</strong> morality as inseparable components of <strong>Rousseau</strong>’s system of thought,<br />
lauding in his ‘Dedication to Jean-Jacques <strong>Rousseau</strong>’ the ‘most eloquent’<br />
<strong>and</strong> ‘most virtuous of men’ <strong>and</strong> then reiterating: ‘today, more than ever, we<br />
are in need of both eloquence <strong>and</strong> virtue’ (Robespierre, 1989, 81). Madame<br />
de Staël, in Lettres sur les ouvrages et les caractères de J.-J. <strong>Rousseau</strong>, likewise also<br />
praised <strong>Rousseau</strong> as exemplifying ‘the one who who knew how to make a<br />
passion of virtue, who consecrated eloquence to morality’ (Staël, 1788, 4).<br />
This double insistence on morals <strong>and</strong> speech is one of the key emphases<br />
of Plutarch’s biographies of great men. I would like here to specifi cally<br />
focus on <strong>Rousseau</strong>’s indebtedness to Plutarch in the formation of an imaginary<br />
<strong>and</strong> an ethos of public discourse. Plutarch’s descriptions of orators,<br />
namely, inspire in <strong>Rousseau</strong> a refl ection on what it means to be a speaking<br />
subject <strong>and</strong> ignites a sustained meditation on the relationship between public<br />
discourse, subjectivity <strong>and</strong> the foundation of community.<br />
Community <strong>and</strong> the Speaking Subject<br />
For <strong>Rousseau</strong> himself, the procedure of passionate identifi cation that was<br />
begotten by his childhood readings of Plutarch’s biographies plays a key<br />
role not only in the formation of his political <strong>and</strong> moral ideals but provides<br />
the structural imprint for his various conceptions of the self as speaking<br />
subject. 4 The civic ideal of a direct address to the crowd in Plutarch’s descriptions<br />
of Demosthenes, Numa <strong>and</strong> Lycurgus sets the stage for <strong>Rousseau</strong>’s<br />
own prise de parole as public participant in the collective affairs of the Republic<br />
of Geneva. The facility with which <strong>Rousseau</strong> is able to project himself<br />
onto the descriptions of these illustrious Greeks <strong>and</strong> Romans leads him to
<strong>Revolution</strong>ary Return of the Orator 167<br />
insert himself into the parallel equation. From the descriptions of doubles<br />
in Plutarch we are led to a triangulation of fi gures in <strong>Rousseau</strong>’s oeuvre: the<br />
Greek, the Roman <strong>and</strong> the Genevan. <strong>Rousseau</strong>’s absorption of Plutarch’s<br />
biographies thus leads him in turn to introduce a third element in the biographical<br />
confi guration: the autobiographical subject of Jean-Jacques <strong>and</strong><br />
his personal history centered around his native republic of Geneva. The<br />
literary play in time frames that arises from his appropriation of Plutarch’s<br />
biographies results in a telescoping of antiquity <strong>and</strong> eighteenth-century<br />
Geneva. In Julie ou la Nouvelle Héloïse Geneva is described as an anachronism,<br />
‘a simple <strong>and</strong> free state where one fi nds Ancient men in modern times’<br />
(<strong>Rousseau</strong>, 1961a, 60). In his theoretical discourses it is indeed the classical,<br />
Plutarchan fi gure of the orator that most saliently shape <strong>Rousseau</strong>’s selfimage<br />
as speaking subject. The emergence of the image of author as orator,<br />
haranguing his fellowmen to reform their morals <strong>and</strong> politics appears in<br />
<strong>Rousseau</strong> as a timely historical reminder to urge contemporary readers to<br />
refl ect on bringing the spoken word back to the center stage of civil society.<br />
Writing in pre-revolutionary France for both Frenchmen <strong>and</strong> his native<br />
inhabitants of Switzerl<strong>and</strong> – as attested for instance by the double address<br />
in the second discourse to both the republic of Geneva <strong>and</strong> the members of<br />
the French Academy of Dijon – <strong>Rousseau</strong>, by posing the question of the<br />
current possibilities of an agora <strong>and</strong> of a public forum for political debate,<br />
revisits the locus of antiquity in order to test the limits of contemporary<br />
discourses of nation-building <strong>and</strong> liberty.<br />
He namely turns to the fi gure of the legislator in order to formulate his<br />
hopes of regenerating <strong>and</strong> recovering the civic notion of community. In his<br />
Fragments politiques, <strong>Rousseau</strong> maps a ideal circle of statesmen among whom<br />
he positions himself as an alter-ego fi gure, writing that<br />
Lyurgus, Solon, Numa are my brothers. I come to rejoin my family. I<br />
come to taste at last the sweetness of conversing with my fellows, of talking<br />
<strong>and</strong> being understood. It is in your midst, illustrious souls, that I come<br />
at last to fi nd my pleasure. (<strong>Rousseau</strong>, 1964b, 500)<br />
A Theory of Reading: Identifi cation <strong>and</strong> Selfhood<br />
<strong>Rousseau</strong>’s encounter with Plutarch engenders a veritable theory of the<br />
effects of reading. This encounter leads to nothing less than what <strong>Rousseau</strong><br />
perceives as a reading revolution: described as a transformation of the soul,
168 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
reading corresponds here to the Platonic idea of psychaogogia, presented<br />
by Socrates in Phaedrus as the formation or the leading of the soul through<br />
the art of rhetoric. 5<br />
<strong>Rousseau</strong>’s own refl ections on the perlocutionary highlights the correlated<br />
phenomen of readerly identifi cation <strong>and</strong> the elevation of the soul.<br />
One can recall for example <strong>Rousseau</strong>’s evocation of the projective dimension<br />
of his childhood readings of Plutarch:<br />
Incessantly occupied with Rome <strong>and</strong> Athens, conversing, if I may so<br />
express myself with their illustrious heroes; born the citizen of a republic,<br />
of a father whose ruling passion was a love of his country. I was fi red with<br />
these examples; could fancy myself a Greek or Roman, <strong>and</strong> readily give<br />
into the character of the personage whose life I read; transported by the<br />
recital of any extraordinary instance of fortitude or intrepidity, animation<br />
fl ashed from my eyes, <strong>and</strong> gave my voice additional strength <strong>and</strong> energy.<br />
(<strong>Rousseau</strong>, 1959a, 9)<br />
To a certain extent, the structure of the parallel deployed in Plutarch’s<br />
biographies invites such a pattern of imitation. The biographical genre of<br />
the parallel involves a practice of literary portraiture conceived as pairs,<br />
doubles: the writer constructs a series of portraits presented as diptychs:<br />
focusing on one Greek <strong>and</strong> one Roman), Plutarch unfolds schemas of comparison,<br />
analogy <strong>and</strong> contrast. The parallels hence provide <strong>Rousseau</strong> with<br />
instances of ethopeias – moral portraits – <strong>and</strong> genealogies of the subject<br />
that pose descriptive questions of likeness <strong>and</strong> correspondence.<br />
It is uncanny to note how readers such as Robespierre also mirror, in<br />
their passionate identifi cation to <strong>Rousseau</strong> himself, <strong>Rousseau</strong>’s own experiences<br />
of reading. As Claude Labrosse <strong>and</strong> Robert Darnton have noted, it is<br />
the intensity of the relationship to the reader that constitutes one of the<br />
main markers <strong>and</strong> originality of <strong>Rousseau</strong>’s oeuvre (Labrosse, 1985). 6<br />
But what does it mean to read, <strong>and</strong> what action does it have on a subject?<br />
According to <strong>Rousseau</strong>, the experience of reading corresponds to an<br />
instance of the sublime. We can recall that Hypsous, according to Longinus,<br />
indeed means ‘an elevation of the spirit or the soul’. 7 In his short text entitled<br />
‘Parallel between the two republics of Sparta <strong>and</strong> Rome,’ <strong>Rousseau</strong><br />
evokes the transformational effect of encountering classical texts as an<br />
action on the soul:<br />
But I take pleasure in turning my eyes toward those venerable images of<br />
antiquity where I see men raised up by sublime institions to the highest<br />
degree of greatness <strong>and</strong> virtue that human wisdom can reach. The soul is
<strong>Revolution</strong>ary Return of the Orator 169<br />
raised up in its turn <strong>and</strong> courage is infl amed by w<strong>and</strong>ering through these<br />
respectable monuments; in some way participates in the heroic actions of<br />
these great men, it seems that meditation about their greatness communicates<br />
a part of it to us, <strong>and</strong> one could say about their person <strong>and</strong> their<br />
speeches what Pythagoras said about the simulacra of the Gods, that they<br />
give a new soul to those who draw near them to obtain their oracles.<br />
(<strong>Rousseau</strong>, 1964b, 538–9, my italics)<br />
The self-constitution of Jean-Jacques as republican subject is hence cast in<br />
his works as a perlocutionary effect of reading. As a writer <strong>Rousseau</strong> must<br />
however negotiate the passage from an oral eloquence proper to ancient<br />
statesmen to the realm of books in order to experiment with the possibility<br />
of reaching the collectivity or a plurality of audiences in writing.<br />
Writing as Mute Language<br />
First, writing appears as a fi gure of mourning that bespeaks to the loss of<br />
the practices of the spoken word <strong>and</strong> the disappearance (or displacement)<br />
of the public forum. Socrates in Plato’s Pheadrus had highlighted the nature<br />
of writing as a mute language, cut off from its author:<br />
Indeed writing, Phaedrus, doubtless has this feature that is terribly clever,<br />
<strong>and</strong> truly resembles painting. For the offspring of that art st<strong>and</strong> there as<br />
living beings, but if you ask them about something, they altogether keep<br />
a solemn silence. And likewise speeches do the same. [ . . . ] And when it’s<br />
been once written, every speech rolls around everywhere, alike by those<br />
who underst<strong>and</strong> as in the same way by those for whom it is in no way fi tting,<br />
<strong>and</strong> it does not know to whom it ought to speak <strong>and</strong> to whom not.<br />
And when it suffers offense <strong>and</strong> is reviled without justice it always needs<br />
its father’s assistance. For by itself it cannot defend or assist itself. (Plato,<br />
1998, 275d–e, 86)<br />
The idea of writing as a form of mourning is indeed widespread in theories<br />
of rhetoric in the seventheen <strong>and</strong> eighteenth centuries where written<br />
speech is recurrently fi gured as a dead body. Bernard Lamy, in La rhétorique<br />
ou l’art de parler (1675) thus wrote on the opposition between orality <strong>and</strong><br />
writing:<br />
The tone, the gestures, the air of the face of the person who speaks, support<br />
the words, <strong>and</strong> mark a part of what one thinks; thereby, in hearing
170 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
one speak, one easily conceives what he trying to day. A written speech is<br />
dead; it is deprived of all these aids. (Lamy, 1998, 342)<br />
D’Alembert for his part, concurs almost a 100 years later in Réfl exions sur<br />
l’élocution oratoire et sur le style en général (1763) by writing: ‘Eloquence in<br />
books is akin to music on paper, mute, null <strong>and</strong> lifeless; it loses its biggest<br />
strength, <strong>and</strong> it needs action to deploy itself’ (D’Alembert, 1763, t II, 322).<br />
The man of letters must then shift his attention to the variety of media<br />
that can be deployed in order to speak to the crowds <strong>and</strong> refl ect on the<br />
modalities of the act of address: the question of deciding on a target audience,<br />
of determining whom to write for, appears with renewed urgency in<br />
the mid eighteenth-century. <strong>Rousseau</strong>’s reading of Plutarch’s Parallel Lives,<br />
by instilling a sense of what he describes as the ‘sublime of heroism’, inspires<br />
in the philosopher a conception of writing as act of citizenry. Let us recall<br />
that the Letter to d’Alembert was conceived as an open letter, with a dual<br />
address simultaneously to the French academician d’Alembert <strong>and</strong> the<br />
people of Geneva: ‘Although I am addressing myself to you, I am writing<br />
for the people’ (<strong>Rousseau</strong>, 1995, 91–2). The back-<strong>and</strong>-fro from the writer<br />
fi gure to the one of orator furthermore attests to the slippage that appears<br />
to occur in the second half of the eighteenth century between the republic<br />
of letters <strong>and</strong> political republicanism. Toqueville writes in L’Ancien Régime et<br />
la Révolution of the new role of men of letters, devoting one chapter to the<br />
topic of ‘How, towards the middle of the eighteenth century, men of letters<br />
became the principal politicians of the nation <strong>and</strong> the effects that resulted<br />
from this’ (Tocqueville, 1968, Book III, chapter 1). Common to both forms<br />
of republics is the emergence of a public opinion as participant in collective<br />
affairs. Malesherbes in his 1775 reception speech to the Académie française<br />
remarks upon the emergence of a public forum for ideas <strong>and</strong> the new<br />
dominant trope of the writer as orator fi gure. Malesherbes explains:<br />
