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<strong>IEOR</strong> <strong>130</strong> <strong>Methods</strong> <strong>of</strong> <strong>Manufacturing</strong> <strong>Improvement</strong><br />

<strong>Fall</strong>, <strong>2013</strong><br />

Pr<strong>of</strong>. Leachman<br />

Homework Problems #6<br />

Due Tuesday Oct. 17, <strong>2013</strong><br />

1. Data in a factory has been collected on the performance <strong>of</strong> five types <strong>of</strong> machines, as<br />

displayed in the following table. The machines are all used in the same process flow.<br />

Shown in the table for each machine type are the theoretical production time per lot<br />

(TPT) in hours, the number <strong>of</strong> lots (NL) processed, the actual production time (PT) in<br />

hours and the down time (DT) in hours. Total time for each machine type is 24 hours.<br />

Machine TPT NL PT DT<br />

Type<br />

A 1.0 20 21.0 2.5<br />

B 1.0 21 21.5 1.5<br />

C 0.5 38 20.0 0.5<br />

D 0.5 36 20.0 3.0<br />

(a) Calculate the availability, the utilization <strong>of</strong> total time and the utilization <strong>of</strong> availability<br />

for each machine type. Calculate the OEE <strong>of</strong> each machine type. Assume quality<br />

efficiency is 100% for all machine types.<br />

(b) Suppose it is possible to reduce down time by 0.5 hours per day for any <strong>of</strong> the four<br />

machine types. However, it is not possible to reduce down time for more than one <strong>of</strong> the<br />

machine types, i.e., you must pick one machine type and reduce down time <strong>of</strong> that<br />

machine type. For which one do you think it would be most beneficial to fab<br />

performance? Why? How will fab performance improve?<br />

(c) Suppose it is possible to increase rate efficiency <strong>of</strong> any <strong>of</strong> the four machine types. For<br />

which one do you think it would be most beneficial to fab performance? Why? How will<br />

fab performance improve?<br />

2. A wafer fabrication plant produces 800 wafers per day <strong>of</strong> a memory device. The line<br />

yield is 100%. The steppers are the bottleneck equipment. At present, the OEE <strong>of</strong> the<br />

steppers averages 0.667, the down time averages 10% and the idle time averages 5%. The<br />

quality efficiency for the steppers is 100%. Considering all photo steps to make the<br />

memory device, the total theoretical process time per wafer is 0.5 hours.<br />

(a) How many steppers are operating in the plant?<br />

(b) What is the rate efficiency <strong>of</strong> the steppers?<br />

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(c) What rate efficiency would be sufficient to reduce the number <strong>of</strong> operating steppers<br />

by one without reducing the output?<br />

3. Two alternative processing machines are under consideration. Statistics about machine<br />

performance and maintenance are as follows:<br />

Machine Rework Scrap Avg. PM Avg. Machine Avg. Process time<br />

Rate Rate Hours/Week Failures (Hours) (Hours/lot-pass)<br />

MTBF MTTR<br />

A 0.01 0.001 16 200 8 0.55<br />

B 0.02 0.006 18 100 6 0.50<br />

Assume the fab operates 168 hours per week. The machines process one lot at a time.<br />

When rework is required, the lot must be processed a second time. The average<br />

process time for the second pass is the same as for the first pass. The chance <strong>of</strong> a third<br />

pass is negligible.<br />

(a) What is the average availability <strong>of</strong> each machine type?<br />

(b) The two machines have the same price. From a productivity point <strong>of</strong> view, which one<br />

would you recommend? Explain.<br />

4. An I Line stepper is the bottleneck <strong>of</strong> a small fabrication facility, and management<br />

desires to maximize its output rate. When equipped with a brand new bulb, the lamp<br />

intensity <strong>of</strong> the stepper is approximately 1,000 mW/cm2. The intensity declines after<br />

every wafer exposure until the bulb is replaced. The photo engineer has estimated the<br />

lamp intensity function to be LI(n) = 1,000(0.9994) n , where n refers to the nth wafer<br />

exposed since the bulb was replaced and LI(n) is the lamp intensity realized for the nth<br />

wafer. The total machine down time to replace the bulb and re-qualify the stepper is four<br />

hours. Other stepper data: wafer exchange time XT = 13 seconds, initial alignment time<br />

