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Drugs and the pharmaceutical sciences

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470 Gottschalk<br />

FIGURE 4 Comparison of (A) dead-end (normal flow) <strong>and</strong> (B) tangential (cross-flow) filtration.<br />

In each panel, <strong>the</strong> large arrow shows <strong>the</strong> direction of feed flow <strong>and</strong> <strong>the</strong> small arrows show <strong>the</strong><br />

direction of permeate accumulation.<br />

only used where <strong>the</strong> retentate load in <strong>the</strong> feed stream is anticipated to be low (e.g., sterile<br />

filtration for product filling, virus removal). Where filtration is used for clarification <strong>and</strong><br />

size fractionation, tangential-flow filtration (also known as cross-flow filtration) is<br />

preferred. In this configuration, <strong>the</strong> feed flow is parallel to <strong>the</strong> filter medium <strong>and</strong> thus<br />

perpendicular to <strong>the</strong> flow of permeate. This allows retained species to be swept along <strong>the</strong><br />

filter surface <strong>and</strong> out of <strong>the</strong> device, helping to maintain high flux levels even with large<br />

amounts of retentate.<br />

Tangential-flow filter modules come in many designs. These differ in terms of<br />

channel spacing, packing density, cost, pumping energy requirements, plugging tendency<br />

<strong>and</strong> ease of cleaning, so <strong>the</strong> design must be chosen on a case-by-case basis for each<br />

bioprocess depending on <strong>the</strong> implications of <strong>the</strong> above criteria in <strong>the</strong> context of <strong>the</strong><br />

overall process train (Jornitz et al., 2002; Dosmar et al., 2005). Filter media can be<br />

divided into two major types: surface filters <strong>and</strong> depth filters (Fig. 5A). Surface filters are<br />

essentially thin membranes containing capillary-like pores. Particles or molecules which<br />

are too big to pass through <strong>the</strong> pores are retained on <strong>the</strong> membrane surface, that is, <strong>the</strong><br />

retentivity is “distinct” at a certain particle-size in regard to <strong>the</strong> pore size/cut-off <strong>and</strong> this<br />

can be validated as discussed below.<br />

In contrast, depth filters have a thicker ‘bed’ of filter medium ra<strong>the</strong>r than a thin<br />

membrane, <strong>and</strong> particles are trapped in <strong>the</strong> interstices of <strong>the</strong> internal structure, which<br />

describes a torturous path from one side of <strong>the</strong> filter to <strong>the</strong> o<strong>the</strong>r. To increase <strong>the</strong> surface<br />

area available for filtration without increasing <strong>the</strong> footprint, depth filter pads are ei<strong>the</strong>r<br />

inserted manually into filter presses or, more preferably, supplied as lenticular filters, in<br />

which multiple filter pads are pre-assembled in a modular housing.<br />

The materials used to construct depth filters include cellulose fibers, inorganic filter<br />

aids, resin binders <strong>and</strong> syn<strong>the</strong>tic polymers, offering a large inner surface area <strong>and</strong> void<br />

volumes of up to 85% (Singhvi et al., 1996; Prashad <strong>and</strong> Tarrach, 2006). Inorganic filter<br />

aids such as diatomaceous earth <strong>and</strong> perlite increase <strong>the</strong> permeability <strong>and</strong> retention<br />

characteristics of <strong>the</strong> filter matrix, while syn<strong>the</strong>tic polymers <strong>and</strong> resin binders increase<br />

<strong>the</strong> strength of <strong>the</strong> filter medium <strong>and</strong> generate a net positive charge that helps to trap<br />

colloids. For <strong>the</strong>se reasons, depth filters can trap particles much smaller than <strong>the</strong><br />

maximum pore size. The retention mechanism of depth filters is not absolute, <strong>and</strong><br />

changes during operation as retentate builds up in <strong>the</strong> filter matrix. Therefore, depth<br />

filters cannot be validated for use in sterile filtration in <strong>the</strong> same way as membrane filters,<br />

but because <strong>the</strong>y are less expensive than membrane filters <strong>the</strong>y are often employed in prefilter<br />

steps to remove cells <strong>and</strong> debris. For example, feed streams from mammalian cell

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