The public bears an avid curiosity towards objects which once before<br />
were most indifferent to him. A tribunal has arisen independent of all<br />
powers <strong>and</strong> that all powers respect, that appreciates all talents, that pronounces<br />
on all people of merit. [ . . . ] And in an enlightened century,<br />
in a century in which each citizen can speak to the entire nation by way<br />
of print, those who have a talent for instructing men <strong>and</strong> a gift for moving<br />
them – in a word, men of letters, – are, amid the public dispersed,<br />
what the orators of Rome <strong>and</strong> Athens were in the middle of the public<br />
assembled. (Malesherbes, 1775)
<strong>Revolution</strong>ary Return of the Orator 171<br />
A paradox nevertheless arises in the order of representations of speaking<br />
subjects in <strong>Rousseau</strong>’s œuvre: the discrepancy between Jean-Jacques as selfdescribed<br />
clumsy public speaker, as social misfi t baptized l’Ours – the bear –<br />
by Madame d’Épinay <strong>and</strong> his closest acquaintances <strong>and</strong> the exemplifi cation<br />
of the orator fi gure, which translates in terms of the self-portrayals of the<br />
subject as speaker into a theatricalization of Jean-Jacques as impassioned<br />
orator, a performer who inscribes in his works imaginary public stages for<br />
speech such as the court, the pulpit <strong>and</strong> the battlefi eld. The perceived discursive<br />
weakness of <strong>Rousseau</strong> as public speaker, which is comically recounted<br />
in the Confessions, the passage from the spoken word to writing, is fi nally<br />
transformed into a coup de force.<br />
His literary project of writing for the people of Geneva will take as its duty<br />
to revive the civic ideals of ancient orators. The intertext of Plutarch serves,<br />
then, to highlight for <strong>Rousseau</strong> the radical necessity for reforming the public<br />
sphere in the second half of the eighteenth century. In his fi gurations of<br />
address, <strong>Rousseau</strong> experiments in destabilizing the chronotopes of his<br />
works, aiming in a dual movement to reach both a universal audience <strong>and</strong><br />
an ideal addressee of ancient sages. In the Discourse on Inequality he thus<br />
turns away from addressing his contemporaries to face an imaginary space<br />
of reception:<br />
As my subject concerns man in general, I shall try to use a language that<br />
suits all Nations, or rather, forgetting times <strong>and</strong> Places in order to think<br />
only of the Men to whom I speak, I shall imagine myself in the Lyceum of<br />
Athens, repeating the lessons of my Masters, with Plato <strong>and</strong> Xenocrates<br />
for judges, <strong>and</strong> the human Race for an Audience. (<strong>Rousseau</strong>, 1993a, 19)<br />
The traces of ancient eloquence recovered from Plutarch’s texts fi nally<br />
opens up for <strong>Rousseau</strong> an access into the imaginary, a fantasmatic space in<br />
which the yearning for public speech prefi gures the revolutionary assemblies,<br />
wherein a Robespierre, a Mirabeau will at the close of the century<br />
take to the stage in a revival of the classical fi gure of the orator. However,<br />
even with the advent of the revolution still subsists a discrepancy between<br />
the classical direct mode of address to the people <strong>and</strong> the problem of representative<br />
democracy, in which the address to the people is mediated by<br />
its representatives. Condorcet points out to this shortcoming of revolutionary<br />
address in the Rapport sur l’instruction publique of 1792, underscoring<br />
the distinction between ‘Demosthenes, [who] at the public gallery,<br />
spoke to the Athenians assembled’ <strong>and</strong> the conditions of public speech of
172 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
late eighteenth-century France on the other h<strong>and</strong>: ‘here we pronounce<br />
our speeches not in front of the people, but before its representatives’<br />
(Condorcet, 1989, 108).<br />
A <strong>Revolution</strong> in Language: A Lesson in Laconism<br />
The crisis of language that <strong>Rousseau</strong> witnesses in the eighteenth century<br />
also yields to a refl ection on the political effectiveness of various historicized<br />
modes of speech. If the spoken word is seen to have lost its powers,<br />
<strong>and</strong> the chatter of the salons produced a kind of wasteful ‘babillage’– idle<br />
babbling – the economy <strong>and</strong> energy of the Spartans’ laconism appears as an<br />
exemplary political idiom. In the works of Saint-Just, laconism is set forth as<br />
a linguistic ideal: Saint-Just’s Institutions républicaines evoke the ideal education<br />
of children who would be ‘trained in the laconism of language’ adding,<br />
‘Children will be raised in the love of silence <strong>and</strong> in contempt of rhetoricians’<br />
(Saint-Just, 1984). This silent eloquence is furthermore described by<br />
the revolutionary as a political mode of governance, that is, an effective form<br />
of leadership: ‘It is impossible to govern without laconism’ (ibid., 2:504). 8<br />
<strong>Rousseau</strong> for his part opposes the volubility of Athenians described in<br />
Émile as the ‘blabbering Athenians’ to the Spartans’ concision of speech<br />
(<strong>Rousseau</strong>, 1969, 362). In the eighteenth century, this opposition between<br />
Athens <strong>and</strong> Sparta is often used to draw further attention to the likeness<br />
between Athens <strong>and</strong> France: Louis-Sébastien Mercier, in Le Tableau de Paris,<br />
writes that Paris is ‘the new Athens,’ an anti-Sparta (Mercier, 1989). The<br />
Spartan’s economy of words appears as the very manifestation of the masculine<br />
ideal of civic <strong>and</strong> virtuous conduct in speech. It is in such a way that<br />
Plutarch praises the brevity of speech of the inhabitants of Laconia under<br />
the legislation of Lycurgus. In the Parallel Lives, Plutarch notes the penchant<br />
for Lacedaemonians for the form of the apophtegm, explaining:<br />
They taught these children to speak in such sort, that their speech had<br />
ever in it a pleasant grace, <strong>and</strong> in few words comprehended much matter.<br />
For Lycurgus ordained [ . . . ] that speech in few words, without any affectation,<br />
should hold much deep <strong>and</strong> grave matter, wherwith the children<br />
being acquainted, after long silence, should be brief <strong>and</strong> pithy in their<br />
answers. (Plutarch, ‘The Life of Lycurgus’, 19)<br />
Sparta serves the privileged role of silent muse in <strong>Rousseau</strong>’ work; its laconism<br />
embodying a linguistic utopianism that reconciles sign <strong>and</strong> action. In his
<strong>Revolution</strong>ary Return of the Orator 173<br />
fragment entitled ‘Histoire of Lacédémone’ <strong>Rousseau</strong> describes the Lacedaemonians<br />
as ‘brave <strong>and</strong> virtuous in silence’ (<strong>Rousseau</strong>, 1964b, 545). The<br />
state of Laconia (Lacedaemonia), from which the term laconism originates,<br />
thus represents an ideal of discursive communication <strong>and</strong>, moreover,<br />
subtends an exemplary morality. It is in such a way that Plutarch writes in<br />
his biography of Lycurgus: ‘laconism is a philosophy’.<br />
Laconic eloquence is furthermore the political idiom that is proper to the<br />
legislator <strong>and</strong> to the formulation of laws. Sparta’s legislator Lycurgus is<br />
described by Plutarch as ‘short <strong>and</strong> quick in his talk’ (Plutarch, ‘The Life of<br />
Lycurgus’, 19). The concision <strong>and</strong> assertiveness of the rhetorical fi gure of<br />
the sentence – the maxim form proper to sentientousness – allows <strong>Rousseau</strong><br />
to formulate the hypothesis of a language that would circumvent the rhetorical<br />
diffi cultites of argumentation.<br />
In chapter 4 of Essay on the Origin of Languages, which is devoted to<br />
imagining the state of language in its very fi rst manifestations, <strong>Rousseau</strong><br />
writes of this originary language that ‘Instead of arguments it would<br />
have sentences; it would persuade without convincing, <strong>and</strong> depict without<br />
reasoning’ (<strong>Rousseau</strong>, 1998, 296). 9 The temporal (that is diachronic)<br />
<strong>and</strong> rational exigencies of argumentation are dismissed in Book 4 of<br />
Émile as an ineffective, impoverished mode of speech: ‘To always reason<br />
is the mania of petty minds. Strong souls have another language; it is<br />
through this language that one persuades <strong>and</strong> that one pushes to action’<br />
(<strong>Rousseau</strong>, 1969, 645).<br />
The procedure of sententiousness allows for the elaboration in the social<br />
contract of a discursive ideal of assertion, of apodeictic, that would free itself<br />
from a persuasion based on the demonstrative procedures of reasoning.<br />
Moreover, the article ‘sentence’ in Diderot <strong>and</strong> D’Alembert’s Encyclopédie<br />
explains the implication of the term ‘sentence’ as signifying a defi nitive<br />
arrest, an arrest in language <strong>and</strong> temporality. The sentence, or aphorism, is<br />
the form of speech that puts an end to all other speech: Jaucourt explains<br />
that sentences ‘are considered as counsel, or to say it better, as arrests in<br />
matters of manners’ (‘Chevalier de Jaucourt’). The language that brings an<br />
end to other languages, that brings us to the brink of non-language <strong>and</strong><br />
timelessness, such appears the vanishing point of <strong>Rousseau</strong>’s refl ections on<br />
the genealogy of speech. The meditation on the erosion of the spoken word<br />
in the French traditions of public speaking activates in <strong>Rousseau</strong>’s oeuvre a<br />
new focus in education reform, a re-energized economy of language, <strong>and</strong><br />
fi nally serves to conjure the revolutionary beckoning of the charismatic fi gure<br />
of the orator.
174 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
Notes<br />
1 On the prevalence of the concept of energy in the eighteenth century, see also<br />
France, 1999 <strong>and</strong> Chouillet, 1984.<br />
2 Keith M. Baker (2001, 36) stresses the importance of the metaphor of crisis in<br />
republican discourse in his article, as revealing ‘the moment in which the very<br />
existence of the body politic hangs in the balance, in which it will either recover its<br />
health <strong>and</strong> vigor, or fall into an irreversible, fatal sickness, the moment in which<br />
liberty will either live or die. [ . . . ] thus the essential problem of classical repub l icanism<br />
was that of sustaining civic virtue, <strong>and</strong> with it the life of the political body<br />
through time. Hence the centrality in this idiom of organic metaphors: images of<br />
vigor <strong>and</strong> weakness, health <strong>and</strong> sickness, <strong>and</strong> life <strong>and</strong> death. Hence, too, the metaphor<br />
of crisis – the moment in which the very existence of the body politic hangs<br />
in the balance, in which it will either recover its health <strong>and</strong> vigor or fall into an<br />
irreversible, fatal sickness, the moment in which liberty will live or die’.<br />
3 Elena Russo (2007) also highlights this gendered division in aesthetics by examining<br />
the antinomic symbolization of the social spaces of the tribune <strong>and</strong> the<br />
boudoir.<br />
4 On the procedure of identifi cation in <strong>Rousseau</strong> <strong>and</strong> its psychological <strong>and</strong> ideological<br />
ramifi cations, see Starobinski, 1957, 357 <strong>and</strong> Blum, 1986.<br />
5 Socrates wonders: ‘Is not rhetoric in its entire nature an art which leads the soul by<br />
means of words, not only in law courts <strong>and</strong> the various other public assemblages,<br />
but in private companies as well? And is it not the same when concerned with small<br />
things as with great, <strong>and</strong>, properly speaking, no more to be esteemed in important<br />
than in trifl ing matters?’ (Plato, 1998, 261a–b, 68).<br />
6 See also Darnton, 1984, 215–56 <strong>and</strong> Blum, 1986, especially 134–5.<br />
7 See Caroline Weber’s (2003, 1–54, note 48, 243) explication of Longinus <strong>and</strong> her<br />
depiction of the aesthetic sublime in its relationship to <strong>Rousseau</strong> <strong>and</strong> revolutionary<br />
rhetoric.<br />
8 For a more detailed commentary on Saint-Just’s laconic style of speech, see Carol<br />
Blum’s incisive study of revolutionary rhetoric. Blum comments: ‘Saint-Just’s peculiarly<br />
terse syntax, what Albert Camus called his “style guillotine”, was not peripheral<br />
to his vision of France but was an integral part of it. He put forth his ideas in a series<br />
of somber aphorisms, as if the words caused him pain. Saint-Just, like <strong>Rousseau</strong>,<br />
labeled verbosity the curse of the ruling class, the symbol of the vices of the ancien<br />
régime. The monarchy, “effeminately” garrulous, displayed its corruption in gushes<br />
of words.’ She then adds: ‘The stark language of the Institutions, marked by the<br />
present tense, short phrases with few dependent clauses, <strong>and</strong> a paucity of adjectives<br />
<strong>and</strong> conjunctions, was the stylistic manifestation of the Plutarchian political aesthetic<br />
that <strong>Rousseau</strong> had done so much to popularize. Saint-Just’s style, a striking<br />
example of this aesthetic, by the fact of its very existence reproached the specious<br />