AT = 27.5 seconds, and move and align time MT = 0.5 seconds. There is only one<br />

exposure step performed by the stepper, with NE = 60 and EE = 1,000 mJ. No blading is<br />

required.<br />

Consider three possible frequencies for changing the bulb: once every 100 wafers, once<br />

every 1,000 wafers, or once every 5,000 wafers. Which frequency would maximize<br />

n<br />

n<br />

i 1<br />

a<br />

stepper output rate? Explain. (Useful fact from algebra: a a .)<br />

i1<br />

1<br />

a<br />

5. In a 24-hour period, a particular photo exposure machine had 2.5 hours <strong>of</strong> down time.<br />

Its rate efficiency was 85 percent. It completed processing <strong>of</strong> 35 lots, but 5 <strong>of</strong> these were<br />

the second run on a lot previously processed (i.e., 5 lots were reworked). The average<br />

process time per machine cycle was 0.5 hours. (One lot is processed per machine cycle,<br />

and a rework lot takes the same amount <strong>of</strong> time as a first-pass lot.)<br />

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(a) Estimate the availability, the utilization <strong>of</strong> availability and the OEE <strong>of</strong> the<br />

machine for that 24-hour period.<br />

(b) An engineering change to the machine is under consideration. The change will<br />

reduce the rework rate to about 6 percent, but it will increase the average process<br />

time by 2 percent. (Theoretical process time will not be changed.) Assuming the<br />

24-hour period reflected average conditions, estimate what the OEE score will be<br />

if the engineering change had been implemented. Assume the number <strong>of</strong> fab starts<br />

will be increased just enough so that the utilization is held constant.<br />

Now suppose it is not known how low the rework rate will be after the engineering<br />

change, but it is known that average process time would rise by 2 percent. Find the upper<br />

limit on the rework rate after the change such that the engineering change will not<br />

decrease OEE from its value in part (a). Once again, assume the fab starts would be<br />

adjusted so that the utilization is held constant.<br />

6. A semiconductor factory producing 0.8 micron products utilizes 5X G Line stepper<br />

machines to perform photolithography. The machine works as follows. One or two<br />

cassettes <strong>of</strong> 25 wafers each may be placed in the stepper by the operator. The operator<br />

must enter a recipe into the machine and place the proper reticle (i.e., the photomask) in<br />

the machine before starting the machine. The machine accommodates up to six reticles in<br />

an internal magazine. A new cassette, recipe and/or reticle can be tendered to the machine<br />

while it is running on another cassette/reticle/recipe combination.<br />

Mechanical apparatus inside the machine move wafers one at a time out <strong>of</strong> the input<br />

cassette and onto an X-Y stage where the exposures will take place. The machine<br />

performs the lithography exposures on the first wafer, then the completed wafer is moved<br />

to an empty cassette while the second wafer is moved onto the X-Y stage. The fixed time<br />

to move a completed wafer <strong>of</strong>f the stage and replace it with the next wafer to be<br />

processed is called the wafer exchange time (XT).<br />

After a wafer is moved onto the X-Y stage, the machine performs an aligning procedure<br />

to properly orient the wafer level and straight with the camera lens. The fixed time to<br />

perform this initial alignment is called the alignment time (AT).<br />

The 5X stepper performs multiple exposures, one at a time. (The name "stepper" comes<br />

from the fact that it performs multiple "steps" across the wafer surface.) Each exposure<br />

encompasses a small number <strong>of</strong> die. The number <strong>of</strong> exposures (NE) required to fully<br />

process a particular wafer type is a given factor which depends on the size <strong>of</strong> the die and<br />

the exposure field size <strong>of</strong> the machine.<br />

The process recipe calls for a certain exposure energy (EE) to be achieved, measured in<br />

milli-Joules (mJ). The time required to perform this exposure (ET) equals EE divided by<br />

the lamp intensity (LI) <strong>of</strong> the machine, where LI is measured in milli-Watts per square<br />

centimeter (mW/sq cm). LI depends on the condition <strong>of</strong> the exposure bulb and the quality<br />

<strong>of</strong> the optical path inside the machine.<br />

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After a single exposure is completed, the X-Y stage moves the wafer over for the<br />

exposure <strong>of</strong> the next field. The fixed time for the mechanical apparatus to move the wafer<br />

and re-align the camera is called the move time (MT). There is no MT before exposing<br />

the first die; all initial motion <strong>of</strong> the wafer on the X-Y stage is included in AT.<br />

For the die types produced in this factory, there are no "test keys" printed on the wafers.<br />

The entire wafer surface is printed with product dice.<br />

After exposures <strong>of</strong> all wafers in the cassette are completed, the cassette can be removed<br />

from the machine and the exposed wafers are then sent through a development process.<br />

(Similar to the way the machine can hold two cassettes <strong>of</strong> inbound wafers, there is room<br />

in the machine for two outbound cassettes. A full outbound cassette can be removed from<br />

the machine while it continues to process wafers into the other cassette.) After<br />

developing, the wafers are inspected under a microscope. If for some reason the exposure<br />

was mis-aligned with earlier mask layers, the current layer can be stripped <strong>of</strong>f in an acid<br />

bath, and the wafers sent back through the stepper for a second try. This repetition is<br />

known as rework. Let RW denote the fraction <strong>of</strong> total wafer operations performed on the<br />

