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Introduction<br />

The publication of the second edition of Synthetic Lubricants and High-Performance Functional<br />

Fluids comes at a milestone in the way we have chosen to record and order historical events. Very<br />

shortly we shall enter a new millennium in our accounting system—a time that seems appropriate<br />

to reflect on the past and prognosticate on the future. When we do this, we realize that we live<br />

in a time like no other. At no time in our history has change and real improvement in the human<br />

condition come at so rapid a pace. Even a subject as seemingly mundane as lubrication has shared<br />

in and significantly contributed to the exhilarating pace of progress.<br />

In the most fundamental sense, a lubricant may be defined as a substance that has the ability<br />

to reduce friction between two solid surfaces rubbed against each other. The use of natural<br />

products to achieve this effect dates to antiquity. Art decorations on the inner wall of the<br />

Egyptian tomb of Tehuti-Hetep (ca. 1650 B.C.) indicate that olive oil on wooden planks was<br />

used to facilitate the sliding of large stones, statues, and building materials. Egyptian chariots<br />

dating to 1400 B.C. have been uncovered that have small amounts of greasy materials, presumed<br />

to be either beef or mutton tallow, on the axles. In addition to animal fat and vegetable oil, petroleum<br />

products have been used for lubrication in a primitive fashion for more than a millennium.<br />

In fact, Herodotus (484–424 B.C.) described methods of producing bitumen and a lighter oil<br />

from petroleum.<br />

The first synthetic hydrocarbon oils were produced by the prominent chemists Charles<br />

Friedel and James Mason Crafts in 1877. Standard Oil Company of Indiana commercialized a<br />

synthetic hydrocarbon oil in 1929, but it was unsuccessful because of a lack of demand. However,<br />

the onset of World War II, and the subsequent shortages of petroleum feedstocks in Germany,<br />

France, and Japan, revitalized interest in synthetic lubricants. Moreover, the German disaster at<br />

the Battle of Stalingrad in 1942 demonstrated the inadequacy of petroleum products in extremely<br />

cold weather. Because the lubricants used in tanks, aircraft, and other military vehicles gelled,<br />

the engines used in the vehicles could not be started. An intense German research effort to find<br />

alternative lubricants ensued, which led to the first manufacture of synthetic products by olefin<br />

polymerization.<br />

Interest in ester-based lubricants appears to date back to the Zurich Aviation Congress in<br />

1937. Triesters were later synthesized from fatty acids and trimethanolethane. These materials<br />

performed so well that more than 3500 esters were prepared and evaluated in Germany between<br />

1938 and 1944. Meanwhile, the first diester base stocks were developed in the United States at<br />

the Naval Research Laboratory between 1942 and 1945. The British began using esters in 1947<br />

as lubricants for turboprop aircraft, in which conventional mineral oils failed to give satisfactory<br />

performance at high temperatures. With the introduction of jet engines, the problem became even<br />

more complex because of the need for lubrication at very low temperatures to the front of the<br />

engine and at very high temperatures to the rear. The need for fire-resistant hydraulic fluids in<br />

aircraft further spurred the development of synthetics.<br />

Copyright © 1999 Marcel Dekker, Inc.<br />

vii

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