vacuity of the aristocratic ideal’ (Blum, 1986, 188–9).<br />
9 On the legislator’s language, one may also consult Kelly, 1987.
Chapter 11<br />
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic<br />
James Swenson<br />
In 1798 Germaine de Staël composed a manuscript entitled ‘On the Present<br />
Circumstances that Allow the <strong>Revolution</strong> to Be Brought to an End <strong>and</strong> the<br />
Principles on which the Republic Ought to be Founded in France’. As the<br />
Directory lurched from crisis to crisis, Staël <strong>and</strong> her collaborator Benjamin<br />
Constant were concerned with the need to preserve the gains of the revolution<br />
– most crucially, in their eyes, equality before the law <strong>and</strong> juridical protections<br />
of individual liberty – by institutionalizing them in a ‘republican’<br />
form of government (Stäel, 1979). Constant would later become famously<br />
agnostic with respect to differences between the forms of government –<br />
differences determined, in all classical accounts, in terms of the attribution<br />
of effective power to the one, the few, or the many – provided they guarantee<br />
individual rights. In 1797, however, the liberalism espoused by Constant<br />
<strong>and</strong> Staël can properly be called ‘republican’ in the sense that the<br />
republic is seen as the only regime structurally capable of safeguarding the<br />
liberty rights enumerated in the successive Declarations. 1 Staël recognizes,<br />
however, that the Directorial regime is not yet a republic in the true sense.<br />
Indeed, the foundation of the republic requires that the revolution be<br />
brought to an end: this is precisely the thesis represented by her title. The<br />
constitutional regime is incompatible with the insurrectionary dynamic,<br />
which continues beyond the Terror in the alternation of revolutionary <strong>and</strong><br />
counter-revolutionary destabilizations. 2 The foundation of the republic<br />
thus requires the achievement of a post-revolutionary stability characterized<br />
by equilibrium between the institutions of the state <strong>and</strong> the ‘level’ of<br />
public opinion.<br />
The call to bring the revolution to an end is of course by no means unique<br />
to Staël’s manuscript; indeed, it is one of the great constants of the revolutionary<br />
decade. In contemporary historiography, the theme is primarily<br />
associated with the work of François Furet, fi rst coming to prominence in<br />
the fi ercely polemical essay, ‘The French <strong>Revolution</strong> Is Over’ (Furet, 1981,<br />
1–79). Even as Furet rejected the ‘social’ interpretation of the revolution in
176 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
favor of one centered around what we have come to call ‘political culture’, 3<br />
he identifi ed the project of bringing the revolution to an end with the establishment<br />
of what we cannot help but call a ‘bourgeois-liberal regime’ that<br />
rejected the incarnation of popular sovereignty in the activist Parisian sections<br />
in favor of an individualist conception of rights, a robust executive,<br />
qualifi ed suffrage <strong>and</strong> a defense of property. Furet thus described the project<br />
as taken up in turn by the Monarchiens, by Mirabeau, Lafayette, Barnave<br />
<strong>and</strong> the Lameths, by the Girondins after the September massacres <strong>and</strong> by<br />
the Directorial regime after Thermidor. 4 It is an important contribution of<br />
Furet’s to have emphasized how early such a dem<strong>and</strong> comes into play – by<br />
late July 1789, that is, from the moment that it became possible to distinguish<br />
between the revolution as a set of results <strong>and</strong> the revolution as a<br />
dynamic process. Indeed, every group that actually came to power during<br />
the course of the revolution considered it an urgent task to bring the revolution<br />
to an end. If the problem has a particular clarity after Thermidor<br />
(Baczko, 1994 <strong>and</strong> Brown, 2008) it is primarily because it holds the stage by<br />
itself; it had an equal if not greater acuity under the Terror (left-wing<br />
historiog raphy has often held the Committee of Public Safety responsible<br />
for breaking the ‘popular movement’, see Soboul, 1971 <strong>and</strong> Guérin, 1977).<br />
Saint-Just’s theorization of the social conditions for the stabilization of the<br />
post-revolutionary regime in his Republican Institutions is, in key respects, similar<br />
to that proposed by Staël <strong>and</strong> Constant, notably in the unexpected priority<br />
he gives to what we now call ‘negative liberty’ (Saint-Just, 2004, 1089). 5<br />
Constant’s own terms, of course, were those of ‘ancient’ <strong>and</strong> ‘modern’ liberty<br />
(Constant, 1988). 6 While he <strong>and</strong> Staël always maintained a deep <strong>and</strong><br />
fundamental respect for <strong>Rousseau</strong>, the critique of ancient liberty as ill-adapted<br />
to the diversifi cation of modern life <strong>and</strong> as founded on an exclusively martial<br />
<strong>and</strong> therefore impoverished – in all senses of the term – conception of<br />
both the polity <strong>and</strong> the personality of the citizen, is explicitly a critique of<br />
<strong>Rousseau</strong>’s analysis in the Social Contract <strong>and</strong> the infl uence of that analysis<br />
during the fi rst 5 years of the revolution. Constant’s critique proposes that<br />
<strong>Rousseau</strong>’s analysis of the formation of the generality of the will in legislation,<br />
requiring the participation of the entire body of citizens, is functionally<br />
dependent upon his nostalgic evocations of the republican city states<br />
of antiquity. The implication is that the form of the general will inevitably<br />
leads to a lack of distinction between state <strong>and</strong> civil society <strong>and</strong> illiberal<br />
legislation that interferes in the private lives of ordinary citizens.<br />
In fact, as I will argue, the analytic of the general will <strong>and</strong> the thematics of<br />
the republicanism (ancient or modern) represent two distinct str<strong>and</strong>s of<br />
<strong>Rousseau</strong>’s discourse that are irreducible to one another. They draw upon
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 177<br />
different discursive traditions <strong>and</strong> fulfi ll different conceptual (<strong>and</strong> ultimately<br />
political) functions. They are articulated with one another – we will in<br />
the end describe the Social Contract as a whole as the site of this articulation<br />
– but this articulation occurs on the basis of a distinction that draws on<br />
some of the most profound tensions animating <strong>Rousseau</strong>’s thought. We can<br />
begin to describe the nature of this division by remarking that the fi rst two<br />
books of the Social Contract represent the properly revolutionary component<br />
in <strong>Rousseau</strong>’s writing.<br />
This characterization is fi rst <strong>and</strong> foremost a historical fact: a core set of<br />
<strong>Rousseau</strong>ian propositions played a crucial role in the unfolding of the revolution,<br />
notably in debates both in the National Assembly <strong>and</strong> in the press<br />
leading to the formulation of the 1789 Declaration of the Rights of Man <strong>and</strong> of<br />
the Citizen <strong>and</strong> the subsequent elaboration of the principles set out in the<br />
Declaration into a constitutional order. This is a minimalist claim. It does not<br />
mean that <strong>Rousseau</strong> himself was a revolutionary in any meaningful sense. It<br />
does not necessarily imply (nor does it exclude) that the ‘infl uence’ of<br />
<strong>Rousseau</strong>’s writing played a role in the preparation of the revolution. Finally,<br />
it does not require that theses drawn from the Social Contract played an<br />
exclusive or even preponderant role in those debates. In On Jean-Jacques<br />
<strong>Rousseau</strong> considered as One of the First Authors of the <strong>Revolution</strong>, I tried to show<br />
that the revolutionary effect of the reception of <strong>Rousseau</strong>’s texts during this<br />
period was less the inevitable result of his doctrine that than that of the<br />
unstable dynamic released by the impossibility of reconciling the full range<br />
of <strong>Rousseau</strong>’s theses (in particular, the tripartite characterization of the<br />
general will as inalienable, indivisible <strong>and</strong> unerring) with the dem<strong>and</strong>s of<br />
the concrete political situation (Swenson, 2000). The core of the demonstration<br />
can be summarized as follows: when arguing over the nature of<br />
their m<strong>and</strong>ates, or when composing Articles 1, 3 <strong>and</strong> 6 of the Declaration of<br />
Rights later in the summer, the Constituants consciously drew a major portion<br />
of their conceptual vocabulary from the Social Contract ; indeed, key<br />
points of contention (this is clearest in the debates of September 1789 over<br />
the merits of the suspensive or absolute veto) are structured as a disagreement<br />
over the proper interpretation <strong>and</strong> application of <strong>Rousseau</strong>’s principles<br />
(ibid., 194–225). 7 This pattern is repeated in every debate that<br />
concerns the nature of national sovereignty at least through Thermidor. It<br />
is not uncommon to fi nd both parties at a given moment claiming <strong>Rousseau</strong>’s<br />
mantle. 8 The key point that allows for <strong>Rousseau</strong>’s ‘infl uence’ to be isolated<br />
from the general currents of Enlightenment thought concerns the conceptualization<br />
of the ‘general will’ as requiring an exact coincidence of subjective<br />
<strong>and</strong> objective forms of generality, that is, a correspondence between the
178 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
universality of the law (which is the sole determination of all uses of the<br />
term preceding <strong>Rousseau</strong>) <strong>and</strong> the participation of the totality of citizens in<br />
its formation. 9 It was, in particular, these terms in which the confl ict between<br />
constitutional <strong>and</strong> insurrectionary forms of revolutionary legitimacy was<br />
debated. <strong>Rousseau</strong>’s legacy was most often identifi ed with the subjective<br />
side of the equation – that is, with an insistence on popular sovereignty –<br />
but his insistence that the general will can only speak in the form of law<br />
became, despite his refusal of representation, one of the pillars of government<br />
by assemblies.<br />
It is noteworthy that this debate can be, <strong>and</strong> indeed was, conducted on a<br />
relatively narrow textual basis. Indeed, the reduction of the core of<br />
<strong>Rousseau</strong>’s political thought to the fi rst two books of the Social Contract –<br />
‘taking <strong>Rousseau</strong>’s fundamental argument to be complete with the defi nition<br />
of the law,’ as Bruno Bernardi has noted – remains quite common <strong>and</strong><br />
deeply infl uential (Bernardi, 2001, 23). 10 In this context, we can characterize<br />
this section of the text in two congruent ways. Internally – that is, in<br />
terms of the logical articulations of the text – the object of Books I <strong>and</strong> II is<br />
the foundation of the political body; it is therefore the section of the text that<br />
could be <strong>and</strong> was used to justify the necessity for a complete re-foundation<br />
of the political order. Externally – that is, in terms of the discursive traditions<br />
or sources it draws on – we can defi ne this as the domain within which<br />
<strong>Rousseau</strong> can be considered a theorist of natural right. The great study of<br />
<strong>Rousseau</strong>’s relation to the natural-right tradition, Robert Derathé’s Jean-<br />
Jacques <strong>Rousseau</strong> et la science politique de son temps, remains a defi nitive work<br />
after 50 years because its construction of the corpus upon which <strong>Rousseau</strong> is<br />
drawing is suffi cient to underst<strong>and</strong> the background to the most infl uential<br />
aspect of his argument (Derathé, 1988). 11 Now, there is no sense in taking<br />
<strong>Rousseau</strong> as a representative of the jusnaturalist tradition. He radicalizes <strong>and</strong><br />
transforms it in import ant ways, <strong>and</strong> it is in that radicalized form that these<br />
concepts are taken up by the revolution. But there is a fundamental agreement<br />
between this <strong>Rousseau</strong> <strong>and</strong> the natural-rights theorists he critiques –<br />
Grotius, Hobbes, Pufendorf, Burlamaqui <strong>and</strong> Barbeyrac, to whom we could<br />
add, on this point, Locke – as to the purpose of the exercise, namely, to<br />
defi ne the conditions under which political obligation can be considered<br />
legitimate. These are the famous opening words of the Contract: ‘Man is born<br />
free, <strong>and</strong> everywhere he is in chains. [ . . . ] How did this change come<br />
about? I do not know. What can make it legitimate? I believe I can solve this<br />
question’ (<strong>Rousseau</strong>, 1997e, Book I, chapter 1). For <strong>Rousseau</strong> as for his<br />
predecessors in this domain, the deployment of the juridical vocabulary of<br />
right, contract <strong>and</strong> law corresponds to the promotion of legitimacy as the
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 179<br />
fundamental object of political analysis. It is <strong>Rousseau</strong>’s redefi nition of<br />
legitimacy as requiring universal participation in the formulation of the law<br />
in which the ‘revolutionary’ character of his thought, in the somewhat simplifi<br />
ed but very real <strong>and</strong> effective summary of it we are considering at the<br />
moment, consists.<br />
My contention is that there is nothing properly republican about this.<br />
Such a thesis aligns me with J. G. A. Pocock’s argument that the juridical<br />
language of rights <strong>and</strong> the republican language of virtues are fundamentally<br />
irreducible to one another, although they can be <strong>and</strong> have been combined<br />
in interesting <strong>and</strong> idiosyncratic ways (Pocock, 1975). 12 In a narrow<br />
sense republicanism can be defi ned as opposition to monarchical rule<br />
(such a defi nition can be taken as the consequence of Montesquieu’s typology<br />
of governments in the spirit of the laws, for example). 13 <strong>Rousseau</strong>’s<br />
defi nition of every legitimate state as a ‘republic’ harkens back beyond this<br />
limiting sense to the earlier usage, particularly evident in Bodin <strong>and</strong> harking<br />
back to the Latin term that takes ‘republic’ as equivalent to ‘state’.<br />
<strong>Rousseau</strong> certainly considers monarchical governments to be potentially<br />
‘republics’ in the sense the term is used in the Social Contract, that is, legitimate<br />
when combined with popular sovereignty. Indeed, as Marcel Gauchet<br />
saw with particular clarity, one of the things that made <strong>Rousseau</strong> such an<br />
inevitable reference in the summer of 1789 was the possibility his system<br />
presented better than any other of reconciling popular sovereignty with<br />
monarchical government (Gauchet, 1989, xii–xiii <strong>and</strong> 28–35). More broadly,<br />
I would argue that eighteenth-century republicanism is a discourse that<br />
founds politics on an analysis of human capacities rather than on a postulation<br />
of natural rights. It can be expressed as the thesis that the capacity for<br />
‘virtue’, that is, the capacity to participate in self-government, is suffi ciently<br />
well distributed among men that distributed government is possible <strong>and</strong><br />
desirable. I use the term ‘distributed government’ to indicate the variety of<br />
regime forms, from popular to aristocratic <strong>and</strong> democratic to ‘mixed’ that<br />
can <strong>and</strong> have been considered republican. ‘Suffi cient virtue,’ however, is a<br />
mere possibility <strong>and</strong> republican thinkers generally – <strong>and</strong> <strong>Rousseau</strong> is no<br />
exception here – are a rather pessimistic lot. Republican discourse will thus<br />
develop primarily as a refl ection on the precarious social conditions that<br />
foster <strong>and</strong> sustain the possibility of virtue. Classically, in the tradition that<br />
runs from Machiavelli through Harrington, primary among these conditions<br />
are the ownership of l<strong>and</strong> allowing for economic self-suffi ciency, <strong>and</strong><br />
the possession of arms <strong>and</strong> the possibility of exercising them in collective<br />
