DCI-APPLICATION FORM-RESIDENT.pmd - Finapolis

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
• submit the above information online following the
instructions stated therein; and
• make the requisite payment for the Bonds applied for using
the online payment facility.
Relevant “know your customer” details of such Applicants will
be validated online from the Depositories, on the basis of the DP
ID and Client ID provided by them in the Application Form.
On successful submission of a Direct Online Application, the
Applicant will receive a system-generated UAN and an SMS or
an e-mail confirmation on credit of the requisite Application
Amount paid through the online payment facility with the Direct
Online Application. On Allotment, the Registrar to the Issue shall
credit Bonds to the beneficiary account of the Applicant and in
case of refund, the refund amount shall be credited directly to the
Applicant’s bank account. Applicants applying through the Direct
Online Application facility must preserve their UAN and quote
their UAN in: (a) any cancellation/withdrawal of their Application;
(b) in queries in connection with Allotment of Bonds and/or
refund(s); and/or (c) in all investor grievances/complaints in
connection with the Issue.
As per Circular No. CIR./IMD/DF-1/20/2012 dated July 27,
2012 issued by SEBI, the availability of the Direct Online
Applications facility is subject to the Stock Exchanges putting
in place the necessary systems and infrastructure, and
accordingly the aforementioned disclosures are subject to any
further clarifications, notification, modification deletion,
direction, instructions and/or correspondence that may be issued
by the Stock Exchanges and/or SEBI.
For instructions pertaining to completing Application Form please
see “General Instructions” below.
INSTRUCTIONS FOR COMPLETING THE APPLICATION
FORM
23. General Instructions
(a) Applications must be made only in the prescribed Application
Form.
(b) Applications must be completed in block letters in English
as per the instructions contained in the Prospectus, Abridged
Prospectus and Application Form.
(c) If the Application is submitted in joint names, the Application
Form should contain only the name of the first Bidder whose
name should also appear as the first holder of the depository
account held in joint names.
(d) Applications must be for a minimum of 5 (five) Bonds and in
multiples of one Bond thereafter.
(e) Thumb impressions and signatures other than in English/
Hindi/Gujarati/Marathi or any of the other languages
specified in the Eighth Schedule to the Constitution of India
must be attested by a Magistrate or Notary Public or a Special
Executive Magistrate under his official seal.
(f) Applicants should hold a valid PAN allotted under the Income
Tax Act and mention it in the Application Form.
(g) Applicants must tick the relevant box for the ‘Category of
Investor’ provided in the Application Form.
(h) Applicants must tick the relevant box for the ‘Mode of
Application’ provided in the Application Form, choosing
either ASBA or Non-ASBA mechanism.
(i) ASBA Applicants should correctly mention the ASBA
Account number and ensure that funds equal to the
Application Amount are available in the ASBA Account.
(j) Applications should be made by the Karta in case of HUFs.
Applicants are required to ensure that the PAN details of the
HUF are mentioned and not those of the Karta.
(k) No separate receipts will be issued for the Application
Amount payable on submission of the Application Form.
However, the Lead Managers, Lead Brokers, Trading
Members of the Stock Exchanges or the Designated Branches
of the SCSBs, as the case may be, will acknowledge the receipt
of the Application Forms by stamping the date and returning
to the Applicants an acknowledgement slip which will serve
as the duplicate of the Application Form for the records of
the Applicant.
The Company, the Members of the Syndicate, Trading Members
of the Stock Exchanges, Designated Branches of SCSBs, and
the Registrar to the Issue will not be liable for errors in data
entry due to submission of incomplete or illegible Application
Forms.
The Company shall Allot Series 1 Bonds to all valid Applications
where the Applicants have not indicated their choice of the
relevant Series in the Application Form.
24. Applicant’s Beneficiary Account and Bank Account Details
Applicants applying for Allotment in dematerialised form must
mention their DP ID and Client ID in the Application Form, and
ensure that the name provided in the Application Form is exactly
the same as the name in which the Beneficiary Account is held. In
case the Application Form for Allotment in dematerialised form is
submitted in joint names, it should be ensured that the Beneficiary
Account is held in the same joint names and in the same sequence
in which they appear in the Application Form. In case the DP ID,
Client ID and PAN mentioned in the Application Form for
Allotment in dematerialised form and entered into the electronic
system of the Stock Exchanges do not match with the DP ID,
Client ID and PAN available in the Depository database or in
case PAN is not available in the Depository database, the
Application Form for Allotment in dematerialised form is liable
to be rejected. Further, Application Forms submitted by
Applicants applying for Allotment in dematerialised form, whose
beneficiary accounts are inactive, will be rejected.
On the basis of the DP ID and Client ID provided by the Applicant
in the Application Form for Allotment in dematerialised form and
entered into the electronic system of the Stock Exchanges, the
DREDGING CORPORATION OF INDIA LIMITED 13