5X stepper that are rework.<br />

The operational procedures followed in the factory sometimes result in the machine being<br />

completely flushed out <strong>of</strong> wafers and falling idle. For quality control purposes, the<br />

machine might be deliberately stopped after processing one wafer and held idle while<br />

waiting for the results <strong>of</strong> the after-develop inspection. When the machine is to be used<br />

again after becoming idle, the machine is inactive while the operator puts in a new reticle,<br />

puts in a new cassette, enters the appropriate recipe, and starts the machine. It then takes<br />

the machine some time to bring the first wafer from the inbound cassette to the X-Y stage<br />

in order to start the basic processing cycle described above. The sum <strong>of</strong> all these delay<br />

times is called a setup time (ST). Let WPS denote the average number <strong>of</strong> wafers<br />

processed between setups.<br />

The industrial engineer for the fab has collected the following data about a particular 5X<br />

stepper in the factory:<br />

Parameter Theoretical Average<br />

LI 770 mW/sq cm 720 mW/sq cm<br />

MT 0.46 sec 0.47 sec<br />

AT 27.0 sec 29.0 sec<br />

XT 12.0 sec 12.0 sec<br />

ST<br />

150 sec<br />

(a) Provide a formula for the theoretical processing time (seconds per wafer) as a function<br />

<strong>of</strong> the number <strong>of</strong> exposures per wafer (NE), the exposure energy (EE), and the numerical<br />

parameters above.<br />

4


(b) Provide a formula for the average processing time (seconds per wafer). Assume the<br />

average rework rate RW and the average number <strong>of</strong> wafers per setup WPS parameters are<br />

given. Assume rework does not result in extra stepper setups.<br />

(c) The Photo Process Engineering Manager would like some help prioritizing the efforts<br />

<strong>of</strong> her staff. She would like to know: Which would reduce average processing time more,<br />

a 5% reduction in exposure time, or a 5% reduction in the rework rate? Assume the<br />

average number <strong>of</strong> exposures NE is 60, the current average exposure time is 0.3 seconds,<br />

and the current average rework rate is 2.6%. Answer her question and explain.<br />

(d) Suppose the average processing time for the stepper is reduced. Would this translate<br />

into a higher OEE score for the stepper? Explain.<br />

7. At present, the process specifications for the operation <strong>of</strong> a metal etcher require the<br />

operator to perform a test run <strong>of</strong> the machine on a single blank wafer before processing<br />

each production lot. The blank wafer must be inspected for particles using a measurement<br />

machine that counts particles on the wafer surface. During this time, the metal etcher is<br />

held idle. If the particle count is low enough, the operator may proceed to process the<br />

production lot through the metal etcher. If the particle count is too high, the metal etcher<br />

machine is declared out-<strong>of</strong>-control and a cleaning <strong>of</strong> the machine must be performed<br />

before any production lots can be processed. The relevant parameters are as follows:<br />

Parameter Average Theoretical<br />

Time to process blank wafer 10.2 minutes 9.1 minutes<br />

Time to inspect blank wafer 8.5 minutes 6.2 minutes<br />

Time to process production lot 30.5 minutes 28.0 minutes<br />

Cleaning time per 24 hours 2.0 hours<br />

Other down time per 24 hours 1.2 hours<br />

Production lots processed per day 25.0<br />

(a) What is the current OEE <strong>of</strong> the metal etcher? Assume that, theoretically, test runs are<br />

not necessary.<br />

(b) Estimate the current availability <strong>of</strong> the metal etcher. Suppose we define utilization (<strong>of</strong><br />

total time) for the metal etcher to include processing time plus the enforced idleness<br />

during inspection <strong>of</strong> test runs. Estimate the current utilization (<strong>of</strong> total time) <strong>of</strong> the metal<br />

etcher.<br />

(c) Optimistically, what is the potential increase in OEE if test runs are eliminated but no<br />

other improvements are made? That is, what is the ratio <strong>of</strong> potential OEE to current<br />

OEE? (To estimate this increase, assume there will be no change in idle time, cleaning<br />

time, other down time or in rate <strong>of</strong> quality after the test runs are eliminated. Moreover,<br />

assume the metal etcher is the fab bottleneck by a very wide margin.)<br />

5


(d) Pessimistically, there might be a major drop in die yield if the test runs are not<br />

performed. By what factor would the die yield need to drop to <strong>of</strong>fset the gains in wafer<br />

throughput? Do you think such a drop is likely?<br />

(e) How would the trade-<strong>of</strong>f change if the metal etcher was not the fab bottleneck?<br />

Would we be more inclined or less inclined to eliminate test runs? Explain very briefly.<br />

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