self-defense. Republicanism is thus as much a way of life as a form of government.<br />
The fi rst task of any republican government is to secure the robust
180 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
independence of that way of life as the condition of its own perpetuation.<br />
A republic, that is, cannot view its self-preservation as a grasp upon power<br />
(elimination or co-optation of enemies, creation of a bureaucracy, etc.)<br />
but rather as the production through education <strong>and</strong> other ‘institutions’ of<br />
a national culture conducive to the cultivation of the capacity for selfgovernment.<br />
In order to demonstrate the importance of this sort of structure<br />
in <strong>Rousseau</strong>, I will turn to his construction of the way of life<br />
appropriate to two of the h<strong>and</strong>ful of actually existing republics in the<br />
eighteenth century: Pol<strong>and</strong> <strong>and</strong> his native Geneva.<br />
The Letter to M. d’Alembert on the Theater can be characterized as one of the<br />
earliest articulations of the Romantic principle that ‘literature is the expression<br />
of society’ (Bonald, 1859, 3:975). 14 <strong>Rousseau</strong> reduces the normative<br />
‘rules’ that governed neo-classical theater to a single one: plaire, to give<br />
pleasure. <strong>Rousseau</strong> considers the theater primarily as a social institution<br />
<strong>and</strong> only secondarily as an invention of plots. A good play is a successful one<br />
<strong>and</strong> a successful play is one that fl atters its audience by confi rming the value<br />
of its dominant passions; a successful playwright expresses the desires of his<br />
audience much more than his own ideas. Lurking behind this idea is a<br />
sense of the theater as a purely national phenomenon. This argument on<br />
the necessarily national, culturally particularist nature of the theater corresponds<br />
to a structurally identical one about the necessarily particularist<br />
nature of good laws. In the Social Contract, <strong>Rousseau</strong> insists that there is no<br />
such thing as a best government. The best government is the one suited to<br />
a particular people <strong>and</strong> its situation: size, climate, fertility of soil, neighboring<br />
powers <strong>and</strong> no doubt national character (if indeed this is not reducible<br />
to the combination of the other, more material factors).<br />
On the whole, the institution of the laws is not such a marvelous thing<br />
that any man of sense <strong>and</strong> equity could not easily fi nd those which, well<br />
observed, would be the most benefi cial for society. Where is the least student<br />
of the law who cannot erect a moral code as pure as that of Plato’s<br />
laws? But this is not the only issue. The problem is to adapt this code to<br />
the people for which it is made <strong>and</strong> to the things about which it decrees<br />
to such an extent that its execution follows from the very conjunction of<br />
these relations; it is to impose on the people, after the fashion of Solon,<br />
less the best laws in themselves than the best of which it admits in the<br />
given situation. (<strong>Rousseau</strong>, 1968, 66)<br />
This is of course what makes legislation (<strong>and</strong> indeed politics in general)<br />
an art, just as theatre is an art. There are general principles that can be
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 181<br />
learned, but above all there is the intuition of the modifi cation of the principles<br />
in the application to a particular situation. The problem, however, is<br />
that <strong>Rousseau</strong> here has stated why it is an art (why the application of principles<br />
is problematic <strong>and</strong> therefore intuitive), but he has not given us any<br />
particular insight into what guides intuition here. So before we can ask,<br />
what are the best laws for a given people, we might begin by asking, by what<br />
sign can we recognize that good laws are good (<strong>Rousseau</strong>, 1997e, Book III,<br />
chapter 9)? 15 In the case of the theatre there was a simple ‘pleasure principle’,<br />
as it were, that performed this role: the theatre is either empty or<br />
full. When opening the discussion of the possibility of moralizing the theatre,<br />
<strong>Rousseau</strong> had explicitly opposed this pleasure principle to the coercive<br />
effect of legislation:<br />
I know of only three instruments with which the mœurs of a people can be<br />
acted upon: the force of the laws, the empire of opinion, <strong>and</strong> the appeal<br />
of pleasure. Now the laws have no access to the theatre where the least<br />
constraint would make it a pain <strong>and</strong> not an amusement. Opinion does<br />
not depend on the theatre, since, rather than giving the law to the public,<br />
the theatre receives the law from it. And, as to the pleasure that can<br />
be had in the theatre, its whole effect is to bring us back more often.<br />
(<strong>Rousseau</strong>, 1968, 22)<br />
While happiness is certainly a legitimate goal of government, it is impossible<br />
to simply make the pleasure principle the measure of good legislation.<br />
The body politic can be given will <strong>and</strong> force but not organs of sensibility<br />
proper to it; the individual can only feel his own good while that of the state<br />
is the object of public reason. 16 But the possibility of a principle is here: the<br />
best laws do not function as laws in the strict sense, that is, as comm<strong>and</strong>ments<br />
<strong>and</strong> prohibitions that can be enforced, that rely on the threat of physical<br />
violence for their effectiveness. They operate instead through ‘the<br />
empire of opinion’:<br />
By what means can the government get a hold on mœurs? I answer that it<br />
by public opinion. When we do not live in ourselves but in others, it is their<br />
judgments which guide everything. Nothing appears good or desirable to<br />
individuals which the public has not judged to be such, <strong>and</strong> the only happiness<br />
which most men know is to be esteemed happy. (Ibid., 67)<br />
<strong>Rousseau</strong> goes on to give a detailed analysis of an example of how this might<br />
work: the proper use of the Tribunal of the Marshals of France. <strong>Rousseau</strong>’s
182 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
argument here is that successive French ministries made a fundamental<br />
mistake in their efforts to repress dueling by relying on prohibition <strong>and</strong><br />
punishment rather than opinion, honor <strong>and</strong> reputation alone; the means<br />
that should have been used ‘are neither laws nor punishments nor any sort<br />
of coercive means’. In order to function properly, the ‘Court of Honor’<br />
would have to begin by accepting the existing principles of public opinion<br />
concerning honor. It therefore could not forbid all duels indiscriminately,<br />
but would have to allow them to take place when honor was truly at stake.<br />
Further, the monarchy would have to demonstrate not only that it was not<br />
interfering in the court’s judgements, but that at least as far as honor is<br />
concerned the court had jurisdiction even over the king (thus the anecdote<br />
about Louis XIV throwing his cane out the window, concluding with the<br />
typically <strong>Rousseau</strong>an touch of the ‘prize, which ought to have been a very<br />
simple but conspicuous mark, worn by the king throughout his life’ (ibid.,<br />
72)). Recognizing that honor cannot be forced, <strong>and</strong> fi rst adjusting the law<br />
to correspond with accepted opinion regarding honor, it would then be<br />
possible to gradually become more <strong>and</strong> more exigent about duels that were<br />
allowed to go forward so that their frequency could eventually be reduced<br />
to near zero.<br />
<strong>Rousseau</strong> concludes this discussion with the comment: ‘With all of these<br />
precautions <strong>and</strong> other similar ones, it is very doubtful if success could have<br />
been attained, because such an institution is entirely contrary to the spirit<br />
of the monarchy’ (ibid., 73). This comment seems quite odd, at least to my<br />
ear, because the entire passage seems so thoroughly Montesquieuan, illustrating<br />
quite convincingly his contention that honor is the principle of monarchical<br />
government <strong>and</strong> that its effectiveness requires establishments of<br />
judgement independent of ministerial power. We can note in this respect<br />
that ‘public opinion’ as used by <strong>Rousseau</strong> in the Letter (<strong>and</strong> at least until the<br />
Dialogues) does not in the least indicate a Habermasian dynamic of rationalization;<br />
it has much more in common with the notion of reputation as it is<br />
found in the literature of baroque court politics. 17 Further, <strong>Rousseau</strong> consistently<br />
associates living in the judgement of others – the untrammelled reign<br />
of amour propre – with the French monarchy above all other states. Now, it<br />
could be that <strong>Rousseau</strong> is disagreeing with Montesquieu about the true<br />
nature of the monarchy (or agreeing with him about the actual nature of<br />
French absolutism) <strong>and</strong> claiming that it is based on coercion rather than<br />
honor. But I think we must also consider the possibility that he considers this<br />
sort of ‘institution’ – he uses the word a number of times in these pages – to<br />
be more typical of or more appropriate for republican governments. The<br />
fundamental problem, I think, is that in a vast territorial monarchy ruled
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 183<br />
from an omnivorous capital, mœurs are not so much ‘bad’ as weak. Government<br />
by mœurs rather than by laws is only really possible in the republican<br />
city state where everyone knows what everyone else is doing (‘where individuals,<br />
always in the public eye, are born censors of one another’ (ibid.,<br />
59) <strong>and</strong> mœurs are strong. What this means above all is that the republic<br />
requires a particular form of institutionalization of amour propre. We will<br />
now look at how <strong>Rousseau</strong> proposes to achieve this in the Considerations on<br />
the Government of Pol<strong>and</strong> <strong>and</strong> on Its Projected Reformation.<br />
<strong>Rousseau</strong>’s point of departure in the Considerations is what we can call the<br />
Polish paradox: from an objective point of view, Pol<strong>and</strong> is a weak state, even<br />
absolutely weak. Its government is a completely dysfunctional anarchy. But<br />
Pol<strong>and</strong> is subjectively strong. Convinced that they are free, the Poles effectively<br />
are free. <strong>Rousseau</strong>’s entire approach will be to respect this paradox. In<br />
the fi rst place, this means privileging the subjective dimension of freedom<br />
with respect to the objective goals of the state. But it also means examining<br />
the question of what aspects of the objective situation – Polish anarchy – are<br />
in fact constitutive of (or at least essentially linked to) the subjective force<br />
upon which he hopes to build. This approach renders <strong>Rousseau</strong>’s reformism<br />
particularly cautious, as he continually warns against the loss of essential<br />
elements of freedom through hasty reforms. It also implies that we<br />
cannot conceive of <strong>Rousseau</strong>’s project in the Considerations as ‘utopian’.<br />
While he can be accused of being less than perfectly well informed about<br />
the reality of the situation in Pol<strong>and</strong>, he cannot be accused of creating an<br />
abstract ‘best possible state’. 18 The conservation of what works in the Polish<br />
paradox will in fact imply the preservation of a signifi cant degree of irrationality.<br />
The most noteworthy example of this will be <strong>Rousseau</strong>’s attitude<br />
toward the liberum veto: condemned by all observers (at the time <strong>and</strong> since)<br />
as rendering Pol<strong>and</strong> entirely ungovernable, <strong>Rousseau</strong> will characterize the<br />
ability of a single member of the diet to block legislation as a point of<br />
national pride that ought used as best it can.<br />
In the introductory section, <strong>Rousseau</strong> poses the question of providing an<br />
objective context for subjective freedom in terms of the hearts of the citizens.<br />
‘No constitution will ever be good <strong>and</strong> solid unless the law rules the citizens’<br />
hearts. So long as the legislative force does not reach that deep, the laws will<br />
invariably be evaded. But how can men’s hearts be reached? This is something<br />
to which our founders [nos instituteurs], who never see anything but<br />
force <strong>and</strong> punishments, scarcely give a thought, <strong>and</strong> which material rewards<br />
would perhaps achieve no better’ (<strong>Rousseau</strong>, 1997a, 179). As in the Letter to<br />
d’Alembert, <strong>Rousseau</strong> calls for a positive <strong>and</strong> productive conception of law.<br />
This rejection of law considered primarily in terms of prohibition <strong>and</strong>
184 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
punishment in favor of law as a system of moral rewards is the key to underst<strong>and</strong>ing<br />
<strong>Rousseau</strong>’s strategy throughout the Considerations. If a fi rst principle<br />
deriving from the paradox is to change as little as possible, this second<br />
principle underlies every single innovation put forward by <strong>Rousseau</strong>.<br />
The reference to the blindness of ‘our founders’ on this point points to<br />
the distinction between ancient <strong>and</strong> modern politics. <strong>Rousseau</strong> identifi es<br />
the ‘Spirit of the Ancient Institutions’ as consisting more in the encouragement<br />
of virtue than in the repression of vice. The law prescribes more than<br />
it proscribes; it presents the enticement of rewards more than threats of<br />
punishments. ‘So that in a wisely regulated state, the Law could say, like the<br />
priestess Theano: I am not the minister of the Gods in order to detest <strong>and</strong><br />
curse, but to praise <strong>and</strong> bless’ (<strong>Rousseau</strong>, 1994c, 31). <strong>Rousseau</strong> gives a particular<br />
prominence in this text to Moses as the archetypal lawgiver since he<br />
conceives of the Mosaic Law as the prescription of acts to accomplish rather<br />
than the proscription of taboo objects to avoid. The God of Israel is one<br />
who preserves <strong>and</strong> maintains his people; it is the Christian God (in the Considerations)<br />
who is the vengeful punisher. Indeed, the situation of the Jews<br />
presents in <strong>Rousseau</strong>’s eyes an even more striking example of the Polish<br />
paradox, the survival of a people without a l<strong>and</strong> (<strong>Rousseau</strong>, 1997a, 180).<br />
Lycurgus is similarly described as creating laws that dem<strong>and</strong> an infi nite<br />
number of duties to be accomplished <strong>and</strong> therefore continually occupying<br />
the citizens with them; Numa’s legislation likewise is described as essentially<br />
religious.<br />
The same spirit guided all ancient Lawgivers <strong>and</strong> their institutions. All of<br />
them sought bonds that might attach the Citizens to the fatherl<strong>and</strong> <strong>and</strong><br />
to one another, <strong>and</strong> they found them in distinctive practices, in religious<br />
ceremonies which by their very nature were always exclusive <strong>and</strong> national.<br />
(Ibid., 181)<br />
The exclusively national <strong>and</strong> religious character of ancient institutions is<br />
explicitly presented here as the solution to the initial problem of how to<br />
make legislation reach the hearts of the citizens. Insofar as they actively<br />
shape the tastes, morals, character <strong>and</strong> passions of a people, institutions<br />
link the feeling of personal identity with that of national identity. This<br />
unavoidable patriotism is the foundation of a passion for the general interest<br />
that is both the true fi nal source of good laws <strong>and</strong> the only possible<br />
guarantee that the laws, whether good or bad, will be obeyed. Modern<br />
Europe, by contrast, is characterized by its homogeneity. ‘There are no more<br />
Frenchmen, Germans, Spaniards, even Englishmen, nowadays, regardless
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 185<br />
of what people may say; there are only Europeans’ (ibid., 184). The homogeneity<br />
of Europeans, for <strong>Rousseau</strong>, is strictly equivalent to their individualism,<br />
their pursuit of private interests over public interest <strong>and</strong> thus their<br />
hypocrisy. Their only ambition is the accumulation of luxury <strong>and</strong> wealth.<br />
Cosmopolitanism is an inevitable mask of self-serving hypocrisy, whereas<br />
patriotism is a necessary attachment of noble souls.<br />
We can summarize our reading of the notion of ‘institutions’ in the opening,<br />
theoretical chapters of the Considerations as a pair of interlocking propositions,<br />
which we shall call the principle of emulation <strong>and</strong> the principle of<br />
particularism. The principle of emulation posits that institutions, including<br />
morals, customs <strong>and</strong> laws, whether political, civil or criminal, should be<br />
primarily positive rather than prohibitive; they stimulate opinion rather<br />
than punish the body. They fulfi ll this function in that they organize emulation,<br />
that is, the action of ambition or amour propre toward worthy ends.<br />
The principle of particularism further specifi es that in order for these ends<br />
to be properly political (rather than simply moral, for example), the institutions<br />
must be exclusively national in two senses: they direct emulation towards<br />
the good of the nation to the exclusion of other goals, <strong>and</strong> they are distinctly<br />
<strong>and</strong> particularly proper to one nation, differentiating membership<br />
in it from all others on the continuous level of daily practice <strong>and</strong> thereby<br />
forging an unity of personal <strong>and</strong> national identity.<br />
I have presented these two propositions as ‘interlocking’, <strong>and</strong> they generally<br />
are in <strong>Rousseau</strong>’s use of them. But this is not simply <strong>and</strong> naturally the<br />
case. The potential confl ict between them can be most simply expressed by<br />
noting that imitation is a synonym for emulation, <strong>and</strong> is also the antonym<br />
for particularism. This potential confl ict expresses itself as a tension within<br />
as much as between the two principles. In the fi rst place, amour propre, the<br />
driving force of emulation, most frequently appears in <strong>Rousseau</strong>’s work as a<br />
negative principle. It is, in particular, the psychological principle behind<br />
the homogeneity of Europe, the hypocritical pursuit of self-interest <strong>and</strong><br />
false distinction. Keeping its action directed toward worthy, patriotic goals<br />
promises to be a diffi cult task, one that can only be resolved by the genius<br />
of the legislator. 19 Secondly, <strong>Rousseau</strong> repeatedly warns against imitating<br />
other nations in the creation of institutions; institutions that are good in<br />
their original context will not be good when transplanted, partly because<br />
they may not fi t, <strong>and</strong> partly simply because they are imitated. He nevertheless<br />
makes extensive use of examples drawn from other peoples both as<br />
explanation <strong>and</strong> inspiration for his proposed institutions. Here it would<br />
then be necessary to be able to distinguish between the slavish imitation<br />
of other nations, productive of the homogeneity of the contemporary
186 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
European scene, <strong>and</strong> the emulation of the spirit of ancient institutions.<br />
Once again, this distinction could easily collapse, <strong>and</strong> it is up to the legislator’s<br />
art to maintain it in practice.<br />
We do not have space here to discuss all of <strong>Rousseau</strong>’s proposals, <strong>and</strong> for<br />
the sake of effi ciency we must limit our remarks to a brief consideration of<br />
<strong>Rousseau</strong>’s economics <strong>and</strong> somewhat longer treatment of his fi nal proposal<br />
for a combination of a civil service competition <strong>and</strong> a broadly based program<br />
for social promotion. The chapter on economics begins by posing an<br />
alternative: does Pol<strong>and</strong> wish to be a European nation or a republican one?<br />
The common path, the path of imitation, will lead to wealth, infl uence <strong>and</strong><br />
luxury, but will make the people ‘scheming, intense, greedy, servile <strong>and</strong><br />
knavish like the others’ (ibid., 224). The path of singularity, the republican<br />
path, will lead to none of this. Simplicity of morals <strong>and</strong> manners, agriculture<br />
<strong>and</strong> contempt for money will keep the Poles a people apart in but not<br />
of homogenized, Frenchifi ed Europe. Contempt for <strong>and</strong> avoidance of<br />
money is the key to a virtuous economy.<br />
The fundamental problem with money here is that it is easily hidden. In<br />
part this means that fraud <strong>and</strong> theft are all too easy but the most fundamental<br />
problem with the secrecy of money is that it st<strong>and</strong>s outside the system of<br />
emulation that <strong>Rousseau</strong>’s proposed institutions seek to embody. ‘Men can<br />
be moved to act only by their interest, I know; but pecuniary interest is the<br />
worst of all, the vilest, the most liable to corruption, <strong>and</strong> even, I confi dently<br />
repeat <strong>and</strong> will always maintain, the least <strong>and</strong> the weakest in the eyes of anyone<br />
who knows the human heart well’ (ibid., 226). Just as the true defense<br />
of the republic is patriotism, its true treasury is honors. Monetary rewards<br />
are not as effective as symbolic ones since they are not ‘public,’ that is, visible<br />
enough; they do not ‘constantly speak to men’s eyes <strong>and</strong> hearts’ (ibid.,<br />
227). <strong>Rousseau</strong>’s economic thought here prefi gures what Pierre Bourdieu<br />
was to call a ‘market of symbolic goods’ (Bourdieu, 1993). 20 As is the case<br />
with Bourdieu, this is an effort to think a more general economy, to take the<br />
fundamental principle of economic thought – ‘interest’ or, more often with<br />
<strong>Rousseau</strong> <strong>and</strong> his contemporaries, amour propre 21 – <strong>and</strong> see it as acting with<br />
equal or greater force outside the sphere of production, exchange, <strong>and</strong> consumption<br />
of commodities <strong>and</strong> accumulation of capital in the money form.<br />
<strong>Rousseau</strong>’s goal is to de-emphasize accumulation <strong>and</strong> luxury consumption<br />
among the Polish nobility in order to harness the force of amour propre for<br />
other ends – for the common good <strong>and</strong> glory of the state, to force the nobility<br />
to serve if it wants to shine. The point here is not to admire such noble,<br />
‘disinterested’ ambition, but to make it the ethos of an entire society, to<br />
make it the objectively obligatory form of ambition for all. ‘Objectively
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 187<br />
obligatory’ means precisely that it is not experienced subject ively as coercion<br />
but indeed as the very form of freedom. This is the effect of mœurs,<br />
customs, habits <strong>and</strong> opinion. Organized in the form of institutions, emulation<br />
<strong>and</strong> amour propre become capable of serving the public good.<br />
The overarching institution that is to take on this task in a reformed<br />
Pol<strong>and</strong> is what <strong>Rousseau</strong> calls a marche graduelle. There is no good way to<br />
translate this expression. Gourevitch mostly renders it as ‘system of graduated<br />
promotions’, which accurately captures the core of how it works, but<br />
doesn’t really translate the words. At other moments, for example, suivre<br />
une marche graduelle becomes ‘proceed gradually’. Marche designates a system<br />
of steps in a hierarchy (as in the marches d’un escalier), but also a general<br />
movement, a way of proceeding or functioning. Graduelle means both gradual<br />
<strong>and</strong> graduated. The idea of a marche graduelle is the fundamental form<br />
of an institution that will<br />
see to it that all Citizens constantly feel under the public’s eyes [ . . . ] <strong>and</strong><br />
fi nally, that everyone, from the least nobleman, even the least peasant up<br />
to the King, if possible, be so dependent on public esteem, that no one can<br />
do anything, acquire anything, achieve anything without it. (<strong>Rousseau</strong>,<br />
1997a, 238–9)<br />
Beginning as a sort of civil service hierarchy, ‘all members of the government’<br />
will be subjected to this marche. There are three grades to the system,<br />
each marked by a badge – with an inverse relation between the value of the<br />
metal <strong>and</strong> the rank it denotes – separated by periods of ‘trial’. The system<br />
forces those who wish to participate in government to begin at the lowest<br />
levels of a service bureaucracy that culminates in qualifi cation for Pol<strong>and</strong>’s<br />
elective kingship. There are two aspects we should emphasize.<br />
The marche graduelle does not at fi rst sight sit well with the principle of<br />
particularism. While the actual posts to which it is possible to be elected are<br />
all taken by <strong>Rousseau</strong> from the existing government of Pol<strong>and</strong>, at the cost<br />
of clearer separations in kinds of offi ce <strong>and</strong> some rearranging of their<br />
numerical proportions, the system itself, as embodied in the Latin titles of<br />
the ranks, is invented by <strong>Rousseau</strong> of whole cloth. More than anything else<br />
in the Considerations, the marche graduelle is an emphatically new institution.<br />
But it is at least invented by <strong>Rousseau</strong> <strong>and</strong> not imitated from France, Russia<br />
or Engl<strong>and</strong>. If adopted, it would certainly be particular to Pol<strong>and</strong>.<br />
Secondly, the marche graduelle so far only concerns the nobility, or the fraction<br />
of the nobility that chooses to enter public service. I think it is perhaps<br />
best understood in terms of Montesquieu’s typology of governments, as an
188 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
effort to transform a monarchical nobility into a republican aristocracy.<br />
<strong>Rousseau</strong> combines the republican principle of equality, found inscribed<br />
among the Polish nobility in a number of existing institutions (such as the<br />
election of the king viritim, by individual vote of the entire nobility, or the<br />
liberum veto), taken here as an equal point of departure at the lowest level of<br />
the hierarchy, with Montesquieu’s concept of honor as the driving psychological<br />
force of a monarchy, embodied in the nobility from which it is inseparable,<br />
<strong>and</strong> expressed in ranks <strong>and</strong> distinctions. The form of amour propre<br />
put to work here is essentially the noble conception of honor.<br />
Acknowledging this restriction brings us to the second half of this crucial<br />
chapter, in which <strong>Rousseau</strong> attempts to abolish it. Both natural law <strong>and</strong><br />
national strength require that participation in public life be extended to all<br />
Poles. <strong>Rousseau</strong> thus proposes as part of the marche graduelle a procedure<br />
for the gradual emancipation of serfs <strong>and</strong> ennoblement of burghers. Up<br />
until this point, ‘system of graduated promotions’ has served as an adequate<br />
translation for marche graduelle. In a sense this is still the case, with serfdom<br />
<strong>and</strong> bourgeoisie (Bürgertum, citizenship) now functioning as additional<br />
lower rungs on the ladder. There is no reason in principle why an emancipated<br />
serf cannot subsequently become an ennobled bourgeois, <strong>and</strong> so on.<br />
But the emphasis shifts decidedly toward ‘gradual procedure’ – in coming<br />
to terms with the second aspect of the Polish paradox, the principle of particularism<br />
becomes the necessity of slow reform. <strong>Rousseau</strong> emphasizes the<br />
diffi culty involved:<br />
Nothing could be more delicate than the operation in question, for<br />
although everyone is sensible to how great an evil it is for the Republic that<br />
the nation should be as it were confi ned to the knightly order, <strong>and</strong> that all<br />
the rest, Peasants <strong>and</strong> Bourgeois, should count for nothing both in Government<br />
<strong>and</strong> legislation, such, after all, is the ancient constitution. Right<br />
now it would be neither prudent nor possible to change it all at once; but<br />
it might be prudent <strong>and</strong> possible to bring about this change gradually<br />
[d’amener par degrés ce changement], to see to it that, without perceptible<br />
revolution, the most numerous part of the nation grow attached by ties of<br />
affection to the Fatherl<strong>and</strong> <strong>and</strong> even to the Government. (Ibid., 243–4)<br />
<strong>Rousseau</strong> emphasizes that it is essential that emancipation be perceived as an<br />
honor (<strong>and</strong> perhaps also as a material advantage) for the former lord, <strong>and</strong><br />
that the comités de bienfaisance that award emancipation should have no punitive<br />
or coercive power. They are thus a pure instance of the notion of institutions<br />
as a means of organizing emulation even as they work to profoundly
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 189<br />
change the constitution (in the old sense) of society, that is, the composition,<br />
nature <strong>and</strong> health of the body politic. In closing the discussion he returns to<br />
the slowness of the process, emphasizing that it can be ‘speeded up, slowed<br />
down, or even halted’ as conditions warrant (ibid., 247).<br />
This sort of gradualism is fairly unusual in <strong>Rousseau</strong>’s work. The form of<br />
conservatism we have emphasized is not only opposed to abrupt change but<br />
also suspicious of change in general. The sequence of historical stages in<br />
the Discourse on Inequality is notable for the diffi culty <strong>Rousseau</strong> has explaining<br />
transitions between stages. Rather than the interaction of mutually<br />
reinfor cing factors working slowly over the long term, as one typically sees<br />
in the Scottish school, 22 <strong>Rousseau</strong> tends to see a sort of chicken-or-the-egg<br />
problem that paralyzes ‘progress’ <strong>and</strong> ought to allow for the status quo to<br />
be maintained indefi nitely. 23 Both the state of nature in the pure sense <strong>and</strong><br />
the so-called golden age preceding agriculture form coherent totalities that<br />
man need never have left <strong>and</strong> that he would not have left without the intervention<br />
of external factors. <strong>Rousseau</strong> attributes the end of both these states<br />
to geological catastrophes or ‘<strong>Revolution</strong>[s] of the Globe’: fl oods <strong>and</strong> earthquakes<br />
that create isl<strong>and</strong>s, volcanic eruptions that introduce the idea of<br />
metallurgy (<strong>Rousseau</strong>, 1997b, 165 <strong>and</strong> 168). In the Essay on the Origin of<br />
Languages <strong>Rousseau</strong> will even speak of a divine fi nger changing the axis of<br />
the earth’s rotation <strong>and</strong> thereby introducing seasons into a world that had<br />
previously known none (<strong>Rousseau</strong>, 1997d, 273).<br />
The gradualism of the Considerations is situated at the intersection of the<br />
principle of emulation – based on the action of amour propre, which so<br />
often appears as the hidden, insinuating motor of slow, even imperceptible<br />
but negative change – <strong>and</strong> that of particularism, which requires that<br />
the utmost respect be paid to the already existing customs, habits <strong>and</strong> institutions<br />
of the Polish people. <strong>Rousseau</strong>’s gradualism, that is, his promotion<br />
of reform over revolution, is the culmination of his effort throughout the<br />
text to present a realistic, non-utopian <strong>and</strong> non-revolutionary approach.<br />
<strong>Rousseau</strong>, for example, advises the Poles to leave the governing personnel<br />
of the existing regime in place.<br />
Never shake up the machine too brusquely. [ . . . ] Since it is impossible<br />
to create new citizens all at once, one has to begin by making do with<br />
those there are; <strong>and</strong> offering their ambition a new avenue is the way to<br />
incline them to follow it. (<strong>Rousseau</strong>, 1997a, 259)<br />
He is working here with an anthropology (or psychology, if you prefer) that<br />
is certainly optimistic in its estimation of human capacities but not utopian.
190 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
He looks not for a change in human nature but for a gradual, socially reinforced<br />
redirection of amour propre, the source of what is both best <strong>and</strong><br />
worst in us.<br />
We have thus established the presence of an important non- (although<br />
not counter-) revolutionary republicanism in <strong>Rousseau</strong>. It is explicitly gradualist<br />
<strong>and</strong> reformist, concerned about the loss of liberty with sudden change.<br />
It is clearly accepting of a signifi cant degree of social inequality, even if it<br />
seeks to reduce it in the long term. It operates most forcefully by harnessing<br />
a highly aristocratic version of amour propre to public service. In general<br />
terms, it sees its tools as those of encouragement, honorifi c incitements,<br />
pride <strong>and</strong> emulation <strong>and</strong> avoids coercion <strong>and</strong> punishment whenever possible.<br />
It seeks to substitute public opinion <strong>and</strong> mœurs for the action of law as<br />
such. In the Social Contract, the principle of such an approach is stated most<br />
explicitly in a famous passage on the ‘Classifi cation of the Laws’. After distinguishing<br />
political, civil <strong>and</strong> criminal law, <strong>Rousseau</strong> adds a fourth kind,<br />
the most important of all; which is not graven in marble or in bronze, but<br />
in the hearts of the Citizens; which is the State’s genuine constitution;<br />
which daily gathers new force; which, when the other laws age or die out,<br />
revives or replaces them [les supplée], <strong>and</strong> imperceptibly substitutes the<br />
force of habit for that of authority. I speak of mœurs, customs, <strong>and</strong> above<br />
all of opinion; a part [of the laws] unknown to our politicians but on<br />
which the success of all the others depends; a part to which the great<br />
Lawgiver attends in secret, while he appears to restrict himself to particular<br />
regulations which are but the ribs of the arch of which morals, slower<br />
to arise, in the end form the immovable Keystone. (<strong>Rousseau</strong>, 1997e,<br />
Book II, chapter 12)<br />
This text forms the transition between Books I <strong>and</strong> II of the book, dedicated<br />
to the production of a revolution in natural rights theory <strong>and</strong> the<br />
defi nition of the notions of legitimacy, sovereignty <strong>and</strong> the general will, <strong>and</strong><br />
the pragmatic orientation of Book III, which defi nes the various types of<br />
government <strong>and</strong> sketches out the dynamic by which governments inevitably<br />
usurp sovereignty, <strong>and</strong> Book IV, which proposes a republican solution in<br />
the sense we have just developed. Book IV, in its concern with ancient<br />
Rome, is the least read section of the text. If the great penultimate chapter<br />
on civil religion has always garnered substantial critical attention, the<br />
import ant chapter on censorship that precedes it has not. 24 It is in these<br />
chapters that the republican project we have traced in the Letter to d’Alembert
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 191<br />
<strong>and</strong> the Considerations makes its appearance. Books I <strong>and</strong> II, then, contain<br />
the ‘revolutionary’ <strong>Rousseau</strong>; Books III <strong>and</strong> IV the ‘republican’ one.<br />
This distinction between the halves of the Social Contract involves not only<br />
the diversity of objects they treat but more fundamentally their orientation<br />
toward modes of political action <strong>and</strong> temporality. It requires us to take<br />
account of a fundamental identity between revolution <strong>and</strong> legislation. <strong>Revolution</strong>ary<br />
action, in the fi rst place, is defi ned not by the destructive moment<br />
of revolt or insurrection but by the creative moment of legislation. At the<br />
same time, <strong>Rousseau</strong>’s refusal of a privileged status for ‘fundamental laws’<br />
(what we would today call the constitution) in the face of the absolute freedom<br />
of the people lawfully assembled requires us to recognize the fundamentally<br />
‘revolutionary’ character of each <strong>and</strong> every act of legislation. 25<br />
The general will operates in a pure present <strong>and</strong> is constrained by no tradition;<br />
it is limited by its own nature (‘the general will, to be truly such, must<br />
be so in its object as well as in its essence [ . . . ], must issue from all in order<br />
to apply to all’ (ibid., Book II, chapter 4), but it recognizes no prior law that<br />
it cannot legitimately overthrow <strong>and</strong> recreate. Republican temporality, as<br />
we have seen, is to the contrary that of the slow movement of custom <strong>and</strong><br />
long-st<strong>and</strong>ing tradition. What is perhaps unique to <strong>Rousseau</strong>’s construction<br />
is that neither of these temporalities is valorized to the exclusion of the<br />
other. This is no doubt connected to the sequence in which they occur.<br />
Counter-revolutionary thought conceives tradition as primary <strong>and</strong> original,<br />
grounded in nature or God; revolution comes upon tradition from the outside<br />
<strong>and</strong> disrupts it. For <strong>Rousseau</strong>, when it is a question of politics, it is<br />
always the revolutionary moment that comes fi rst, in the convention of the<br />
social contract itself or the action of the legislator. The republic builds tradition<br />
on top of that original moment; mœurs ‘supplement’ the laws. The<br />
concept of supplementarity, which Derrida developed in a famous analysis<br />
of <strong>Rousseau</strong> (Derrida, 1974), is the key to the relation between mœurs <strong>and</strong><br />
laws <strong>and</strong> a whole series of related oppositions, among which is that between<br />
the liberty of the ancients <strong>and</strong> the liberty of the moderns.<br />
<strong>Rousseau</strong>’s analysis does not lead to an opposition between an active,<br />
participatory liberty <strong>and</strong> a negatively defi ned absence of constraint on personal<br />
prioritization of choices. On the one h<strong>and</strong>, it seems to me that <strong>Rousseau</strong><br />
was in fact willing to accept relatively low levels of actual political<br />
participation on an on-going basis. The idea that a good society needs few<br />
laws implies that the sovereign assembles rarely <strong>and</strong> does little, <strong>and</strong> that a<br />
great deal of leeway is left in between to the government. On the other<br />
h<strong>and</strong>, he insists repeatedly that the protection of civil liberty <strong>and</strong> private
192 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
property is the primary purpose for which individuals come together in the<br />
social contract. <strong>Rousseau</strong>an virtue is not grounded in a substantive higher<br />
good <strong>and</strong> the public interest is derived from the calculus of private interests.<br />
The pertinent opposition here is rather between government by laws<br />
<strong>and</strong> government by mœurs. The ancient republic represents the vision of a<br />
society in which laws have been entirely absorbed into mœurs. In the Letter to<br />
d’Alembert, <strong>Rousseau</strong> gives an account of the relation between law <strong>and</strong> mœurs<br />
in Sparta:<br />
The fi rst function of the Spartan ephors upon taking offi ce was a public<br />
proclamation in which they enjoined the citizens not to observe but to<br />
love the laws, so that their observation would not be hard. This proclamation,<br />
which was not an idle formula, shows perfectly the spirit of the<br />
Spartan régime [l’esprit de l’institution de Sparte] in which laws <strong>and</strong> mœurs,<br />
intimately united in the hearts of the citizens, made, as it were, only one<br />
single body. But let us not fl atter ourselves that we shall see Sparta reborn<br />
in the lap of commerce <strong>and</strong> the love of gain. (<strong>Rousseau</strong>, 1968, 66–7)<br />
The identity of law <strong>and</strong> mœurs produces a state in which obedience is naturalized.<br />
The citizen of the ancient republic – the Spartiate or Roman – does<br />
not obey the law out of fear of punishment. He acts as he does because that<br />
is how Spartiates or Romans act; indeed, he need have no consciousness of<br />
following a law. Objective conformity to social norms of behavior is subjectively<br />
experienced as freedom itself. This pattern obviously exists under nonrepublican<br />
regimes as well: there is no society without internalized social<br />
norms of behavior that individuals perceive as the form of their freedom,<br />
<strong>and</strong> no sociology without a theory (of ideology, habitus, etc.) to describe its<br />
effects. <strong>Rousseau</strong> would by no means grant that the power of social norms<br />
to produce uniform behavior through the action of amour propre was any<br />
less powerful in the Paris described by Saint-Preux in Book II of The New<br />
Heloise. If monarchical society, however, can be said to be without mœurs (or<br />
to have ‘bad’ or ‘weak’ mœurs) it is because they are opposed to the laws,<br />
rather than reinforcing or naturalizing them. This in turn means that the<br />
laws appear as merely coercive; the element of freedom that must also be<br />
part of the law has disappeared. In the modern republic that <strong>Rousseau</strong><br />
attempts to construct in texts such as the Letter to d’Alembert <strong>and</strong> the Considerations<br />
on the Government of Pol<strong>and</strong> mœurs are neither opposed to nor identical<br />
with the law; they are its supplement. They naturalize social constraint<br />
<strong>and</strong> thereby allow the law to appear in the element of freedom. What this<br />
requires in particular is the recognition of the difference in temporality
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 193<br />
between the two modes. We can illustrate this fi nal point by means of a brief<br />
consideration of the relation between mythical fi gure of the lawgiver <strong>and</strong><br />
the ultimate institutionalization of mœurs, the civil religion.<br />
It is well known that the fi rst draft of the chapter on civil religion was<br />
composed by <strong>Rousseau</strong> on the verso side of the pages of the Geneva Manuscript<br />
dealing with the lawgiver. That fi rst version seems to represent an<br />
expansion of two canceled paragraphs at the end of the chapter concerning<br />
‘the contribution of Religion to the civil establishment’. 26 While he<br />
follows Vaughan in printing this distinctly rough draft after the end of the<br />
clean copy portion of the manuscript, Derathé hypothesizes that ‘<strong>Rousseau</strong><br />
had originally intended to put it following the chapter on the lawgiver’<br />
(<strong>Rousseau</strong>, 1959–95, Vol. III, lxxxix). In the Social Contract itself, however,<br />
the two chapters are separated by more than half the volume, with the<br />
‘Civil Religion’ coming just before the conclusion. Why should this be the<br />
case?<br />
In thematic terms, the fi gure of the mythical lawgiver is a defi ning element<br />
of the republican tradition. <strong>Rousseau</strong>’s treatment of the lawgiver here,<br />
as in the opening pages of the Considerations, draws directly on Machiavelli’s<br />
Discourses. Machiavelli like <strong>Rousseau</strong> draws a close connection between the<br />
foundation of viable states <strong>and</strong> the foundation of religions; this is why both<br />
treat Numa Pompilius rather than Romulus or Servius Tullius as the true<br />
founder of Rome. 27 But in terms of the structurally organization of the<br />
Social Contract, the lawgiver is indeed a revolutionary fi gure <strong>and</strong> belongs in<br />
the fi rst half of the book. His action is complete <strong>and</strong> instantaneous, producing<br />
a properly revolutionary change from the situation that preceded his<br />
appearance. He appears as the solution to the same sort of logical circle in<br />
which cause presupposes effect that characterized the discontinuous temporality<br />
of the Discourse on Inequality. The lawgiver solves the circular blockage<br />
according to which only good laws can make a people wise <strong>and</strong> virtuous,<br />
but only a wise <strong>and</strong> virtuous people can make good laws, in the same way<br />
that a volcanic eruption revealed metallurgy <strong>and</strong> seemingly instantaneously<br />
introduced the division of labor. Most importantly, the lawgiver has no<br />
place in the republican order he seeks to found, <strong>and</strong> the requirement that<br />
he exile himself like Lycurgus is quite literal (<strong>Rousseau</strong>, 1997e, Book II,<br />
chapter 7). If he attempts to remain in the state <strong>and</strong> hold offi ce, he will<br />
hasten the inevitable usurpation of sovereignty by the government, <strong>and</strong><br />
what he tried to create in secret in the form of mœurs will promptly degenerate<br />
into punitive law. In a fundamental sense, the withdrawal of the lawgiver<br />
corresponds to the need to bring the revolution to an end in order to found<br />
the republic.
194 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
The civil religion as described by <strong>Rousseau</strong> is in fact not a proto-<br />
totalitarian nightmare. It appeals to the Lacedaemonian ideal of the complete<br />
identity of law <strong>and</strong> mœurs but also distances itself from it in crucial<br />
<strong>and</strong> effective ways. The ‘exclusively national’ religions of the ancients<br />
(<strong>and</strong> not merely of ancient republics) is the inspiration for the civil religion<br />
but is no longer possible; the civil religion is necessarily modern, a<br />
result of the profound transformation of religious experience introduced<br />
by Christianity. This transformation involves not only the perversion introduced<br />
by Christianity – the distinction of a ‘spiritual kingdom’ from the<br />
earthly one <strong>and</strong> the inevit able rise of clerical power in opposition to the<br />
state – but also <strong>and</strong> more import antly the truth of universal fraternity<br />
(ibid., Book IV, chapter 8). 28 Under the ancient state religions there was<br />
an equivalence, not so much in principle as in uncontradicted practice,<br />
between conquest <strong>and</strong> conversion. The appearance of Christianity introduced<br />
the phenomenon of religious persecution; it also made necessary<br />
what <strong>Rousseau</strong> calls the ‘negative dogma’ that proscribes not only civil but<br />
also theological intolerance:<br />
Now that there no longer is <strong>and</strong> no longer can be an exclusive national<br />
Religion, one must tolerate all those which tolerate the others insofar as<br />
their doctrines contain nothing contrary to the duties of the Citizen. But<br />
whoever dares to say, no Salvation outside the Church, has to be driven out<br />
of the State [ . . . ]. (Ibid., 151)<br />
Theological tolerance is the consequence, perhaps even the logical equivalence<br />
of the fact that the political community <strong>and</strong> the religious community<br />
can never exactly coincide. And if these two communities cannot coincide,<br />
then neither can law <strong>and</strong> mœurs. The integral determination of mœurs by law<br />
<strong>and</strong> that of law by mœurs are both fi gures of unfreedom. Mœurs are the supplement<br />
of law <strong>and</strong> not its foundation. In a well-constituted republic, each<br />
domain is experienced as a realm of freedom with respect to the other.<br />
Notes<br />
1 On the notion of ‘liberal republicanism’ in the Thermidorian period see Jainchill,<br />
2008.<br />
2 This analysis fi rst appeared in Benjamin Constant, ‘Des réactions politiques’<br />
(1998); see Constant, 1998.<br />
3 See in particular the proceedings of a series of bicentennial conferences organized<br />
by Furet in collaboration with Keith Michael Baker <strong>and</strong> Colin Lucas in Baker,<br />
Furet, Lucas <strong>and</strong> Ozouf, 1987–1994.
<strong>Rousseau</strong>, the <strong>Revolution</strong> <strong>and</strong> the Republic 195<br />
4 Furet developed this generalized form of the analysis most explicitly in his last<br />
major work on the revolution, Furet, 1992.<br />
5 ‘The people’s liberty is in its private life; do not disturb it’ (Saint-Just, 2004,<br />
1089).<br />
6 In fact this distinction already appears in Staël’s Des circonstances actuelles (Stäel,<br />
1964, 129): ‘In the present era liberty means everything that protects citizens’<br />
independence of the government. The liberty of ancient times means everything<br />
that ensured citizens the largest share in the exercise of power’. Constant <strong>and</strong><br />
Staël’s historical analysis was given its current form – the opposition of ‘positive’<br />
<strong>and</strong> ‘negative’ liberty – by Isaiah Berlin (2002, 166–217).The most developed<br />
reading of <strong>Rousseau</strong> as proto-totalitarian, derived from this analysis, is Talmon,<br />
1952.<br />
7 On <strong>Rousseau</strong> <strong>and</strong> the 1789 Declaration, see Gauchet, 1989 <strong>and</strong> Wright, 1994. On the<br />
debate on the veto, see Grange, 1969; Baczko, 1988 <strong>and</strong> Baker, 1990, 252–305.<br />
8 Roger Barny has emphasized the diversity of ‘<strong>Rousseau</strong>isms’ during the revolution<br />
in a series of publications; for an overview see Barny, 1974.<br />
9 On the history of the concept of the ‘general will,’ see Riley, 1986; <strong>and</strong> more<br />
recently Bernardi, 2006. On the particular point that concerns us here, Bernardi’s<br />
critique of Riley represents a shift on emphasis.<br />
10 I argue in Swenson, 2000, that the question of what ‘<strong>Rousseau</strong>’ meant to the revolutionaries<br />
– indeed, of why the Social Contract could assume for them the<br />
importance it did – requires a much wider consideration of his œuvre, notably<br />
including the Émile <strong>and</strong> The New Héloise.<br />
11 An important recent contribution to the study of <strong>Rousseau</strong>’s relation to jusnaturalism<br />
is to be found in the consideration of the incidence of specifi cally Genevan<br />
debates in Rosenblatt, 1997.<br />
12 For a particularly explicit statement on the relation between the language of virtues<br />
<strong>and</strong> the language of rights, see Pocock, 1985. Pocock’s construction of this<br />
history is silent on France; for an overview of the possibilities of such a history see<br />
Baker, 2001. An entirely opposite orientation, which identifi es republicanism<br />
<strong>and</strong> natural right, underlies the majority of contributions in Belissa, Bosc <strong>and</strong><br />
Gauthier, 2009.<br />
13 See Sonenscher, 2007, 150: ‘in a sense the modern distinction between republics<br />
<strong>and</strong> monarchies could be said to have begun with Montesquieu’; see also Shklar,<br />
1993 <strong>and</strong> Wright, 2007.<br />
14 The principle is shared by Romantics of all political stripes; the principle (if not<br />
the precise phrasing) underlies Staël, 1964, 139–256.<br />
15 <strong>Rousseau</strong> refers this question to the equally straightforward criterion of<br />
population.<br />
16 See the draft of the Social Contract known as the ‘Geneva Manuscript’, Book I,<br />
chapter 2, in <strong>Rousseau</strong>, 1997e, 154–5.<br />
17 On the concept of public opinion in <strong>Rousseau</strong>’s work, see Senellart, 2002 <strong>and</strong><br />
Bernardi, ‘Rationalité et démocratie: une autre généalogie du concept d’opinion<br />
publique’.<br />
18 For presentations of the Considerations as utopian by scholars with signifi cant<br />
expertise in Polish history, see Baczko, 1989, 43–70 <strong>and</strong> Wolff, 1994, 235–83.<br />
19 For a refl ection on the importance of the positive functions of amour propre in<br />
<strong>Rousseau</strong>, see Cooper, 1999.
196 <strong>Rousseau</strong> <strong>and</strong> <strong>Revolution</strong><br />
20 A crucial moment in the formation of Bourdieu’s theory of symbolic capital is the<br />
analysis of honour in Kabyle society in Bourdieu, 1997. In Montesquieu: Pouvoirs,<br />
richesses, et sociétés, Céline Spector shows that Montesquieu’s conception of the<br />
‘market’ mechanism of the production of an ‘involuntary convergence of particular<br />
interests in the public interest – what Smith would soon after call the<br />
‘invisible h<strong>and</strong>’ (Spector, 2004, 17) occurs not with respect to wealth but honour<br />
in Montesquieu’s analysis.<br />
21 On the relation between the moralist analysis of amour propre <strong>and</strong> the economic<br />
concept of interest, see, most recently, Force, 2003.<br />
22 See, for example, Smith, 1979, 1:24: ‘The division of labor [ . . . ] is the necessary,<br />
though very slow <strong>and</strong> gradual consequence of a certain propensity in human<br />
nature [ . . . ] to truck, barter <strong>and</strong> exchange one thing for another’. See also<br />
Ferguson, 1995, 174, <strong>and</strong> my discussion in Swenson, 2000, 75–84.<br />
23 The clearest example (precisely because it serves to illustrate the general point<br />
rather than occupying a particular moment that needs to be accounted for) is the<br />
digression on the origin of language in the second Discourse. See <strong>Rousseau</strong>, 1997b,<br />
145–9.<br />
24 For a notable exception, see Senellart, 2002.<br />
25 See <strong>Rousseau</strong>, 1997e, Book I, chapter 7: ‘It is therefore contrary to the nature of<br />
the body politic for the Sovereign to impose on itself a law which it cannot break<br />
[ . . . ]. [T]here is not, nor can there be, any kind of fundamental law that is<br />
obligatory for the body of the people, not even the social contract.’<br />
26 See the complete text of the Geneva Manuscript in <strong>Rousseau</strong>, 1994b, 104. These<br />
paragraphs follow on the sentence, ‘One should not from all this conclude with<br />
Warburton that among us politics <strong>and</strong> religion have a common object, but rather<br />
that at the origin of nations one serves as the instrument of the other,’ which will<br />
remain the conclusion of the defi nitive version of the Social Contract, <strong>Rousseau</strong>,<br />
1997e, Book II, chapter 7.<br />
27 On founders of states generally, see Machiavelli, 1989, Book 1, chapter 9.<br />
28 ‘Through this saintly, sublime, genuine Religion, men, as children of the same<br />
God, all recognize one another as brothers, <strong>and</strong> the society that unites them does<br />
not dissolve even at death.’
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(1969), ‘Émile’, in Œuvres Complètes, vol. IV. Paris: Gallimard.<br />
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(1979), Émile, or On Education. New York: Basic Books.<br />
(1986), ‘Constitutional Project for Corsica’, in Political Writings. Madison: The University<br />
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(1988a), ‘Essay on the Origin of Languages <strong>and</strong> Writings Related to Music’, in Collected<br />
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Age of <strong>Revolution</strong> (1789–1848) 10,<br />
114, 116, 125<br />
Arendt, H. 51, 59, 112<br />
Aristotle 35<br />
Ashcraft, R. 21<br />
Bachofen, B. 5–6, 9–10, 25, 95<br />
Baczko, B. 104, 176<br />
Badiou, A. 106–10<br />
Baggesen, A. 120<br />
Baggesen, J. 119<br />
Baker, K. M. 52<br />
Balibar, E. 98–9<br />
Balzac, H. de 83–4<br />
La Comédie humaine 83<br />
Le Père Goriot 83<br />
Bang, G. 126<br />
Barbeyrac, J. 178<br />
Barère, B. 56<br />
Barthes, R. 158<br />
Batista, F. 98<br />
Beck, F. 125<br />
Benthamist radicalism 116<br />
Bergson, H. 156<br />
Berlin, I. 12, 28, 51<br />
Bernardi, B. 95, 178<br />
Bernstorff, A. P. 120<br />
Bildung 79<br />
Biou, J. 155<br />
Birckner, M. G. 119<br />
Blanc, L. 124–5, 128<br />
Blum, C. 52<br />
body politic 24–5, 59, 74, 101, 136,<br />
141, 181, 189<br />
Boissel, F. 56<br />
Bonald, L. de 126, 180<br />
Index<br />
Borgbjerg, F. 126<br />
Bourdieu, P. 186<br />
Bourg, J. 4, 9<br />
Br<strong>and</strong>es, G. 125–6<br />
Brassart, P. 161<br />
Brown, H. G. 176<br />
Bruun, M. K. 120<br />
Burke, E. 5, 9, 65, 116, 120<br />
Burlamaqui, J.-J. 178<br />
Calvin, J. 23<br />
Canovan, M. 37<br />
Carlsen, O. 117, 119<br />
Cassirer, E. 9<br />
Castro, F. 47, 98<br />
Chalier, J. 88<br />
Chateaubri<strong>and</strong>, F-R. de 83<br />
Génie du christianisme 83<br />
Chaumette, P-G. 56<br />
Chénier, M-J. 56<br />
‘Hymn to Jean-Jacques <strong>Rousseau</strong>’ 56<br />
Church, C. 116<br />
civic virtue 141–3<br />
of Émile 143–5<br />
from society’s perspective 145–8<br />
civil religion 22, 146, 190, 193–4<br />
cold war, the 9, 52–3, 62<br />
Collot d’Herbois, J-M. 56<br />
communism 51, 116<br />
Condillac, E. B. de 162<br />
Condorcet, N. de 171–2<br />
conservatism 6, 116, 122, 189<br />
Constant, B. 11–12, 28, 116, 124, 175–6<br />
The Copenhagen Post 124<br />
Corinthians 2.3:3 92<br />
Corsican revolution, the 158–9
212 Index<br />
Couthon, G. A. 58, 62<br />
Craiutu, A. 124<br />
creation, the dilemma of 135–6<br />
Crocker, L. G. 154<br />
Cromwell, O. 22, 152, 156<br />
D’Alembert, J. 156, 170, 173<br />
Dallmayr, F. 34<br />
Darnton, R. 168<br />
David, C. N. 122<br />
Davies, P. 51<br />
Deleuze, G. 1, 152–3, 159<br />
Delon, M. 163<br />
democracy 23–7<br />
modern people <strong>and</strong> 27–30<br />
democratic revolution 1<br />
democratization 115–16<br />
Demosthenes 164–6, 171<br />
Denmark, <strong>Rousseau</strong> reception in<br />
114–28<br />
Modern Political Culture,<br />
development of 115–17<br />
beyond 1850 125–7<br />
fi rst phase (1750s-1780s) 117–18<br />
second phase- The French<br />
<strong>Revolution</strong> (1789–1815 )<br />
119–22<br />
third phase- repoliticization 122–5<br />
d’Épinay, Mme L. 171<br />
Derathé, R. 9, 178<br />
Jean-Jacques <strong>Rousseau</strong> 178<br />
Derrida, J. 191<br />
Descartes, R. 32, 87<br />
Diderot , D. 6, 83, 156, 161–2, 173<br />
Dirckinck-Holmfeld, C. 125<br />
Douglass, F. 35<br />
Engels, F. 99–100<br />
English <strong>Revolution</strong> 23, 152, 156<br />
Euripides 119<br />
Falaky, F. 7<br />
Fanon, F. 4, 31, 38, 41, 49, 50<br />
Black Skin,White Masks 40<br />
on Manicheanism <strong>and</strong><br />
liberation 41–9<br />
on method 40–1<br />
Farr, J. 11<br />
fascism 51<br />
Fichte, J. G. 72, 119<br />
Flynn, B. 53<br />
fortuna 11<br />
Fourier, C. 125<br />
Franklin, B. 56<br />
freedom, legislation of 136–7<br />
traits of apt subject for 137–41<br />
French <strong>Revolution</strong> 2–3, 7–9, 18–19,<br />
47, 52, 98, 106, 110, 115, 117<br />
Friisberg, C. 122<br />
Furet, F. 52, 54, 175–6<br />
‘The French <strong>Revolution</strong> Is Over’ 175<br />
Furetière, A. 163<br />
Gagnebin, B. 98<br />
Gauchet, M. 179<br />
Ginzburg, C. 83<br />
Girardin, L.-R. 89<br />
Glorious <strong>Revolution</strong>, the 23<br />
Gordon, J. A. 4<br />
Gordon, L. 44<br />
Gough, H. 51<br />
gradualism 189<br />
Gregoire, H. 56–7<br />
Grotius, H. 142, 178<br />
Grundtvig, N. F. S. 123, 127<br />
Guattari, F. 159<br />
Gueniffey, P. 52<br />
Guérin, D. 176<br />
Guingéné, P.-L. 88<br />
Lettres sur les Confessions 88<br />
Guizot, F. 116, 124<br />
Habermas, J. 161<br />
Hampson, N. 52<br />
Hatzenberger, A. 1, 11, 159–60<br />
Hegel, G. W. F. 4, 49, 64, 78, 117, 124<br />
civil society <strong>and</strong> the problem of<br />
general will 76–9<br />
Jenaer Realphilosophie 68<br />
Lectures on the Philosophy of History 64<br />
Phenomenology of Spirit 64–5, 69, 72<br />
Philosophy of Right 4, 64–5, 69<br />
Hennings, A. V. 119, 121<br />
Hérault de Séchelle, M.-J. 110–1
Hesse, C. 52–3, 55<br />
Hobbes, T. 24, 33, 39, 142, 145, 178<br />
Hobsbawm, E. J. 116<br />
Høffding, H. 125<br />
Holm, E. 117, 119<br />
Homer 119<br />
Horstbøll, H. 116–17<br />
Hugo, V. 98<br />
Iran 1, 3<br />
green movement in 3<br />
presidential elections (2009) 1<br />
Israel, J. 6<br />
Israel-Lebanon war (2006) 3<br />
Jacobin movement 51–2, 54–8, 64–5,<br />
67, 86, 88, 93, 115–16, 121,<br />
123, 125<br />
Jean-Jacques <strong>Rousseau</strong> à ses derniers<br />
moments 56<br />
Jensen, C. E. 126<br />
Johnson, D. 124<br />
Jørgensen, H. 117, 119<br />
Kant, I. 49, 72, 78, 117, 119<br />
Kelly, C. 37<br />
Koch, C. H. 117<br />
Kolderup-Rosenvinge, J. L. A. 125<br />
The Koran 93<br />
Koselleck, R. 10<br />
Kraft, J. 117–18<br />
Krarup, S. 127<br />
Kruse, L. 119–20<br />
Labrosse, C. 168<br />
Laconism 172–3<br />
La Feuille villageoise 88<br />
Lamy, B. 170<br />
L<strong>and</strong>auer, G. 160<br />
Die <strong>Revolution</strong> 160<br />
Langballe, J. 127<br />
Lauritsen, H. R. 8<br />
Lefort, C. 53<br />
Leibnitz, G. W. 87<br />
Le Moniteur universel 55<br />
L’Enfance de Jean-Jacques <strong>Rousseau</strong> 56<br />
Lenin, V. 4<br />
Index 213<br />
Le Peletier, L.-M. 88<br />
Les Révolutions de Paris 94<br />
Lévi-Strauss, C. 34<br />
liberalism 51, 116, 122, 126, 175<br />
Locke, J. 5, 6, 19–22, 24–8, 118,<br />
142, 178<br />
Longinus 168<br />
Louis XV 161<br />
Lycurgus 166–7, 172, 184, 193<br />
McDonald, J. 52<br />
Machiavelli, N. 11, 145, 179, 193<br />
Maistre, J. de 51, 59, 116, 126<br />
Malesherbes 170<br />
Mallet du Pan, J. 93<br />
Le Mercure britannique 93<br />
Malon, B. 126<br />
Manin, B. 2<br />
Mao Zedong 109–10<br />
Marat, J.-P. 89–90, 93<br />
Martin, J.-C. 54<br />
Marx, K. 3, 42, 51, 59, 79, 99, 100, 105<br />
Meaume, E. 90<br />
Mellon, S. 123<br />
Mercier, L-S. 7, 85, 154, 172<br />
Le Tableau de Paris 172<br />
Mettrie, J. O. de La 85–6<br />
L’Homme-machine 85<br />
Mirabeau, H. 90, 176<br />
Moliere 84, 94<br />
Møller, P. S. 126–7<br />
Montesquieu, C. 2, 20, 124, 182, 187–8<br />
Mornet, D. 93<br />
Mossin, C. 10<br />
Mounier, J.-J. 95<br />
Moyn, S. 52–3<br />
Nancy, J.-L. 163<br />
Nannestad, N. 118<br />
Napoleon 54, 153<br />
Neuhouser, F. 69<br />
Newton, I. 32<br />
Niedleman, J. 36<br />
Nietzsche, F. 160<br />
Untimely Meditations 160<br />
Numa Pompilius 166–7, 184, 193<br />
Nuzzo, A. 4, 77
214 Index<br />
Nygaard, B. 8–9, 117, 122, 124–5<br />
Paine, T. 119<br />
Palissot de Montenoy, C. 56, 89–90<br />
Mémoire sur la Littérature 90<br />
The Philosophes 56, 89<br />
Palmer, R. R. 51<br />
Pascal, B. 19<br />
Paulhan, J. 163<br />
Les Fleurs de Tarbes 163<br />
Pettit, P. 5<br />
Plato 19, 168–9, 171, 180<br />
Crito 19<br />
Phaedrus 168–9<br />
Plutarch 165–8, 170, 172–3<br />
‘Life of Demosthenes’ 165–6<br />
‘The Life of Lycurgus’ 172–3<br />
Parallel Lives 170, 172<br />
Pocock, J. G. A. 5–6, 179<br />
Popper, K. 154<br />
possessive individualism 116, 118<br />
Prudhomme, L.-M. 94<br />
Pufendorf, S. von 178<br />
Pythagoras 169<br />
Quinet, E. 87–8<br />
La Révolution 87<br />
radicalism 3, 115–16, 122, 124–5,<br />
128, 154<br />
Rancière, J. 100–1, 104<br />
reading, theory of 167–9<br />
Reagan, R. 152–3<br />
Restoration 20, 43, 115, 127<br />
revolutionary government 109–11<br />
Rice, C. 3<br />
right 72<br />
as the Dasein of the free will 72<br />
Ripstein, A. 73, 75<br />
Robespierre, M. 4, 10, 30, 51, 53–5,<br />
57–8, 60, 62, 87, 106, 165–6, 168<br />
Romulus Augustus 193<br />
Rothe, T. 117–18<br />
Rotteck, K. V. 116<br />
<strong>Rousseau</strong>, J-J. 2, 4, 17–22, 24–8, 32,<br />
34–8, 59, 66–7, 70, 73–4, 76,<br />
91–2, 94–5, 99–100, 102–4, 107,<br />
109, 111–12, 118, 135–7, 139–43,<br />
153, 156–60, 162–5, 167–73, 178,<br />
180, 181, 183–4, 187, 189–90,<br />
192–3<br />
<strong>and</strong> Corsica 37–40, 45<br />
the French <strong>Revolution</strong> 51–62<br />
<strong>Rousseau</strong> in the terror of 54–8<br />
<strong>Rousseau</strong>’s infl uence on 61–2<br />
terror as the vacuum of 52–4<br />
on illegitimacy 34–7<br />
on method 31–4<br />
paradoxical conservatism of 17–30<br />
on violence 58–61<br />
<strong>Rousseau</strong>’s works<br />
The Confessions 17, 27, 119<br />
Considerations 183–5, 187, 189, 191–3<br />
Dialogues 18, 182<br />
Discourse on Inequality 19–20, 92, 95,<br />
117, 171, 189, 193<br />
Discourse on Political Economy 25<br />
Discourse on the Art <strong>and</strong> Sciences 159–60<br />
Discourse on the Virtue 158<br />
Émile 18–19, 28, 56, 89–90, 114, 119,<br />
149, 164, 172<br />
Essay on the Origin of Languages 161,<br />
189<br />
First Discourse 33<br />
Fragments politiques 167<br />
Julie ou la Nouvelle Héloïse 167, 192<br />
The Letters Written from the<br />
Mountain 22<br />
Letter to M. d’Alembert on the<br />
Theater 170, 180, 182–3, 190, 192<br />
On the Origins of Inequality 119<br />
Pygmalion 56<br />
Second Discourse 31–2, 35, 41, 156, 159<br />
The Social Contract 18, 21–2, 26, 28,<br />
31, 34, 51–2, 55–6, 58–60, 62, 64,<br />
66, 74, 84, 88, 91–6, 98–9, 101,<br />
107, 119–21, 124–5, 146, 156–8,<br />
164, 176–80, 190–1, 193<br />
Roussel, J. 17, 88, 93, 123–4<br />
Russian <strong>Revolution</strong> 51<br />
Saint-Just, L.-A. de 58, 62, 172, 176<br />
Saint Paul 92<br />
Schama, S. 52
Schiern, F. 124<br />
Schlegel, J. F. W. 119<br />
Schmidt, J. 68, 77<br />
Schmitt, C. 54<br />
Schoenhals, M. 110<br />
Seip, J. A. 116–17<br />
Sénac de Meilhan, G. 93<br />
Servius Tullius 193<br />
Skinner, Q. 5<br />
Soboul, A. 2, 176<br />
Socrates 168–9<br />
Solon 167<br />
Sørensen, Ø. 116–17, 119, 126<br />
Spinoza, B. 6, 87<br />
Spitz, J-F. 5–6<br />
spoken word 161–7<br />
community <strong>and</strong> the speaking<br />
subject 166–7<br />
malady of, the 162–4<br />
pedagogy of voice 164–6<br />
Staël, M. de 126, 166, 175–6<br />
Stalin, J. 152<br />
Starobinski, J. 107–8<br />
Steffens, H. 122–3<br />
Stelling-Michaud, S. 103<br />
Stender-Petersen, O. 124<br />
Stewart, J. 117, 122<br />
Stilling, P. M. 125<br />
Stybe, S. E. 117<br />
Süßenberger, C. 120<br />
Swenson, J. 7, 9, 11, 12, 52, 54, 93, 95,<br />
102, 104, 110, 177<br />
On Jean-Jacques <strong>Rousseau</strong> 95<br />
Sydney, A. 19<br />
Taine, H. 51<br />
Talmon, J. 5, 51<br />
Index 215<br />
The Origins of Totalitarian Democracy 5<br />
Talmon, J. L. 110, 154<br />
Tetens, J.-N. 121–3<br />
Thérèse Levasseur 57<br />
Thuriot, J-A. 57<br />
Tocqueville, A. de 170<br />
L’Ancien Régime et la Révolution 170<br />
Vaughan, C. E. 155, 159<br />
Verulam 32<br />
Viroli, M. 5<br />
virtú 11<br />
Volney, C.-F. de 89<br />
Voltaire 2, 17, 56, 84, 90, 94, 124,<br />
126, 157<br />
C<strong>and</strong>ide 85<br />
Wåhlin, V. 116<br />
Weber, M. 36<br />
will<br />
arbitrary will (Willkür) 72–3, 75–6<br />
general will (volonté générale) 64, 71,<br />
78, 112<br />
indivisibility of 99–101<br />
private will vs. 73–6<br />
universal <strong>and</strong> individual will 68–72<br />
will of all (volonté de tous) 64, 78<br />
writing 169–72<br />
as a form of mourning 169<br />
as mute language 169–72<br />
<strong>and</strong> painting 169<br />
Xenocrates 171<br />
Yamashita, M. 11<br />
Žižek, S. 4